Date: 20130322
Dockets: A-195-12
A-194-12
Citation: 2013 FCA 87
CORAM: EVANS
J.A.
DAWSON J.A.
STRATAS
J.A.
Docket: A-195-12
BETWEEN:
B010
Appellant
and
THE MINISTER OF
CITIZENSHIP AND IMMIGRATION
Respondent
---------------------------------------------------------------
Docket: A-194-12
BETWEEN:
B072
Appellant
and
THE MINISTER OF
CITIZENSHIP AND IMMIGRATION
Respondent
REASONS FOR JUDGMENT
DAWSON J.A.
[1]
Individuals
referred to in the proceedings below as B010 and B072 were each on board the MV
Sun Sea when it arrived in Canadian waters on August 13, 2010, carrying
492 Sri Lankan migrants. After their arrival in Canada, B010 and B072 were
reported to be inadmissible to Canada under paragraph 37(1)(b) of the Immigration
and Refugee Protection Act, S.C. 2001, c. 27 (Act).
[2]
Paragraph
37(1)(b) of the Act defines a permanent resident or foreign national to
be inadmissible to Canada on grounds of organized criminality for “engaging, in
the context of transnational crime, in activities such as people smuggling
[…]”. B010 was reported to be inadmissible on the basis of his alleged role as
a crew member of the MV Sun Sea. B072 was reported to be
inadmissible as a result of his alleged involvement in the organization and
preparation of the MV Sun Sea operation.
[3]
On
July 6, 2011, the Immigration Division of the Immigration and Refugee Board of
Canada (Board) found B010 to be inadmissible as alleged. A similar finding of
inadmissibility was reached by the Board on November 10, 2011, in respect of
B072. In both decisions the Board concluded that the phrase “people smuggling”,
as used in paragraph 37(1)(b) of the Act, was defined by subsection
117(1) of the Act. Subsection 117(1) creates an offence: it prohibits a person
from knowingly organizing, inducing, aiding or abetting the coming into Canada of one or more persons who are not in possession of a visa, passport or other
document required by the Act.
[4]
Both
B010 and B072 sought judicial review in the Federal Court of the Board’s
decisions. In careful and thoughtful reasons, Justice S. Noël dismissed the
application for judicial review brought by B010 (2012 FC 569, [2012] F.C.J. No.
594). Justice Noël stated and certified the following serious question of
general importance:
For the purposes of paragraph
37(1)(b) of the Immigration and Refugee Protection Act, is it
appropriate to define the term “people smuggling” by relying on
section 117 of the same statute rather than a definition contained in an
international instrument to which Canada is a signatory?
[5]
In
respect of B072’s application for judicial review, Justice Hughes of the
Federal Court issued a brief endorsement in which he dismissed the application
for the reasons given by Justice Noël in B010’s case. Justice Hughes briefly
disposed of two additional arguments raised by B072, and certified the same
question as that certified by Justice Noël.
[6]
B010
and B072 now appeal to this Court. By an order made on consent, their appeals
were heard together. A copy of these reasons will be placed on each court file.
[7]
The
principal issue raised on these appeals is whether the decisions below should
be set aside on the ground that the term “people smuggling” in paragraph 37(1)(b)
requires that an alleged smuggler receive some material benefit as a result of
his or her role in the smuggling venture.
[8]
For
the reasons that follow, I have concluded that people smuggling does not
require that a material benefit be conferred upon the alleged smuggler. I would
dismiss each appeal and answer the certified question as follows:
Question: For the purposes
of paragraph 37(1)(b) of the Immigration and Refugee Protection Act,
is it appropriate to define the term “people smuggling” by relying on section 117
of the same statute rather than a definition contained in an international
instrument to which Canada is a signatory?
Answer: Yes, it is
reasonable to define inadmissibility under paragraph 37(1)(b) by relying
upon subsection 117(1) of the Immigration and Refugee Protection Act,
which makes it an offence to knowingly organize, induce, aid or abet the coming
into Canada of one or more persons who are not in possession of a visa,
passport or other document required by the Act. To do so is not inconsistent
with Canada’s international legal obligations.
FACTS
[9]
The
following brief summary of the facts will situate the circumstances of each
appellant.
B010
[10]
B010,
a Tamil, testified before the Board that he lived in Sri Lanka in territory
historically controlled by the Liberation Tigers of Tamil Eelam (LTTE). He
worked as a driver, a mechanic and a fisherman. After the Sri Lankan Government
gained control of the territory, the Sri Lankan Army, police and paramilitary
forces detained B010 on several occasions. He decided to leave Sri Lanka when he was ordered to report to a camp from which, his wife’s relatives had told
him, detainees did not return. He contacted his sister in Norway for assistance and was smuggled to Thailand.
[11]
B010
further testified that he stayed in Thailand for two months. While there, he
met a smuggler, Piraba, who arranged for B010 to come to Canada. B010 was among the first to board the MV Sun Sea. According to B010,
when he boarded the vessel there were several Thai crew members on board. The
Thai crew members later left, leaving the ship without a crew. B010 said that
he was then asked to serve as a crew member because of his expertise with
engines. He agreed and worked for 6 hours a day: serving 3 hours during the day
and 3 hours each night. B010 was responsible for checking the engine temperature,
water and oil levels. B010 denied that he received remuneration or better
accommodation or food during his voyage in exchange for his work in the engine
room. He testified that he secured his accommodation because he boarded first
and had his choice of accommodations. In statements to members of the Canada
Border Services Agency (CBSA), B010 denied any knowledge that his food rations
were superior to those of other passengers.
B072
[12]
B072,
also a Tamil, did not testify before the Board. His statements about his
participation in the operation and his experience in Sri Lanka changed over
multiple interviews with representatives of the CBSA. According to B072, he
worked as an auto mechanic in Sri Lanka in LTTE-controlled territories. He did
not want to join the LTTE, and married in 2008 partly to avoid being drafted
into the LTTE. He left LTTE territory two months after his marriage, eventually
making his way to Colombo, Sri Lanka and then Bangkok, Thailand. His wife arrived in Bangkok some time later. B072 claimed that he stayed in Bangkok for two years. His departure for Canada was financed by his wife’s parents. The
smuggler Piraba facilitated his entire journey.
[13]
B072
admitted that he proposed the name for the corporation that bought the MV Sun
Sea and that he signed the incorporating documents for the corporation,
because, he said, the smugglers told him to do these things. He also claimed
that the smugglers instructed him to sign a cashier’s cheque in the approximate
amount of $150,000 USD which was immediately cashed. B072 also admitted to
assisting the smugglers by loading food and other equipment bound for the MV Sun Sea. As they were preparing to load the materials into a van, he and others
were caught and arrested by the Thai police. B072 claimed that when he was
arrested a member of the smuggling operation instructed him to tell the police
that he bought the goods in the company’s name. B072 claimed that he had no
active role on board the MV Sun Sea during its voyage to Canada.
APPLICABLE
LEGISLATION AND INTERNATIONAL INSTRUMENTS
The Immigration
and Refugee Protection Act
[14]
Subsection 3(1) sets out the
objectives of the Act with respect to immigration:
3. (1) The
objectives of this Act with respect to immigration are
[…]
(h) to
protect public health and safety and to maintain the security of Canadian
society;
(i) to
promote international justice and security by fostering respect for human
rights and by denying access to Canadian territory to persons who are
criminals or security risks;
|
3. (1) En
matière d’immigration, la présente loi a pour objet :
.
. .
h) de protéger
la santé et la sécurité publiques et de garantir la sécurité de la société
canadienne;
i) de
promouvoir, à l’échelle internationale, la justice et la sécurité par le
respect des droits de la personne et l’interdiction de territoire aux
personnes qui sont des criminels ou constituent un danger pour la sécurité;
|
[15]
Subsection
3(2) sets out the objectives of the Act in relation to refugees:
3.
