Docket: IMM-7980-13
Citation: 2014 FC 1080
[ENGLISH CERTIFIED TRANSLATION]
Montréal, Quebec, November 14, 2014
PRESENT: The Honourable Mr. Justice Martineau
BETWEEN:
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MONIA PATRICIA DJOSSOU
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Applicant
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and
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THE MINISTER OF CITIZENSHIP AND IMMIGRATION
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Respondent
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JUDGMENT AND REASONS
[1]
The applicant is challenging the legality of a
decision of the Refugee Appeal Division [RAD] of the Immigration and Refugee
Board [IRB] upholding a previous decision by the Refugee Protection Division [RPD]
finding that the applicant was neither a “Convention
refugee” nor a “person in need of protection”
within the meaning of sections 96 and 97 of the Immigration and Refugee Protection
Act, SC 2001, c 27 [IRPA or Act].
[2]
The applicant is a citizen of Benin who had claimed refugee protection following the persecution she purports to have suffered in Togo after the death of her Togolese husband. Her in-laws want to force her into a
polygamous marriage with her brother-in-law; this is in addition to a rape and
harassment she was subject to in that country. The applicant does not want to
seek refuge in Benin, because she claims her family would force her to return
to live with her brother-in-law, given that her father had already received
payment for the dowry from her in-laws.
[3]
The RPD refused the refugee protection claim
based on issues of credibility and because it determined the applicant’s
conduct to be inconsistent with that of a person who alleges a fear of being
persecuted in their country. In her appeal before the RAD, the applicant
contended that the RPD erred in fact and in law: (1) in its assessment of the
applicant’s credibility, by failing to take into account all of the evidence in
the record; (2) in the manner in which if justified its negative determination,
as insufficient reasons were provided for the decision.
[4]
The applicant asked the RAD to hold an oral
hearing, but her request was denied by Member Bissonnette, who found that no
new admissible evidence, meeting the requirements of subsection 110(4) of the
Act, had been presented to the RAD. In this case, the applicant’s appeal was
dismissed on the basis of the evidence in the record because the RPD’s decision
“falls within a range of possible, acceptable outcomes
which are defensible in respect of the facts and law”, while the RPD’s
reasons for dismissing the claim “were sufficiently
justified, transparent and intelligible”, hence this application for
judicial review.
Systemic approach
[5]
Neither the interpretation of the RAD’s authority
to admit new evidence nor the Member’s refusal to hold an oral hearing are at
issue here (for an interesting study of the matter, I would recommend reading
the judgment issued by Justice Gagné in Singh v Canada (Minister of
Citizenship and Immigration), 2014 FC 1022 [Singh]). Thus, the only
issue in this matter is determining whether the RAD committed a reviewable
error in applying, to the RPD’s findings of fact or of mixed fact and law, the
standard of “reasonableness” used by courts sitting in judicial review (Dunsmuir
v New Brunswick, 2008 SCC 9 [Dunsmuir]). One may, in this regard,
speak of a systemic approach on the part of the RAD.
[6]
Indeed, this is not the first time the legality
of decisions founded on the same legal reasoning as that employed by this and
other members of the RAD has been examined on judicial review by judges of this
Court. I refer you to the judgments below:
1. Iyamuremye v Canada (Citizenship and Immigration), 2014 FC 494 [Iyamuremye] (Justice Shore), setting aside a
decision dated July 25, 2013, by Member Bissonnette (Docket IMM-5282-13);
2. Triastcin v Canada (Citizenship and Immigration), 2014 FC 975 [Triastcin] (Justice Shore), setting aside a
decision dated August 26, 2013, by Member Bissonnette (Docket IMM-5981-13);
3. Akuffo v Canada (Citizenship and Immigration), 2014 FC 1063 [Akuffo] (Justice Gagné), upholding a decision
dated September 18, 2013, by Member Gallagher (Docket IMM-6640-13);
4. Alvarez v Canada (Citizenship and Immigration), 2014 FC 702 [Alvarez] (Justice Shore), setting aside a
decision dated October 18, 2013, by Member Bissonnette (Docket IMM‑7218-13);
5. Eng v Canada (Citizenship and Immigration), 2014 FC 711 [Eng] (Justice Shore), setting aside a decision
dated October 22, 2013, by Member Bissonnette (Docket IMM‑7281-13);
6. Njeukam v Canada (Citizenship and Immigration), 2014 FC 859 [Njeukam] (Justice Locke), upholding a decision
dated October 22, 2013, by Member Bissonnette (Docket IMM-7280-13);
7. Yetna v Canada (Citizenship and Immigration), 2014 FC 858 [Yetna] (Justice Locke), setting aside a decision
dated November 5, 2013, by Member Leduc (Docket IMM‑7567‑13);
8. Spasoja v Canada (Citizenship and Immigration), 2014 FC 913 [Spasoja] (Justice Roy), setting aside a
decision dated November 8, 2013, Member Bissonnette (Docket IMM‑7630-13);
9. Huruglica v Canada (Citizenship and Immigration), 2014 FC 799 [Huruglica] (Justice Phelan), setting aside a decision
dated September 5, 2013, by Member Bosveld (IMM‑6362-13);
10. Diarra
v Canada (Citizenship and Immigration), 2014 FC
1009 [Diarra] (Justice Beaudry), setting aside a decision dated January
23, 2014, by Member Leduc (Docket IMM-1217-14);
11. Guardado
v Canada (Citizenship and Immigration), 2014 FC
953 [Guardado] (Justice Martineau), setting aside a decision dated 24,
2014, by Member Bissonnette (Docket IMM-882-14);
12. Alyafi v Canada (Citizenship and Immigration), 2014 FC 952 [Alyafi] (Justice Martineau), setting aside a decision
dated January 30, 2014, by Member Gallagher (Docket IMM-1091-14).
[7]
As can be seen from a review of the reasons
provided by the Court in the various matters noted above, a number of
colleagues and I are of the unanimous view that the RAD is committing a
reviewable error when it adopts a reasonableness standard of review, even if
there are varying opinions as to the nature or scope of an appeal before the RAD.
All of these RAD decisions share the same common characteristic; they were all
issued between July 24, 2013, and January 30, 2014, some four months before
this Court was first asked to examine the legality of a RAD decision in which
this same reasoning was applied (Iyamuremye, above, dated
May 26, 2014). In all but two instances in which it was determined
that the results were reasonable despite faulty reasoning by the Member (Njeukam
and Akuffo, above), the Court decided to set aside the RAD’s decision
and return the appeal to the RAD for redetermination.
General position of the parties
[8]
Unsurprisingly, the applicant is arguing that
the decision dated November 7, 2013, by Member Bissonnette should meet the same
fate as the other RAD decisions set aside by the Court. In the present case,
correctness is the applicable standard of review. Indeed, sections 110 and 111
of the IRPA make to reference to any standard of review or to any concept of
deference whatsoever. If the decision of the RPD is
wrong in law, in fact or in mixed law and fact, the RAD may set it aside and substitute the determination that should
have been made. Parliament in fact intended to create a “full appeal”
before the RAD. In this case, it was not enough for Member Bissonnette to
simply examine the reasonableness of the RPD decision to reject the claim and
inquire only whether it fell “within a range of
possible, acceptable outcomes which are defensible in respect of the facts and
law” (Dunsmuir, above at para 47). In particular, to determine
whether the RPD had erred in its assessment of the applicant’s credibility—by
disregarding explanations or documents produced— the RAD would necessarily have
to reassess the evidence as a whole and reach its own conclusions as to the
merits of the claim.
[9]
Reprising arguments that so far have yet to be
accepted by this Court, the respondent reiterates that, on the contrary, Member
Bissonnette committed no reviewable error by not reassessing all of the
evidence in the record and by applying a standard of review of reasonableness;
that a reasonableness standard should be applied to the review of the decision
by the RAD. At any rate, the applicant’s proposition that the RAD must proceed
with an “independent review of the evidence” and which is supported by a
certain amount of the case law of this Court is not consistent in law and
disregards the scheme of the new statutory provisions. The wording of section
110 of the IRPA requires a refugee protection claimant to identify any error of
fact, of law or of mixed law and fact, made by the RPD at first instance. There
is no mention of having a trial de novo or of reassessing all of the
evidence in the record. Lastly, the respondent adds that even if the standard
of review to be applied to the RPD’s findings of fact or of mixed fact and law was
that of palpable and overriding error, as certain colleagues of this Court
assert, the end result should be the same, which would justify the dismissal of
this application for judicial review.
[10]
At the hearing, in response to the Court’s
questions regarding the case law, the applicant’s learned counsel argued that
if the Court would not decide, the issue of the scope of the appeal before the RAD
on a correctness standard, it could at least include, in its reasons for
judgment, some clarification with regard to the scope of sections 110 and 111
of the IRPA. The Court’s opinion could be of great assistance to the parties
and to the panel when the issue comes up again for redetermination, given that
the statements in the case law with respect to the applicable standard can be obscure
and contradictory at times. In particular, counsel for the applicant questioned
the scope of the test proposed by Justice Phelan in Huruglica, above,
according to which “the RAD is required to conduct a
hybrid appeal”; on the one hand, the Court indicates that the RAD “must review all aspects of the RPD’s decision and come to an
independent assessment” (at para 54) while on the other, the Court
states that the RAD “can recognize and respect the
conclusion of the RPD on such issues as credibility and/or where the RPD enjoys
a particular advantage in reaching such a conclusion” (at para 55). These
statements appear to be contradictory. The applicant’s counsel further opined
that the automatic application of the palpable and overriding error standard,
which is what Justices Shore and Roy appear to favour (Alvares, Eng
and Spasoja, above) is likely to lead to serious problems of application
and create injustices in the future because one cannot compare the RAD to a
traditional court of appeal that hears thousands of different cases.
