Docket: T-2171-10
Citation: 2012 FC 488
Ottawa, Ontario, April 26,
2012
PRESENT: The Honourable Mr. Justice Martineau
BETWEEN:
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JOHN KING
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Applicant
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and
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ATTORNEY GENERAL OF CANADA
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Respondent
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REASONS FOR JUDGMENT AND
JUDGMENT
[1]
The applicant was hired in 1989 as customs inspector at Pearson International Airport [PIA]. Since 1996, he was on leave with pay, being engaged full-time in
union matters. His employment with the Canada
Border Services Agency [CBSA] was terminated in November 1997 following the posting
on the union website of two statements that the deputy head viewed as
counselling or procuring an illegal work stoppage.
[2]
Alleging
that the employer had violated the non-discrimination clause of the collective
agreement and the non-interference provision of the Public
Service Labour Relations Act, SC 2003, c 22, [PSLRA], the
applicant filed grievances against a 30 day suspension issued on November 2,
2007 and his subsequent dismissal on November 20, 2007. Three years later, on November 29, 2010, the grievances were denied by a member of the Public
Service Labour Relations Board [Board] acting as adjudicator (King v Deputy
Head (Canada Boarder Service Agency), 2010 PSLRB 125), leading to the
present judicial review application.
[3]
In a nutshell, the adjudicator found that the deputy head
had general authority under the Financial Administration Act, RSC 1985,
c F-11 [FAA] to discipline the applicant. The
statements posted on the union website constituted “counselling” or “procuring”
an illegal strike contrary to subsection 194(1) of the PSLRA.
Accordingly, there was no violation of the non-discrimination clause of the
collective agreement or the non-interference provision of the PSLRA. The
discipline imposed by the employer was appropriate and reasonable in the
circumstances.
[4]
The
present judicial review application is dismissed. For the reasons below, the
adjudicator’s findings of fact and law are reasonable. Accordingly, the Court
must refrain from substituting its opinion to that of the adjudicator, despite
the fact that the Court has some doubts with respect to the correctness of the
interpretation made by the adjudicator of subsection 194(1) of the PSLRA.
In this respect, the Court feels bound to apply the standard of reasonableness
in view of most recent jurisprudence of the Federal Court of Appeal and the
Supreme Court of Canada.
I. BACKGROUND
[5]
In
the arbitration proceeding, five witnesses testified on the management’s side,
including the deputy head [Mr. John Gillan]. On the union’s side, three
witnesses testified, including the applicant. Since a court reporter was not
present at the hearing no transcripts are available. In preparing the
background, the Court has considered the summary of the evidence found in the
impugned decision itself (paragraphs 8-72), the numerous exhibits filed at the
hearing by the applicant and the employer, including the parties’ written
representations, as well as any affidavit filed in this proceeding (see volumes
I, II and III of the applicant’s application record).
Union representative
[6]
The
applicant commenced his employment as a customs inspector in 1989, in a
position which later became known as a “border services officer” at PIA. In
November 1999, customs inspectors – until then employed with Revenue Canada – came under
a newly created agency known as the Canada Customs and Revenue Agency. In
December 2003, they were transferred to another agency, the CBSA, which also
included agricultural inspectors – formerly employed by the Canadian Food
Inspection Agency – and officers from PIA’s Immigration Department. These three
groups were called the “legacy groups” by the management and the union.
[7]
In
summer of 1990, the applicant became a steward for Local 24 of the Customs Excise
Union Douanes Accise [CEUDA], a component of the Public Service Alliance of
Canada [PSAC]. He was later elected as a vice-president in 1993. He also served
as the president of CEUDA Local 24 from 1996 to 1999 and from 2005 to June
2008. Between 1999 and 2005, he served as the National Executive of the CEUDA
National Organization.
[8]
It
is not challenged that the applicant was acting in his union capacity when the
alleged acts of misconduct took place and he was disciplined by the employer.
At that time, the applicant was actively seeking the resolution of a long time
conflict with respect to variable shift schedules arrangements [VSSA].
Variable shift schedule
arrangements
[9]
The
legacy groups had all different work schedules. The immigration group was on a
shifting schedule of two days on, two days off, and then three days on, three
days off (the 2/2 schedule). The agriculture group had a schedule of four days
on, four days off (the 4/4 schedule). The customs inspectors group had the
least favourable schedule of five days on, three days off (the 5/3 schedule);
this was still the situation in December 2006.
[10]
The
PSAC’s proposition for a 5/4 shift schedule for customs legacy employees having
been continuously rejected by the management, CEUDA Local 24 conducted a vote
in December 2006. All boarder services officers in Passengers Operations voted
against the existing VSSAs. CEUDA Local 24 immediately cancelled the 5/3
schedule for the customs staff and requested consultations for negotiation of a
new VSSA under clause 25.22, in absence of which shift scheduling would revert
to that specified in clause 25.13 and 25.17 of the collective agreement.
[11]
Discussions
between CBSA and CEUDA Local 24 concerning the VSSA issue continued in January
and February 2007. However, relying on clause 25.22(b) of the collective
agreement, it was without agreement or consultation with the PSAC that the CBSA
ultimately adopted a 6/2 schedule that included
non-standard starting times for the customs legacy employees, requiring
them to work 60 days more, per year, than under the previous scheduling
arrangement. The new schedule became effective on February 12, 2007. According
to the record before the Court, both management and union representatives
acknowledged on different occasions that the imposition of the new standard
shifts was not appreciated by affected employees and that it resulted in
serious tensions and frequent accommodation and burn-out issues.
Policy grievance
[12]
On
February 27, 2007, the PSAC filed a policy grievance against the new schedule,
alleging that the 6/2 shift schedule was contrary to clause 25.17 and a
fundamental breach of the collective agreement. The PSAC also maintained that
the employer had not only failed to engage in “meaningful consultations” with
the union prior to the implementation of the new shift schedule, but had also
failed to demonstrate a need to increase the number of shifts in the schedule
in order either to meet the “needs of the public” or to ensure the “efficient
operation of the services”, as required in clause 25.22(b) of the collective
agreement.
[13]
More
than two years afterwards, despite the objection of the employer that the issue
was moot, the policy grievance was allowed in part in May 2009. A declaration was issued by the adjudicator that the employer
had breached the collective agreement regarding three shift starting times in
passenger operations and one shift starting time in commercial operations (Public Service Alliance of Canada v Treasury Board (Canada Border Services
Agency), 2009 PSLRB 66).
Debates with
respect to legal strike position
[14]
The
collective agreement had expired on June 20, 2007. Throughout the summer of
2007, the parties remained at odds on the issue of shift schedules despite the
significant efforts and progress that was made toward finalizing a new VSSA
between CBSA and CEUDA Local 24. The general discontent and tension caused
among affected employees as a result of the 6/2 shift schedule led to
complaints and call for action by a number of CEUDA Local 24 members and VSSA
discussions gradually generated a dispute with the management as to whether
CBSA’s actions had placed CEUDA Local 24 in a legal strike position.
[15]
At
the internal union level, the debate was initiated by Brian O’Farrell, an
official with CEUDA Local 24, who, on June 22, 2007, wrote to its local
president (the applicant) and to CEUDA National president (Ron Moran) about
having been approached by six members “inquiring into the propriety of
withdrawing services”, and invited the recipients to “articulate at what point
precisely would members be able to withdraw services without fear of
recrimination”. The union official also advised that he would “consider the
matter urgent, as more strong headed members may not be willing to calmly wait
for verification”.
[16]
In
this context, the applicant continued writing to both Mr. Moran and Mr. Gordon
(PSAC National president) seeking guidance and clarification on what legal
options, including a strike action, were potentially available to Local 24
members in the circumstances. During the discussions engaged with CEUDA
National, Mr. Moran confirmed that before a bargaining unit could be in a legal
strike position an essential service agreement had to be in place, but
indicated that he would obtain a legal opinion on the available legal recourses
as requested by CEUDA Local 24 (Mr. Moran’s letters dated June 23 and June 25,
2007).
[17]
The
applicant responded that he would like another question answered as to whether
the affected employees could report to work according to the standard shifts
identified in clause 25.17 of the collective agreement (applicant’s letter
dated June 27, 2007). Exchanges between the applicant and the national office
in July 2007 show that the applicant was seeking a more expeditious resolution
of the matter.
[18]
On
July 11, 2007, Mr. Moran provided an update to the applicant and he replied,
asking what the PSAC’s next steps would be to put an end to the breach of the
collective agreement. Mr. Moran replied on July 12, 2007 as follows:
As for the next steps, as you know I have
now made the formal request for a legal opinion…For its part the bargaining
agent is representing on the policy grievance which is working its way through
the system. While I totally agree that these courses of action do not represent
the rapid fix the affected members would like to see, they nonetheless
represent the only established avenues currently at our disposal…
In my view, the next step should
clearly be letting the affected members know that unless they individually act,
we are not at the [level] of seeing this resolved in short order. Reminding
them that assisting the employer in making the 6-2 work by doing such things as
accepting overtime is undoubtedly an excellent place to start (though it should
in no way end there). Knowing full well how the Minister’s Office and the
media work, I can assure you that unless worksite disruptions are in play,
neither will give the matter a second [thought].
[Emphasis
added]
[19]
The
applicant replied on July 13, 2007, as follows:
…
Our members need to receive direction
from a National President telling us to report for work on no shift other than
what is stipulated in Article 25.17 unless the CBSA provides operational
requirements as it is supposed to and as we interpret the Master Agreement to
mean.
Once John or you give direction to follow
the letter of the Agreement, we will do the rest. Such action will surely
result in a speedy resolution.
…
All we need is the support and blessing
from this union to
follow our Agreement as we understand it. If our union can’t even do this, it’s
time for change.
[Emphasis
added]
[20]
The
above correspondence was forwarded to Minister of Public Safety, Stockwell Day,
Prime Minister Stephen Harper, Vic Toews, President of the Treasury Board, and
Stephen Rigby, Deputy Head of the CBSA, by Mr. O’Farrell on July 13, 2007
(Exhibit E-1, tab 8).
[21]
In
light of these exchanges, the employer took the position before the adjudicator
that Mr. Moran was telling the applicant that they were not in a legal strike
position but that the applicant should encourage individual members to engage
in illegal job action, that simple threats were no longer enough and that more
concrete action was needed. In response, the applicant was pushing Mr. Moran
and seeking support from CEUDA national for strike activity. He was doing this
by seeking authorization for employees not to report for any shift other than a
standard shift specified in Article 25.17 of the collective agreement.
[22]
Mr.
Norm Sheridan, one of the employer’s representatives, testified at the
arbitration that the effect of such a boycott would have been wide-scale
interruption of services given that 65% of his staff was scheduled on shifts
other than those provided for in Article 25.17. What was being advocated by the
applicant was a boycott of the majority of shifts that had been implemented by
the employer for which the union had a policy grievance working its way through
the system. By any account what was being pursued was illegal strike activity
on a massive scale. Mr. Sheridan testified that this boycott would have made it
impossible to deliver the program, that the effects would be felt downstream
with planes being stuck on the tarmac. In a word Mr. Sheridan indicated that it
would be “pandemonium”.
[23]
After
his exchanges with Mr. Moran, the applicant wrote to two other union officials,
Mr. Steve Pellerin-Fowlie and Mr. Gerry Halabecki, regarding the legality of a
wildcat or a rotating strike and stated that he was seeking an opinion on what
would/may constitute an illegal strike action in the circumstances considering
that the collective agreement had expired since June 20, 2007, and that the
employer had not proceeded to negotiate an essential service agreement (letter
dated July 20, 2007).
[24]
On
July 26, 2007, the applicant wrote an email to a number of CBSA management
representatives (including Mr. John Gillan) and CEUDA representatives, in which
he stated that in light of the expiration of the collective agreement, the fact
that the employer refused to honour the agreement and had not sought to
negotiate essential service agreements, the union was in a legal position to
walk off the job. He also requested that the regional management provide
tentative dates for the union and management to formally consult on any
concerns or legal arguments of the employer. On the same day, Mr. Gillan took
the position that the collective agreement continued to be in effect and that
the union was not in a legal strike position.
[25]
Mr.
Moran was provided with a legal opinion on the matter on August 2, 2007.
Essentially, the external opinion provided by legal counsel, after having
reviewed the applicable principles and relevant case law, suggests that this is
not a situation where the employees appear to have the right to refuse to
comply to the imposed VSSA schedule and that the preferred way of settling the
matter is to reach agreement with the employer or to press the policy grievance
on to arbitration in an expeditious manner. Recognizing that a possible ground
for refusing to comply with the imposed VSSA schedule is where irreparable harm
or prejudice would be suffered by employees, legal counsel offers to re-examine
the opinion “once additional facts respecting irreparable harm become
available”.
[26]
Judging
that the legal opinion was inconclusive with respect to the rights of the
members of CEUDA Local 24, the applicant wrote to Mr. Moran and Mr. Gordon on
August 15, 2007, requesting for further review by counsel of specific factual
circumstances at issue in the VSSA dispute. The applicant required
clarification on whether the exception of a “patently obvious” breach of the
collective agreement by the employer to the “obey now, grieve later” rule found
application in their case.
[27]
In
his August 15, 2007 email, the applicant notably writes:
Why must we obey the collective agreement
in its entirety if the employer is not?
…Why won’t you direct our members to
report for work as required as per the standard shifts under Article 25.17
as the PSAC interprets the collective agreement or inform the CBSA that you
will be directing us to follow the agreement as we interpret it unless this
matter is resolved [emphasis added]?
[Emphasis
in original]
[28]
On
August 24, 2007, Mr. Gordon wrote back to the applicant stating that the policy
grievance was the proper mechanism to deal with the issue, and insisted that
this solution was not tantamount to failing to protect the members’ rights or
an acquiescence to the employer’s actions. On the same date, the applicant
responded to Mr. Gordon reiterating his position on the members’ legal right to
walk off the job in absence of an essential service agreement and requesting
for PSAC’s final position in this respect.
[29]
This
now brings us to the two website postings which were the object of the disciplinary
actions against the applicant (30 day suspension and termination of
employment).
First
website posting
[30]
The
first email which was posted on the CEUDA Local 24 website on September 11,
2007 is an update on some of the activities of the local on the VSSA
negotiations. The posting is, in fact, a reproduction of the applicant’s
response, dated September 11, 2007, to an email from a member requesting
updates on the VSSA negotiations. It reads as follows:
Sisters and Brothers,
We agreed to have a joint resource
committee come to Toronto last July and help with the
situation. Barbara Hebert cancelled out.
Our 4th National V.P.
suggested a mediator be called in to help resolve the issue and again, John
Gillan refused the idea, stating it wasn’t necessary.
We submitted additional proposals for
commercial operations for the employer to consider, and for their feedback on
the operational feasibility, the employer has not gotten back to us.
My opinion, management was taking
advantage of the additional staff (students) and during this time period over
the summer was putting you to the test hoping you would burn out, forcing you
to give in.
Management may have also been waiting to
see what happened in Montreal. Montreal apparently also told the employer where
to park their proposal and now in a similar situation as us facing a possible 6
& 2 themselves.
In the meantime I have been pressing the
bargaining agent and CEUDA National for support to walk off the job now. We have been applying
pressure to encourage management to return to the table and bargain in good
faith. Hopefully we have achieved this via Gillan’s invitation to meet next
Monday. I hope this will prove to be more than just a meeting to see whether we
are willing to concede.
If management meets and proposes nothing
more than what they proposed last February, be prepared to support future union
activities.
In Solidarity,
Bro. King
[Emphasis
added]
[31]
On
the employer’s side, Ms. Julie Burke, a labour relations officer with the CBSA
was tasked to monitor the union website. Management became aware of the posting
on September 14, 2007 but did not take immediate action. The VSSA negotiations
continued between the parties in a meeting held on September 17, 2007 at PIA.