(2) The objectives of this Act with respect to refugees are
(a)
to recognize that the refugee program is in the first instance about saving
lives and offering protection to the displaced and persecuted;
(b)
to fulfil Canada’s international legal obligations with respect to refugees
and affirm Canada’s commitment to international efforts to provide assistance
to those in need of resettlement;
[…]
(d)
to offer safe haven to persons with a well-founded fear of persecution based
on race, religion, nationality, political opinion or membership in a
particular social group, as well as those at risk of torture or cruel and
unusual treatment or punishment;
(e)
to establish fair and efficient procedures that will maintain the integrity
of the Canadian refugee protection system, while upholding Canada’s respect for the human rights and fundamental freedoms of all human beings;
[…]
(g)
to protect the health and safety of Canadians and to maintain the security of
Canadian society; and
(h)
to promote international justice and security by denying access to Canadian
territory to persons, including refugee claimants, who are security risks or
serious criminals.
|
3.
(2) S’agissant des réfugiés, la présente loi a pour objet :
a) de reconnaître que
le programme pour les réfugiés vise avant tout à sauver des vies et à
protéger les personnes de la persécution;
b) de remplir les
obligations en droit international du Canada relatives aux réfugiés et aux
personnes déplacées et d’affirmer la volonté du Canada de participer aux
efforts de la communauté internationale pour venir en aide aux personnes qui
doivent se réinstaller;
.
. .
d) d’offrir l’asile à
ceux qui craignent avec raison d’être persécutés du fait de leur race, leur
religion, leur nationalité, leurs opinions politiques, leur appartenance à un
groupe social en particulier, ainsi qu’à ceux qui risquent la torture ou des
traitements ou peines cruels et inusités;
e) de mettre en place
une procédure équitable et efficace qui soit respectueuse, d’une part, de
l’intégrité du processus canadien d’asile et, d’autre part, des droits et des
libertés fondamentales reconnus à tout être humain;
.
. .
g) de protéger la
santé des Canadiens et de garantir leur sécurité;
h) de promouvoir, à
l’échelle internationale, la sécurité et la justice par l’interdiction du
territoire aux personnes et demandeurs d’asile qui sont de grands criminels
ou constituent un danger pour la sécurité.
|
[16]
Subsection
3(3) deals with the proper construction of the Act:
3.
(3) This Act is to be construed and applied in a manner that
(a) furthers
the domestic and international interests of Canada;
[…]
(f) complies
with international human rights instruments to which Canada is signatory.
|
3.
(3) L’interprétation et la mise en oeuvre de la présente loi doivent
avoir pour effet :
a) de promouvoir
les intérêts du Canada sur les plans intérieur et international;
.
. .
f) de se
conformer aux instruments internationaux portant sur les droits de l’homme
dont le Canada est signataire.
|
[17]
Paragraph
37(1)(b) deems individuals who engage in people smuggling to be
inadmissible:
37.
(1) A permanent resident or a foreign national is inadmissible on grounds of
organized criminality for
(b)
engaging, in the context of transnational crime, in activities such as people
smuggling, trafficking in persons or money laundering.
|
37.
(1) Emportent interdiction de territoire pour criminalité organisée les faits
suivants :
b) se livrer, dans le
cadre de la criminalité transnationale, à des activités telles le passage de
clandestins, le trafic de personnes ou le recyclage des produits de la
criminalité.
|
[18]
Section
33 sets out the “reasonable grounds to believe” as the appropriate standard of
proof when considering inadmissibility:
33. The facts that constitute inadmissibility
under sections 34 to 37 include facts arising from omissions and, unless
otherwise provided, include facts for which there are reasonable grounds to
believe that they have occurred, are occurring or may occur.
|
33. Les faits — actes ou omissions
— mentionnés aux articles 34 à 37 sont, sauf disposition contraire, appréciés
sur la base de motifs raisonnables de croire qu’ils sont survenus,
surviennent ou peuvent survenir.
|
[19]
An
exception from a finding of inadmissibility under subsection 37(1) is contained
in paragraph 37(2)(a) of the Act, and a saving provision is found in
paragraph 37(2)(b):
37.
(2) The following provisions govern subsection (1):
(a) subsection
(1) does not apply in the case of a permanent resident or a foreign national
who satisfies the Minister that their presence in Canada would not be
detrimental to the national interest; and
(b) paragraph
(1)(a) does not lead to a determination of inadmissibility by reason
only of the fact that the permanent resident or foreign national entered
Canada with the assistance of a person who is involved in organized criminal
activity.
|
37.
(2) Les dispositions suivantes régissent l’application du
paragraphe (1) :
a) les faits
visés n’emportent pas interdiction de territoire pour le résident permanent
ou l’étranger qui convainc le ministre que sa présence au Canada ne serait
nullement préjudiciable à l’intérêt national;
b) les faits
visés à l’alinéa (1)a) n’emportent pas interdiction de territoire pour
la seule raison que le résident permanent ou l’étranger est entré au Canada
en ayant recours à une personne qui se livre aux activités qui y sont visées.
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[20]
Under
the heading “Human Smuggling and Trafficking”, section 117 makes it an offence
to engage in human smuggling:
117. (1) No
person shall knowingly organize, induce, aid or abet the coming into Canada
of one or more persons who are not in possession of a visa, passport or other
document required by this Act.
(2) A
person who contravenes subsection (1) with respect to fewer than 10 persons
is guilty of an offence and liable
(a) on
conviction on indictment
(i)
for
a first offence, to a fine of not more than $500,000 or to a term of
imprisonment of not more than 10 years, or to both, or
(ii)
for
a subsequent offence, to a fine of not more than $1,000,000 or to a term of
imprisonment of not more than 14 years, or to both; and
(b) on
summary conviction, to a fine of not more than $100,000 or to a term of
imprisonment of not more than two years, or to both.
(3) A
person who contravenes subsection (1) with respect to a group of 10 persons
or more is guilty of an offence and liable on conviction by way of indictment
to a fine of not more than $1,000,000 or to life imprisonment, or to both.
(4) No
proceedings for an offence under this section may be instituted except by or
with the consent of the Attorney General of Canada.
|
117. (1) Commet
une infraction quiconque sciemment organise l’entrée au Canada d’une ou
plusieurs personnes non munies des documents — passeport, visa ou autre —
requis par la présente loi ou incite, aide ou encourage une telle personne à
entrer au Canada.
(2) L’auteur
de l’infraction visant moins de dix personnes est passible, sur déclaration
de culpabilité :
a) par mise en
accusation :
(i)
pour
une première infraction, d’une amende maximale de cinq cent mille dollars et
d’un emprisonnement maximal de dix ans, ou de l’une de ces peines,
(ii)
en
cas de récidive, d’une amende maximale de un million de dollars et d’un
emprisonnement maximal de quatorze ans, ou de l’une de ces peines;
b) par procédure
sommaire, d’une amende maximale de cent mille dollars et d’un emprisonnement
maximal de deux ans, ou de l’une de ces peines.
(3) L’auteur
de l’infraction visant un groupe de dix personnes et plus est passible, sur
déclaration de culpabilité par mise en accusation, d’une amende maximale de
un million de dollars et de l’emprisonnement à perpétuité, ou de l’une de ces
peines.
(4) Il
n’est engagé aucune poursuite pour une infraction prévue au présent article
sans le consentement du procureur général du Canada.
|
[21]
Paragraph
121(1)(c) of the Act evidences Parliament’s intent that profit is not an
element of the offence created by section 117 of the Act. Rather, the element
of profit is an aggravating factor when determining penalty:
121. (1) The
court, in determining the penalty to be imposed under section 120, shall
take into account whether
[…]
(c) the
commission of the offence was for profit, whether or not any profit was
realized; and
|
121. (1) Le
tribunal tient compte, dans l’infliction de la peine visée à l’article 120,
des circonstances suivantes :
.
. .
c) l’infraction
a été commise en vue de tirer un profit, que celui-ci ait été ou non réalisé;
|
United
Nations Convention against Transnational Organized Crime
[22]
Article
2 of the United Nations General Assembly resolution 55/25 adopted the United
Nations Convention against Transnational Organized Crime (Convention) and also
the Protocol against the Smuggling of Migrants by Land, Sea and Air (Protocol).