[11]
At first glance, both parties agree that it its
current wording the standard of palpable and overriding error set out by the
Supreme Court in Housen v Nikolaisen, 2002 SCC 33 [Housen] and HL
v Canada (Attorney General), 2005 SCC 25 [HL] seems more demanding
than the reasonableness standard set out in Dunsmuir, above. It should
be recalled that in the latter case the Supreme Court decided to meld the two
previous standards (reasonableness simpliciter and patent
unreasonableness) into a single standard of review. If a greater degree of
deference (patent and overriding error) poses no problem for the respondent, it
makes no practical sense for the applicant. The applicant points out that under
the new scheme thousands of refugee claimants rejected by the RPD are now
denied an opportunity to have a pre-removal risk assessment [PRRA]. And cases
that are appealed before the RAD are already restricted to certain countries in
which peoples’ lives are often at stake. For the applicant, these latter factors
make a strong case for the RAD adopting a standard of review for RPD decisions
that affords precious little room for deference, and one that is certainly less
deferential than the reasonableness standard, no matter which qualifiers are
used (reasonableness or palpable and overriding error).
[12]
For the reasons that follow, this application
for judicial review should be allowed.
Standard
of review
[13]
Let us begin this analysis by determining which
standard of review this Court, as a superior court sitting in judicial review of
any decision made under the IRPA (sections 3, 18 and 18.1 of the Federal
Courts Act, RSC 1985, c F-7; section 72 of the IRPA), must apply to various
determinations of the RAD (Dunsmuir at paras 27 et seq.). Any
deference the RAD may or may not give to the RPD raises a question of law. There
are two competing standards: correctness and reasonableness.
[14]
It is well known in legal circles that the application
of a correctness standard by a court on judicial review to a question of law
determined by an administrative tribunal is more stringent than applying a
standard of reasonableness. Indeed, “[u]nlike a review for correctness, there will often be no single right
answer to the questions that are under review against the standard of
reasonableness” (Law Society of New Brunswick v Ryan, 2003 SCC 20 at para
51). In contrast, on a correctness standard there can only be one right answer.
It goes without saying that in certain cases this could be determinative of the
outcome of an application for judicial review (as was the case, for example, in
Singh, above at para 65; see also King v Canada (Attorney General),
2012 FC 488 at paras 94, 144-145 [King], affirmed by 2013 FCA 131).
[15]
But why speak of deference?
[16]
It is because, as a general rule, the more deferential
standard of reasonableness will usually apply where a
decision maker is interpreting its own statute or statutes closely connected to
its function, with which it will have particular familiarity (Dunsmuir,
above at paras 54 and 55; Smith v Alliance Pipeline Ltd, 2011 SCC 7,
[2011] 1 S.C.R. 160 at para 28; Alberta (Information and Privacy Commissioner)
v Alberta Teachers’ Association, 2011 SCC 61, [2011] 3 S.C.R. 654 at para 30 [Alberta
Teachers’ Association]; Canadian Artists’ Representation v National
Gallery of Canada, 2014 SCC 42 at para 13). As the Supreme Court of Canada
aptly summarizes in Canadian National Railway Co v Canada (Attorney General),
2014 SCC 40 at para 55 [Canadian National Railway Co.]:
In such cases, there is a presumption of
deferential review, unless the question at issue falls into one of the
categories to which the correctness standard applies: constitutional questions,
questions of law that are of central importance to the legal system as a whole
and that are outside of the adjudicator’s expertise, questions regarding the
jurisdictional lines between two or more competing specialized tribunals, and
the exceptional category of true questions of jurisdiction (Dunsmuir, at
paras. 58-61, and Alberta Teachers’ Association, at
para. 30, citing Canada (Canadian Human Rights Commission), at
para. 18, and Dunsmuir, at paras. 58-61).
[17]
In Dunsmuir, above, the Supreme Court
notes that when a full analysis of the applicable standard of review must be
carried out, the analysis must be contextual, and it must take into
consideration the factors relevant to the determination of the applicable
standard (at para 64):
As mentioned above, it is dependent on the application
of a number of relevant factors, including: (1) the presence or absence of a
privative clause; (2) the purpose of the tribunal as determined by
interpretation of enabling legislation; (3) the nature of the question at
issue, and; (4) the expertise of the tribunal. In many cases, it will not
be necessary to consider all of the factors, as some of them may be
determinative in the application of the reasonableness standard in a specific
case.
[18]
One must begin by asking whether the level of
deference to be accorded to a particular type of question has been “established
satisfactorily” in the case law (Agraira v Canada (Public Safety and
Emergency Preparedness), 2013 SCC 36 at paras 48-49). Despite the fact that
some of my colleagues have heretofore opted for a correctness standard (Iyamuremye,
above at para 20; Alvarez, above at para 17; Eng, above at para
18; Huruglica, above at paras 25-34; Yetna, above at para 14; Spasoja,
above at paras 7 to 9), there is nothing approaching unanimity on the issue (contra,
Akuffo, above at paras 16 to 26). I myself am of the view, although I
may be mistaken, that a reasonableness standard applies to this review of the
legality of the decision in question.
[19]
In the first place, it is by no means evident to
me that the issue here falls under one of the categories of questions that are
subject to a correctness standard (Dunsmuir, above at paras 58-61; Canadian
National Railway Co., above at para 55). To begin with, in this case, no
constitutional question has been raised by the parties. In addition, I would
doubt that any veritable “question of jurisdiction” in its narrow sense is at
play here, which is the case “where the tribunal must
explicitly determine whether its statutory grant of power gives it the
authority to decide a particular matter” (Dunsmuir, above at
para 59). It should be recalled that the Supreme Court of Canada warned that
federal courts “should not be alert to brand as
jurisdictional, and therefore subject to broader curial review, that which may
be doubtfully so” (Dunsmuir, above at para 35, citing Canadian
Union of Public Employees, Local 963 v New Brunswick Liquor Corp.,, [1979]
2 SCR 227 at p. 233).
[20]
According to subsections 110(1) and (2) of the IRPA,
an appeal before the RAD involves “a question of law,
of fact or mixed law and fact” raised by the refugee claimant or by the
Minister in his or her notice of appeal. In this case, the parties agree that
the RAD was properly seized with the applicant’s appeal. The RAD has the
express power to overturn any RPD decision that is “wrong
in law, in fact, or in mixed law and fact” (paragraph 111(2)(a)
of the IRPA). The scope of the appeal is therefore not in issue. Nor is it a
matter of interpreting the scope of the exclusions set out in subsection 110(2)—which
restrict the RAD’s capacity to hear certain types of appeal. Rather, the issue
is to determine whether the member committed a reviewable error in choosing to
apply a reasonableness standard when considering questions of fact or of mixed
law and fact raised by the applicant in her notice of appeal (Dunsmuir, above),
and did so on the basis of a questionable interpretation or application of the
judgment issued by the Alberta Court of Appeal in Newton v Criminal Trial
Lawyers’ Association, 2010 ABCA 399, 493 AR 89 [Newton].
[21]
Indeed, for Member Bissonnette, only a pure
question of law or a breach of natural justice are reviewable on a correctness
standard on appeal before the RAD (impugned decision at para 38). Otherwise,
the appellant has the onus of demonstrating to the RAD the “unreasonableness”
of the RPD’s findings of fact or of mixed law and fact that she is challenging
(impugned decision at paras 39 to 41). But can one consider the issue of
“standards of review” before the RAD as being a “question of jurisdiction”, in the
broad sense, because it would be incidental to the delineation of the “respective
jurisdictions” of the RAD and the RPD?
[22]
At least this is what my colleague, Justice Roy,
suggests in Spasoja (above at para 8). With respect, I am not convinced
that we need to go down that road. Indeed, unlike an adjudicator or a human
rights tribunal—which can both be seized with, at first instance, an issue
related to employment discrimination—the RPD and the RAD do not have competing
jurisdiction in determining refugee status—other than where the RAD, on appeal,
decides to set aside the decision of the RPD and substitute the decision that
should have been made, without referring the matter back to the RPD, as is
permitted under section 111 of the IRPA.
[23]
Questions of statutory interpretation are indubitably
questions of law (Canadian National Railway Co., above at para 33). Such
is therefore the case where the RAD is interpreting its enabling statute, in
this case the IRPA. In practice, deference is largely an incidental issue to
the RAD’s perception of its appellate role. In the absence of an explicit
statutory provision, one might say it is a question of “judicial or
institutional policy”—for lack of a better description. It must be noted here
that neither section 110 nor section 111 of the IRPA make any specific
reference to the “degree of deference” the RAD may or may not afford to a
finding of fact, of law, or of mixed law and fact made by the RPD. In passing, the
concept of deference that we associate with “standards of review” should not be
confused with the particular grounds for appeal or for review of an appealable
or reviewable decision (Alyafi, above at paras 14-15). Therefore, if it
is not a true question of jurisdiction, does the issue fall under another
category to which a correctness standard applies?