On October 29, 2007, more than six weeks afterwards, the applicant was advised
by his employer that if the posting was not removed from the union website by
October 31, he would be subject to disciplinary action up to and including
termination of his employment.
[32]
The
applicant was also advised that a disciplinary hearing by teleconference was
scheduled on October 31, 2007, regarding the posting of this message. It is
worth noting that Mr. Marc Thibodeau’s October 29, 2007 letter to the PSAC’s
negotiator, in his capacity as the chief director of Treasury Board
Secretariat, also stated that the September 11, 2007 posting was in
contravention of subsection 194(1) of the PSLRA and mentioned that the
employer would consider filing a complaint with the Board if the related
portions of the message were not removed from the website by 5PM on October 31,
2007.
[33]
On
October 30, 2007, the applicant emailed the webmaster and asked that the
posting be removed from the union webpage; the posting was removed the same
day. Prior to the disciplinary hearing, the applicant also sent an email to Mr.
Gillan and others, stating that he did not issue a direction to CEUDA members
to participate in any activity or refrain from performing any of their duties.
He also stated that there was no intent to counsel or procure illegal activity.
He noted that he had been requesting a legal opinion on the matter since the
imposition of the 6/2 shift schedule.
[34]
On
October 31, 2007, at the disciplinary hearing, the applicant was asked what the
phrase “walk off the job now” meant and he said that he was still waiting for
direction from the PSAC. He said that Mr. Gordon “will give the direction”. He
stated that he was not “inciting”. The applicant was not asked about the
reference to “future union activities”. However, he testified before the
adjudicator that the kind of union activities that were contemplated included
letter-writing campaigns, information pickets and getting the families of
bargaining unit members involved. Those were not illegal actions.
[35]
On
November 2, 2007, after the disciplinary hearing, the applicant wrote an email
to Mr. Gillan, other CBSA management representatives and the Minister of Public
Safety where he stated that he viewed the employer’s actions as a violation of
his rights under the Canadian
Charter of Rights and Freedoms, Part I of the Constitution Act, 1982 [Charter]
and a “…perceived attack on a fundamental right to communicate with our members
by what can only be described as illegal government censorship”. Mr. Gillan
replied, setting out the parts of the applicant’s message posted on the website
that caused concern.
[36]
The grievor replied as follows:
It is well within the union’s rights to
mobilize members for future activities.
The CBSA cannot interfere with how a
union prepares for such future activities that the union has the right to
decide and manage. It is our right to maintain control on the administration of
our union.
…
I made it clear that we had no intention
of proceeding until such time that we did receive a legal opinion or requested
support from the Bargaining Agent.
You and your superiors are clearly
obsessed with targeting me, shutting down this Local and interfering with this
union’s ability to communicate effectively with our members….
Your actions will only escalate current
labour conflict
within this region.
As long as we don’t issue direction,
which we clearly have not, we are well within our right to advise our members
whether we are seeking support, who we are seeking support from and on which
subject we are seeking said support.
…
[Emphasis
added]
[37]
Later
that day, in spite of the applicant’s compliance with CBSA’s request and the
explanations offered during the disciplinary hearing (October 31, 2007) and
afterwards (November 2, 2007), the employer proceeded to impose a 30 day
suspension discipline on the applicant for the website posting. In imposing the
disciplinary suspension, Mr. Gillan [the deputy head] considered that the
applicant’s statement amounted to “counselling or procuring an illegal
work stoppage” contrary to subsection 194(1) of the PSLRA, and which
constituted “a serious act of misconduct and a contravention of the PSLRA”.
[38]
The
applicant was also warned by the deputy head that his “future communications
and actions are expected to be in accordance with the provisions of the Values
and Ethics Code for the Public Service, the CBSA’s Code of Conduct as well as
the legislation, policies and directives underlying them. You should be aware
that failure to adhere to this expectation may result in more severe disciplinary
action being taken, up to and including termination of your employment.”
Second website posting
[39]
On
November 3, 2007, a second posting appeared on CEUDA Local 24 website. The
posting was addressed to the bargaining unit membership and was purportedly
intended to notify union members of the reason of the applicant’s suspension.
For purposes of clarity, this second posting is reproduced in its entirety
below:
By now many of you have heard that I just
received another thirty day suspension without pay. As such, my access to CBSA
premises has been restricted until December 14, 2007.
What is significant about the discipline
is the timing of this suspension, the grounds on which I have been suspended
and the fact that this us the third discipline I’ve received since John Gillan
became the Regional Director for the GTA in the spring of 2006.
On the bright side, over course of the
regional VSSA negotiations, senior officials (not all) within this region and Ottawa have finally been exposed.
Each of you have now witnessed the
management deception, lies and abuse that continue to plague this organization,
impede VSSA negotiations and the resolution of many other regional labour
issues.
It is the truth that binds us in a common
cause to be treated with dignity, respect and not to allow this employer to
violate any of our contractual and/or legal rights.
I hope you take comfort in knowing that I
am well, focused and more determined in protecting our rights than ever before.
The attached correspondence explains the
latest discipline which is based on two sentences written in a VSSA update that
was posted on our local website. The sentences are “In the meantime I have
been pressing the bargaining agent and CEUDA National for support to walk off
the job now.” & “If management meets and proposes nothing more than what
they proposed last February, be prepared to support future union activities.”
[Emphasis
in original]
[40]
On
November 13, 2007, Mr. Gillan called the applicant to a disciplinary hearing
about the posting of November 3, 2007, given that the controversial portion of
the first message that referred to walking off the job was quoted in the second
posting. The applicant did not attend the disciplinary hearing, and in the
meantime, wrote an email to the Minister of Public Safety, Senior Management of
the CBSA, Mr. Gillan and a number of CEUDA representatives where he states that
the employer’s representatives “have wrongfully and without lawful authority
compelled me to abstain from communicating with CEUDA members as I have a
lawful right to do.”
[41]
On
November 20, 2007, CBSA terminated the applicant’s employment for cause.
According to the termination letter, the reposting of the statements is “a
serious act of misconduct” and “the culminating incident” leading the deputy
head to immediately terminate the applicant’s employment under the purported
authority of paragraph 12(1)(c) of the FAA.
[42]
Mr.
Gillan testified at the arbitration that the applicant’s reposting of the
sentences that were the subject of the previous discipline constituted a
“serious act of misconduct” since the applicant could have explained his
discipline in more general language. He also testified that one of the
aggravating factors that he considered in imposing termination was the fact
that this misconduct was exactly the same misconduct that the applicant had
been disciplined for. He regarded the posting of November 3, 2007 as the
“culminating incident” and an attempt by the applicant to build up support
within the membership and to pressure the national union leadership to take
illegal action.
II. GRIEVANCES
[43]
On
November 20, 2007, the same day he was terminated, the applicant grieved the 30
day suspension imposed by the deputy head on November 2, 2007:
November
20, 2007
GRIEVANCES – Against the Thirty Days Suspension Administered
November 02, 2007
I grieve the above noted suspension is without merit. I also
grieve that my rights as an employee under Article 19.01 of the Agreement
between the Treasury Board and the PSAC have been violated as noted below.
Article 19 of the Agreement between the Treasury Board and the
P.S.A.C. reads as follows:
19.01 There shall be no discrimination, interference,
restriction, coercion, harassment, intimidation, or any disciplinary action
exercised or practiced with respect to an employee by reason of age, race,
creed, colour, national or ethnic origin, religious affiliation, sex, sexual
orientation, family status, mental or physical disability, membership or activity
in the Alliance, marital status or a conviction for which a pardon has been
granted.
On November 2, 2007 I was disciplined as an employee for allegedly
counselling or procuring an illegal work stoppage. As I was disciplined for an
activity in the Alliance for which I would not be disciplined
if I were not a representative of the Alliance, I have been treated differently from other employees and
discriminated against. This discipline contravenes the spirit of Article 19.01
and must be immediately rescinded.
Not only do I refute Mr. Gillan’s allegation that I was
counselling or procuring the declaration or authorization of a strike, I remind
CBSA management that there is no language within the Agreement or P.S.L.R.A.
that prohibits an employee from counselling or procuring an illegal work
stoppage.
The Agreement prohibits employees from participation in an illegal
strike only.
For this reason I believe the employer lacks the authority to discipline
employees in the absence of any identifiable employee misconduct and as such, I
should not have been disciplined as an employee for an alleged prohibition
under the P.S.L.R.A. that is only applicable to employee representatives.
As an employee, I should be protected from alleged contraventions
only applicable to union representatives, which should be decided by the Public
Service Labour Relations Board (P.S.L.R.B.) especially when said union
activities occur outside the workplace and not on company time.
Section 194 of the P.S.L.R.A. does not allow an employer to
determine whether or not such an offence has been committed, does not authorize
the employer to establish penalties beyond what has been established in the
legislation or allow an employer to proceed and administer discipline against
an employee representative for perceived contraventions under the
P.S.L.R.A.
The employer has no more authority to discipline for alleged
contraventions under the P.S.L.R.A. than it does the Criminal Code of Canada.
If employers are given the jurisdiction and permitted to decide
the innocence or guilt and fate of union representatives that are considered as
the employer’s adversarial counterparts, and are allowed to establish the
quantum of discipline to be imposed on these adversarial counterparts for
perceived contraventions under the Act, employer interference and abuse will
flourish.
Employees
will be discouraged from volunteering as union representatives, continue to be
intimidated and not be able to properly fulfill their obligations as union
representatives thus causing irreparable harm to both the labour movement and
the daily administration of the union. In essence, as long as the employer has
the unfettered right to control employee representatives to this extent, no
employee representative is safe regardless of what protections or recourse is stated
within the Agreement or Public Service Labour Relations Act for obvious
reasons.
This
employer’s practice of circumventing recourse under the Act and rendering
discipline has further violated my right to due process and the right to be
judged by an independent third party.
In
this particular instance, John Gillan proceeded with blatant disregard to the
stipulated recourse under the Act even though the Treasury Board had already
initiated the threat of appropriate redress via correspondence to the bargaining
agent in the letter dated October 29, 2007.
As
such, there was no need for senior management officials within the Canada
Border Services Agency to initiate an additional internal disciplinary process
for the same alleged contravention that was already being addressed between the
Treasury Board and Bargaining Agent or prior to the outcome of the other
process.
I
maintain that the comments in my reply to a CEUDA member that was posted on
the CEUDA website outside of work cannot be considered as procuring illegal
strike activity as it is clear and without question that I was doing nothing
more than informing CEUDA members what the union was doing on their behalf when
I stated that I was pressing the bargaining agent to support a work
refusal. At no time did I request, encourage or pressure CEUDA members to
support any specific activity on any given day. In fact, I mentioned future
activities which cover all lawful union activities.
It
is only because of my activity in the Alliance that I was disciplined for the alleged
contravention of inciting illegal strike activity, for if I were not a
volunteer union representative I would enjoy the same freedoms and protection
under the Agreement as other employees that are not union representatives that
would not be disciplined for such an allegation.
Once
again, it is for this reason that I allege I am being treated differently from
other employees that are not volunteer union representatives and that this
different treatment under employee status constitutes discrimination.
In
closing, I perceive this latest discipline by the CBSA as just one more blatant
act of abuse, harassment, intimidation and interference of the administration
of the union and in particular the union’s right to communicate with its membership.
Corrective
Action
To
be discussed during mediation with the employer or at the commencement of the
Adjudication hearing.
Respectfully
submitted and authorized by,
John
King
President
Toronto
District Branch
CEUDA
Local 24
[Emphasis
in original]
[44]
On
November 22, 2007, two days after the filing of the above grievance, a joint
letter was addressed by the national presidents of the PSAC and CEUDA to the
president of CBSA. It reads as follows:
November
22, 2007
Alain Jolicoeur
President
Canada Border Services Agency
191 Laurier West
Ottawa, Ontario K1A 0L8
Dear Mr. Jolicoeur:
We are in receipt of a copy of a letter
dated November 20, 2007 from John Gillan, Regional Director General, CBSA
Greater Toronto Area (GTA) Region to PSAC/CEUDA Local 024 Toronto District
Branch President, John King, terminating his employment.
The PSAC and CEUDA hold firmly to the
position that employees acting as union officials have a very broad ability to
speak freely, and to disseminate information to and within the membership
without fear of reprisal. This position has, on many occasions, been supported
and reinforced by both labour boards and arbitrators when employers attempt to
stifle free speech – whether they do it through disciplinary measures or otherwise.
For whatever reason, the CBSA’s actions,
as outlined in John Gillan’s November 20th letter, are a clear
attempt to curtail the free speech of a PSAC/CEUDA elected official. As such,
it is an unconscionable affront to our union and the members we are privileged
to represent. In addition to the personal impact that the CBSA decision will
have on John King, it has a significant impact on our members who work for the
CBSA, particularly in the GTA.
As you know, the PSAC is in negotiations
with Treasury Board for the FB Group, for a first collective agreement. Issues,
both directly and indirectly related to the bargaining process have strained
our relationship, particularly in some locations, including Pearson Airport.
On its face, the CBSA decision will erode
that relationship further unless the CBSA moves quickly to resolve the VSSA
issue and recognize the right of union representatives to freely communicate
with their members. We urgently request that John King be reinstated without
delay.
Sincerely,
John Gordon Ron
Moran
National
President National President
PSAC CEUDA
[45]
On
December 14, 2007, the applicant grieved his termination of employment through
the filing of a second grievance. On December 20, 2007, he provided details of
his grievance and the correction action requested (reinstatement to his
position as a border services officer and compensation for his losses). In the
details of his grievance, the applicant explained the purpose of his posting on
November 3, 2007 as follows:
…I was simply clarifying the reason for
my thirty (30) days of suspension as rumours and false accusations were being
spread about me in the workplace.
[46]
Failing
satisfactory resolution between management and the union, the grievances were
referred to adjudication pursuant to section 209 of the PSLRA.
III. ARBITRAL
DECISION
[47]
The
matter was decided by Mr. Ian R. Mackenzie, the adjudicator designed by the
Board pursuant to paragraph 223(2)(d) of the PSLRA. The latter
conducted a hearing in May and June 2010 and considered the written submissions
filed by the parties during the autumn 2010.
[48]
Before
the adjudicator, the deputy head argued that the applicant either knew or ought
to have known that the union was not in a legal strike position, and thus, the
September 11, 2007 message addressed to the bargaining unit membership violated
subsection 194(1) of the PSLRA for:
·
counselling and procuring a declaration or authorization of a strike by
CEUDA and the PSAC of whom the applicant was by his own admission seeking “support to
walk off the job”; and
·
counselling and procuring employees to engage in such a strike if need be.
[49]
The deputy
head also contended that both the disciplinary suspension and the termination
were appropriate measures in the circumstances given the seriousness of the
offence, the applicant’s position of leadership and influence, as well as his
prior disciplinary record, and absence of remorse.
[50]
At
this point, it is important to note that in the three years preceding the
grievances of November and December 2007, the applicant had discipline imposed
on him on three other occasions and which were still on his record for
progressive discipline purposes at the time of his 30 day suspension and
termination of employment. However, subsequently, these disciplinary penalties
were either overturned or reduced from 80 days to 15 days:
·
A
first 30 day suspension that was imposed on the applicant on July 6, 2004 as a
result of a letter that he had written to the Secretary of the United States
Department of Homeland Security about issues related to security
classification requirements for employees in the Canadian border administration was
subsequently overturned at adjudication on August 8, 2008: King v Treasury
Board (CBSA), 2008 PSLRB 64. On September 16, 2009, the Federal Court
dismissed the application for judicial review brought by the employer against
the arbitral award: Canada (Attorney General of Canada) v King, 2009 FC
922.