[23]
Section
2 of Article 3 of the Convention provides a definition of a transnational
offence:
2.
For the purpose of paragraph 1 of this article, an offence is transnational
in nature if:
(a)
It is committed in more than one State;
(b)
It is committed in one State but a substantial part of its preparation,
planning, direction or control takes place in another State;
(c)
It is committed in one State but involves an organized criminal group that
engages in criminal activities in more than one State; or
(d)
It is committed in one State but has substantial effects in another State.
|
2.
Aux fins du paragraphe 1 du présent article, une infraction est de nature
transnationale si:
a) Elle est commise
dans plus d’un État;
b) Elle est commise
dans un État mais qu’une partie substantielle de sa préparation, de sa planification,
de sa conduite ou de son contrôle a lieu dans un autre État;
c) Elle est commise
dans un État mais implique un groupe criminel organize qui se livre à des
activités criminelles dans plus d’un État; ou
d) Elle est commise
dans un État mais a des effets substantiels dans un autre État.
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Protocol
against the Smuggling of Migrants by Land, Sea and Air
[24]
The
purpose of the Protocol is stated, in Article 2, to include preventing the
smuggling of migrants while protecting the rights of smuggled migrants.
[25]
Article
3(a) of the Protocol defines “smuggling of migrants” as :
For
the purposes of this Protocol:
(a)
“Smuggling of migrants” shall mean the procurement, in order to obtain,
directly or indirectly, a financial or other material benefit, of the illegal
entry of a person into a State Party of which the person is not a national or
a permanent resident;
|
Aux
fins du présent Protocole:
a) L’expression
“trafic illicite de migrants” désigne le fait d’assurer, afin d’en tirer,
directement ou indirectement, un avantage financier ou un autre avantage
matériel, l’entrée illégale dans un État Partie d’une personne qui n’est ni
un ressortissant ni un résident permanent de cet État;
|
[26]
Article
6 of the Protocol requires all states to establish criminal offences in
circumstances when the smuggling of migrants is committed to obtain, directly
or indirectly, a financial or other material benefit:
1.
Each State Party shall adopt such legislative and other measures as may be
necessary to establish as criminal offences, when committed intentionally and
in order to obtain, directly or indirectly, a financial or other material
benefit:
(a)
The smuggling of migrants;
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1.
Chaque État Partie adopte les mesures législatives et autres nécessaires pour
conférer le caractère d’infraction pénale, lorsque les actes ont été commis
intentionnellement et pour en tirer, directement ou indirectement, un
avantage financier ou autre avantage matériel:
a) Au trafic illicite
de migrants;
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[27]
Section
4 of Article 6 of the Protocol preserves certain rights of signatory states:
4. Nothing in this Protocol
shall prevent a State Party from taking measures against a person whose
conduct constitutes an offence under its domestic law.
|
4. Aucune disposition du
présent Protocole n’empêche un État Partie de prendre des mesures contre une
personne dont les actes constituent, dans son droit interne, une infraction.
|
[28]
Article
5 of the Procotol provides that migrants should not be subject to prosecution
on the ground that they were smuggled:
Migrants shall not become
liable to criminal prosecution under this Protocol for the fact of having
been the object of conduct set forth in article 6 of this Protocol.
|
Les migrants ne deviennent pas
passibles de poursuites pénales en vertu du présent Protocole du fait qu’ils
ont été l’objet des actes énoncés à son article 6.
|
[29]
Article
19 of the Protocol preserves certain state obligations under international law:
[emphasis added]
1. Nothing in this Protocol
shall affect the other rights, obligations and responsibilities of States and
individuals under international law, including international humanitarian
law and international human rights law and, in particular, where applicable,
the 1951 Convention and the 1967 Protocol relating to the Status of Refugees
and the principle of non-refoulement as contained therein.
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1. Aucune disposition du
présent Protocole n’a d’incidences sur les autres droits, obligations et
responsabilités des États et des particuliers en vertu du droit
international, y compris du droit international humanitaire et du droit
international relatif aux droits de l’homme et en particulier, lorsqu’ils
s’appliquent, de la Convention de 1951 et du Protocole de 1967 relatifs au
statut des réfugiés ainsi que du principe de non-refoulement qui y est énoncé.
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1951 Convention
Relating to the Status of Refugees
[30]
Article
31 of the 1951 Convention Relating to the Status of Refugees (Refugee
Convention) constrains signatories from imposing penalties on refugees as a
result of their illegal entry:
a. The Contracting States
shall not impose penalties, on account of their illegal entry or presence, on
refugees who, coming directly from a territory where their life or freedom was
threatened in the sense of article I, enter or are present in their
territory without authorization, provided they present themselves without delay
to the authorities and show good cause for their illegal entry or presence.
b. The Contracting States
shall not apply to the movements of such refugees restrictions other than those
which are necessary and such restrictions shall only be applied until their
status in the country is regularized or they obtain admission into another
country. The Contracting States shall allow such refugees a reasonable period
and all the necessary facilities to obtain admission into another country.
[31]
Article
32 of the Refuge Convention constrains a state’s ability to expel refugees:
a. The Contracting States
shall not expel a refugee lawfully in their territory save on grounds of
national security or public order.
b. The expulsion of such
a refugee shall be only in pursuance of a decision reached in accordance with
due process of law. Except where compelling reasons of national security
otherwise require, the refugee shall be allowed to submit evidence to clear
himself, and to appeal to and be represented for the purpose before competent
authority or a person or persons specially designated by the competent
authority.
c. The Contracting States
shall allow such a refugee a reasonable period within which to seek legal
admission into another country. The Contracting States reserve the right to
apply during that period such internal measures as they may deem necessary.
[32]
Article
33 of the Refugee Convention sets out the principle of non-refoulement:
1. No
Contracting State shall expel or return (“refouler”) a refugee in any manner
whatsoever to the frontiers of territories where his life or freedom would be
threatened on account of his race, religion, nationality, membership of a
particular social group or political opinion.
2. The benefit
of the present provision may not, however, be claimed by a refugee whom there
are reasonable grounds for regarding as a danger to the security of the country
in which he is, or who, having been convicted by a final judgment of a
particularly serious crime, constitutes a danger to the community of that
country.
THE DECISIONS
BELOW
The
Decision of the Board in respect of B010
[33]
Member
McPhalen began his analysis by noting the applicable standard of proof was the
“reasonable grounds to believe” standard contained in section 33 of the Act. He
then turned to the meaning of “transnational crime”, noting the term was not
defined in the Act. At the urging of counsel, he adopted the definition
contained in the Convention. He concluded that there was a transnational element
to the MV Sun Sea operation because people were brought from Thailand to Canada. B010 was a foreign national and thus was subject to a determination of
inadmissibility.
[34]
The
Board member then turned to the meaning of “people smuggling” in
paragraph 37(1)(b). He noted that the Convention and Protocol
require signatories to make people smuggling a criminal offence and that Canada has done so in section 117 of the Act. He concluded that because Canada had defined people smuggling in section 117 there was no need to consult the
Convention or Protocol to find the definition of people smuggling. While the
definition contained in section 117 was broader than the definition set out in
the Protocol (because it does not require the smuggler to act for a financial or
other material benefit), the Convention and the Protocol set minimum standards.
The fact section 117 caught a broader range of conduct did not make it
non-compliant with the Convention or the Protocol.
[35]
Thus,
the Board member found the elements imported from subsection 117(1) of the Act
that were required to prove people smuggling for the purpose of
paragraph 37(1)(b) of the Act were:
(i)
the
person being smuggled did not have the required documents to enter Canada;
(ii)
the
person was coming into Canada;
(iii)
the
smuggler was organizing, inducing, aiding or abetting the person to enter Canada; and
(iv)
the
smuggler had knowledge of the lack of required documents.
These requirements were in addition to those that
the alleged smuggler be a permanent resident or a foreign national, and that
the activity take place in the context of transnational crime.