[24]
Up to this point, the Supreme Court has given a
very narrow reading of the last exception, that of a question of law of central importance.
In fact it was on the basis of this narrow reading that my colleague, Justice
Gagné, recently concluded that a standard of reasonableness should be applied
when determining which standard the RAD must apply when reviewing findings of
fact made by the RPD (Akuffo, above at paras 17-26). Justice Gagné noted
that a correctness standard would apply solely to questions of law that were
both of central importance to the legal system as a whole and outside the
expertise of the administrative tribunal (at para 20). Citing Alberta
Teachers’ Association, above, Justice Gagné indicated that a question of
general importance is one whose resolution has repercussions outside the
statutory scheme under consideration (Akuffo, above at para 21). Moreover,
since its decision in Alberta Teachers, above, the Supreme Court has not
encountered any situation that would fall under this exception to the
reasonableness standard (Akuffo, above at para 21), since questions whose
resolution would have no precedential value outside of a specific context are
not questions of central importance to the legal system as a whole.
[25]
In Nor-Man Regional Health Authority Inc v
Manitoba Association of Health Care Professionals, 2011 SCC 59 [Nor-Man]
and Communications, Energy and Paperworkers Union of Canada, Local 30 v Irving
Pulp & Paper, Ltd., 2013 SCC 34 [Irving], the Court reaffirmed
that arbitration decisions issued under collective agreements were subject to a
reasonableness standard, even if the arbitrator applied the equitable doctrine
of estoppel (Nor-Man, above at para 38) and even if the conflict was of interest
to the public (Irving, above at para 66). In Irving, Justices
Rothstein and Moldaver, for the minority (dissenting on another issue), pointed
out that even if the dispute was of wider importance to the public, the
applicable standard was reasonableness because the application of collective
agreements is part of labour arbitrators’ expertise and that “[t]his dispute has little legal consequence outside the
sphere of labour law and that, not its potential real-world consequences,
determines the applicable standard of review” (at para 66). The Supreme
Court arrived at a similar conclusion in Canadian National Railway Co., above,
in which it pointed out the issue as to whether certain parties could avail
themselves of the complaint mechanism under the Transportation Act, SC
1996, c 10, was not a true question of jurisdiction or a question of central
importance because the question at issue does not have any precedential value
outside of its statutory regime (at paras 60-62).
[26]
In McLean v British Columbia (Securities
Commission), 2013 SCC 67, the Supreme Court reaffirmed the presumption that
a reasonableness standard should be applied to an administrative decision maker’s
interpretation of its home statute (at para 21). Justice Moldaver, on behalf of
the majority, noted that an administrative decision maker’s interpretation of a
limitation period contained in its enabling statute did not automatically
attract a standard of correctness:
First, although I agree that limitation
periods, as a conceptual matter, are generally of central importance to the fair administration of justice, it does
not follow that the Commission’s interpretation of this
limitation period must be reviewed for its
correctness. (at para 28)
[27]
The Supreme Court also refuted the appellant’s argument
that limitation periods were not part of the substantial securities regulation
in which the Commission had a specialized expertise (at para 30). According to
the Court:
. . . [T]he resolution of unclear language
in an administrative decision maker’s home statute is usually best left to the
decision maker. That is so because the choice between multiple reasonable
interpretations will often involve policy considerations that we presume the
legislature desired the administrative decision maker — not the courts —
to make. Indeed, the exercise of that interpretative discretion is part
of an administrative decision maker’s “expertise”. (at para 33)
[28]
This conclusion is similar to that found in Canada
(Human Rights Commission) v Canada (Attorney General), 2011 SCC 53 [Canada
(Human Rights Commission)], wherein the Supreme Court indicated that the
standard of reasonableness applied to the Canadian Human Rights Commission’s
decision that it could award costs under its enabling statute because this was
a question of law that was within the core expertise of the Tribunal in the
interpretation and application of its enabling statute (at para 25). The Court
further stated:
In addition, a decision as to whether a
particular tribunal will grant a particular type of compensation — in this
case, legal costs — can hardly be said to be a question of central importance
for the Canadian legal system and outside the specialized expertise of the
adjudicator. Compensation is frequently awarded in various circumstances and under
many schemes. It cannot be said that a decision on whether to grant legal costs
as an element of that compensation and about their amount would subvert the
legal system, even if a reviewing court found it to be in error. (at para 25)
[29]
The jurisprudence of the Supreme Court shows
that where a response to a question has no precedential value outside of a
particular statutory scheme, it is not a question of central importance to the legal
system as a whole. These decisions also demonstrate that a broad interpretation
must be given to an administrative tribunal’s expertise in applying its
enabling statute or a statute closely connected to its functions, in
particular, that a tribunal’s expertise is not limited to substantive
provisions, but extends to procedural provisions.
[30]
With respect, I am not as convinced as my
colleague, Justice Phelan, that “[t]he selection of the
appropriate standard of review is a legal question well beyond the scope of the
RAD’s expertise, even though it depends on the interpretation of the IRPA, the
RAD’s home statute” (Huruglica, above at para 30). At first
glance, given the experience of its members and institutional expertise, the RAD
is very well placed to determine whether the new statutory provisions create a
“true appeal”, an “appeal de novo”, or another type of
administrative appeal. Moreover, the RAD’s need for expert members was one of
the reasons cited by M.P. Nina Grewal to explain why the government was not in
favour of establishing the RAD in 2007:
It should also be noted that in order to
implement the RAD, the IRB itself has said that the skill set of members of the
RAD would need to be different from other IRB members. The IRB stated that the
selection would have to reflect the tasks of an appellate decision-maker, require
a stronger legal and analytical capacity, and some prior adjudicative
experience. (House of Commons Debates, 39th Parliament, 1st Session, No.
122 (March 2, 2007) at pp. 1330 et seq.))
[31]
Furthermore, comments by Peter Showler, Chairperson
of the IRB at the time, before the Standing Committee on Citizenship and Immigration
during its 2001 review of Bill C-11, which went on to become the IRPA, show
that the purpose for creating the RAD was not to simply add an intermediate
stage between the RPD’s determination of a refugee claim and judicial review by
the Federal Court:
It is expected that the RAD will produce two
different but complementary results. By reviewing individual RPD decisions on
the merits, the RAD can efficiently remedy errors made by the RPD. That, if
you will, is the safety net for the RPD. However, in addition the divisions
will ensure consistency in refugee decision-making by developing coherent
national jurisprudence in refugee law issues. As I said to this committee
before, we don't see that as a benefit simply in that it will improve the
quality of our decision-making. If there is more coherent, consistent
jurisprudence, we think RPD decision-makers can actually make their decisions
more quickly as well. (Standing Committee on Citizenship and Immigration, Evidence,
37th Parliament, 1st Session, meeting No. 5 (March 20, 2001) at pp.
0915-20, 0945; Emphasis added.)
[32]
In addition, the IRPA sets out the following at
subsection 162(1):
162. (1) Each Division of the Board has, in respect of proceedings
brought before it under this Act, sole and exclusive jurisdiction to hear and
determine all questions of law and fact, including questions of jurisdiction.
|
162. (1) Chacune des sections a compétence
exclusive pour connaître des questions de droit et de fait — y compris en
matière de compétence — dans le cadre des affaires dont elle est saisie.
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[33]
It is therefore apparent that RAD has
jurisdiction over any question of law that is presented to it, including the
standard of review it should apply. The RAD’s specialization, and the expertise
of its members, as demonstrated by its function of standardization of law and
the precedential value of decisions of three members pursuant to paragraph 171(c)
of the IRPA, indicates that the Federal Court must defer to the RAD. Further,
although there are differences in the manner in which the Immigration Appeal
Division [IAD] and the RAD hear or decide appeals that may be before them,
their respective decisions are protected by the same privative clause (section
162 of the IRPA); the members of both divisions have considerable expertise in
determining appeals under the IRPA; and both divisions have the authority to
render the decision that should have been rendered by the original decision
maker. Or, in the case of the IAD, the Supreme Court decided that, taken
together, those factors clearly point to the application of a reasonableness
standard of review to decisions issued under section 67 of the IRPA (Canada
(Citizenship and Immigration) v Khosa, 2009 SCC 12, [2009] 1 S.C.R. 339 at
para 58 [Khosa]). Why would it be otherwise for RAD decisions issued
under section 111 of the IRPA?
[34]
Accordingly, unless one is convinced that “[s]etting the standard of review [applicable to a
specialized appellate tribunal’s review of a lower administrative tribunal’s
decision] is a legitimate aspect of the superior court’s supervisory role”
(Newton, above at para 39, cited in Huruglica, above at
para 27), and that one considers, moreover, that it is a question of law “of
central importance for the legal system as a
whole”, the Court should now avoid unilaterally proclaiming which
standards of deference are to be applied to RPD decisions in an appeal before
the RAD.
