SUPREME
COURT OF CANADA
Citation: Alberta (Information and Privacy Commissioner) v. Alberta
Teachers’ Association, 2011 SCC 61, [2011] 3 S.C.R. 654
|
Date: 20111214
Docket: 33620
|
Between:
Information
and Privacy Commissioner
Appellant
and
Alberta
Teachers’ Association
Respondent
-
and -
Attorney
General of British Columbia,
Information
and Privacy Commissioner of British Columbia and
B.C.
Freedom of Information and Privacy Association
Interveners
Coram: McLachlin C.J. and Binnie, LeBel, Deschamps, Fish, Abella,
Charron, Rothstein and Cromwell JJ.
Reasons
for Judgment:
(paras. 1 to 77)
Concurring
Reasons:
(paras. 78 to 89)
Concurring
Reasons:
(paras. 90 to 104)
|
Rothstein J. (McLachlin C.J. and LeBel,
Fish, Abella and Charron JJ. concurring)
Binnie J. (Deschamps J. concurring)
Cromwell J.
|
Alberta (Information and Privacy Commissioner) v. Alberta
Teachers’ Association, 2011 SCC 61, [2011] 3 S.C.R. 654
Information
and Privacy Commissioner Appellant
v.
Alberta
Teachers’ Association Respondent
and
Attorney General of British Columbia,
Information and
Privacy Commissioner of British Columbia
and B.C.
Freedom of
Information and Privacy Association Interveners
Indexed as: Alberta (Information and Privacy Commissioner) v.
Alberta Teachers’ Association
2011 SCC 61
File No.: 33620.
2011: February 16; 2011: December 14.
Present: McLachlin C.J. and Binnie, LeBel, Deschamps, Fish,
Abella, Charron, Rothstein and Cromwell JJ.
on appeal from the court of appeal for alberta
Administrative law — Judicial review — Implied
decision — Decision of adjudicator quashed on judicial review on basis of the
Information and Privacy Commissioner’s failure to comply with statutory time
limits — Issue of time limits not raised with the Commissioner or adjudicator —
Adjudicator consequently not specifically addressing issue and not issuing
reasons in this regard — Whether a matter that was not raised at tribunal may
be judicially reviewed — Whether reasons given by tribunal in other decisions
may assist in determination of reasonableness of implied decision — Personal
Information Protection Act, S.A. 2003, c. P‑6.5, s. 50(5).
Administrative law — Standard of review — Whether a tribunal’s decision relating to the interpretation of its
home statute or statutes closely connected to its functions is reviewable on
standard of correctness or reasonableness — Whether category of true questions
of jurisdiction or vires should be maintained when tribunal is interpreting its
home statute or statutes closely connected to its functions.
The
Information and Privacy Commissioner received complaints that the Alberta
Teachers’ Association (“ATA”) disclosed private information in contravention of
the Alberta Personal Information Protection Act (“PIPA”). At the
time, s. 50(5) of PIPA provided that an inquiry must be completed
within 90 days of the complaint being received unless the Commissioner notified
the parties that he was extending the time period and he provided an
anticipated date for completing the inquiry. The Commissioner took 22 months
from the initial complaint before extending the estimated date on which the
inquiry would be concluded. Seven months later, an adjudicator delegated by
the Commissioner issued an
order, finding that the ATA had contravened the Act.
The ATA applied for judicial review of the adjudicator’s order. In argument,
it claimed for the first time that the Commissioner had lost jurisdiction due
to his failure to extend the period for completion of the inquiry within 90
days of the complaint being received. The chambers judge quashed the
adjudicator’s decision on that basis. A majority of the Court of Appeal upheld
the chambers judge’s decision.
Held: The appeal should be
allowed.
Per McLachlin C.J. and LeBel, Fish, Abella, Charron and Rothstein JJ.: Although
the timelines issue was not raised before the Commissioner or the adjudicator,
the adjudicator implicitly decided that providing an extension after 90 days
did not automatically terminate the inquiry. The adjudicator’s decision was
subject to judicial review on a reasonableness standard and her decision was
reasonable. The adjudicator’s order should be reinstated and the matter should be remitted to the chambers judge to consider
issues not dealt with and resolved in the judicial review.
A
court has discretion not to undertake judicial review of an issue and generally will not
review an issue that could have been, but was not, raised before the tribunal.
However, in this case, the rationales for the general rule have limited application. The Commissioner has consistently expressed
his views in other cases, so we have the benefit of his expertise. No evidence
was required to consider the timelines issue and no prejudice was alleged.
In
the present appeal, the letter notifying the parties of the extension was sent
after the expiration of 90 days. An inquiry was conducted and the
adjudicator ultimately rendered an order against the ATA. The issue raised by
the ATA on judicial review could only be decided in one of two ways — either
the consequence of an extension was that the inquiry was terminated or not.
Both the Commissioner and the adjudicator implicitly decided that providing an
extension after 90 days did not result in the inquiry being automatically
terminated.