·
A
second 30 day suspension imposed on the applicant on July 19, 2006 was reduced
to five days by way of settlement on April 23, 2009.
·
A
further 20 day suspension imposed on him on November 2, 2006 for having sent
an email containing allegations against the deputy head to the Minister of
Public Safety and the media, was also reduced to 10 days at adjudication on
February 23, 2010: King v Deputy Head (Canada Border Services Agency),
2010 PSLRB 31.
[51]
The deputy head submitted to the adjudicator that the fact that the
quantum of discipline appearing on the applicant’s record had been reduced
between in 2009 and 2010 was not determinative. In the alternative, the deputy head argued
that if the termination grievance was allowed the appropriate remedy would be
pay in lieu of reinstatement.
[52]
The
applicant maintained that there is no statutory prohibition of merely
discussing the possibility or the legality of future strike action or other
means of pressure during negotiations with the employer (e.g. concerted refusal
to report for any shift other than a standard shift in Article 25.17 of the
collective agreement). The applicant submitted that his conduct did not come
within the meaning of the quasi-criminal prohibition against counselling or
procuring of an unlawful strike under the PSLRA, but was merely
intended, first, to inform the membership that he was pressing the bargaining
agent for advice on the union’s strike position, and later to keep the members
updated about the discipline imposed on him. In disciplining the applicant, the
employer violated the non-discrimination provision of the collective agreement
(Article 19.01) and the non-interference provision of the PSLRA (section 186).
[53]
The
applicant submitted that the parties specifically excluded in the collective
agreement the option of disciplining an employee who did not participate in an
illegal strike (Article 16.01) and that the deputy head’s authority to
discipline pursuant to paragraph 12(1)(c) of the FAA did not
extend to the counselling or procuring of an illegal strike. The applicant
contended that the employer’s authority in respect of alleged violations of
subsection 194(1) of the PSLRA by a union officer is limited to
initiating criminal prosecution.
[54]
The
applicant further submitted that the vast majority of arbitral jurisprudence
upholding discipline of union officers concern cases that involved conduct
which led to actual work stoppages and not mere discussions of work stoppage
that never occurred. The applicant argued that even if no such requirement
exists in view of the wording of subsection 194(1) of the PSLRA, the
deputy head still has the burden to adduce objective evidence that the union
officer intended his or her actions to result in illegal strike activity. Here,
there was no intent to counsel or procure an illegal strike on the applicant’s
part.
[55]
In
the alternative, the applicant argued that the discipline imposed on him should
be set aside in favour of lesser penalties so as to reflect the reduction of
his prior disciplinary record from 80 to 15 days (excluding the challenged 30
day suspension prior termination) as a result of settlement or subsequent
quashing and reducing of discipline by the Board. He also submitted that his
immediate compliance with the employer’s direction to remove the postings from
the union website should be considered as a mitigating factor.
[56]
On November 29, 2010, after having reviewed the evidence and
considered the arguments made by the applicant, the
adjudicator dismissed the grievance. In reaching this decision, he proceeds to
answer the three following questions:
·
Did the deputy head have the authority under the collective agreement
and/or the law to discipline the applicant?
·
Did
the applicant “counsel” or “procure” an illegal work stoppage contrary to
subsection 194(1) of the PSLRA?
·
Was
the discipline imposed appropriate in the circumstances of the case?
[57]
In
answering each of the three questions above in the affirmative, the adjudicator
preferred to endorse the employer’s broader reading of the evidence and the law
than the applicant’s narrower reading of same. The impugned statements read in
their context amount to counselling or procuring an illegal strike, and in
repeating same after his suspension, the applicant has shown a degree of
insubordination and disrespect that warrants his termination. In other words,
the applicant had crossed the boundaries of legitimate union expression by
actively seeking, even after a negative legal opinion, the union’s support for
a concerted refusal to work on the 6/2 schedule, and by attempting to rally the
customs inspectors to such action.
IV. STANDARD OF
REVIEW
[58]
As
a prefatory remark, the Court would like to emphasize that the determination of
the standard of review proves to be determinative in this case since the
outcome of the present application may well be different whether the
interpretation of section 194 of the PSLRA chosen by the adjudicator
must be correct in law or simply reasonable. The
differences flowing from such characterization are well summarized by Justice
Iacobucci in Law Society of New
Brunswick v Ryan, 2003 SCC 20 at para 51:
Unlike a review for correctness, there
will often be no single right answer to the questions that are under review
against the standard of reasonableness. For example, when a decision must be
taken according to a set of objectives that exist in
tension with each other, there may be no particular trade-off that is superior
to all others. Even if there could be, notionally, a single best answer, it is
not the court's role to seek this out when deciding if the decision was
unreasonable.
[59]
The reasonableness standard is already well known. In Dunsmuir
v New Brunswick, 2008 SCC 9 at para
47 [Dunsmuir], the Supreme Court of Canada stated
that a court conducting a review for reasonableness inquires into the
“qualities” that make a decision reasonable, referring both to the process of
articulating the reasons and to outcomes. In judicial review, reasonableness is
concerned mostly with the existence of justification, transparency and
intelligibility within the decision-making process. But it is also concerned
with whether the decision falls within a range of possible, acceptable outcomes
which are defensible in respect of the facts and law.
[60]
That said, it is important to note that the
reasonableness standard should not be seen as a plenary dispensation for
decisions of expert decision-makers. Even if an interpretation of the law made
by a specialized tribunal has to be reviewed on a reasonableness standard, it
remains that the interpretation of the law is always contextual. The law does
not operate in a vacuum and the tribunal is always required to take into account the legal context in
which it is called to apply the law (Dunsmuir, above, at para 74).
[61]
On the other hand, the Supreme Court reaffirmed in Dunsmuir, above,
at para 50, that the standard of correctness must be maintained in respect of
jurisdictional and some other questions of law which are of central importance
to the legal system and outside the specialized expertise of the tribunal. This
promotes just decisions and avoids inconsistent and unauthorized application of
law. When applying the correctness standard, a reviewing court will not show
deference to the decision-maker’s reasoning process; it will rather undertake
its own analysis of the question. The analysis will bring the court to decide
whether it agrees with the determination of the decision maker; if not, the
court will substitute its own view and provide the correct answer. From the
outset, the court must ask whether the tribunal’s decision was correct.
[62]
With some hesitation I must say, but being legally bound by the most
recent indications of the Federal Court of Appeal and the Supreme Court of
Canada, I conclude below that the reasonableness standard applies to all
questions of fact and law decided by the adjudicator. However, prior to even
examining the differing positions advocated by the parties in this case, it is
useful to start by a review of the scheme of the PSLRA.
Public Service Labour
Relations Act
[63]
The
PSLRA is a comprehensive legislation dealing with labour relations (Part
1), grievances (Part 2), occupational health and safety (Part 3) and other
matters (Part 4). Of interest in this case, is Part 1 of the PSLRA which
regulates labour relations (sections 4 to 205). In this respect, the Board is
the specialized tribunal designed by Parliament to deal with labour relations
issues (section 12). The adjudication services provided by the Board consist of
the hearing of applications and complaints made under this Part 1, the referral
of grievances to adjudication in accordance with Part 2 and the hearing of
matters brought before the Board under Part 3. The Board enjoys large inquiry
powers under section 40 of the PSLRA. Moreover, according to subsection
51(1) of the PSLRA, subject to Part 1, every order or decision of the
Board is final and may not be questioned or reviewed in any court, except in
accordance with the Federal Courts Act, RSC 1985, c F-7 [FCA], on
the grounds referred to in paragraph 18.1(4)(a), (b) or (e)
of that Act.
[64]
Part
2 of the PSLRA regulates grievances (sections 206 to 238). There are
three types of grievance: individual grievances (sections 208 to 214); group
grievances (sections 215 to 219); and policy grievances (sections 220 to 222).
Sections 208 to 214 deal with individuals grievances. Pursuant to subsection
208(1) an employee is entitled to present an individual grievance if he or she
feels aggrieved:
·
by
the interpretation or application, in respect of the employee, of a provision
of a statute or regulation, or of a direction or other instrument made or
issued by the employer, that deals with terms and conditions of employment, or
a provision of a collective agreement or an arbitral award; or
·
as
a result of any occurrence or matter affecting his or her terms and conditions
of employment.
[65]
Moreover,
pursuant to paragraphs 209(1)(a) and (b) of the PSLRA, an
employee may refer to adjudication an individual grievance that has been
presented up to and including the final level in the grievance process and that
has not been dealt with to the employee’s satisfaction if the grievance is
related to:
·
the
interpretation or application in respect of the employee of a provision of a
collective agreement or an arbitral award; or
·
a
disciplinary action resulting in termination, demotion, suspension or financial
penalty.
[66]
In
the former case (interpretation or application of the collective agreement),
the employee must obtain the approval of his or her bargaining agent to
represent him or her in the adjudication proceedings (subsection 209(2)). In
the case at bar, the applicant who has the support of the bargaining agent has
challenged not only the disciplinary measures imposed by the deputy head but
has also alleged a breach of the non-discrimination provision of the collective
agreement (Article 19.01).
[67]
A
grievance may be heard and decided by a board of adjudication or a single
adjudicator as provided by subsections 223(1) and (2), and their appointment,
as the case may be, is made by the Board:
223.
(1) A party who refers a grievance to adjudication must, in accordance with
the regulations, give notice of the reference to the Board and specify in the
notice whether an adjudicator is named in any applicable collective agreement
or has otherwise been selected by the parties and, if no adjudicator is so
named or has been selected, whether the party requests the establishment of a
board of adjudication.
(2) On
receipt of the notice by the Board, the Chairperson must
(a)
if the grievance is one arising out of a collective agreement and an
adjudicator is named in the agreement, refer the matter to the adjudicator;
(b)
if the parties have selected an adjudicator, refer the matter to the
adjudicator;
(c)
if a board of adjudication has been requested and the other party has not
objected in the time provided for in the regulations, establish the board and
refer the matter to it; and
(d)
in any other case, refer the matter to an adjudicator designated by the
Chairperson from amongst the members of the Board.
|
223.
(1) La partie qui a renvoyé un grief à l’arbitrage en avise la Commission en
conformité avec les règlements. Elle précise dans son avis si un arbitre de
grief particulier est déjà désigné dans la convention collective applicable
ou a été autrement choisi par les parties, ou, à défaut, si elle demande
l’établissement d’un conseil d’arbitrage de grief.
(2)
Sur réception de l’avis par la Commission, le président :
a) soit renvoie l’affaire à
l’arbitre de grief désigné dans la convention collective au titre de laquelle
le grief est présenté;
b) soit, dans le cas où les
parties ont choisi un arbitre de grief, renvoie l’affaire à celui-ci;
c) soit institue, sur demande
d’une partie et à condition que l’autre ne s’y oppose pas dans le délai
éventuellement fixé par règlement, un conseil d’arbitrage de grief auquel il
renvoie le grief;
d) soit, dans tout autre cas,
renvoie le grief à un arbitre de grief qu’il choisit parmi les membres de la
Commission.
|
[Emphasis
added]
[68]
Paragraph
226(1)(g) of the PSLRA specifically provides that an adjudicator
may, in relation to any matter referred to adjudication, interpret and apply
the CHRA, and any other Act of Parliament relating to employment
matters, other than the provisions of the CHRA related to the right
to equal pay for work of equal value, whether or not there is a conflict
between the Act being interpreted and applied and the collective agreement
[Emphasis added]. Moreover, as provided by subsection 228(2) of the PSLRA, after
considering the grievance, the adjudicator must render a decision and make the
order that he or she considers appropriate in the circumstances.
[69]
That
said, the decision rendered by the adjudicator is protected by a privative
clause. In effect, section 233 of the PSLRA reads as follows:
233. (1) Every
decision of an adjudicator is final and may not be questioned or reviewed in
any court.
(2) No order
may be made, process entered or proceeding taken in any court, whether by way
of injunction, certiorari, prohibition, quo warranto or
otherwise, to question, review, prohibit or restrain an adjudicator in any of
the adjudicator’s proceedings under this Part.
|
233.
(1) La décision de l’arbitre de grief est définitive et ne peut être ni
contestée ni révisée par voie judiciaire.
(2)
Il n’est admis aucun recours ni aucune décision judiciaire — notamment par
voie d’injonction, de certiorari, de prohibition ou de quo warranto
— visant à contester, réviser, empêcher ou limiter l’action de l’arbitre de
grief exercée dans le cadre de la présente partie.
|
[70]
The
distinction, if any, between the privative clauses protecting the adjudicator
(section 233) on one hand and the Board (section 51) on the other hand, would
be that in the case of the Board, it purportedly includes “the ground that the
order, decision or proceeding is beyond the jurisdiction of the Board to make
or carry on or that, in the course of any proceeding, the Board for any reason
exceeded or lost its jurisdiction”.
[71]
As explained below, the parties do not agree on the applicable standard of
review in this case. They have both made thorough supplementary written submissions
and oral submissions on this delicate issue.
Applicant’s
position
[72]
The
applicant contends that this case does not squarely fall either under the realm
of the well-established jurisprudence that recognizes that deference is owned
on judicial review to the adjudicator’s interpretation and application of the
collective agreement and the adjudicator’s regard for the material before him (Nitschmann v Canada (Treasury
Board), 2008 FC 1194 at
paras 8-10, [2008]
FCJ 1511; Burden v Canada (Attorney
General),
2011 FC 251 at para 14,
[2011] FCJ 365), or with respect to other matters generally referred to
adjudication in application of section 209 of the PSLRA (Boudreau v
Canada (Attorney General), 2011 FC 868 at para 15, [2011] FCJ 1245).
[73]
The applicant acknowledges that a measure of deference is
owed to adjudicators confronting questions of mixed fact and law that fall
within the purview of their specific expertise. However, the applicant
takes issue with the adjudicator’s interpretation and application of subsection
194(1) of the PSLRA and submits that the present case is not a simple
grievance relating exclusively to the interpretation and application of the
collective agreement, but a grievance against the termination of the applicant
for conduct in the course of his activities as a full-time union representative
for an alleged violation of subsection 194(1) of the PSLRA, a
quasi-criminal unlawful strike provision under Part I of the PSLRA.
[74]
Essentially,
the applicant submits that this case engages issues going beyond the
adjudicator’s “home statute” and particular expertise, as it calls upon broader
labour relations principles addressed in Part I of the PSLRA, including
the quasi-criminal provisions in sections 194, 196 and 203 of the PSLRA,
as well as the scope of freedoms recognized by the Charter and the PSLRA
(e.g. the non-interference provision). In the applicant’s submission, the
expertise of the adjudicator is limited to matters directly related to
grievance adjudication under Part II of the PSLRA – within the confines
of which fall most grievance adjudications – and does not extend to the
interpretation of the quasi-criminal unlawful strike provisions of Part I of
the PSLRA. This view is purportedly in harmony with the scheme of the PSLRA which contemplates the existence distinct decisions makers i.e. the Board’s members sitting either in application of
Part II of the PSLRA (as adjudicators) or in respect of labour relations
matters under Part I of the PSLRA (as the Board). The
applicant suggests that the adjudicator’s powers
under Part II of the PSLRA, as expressly set out in section 226 of the PSLRA,
differ from the Board’s broad powers under section 40 of the PSLRA.
Moreover, the applicant submits that the privative clause applicable to the
Board as defined in section 51 of the PSLRA is stronger than the one
applicable to adjudicators under section 223 of the PSLRA.