[35]
Nevertheless, the Court in Huruglica,
above, did certify the following question of law: “What
is the scope of the Refugee Appeal Division’s review when considering an appeal
of a decision of the Refugee Protection Division?” The respondent has
since filed a notice of appeal with the Federal Court of Appeal [A-470-14].
[36]
A Federal Court judge does not have the luxury
of being wrong about the applicable standard of review for RAD decisions. At
this stage, one cannot therefore assume that the Federal Court of Appeal—if it
agrees to answer a question as general as that of the Court—will answer the
question certified by Justice Phelan by reviewing the RAD’s decision on a
correctness standard. For example, in B010 v Canada (Citizenship and
Immigration), 2013 FCA 87, the Federal Court of Appeal applied a reasonableness
standard to the Immigration Division’s interpretation of paragraph 37(1)(b)
of the IRPA and responded to the certified question by stating that “it is reasonable to define inadmissibility under paragraph
37(1)(b) by relying upon subsection 117(1) of the Immigration and Refugee
Protection Act …”. If the Federal Court of Appeal finds, in Huruglica,
that a reasonableness standard applies instead, it could rephrase the question
certified by Justice Phelan in such a manner so as to ask whether the option
selected by the RAD (the reasonableness approach borrowed from Dunsmuir,
above) was an acceptable outcome in respect of sections 110 and 111 of the
IRPA. Moreover, it could also choose to respond instead to the questions that
were certified by Justice Gagné (Akuffo, above at para 53), in the event
an applicant whose claim for refugee protection has been rejected were to
appeal a negative Federal Court judgment to the Federal Court of Appeal.
[37]
Hence, this is why it seemed to me to be more prudent,
in this case, as long as the issue has not been finally resolved on appeal, to
adopt a pragmatic approach. Also, for the very reasons that were put forth in Alyafi,
above, I do not think there is any need, at this particular moment, for me to
make any sort of final ruling on the interpretation of sections 110 and 111 of
the IRPA to determine this application for judicial review. For the time being,
there appear to be a number of possible approaches, but what is clear, however,
is that the option chosen by the RAD (a judicial review-based approach) is not
an acceptable outcome in law. Even applying the lesser standard of reasonableness,
I still arrive at the same end result as my colleagues who applied the more
stringent correctness standard. Intervention is warranted in this case. In this
way, the choice of appropriate standard of review will not be determinative of
the matter (which might not have been the case had I adopted a correctness
standard or had I dismissed the applicant’s application by applying a standard
of reasonableness).
An appeal is not a judicial
review
[38]
First, it is important to remember that the
reasonableness standard should not be seen as a plenary dispensation for
decisions of expert decision-makers. Even if an interpretation of the law made
by a specialized tribunal has to be reviewed on a reasonableness standard, it
remains that the interpretation of the law is always contextual. The law does
not operate in a vacuum and the tribunal is always required to take into
account the legal context in which it is called to apply the law (see King, above at para 60; Dunsmuir,
above at para 74).
[39]
The fundamental problem in this case is that the
legal reasoning by Member Bissonnette (see paragraphs 30 to 31 of the decision
under review), appears to me to be unreasonable on its face because the RAD
cannot, in practice, conduct itself in an appeal as a judicial court sitting in
judicial review (Alyafi, above at paras 10-18 and 53; Spasoja,
above at paras 3, 9, 11 and 47; Huruglica, above at paras 39-54).
Otherwise, the creation of a specialized appeal tribunal for refugee determination
would serve no purpose (Alyafi, above para 12).
[40]
In the present case, subsections 110(1)
and 111(1) and (2) of the IRPA state:
110. (1) Subject to subsections (1.1) and (2), a person or the Minister
may appeal, in accordance with the rules of the Board, on a question of law,
of fact or of mixed law and fact, to the Refugee Appeal Division against a
decision of the Refugee Protection Division to allow or reject the person’s
claim for refugee protection.
|
110. (1) Sous réserve des paragraphes (1.1) et
(2), la personne en cause et le ministre peuvent, conformément aux règles de
la Commission, porter en appel — relativement à une question de droit, de
fait ou mixte — auprès de la Section d’appel des réfugiés la décision de la
Section de la protection des réfugiés accordant ou rejetant la demande
d’asile.
|
[…]
|
[…]
|
111. (1) After considering the appeal,
the Refugee Appeal Division shall make one of the following decisions:
(a) confirm the determination of the Refugee Protection
Division;
(b) set aside the determination and substitute a
determination that, in its opinion, should have been made; or
(c) refer
the matter to the Refugee Protection Division for re-determination, giving
the directions to the Refugee Protection Division that it considers
appropriate.
|
111. (1) La Section d’appel des réfugiés
confirme la décision attaquée, casse la décision et y substitue la décision
qui aurait dû être rendue ou renvoie, conformément à ses instructions,
l’affaire à la Section de la protection des réfugiés.
|
[…]
|
[…]
|
(2) The Refugee
Appeal Division may make the referral described in paragraph (1)(c)
only if it is of the opinion that
|
(2) Elle ne peut
procéder au renvoi que si elle estime, à la fois :
|
(a) the
decision of the Refugee Protection Division is wrong in law, in fact or in
mixed law and fact; and
|
a) que la décision attaquée de la Section
de la protection des réfugiés est erronée en droit, en fait ou en droit et en
fait;
|
(b) it
cannot make a decision under paragraph 111(1)(a) or (b) without
hearing evidence that was presented to the Refugee Protection Division.
|
b) qu’elle ne peut confirmer la décision
attaquée ou casser la décision et y substituer la décision qui aurait dû être
rendue sans tenir une nouvelle audience en vue du réexamen des éléments de
preuve qui ont été présentés à la Section de la protection des réfugiés.
|
[41]
It is clear from reading the aforementioned
provisions that the RAD can set aside the RPD’s decision and substitute the decision
that, in its opinion, should have been made, which means that the RAD has much
broader powers on appeal that those of a traditional court of law sitting in
judicial review. Not only that, the RAD may, among other things, admit new
evidence and decide to hold an oral hearing in specific circumstances set out
by Parliament (subsections 110(3) to (6) of the IRPA). Further, the RAD
exercises exclusive jurisdiction on appeal that is at least equal to that of
the RPD at first instance (subsection 162(1) of the IRPA) and can itself render
the decision that ought to have been rendered by the RPD (section 111 of the
IRPA). Such is not the case with the Federal Court, whose jurisdiction is
limited by sections 72 to 75 of the IRPA, as well as by sections 18 and 18.1 of
the Federal Courts Act. In addition, the remedies available to the
Federal Court are limited in principle to setting aside the decision and
remitting the matter for redetermination, which is not the case with the RAD
vis-à-vis the RPD.
[42]
Reasonableness is a well-known standard in
judicial review, which follows a different line of reasoning than that of an
appeal (Alyafi, above at paras 17 and 18). A reviewing court applying
this standard must ask itself whether the decision under review and its
justification possess the “attributes” of reasonableness. In practice, reasonableness is concerned mostly with the existence of
justification, transparency and intelligibility within the decision-making
process. But it is also concerned with whether the decision falls within a
range of possible, acceptable outcomes which are defensible in respect of the
facts and law (Dunsmuir, above at para 47). But why would an
appellate body adopt such an approach when it was created for the express
purpose of hearing appeals – thus adding another level of adjudication – and
when its decisions are themselves subject to judicial review?
[43]
I share the view expressed on this subject by my
colleague Justice Phelan in Huruglica, above at paras 39, 41-43:
[39] In considering the nature of the review
to be conducted by the RAD, if the RAD simply reviews RPD decisions for
reasonableness, then its appellate role is curtailed. It would merely duplicate
what occurs on a judicial review. Further, if the RAD only performed a
duplicative role to that of the Federal Court, it would be inconsistent with
the creation of the RAD and the extensive legislative framework of the IRPA.
…
[41] In legal terms, the creation of an
appellate tribunal would suggest that Parliament sought to achieve something
other than that available under judicial review. In the British Columbia Court
of Appeal decision of British Columbia Society for
the Prevention of Cruelty to Animals v British Columbia (Farm Industry Review
Board), 2013 BCSC 2331, 237 ACWS (3d) 16 [BC SPCA], the matter under review was
the creation of an internal appeal between the first level decision and
judicial review. The Court held that the appeal was to be substantive.
[42] In BC SPCA, at paragraph 40, that court summarized the above principle which
is equally applicable in the present case:
Logically, if the legislature had
intended the deferential sort of review for which the SPCA contends, it would
have amended nothing and left the whole matter to the process of judicial
review. That, however, was what the legislature hoped to avoid. To do so, it
created a brand-new appeal process to the FIRB. The result, surely, was not
meant to be just a different venue for the same process as before.
[43] It flows that in creating an internal
appellate body, within the executive branch of government, the principle of
standard of review, a function of the division of powers between the executive
and the judiciary, is of lesser importance and applicability. The traditional
standard of review analysis is not required.
[44]
In this case, the parties raised no new argument,
and provided no particular reason in this case, that would allow me to
distinguish the aforementioned decisions or to depart from the legal reasoning
by which an appeal is not a judicial review, and which has, to date, been adopted
by the Court. I must therefore conclude that the applicant was denied the right
to an appeal under the Act; this constitutes a reviewable and determinative
error according to the near-unanimous case law of this Court.