[36]
The
member then reviewed B010’s evidence. B010 claimed that he did not know when he
first boarded the MV Sun Sea that he was going to be a member of the
crew. The member rejected this claim and was satisfied that there were
reasonable grounds to believe B010 boarded the ship knowing that he would be a
crew member. In reaching this conclusion, the member considered that B010 had
spent time in Thailand with the captain and two other crew members, as
evidenced by photographs taken of the men together in Thailand. Further, B010 was one of the first persons to board the ship, had at least
somewhat better accommodation than the majority of passengers and was
“deliberately evasive” when asked about the functions performed by certain
alleged crew members. In any event, the member reasoned that even if B010 did
not know when he boarded the ship that he would be a crew member, he worked two
3 hour shifts a day from shortly after the ship left Thailand until it reached Canada. B010 admitted that as a result of his contribution and the contribution of the
other people who worked in the engine room, the MV Sun Sea was able to
cross the ocean to Canada.
[37]
The
Board member then noted B010’s admissions that he knew the other people on the
ship were Tamils, were refugees and that the ship would be taking them to
Canada.
[38]
With
respect to the elements required by subsection 117(1) of the Act, the Board
member concluded as follows:
42. [B010] is not a Canadian
citizen or permanent resident. Therefore he is a foreign national.
43. The MV Sun Sea
left Thailand bound for Canada with 492 people on board. The passengers
intended to come to Canada to make refugee claims against Sri Lanka. This ship arrived in Canada on August 13, 2010. The Minister has established
that the people were coming to Canada as required by (ii) of the
section 117 test.
44. The Minister has
established that the majority of the passengers were coming to Canada without passports or visas. Sri Lankan nationals are required to have passports and
visas to come to Canada. The Minister has established that the passengers did
not have the documents required to enter Canada as required in (i) of the
section 117 test.
45. Whether [B010] boarded
the ship intending to be a member of the crew from the outset or became a crew
member by happenstance, he made a choice to work a regular shift from soon
after the ship left Thailand until it arrived in Canada. He played a minor role
as an engine room assistant, but his role was still vital in ensuring that the
MV Sun Sea and its passengers reached Canada. He aided in their coming
to Canada. This meets the requirement of (iii) of the section 117 test.
46. The final element of
the section 117 test is whether the alleged smuggler had knowledge that the
people being smuggled did not have the required documents. Counsel says that
[B010’s] credible, uncontested evidence was that he had no knowledge of what
documents his fellow travellers possessed until after the vessel arrived in Canada and he was placed in detention.
[…]
49. [B010] is from Sri Lanka, he knew that as a Sri Lankan he needed a visa to enter Canada and he travelled on the MV Sun
Sea to try to circumvent the visa requirement. He spent more than three
months on a ship with hundreds of other people from Sri Lanka. He has testified
that he thought that the other people on board who were travelling on the MV Sun
Sea were in similar circumstances to him. He had ample opportunity to find
out if the passengers had to documents required for entry. I am satisfied that
if he did not actually know that they did not have the required documents, it
was because he deliberately chose not to obtain that knowledge. I am satisfied
that at the very least he was wilfully blind as to whether the passengers had
the required documents. Since wilful blindness is the equivalent of knowledge,
the final element of the definition of people smuggling, that the person
concerned knew that the people being smuggled did not have the require
documents, is met.
[39]
Finally,
in the event he had erred in his interpretation of paragraph 37(1)(b),
the Board member considered whether B010 received any material benefit. He
found B010 did not receive any material benefit because the Minister did not
establish that B010 received free passage in exchange for working during the
voyage or that he was paid for his work. The member did not consider that the
better accommodation B010 received constituted a material benefit.
The Decision of the
Board in respect of B072
[40]
Member
King also found that “people smuggling” in paragraph 37(1)(b) of the Act
should have the same meaning as the criminal provision for “human smuggling”
defined at subsection 117(1) of the Act. In his view, there was no reason
why paragraph 37(1)(b) should not be interpreted with reference to a
criminal provision in section 117 of the Act since (1) the Protocol required
signatory states to criminalize human smuggling and (2) reference is made to
the relevant criminal provisions when considering inadmissibility for terrorism
and money laundering. Consequently, the member found that the constituent
elements of people smuggling within paragraph 37(1)(b) were the same as
those found by Member McPhalen.
[41]
With
respect to B072’s circumstances, the Board member found that B072 was one of
the lead organizers of the MV Sun Sea operation in Thailand. He found that B072 “generally lacks credibility” and had been untruthful with
CBSA officers since arriving in Canada. The member found that B072 gave the
CBSA a false name, misrepresented his arrest in Thailand, and gave an
incoherent explanation about his actions in Thailand. Based on B072’s
inconsistent statements, the member decided that there was no credible evidence
that B072 had to pay a smuggler in order to travel on the MV Sun Sea.
The member further found there are “reasonable grounds to believe that the
activities performed by [B072] in Thailand were carried out with his knowledge
that he was participating in purchasing the ship and organizing the voyage of
the MV Sun Sea from Thailand to Canada by obtaining fuel and engine
parts for the ship. He thereby knowingly organized and aided the coming into Canada of the passengers of the MV Sun Sea.”
[42]
The
member concluded that all four essential elements of people smuggling were made
out.
[43]
Before
turning to consider the two decisions of the Federal Court under appeal, I note
that neither B010 nor B072 contested in the Federal Court, or in these appeals,
any of the findings of fact made by the Board.
The Decision of
Justice S. Noël (B010 Federal Court Decision)
[44]
Justice
Noël upheld Member McPhalen’s decision.
[45]
Justice
Noël began his analysis by considering the appropriate standard of review to be
applied to the Board’s interpretation of paragraph 37(1)(b) of the Act.
In his view, recent decisions of the Supreme Court of Canada, including Alberta
(Information and Privacy Commissioner) v. Alberta Teachers’ Association, 2011
SCC 61, [2011] 3 S.C.R. 654 (Alberta Teachers’), required him to apply
the standard of reasonableness.
[46]
The
Judge then went on to apply a textual, contextual and purposive interpretation
of the relevant sections of the Act. The Judge rejected the submission that
because paragraph 37(1)(b) uses the term “people smuggling” and the
heading of section 117 uses the term “human smuggling”, Parliament intended the
two phrases to have different meanings. The Judge found that Parliament
intended both phrases to address the same activity.
[47]
After
noting that one of the purposes of the Act as it relates to refugees is to
comply with international human rights instruments (including the Procotol),
the Judge conducted an analysis to determine if section 117’s definition should
be incorporated into paragraph 37(1)(b). The Judge went on to consider
the guidance provided by paragraph 3(1)(i) of the Act with respect to
the objectives of the Act, by paragraph 3(2)(h) of the Act with respect
to security and criminality risks, and by paragraphs 3(3)(a) and (f)
with respect to the need to further Canada’s interests while complying with
human rights instruments which Canada has signed. The Judge concluded that the
Board had correctly noted that section 117 of the Act is the provision that
criminalizes the smuggling of human beings into Canada. In his view, the Board
reasonably concluded that the fact section 117 defined smuggling more broadly
than the Protocol’s definition did not place Canada in breach of the Protocol
or the Convention. The Judge noted this Court’s decision in Sittampalam v. Canada (Minister of Citizenship and Immigration), 2006 FCA 326, [2007] 3 F.C.R. 198
where section 37 was said to require an “unrestricted and broad”
interpretation. The ministerial exemption found in paragraph 37(3)(a) of
the Act justified such a broad interpretation. Justice Noël concluded that, on
the basis of the wording of subsection 117(1) of the Act, material gain is not
an element of paragraph 37(1)(b).
[48]
The
Judge went on, however, to make an additional finding that, if material gain
was an element of paragraph 37(1)(b), the Board had made an
unreasonable decision in concluding on the evidence before it that B010 did not
receive a material gain. In his view, because B010 received better accommodation
and food as a result of his participation in the smuggling operation, it was
unreasonable for the Board to find B010 did not receive a material benefit.