[75]
According
to the applicant, the Supreme Court’s recent judgment in Nor-Man Regional Health Authority Inc v Manitoba Association of Health
Care Professionals, 2011 SCC 59, [2011] ACS 59 [Nor-Man Regional Health Authority], in which it was
decided that an arbitrator’s application of the common law principle imposing
an estoppel on the union’s claim for redress warranted deference on judicial
review, is distinguishable from the particular facts of this case. The
applicant submits that, first, the powers and jurisdiction of arbitrators in
the private labour relations context are larger than those of adjudicators
under Part II of the PSLRA, and second, the latitude accorded to labour
arbitrators in adapting and applying general legal principles such as estoppel
should not similarly apply in this case which engages specific provisions of
criminal liability, equally applicable by courts.
[76]
Thus, given the focus in the adjudicator’s ruling on a
specific quasi-criminal provision which is outside the ordinary expertise of
adjudicators, the applicant submits that the jurisprudence following Dunsmuir
points to a less deferential standard. The applicant notes that in Smith v
Alliance Pipeline Ltd, 2011 SCC 7, [2011] 1 S.C.R. 160 [Smith], Justice
Deschamps, in concurring reasons, rejected the view that a tribunal’s
interpretation of its enabling statute automatically calls for a deferential
standard of review, suggesting instead that deference to an administrative
tribunal should be shown “only when it is in some way more expert than the
court and the question under consideration is one that falls within the scope
of its greater expertise” (para 99).
[77]
The applicant also refers to the concurring reasons of
Justices Binnie and Deschamps in the Supreme Court’s even more recent judgment
in Alberta (Information and Privacy Commissioner) v Alberta Teachers’
Association, 2011 SCC 61 at paras 82-83, [2011] SCJ 61 [Alberta Teachers’ Association], where Justice Binnie noted:
It may be
recalled that the willingness of the courts to defer to administrative
tribunals on questions of the interpretation of their "home statutes"
originated in the context of elaborate statutory schemes such as labour
relations legislation. In such cases, the tribunal members were not only better
versed in the practicalities of how the scheme could and did operate, but in
many cases, the legislature tried to curb the enthusiasm of the courts to intervene
by inserting explicit privative clauses. Over the years, acceptance of
judicial deference grew even on questions of law (see e.g. Pezim v.
British Columbia (Superintendent of Brokers), [1994] 2 S.C.R. 557), but
never to the point of presuming, as Rothstein J. does, that whenever the
tribunal is interpreting its "home statute" or statutes, it is
entitled to deference. It is not enough, it seems to me, to say that the
tribunal has selected one from a number of interpretations of a particular
provision that the provisions can reasonably bear, no matter how
fundamentally the tribunal's legal opinion affects the rights of the parties
who appear before it. On issues of procedural fairness or natural justice, for
example, the courts should not defer to a tribunal's view of the extent to
which its "home statute" permits it to proceed in what the courts
conclude is an unfair manner.
The middle
ground between Cromwell J. and Rothstein J., it seems to me, lies in the more nuanced
approach recently adopted by the Court in Canada (Canadian Human Rights
Commission) v. Canada (Attorney General), 2011 SCC 53 ("CHRC"),
where it was said that "if the issue relates to the
interpretation and application of its own statute, is within its expertise
and does not raise issues of general legal importance, the
standard of reasonableness will generally apply and the Tribunal
will be entitled to deference" (para. 24 (emphasis added)). Rothstein J.
puts aside the limiting qualifications in this passage when he comes to
formulating his presumption, which is triggered entirely by
the location of the controversy in the "home statute".
[Emphasis
added]
[78]
In
sum, the applicant submits that the adjudicator’s task in this case was to
render a decision in respect of a grievance referred to adjudication in
application of section 209 of the PSLRA, in accordance with the powers
conferred to him under section 226 of the PSLRA. True, the circumstances
of this case required the adjudicator to consider and interpret section 194 of
the PSLRA, but this was not the end of the matter. The application of
section 194 of the PSLRA to a union representative addressing himself to
the employees by way of a posting on the union web site raises an issue of
general importance, which calls for the correctness standard. The applicant
refers notably to Ontario Flue-Cured Tobacco Growers' Marketing Board v
Stetler, 2003 CanLII 26757 (ON SCDC), where the Ontario Divisional
Court decided that a decision of the Ontario Agriculture,
Food and Rural Affairs Tribunal was reviewable against the standard of
correctness as it involved the adjudication of quasi-criminal allegations of
breaches of a regulation with penal consequences which exceeded the specialized
nature of the decision-makers.
Respondent’s
position
[79]
The respondent submits that the issue of the interpretation
of subsection 194(1) of the PSLRA is inextricably tied to the findings
of fact made by the adjudicator and should thus be reviewed under the
deferential standard of reasonableness. In the respondent’s submission, the
adjudicator’s task in this case was not to forge new jurisprudence on the
interpretation of this provision but simply to apply an already established
jurisprudence in labour law to the facts before him.
[80]
In addressing the applicant’s allegation that the
adjudicator’s particular expertise is limited to Part II of the PSLRA,
the respondent argues that the Federal Court of Appeal’s decision in Canada
(Attorney General) v Amos, 2011 FCA 38 at para 30, [2011] FCJ 159 [Amos],
implies that an adjudicator has the same level of expertise in labour matters
and in the interpretation of the PSLRA as does the Board. With this
respect, the respondent notes Justice Trudel’s reference to the “specialized
jurisdiction” of adjudicators under the PSLRA:
[T]he
broader aim of the Act is to provide an expert regime for the determination of labour
disputes, and to facilitate their resolution expeditiously, inexpensively, and
with little formality (ibidem at paragraph 68):
68 The nature of the
regime also favours the standard of reasonableness. This Court has often
recognized the relative expertise of labour arbitrators in the interpretation
of collective agreements, and counselled that the review of their decisions
should be approached with deference: CUPE, at pp. 235-36; Canada
Safeway Ltd. v. RWDSU, Local 454, [1998] 1 S.C.R. 1079,
at para. 58; Voice Construction, [2004] 1 S.C.R. 609,
at para. 22. The adjudicator in this case was, in fact, interpreting his
enabling statute. Although the adjudicator was appointed on an ad hoc
basis, he was selected by the mutual agreement of the parties and, at an
institutional level, adjudicators acting under the PSLRA can be
presumed to hold relative expertise in the interpretation of the legislation
that gives them their mandate, as well as related legislation that they might
often encounter in the course of their functions. See Alberta Union of
Provincial Employees v. Lethbridge Community College. This
factor also suggests a reasonableness standard of review.
[Emphasis added]
[81]
The
respondent also submits that the majority’s reasons in Smith, above, at
para 37, equally emphasizes that an administrative decision-maker’s
interpretation of its home statute, absent the categories identified in Dunsmuir,
will attract a standard of reasonableness:
[A] tribunal's interpretation of its home statute, the issue
here, normally attracts the standard of reasonableness (Dunsmuir, at
para. 54), except where the question raised is constitutional, of central
importance to the legal system, or where it demarcates the tribunal's
authority from that of another specialized tribunal…
[Emphasis
added]
[82]
Moreover,
the respondent maintains that in accordance with the Supreme Court’s recent
ruling in Nor-Man Regional Health Authority, above,
adjudicators dealing with disciplinary matters should be allowed to develop
their corpus of jurisprudence dealing with subsection 194(1) of the PSLRA.
In fact, at para 45, the Court held that :
[L]abour arbitrators are authorized by their broad statutory
and contractual mandates -- and well equipped by their expertise -- to adapt
the legal and equitable doctrines they find relevant within the contained
sphere of arbitral creativity. To this end, they may properly develop doctrines
and fashion remedies appropriate in their field, drawing inspiration from
general legal principles, the objectives and purposes of the statutory scheme,
the principles of labour relations, the nature of the collective bargaining
process, and the factual matrix of the grievances of which they are seized.
[83]
In
addition, the respondent argues that there is no basis for suggesting that an
adjudicator interpreting and applying subsection 194(1) of the PSLRA is
interpreting anything other than his home statute. The judicial response to the
applicant’s suggestion can be found in Amos, above at para 32, where
Federal Court of Appeal stated that “the adjudicator
is an independent decision-maker with specialized jurisdiction in labour relations within the federal public service” [Emphasis added]. The respondent also
relies on an earlier decision of this Court in Ryan v Canada (Attorney General), 2005 FC 65 at para 14,
[2005] FCJ 110, in which Justice Von
Finckenstein stated
that the Public Service Staff Relations Board (predecessor of the Board) “has
unquestioned expertise. Its members sit either as adjudicators or as the Board,
enjoying all the powers of the PSSRB. This institutional expertise militates
strongly in favour of deference”.
[84]
Furthermore,
in the respondent’s submission, the applicant’s reliance of unfair labour
practice provisions of the PSLRA is unfounded because the concept of
unfair labour practice is already included in the collective agreement, the
interpretation and application of which falls unquestionably under the adjudicator’s
expertise. Moreover, the fact that subsection 194(1) of the PSLRA may
equally form the basis of a criminal prosecution pursuant to section 205 of the
PSLRA should not affect the judicial deference generally due to
adjudicators’ application and interpretation of provisions from their home
statute, and this for the following two reasons.
[85]
First,
the respondent argues that this issue has previously been addressed in
adjudicator’s Abott’s decision in Beaupré and Oldale, above, at
page 15, where he noted that either of the criminal or the disciplinary courses
of action can be pursued against such infractions:
As to the asserted obligation of the
employer to prosecute the grievors under section 104 of the Public Service
Staff Relations Act, I can find no support for such an obligation in the
general law or in the pertinent collective agreement. The provisions of the Act
reflect the duty owed by the individuals and employee organizations to the
State and to the public; the determination of what cases of alleged infractions
are to be prosecuted is out of the hands of the employer acting as the
employer; the same conduct may constitute a breach of the general law and well
may justify a punitive reaction by the employer (theft from the employer is an
example). The employer is not bound to pursue one course of action,
prosecution, instead of the other…
[86]
Second,
the respondent submits, by way of analogy, that appeals officers reviewing
health and safety officers’ directions under Part II of the Canada Labour
Code (occupational health and safety) are awarded deference although the
legislation prescribes that a violation of Part II can either result in a
direction being issued by a health and safety officer, or be dealt with by way
of criminal prosecution. The respondent submits that the Federal Court of
Appeal in Martin v Canada (Attorney General), 2005 FCA 156 at para 17, [2005] FCJ 752, recognized
appeals officers’ ability to interpret new questions of law arising under their
home statute in order to establish their own corpus of jurisprudence having
precedential value for future decision-making. The respondent maintains that a
similar approach should apply to decisions of adjudicators dealing with
disciplinary cases.
[87]
In
sum, the respondent maintains that neither the issues of union expression and
the broader labour relations principles in this case, nor the quasi-criminal
nature of subsection 194(1) of the PSLRA should affect the
jurisprudential characterization of adjudicators as experts in the labour
relations within the federal public service.
Determination
[88]
As
a starting point, it must be remembered that pursuant to paragraphs 18.1(4)(c)
and (d) of the FCA, the Federal Court may allow a judicial review
application if it is satisfied that the federal board, commission or other
tribunal has “erred in law…whether or not the error appears on the face of the
record” or based its decision or order “on an erroneous finding of fact that it
made in a perverse or capricious manner or without regard for the material before
it”.
[89]
As
far as errors of fact are concerned, it is recognized that paragraph 18.1(4)(d)
of the FCA “does provide legislative guidance as to “the degree of deference”
owed to the [board, commission or other tribunal] findings of fact”, as stated
by Justice Binnie in the majority opinion of the Supreme Court of Canada in Canada
(Citizenship and Immigration) v Khosa, 2009 SCC 12, [2009] 1 S.C.R. 339 at
para 3 [Khosa]. In this respect, it is not challenged that a “perverse”
or “capricious” finding of fact will render the whole decision of the reviewed
tribunal “unreasonable” if it is determinative.
[90]
Since
paragraph 18.1(4)(c) does not use deferential language as in paragraph
18.1(4)(d) of the FCA, it had been advocated with respect to an
“error of law” that, “the necessary implication is that where Parliament did
not provide for deferential review, it intended the reviewing court to apply a
correctness standard as it does in the regular appellate context”. However,
this minority view notably endorsed by Justice Rothstein has been dismissed by
the majority of the Supreme Court in Khosa. In sum, the nature of the
question is not necessarily determinative, deference being generally given to
issues of law coming within the ambit of the reviewed tribunal mandate and specialized
expertise (Dunsmuir and Khosa, above).
[91]
As
a matter of principle, it would only be in case of an appeal that a person to
whom the law applies or is susceptible to apply will know for sure whether the
law in question prohibits or does not prohibit a certain behaviour. If there is
no appeal, the fact that the administrative tribunal has misinterpreted the law
will not be determinative if the matter is to be reviewed on the reasonableness
standard and the chosen legal interpretation is one of the many reasonable
options opened to the tribunal.
[92]
The
legal explanation for allowing two deferring interpretations of the law, if
reasonable, to stand is simply that courts must respect the legislator’s
intention that such types of administrative decisions, which are protected by a
privative clause, be not reviewed unless the tribunal has acted without or
beyond its jurisdiction. This may sound strange to persons who are not familiar
with judicial review and its subtleties, and I find it worthwhile to quote what
late professor Chaïm Perelman (1912-1984) was writing in a text entitled “What
the philosopher may learn from the study of law”, reproduced in annex to his
work Justice, published in 1967 (Random House, New York) at page 94:
The diversity of laws is proof of our
ignorance of true justice. That which conforms to reason cannot be just here
and unjust there, just today and unjust tomorrow, just for one and unjust for
another. That which is just in reason should, like that which is true, be so
universally. Disagreement is a sign of imperfection, of a lack of rationality.
If two interpretations of the same text
are reasonably possible, it is because the law is ambiguous, therefore
imperfect. If the law is clear, then at least one of the two interpreters disputes
in bad faith. In any case, disagreement is a scandal, due either to the
imperfection of the legislator or to the deceptive subtlety of the lawyers. The
innate sense of justice, which each equitable judge certainly possesses, should
permit the rapid reestablishment of correct order.
[93]
That
said, professor Perelman goes on at page 96 to provide a philosophical answer
to such apparent injustice or human imperfection by telling this short
anecdote:
The Jewish tradition, which never sought
to conceive law on a scientific model, offers a significant story in this
connection. In the Talmud two schools of biblical interpretation are in
constant opposition, the school of Hillel and that of
Shammai. Rabbi Abba relates that, bothered by these contradictory interpretations
of the sacred texts, Rabbi Samuel addresses himself to heaven in order to know
who speaks the truth. A voice from above answers him that these two theses both
expressed the word of the Living God. The lesson of this story is clear: Two
opposing interpretations can be equally respectable, and it is not necessary to
condemn as unreasonable at least one of the interpreters.
In fact, we admit that two reasonable and
honest men can disagree on a determined question and thus judge differently.
The situation is even considered so normal, both in legislative assemblies and
in tribunals that have several judges, that decisions made unanimously are
esteemed exceptional; and it is normal, moreover, to provide for procedures
permitting the reaching of a decision even when opposing opinions persist.
[94]
Since
I have to choose between one of two standards of review, correctness or
reasonableness, knowing that in so choosing, if I erred, an appellate court
will correct any such error of law, not without a certain hesitation, it
appears to the Court today that the respondent’s position is more in line with
the current case law and the views recently expressed by the Supreme Court of
Canada (a majority of judges) and the Federal Court of Appeal. It is sufficient
to state here that I substantially endorse the respondent’s reasoning above,
and that I feel bound by all these precedents (Nor-Man Regional Health
Authority, Smith, Alberta Teachers’ Association and Amos,
above). That said, I will make below a number of supplementary observations.