But what type of appeal might
this be?
[45]
A critical flaw in the decision under review—and
in other RAD decisions set aside by the Court—is that before establishing any
sort of standard of review, it is imperative that the following question be
answered: What type of appeal are we speaking of?
[46]
There is general agreement that there are
usually three types of appeal: true appeal (“appel veritable”); appeal de
novo; and hybrid appeal. Frank Falzon provides the following overview:
3. There are three general types of appeals
to specialized administrative tribunals. The most narrow is what Dupras [v
Mason, 1994 CanLII 2772 (BC CA)] refers to as a true appeal, where the
appeal is founded on the record and where the appellant must demonstrate a
reviewable error of law, fact or procedure. The broadest is what Dupras
describes as an appeal de novo, where the original decision is ignored
in all respects, except possibly for purposes of cross-examination. The third
is a mixed model of appeal in which the appellant retains the onus of
demonstrating error and the appeal board receives the record, but the appeal is
not limited as to grounds, the appeal board reviews the decision below for
correctness and fresh evidence may be adduced without constraint. These three
broad models are conceptual starting points, and are subject to variation
according to the specific intent of the governing legislation. Appeals to
Administrative Tribunals (2005) 18 Can J Admin L & Prac 1 at pp. 34-35.
[47]
The lax use of the terms “appeal de novo”,
“appeal”, or “full appeal” can only add to the confusion that seems to exist
among parties and attorneys. In this regard, from a legal perspective, what
distinguishes an appeal de novo from a true appeal is that in an appeal de
novo, the matter is heard as if it was at first instance: the second
decision maker is not required to identify an error of fact or of law made by
the initial decision maker (Dupras v Mason, 1994 CanLII 2772 (BC CA)). In
short, the decision under appeal is owed no deference. In that sense, an appeal
before the RAD therefore resembles, at first glance, a true appeal, but it may
also be a hybrid appeal. Indeed, if certain colleagues of mine express the view
that an appeal before the RAD is perhaps not an appeal de novo in the
strict sense of the term, they do not exclude the possibility of reweighing the
evidence that was before the RAD (Iyamuremye, above at para 35; Eng,
above at para 26; Alvarez, above at para 25; Huruglica, above at
paras 52 and 54).
[48]
It should be noted that a statutory text
may specify that an appeal is heard de novo, but this is not always the
case. Regard must be had in particular to the legislative context of the nature
of the bodies in question and the impact of the decisions on individuals’
rights. For example, section 63 of the IRPA (former sections 79 and 77 of the Immigration
Act, RSC 1985, c I-2, since repealed) does not expressly provide that the
IAD may hear an appeal de novo. Nonetheless, according to the case law, appeals
from an immigration officer’s refusal to issue a permanent resident visa to a
sponsored member of the family class are heard de novo by the IAD (Mohamed
v Canada (Minister of Employment and Immigration), [1986] 3 FCR 90 at paras
9-13; Kahlon v Canada (Minister of Employment and Immigration), 14 ACWS
(3d) 81, [1989] FCJ No 104 (CAF) at para 5; Kwan v Canada (Minister of Citizenship
and Immigration), 2001 FCT 971, [2001] FCJ No 1333 at paras 15-18 [Kwan]).
[49]
As Justice Muldoon notes in Kwan at para
17:
[17] The Court does not accept the
applicant's contention that a hearing de novo applies uniquely to errors of fact. A hearing de novo is undertaken as if the matter
were before the Appeal Division for the first time, and the issue is not how
the visa officer came to her conclusion, but whether the sponsoree is a member
of the family class. An appeal under subsection 77(3) is not a judicial review,
but an entirely new hearing in which the Board examines the whole record and
hears submissions by the appellant and a case officer.
[50]
The third category encompasses so-called
“hybrid” appeals, which may include a more traditional review of decisions in
order to verify whether any errors in fact, law, or mixed fact and law were
made by the initial decision maker, as well as a de novo review of the
matter by the second decision maker. For example, such is the case with appeals
of discretionary orders of Federal Court prothonotaries (Canada c Aqua-Gem
Investments Ltd, [1993] 2 RCF 425, 1993 CanLII 2939 (CAF) [Aqua-Gem];
Merck & Co, Inc c Apotex Inc, 2003 CAF 488 at paras 17-28). In that
regard, it is interesting to note that where an order issued by a prothonotary
raises questions that are vital to the final
issue of the case, a Federal Court judge must exercise his or her own
discretion de novo, therefore, by conducting a hearing de novo,
even if no new evidence has been adduced by the appellant. Otherwise, as in a
true appeal, the judge merely considers whether the prothonotary was “clearly wrong, in the sense that the exercise of discretion
by the prothonotary was based upon a wrong principle or upon a misapprehension
of the facts” (Aqua-Gem, above).
[51]
One may also speak of a hybrid model in the area
of trademarks. In the case of an appeal from a Registrar’s decision, section 56
of the Trade-marks Act, RSC 1985, c T-13, provides that the Federal
Court may consider new evidence; it is not solely an appeal based on the record
that was before the Registrar. Nonetheless, “some deference” is afforded to the
administrative decision maker. In Molson Breweries v John Labatt Ltd.,
[2000] FCJ No 159, [2000] 3 FCR 145 (FCA), the Federal Court of Appeal
explained that it was neither a customary appeal, nor an appeal de novo
in the strict sense:
[46] Because of the opportunity to adduce
additional evidence, section 56 is not a customary appeal provision in which an
appellate court decides the appeal on the basis of the record before the court
whose decision is being appealed. A customary appeal is not precluded if no
additional evidence is adduced, but it is not restricted in that manner. Nor is
the appeal a "trial de novo" in the strict sense of that term.
The normal use of that term is in reference to a trial in which an entirely new
record is created, as if there had been no trial in the first instance.12
Indeed, in a trial de novo, the case is to be decided only on the new
record and without regard to the evidence adduced in prior proceedings.13
[[12 Black's Law Dictionary,
7th ed. (St. Paul, Minn.: West Group, 1999) defines a "trial de novo"
as: "A new trial on the entire case" that is, on both questions of
fact and issues of law" conducted as if there had been no trial in the
first instance."]
[47] On an appeal under section 56, the
record created before the Registrar forms the basis of the evidence before the
Trial Division judge hearing the appeal, which evidence may be added to by the
parties. Thus, although the term trial de novo has come into frequent
usage in describing a section 56 appeal, the term is not an entirely accurate
description of the nature of such an appeal. That an appeal under section 56is
not a trial de novo in the strict sense of the term was noted by McNair
J. in Philip Morris Inc. v. Imperial Tobacco Ltd. (No. 1).14
[48] An appeal under section 56
involves, at least in part, a review of the findings of the Registrar. In
conducting that review, because expertise on the part of the Registrar is
recognized, decisions of the Registrar are entitled to some deference.
[52]
In this case, there was no meaningful analysis
by Member Bissonnette of the nature of the appeal before the RAD. His conclusion
as to the process the RAD must follow to hear an appeal is, with all due
respect, unreasonable. The Member ought to have done more than review the RPD’s
decision on the basis of the nature of the issue criterion that is more often
than not automatically applied by courts sitting in judicial review. As a
specialized administrative appeal tribunal, the RAD should now ask whether the appeal
process provided at sections 110 and 111 of the IRPA, is a true appeal, an appeal
de novo, or a hybrid appeal. If so-called “paper-based” appeals are the
rule, and some parallel can reasonably be drawn with a true appeal (not a
judicial review), the RAD may also, in the exercise of its discretion, consider
new documentary evidence adduced by the refugee protection claimant or by the
Minister and hold an oral hearing to hear viva voce evidence where the
conditions set out at subsections 110(3) to (6) of the IRPA are met, in its
view.
[53]
Although my colleague Justice Roy dismissed any suggestion
that an appeal before the RAD is [translation]
“an opportunity for a new trial or a
reconsideration of the matter in its entirety” (Spasoja,
above at para 39), other colleagues of mine, Justices Shore, Phelan and Gagné
are not as categorical and all three insist on the need for a re-examination of
the evidence even in paper-based appeals (Alvarez, above at paras 25 and
33; Eng, above at paras 26 and 34; Huruglica, above at paras 47,
48 and 52; Akuffo, above at para 45). Without deciding in favour of
either approach, it is precisely this kind of reflection and analysis of
possible options that is sorely lacking in the decision under review, thus
rendering it unreasonable.
[54]
In this regard,
in an article entitled “Refugee Appeal Division (RAD)—First Steps in an
Important Legal Evolution” (2014) Imm L R (4th) 169, Mario Bellissimo and
Joanna Mennie, specialized practitioners, argue that a “one size fits all”
approach to RAD appeals is not consistent with the statutory framework. They
indicate that, where RAD members have experience and skills that are superior
to those of RPD members, the RAD should not show significant deference to the
RPD. In addition, in order for the RAD to play a significant role and not be a
mere intermediary between the RPD and judicial review in Federal Court, the RAD
must not be overly deferential to the RPD’s findings. Furthermore, the RPD is
in no better position than the RAD to assess viva voce evidence when the
RAD convenes a hearing, which favours a nuanced approach that allows a
different standard to be applied to different cases:
In a sense, the RAD could be described as a
form of hybrid: it has the formal written argument, structured timelines, and
quashing powers of the Federal Court, yet it also has the power to advance its
own decision central to the concept of a de novo appeal.