The Decision of
Justice Hughes (B072 Federal Court Decision)
[49]
Justice
Hughes found that B072’s application was indistinguishable from B010’s
application. He then considered two additional arguments raised by B072. He
rejected the submission that B072 and others were “invited” into Canada because they were intercepted by the Canadian Navy on the high seas. In his view,
being intercepted is not analogous to being invited. Justice Hughes also
rejected the submission that a finding of criminality is required for a finding
of inadmissibility. In his view, a plain reading of paragraph 37(1)(b)
shows that a finding of criminality is not required before an inadmissibility
determination. The first additional argument advanced by B072 before Justice
Hughes was not pursued on appeal.
THE ISSUES
[50]
In
my view, the issues to be determined on these appeals are:
1. Did
the Federal Court err by setting aside the Board’s finding that B010 did not
receive a material benefit because of his work as a crew member?
2. What
is the standard of review to be applied to the Board’s interpretation of the
phrase people smuggling contained in paragraph 37(1)(b) of the Act?
3. Depending
upon the appropriate standard of review, was the Board’s conclusion that
paragraph 37(1)(b) does not require that a people smuggler receive any
material benefit from his or her actions unreasonable or incorrect?
4. Did
the Federal Court err by dismissing the applications for judicial review
brought by B010 and B072?
CONSIDERATION OF THE ISSUES
1. Did the
Federal Court err by setting aside the Board’s finding that B010 did not
receive any material benefit because of his work as a crew member?
[51]
As
explained above, the nub of the dispute over the interpretation of paragraph
37(1)(b) is whether a person can engage in people smuggling if the
person does not receive any material benefit as a result of his or her actions.
The effect of the Federal Court’s additional finding that B010 did
receive a material benefit is that the certified question is no longer
dispositive of the appeal. It is for this reason that the first issue to be
decided is whether the Federal Court erred in setting aside the Board’s finding
that B010 did not receive any material benefit from his work as a crew member.
[52]
In
the Board’s view, the fact that B010 received better accommodation than the
regular passengers did not amount to material benefit. This was a finding of
mixed fact and law that was entitled to deference and could only be set aside
if found to be unreasonable.
[53]
On
an appeal from a decision of the Federal Court rendered in an application for
judicial review, the task of this Court is to determine whether the Federal
Court selected the appropriate standard of review and applied it correctly (Feimi
v. Canada (Minister of Citizenship and Immigration), 2012 FCA 325, [2012]
F.C.J. No. 1610, at paragraph 17).
[54]
The
reasons of the Federal Court for setting aside the Board’s conclusion are found
at paragraph 64 [emphasis in original]:
As outlined in
paragraphs 7 and 8 of these reasons, the panel had evidence before it that
because of his work as a crew member in the engine room, the applicant received
better lodging and food as compared to the hundreds of passengers on board (see
TR at 192, 196, 221 and 237). I find these tangible benefits did constitute
important advantages gained from his work as a crew member and were therefore a
material benefit. Should there be any doubt regarding this conclusion, I need only
point to the markedly different conditions of the passengers in comparison to
the crew, as described in a CBSA Report (TR at 253, Canada, CBSA, Sun Sea
Human Smuggling Operation (January 27, 2011) at 12):
Many of the migrants
comment on the poor – some use words like ‘terrible’, ‘horrible’ – conditions
of their accommodations on the Sun Sea. Some migrants say the children
on board suffered even more than the adults. There is general agreement among
the migrants that people were very angry about the conditions on board and that
the conditions they experienced were much worse than what they were promised by
agents […] Complaints about the Sun Sea include:
- food shortages
- water
shortages (being limited to ½ litre per day per person)
- abuse of
power by crew members via food and water (punishing certain people by
refusing them food and/or water, allowing some people more water than others,
refusing water to people who requested more water because they couldn’t pass
urine)
-
having
to bathe in salt water
-
inadequate
toilet facilities
-
cramped
space
-
five
or more people crowded into a single, small cabin
-
difficulty
finding somewhere to sleep comfortably
-
some
people having to sleep on the deck
-
some
people getting sick
-
the
fact there was a fatality during the voyage
-
the
fact that several of the people onboard had to be taken to the hospital when
the ship arrived in Canada.
[55]
B010
testified before the Board that he shared his accommodation with eight other
individuals (Transcript, April 15, 2011, Appeal Book volume 3 at page 666, line
29). The Minister adduced no evidence as to the conditions of B010’s
accommodation, which prompted Member McPhalen to observe during the hearing
that “I mean if you had eight people in a room the size of a broom closet, then
he didn’t derive much of a benefit, if any.” (Transcript, April 15, 2011,
Appeal Book volume 3 at page 697, line 35).
[56]
B010
was not asked any questions before the Board about the food he received,
although transcripts of interviews conducted by CBSA officers were in evidence.
[57]
In
my view, the evidentiary record before the Board was such that it could
reasonably conclude that B010 received no material benefit. On the basis of the
reasons given by the Board, read with the record, the Board’s decision was
defensible as falling within the range of permissible outcomes. Respectfully,
the Federal Court erred by substituting its assessment of the evidence for that
of the Board. I would therefore restore the Board’s finding that B010 did not
receive any material benefit as a result of his work on the MV Sun Sea. It follows that the certified question is dispositive and should be
considered. I now turn to the issue of the standard of review to be applied to
the Board’s interpretation of the Act.
2.
What
is the standard of review to be applied to the Board’s interpretation of the
phrase “people smuggling” contained in paragraph 37(1)(b) of the Act?
[58]
The
Federal Court’s analysis concerning the appropriate standard of review is found
at paragraph 33:
33. With regard to the ID’s
interpretation of the IRPA, the Supreme Court has consistently spoken of the
need for deference when a tribunal is interpreting its own statute (Alberta
(Information and Privacy Commissioner) v Alberta Teachers’ Association,
2011 SCC 61 at para 30, [2011] SCJ 61 [Alberta Teachers’]; Smith v
Alliance Pipeline Ltd, 2011 SCC 7 at paras 37-39 [Alliance Pipeline],
[2011] 1 S.C.R. 160; Khosa, above, at para 44; Dunsmuir v New Brunswick,
2008 SCC 9 at para 54, [2008] 1 S.C.R. 190 [Dunsmuir]). Accordingly, this
Court will apply the standard of reasonableness to the ID’s interpretation of
para 37(1)(b) of the IRPA, ensuring that there was justification,
transparency, and intelligibility within the decision-making process and that
the ID’s interpretation fell within a range of possible, acceptable outcomes
which are defensible in respect of the facts and law (Dunsmuir, above,
at para 47).
[59]
Both
the appellants and the respondent minister submit that the Federal Court erred
by applying the reasonableness standard of review. They argue that:
i)
The
prior jurisprudence has established that correctness is the standard of review
to be applied to the interpretation of the inadmissibility provisions of the
Act. Reliance is placed upon Sittampalam, as cited above, at paragraph
15; Patel v. Canada Minister of Citizenship and Immigration), 2011 FCA
187, 419 N.R. 321, at paragraph 27 and, Canada (Minister of Citizenship and
Immigration) v. Dhillon, 2012 FC 726, [2012] F.C.J. No. 710, at paragraphs
16 to 22.
ii)
The
interpretation issue required an analysis which was outside of the expertise of
the Board because it involved the interpretation of international law as well
as Canadian criminal law and procedure.
[60]
For
the following reasons, I conclude that the Federal Court correctly selected the
reasonableness standard of review as the standard to be applied to the Board’s
interpretation of paragraph 37(1)(b) of the Act.
[61]
First,
I disagree that the jurisprudence relied upon by the parties has determined the
applicable standard of review in a satisfactory manner. The decision of this
Court in Sittampalam predates the decision of the Supreme Court of
Canada in Dunsmuir v. New Brunswick, 2008 SCC 9, [2008] 1 S.C.R. 190,
and in Sittampalam the Court did not conduct any extensive analysis of
the applicable standard of review. Patel did not consider the standard
of review to be applied to the Board’s interpretation of the Act. Rather, it
concerned the decision of a visa officer (that is, a ministerial delegate). Dhillon
is a decision of the Federal Court in which the Federal Court relied, at least
in part, on Sittampalam.