[95]
As explained in Dunsmuir, above, at para 62, the process of
judicial review involves two steps. First, courts ascertain whether the
jurisprudence has already determined in a satisfactory manner the degree of
deference to be accorded with regard to a particular category of question.
Second, where the first inquiry proves unfruitful, courts must proceed to an
analysis of the factors making it possible to identify the proper standard of
review.
[96]
The
Supreme Court has indicated in Dunsmuir, above, at paras 51 and 53, that
questions of fact, discretion and policy as well as questions where the legal
issues cannot be easily separated from the factual issues generally attract a
standard of reasonableness while two particular types of legal issues
(jurisdictional and central to the legal system) attract a standard of
correctness. Other legal issues, however, will attract the more deferential
standard of reasonableness in the majority of cases. This is generally the case
where an administrative tribunal has developed particular expertise in the
application of a general common law or civil law rule in relation to a specific
statutory context: Toronto (City) v CUPE, Local 79, 2003 SCC 63,
at para 72. Adjudication in labour law remains a good example of the relevance
of this approach. In this field, the reviewing courts have given great
deference to an adjudicator’s decision to uphold or to set aside discipline
which must be allowed to stand unless they are found to be unreasonable.
[97]
It
is interesting to note that Dunsmuir comes from the labour relations
sector. In the case of Dunsmuir, an adjudicator had been appointed to
hear the grievance made by the appellant who was challenging his termination
under the Public Service Labour Relations Act, RSNB 1973, c P-25. A
preliminary issue of statutory interpretation had arose as to whether, where
dismissal was with notice or pay in lieu thereof, the adjudicator was
authorized to determine the reasons underlying the province’s decision to
terminate. The adjudicator held that the referential incorporation of
subsection 97(2.1) of the former Act into subsection 100.1(5) of that Act meant
that he could determine whether the appellant had been discharged or otherwise
disciplined for cause.
[98]
As
mentioned by the Supreme Court in Dunsmuir, above, at para 55, a
consideration of the following factors will lead to the conclusion that the
decision maker should be given deference and a standard of reasonableness
should be applied:
·
A
privative clause: this is a statutory direction from Parliament or a
legislature indicating the need for deference. Here, section 233 of the PSLRA
is a strong privative clause.
·
A
discrete and special administrative regime in which the decision maker has
special expertise (labour relations for instance). Here, the adjudicator enjoys
a recognized expertise to decide whether there was cause to discipline the
applicant and has plenary powers under subsection 228(2) of the PSLRA to
upheld, vary or set aside discipline imposed by the employer.
·
The
nature of the question of law. A question of law that is of “central importance
to the legal system . . . and outside the . . . specialized area of expertise”
of the administrative decision maker will always attract a correctness standard
(Toronto (City) v CUPE, at para
62). On the other hand, a question of law that does not rise to this level may
be compatible with a reasonableness standard where the two above factors so
indicate. Here, the adjudicator, a member of the Board, is specifically
empowered to interpret and apply the PSLRA as well as another Act of Parliament
relating to employment matter (e.g. portions of the FAA), leaving the
issue whether the interpretation of section 194 of the PSLRA has the two
exceptional characters above.
[99]
Considering
the privative clause, the nature of the regime, and the nature of the question
of law at issue, the Supreme Court concluded in Dunsmuir, above, that
the appropriate standard of review was reasonableness. While the question of
whether the combined effect of subsection 97(2.1) and section 100.1 of that Act
permitted the adjudicator to inquire into the employer’s reason for dismissing
an employee with notice or pay in lieu of notice is a question of law, it was
not one that is of central importance to the legal system and outside the
specialized expertise of the adjudicator, who was in fact interpreting his
enabling statute. I think that a similar reasoning applies to the
interpretation made by the adjudicator of section 194 of the PSLRA.
[100] This
is a discipline case where the grievor (the applicant) counterattacks by
alleging that he was unjustly disciplined and discriminated by the employer
because he was acting as a union representative. The jurisprudence of this
Court is clear that an adjudicator’s interpretation and application of
the collective agreement, as well as the adjudicator’s regard for the facts and
the material before him, should be subject to the reasonableness standard (Nitschmann v Canada (Treasury
Board), 2008 FC 1194 at
paras 8-10, [2008]
FCJ 1511; Burden v Canada (Attorney
General),
2011 FC 251 at para 14,
[2011] FCJ 365). Here, the legal issue of misconduct is of mixed
fact and law, and the interpretation of section 194 of the PSLRA cannot
be easily separated from the facts.
[101] The powers
of the adjudicator to determine the matter, including his remedial authority,
are not in issue here. True questions of jurisdiction are those “where the
tribunal must explicitly determine whether its statutory grant of power gives
it the authority to decide a particular matter” (Dunsmuir at para 59). In the case at bar, the jurisdiction of the adjudicator and specialized
function to decide whether just cause to discipline exists, and in the
affirmative, whether the discipline imposed is acceptable, are not challenged.
Indeed, the adjudicator enjoys a broad power to make “the order that he or she
considers appropriate in the circumstances” (subsection 228(2) of the PSLRA).
Since the grievance was dismissed, the adjudicator did not need to decide
whether this was a case where no reinstatement order should be made.
[102] Again, section 194 of the PSLRA is found in the adjudicator’s “home
statute”. This is not a case where the adjudicator interprets a statute with
which he is not familiar to determine whether he has jurisdiction in the matter
(Financial Transactions and Reports Analysis Centre of Canada v Boutziouvis,
2011 FC 1300 at paras 36-37; Canada (Attorney General) v Tipple, 2011 FC 762 at
paras 33-34. Rather, it is the adjudicator’s expertise with
respect to the interpretation of penal provisions in the PSLRA, and to a
certain extent of provisions in the FAA governing the employer’s
authority to discipline, which is questioned by the applicant.
[103] I do not
think that “home statute” must be limited to Part I (Board) or Part II (Adjudicator)
of the PSLRA. Contextually speaking, Parliament has vested the Board
with the exclusive jurisdiction under Part I of the PSLRA to issue a
cease and desist order in the case of an illegal strike, and the discretion, to
authorize that prosecution be instituted against every officer or
representative of an employee organization who has counselled or procured the
declaration or authorized the illegal strike, contrary to subsection 194(1) of
the PSLRA (sections 203 and 205 of the PSLRA). In this perspective,
the adjudicator’s expertise which is exercised in a disciplinary context is
relative to the expertise of the Board itself in respect to labour relations
and of the courts of criminal jurisdiction who will be interpreting the strike
provisions of their home statute. Here, the adjudicator is designated by the
Board itself and is a member of the Board (paragraph 223(2) of the PSLRA).
We are not dealing with an adjudicator appointed by the parties under the
collective agreement. A Board member must be presumed to have expertise in
labour relations including illegal strike actions and unfair labour practices.
[104] In Amos,
above, the Federal Court of Appeal noted that section
233 of the PSLRA contains a strong privative clause where a decision of
an adjudicator is involved, and that the broader aim of the PSLRA is to
provide an expert regime, away from the judicial arena, for the determination
of labour disputes, and to facilitate their resolution expeditiously,
inexpensively, and with little formality. While there is ample
merit to jurisprudential uniformity on the interpretation of such a
quasi-criminal provision (section 194 of the PSLRA), I am not convinced
that the interpretation of section 194 of the PSLRA made by the
adjudicator here, which endorses the general approach of the Board itself,
raises an issue of general legal importance which is central to the operation
of the labour relations system under the PSLRA.
[105] Finally,
while I also agree that the expertise of the adjudicator in determining whether
the applicant has contravened subsection 194(1), which is the sole basis for
the two disciplinary actions, is relative to the habitual and recognized
expertise of courts of criminal jurisdiction. A whole body of case law has
concurrently developed in a labour relations context as to what “counselling”
and “procuring” an illegal strike actually means. Moreover, adjudicators have
themselves been invited to upheld or set aside discipline imposed on union
representatives who have allegedly “counselled” or “procured” an illegal
strike. In fact, this is not the first time that the applicant is disciplined
for having allegedly acted contrary to such quasi-criminal provision and that
an adjudicator upholds the discipline: King v Treasury Board (Revenue
Canada), 2003 PSSRB 48 at paras 121, 123, 125-127, 135 and 137.
[106] All these
factors tend to favour the adoption of a reasonableness standard with respect
to all of the findings made in this case by the adjudicator, whether they are
labelled as findings of fact, findings of mixed fact and law or pure findings
of law.
V. ANALYSIS
[107] The
adjudicator’s conclusion to uphold the discipline and to dismiss the grievances
must be supported by the evidence and “fall within a
range of possible, acceptable outcomes which are defensible in respect of the
facts and law” (Dunsmuir, above, at para 47).
[108] This case
raises three issues which may be summarized as follows:
(a) Is the
finding that the employer has authority under the FAA to discipline the
applicant unreasonable?
(b) Is the
finding that the employer had cause to discipline the applicant because he
acted contrary to subsection 194(1) of the PSLRA unreasonable?
(c) Is the
finding that the quantum of discipline imposed by the employer was appropriate
unreasonable?
[109]
For
the reasons hereunder, the findings and overall conclusion of the adjudicator
are reasonable in the Court’s opinion.
Authority to discipline the applicant
[110] In
paragraphs 172 to 179 of the impugned decision, the adjudicator addresses the
deputy’s head purported authority to impose discipline against a fulltime union
officer paid by the CBSA.
[111] First, the
adjudicator rejects the applicant’s argument that an alleged contravention to
subsection 194(1) of the PSLRA should have been pursued by prosecution
instead of discipline. He finds that the employer has multiple options or range
of remedies: Beaupré and Oldale
v Treasury Board (Post Office Department), PSSRB Files Nos 166-02-9606 and
9607 (19810703) at page 15 [Beaupré and Oldale]; and, Monarch
Fine Foods Co Ltd v Milk and Bread Drivers, Dairy Employees, Caterers and
Allied Employees, Local Union No 647, [1986] OLRB Rep May 66 at para 5.
[112] Second, the
adjudicator determines that the deputy head has general authority
under the FAA to impose discipline an employee who is “counselling” or
“procuring” an illegal strike. He finds that the employer’s authority to
discipline the applicant is not constrained by Article 16.01 of the collective
agreement, which simply sets out the consequences of “participating” in an
illegal strike (paragraph 176).
[113] Article 16.01
reads as follows:
16.01
The Public Service Labour Relations Act provides penalties for
engaging in illegal strikes. Disciplinary action may also be taken, which
will include penalties up to and including termination of employment pursuant
to paragraph 12(1)(c) of the Financial Administration Act for participation
in an illegal strike as defined in the Public Service Labour Relations
Act.
|
16.01
La Loi sur les relations de travail dans la fonction publique prévoit
des peines à l’endroit de ceux et celles qui participent à des grèves
illégales. Des mesures disciplinaires peuvent aussi être prises jusques et y
compris le licenciement aux termes de l’alinéa 12(1)c) de la Loi
sur la gestion des finances publiques pour toute participation à une
grève illégale, au sens où l’entend la Loi sur les relations de travail
dans la fonction publique.
|
[Emphasis added]
[114] Since the
adjudicator has found that the employer’s authority to discipline the applicant
for misconduct is derived from the FAA and is not limited by Article
16.01 of the collective agreement, in order to assess the reasonableness of the
adjudicator’s finding it is necessary to refer to the number of relevant
provisions of the FAA. However, the fact that the adjudicator has omitted
in his decision to mention well-known statutory provisions in the FAA
and the PSLRA does not constitute a reviewable error (King v Canada (Attorney
General),
2001 FCT 1407 at para 17) and is compatible to the general approach of the
Supreme Court in Alberta Teachers’ Association, above.
[115] Part I of the
FAA sets out the powers of the Treasury Board in respect of labour
relations. The legal regime governing the management of the Public Service of
Canada has already been the object of judicial scrutiny and consideration by
the Court, notably in Canada
(Attorney General) v Tobin, 2008 FC 740 at paras 10-11 and 21 [Tobin FC],
upheld by the Federal Court of Appeal, 2009 FCA 254 at paras 8-10 and 56 [Tobin
CA].
[116] The Tobin case
concerned a management employee with the Correctional Service of Canada [CSC]
who had been dismissed from his employment after he had pleaded guilty to
criminal harassment of a woman he had met in the course of his duties. In its
written reasons for dismissal, the CSC noted that the grievor’s conviction
contravened its disciplinary code and standards of professional conduct. The
adjudicator allowed the grievance on the ground that, since the conduct giving
rise to the criminal conviction was off-duty conduct, the employer had not met
the burden of showing that it was entitled to discipline the employee. Finding
that the application judge had erred in applying the correctness standard, the
Federal Court of Appeal nevertheless concluded that the decision was
unreasonable because the adjudicator had “failed to come to grips with the
essence of the reasons for Mr. Tobin’s termination for cause, and consequently,
did not apply the evidence on the record, [which constituted] the use of a
flawed evidentiary and analytical process” (Tobin CA at para 55).
[117] Pursuant to
paragraph 7(1)(e) of the FAA, the Treasury Board may act for the
Queen’s Privy Council for Canada on all matters relating to human resources
management in the federal public administration, including the determination of
the terms and conditions of employment of persons employed in it. Paragraphs
11.1(f) and (g) of the FAA provides that in the exercise
of its human resources management responsibilities under paragraph 7(1)(e),
the Treasury Board may establish policies or issue directives respecting:
·
the
exercise of the powers granted by the FAA to deputy heads in the core
public administration and the reporting by those deputy heads in respect of the
exercise of those powers;
·
the
manner in which deputy heads in the core public administration may deal with
grievances under the PSLRA to which they are a party, and the manner in
which they may deal with them if the grievances are referred to adjudication
under subsection 209(1) of that Act, and
·
the
reporting by those deputy heads in respect of those grievances.
[118] Sections 11
to 13 of the FAA specifically deal with human resources management. In
passing, the CBSA has been added in Schedule IV of the FAA by the
Governor in Council as a portion of the federal public administration
(SOR/2005-58). According to the definition found in subsection 11(1), “deputy
head” means in relation to any portion of the federal public administration
named in Schedule IV, its chief executive officer or, if there is no chief
executive officer, its statutory deputy head or, if there is neither, the
person who occupies the position designated under subsection (2) in respect of
that portion. It is not challenged that Mr. Gillan was the deputy head for the
purpose of discipline.
[119] Paragraph
12(1)(c) of the FAA reads as follows:
12. (1) Subject
to paragraphs 11.1(1)(f) and (g), every deputy head in the
core public administration may, with respect to the portion for which he or
she is deputy head,
...
(c) establish standards of discipline and set
penalties, including termination of employment, suspension, demotion to a
position at a lower maximum rate of pay and financial penalties;
|
12. (1) Sous réserve des alinéas 11.1(1)f) et g),
chaque administrateur général peut, à l’égard du secteur de l’administration
publique centrale dont il est responsable :
[...]
c) établir
des normes de discipline et prescrire des mesures disciplinaires,
y compris le licenciement, la suspension, la rétrogradation à un poste situé
dans une échelle de traitement comportant un plafond inférieur et les
sanctions pécuniaires;
|
[Emphasis
added]
[120] The
disciplinary authority of the deputy head under paragraph 12(1)(c) of
the FAA has been interpreted by the Court as the general authority “to
establish standards of conduct and to enforce these standards of conduct by
imposition of penalties” (then paragraph 11(2)(f) of the FAA): Tobin
FC at para 12. Subsection 12(3) of the PSLRA notably provides that
disciplinary action under paragraph 12(2)(c) may only be for cause.