[55]
Without making a final determination on the
issue for the moment, the RAD should consider the three options (true appeal;
appeal de novo; hybrid appeal) with an open mind.
Choosing an intervention model
consistent with the wording and purpose of the Act
[56]
While recognizing that an error of law committed
by the RPD is reviewable on a correctness standard (hence, without any
deference), Member Bissonnette adopted a deferential approach with respect to
the RPD’s findings of fact or mixed law and fact. But under what logic or legal
principle?
[57]
Member Bissonnette’s reasoning is based first on
the premise that “the mere presence of a right
to appeal—including appeals within an administrative structure—in no way means
that no deference to the first-level decision-maker is called for” (impugned decision at para 33 and note 28). That is
at least what the Alberta Court of Appeal seems to indicate in Newton;
it saw no objection in principle to extending to the administrative sphere
(this was an appeal in relation to a police officer’s conduct) the standards of
deference established by the Supreme Court in judicial review cases (Khosa,
above; Dunsmuir, above) or traditional appeals (Housen, above; HL,
above).
[58]
Member Bissonnette then introduced practical
considerations from the perspective of the negative perception the public could
have about the appeal process if the RAD conducted an independent assessment of
the evidence in the record, hence “the importance of
promoting the autonomy of the proceeding and its integrity” (impugned
decision at para 35) and also of recognizing “the
expertise and advantageous position of the first-level decision-maker”
(impugned decision at para 36).
[59]
In particular, Member Bissonnette considered
that he had the same kind of relationship vis-à-vis a member of the RPD as “a trial judge and an appeal judge” (impugned decision
at para 34), and he referred to the following passage from Housen
(above at para 17), which the Alberta Court of Appeal also cited in Newton
(above at para 81):
The presumption underlying the structure of
our court system is that a trial judge is competent to decide the case before
him or her, and that a just and fair outcome will result from the trial
process. Frequent and unlimited appeals would undermine this presumption
and weaken public confidence in the trial process. An appeal is the
exception rather than the rule.
[60]
Member Bissonnette’s reasoning appears
unreasonable to me in this case.
[61]
The first step is always to read the legislation
carefully. Indeed, it may sometimes specify the appropriate standard of review.
For example, paragraph 18.1(4)(d) of the Federal Courts Act allows the
Federal Court to intervene on judicial review when it is satisfied that the
federal board, commission or other tribunal “based its decision or order on an
erroneous finding of fact that it made in a perverse or capricious manner or
without regard for the material before it”. In Khosa,
above, the Supreme Court of Canada held that, in enacting paragraph 18.1(4)d), “Parliament intended administrative fact finding to command a
high degree of deference” and that “[this
paragraph] provides legislative precision to the reasonableness standard of
review of factual issues in cases falling under the Federal Courts Act”
(at para 46). In this case, which deals with an appeal before the RAD, sections
110 and 111 of the IRPA do not contain any particular qualifier and refer only
to a decision of the RPD that “is wrong in law, in fact
or in mixed law and fact” (see paragraph 111(2)(a) of the IRPA).
[62]
Through interpretation, one can read in a
statute words that are not in the statute for the purpose of expanding—“reading
in” or restricting “reading down”—the scope of the words used by the
legislator. Such exercises are known in constitutional cases to “save” a
statutory provision. We think, for example, of what the Supreme Court did in R
v Sharpe, [2001] 1 SCR 45, 2001 SCC 2, by adding to the Criminal
Code exceptions to the prohibition on possessing pornographic material.
That being said, “reading in” is prohibited in statutory interpretation. As
Professor Ruth Sullivan summarized it in Sullivan on the Construction of
Statutes, 5th edition, (LexisNexis, 2008) at page 168: “ . . . reading in may on occasion be justified as a
constitutional remedy, it is not a legitimate interpretation technique. It
amounts to amendment rather then paraphrase.”
[63]
Given that one of the cardinal rules of
interpretation is that where a statute is clear, it is not necessary for the
decision‑maker to discover the legislative intent, it is sufficient to
apply it (R v Multiform Manufacturing Co, [1990] 2 S.C.R. 624, 1990 CanLII
79 (SCC); R v Clarke, 2014 SCC 28 at paras 11-12). Prima facie,
when one reads sections 110 and 111 of the IRPA, one reaches the following
conclusion: any error of fact, law or mixed law and fact committed by the RPD
justifies the intervention of the RAD and the substitution of the impugned
determination by the determination that, in its opinion, the RPD should have
made in the case. There is no question in the statute of any “deference”, and I
am not ready to accept, today, without a convincing legal demonstration, that
there is a universal presumption of deference to findings of fact or of mixed
law and fact made by decision‑makers at first instance. If Parliament had
intended that a determination could only be set aside on appeal because an
error of law was committed, why did it bother to add errors of fact or mixed
law and fact?
[64]
In the absence of a specific legislative
indication, the “degree of deference” that the RAD owes to a determination by
the RPD flows from either a common law rule (Khosa, above, at paras 4,
18, 19, 26, and 42 to 51) or from the exercise of administrative discretion.
Given that the RAD is not a court and does not exercise any superintending power
vis-à-vis the RPD, I would opt for the second alternative. Indeed, all Canadian
courts are bound by common law rules, but they are not bound by the degree of
deference the RAD applies to determinations by the RPD. While the decisions
made by three members of the RAD under section 171(c) of the IRPA have
precedential value for panels of one member of the RAD and the RPD, they have
no precedential value for courts, including the Federal Court.
[65]
I note that Member Bissonnette did not question
whether the practical considerations that led traditional courts to adopt a
deferential attitude so that “[a]n appeal is the
exception rather than the rule” have the same weight in determining
refugee status. In the context of refugees—persons who by definition are extremely
vulnerable—the objectives of the Act are to recognize that the refugee program
is in the first instance about saving lives and offering protection to the
displaced and persecuted; to grant, as a fundamental expression of Canada’s
humanitarian ideals, fair consideration to those who come to Canada claiming
persecution; and to establish fair and efficient procedures that will maintain
the integrity of the Canadian refugee protection system, while upholding
Canada’s respect for the human rights and fundamental freedoms of all human
beings (paragraphs 3(2)(a), (c) and (e) of the IRPA).
[66]
What, then, must the RPD and the RAD do to
ensure the integrity of the Canadian refugee protection system and, here, why
establish an appeal process if the RAD is to act like a traditional court
sitting on judicial review or on appeal?
[67]
That is the question that until now has been
avoided by the RAD, which has chosen to adopt an appeal intervention model
directly copied from that of traditional appellate courts. In many respects,
the refugee determination system is unique. First, the evidentiary rules are
quite different from those that a judge at first instance applies in a civil or
criminal matter. A refugee claimant who testifies at a hearing before the RPD
does not have to repeat before the member the allegations in the narrative
accompanying the refugee application form. The member plays a much more active
role than an ordinary judge.
[68]
Under the IRPA, the members of the RPD—and also
the members of the RAD—have the powers and authority of a commissioner
appointed under the Inquiries Act (section 165 IRPA). They may inquire
into any matter that they consider relevant to establishing whether a claim is
well‑founded (section 170(a) of the IRPA). In other words, even before
the hearing takes place, the RPD member will have already identified the issues
that must be resolved, and it is normally the member who begins questioning the
refugee claimant. As the Chairperson Guidelines 7 properly notes, “[a] member’s role is different from the role of a judge. A
judge’s primary role is to consider the evidence and arguments that the
opposing parties choose to present; it is not to tell parties how to present
their cases. . . . The members have to be actively involved to make the RPD’s
inquiry process work properly.”
[69]
On the other hand, apart from the inquiry
process—inquisitorial in many respects—surrounding the particular circumstances
of the claim, the IRB’s specialized staff prepares and updates what are called,
in the vernacular jargon of practitioners, “national documentation packages”
(NDPs). The onus is on the persons participating in refugee proceedings to
consult the IRB’s website to review the documents in the NDP on the refugee
claimant’s country of origin because the RPD could examine them in the context
of a refugee claim in order to issue a decision. Moreover, the RPD may decide
to use other documents as well, for example, reports produced by the IRB’s
Research Directorate, media articles or reports from human rights organizations.
[70]
From the perspective of establishing facts,
determining whether there is a well‑founded fear of persecution requires
assessing a refugee claimant’s subjective fear—regarding not only the
credibility of his or her narrative—but also its objective basis in light of
the documentary evidence pertaining to the conditions in the country in
question. On appeal, the RAD will also have access to the RPD’s record
(including recordings) and all the documentary evidence (including the NDP of
the country in question). Apart from a pure credibility issue (in passing, what
is credibility?), one may reasonably ask whether a RAD member is in just as
good a position as a RPD member to reassess the evidence in the record where it
is alleged on appeal that the RPD erred in its assessment of the evidence as a
whole, which is precisely the principal complaint that the applicant made
against the RPD. A number of my colleagues think so, and I am also of that
opinion.