[62]
As
the standard of review has not been satisfactorily determined, it is necessary
to consider the degree of deference to be afforded to the Board’s
interpretation of paragraph 37(1)(b) of the Act.
[63]
At
this stage, the primary focus of the analysis is the nature of the issue that
was before the decision-maker (Canada (Citizenship and Immigration)
v. Khosa, 2009 SCC 12, [2009] 1 S.C.R. 339, at paragraph 4). A
reviewing court is to consider: the existence of a privative clause; whether
there is a discrete and special administrative regime wherein the
decision-maker has special expertise; and the nature of the question of law (Dunsmuir,
at paragraph 55). At paragraph 55, the majority in Dunsmuir
explained that:
[…] A question of law that is of “central
importance to the legal system ... and outside the ... specialized area of
expertise” of the administrative decision maker will always attract a
correctness standard (Toronto
(City) v. C.U.P.E., at para. 62). On the other hand, a question of law
that does not rise to this level may be compatible with a reasonableness
standard where the two above factors so indicate.
[64]
More
recently, in Alberta Teachers’, cited above at paragraph 45, the
Supreme Court restated the general principle that reasonableness will usually
be the applicable standard of review when a tribunal is interpreting its own
statute or statutes closely connected to its function. At paragraph 30 of the
reasons of the majority, this general principle was said to apply:
[…] unless the interpretation of the
home statute falls into one of the categories of questions to which the
correctness standard continues to apply, i.e., “constitutional questions,
questions of law that are of central importance to the legal system as a whole
and that are outside the adjudicator’s expertise, ... ‘[q]uestions regarding
the jurisdictional lines between two or more competing specialized tribunals’
[and] true questions of jurisdiction or vires” (Canada (Canadian Human Rights Commission) v. Canada (Attorney
General), 2011 SCC 53, [2011] 3 S.C.R. 471, at para. 18, per LeBel and Cromwell JJ., citing Dunsmuir,
at paras. 58, 60-61).
[65]
The
application of these principles to the present case leads to my second reason
for concluding that the Federal Court selected the appropriate standard of
review.
[66]
Members
of the Board function in a discrete and special administrative regime. They
have expertise with respect to the interpretation and application of the Act.
The nature of the question of law is the interpretation of the phrase “people
smuggling”. This question of statutory interpretation of the Board’s home
statute raises neither a constitutional question, nor a question of law of
general importance to the legal system as a whole. Neither does it involve a
question regarding jurisdictional lines between competing specialized tribunals
nor a true question of jurisdiction (to the extent such questions continue to
exist; see, Alberta Teachers’ at paragraphs 33 to 43).
[67]
In
Pushpanathan v. Canada (Minister of Citizenship and Immigration), [1998]
1 S.C.R. 982, the Supreme Court did apply a pragmatic and functional
analysis to conclude that correctness was the proper standard to be applied to
the interpretation of section F(c) of article 1 of the Refugee Convention by
the Refugee Determination Division of the Immigration and Refugee Board. One
reason for this conclusion was that the then Immigration Act, R.S.C.
1985, c. I-2, like the Act, gave a statutory right of appeal only when a
serious question of general importance was certified. In the view of the
majority, this was indicative of Parliament’s intent that such questions be
reviewed on the standard of correctness (reasons, paragraphs 42 to 44).
[68]
However,
in light of the view of the majority in Alberta Teachers’, I
am no longer satisfied that the importance of a question by itself is
sufficient to warrant review on the correctness standard.
[69]
In
Alberta Teachers’, at paragraphs 45 and 46, Justice
Rothstein wrote for the majority:
45. At para. 89, Binnie J. suggests that “[i]f the
issue before the reviewing court relates to the interpretation and application
of a tribunal’s ‘home statute’ and related statutes that are also within the
core function and expertise of the decision maker, and the issue does not raise
matters of legal importance beyond administrative aspects of the statutory
scheme under review, the Court should afford a measure of deference under the
standard of reasonableness.” With respect, I think Binnie J.’s isolating
matters of general legal importance as a stand-alone basis for correctness
review is not consistent with what this Court has said in Dunsmuir, Alliance, Canada (Canadian Human Rights Commission) and Nor-Man.
46. At para. 22 of Canada (Canadian Human Rights Commission), LeBel and Cromwell JJ. state:
On the other hand, our Court has reaffirmed
that general questions of law that are both of central importance to the
legal system as a whole and outside the adjudicator's specialized area of
expertise, must still be reviewed on a standard of correctness, in order to
safeguard a basic consistency in the fundamental legal order of our country.
[Emphasis added.]
In other words, since Dunsmuir, for the
correctness standard to apply, the question has to not only be one of central
importance to the legal system but also outside the adjudicator’s
specialized area of expertise.
[70]
It
follows, in my view, that there is no basis in law for ousting the presumption that
deference should be afforded to the Board’s interpretation of the Act.
[71]
In
reaching this conclusion, I am mindful that this Court has previously applied
the correctness standard of review to the Refugee Protection Division’s
interpretation of international conventions (see, for example, Febles v. Canada (Minister of Citizenship and Immigration), 2012 FCA 324, [2012] F.C.J. No. 1609,
at paragraphs 22 to 25). There, the presumption of reasonableness review was
rebutted by the majority of the Court in view of the need to interpret
international conventions uniformly. In my view, cases such as Febles
are distinguishable on the basis that here, the Board was interpreting sections
37 and 117 of the Act. Further, unlike the Refugee Convention, the Protocol
anticipates individual states will enact different measures to fulfil the Protocol’s
objectives (see: article 6, section 4). The uniformity concerns in Febles do
not apply to the Protocol.
[72]
I
am also mindful of the concern that review of the Board’s interpretation of the
Act on the reasonableness standard may give rise to conflicting interpretations
by the Board. However, I believe this concern is misplaced. While
reasonableness is a single standard of review, it is concerned with the “range
of possible, acceptable outcomes which are defensible in respect of the facts
and law” (Dunsmuir, at paragraph 47). As aptly illustrated by the
Supreme Court’s textual, contextual and purposive analysis in Canada (Canadian
Human Rights Commission) v. Canada (Attorney General), 2011 SCC 53, [2011]
3 S.C.R. 471, even when the question at issue is the interpretation of a
tribunal’s home statute, the range of possible, acceptable outcomes can be
narrow.
3.
Was
the Board’s conclusion that paragraph 37(1)(b) does not require that a
people smuggler receive any material benefit from his or her actions reasonable?
[73]
Justice
Noël applied the required textual, contextual and purposive analysis to
conclude that the Board’s interpretation of paragraph 37(1)(b) of the
Act was reasonable. I see no error in his application of the standard of review
or in his analysis. I reach the same conclusion, substantially for the reasons
given by Justice Noël.
[74]
On
these appeals, the principal arguments advanced by the appellants are that:
i)
The
Protocol defines the term “smuggling of migrants” in article 3(a). This
definition requires the smuggler to procure illegal entry “in order to obtain,
directly or indirectly, a financial or other material benefit.” This definition
must inform the definition of “people smuggling” as used in paragraph 37(1)(b)
because paragraph 3(3)(f) of the Act requires that the Act be
construed in a manner that complies with international human rights instruments
to which Canada is a signatory. Article 2 of the Protocol requires signatories
to protect the rights of smuggled migrants and article 6 requires signatories
to adopt legislation to establish as a criminal offence the smuggling of
migrants when committed intentionally “and in order to obtain, directly or
indirectly, a financial or other material benefit.”
ii)
Pursuant
to paragraphs 101(1)(f) and 112(3)(a) of the Act, a finding of
inadmissibility under paragraph 37(1)(b) curtails access to refugee
protection. This curtailment places Canada in breach of its international
obligation of non-refoulement.
iii)
Eliminating
the requirement that a smuggler receive a financial or other material benefit
as a result of his or her actions leads to potentially absurd results.
iv)
In
subsequent cases the Federal Court has interpreted the term people smuggling to
include an element of profit: Hernandez v. Canada (Minister of Public Safety
and Emergency Preparedness), 2012 FC 1417, [2012] F.C.J. No. 1531; J.P.
v. Canada (Minister of Public Safety and Emergency Preparedness), 2012 FC
1466, [2012] F.C.J. No. 1648. The reasoning in these cases is said to be
correct.