Thus, it was not unreasonable for the adjudicator to find that the deputy could
legally discipline the applicant if it could be proven, on a balance of
probabilities, that the applicant had “counselled” or “procured” an illegal
strike, contrary to subsection 194(1) of the PSLRA.
[121] The applicant
has also argued that the adjudicator erred in determining that the deputy
head’s authority to discipline the applicant was not constrained by Article
16.01 of the collective agreement. The applicant submits that by virtue of
Article 16.01 of the collective agreement, employees may only face discipline
under the deputy head’s authority as prescribed in paragraph 12(1)(c) of
the FAA, for “participating” or “engaging” in illegal strike activity.
According to the applicant, it was thus unreasonable for the adjudicator to
conclude that the employer either could not or did not bind itself to certain
standards of discipline in relation to illegal strike activity.
[122]
The
respondent states that the adjudicator did not say the parties could not
negotiate such clauses in their collective agreement, but held that Article
16.01 did not reflect an agreement on a limitation to the employer’s
disciplinary authority under the FAA. The respondent submits that the
language of Article 16.01 of the collective agreement is not enough specific as
to support the applicant’s reading of it and that in absence of specific
indication to the contrary, the employer had authority to discipline the
applicant under subsection 194(1) of the PSLRA.
[123] Many years
ago, the Supreme Court of Canada has confirmed the supremacy of the collective
agreement as the law of the parties (Ainscough v McGavin Toastmaster Ltd,
[1976] 1 S.C.R. 718). Subject to what the law may itself prescribe, the
paramountcy of the collective agreement in the federal public sector is not in
issue (see sections 113 and 114 of the PSLRA). The Honourable George W.
Adams notes in the most recent edition of his seminal work, Canadian Labour
Law, 2d ed. (Aurora, Ontario: Canada Law Book, 2011), volume 2, at
paragraph 12.20:
The collective agreement is the
cornerstone of our labour relations system. It evidences bargaining rights; it
serves as a bar to either the termination or transfer of these rights; it sets
out the terms and conditions of employment for specific time period; it
requires that any dispute as to its interpretation, application or
administration be resolved by binding arbitration; and, its existence can
determine the legality or illegality of various activities engaged in by an
employer, a trade union or employees. Thus, in determining the existence of
an agreement, labour boards have been influenced by both the realities of the
collective bargaining process and the practical need for consistent, easily
understood criteria.
[Emphasis
added]
[124] That said, it
must remembered that Article 6.01 of the collective agreement deals with
“managerial responsibilities” and provides that “[e]xcept to the extent
provided herein, [the collective agreement] in no way restricts the
authority of those charged with managerial responsibilities in the public
service.” In the past, management rights provisions such as Article 6.01 of the
collective agreement have been invoked to sustain the legality of actions
affecting working conditions of the employees in cases where the union had failed
to negotiate specific provisions in the collective agreement.
[125] In Brescia v Canada
(Treasury Board) (FCA), 2005 FCA 236, the issue was to determine whether
the government had the right to unilaterally place full time permanent
employees at the Canadian Grain Commission on off-duty status without pay for a
period of three months due to a work shortage. In deciding whether the general
authority vested in the Treasury Board under the FAA included the
authority to place certain employees on a no-work no-pay status, Justice
Desjardins stated at para 50 that:
…
wide powers conferred on the Treasury Board and its delegates under
paragraphs 7(1)(e) and 11(2)(a) and (d) of the FAA and
articles 6.01 and 25.01 of the applicable collective agreement are
grants of authority which allowed the Commission to place the appellants on
an off-duty status without pay. Specifically, the Treasury Board under
paragraph 7(1)(e) is given authority over "personnel management in
the public service, including the determination of the terms and conditions of
employment of persons employed"; under paragraph 11(2)(a), it may
provide for their effective utilization; under paragraph 11(2)(d), it
may determine and regulate the pay, the hours of work and leave, and any
matters related thereto. These last words would cover the procedure followed
for the release and the recall of employees. Moreover, under the collective
agreement, the managerial responsibilities remain unrestricted, unless provided
to the contrary. The employee is given no guarantee with regard to his
minimum or maximum hours of work.
[Emphasis added]
[126] In reaching this
conclusion, both Justice Desjardins and Justice Kelen who had rendered the
judgment in first instance (Brescia v Canada (Treasury Board), 2004 FC 277 at para 31)
cited with approval Justice Joyal’s conclusion in PSAC v Canada (Canadian Grain
Commission), [1986] FCJ 498 at para
71, where he stated:
I
must conclude that the scheme of "off-pay status" comes within the
legislative field of authority conferred on the Treasury Board under the
Financial Administration Act. I further conclude that the scheme is not in its
essence a lay-off pursuant to section 29 of the Public Service Employment Act.
I find also that in the absence of any prohibitory provision in the
collective agreement, the scheme is not by necessary implications contrary to
its terms and conditions or of a nature to do violence to the collective
agreement's purposes and objects. I further find that the off-pay scheme
strikes a proper balance between statutory provisions on the one hand and
contractual provisions on the other, neither of them being offended by the
scheme. I conclude that management's discretionary initiative to cope with
short-term staff surplus or work shortage in the way intended has been exercized in a lawful manner.
[Emphasis added]
[127] In the case
at bar, the adjudicator agreed with the employer that “the deputy head’s
authority to discipline is found in the FAA and not the collective
agreement. The collective agreement clause simply sets out the consequences
of participating in an illegal strike.” In view of what we have outlined
above, this is an interpretation that is defensible. In the Court’s humble
opinion, the fact that the adjudicator could have accepted the alternative
interpretation proposed by the applicant is not sufficient ground to intervene.
Obey now grieve later
[128] The “obey now
grieve later” rule required the border services officers at PIA to continue to
report at their work pending resolution of the policy grievance on the 6/2
schedule. This is so because “the rationale for the rule is said to lie in the
employer’s need to be able to control and direct its operations to ensure that
they continue uninterrupted even when controversies arise, and in its concomitant
authority to maintain such discipline as may required to ensure the efficient
operation of the enterprise” (Donald J.M. Brown and David M. Beatty, Canadian
Labour Arbitration, Fourth Edition, December 2011, at para 7:3610). Thus,
any individual and unjustified refusal of an employee to report at work would
be considered as an act of insubordination while the concerted refusal to
report would be considered a strike.
[129] The Court
acknowledges that the “obey now grieve later” rule may suffer exceptions where,
for example, the employees have reasonable grounds to believe that complying
with the employer’s order would clearly be illegal in the sense that it is
offensive of some public statute (Re International Nickel Co of Canada Ltd
and United Steelworkers (1974), 6 LAC (2d) 172), or would endanger their
health and safety (Jim Pattison Sign Co (2004), 134 LAC (4th)
1), or where the recipient of the employer’s directive is a union official and
obedience would result in irreparable harm to the interests of other employees
(Bell Canada (1996), 57 LAC (4th) 289), or yet where the
order involves an invasion of fundamental privacy rights such as searches of
the employee’s person or belongings (Re Accuride Canada and Canadian
Automobile Workers, Local 27 (1992), 29 LAC (4th) 137).
[130] There may be
also other exceptions, in rarer cases, such as where an individual employee
would suffer irreparable harm if he or she complied with the directive, and by
comparison, the refusal would result in only minimal prejudice to the employer,
or the employer’s order amounts to an unambiguous violation of the collective
agreement, but a very high threshold is required (Re Pacific Press and
Communications, Energy and Paperworkers’ Union, Local 115M (1997), 69 LAC
(4th) 214). Moreover, “[a]rbitrators have often cautioned against
unduly extending these exceptions to the point where they would swallow the
rule” (Canadian Labour Arbitration, above, at para 7:3620).
[131] In the
present case, there has been no attempt on the part of the bargaining agent to
invoke one of the recognized exceptions to the rule “obey now grieve later”.
Quite the contrary, the applicant had been advised that he had to be patient
and that the policy grievance was the proper mechanism to deal with the issue
of shift schedules. Thus, there was no element of necessity that justified, in
principle, the applicant to ignore the advice received from the president of
the PSAC and to continue “pressing the bargaining agent and CEUDA National for
support to walk off the job now” and to mobilize the members of the bargaining
unit “to support future activities”, which well include a collective refusal to
report on shifts not provided for in Article 25.17 of the collective agreement.
Interpretation of section 194
of the PSLRA
[132] Prohibitions with respect to illegal strike action are found in sections
193 to 198, also in Part 1 of the PSLRA. According to subsection 2(1) of
the PSLRA, a strike “includes a cessation of work or a refusal to work
or to continue to work by persons employed in the public service, in
combination, in concert or in accordance with a common understanding, and a
slow-down of work or any other concerted activity on the part of such persons
that is designed to restrict or limit output”. This definition would include
the concerted refusal by the boarder services officers at PIA to collectively
boycott the 6/2 schedule and report at work as scheduled by management.
[133] The issue here is whether the applicant, as a union officer, has
counselled or procured the declaration of a strike or the participation of
employees in such a strike where, in fact, the bargaining agent has not
authorized or declared a strike and the employees did not participate in a
strike. More particularly, subsection 194(1) which applies to an employee
organization and their officers or representatives, reads as follows:
194. (1) No employee organization shall declare or
authorize a strike in respect of a bargaining unit, and no officer or
representative of an employee organization shall counsel or procure
the declaration or authorization of a strike in respect of a bargaining unit
or the participation of employees in such a strike, if
...
(b) a collective agreement applying to the
bargaining unit is in force;
|
194. (1) Il est interdit à toute organisation
syndicale de déclarer ou d’autoriser une grève à l’égard d’une unité de
négociation donnée, et à tout dirigeant ou représentant de l’organisation de conseiller
ou susciter la déclaration ou l’autorisation d’une telle grève, ou
encore la participation de fonctionnaires à une telle grève :
[...]
b) si une convention collective est en vigueur pour
l’unité de négociation;
|
[Emphasis
added]
[134] Pursuant to
section 203 of the PSLRA, every officer or representative of an employee
organization who contravenes subsection 194(1) is guilty of an offence and
liable on summary conviction to a fine of not more than $10,000. However, a
prosecution for such an offence may be instituted only with the consent of the
Board, as prescribed by section 205 of the PSLRA.
[135] The applicant recognizes that a union officer will be infringing section
194(1) of the Act if he incites the employees to participate in an illegal
strike, whether they follow his advice or not. However, the applicant has
pressed the adjudicator to conclude that “counselling” should not be
interpreted as simply “advising”, “suggesting” or “insinuating”. Rather, when
prohibited as a criminal offence, it has to be given the stronger meaning of
“actively inducing” in accordance with criminal law jurisprudence (R v Sharpe, 2001 SCC
2 at para 56, [2001] 1 S.C.R. 45 [Sharpe]).
[136]
On the contrary, the deputy head argued before the
adjudicator that the use of the terms “counsel or procure” which are found in
section 194 of the PSLRA, rather than “declare or authorize” used in
section 89 of the Canada Labour Code, RSC, 1985, c L-2 (CLC),
suggests a particularly broad prohibition in respect of illegal
strikes under the PSLRA. In turn, the applicant has submitted to the
adjudicator that the language used in the PSLRA is not unlike the one
used in section 81 (formerly section 74) of the Ontario Labour Relations Act,
1995, SO 1995, c 1, Sch A (OLRA), which provides that:
81. No trade union or council of trade unions shall call
or authorize or threaten to call or authorize an unlawful strike and no
officer, official or agent of a trade union or council of trade unions shall counsel,
procure, support or encourage an unlawful strike or threaten
an unlawful strike.
|
81. Le syndicat et le conseil de syndicats ne
déclarent pas ni n’autorisent une grève illicite ni ne menacent d’en faire
une. Le dirigeant et l’agent syndical ne recommandent, ne
provoquent, n’appuient ni n’encouragent une grève illicite
ni ne menacent d’en faire une.
|
[Emphasis added]
[137]
The
applicant argues that illegal strike provisions in different labour relations
regimes are intended to prevent and discourage illegal job action but never to
a point as to limit the dialogue between union representatives and the employer
or to restrain internal union debate. Relying on Re Plaza Fiber Glas Mfg Ltd
and USW, [1988] OLAA 62, 33 LAC (3d) 193 [Plaza Fiber
Glas] at paras
79-80, the
applicant suggested that the prohibition to “procure” or “counsel” an illegal
strike should be given a restrictive meaning:
...I cannot imagine
that the legislature by the provision of section 74 [now section 74] has
intended to prohibit the employees from uttering the word “strike” during the
life of the collective agreement. If the union officers are prohibited from
communicating with their employers, the frustration of the employees which may
lead to work stoppage, it would be a great disservice to the employer, as well
as to the labour-management relations in general. In my opinion, the union
officers not only have a right but an obligation to discuss such issues with
the employer openly and frankly, and to make him aware of this situation and
help him in diffusing the issue.
...The term “threat”
means an avowed present determination or intent to injure presently or in the
future. A statement may constitute a threat even though it is subject to a
possible contingency in the future. A statement may constitute a threat even
though it is subject to a possible contingency in the maker's control. The
prosecution must establish a “true threat” which means a serious threat as
distinguished from words uttered as mere political argument, idle talk or jest.
[Emphasis added]
[138]
In the case at bar, the adjudicator found that subsection
194(1) of the PSLRA contains a dual prohibition of: 1) counselling or
procuring the declaration or authorization of an illegal strike, which relates
to efforts of a union officer to obtain authorization for an illegal strike
from someone withholding such authority within the union; and/or 2) counselling
or procuring the participation of employees in an illegal strike, which relates
to efforts of a union officer to obtain the participation of union members in
an illegal strike. More particularly, the adjudicator found that to “counsel”,
as intended by subsection 194(1) of the PSLRA, should be interpreted as
meaning “to advise or recommend”, and to “procure” as meaning “to bring about;
to obtain by care or effort; or to prevail upon, induce, persuade the person to
do something” (Shorter Oxford Dictionary, 3d edition). The adjudicator
rejected the applicant’s position that the terms “counsel or procure” must
necessarily be interpreted in a manner consistent with the interpretation given
to these terms in the criminal context.
[139]
The adjudicator noted that “[l]abour relations
statutes are not criminal law statutes” and that “[i]n any event, there is
jurisprudence in the labour relations context that defines these terms”
(paragraph 188). The adjudicator relied on the decision rendered in Canada
(Treasury Board) v International Brotherhood of Electrical Workers, Local 2228, [1972] CPSSRB 7 at
para 24, [1972] CRTFPC 7 [International
Brotherhood of Electrical Workers], where the Board stated that
the synonyms for “counselling” and “procuring” “were legion” and stated that
“anyone who instructs, directs, incites, advises, recommends, encourages or
induces” can be said to have counselled or procured. Moreover, the adjudicator
found that “incitement or counselling must be established objectively and not
on the basis of the interpretation of employees” (Goyette
v Treasury Board (Unemployment Insurance Commission), PSSRB File No. 166-02-3057 (19771027) at pages 20-21).
[140]
The
applicant submits that the interpretation made by the adjudicator of section
194 is wrong in law or otherwise unreasonable. By operation of section 203 and
205 of the PSLRA, contravening subsection 194(1) is a quasi-criminal
summary conviction offence with a fine up to $10,000. It is thus the
applicant’s contention that evidence of his intention that his words or actions
provoke an illegal strike was therefore required for such provisions to be
engaged. In this respect, “counsel and procure” denote “the much stronger
meaning of actively educing” as the Supreme Court indicated in Sharpe, above, at
para 56, and R v Hamilton, 2005 SCC 47 at para 72, [2005] 2 SCR
432 [Hamilton]. The applicant submits that
the adjudicator’s rejection of this jurisprudence is incorrect or otherwise
unreasonable.