[71]
Alas, in his analysis of the “standards of
review”, it seems that Member Bissonnette did not find it useful to conduct an
extensive analysis of the RAD’s new role, the wording of the new statutory
provisions or the history that led to the enactment and coming into
force—delayed by the government for a long time—of sections 110 and 111 of the
IRPA, which were amended on a number of occasions since the IRPA was enacted in
2001 (see the Balanced Refugee Reform Act, SC 2010 c 8; the Protecting
Canada’s Immigration System Act, SC 2012, c 17). There is also no question
in the decision under review of the similarities and differences with the other
statutory appeal scheme at the IRB, the one administered by the IAD—which would
have been very useful in establishing the degree of deference that should be
shown to the RPD’s findings of fact, law and mixed law and fact.
[72]
I have serious reservations about the
exportation into the administrative sphere, even more so in refugee matters, of
general criteria that were developed by traditional appellate courts. That was
the case in Newton. It is incumbent on the RAD to develop its own
criteria. Because a word of caution is necessary. The Court previously decided
that the RAD committed a “reviewable error” by applying judicial review
standards to RPD decisions and that the RAD must not merely duplicate the
judicial review power of this Court (Huruglica, above at para 39;
Spasoja, above at paras 21-24; Alyafi, above at paras 13-18). Note,
however, in order to avoid [translation]
“a blurring of lines” (Spasoja, above at para 21), I do not believe that
the RAD must automatically apply judicial appeal standards (British
Columbia Chicken Marketing Board v British Columbia Marketing Board, 2002
BCCA 473 at paras 13-14; Paul v British Columbia (Forest Appeals
Commission), 2003 SCC 55 at para 44; and Whitehorse (City) v Yukon
(YTCA), [1988] YJ No 5, 52 DLR (4th) 749). This naturally includes the
reading that could be done of the Court’s decisions where the issue is applying
the palpable and overriding error standard.
[73]
Moreover, although the decision under review
briefly alludes to the factors enumerated by the Alberta Court of Appeal (Newton,
above at para 43), the member’s analysis gives short shrift—except perhaps
obliquely and superficially—to the other factors that are relevant in the
particular context (Huruglica, above, at para 20) and to the importance
and weight that must be assigned to each factor, having regard to the
objectives stated in subsections 3(2) and (3) of the Act, the wording of
sections 110 and 111 and the overall scheme of the Act. It seems necessary to
us to look back in time.
Choosing an appeal model that also responds to the
legitimate expectations of those most directly affected
[74]
At one time, ordinary federal public servants
decided the merits of refugee claims without a hearing, while the Immigration
Act, 1976, SC 1976-77, c 52, allowed the Immigration Appeal Board to
redetermine a claim. After the Supreme Court of Canada decision in Singh v
Minister of Employment and Immigration, [1985] 1 S.C.R. 177, which determined
that the former system was inconsistent with the requirements of fundamental
justice, the RPD came into existence under the name Convention Refugee
Determination Division [CRDD]. Until the enactment of the IRPA, the CRDD was
governed by sections 67-69.3 of the Immigration and Refugee Act, RSC
1985, c I-2. Refugee claims were decided by a quorum of the CRDD composed of
two members—unless the person consented to his or her case being determined by
a single member (subs 69.1(7) and (8) of the Immigration and Refugee Act).
There was no appeal from an unfavourable decision. The only recourse was
judicial review.
[75]
When the IRPA was enacted in 2001, the CRDD
became the RPD. After the IRPA came into force on June 28, 2002, the RPD began
hearing all cases, with some exceptions, before a single member (section 163 of
the IRPA). At the same time, the IRPA contained sections 110 and 111
establishing the RAD as a specialized refugee appeal tribunal. The right of
appeal was not limited except where the claim was determined to be abandoned or
withdrawn. All appeals were decided on the record without a hearing. Despite
this, the coming into force of sections 110 and 111 (amended twice since their
enactment in 2001) was delayed until the RAD was established on December 15, 2012.
[76]
Hansard remains a very useful contextual tool to
identify the purpose of a statute and the reasons why Parliament decided to
intervene, although the reliability and weight of Parliamentary debates are
limited (Canadian National Railway Co. v. Canada, above at para 47). Moreover,
even though great care must be taken in assigning weight to them, proposed but
unenacted provisions may also provide information about the purpose of the
legislation and give an indication of legislative intent (Canada (Canadian
Human Rights Commission), above at para 44).
[77]
When Bill C-11, now the IRPA, was tabled, all of
the stakeholders took the position that the introduction of RPD panels composed
of a single member was offset by the introduction of a right of appeal (see, inter
alia, the testimony of Joan Atkinson, Assistant Deputy Minister, Operations
and Program Management, Citizenship and Immigration Canada, before the Standing
Committee on Citizenship and Immigration, 37th Parliament, 1st Session, meeting
No. 27 (May 17, 2001) at p 1140). In addition, Minister Caplan, who was
responsible for the bill, made it clear at the Senate hearings that, in
establishing the RAD, “[t]he whole purpose is to ensure
that the correct decision is made and that people are given an appeal” (Standing
Senate Committee on Social Affairs, Science and Technology, Evidence,
37th Parliament, 1st Session, Issue 29 (October 4, 2001)).
[78]
Peter Showler, former Chairperson of the IRB,
also expressed an opinion on reducing RPD hearings from two members to one:
In contrast to the present model, where
claims are normally heard by two-member panels, the vast majority of protection
decisions will be made by a single member. Single-member panels are a far more
efficient means of determining claims. It is true that claimants will no longer
enjoy the benefit of the doubt currently accorded them with two-member panels,
and I think that should be noted. However, any perceived disadvantage is more
than offset by the creation of the refugee appeal division, the RAD, where all
refused claimants and the minister have a right of appeal on RPD decisions.
Appeals to the RAD will be in writing only
and will be reviewed by experienced RPD decision-makers with the power to
affirm the RPD decision, to set it aside and substitute their own decision, or
to refer the matter back to the RPD for a rehearing on particular issues in
exceptional cases where it might be necessary to hear additional evidence. We
estimate the workload of the RAD will be about 8,000 to 9,000 cases per year,
and we intend to equip the division with a corresponding level of staff and
resources. (Standing Committee on Citizenship and Immigration, Evidence,
37th Parliament, 1st Session, meeting No. 5 (March 20, 2001) at pp.
0915-20, 0945; Emphasis added.)
[79]
Let me open another equally important
parenthesis. We are in 2007. Already more than five years have passed since the
IRPA came into force in 2002, and the RAD has still not been established, which
is of great concern to parliamentarians. MP Nicole Demers introduced Bill C‑280,
An Act to Amend the Immigration and Refugee Protection Act (Coming into
Force of Sections 110, 111 and 171), a bill that would, in the end, not be
enacted. At second reading of the bill, MP Richard Nadeau referred to a number
of systemic considerations justifying the establishment of the RAD raised by
François Crépeau, then an international law professor at the University of
Montréal and now the United Nations’ Special Rapporteur on the Human Rights of
Migrants and professor at McGill University (see House of Commons Debates,
39th Parliament, 1st Session, No. 122 (March 2, 2007) at pp 1400 et
seq).
[80]
These considerations, also cited by the Canadian
Council for Refugees, were efficiency, consistency of the law, justice and
reputation:
The Refugee Appeal Division is indispensable
for the smooth functioning of the Canadian refugee determination system for
four reasons:
• The first reason is efficiency. A
specialized appeal division for refugee matters can deal much more efficiently
with unsuccessful claimants than the Federal Court, an application for
pre-removal risk assessment or requests on humanitarian grounds. The refugee
appeals division can do a better job of correcting errors of law and fact.
• The second reason is consistency of the
law. An appeal division deciding on the merits of the case is the only body
able to ensure consistency of jurisprudence both in the analysis of facts and
in the interpretations of legal concepts in the largest administrative tribunal
in Canada.
• The third reason has to do with justice.
The decision to refuse refugee status has extremely serious consequences,
including death, torture, detention, and so on. As in matters of criminal law,
the right to appeal to a higher tribunal is essential for the proper
administration of justice.
• [translation of first five words only]
“The fourth reason is reputation: as a
procedural safeguard, the Refugee Appeal Division will enhance the credibility
of the IRB in the eyes of the general public, just as the provincial Courts of
Appeal reinforce the entire justice system. The IRB's detractors--both those
who call it too lax, and those who call it too strict--will have far fewer
opportunities to back up their criticisms and the Canadian refugee
determination system will be better able to defend its reputation for high
quality.
Parliament did not
disregard these considerations, and they still apply today where the issue is
defining the scope of the appeal before the RAD and the important role it plays
in the refugee determination process.
[81]
In 2010, a new bill was tabled in the House,
Bill C-11, the Balanced Refugee Reform Act. The amendments to sections
110 and 111 of the IRPA are important because they expand the scope of appeals
before the RAD by providing the opportunity to present new evidence and obtain
an oral hearing before the RAD. That being said, the basic principles outlined
above remain the same as in 2001: a right of appeal on any question of fact,
law or mixed law and fact, and the RAD’s power to confirm the determination,
substitute a determination that, in its opinion, should have been made for the
one made by the RPD or refer the matter to the RPD.