Each submission will be dealt with
in turn.
[75]
To
turn first to the submissions based upon the Protocol, contrary to the
submission of the appellants, Canada has enacted a provision to protect the
rights of smuggled migrants as required by the Protocol. Paragraph 37(2)(b)
embodies this commitment by providing that persons may not be found to be
inadmissible under paragraph 37(1)(a) only by reason of the fact that
they entered Canada with the assistance of a smuggler.
[76]
As
to the Convention and the Protocol generally, nothing in either document
prohibits a signatory from enacting legislation which makes inadmissible to Canada those who contribute to, but do not profit from, people smuggling.
[77]
As
to the scope of the offence of human smuggling, again nothing in the Convention
or the Protocol requires signatory states to enact legislation which tracks the
language of the Protocol. Indeed, the “Legislative Guide for the Implementing
of the Protocol Against the Smuggling of Migrants by Land, Sea and Air,
Supplementing the United Nations Convention Against Transnational Organized
Crime” (Legislative Guide) specifies that the language of the Protocol “was not
intended for enactment or adoption verbatim.”
[78]
Similarly,
nothing in the Convention or the Protocol prevents a signatory from enacting
legislation that criminalizes a broader range of conduct. Section 4 of Article
6 of the Protocol, set out above at paragraph 27, states that nothing in the
Protocol “shall prevent a State Party from taking measures against a person
whose conduct constitutes an offence under its domestic law.” As the
Legislative Guide notes at paragraph 58: [emphasis added]
Finally, as noted
above, the Protocol sets only a minimum requirement for the range of conduct
that must be criminalized and how seriously it should be punished, leaving
it open to States parties to go further in both aspects. The adoption of
further supplementary offences or offences that are broader in scope than
those required may well enhance the effectiveness of prevention, investigation
and prosecution in cases of smuggling of migrants or more general matters of
organized crime.
[79]
A
number of nations have enacted legislation that criminalizes a broader range of
conduct than contemplated in the Convention and Protocol. See, for example, the
legislation of: France, Code de l’entrée et du séjour des étrangers et du
droit d’asile, Article L622-1; United Kingdom, Immigration Act (U.K.),
1971, c. 77, s. 25; and, United States of America, Federal Immigration and
Nationality Act, 8 U.S.C. § 1324.
[80]
In
summary, the Convention and the Protocol required Canada, as a signatory, to
criminalize the smuggling of migrants. Canada did so in section 117 of the Act.
Nothing in the Convention or the Protocol constrained Canada from criminalizing a wider sphere of smuggling activity than the conduct described
in the Protocol. When construing the phrase “engaging in the context of
transnational crime, in activities such as people smuggling” it is therefore
appropriate to define “people smuggling” in terms of the crime created by
section 117 of the Act.
[81]
To
turn now to the submission that this interpretation places Canada in breach of
its international obligations of non-refoulement, as noted above, paragraph
3(3)(f) of the Act requires that the Act be interpreted in a manner that
complies with the international human rights instruments to which Canada is a
party.
[82]
In
view of the stated purpose of the Convention, neither it nor the Protocol can
readily be characterized as international human rights instruments. Article 1
of the Convention states that its purpose is “to promote cooperation to prevent
and combat transnational organized crime more effectively.” The Protocol is a
supplement to the Convention, and is to be interpreted together with the
Convention (Section 1, Article 1 of the Protocol).
[83]
The
relevant international human rights instrument is the Refugee Convention. The
relevant articles 31, 32 and 33 are set out at paragraphs 30, 31 and 32 above.
[84]
Neither
article 31 nor article 32 of the Refugee Convention is implicated by the facts
of these cases.
[85]
Article
31 prohibits penalizing Convention Refugees for entering a signatory state
illegally. However, as James C. Hathaway describes in The Rights of Refugees
Under International Law (Cambridge: Cambridge University Press, 2005) at
pages 412-413, the drafters of the Refugee Convention were “unambiguous” that
Article 31 does not prevent a signatory state from expelling refugees who
illegally enter the state’s territory.
[86]
Moreover,
as set out above, paragraph 37(2)(b) of the Act excludes a finding of
inadmissibility under paragraph 37(1)(a) based only on the fact that the
individual had been smuggled into Canada. Thus, those who are smuggled into Canada are not penalized as a result of their mode of entry.
[87]
Article
32 of the Refugee Convention places limits on the ability of a signatory state
to expel a refugee lawfully in its territory. However, as Guy S. Goodwin-Gill
and Jane McAdam note in The Refugee in International Law, 3d ed.
(Oxford: Oxford University Press, 2007), at page 524, the phrase lawful
presence “implies admission in accordance with the applicable immigration law,
for a temporary purpose, for example, as a student, visitor or recipient of
medical attention.” Neither B010 nor B072 can be said to be lawfully in Canada so as to attract the protection of Article 32.
[88]
Article 33 of the Refugee Convention, which is
incorporated in section 115 of the Act, is potentially applicable to B010 and
B072. Subject to the terms of section 115, it would generally prohibit Canada from returning either individual to a territory where their life or freedom would be
threatened on a Convention ground. However, it is well-settled law that a
finding of inadmissibility is not the equivalent of removal or refoulement, and
a finding of inadmissibility should not be conflated with subsequent removal or
refoulement. See: Sandhu v. Canada (Minister of Citizenship and Immigration)
(2000), 258 N.R. 100, at paragraph 2 (F.C.A.); Poshteh v. Canada (Minister of
Citizenship and Immigration), 2005 FCA 85, [2005] 3 F.C.R. 487, at paragraphs
62-63.
[89]
The
separation of the concepts of inadmissibility and removal reflects the temporal
nature of both the need for protection and the risk
feared. Justice Cromwell, writing for the Court, explained this in Németh v.
Canada (Justice), 2010 SCC 56, [2010] 3 S.C.R. 281, at paragraph 50:
Under the
Refugee Convention, refugee status depends on the circumstances at the time the
inquiry is made; it is not dependent on formal findings. As one author puts it,
“it is one’s de facto circumstances, not the official validation of
those circumstances, that gives rise to Convention refugee status”: James C.
Hathaway, The Rights of Refugees Under International Law
(2005), at pp. 158 and 278. It follows that the rights flowing from the
individual's situation as a refugee are temporal in the sense that they exist
while the risk exists but end when the risk has ended. Thus, like other
obligations under the Refugee Convention, the duty of non-refoulement
is “entirely a function of the existence of a risk of being persecuted [and] it
does not compel a state to allow a refugee to remain in its territory if and
when that risk has ended”: Hathaway, at p. 302; R.
(Yogathas) v. Secretary of State for the Home Department, [2002] UKHL
36, [2003] 1 A.C. 920, per Lord Scott of Foscote, at
para. 106. The relevant time for assessment of risk is at the time of proposed
removal: Hathaway, at p. 920; Wouters, at p. 99. This temporal understanding of
refugee status under the Refugee Convention does not support the “binding
effect” approach to earlier formal findings of refugee status.
[90]
Moreover,
as this Court noted in Poshteh at paragraph 63, the separation of the
concepts of inadmissibility and removal also reflects the fact that after a
finding of inadmissibility is made a number of proceedings may take place
before the individual reaches the stage where removal from Canada may occur. Examples of procedures potentially available to B010 and B072 include an
application for ministerial relief pursuant to paragraph 37(2)(a) of the
Act, an application for ministerial relief on humanitarian and compassionate
grounds pursuant to section 25 of the Act, and a pre-removal risk assessment on
subsection 97(1) grounds pursuant to section 112 of the Act.