[141] On the other hand, the respondent submits today that since
the adjudicator was not dealing with a criminal prosecution but an ordinary
piece of labour legislation in a civil matter, and that there is no uncertainty
or ambiguity in the terms “counsel” and “procure”, the adjudicator’s
interpretation of subsection 194(1) of the PSLRA was consistent with the
labour law jurisprudence of his jurisdiction and he cannot be faulted for not
taking into account the interpretation given to these terms in the criminal
context. The respondent submits that the provision calls for a broad
interpretation requiring an objective assessment of the evidence, not an
investigation of subjective intent.
[142] The
respondent contends that the interpretation favoured by the applicant does not
grasp the purpose of the terms “counsel” and “procure” in subsection 194(1) of
the PSLRA. The respondent argues that the mutual obligation of the
employer and the employee organization underlines the intent of Parliament in
making a violation of the PSLRA the act of counselling or procuring: 1)
the declaration or authorization or an illegal strike; and 2) the participation
of employees in illegal strike activity. The respondent argues that had
Parliament intended this to embrace only explicit declarations demonstrating
intent on the part of a union representative, the PSLRA would have used
the same language as section 89 of the Canada Labour Code which provides
that “no trade union shall declare or authorize a strike” until certain
requirements are met.
[143] The Court
notes that in Plaza Fiber Glas, in
deciding whether the union representative had acted in a way as to “counsel,
procure, support or encourage an unlawful strike or threaten an unlawful
strike” (in contravention of section 81 of the OLRA), the
arbitrator in stated, at para 80, that the term “threat” means
an avowed present determination or intent to injure presently or in the future.
A statement may constitute a threat even though it is subject to a possible
contingency in the future. A statement may constitute a threat even though it
is subject to a possible contingency in the maker’s control.
[144] While the applicant’s
view that the prosecution must establish a “true threat” which means “a serious
threat as distinguished from words uttered as mere political argument, idle
talk or jest” seems to have been endorsed to a certain extent by other
arbitrators, this does not suffice to render the adjudicator’s reasoning
unreasonable. Perhaps, as suggested by the applicant, the correct
interpretation of subsection 194(1) of the PSLRA requires the employer
to establish actions going beyond mere discussion of an authorization or
declaration of illegal strike, such as a plan of concerted activity for job
action or any specific directions given to the employees to that effect, but as
aforesaid, this is not the applicable standard of review.
[145] The Court
must only ask itself if the broader interpretation of section 194 chosen by the
adjudicator is one that the words used can reasonably bear and the answer is
yes in light of the cases upon which the adjudicator is relying. Such
deferential approach may sound unjust but this is the paradox of the
reasonableness standard. If the adjudicator would have opted instead for a
narrower meaning of section 194 of the PSLRA – the employer would be
left to argue that such interpretation is unreasonable. The hurdle would be as
difficult for the employer as it is today to convince the Court to review the
decision to set aside the discipline, and chances are that the Court would not
intervene unless it could be demonstrated that such interpretation is
irrational or arbitrary.
Cause to
discipline the applicant
[146] The principle
that participation in an unlawful strike may constitute good and sufficient
reason for dismissal has been recognized a long time ago (Douglas Aircraft
Co of Canada v McConnell, [1980] 1 S.C.R. 245; Lafrance v Commercial Photo
Service Inc, [1980] 1 S.C.R. 536). Likewise, even if there was no illegal
strike, a union representative may be disciplined by the employer if he has
incited the employees to participate in an illegal strike.
[147] In
King v Treasury Board (Revenue Canada), 2003 PSSRB 48, the applicant had
sent a letter to the Prime Minister and Members of Parliament raising a number of observations with respect to a variety of issues which were subject to dispute with the employer. At paragraph
106 of the decision, adjudicator Dan Quigley noted that “the concerns in management’s mind were not whether those observations,
irritants and complaints were valid or legitimate, but rather the last
paragraph of the letter, which states: “In lieu of the opening issue, I will
be advising all Customs Inspectors not to perform any further examinations
unless a fellow officer is present to witness.” In fact, in that case, the
applicant’s message contained a clear expression of intent and an explicit
advice to costumes inspectors to stop performing their jobs. The adjudicator
further stated at paras 122-125:
In his
letter of April 3, 1997, he stated: “I will be advising all Customs
Inspectors....”. In the notice, he stated: “We offer the following advice...”
The “we”, as the grievor testified, was the collective we - the union - and
pursuant to section 103 “an employee organization”.
The Concise
Oxford Dictionary (Tenth Edition) defines the word counsel as “advice,
especially that given formally.” I find that, pursuant to section 103 of the
PSSRA, the grievor’s advice in the notice was counseling (formally) the
membership to participate in a strike.
…
Although
there was no cessation of work or a refusal to work or to continue to work by
employees, there was an attempt by the grievor, by the posting of the
notice, for concerted activity by the membership.
[Emphasis
added]
[148]
It
is not challenged that the deputy head had the burden of proving that, on a
balance of probabilities, he had just cause to discipline the applicant and
that the evidence of misconduct had to be “sufficiently clear, convincing and
cogent” to satisfy the balance of probabilities test (FH v McDougall,
2008 SCC 53 at para 46). Both the 30 day suspension and the termination of
employment, when the applicant posted and reposted the two impugned statements,
were imposed because the applicant had purportedly “counselled or procured an
illegal work stoppage”. However, the adjudicator cautioned that although the
same words were used in both instances, he must examine each disciplinary
action separately (paragraphs 180-181).
[149] Here, the
adjudicator considered that the internal union correspondence between the
applicant, the PSAC and the CEUDA National representatives was relevant and
admissible evidence in order to provide context for the two statements made by
the applicant and demonstrate his knowledge of the issues and surrounding
events at each point of time (paragraphs 182-183). The adjudicator proceeded
successively with the 30 day suspension (paragraphs 184-200) and the termination
of employment (paragraphs 201-220). In both instances, the adjudicator found
that the statement made by the applicant constituted “procuring” or
“counselling” an illegal strike, contrary to subsection 194(1) of the PSLRA
(paragraphs 191 and 210), and that the employer was justified to impose a 30
day suspension (paragraph 200) and to terminate the employment of the applicant
(paragraph 217).
[150] In this case,
the adjudicator stated that the phrase “be prepared to support future union
activities” was ambiguous since it could include activities that were
permitted. The adjudicator rather relied on the words “pressing the
bargaining agent…for support to walk off the job now” to conclude that the
applicant was lobbying the PSAC and CEUDA National to support the view he held
i.e. the view that the union was in a legal strike position.
[151] Having
considered the correspondence between the applicant, the PSAC and the CEUDA
National representatives, the adjudicator found that, as an experienced union
representative, the applicant was or ought to have been aware of the fact that
the bargaining unit was not in a legal strike position. He therefore rejected
the applicant’s explanation that he was seeking a conclusive position on the
legality of strike action in the circumstances. This
is finding of fact, and unless it is shown that it is not supported by the
evidence or that it is capricious or irrational, it must be allowed to stand.
[152] As
far as the first website posting is concerned, the adjudicator found:
[189] The grievor testified that he was
simply asking for a clarification on a legal opinion. However, that is not what
he wrote. He wrote that he was “…pressing the bargaining agent…for support
to walk off the job now.” This is an explicit statement that he has
already come to a conclusion on walking off the job. One does not
“pressure” people to support a position if one does not agree with that
position. The word “pressing” indicates that he was lobbying the PSAC and
CEUDA National to support a view that he already held. The phrase “be
prepared to support future union activities” by itself is ambiguous, since it
could include activities that were permitted. However, in relation to the
earlier statement about walking off the job “now”, I have determined that, on
the balance of probabilities, it is seeking support for an illegal work
stoppage. This interpretation is confirmed by looking at the words in the
context of what the grievor knew at the time. He knew that the bargaining unit
was not in a legal strike position. He also knew that the PSAC has been crystal
clear that it was not going to support any action other than pursuing the
policy grievance on the VSSA issue.
[190] It is also important to note what
the grievor thought he was trying to achieve. He stated that Local 24 had no
intention of proceeding with a walkout until such time as it received “a legal
opinion or the requested support from the Bargaining Agent” (Exhibit
E-1, tab 22, emphasis added.) It is clear that he was therefore seeking
authorization (“the requested support”) from the PSAC for an illegal work
stoppage. As noted above, the PSLRA prohibits the counselling or
procuring of authorization for an illegal strike. The grievor was clearly
counselling the PSAC to authorize a walkout.
[191] Therefore, I conclude that the
statement made by the grievor does constitute procuring or counselling an
illegal strike, contrary to subsection 194(1) of the PSLRA.
[Emphasis
added]
[153] The applicant
submits that the adjudicator acted unreasonably by failing to take into account
relevant and conclusive evidence supporting the applicant’s explanation for his
actions, which seriously questions the conclusion that he sought to incite an
illegal strike. More specifically, the applicant argues that the adjudicator
failed to reconcile this finding with the evidence of:
·
the
applicant’s obligations as a union representative to follow up on the members’
concerns and inquires in an internal union dialogue about the legality of job
action;
·
the
fact that the employer waited approximately six weeks before taking any action
in response to the first website posting; and,
·
the
fact that the applicant did comply with the employer’s direction to remove the
impugned posting and that the second posting went no further than setting out
the employer’s reasons for his suspension.
[154] In the
Court’s opinion, none of the reproaches above are conclusive and would justify
setting aside the decision and asking a newly constituted panel to start over
the case.
[155]
With
respect to the second posting, the adjudicator did not accept that the
applicant’s intention in reposting the message was simply to inform members of
the imposed discipline since the applicant chose to repeat the two sentences
that the employer regarded as inappropriate. The adjudicator noted that the
message was “defiant” and agreed with the employer that the applicant “could
have used more neutral language to explain the situation”. The adjudicator also
found that the quotation contained in the November 3, 2007 reposting, read in
the context of the entire message and its attachments (e.g. the October 30 and
November 2, 2007 emails), “are a further counselling or procuring of an illegal
strike”.
[156] Again, in
accepting that the adjudicator’s finding of proven misconduct is an acceptable
option in light of the facts and the law, the Court reiterates that it may not
have been the only option. Indeed, it appears that the applicant’s claim for
benefits under the Employment Insurance Act, SC 1996, c 23, was earlier
accepted in December 2007 by an insurance agent of Human Resources and Skills
Development Canada, who concluded on the basis of the evidence on file that
misconduct had not been proven by the employer and that it was unclear that the
applicant’s impugned statements contravened paragraph 194(1) of the PSLRA
“when there is no real evidence that he had personally authorized or declared a
strike”.
[157] While it may
be questionable whether the applicant was terminated because he failed to
follow a direct order (an act of insubordination) and/or because the second
posting amounted to a contravention to paragraph 194(1) of the PSLRA, it
is apparent that the adjudicator considered the totality of the evidence before
concluding that the employer had met his case of proving misconduct. The
applicant has proposed a different interpretation of his actions and the
content of his messages on the union website. However, the adjudicator was
allowed not to believe the applicant or dismiss his explanations and he has
provided a rationale which supports his conclusion based on the evidence. Thus,
the finding of misconduct is not unreasonable in the circumstances.
Freedoms of association and
expression
[158] The
adjudicator also dismissed any claim made by the applicant that he was immune
from discipline because he was communicating to the employees as a union
official.
[159] While the
adjudicator recognizes that “[a] significant degree of protection is granted to
union officials to speak freely on issues of concern to employees” (paragraph
192), there is no immunity in the case of “[c]ounselling or procuring
authorization for an illegal strike and counselling or procuring the
participation of employees in an illegal strike [which] has always been
regarded as serious misconduct justifying severe discipline” (paragraph 195).
This finding is supported by the case law and should not be overturned by the
Court.
[160]
Be
that as it may, at adjudication and before this Court, the applicant has taken
the position that this case is not about discipline for misconduct or
insubordination but about the fundamental right of a union representative to
freely address on website postings labour issues interesting the membership and
without many employer interference. On the other hand, the respondent has
argued that a union representative on paid leave is not immune from discipline
in cases where he has counselled or procured an illegal strike.
[161] Subsection 2(d) of the Canadian
Charter of Rights and Freedoms, Part I of the Constitution
Act, 1982 [Charter] guarantees the freedom of association, while
subsection 2(b) guarantees the freedom of thought, belief, opinion and
expression. Equality rights are protected by section 15 of the Charter,
and in respect of employment, section 7 of the CHRA provides
that it is a discriminatory practice to refuse to employ or continue to employ
any individual on a prohibited ground of discrimination.
[162] Paragraph
186(1)(a) of the PSLRA, which is found in Part 1 of the PSLRA,
makes it an unfair labour practice for an employer or a management
representative to interfere with the administration of an employee’s
association or the representation of employees by an employee organization:
186.
(1) Neither the employer nor a person who occupies a managerial or
confidential position, whether or not the person is acting on behalf of the employer,
shall
(a)
participate in or interfere with the formation or administration of an
employee organization or the representation of employees by an employee
organization;
...
|
186.
(1) Il est interdit à l’employeur et au titulaire d’un poste de direction ou
de confiance, qu’il agisse ou non pour le compte de l’employeur :
a) de participer à la
formation ou à l’administration d’une organisation syndicale ou d’intervenir
dans l’une ou l’autre ou dans la représentation des fonctionnaires par
celle-ci;
[...]
|
[163] Directly relevant with
respect to the grievance challenging the discipline imposed on the applicant is
Article 19.01 of the collective agreement. This provision notably prohibits the
employer from discriminating, intimidating or disciplining an employee by
reason of union membership or activity:
19.01 There
shall be no discrimination, interference, restriction, coercion, harassment,
intimidation, or any disciplinary action exercised or practiced with respect
to an employee by reason of age, race, creed, colour, national or ethnic
origin, religious affiliation, sex, sexual orientation, family status, mental
or physical disability, membership or activity in the Alliance,
marital status or a conviction for which a pardon has been granted.
|
19.01
Il n’y aura aucune discrimination, ingérence, restriction, coercition,
harcèlement, intimidation, ni aucune mesure disciplinaire exercée ou
appliquée à l’égard d’un employé-e du fait de son âge, sa race, ses
croyances, sa couleur, son origine nationale ou ethnique, sa confession
religieuse, son sexe, son orientation sexuelle, sa situation familiale, son
incapacité mentale ou physique, son adhésion à l’Alliance ou son activité
dans celle-ci, son état matrimonial ou une condamnation pour laquelle
l’employé-e a été gracié.
|
[Emphasis
added]
[164] As a result
of the adversarial nature of collective bargaining, it is generally accepted in
arbitral jurisprudence that union officers should be protected against
disciplinary measures to a certain extent and accorded a certain degree of
freedom of action to perform their representational duties in a way that will
maintain the integrity of the collective bargaining process. In Shaw v
Deputy Head (Department of Human Resources and Skills Development), 2006
PSLRB 125 at para 50, adjudicator Bilson held that:
[T]he rationale for protecting bargaining
agent representatives from discipline for statements critical of the employer
unless those statements are malicious or false is that such representatives
must be able to make the judgment that it is necessary to forego the ordinary
level of deference to the employer in order to carry out a responsibility to
represent employees forcefully and candidly. The legislative purpose expressed
in the provisions I have quoted here is similar. Discipline which singles
out people for having exercised their rights under the Act constitutes
interference with union representation. It not only makes it difficult for
representatives to perform their representational duties and exacts a personal price
that may inhibit them from challenging the employer, it also sends a message to
other employees about the dangers of exercising their own rights under the Act.