[82]
Before the Standing Committee on Citizenship and
Immigration, the Minister of Citizenship and Immigration, the Honourable Jason
Kenney, commented on the establishment of a RAD with more powers than the one
contemplated in 2001:
However, there is finally an appeal
section, which is even better than what was provided by the legislation in 2002.
This new appeal division would provide
most claimants with a second chance, an opportunity to introduce new evidence
about their claim and to do so in an oral hearing, if necessary. And, significantly, Mr. Chairman, the bill would make it
possible to remove those who would abuse our system within a year of their
final IRB decision.
I want to underscore that the refugee appeal
division foreseen in the Immigration and Refugee Protection Act 2003, and
proposed, for instance, in Mr. St-Cyr's private member's bill, does not
actually include, as does the RAD in Bill C-11, the ability to present new evidence and
in certain cases to have an oral hearing before the appeal division
decision-maker. This is an improved RAD. It's an additional level of
administrative fairness, but it's not going to happen if we don't achieve the
other streamlining in the system that the package speaks to.
(Standing Committee on Citizenship and Immigration, Evidence,
40th Parliament, 3rd Session, meeting No. 12 (May 4, 2010) at pp.
1535, 1610; Emphasis added.)
[83]
Before the Senate Committee, Minister Kenney
added:
The result would be a streamlined system
that would actually add greater procedural fairness, through the creation of
what's known as the Refugee Appeal Division. This would allow failed claimants
a full appeal of their claims.
In terms of our system, Bill C-11 would
provide for the following. First, the creation of a new interview with an
Immigration and Refugee Board public servant, in place of a written form, early
in the claims process. In our opinion, that would speed up the process and make
it more efficient. Second, independent decision makers at the Refugee
Protection Division of the IRB who are public servants rather than political
appointees. That means that people who hold the hearings for asylum claimants
will be, after those reforms, IRB officials rather than cabinet appointees. Third,
a new fact-based refugee appeal division that even surpasses what refugee
advocates have requested for a long time.
…
The initial hearing at the Refugee
Protection Division and the appeal at the Refugee Appeal Division both
constitute an analysis of the risk faced by the claimant. Will they face a risk
of torture or threat to their life if returned to their country of origin? . .
. Our position is that once you have had two negative risk assessments — that
is, once an IRB officer has looked at your case and said that you do not face
risk if returned to your country and a refugee appeal decision maker has made
the same decision — we do not think it is appropriate to have a third,
redundant, risk assessment based on that legal criteria of risk, which is now
embedded in sections 96 and 97 of the Immigration and Refugee Protection Act.
(Standing Senate Committee on Social Affairs,
Science and Technology, Evidence, 40th Parliament, 3rd Session, Issue 11
(June 22, 2010). Emphasis added.)
[84]
The amendments to sections 110 and 111 enacted
by Parliament in 2010 would not, however, come into force. Moreover, with the
new amendments to sections 110 and 111 of the IRPA enacted in 2012 by Bill
C-31, in addition to the 2010 amendments, the issue now is reducing the cases
where an appeal can be heard by the RAD through limiting the eligible
countries. Another limit relevant to this case is that no appeal lies to the
RAD from any RPD decision that states that the claim has no credible basis or
is considered manifestly unfounded (paragraph 111(2)(c) of the IRPA). As the
Federal Court of Appeal stated in Rahaman v Canada (Minister of Citizenship
and Immigration), 2002 FCA 89, the threshold for a no credible basis
finding is very high because the RPD is required to “examine
all the evidence and to conclude that the claim has no credible basis only when
there is no trustworthy or credible evidence that could support a recognition
of the claim” (at para 51). The underpinning for a determination that a
claim has no credible basis is therefore a finding on the applicant’s
credibility made by the RPD. While section 111 of the IRPA provides that these determinations
cannot be appealed to the RAD, section 111 does not restrict the right of
appeal on other credibility findings made by the RPD.
[85]
Moreover, despite the new restrictions to
section 111 set out in Bill C-31, the possibility of access to a fact-based
appeal is always mentioned. In particular, Justice Phelan in Huruglica
(above at para 40) referred to what Minister Kenney said on second reading with
respect to Bill C-31 in March 2012:
I reiterate that the bill would also create
the new refugee appeal division. The vast majority of claimants who are coming
from countries that do normally produce refugees would for the first time, if
rejected at the refugee protection division, have access to a full fact-based
appeal at the refugee appeal division of the IRB. This is the first
government to have created a full fact-based appeal. [Emphasis added.]
[86]
As the Court has already pointed out, “whether it [the objective of creating a true appeal] was
achieved is another question” (Huruglica, above at para 40). For
his part, in Spasoja (above at paras 32-38), Justice Roy also cites
numerous excerpts of the same type. In light of the passages cited in his
decision, it appears clear that the creation of the RAD had a dual purpose: (1)
on the one hand, to enable the RAD to efficiently correct errors made by the
RPD by conducting a complete review of questions of fact, law and mixed law and
fact and (2) on the other hand, to enable the RAD to ensure consistency in the
decision-making process by establishing uniform jurisprudence on refugee law
issues. I agree completely with the opinion of my colleague Justice Roy that [translation] “nothing
in 2010 would suggest that appeals would have the appearance of quasi-judicial
review”, while [translation]
“[t]he same generous appeal theme was addressed by the
Minister when he introduced Bill C-31, which became the Protecting
Canada’s Immigration System Act, SC 2012, c 17, for second reading in the House
of Commons” (Spasoja, above at paras 36-37).
[87]
We paraphrase by saying that the RAD was created
to ensure that the RPD makes [translation]
“correct decisions” and that it applies [translation]
“correct law” to the facts of the case. But the interpretation proposed by
Member Bissonnette in the impugned decision is far from a [translation] “generous appeal” or a [translation] “complete appeal”. The goal
appears to be to discourage appeals on questions of fact or mixed law and fact
by introducing a concept of deference directly copied from the judicial model.
The RAD’s current reasoning fails to take into account the factors that are
relevant in the particular context of the Act, one being [translation] “that
the legislative scheme, viewed as a whole, does not at all suggest deference
within the meaning of the reasonableness standard” and the other that [translation] “[j]udicial
review, with its inherent deference, stems from a very different logic than an
appeal” (Spasoja, above at paras 20-21).
Conclusion
[88]
I have concluded for the above-noted reasons
that Member Bissonnette’s reasoning in this case is not an acceptable outcome
in law. The respondent invites me, in spite of everything today, in the
exercise of my discretion, to dismiss this application for review because there
is a risk that the end result will be the same. We note that section 18.1 of
the Federal Courts Act “generally sets out
threshold grounds which permit but do not require the court to grant relief” (Khosa,
above at para 36). In this regard, as the Supreme Court points out, “[w]hether or not the court should exercise its discretion in
favour of the application will depend on the court’s appreciation of the
respective roles of the courts and the administration as well as the
‘circumstances of each case’: see Harelkin v. University of Regina,
[1974] 2 S.C.R. 561, p. 575” (Khosa, above at para 36).
[89]
On judicial review, the Court must primarily
ensure that the process followed by the administrative tribunal is consistent
with the Act and does not lead to a real or apprehended injustice. The RAD is a
specialized appeal tribunal, and the Court is not constituted to reassess the
evidence. Unlike the RAD, the Court does not sit on appeal from decisions of
the RPD. The court is therefore not well positioned to substitute itself for
the RAD to assess the merits of the parties’ arguments in favour of or against
the RPD’s decision, and even less, to review the evidence in the tribunal
record in light of a standard of deference that the RAD never applied
before—even assuming that there should be some deference with respect to
questions of fact or mixed law and fact.
[90]
On the other hand, I am not convinced in this
case that the result of the applicant’s appeal will be the same if the RAD
applies a different standard than the one it has applied until now (Dunsmuir,
above). At this time, some of my colleagues appear to favour the application of
the so-called palpable and overriding error standard (Alvarez, Eng
and Spasoja, above) while others categorically reject this approach (Huruglica,
above at para 55) or ignore it in practice (Njeukam and Yetna,
above). The latter propose instead applying what I myself characterized as “a composite and variable standard of review” (Alyafi,
above at para 16).
[91]
At this stage, until such time as the Federal
Court of Appeal or even the Supreme Court of Canada decides the issue
definitively, it does not appear appropriate to me to judicially impose any
standard of deference (Alyafi, above at paras 51‑52) on the RAD.
In the interim, unless the Court or the RAD orders a stay of proceedings, the
onus will be on the RAD to review the Act and to adopt a new test based on an
analysis that will, this time, take all the relevant factors into account. That
being said, I do not believe that the two alternative approaches (the so-called
“palpable and overriding error” appellate standard of review; a composite and
variable standard of review) discussed in Alyafi, above, are the only
options to consider—the absence of deference in the case of any error of law,
fact or law and fact being also a possible option.
[92]
The application for judicial review will
therefore be allowed, and the case will be referred back to the RAD for a
reconsideration of the applicant’s appeal that takes into account the
jurisprudence of the Court and these reasons. While the applicant had a
question to propose if her application for judicial review was dismissed, the
respondent did not have any question to propose to the Court.