[91]
To
conclude on this point, defining the term “people smuggling” by reference to
section 117 of the Act does not place Canada in breach of the Refugee
Convention because a finding of inadmissibility is not the equivalent of
removal or refoulement. Significant protections remain available to the person
found inadmissible, and the relevant time for assessing any risk to B010 and
B072 is at the time of any proposed removal.
[92]
To
turn to the appellants’ contention that the Board’s interpretation of paragraph
37(1)(b) will lead to absurd results, the appellants argue that
eliminating the requirement of a financial or other material benefit opens the
door to inadmissibility too widely so that, for example, family members could
be rendered inadmissible simply for assisting one another in their flight to
Canada. There are, however, three answers to this submission. First, the
alleged absurdity of an outcome can not defeat a clear statement of
Parliamentary intent. Based upon the textual, contextual and purposive analysis
of the Federal Court, the language of paragraph 37(1)(b) is sufficiently
clear that its meaning should not be determined by reference to any alleged
resulting absurdity. Second, as the Minister argues, the appellants’
interpretation of the provision would lead to the absurd result that a foreign
national convicted of human smuggling in Canada might not be inadmissible under
paragraph 37(1)(b) as a result of that conviction, although they could
well be inadmissible on other grounds. Finally, inadmissibility proceedings are
initiated pursuant to subsections 44(1) and (2) of the Act:
44. (1) An
officer who is of the opinion that a permanent resident or a foreign national
who is in Canada is inadmissible may prepare a report setting out the
relevant facts, which report shall be transmitted to the Minister.
(2) If
the Minister is of the opinion that the report is well-founded, the Minister
may refer the report to the Immigration Division for an admissibility
hearing, except in the case of a permanent resident who is inadmissible
solely on the grounds that they have failed to comply with the residency
obligation under section 28 and except, in the circumstances prescribed by
the regulations, in the case of a foreign national. In those cases, the
Minister may make a removal order.
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44. (1) S’il
estime que le résident permanent ou l’étranger qui se trouve au Canada est
interdit de territoire, l’agent peut établir un rapport circonstancié, qu’il
transmet au ministre.
(2) S’il
estime le rapport bien fondé, le ministre peut déférer l’affaire à la Section
de l’immigration pour enquête, sauf s’il s’agit d’un résident permanent
interdit de territoire pour le seul motif qu’il n’a pas respecté l’obligation
de résidence ou, dans les circonstances visées par les règlements, d’un
étranger; il peut alors prendre une mesure de renvoi.
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[93]
The
preparation of a report is permissive, that is, an officer “may” prepare a
report. As well, the Minister’s delegate “may” refer the report to the
Immigration Division. It is to be expected that common sense will prevail in
situations such as when family members simply assist other family members in
their flight to Canada, or when a person acting for humanitarian purposes
advises a refugee claimant to come to Canada without documents.
[94]
Finally,
the appellants argue that the reasoning of the Federal Court in cases such as Hernandez
and J.P. is to be preferred over that in the present appeals. However,
in both of those cases the Federal Court applied the correctness standard of
review to the Board’s interpretation of the Act. I have concluded that the
applicable standard of review is reasonableness. As Justice Noël explained at
paragraph 36 of his reasons, when applying the reasonableness standard of
review the Court is not to assess on a free-standing basis the appellants’
proposed definition. Rather, the Court is to determine whether the Board’s
interpretation falls within a range of possible, acceptable outcomes which are
defensible in respect of the facts and the law. Justice Noël found the Board’s
interpretation to fall within that range, and I agree.
4.
Did
the Federal Court err by dismissing the applications for judicial review
brought by B010 and B072?
B010
[95]
B010
argues that both the Board and the Federal Court failed to consider the impact
of subsection 117(4) of the Act which prohibits prosecution under section 117
without the consent of the Attorney General of Canada. The existence of this
provision is said to demonstrate Parliament’s intent that not every fact
scenario that falls within subsection 117(1) is deserving of prosecution. No
similar protection is said to exist in paragraph 37(1)(b). The failure
of the Board and the Federal Court to consider this is said to render their
decisions unreasonable.
[96]
In
my view, this submission overlooks the effect of section 44 and paragraphs
37(2)(a) and (b) of the Act. As discussed above, pursuant to
subsection 44(2) the ministerial delegate “may” refer the report to the
Immigration Division if of the “opinion that the report is well-founded”.
Paragraphs 37(2)(a) and (b) provide mechanisms for relief
from a finding of inadmissibility and an exception from a finding of
inadmissibility. These provisions provide sufficient flexibility to respond to
special cases in a similar manner to the discretion conferred on the Attorney
General of Canada under subsection 117(4) of the Act.
B072
[97]
B072
argues that Justice Hughes erred in the following two respects:
i)
B072
submits that a reading of subsections 15(1), 18(1), 99(1) and 99(3) of the Act
establishes that a refugee claimant is not required to possess a visa, passport
or other document in order to enter Canada when seeking refugee protection.
Thus, he submits the Federal Court erred by finding all of the elements of
subsection 117(1) to be met in circumstances where none of the persons said to
have been smuggled into Canada were required to have been in possession of any
particular document.
ii)
B072
also submits that the crucial elements of subsection 37(1) are the terms
“organized criminality” and “transnational crime”. He further submits that the
Federal Court erred in finding him to be inadmissible in circumstances where he
had not been charged with, or arrested for, a transnational crime. In oral
argument, counsel withdrew his contention that a person could only be found to
be inadmissible after conviction under section 117.
[98]
It
is not clear that the first submission was advanced before the Federal Court.
In any event, I disagree that refugee claimants are not required to possess
travel documents. Subsection 20(1) requires foreign nationals who seek to enter
or remain in Canada to possess a visa or other document. More specifically,
subsection 20(1) of the Act provides: [emphasis added]
20. (1) Every
foreign national, other than a foreign national referred to in section
19, who seeks to enter or remain in Canada must establish,
(a) to
become a permanent resident, that they hold the visa or other document
required under the regulations and have come to Canada in order to
establish permanent residence; and
(b) to
become a temporary resident, that they hold the visa or other document
required under the regulations and will leave Canada by the end of the
period authorized for their stay.
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20. (1) L’étranger
non visé à l’article 19 qui cherche à entrer au Canada ou à y séjourner
est tenu de prouver :
a) pour
devenir un résident permanent, qu’il détient les visa ou autres documents
réglementaires et vient s’y établir en permanence;
b) pour
devenir un résident temporaire, qu’il détient les visa ou autres documents
requis par règlement et aura quitté le Canada à la fin de la période de
séjour autorisée.
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[99]
While,
pursuant principles of refugee law, refugee claimants may be excused from the
consequences of arriving without proper documentation, this does not mean that
there is no requirement to possess documentation. If the appellant’s submission
on this point were accepted, no one could ever be found inadmissible for people
smuggling if the persons smuggled into Canada made refugee claims.
[100] Turning
to B072’s second argument, I agree with Justice Hughes that a plain reading of
paragraph 37(1)(b) makes it clear that there is no requirement that a
person be charged or arrested before a determination of inadmissibility may be
made. This interpretation is consistent with the context and purpose of the
paragraph.
CONCLUSION
[101] For
these reasons, I would dismiss each appeal and answer the certified question as
follows:
Question: For the purposes
of paragraph 37(1)(b) of the Immigration and Refugee Protection Act,
is it appropriate to define the term “people smuggling” by relying on
section 117 of the same statute rather than a definition contained in an
international instrument to which Canada is a signatory?
Answer: Yes, it is
reasonable to define inadmissibility under paragraph 37(1)(b) by relying
upon subsection 117(1) of the Immigration and Refugee Protection Act,
which makes it an offence to knowingly organize, induce, aid or abet the coming
into Canada of one or more persons who are not in possession of a visa,
passport or other document required by the Act. To do so is not inconsistent
with Canada’s international legal obligations.
“Eleanor R. Dawson”
“I
agree.
John
M. Evans J.A.”
“I
agree.
David
Stratas J.A.”