Thus, employers are expected to refrain from making disciplinary decisions that
violate the above provisions. [including subparagraph 186(2)(a) of the PSLRA]
[Emphasis
added]
[165] This
protection is, however, to be balanced against the employer’s legitimate rights
under the PSLRA. As Brown and Beatty cautioned in Canadian Labour
Arbitration, 4th ed. (Aurora: March 2010), topic 9:1530:
The right of a union official to
vigorously push the union’s point of view in dealing with the employer must be
balanced against the latter’s right to conduct its business free of harassment
and abuse. As a result, union officials will be liable to discipline, like any
other employee, for statements that are malicious, in the sense that they are
knowingly or recklessly false, or that threaten or intimidate, or publicly
attack their employers or a member of management. Nor would such protection
extend to conduct which falls outside the normal scope or range of union
responsibilities, such as abusive behaviour towards other employees or
third-party contractors.
[References
omitted]
[166] Although the
issue in Plaza Fiber Glas that case was whether the insulting comments
to the company president made by the grievor in a meeting over a workplace
incident constituted just cause for discipline as they were perceived as a
threat of unlawful strike, the arbitrator’s comments, at para 19 of the
decision, are particularly insightful:
A union official
(whether steward, plant chairperson or committeeman) while attempting to
resolve grievances between employees and company personnel, always functions on
the borderline of insubordination. His role is to challenge company decisions
and, if in the discharge of that role he is to be exposed to a threat of
discipline for insubordination, his ability to carry out his role will be
substantially compromised. This is not to say that a committeeman has a carte
blanche to ignore at will management instructions and to instruct others
not to carry them out. His immunity, if it may be called that, is limited to
acts or omissions committed in the discharge of his functions and to acts or
omissions which may reasonably be regarded as a legitimate exercise in that
function. To put it succinctly, a committeeman is not entitled to punch a
foreman in the nose as one of his means of attempting to bring about a
settlement of a grievance.
[Emphasis
added]
[167] Again, such
balancing is well explained by adjudicator Dissanayake in Communications,
Energy and Paperworkers Union of Canada and Bell Canada (Hofstede
Grievance),
[1996] CLAD 914 at paras 29-30:
In our view, the question of whether a
union official is entitled to immunity from discipline must depend on the facts
of each case. The starting point must be that there must be a recognition that
once an employee is elected to union office his status in the workplace changes
substantially. He has a dual role. As an employee, he must conform to the same
rules and policies as his co-workers. However, when acting in his union
capacity he is an integral part of the collective bargaining regime that
governs the workplace on a day-to-day basis. He is then on an equal footing
with members of management when carrying out his union duties. He must be free
to police the collective agreement for compliance, and enforce it with vigour.
In so doing, it is unavoidable that he will be required to take a higher profile
than his fellow workers. Inevitably from time to time he will encounter areas
of conflict with members of management. Regardless of the individual's degree
of tact and diplomacy, it comes with the territory that on occasion he will be
bordering the line between vigorously representing his fellow workers and
engaging in insubordination towards members of management. Given this difficult
role undertaken, the right of a union official to properly carry out his duties
must be strictly protected except in the most extreme cases. Mere militancy or
over-zealousness should not result in penalty. A union official must be able to
press his point of view with as much vigour and emotion as he wishes,
eventhough it may turnout in the end that his point of view was wrong.
However, the foregoing considerations do
not mean that there are no limits to acceptable behaviour on the part of a
union official. A balance must be struck between the right of a union official
to be accorded a wide latitude in the manner he goes about carrying out his
union duties and his concomitant responsibility as a union official to
scrupulously refrain from the abuse of his union position to cloak patent
insubordination and defiant challenge of management's right to manage the
workplace and carry on production without disruption. [See, in relation to
factually incorrect statements by union officials about members of management,
arbitrator Picher's reference to a need to balance "the employer's
dignitary interest" with "the need in collective bargaining for
free-wheeling debate and open expression", at p. 382 of the Burns Meats
decision (supra)]. Given the delicate balancing required between the right of
the employer to be able to manage its workplace and to carry on its operation
without interruption and the right of the union official to vigorously push the
union's point of view in dealings with the employer, it is impossible, and in
our view would be dangerous, to attempt to set out a definitive test in order
to determine when a union official's conduct ceases to be protected and becomes
disciplinable. Each case must be determined on the basis of the total
surrounding circumstances.
[168] In the case
at bar, the adjudicator decided that “[t]he protection for union officials
under the PSLRA is for activities conducted in accordance with the
statute”. The adjudicator found that the employer had proven that the applicant
had acted contrary to subsection 194(1) of the PSLRA in counselling or
procuring an illegal strike. Thus, the applicant could not invoke that he was
illegally disciplined or discriminated because such behaviour is not protected
by the collective agreement or the PSLRA. The adjudicator also found
that the employer did not contravene Article 19.01 of the collective agreement
(prohibiting discrimination on the basis of union involvement) by imposing
discipline on him. A union official’s immunity from
discipline is limited to acts performed in the discharge of duties and
functions “which may reasonably be regarded as a legitimate exercise” of those
duties and functions. These findings are reasonable in the Court’s
opinion.
[169] In passing,
the adjudicator briefly disposed of the applicant’s invocation of the unfair
labour practice provisions (section 186 of the PSLRA) and his right to
freedom of association under the Charter. The adjudicator noted that, in
fact, only “discipline which singles out people for having exercised their
rights under the Act constitutes interference with union representation” (Shaw,
above, at para 50). The adjudicator also distinguished
Plaza
Fiber Glas,
above, on the basis that that case was about communicating
the frustration of employees to the employer and not about communicating to
employees. The adjudicator noted that the applicant was not disciplined for
raising the idea of a potential legal strike position with the employer, but
for “counselling” or “procuring” an illegal strike. Thus, the adjudicator
could legally come to the conclusion that because the applicant had acted in
contravention of subsection 194(1) of the PSLRA, he had acted outside
the legitimate scope of his union duties and obligations as a union
representative.
[170] In the
Court’s opinion, the adjudicator was allowed to conclude that the applicant’s
message informing the members of the unit that he was suspended was not “a form
of union expression that should be protected”. In this respect, the adjudicator
noted: “It is clear that statements that are malicious or knowingly or
recklessly false are not protected union speech. The words used by the grievor
were not part of his legitimate representational duties. In this case, his
statements were contrary to the PSLRA” (paragraph 211). This general
finding is supported by the evidence and consistent with established
principles.
Quantum of discipline
[171] Having found
that the employer had just cause to discipline the applicant, the adjudicator
found that the 30 day suspension and the termination of employment, were within
the appropriate range for discipline in the circumstances (paragraphs 200 and
217), despite the fact that the applicant had withdrawn the original statement
and that, at the date of arbitration, previous disciplinary measures on the
applicant’s employment record had been substantially reduced. Indeed, the adjudicator found that the applicant’s status as a union
representative justifies more severe disciplinary treatment (Natrel Inc v
Milk and Bread Drivers, Dairy Employees, Caterers and Allied Employees, Local
647, (2005) 136 LAC (4th) 284 at para 4).
[172] The
adjudicator found that the fact that the applicant’s statements did not result
in actual work stoppage did not change its characterization as counselling or
procuring illegal strike activity. It was not a mitigating factor (paragraphs
195 and 215). Quite the contrary, it was an aggravating factor since the
applicant “knew that some members were pushing for some sort of job action and
that his words would only inflame the situation” (paragraph 197). The fact that
the applicant had removed the impugned statement from the union website on
October 30, 2007 was not considered by the adjudicator as a mitigating factor
either (paragraph 196). Neither was the delay of six weeks in imposing
discipline (the 30 day suspension) since same was not “excessive” and “the
deputy head…acted with caution and consulted widely” (paragraph 199).
[173] The
adjudicator also found that deterrence is a relevant factor when determining
the appropriateness of the discipline imposed on the applicant (Manitoba (Department
of Justice) v Manitoba Government and General Employees’ Union, (2009) 181 LAC (4th)
235 at para 207). The fact that the applicant did not recognize that his
statement was wrong and did not apologize for it, was viewed by the adjudicator
as an aggravating factor which supported a lengthy suspension (paragraph 196),
and the termination of his employment considering that the applicant “has
continued to fail to acknowledge responsibility for his words and does not
recognize that he counselled and procured an illegal work stoppage” (paragraph
214). The adjudicator further found that the nature of the workplace is
relevant since a level of trust is expected of border service officers
(paragraph 198).
[174] The
adjudicator found that the applicant took actions which were “outside the scope
of legitimate union activity” and that behaviour “is not acceptable for any
employee, especially a border service officer” (paragraph 218). The applicant
obviously disagreed with the employer’s decision to suspend him for 30 days.
However, according to the “obey now, grieve later” principle, the applicant
should have addressed “his disagreement through the grievance process not
through further communications with bargaining unit members” (paragraph 205).
He was not allowed to openly defy the employer and invite the members of
bargaining unit to enter in the fight.
[175] In upholding
the discipline imposed by the employer, the adjudicator also considered the
applicant’s prior disciplinary record and the nature of misconduct in past
instances. The adjudicator found that the employer did not fail to properly
apply the principle of progressive discipline, which also entails consideration
of aggravating factors. The adjudicator considered the same aggravation factors
with respect to the applicant’s termination and concluded that, in view of the
specific context in which the second posting occurred, discipline was
warranted. Despite the fact that at the time of arbitration, prior
discipline had been substantially reduced, the adjudicator also found that
termination of employment after 45 days of discipline (which included the 30
day suspension) was “well within the acceptable amount of discipline”
(paragraph 217).
[176] The applicant
now submits before this Court that in upholding the discipline imposed on him
the adjudicator failed to take proper account of relevant mitigating factors,
namely: 1) the employer’s imposition of previous disciplinary sanctions on the
applicant that were subsequently significantly reduced in the meantime; and 2)
the scope and extent of the misconduct at issue.
[177] As for the
first mitigating factor, the applicant submits that even if his grievance was
denied, the discipline imposed on him had to be set aside in favour of lesser
penalties so as to reflect the significant reduction of his prior disciplinary
record. Furthermore, the applicant argues that this pattern ought to be taken
into consideration as it demonstrates that the employer’s consistently failed
to take proper account of the applicant’s status as a union officer by
interfering in his union activities and imposing excessive discipline on him.
The applicant submits that the adjudicator erred in finding that the employer’s
past behaviour, unlike the applicant’s past record, was irrelevant in assessing
the appropriateness of the discipline. The applicant submits that the
adjudicator also failed to consider how the history of conflict between the
parties impacted the employer’s treatment of the two incidents triggering the
imposition of disciplinary measures against the applicant.
[178] As for the
second mitigating factor, the applicant argues that that the second website
posting could not reasonably amount to a cause of termination if, according to
Mr. Gillan’s testimony, the employer did not consider it appropriate to
terminate the applicant after the first posting (at a point when he had a total
of 80 days of suspension on his record), because the latter simply quoted two
sentences of the former posting.
[179] Before the
Court, the respondent submits that the applicant’s
conduct in this case did warrant a disciplinary response and that the adjudicator’s
findings in this regard are supported by the evidence and the case law. The
respondent maintains that the jurisprudence of the Board has established that
unlawful incitement or encouragement to work stoppage may warrant a
disciplinary response for a union representative (Latouf et al v Treasury
Board (Post Office Department), PSSRB Files Nos. 166-02-3500 to 3504
(19780620) at pages 40 and 45, and Goyette v Treasury Board (Unemployment
Insurance Commission), PSSRB File No. 166-02-3057 (19771027) at page 27).
[180] The respondent also points out that the applicant has previously received
a 10 day discipline – which is no longer on his record for progressive
discipline purposes – for breach of section 103 of the Public Service Staff
Relations Act, RSC 1985, c P-35 (PSSRA), now repealed
and replaced by section 194 of the PSLRA. The respondent states that
although no cessation of work had took place in that case, in King v
Treasury Board (Revenue Canada), 2003 PSSRB 48, adjudicator Dan Quigley
decided that there was nonetheless “an attempt by the grievor, by the posting
of the notice, for concerted activity by the membership […] to slow down work
to restrict or limit output at PIA” in contravention of section 103 of the PSSRA
and which is similar to current section 194 of the PSLRA. The applicant
was disciplined for such misconduct.
[181] The
respondent submits that it is not the role of the reviewing judge to substitute
his opinion to that of an expert in labour relations. In the case at bar, the
adjudicator’s findings are based on the evidence. The adjudicator was allowed
to confirm the discipline imposed and did not take into account irrelevant
factors.
[182] The
respondent submits that at the time of the hearing the applicant had a 5 day
and a 10 day discipline on file, which supported a further 30 day discipline
and the ultimate termination. The respondent acknowledges that a rigid
application of the principle of progressive discipline would suggest that the
appropriate discipline be set at 20 days. However, the respondent maintains
that the aggravating factors considered by the adjudicator such as the
seriousness of the applicant’s misconduct and his failure to show remorse were
determinative in the adjudicator’s reasoning when he decided that the 30 day
discipline was appropriate in the circumstances.
[183] With respect
to the appropriateness of the applicant’s termination, the respondent submits
that the applicant’s reposting of the message, on its own, warranted
termination given the applicant’s disciplinary record and his recent 30 day
suspension.
[184]
The
respondent notes that whether an employee expressed understanding and remorse
with respect to his reprehensible behaviour is considered was, in this case, a
critical factor in assessing the appropriateness of discipline (Frank
Brazeau v Depury Head (PWGSC) 2008 PSLRB 62 at para 191). Moreover, the
respondent states that the seriousness of a potential disruption of border
services officers operations at PIA, was other aggravating factor that
justified a departure from the principle of progressive discipline.
[185] The Court finds no
reviewable error in the treatment by the adjudicator of the quantum of
discipline, and I entirely accept the respondent’s submissions. In the case at bar, while the discipline imposed may look harsh, the Court
must allow the impugned decision to stand as it was within the realm of the
adjudicator’s powers to give more importance to the aggravating factors and the
objective of deterrence. The weighing of the factors mentioned in the impugned
decision is not unreasonable in the circumstances. The grounds of attack raised
by the applicant amount to mere disagreement in the manner the specialized
tribunal weighed these factors.
VI. CONCLUSION
[186] In conclusion, in conducting a review of reasonableness, the Court has to
look for “the existence of justification, transparency and intelligibility
within the decision-making process” (Dunsmuir, above, at para 47) in
light of the deferential approach recently endorsed by the Supreme Court in Newfoundland
and Labrador Nurses’ Union v Newfoundland and Labrador (Treasury Board), 2011 SCC 62, [2011]
SCJ 62.
[187] In final
analysis, none of the grounds of attack by the applicant are compelling. The
applicant simply disagrees with the adjudicator’s findings. Before this Court,
the applicant asserts that by posting his response to a member’s question on
the CEUDA Local 24 website and subsequently quoting from that post when
announcing and explaining to the union membership the grounds for his
suspension, the applicant was neither inciting local members to engage in
illegal strike activity nor was he seeking authorization to call an illegal
strike either from local members or from the bargaining agent. This is perhaps
the case, but the adjudicator has found differently and he was allowed to do so
in this case.
[188] This is not
an appeal but a judicial review. Legality is essentially concerned with
rationality and the Court’s discretion to intervene is conditioned by the range
of possible options which are acceptable in light of the facts and the law. The
Court must resist the temptation to intervene because it finds the result
unjust or the result may have been different if the matter had been decided by
another adjudicator. It is the Court upmost respect for the arbitral process
and wishes of Parliament in adopting the privative clause that prevents from
substituting itself to the adjudicator and re‑evaluating the evidence and
the findings of law and fact made by the adjudicator.
[189] The present
judicial review application shall therefore be dismissed. In view of the
result, costs shall be in favour of the respondent.
JUDGMENT
THIS COURT
ADJUDGES that the present application for judicial review is dismissed. Costs are in
favour of the respondent.
“Luc Martineau”