In
this case, a reasonableness
standard applied on judicial review. The Commissioner
was interpreting his own statute and the question was within his specialized
expertise. Deference will usually result where a tribunal is
interpreting its own statute or statutes closely connected to its function,
unless the question falls into a category of question to which the correctness
standard continues to apply. The timelines question does not fall into such a
category: it is not a constitutional question, a question regarding the
jurisdictional lines between competing specialized tribunals, a question of
central importance to the legal system as a whole, nor a true question of
jurisdiction or vires. Experience has shown that the category of true
questions of jurisdiction is narrow and it may be that the time has come
to reconsider whether this category exists and is necessary to identify the
appropriate standard of review. Uncertainty has
plagued standard of review analysis for many years. The “true questions of
jurisdiction” category has caused confusion to counsel and judges alike and
without a clear definition or content to the category, courts will continue to
be in doubt on this question. For now, it is sufficient to
say that, unless the situation is exceptional, the interpretation by a
tribunal of its home statute or statutes closely connected to its function
should be presumed to be a question of statutory interpretation subject to
deference on judicial review. As long as the “true question of jurisdiction”
category remains, a party seeking to invoke it should be required to
demonstrate why the court should not review a tribunal’s interpretation of its
home statute on the standard of reasonableness.
The
deference due to a tribunal does not disappear because its decision was
implicit. Parties cannot gut the deference owed to a tribunal by failing to
raise the issue before the tribunal and thereby mislead the tribunal on the
necessity of providing reasons. When the decision under review concerns an
issue that was not raised before the decision maker, the reviewing court can
consider reasons which could have been offered in support of the decision.
When a reasonable basis for an implied decision is apparent, a reviewing court
should uphold the decision as reasonable. In some cases, it may be that the
reviewing court cannot adequately show deference without first providing the
decision maker the opportunity to give its own reasons for the decision. It
will generally be inappropriate to find that there is no reasonable basis for
the tribunal’s decision without first giving the tribunal an opportunity to
provide one.
Reasons
given
by a tribunal in other decisions on the same issue can assist a reviewing court
in determining whether a reasonable basis for an implied decision exists.
Other decisions by the Commissioner and the adjudicator have provided
consistent analyses of the similarly worded s. 69(6) of the Freedom of
Information and Protection of Privacy Act (“FOIPA”). The
Commissioner has held that a similar 90‑day time limit in s. 69(6)
applies only to his duty to complete an inquiry and not to extending time to
complete an inquiry. His interpretation of s. 69(6) systematically
addresses the text of that provision, its purposes, and the practical realities
of conducting inquiries. His interpretation of s. 69(6) satisfies the
values of justification, transparency and intelligibility in administrative
decision making.
It
is reasonable to assume that the Commissioner’s interpretations of s. 69(6)
of FOIPA are the reasons of the adjudicator in this case. Both
s. 50(5) of PIPA and s. 69(6) of FOIPA govern inquiries
conducted by the Commissioner. They are identically structured and use almost
identical language. It was reasonable for the adjudicator to apply the Commissioner’s
interpretation of s. 69(6) of FOIPA to s. 50(5) of PIPA.
The interpretation does not render statutory requirements of notice
meaningless. No principle of statutory interpretation requires a presumption
that an extension must be granted before the expiry of the 90‑day time
limit simply because s. 50(5) is silent as to when an extension of time
can be granted. The distinction between mandatory and directory provisions
does not arise in this case because this is not a case of failure by a tribunal
to comply with a legislative direction. Therefore, there exists a reasonable
basis for the adjudicator’s implied decision in this case.
Per Binnie and Deschamps JJ.: There is
agreement with Cromwell J. that the concept of
jurisdiction is fundamental to judicial review of administrative tribunals and
to the rule of law. Administrative tribunals operate within a legal framework
dictated by the Constitution and limited by their respective statutory mandates
and it is the courts that determine the outer limits of those mandates. On the
other hand, the notion of a “true question of jurisdiction or vires” is
not helpful at the practical everyday level of deciding whether or not the
courts are entitled to intervene in a particular administrative decision.
The
middle ground lies in the more nuanced approach adopted in Canada (Canadian
Human Rights Commission) v. Canada (Attorney General), 2011 SCC 53,
[2011] 3 S.C.R. 471, that if the issue relates to the interpretation and
application of a tribunal’s own statute, is within its expertise and does not
raise issues of general legal importance, the standard of reasonableness will
generally apply. The expression “issues of general legal importance” means
issues whose resolution has significance outside the operation of the statutory
scheme under consideration. “Reasonableness” is a deceptively simple omnibus
term which gives reviewing judges a broad discretion to choose from a variety
of levels of scrutiny from the relatively intense to the not so intense. The
calibration will be challenging enough for reviewing judges without superadding
an elusive search for something that can be labelled a true question of vires
or jurisdiction.
On
the other hand, Rothstein J.’s creation of a “presumption” based on
insufficient criteria simply adds a further step to what should be a
straightforward analysis. A simplified approach would be that if the issue
before the reviewing court relates to the interpretation or application of a
tribunal’s “home statute” and related statutes that are also within the core
function and expertise of the decision maker, and the issue does not raise
matters of legal importance beyond the statutory scheme under review, the Court
should afford a measure of deference under the standard of reasonableness.
Otherwise, the last word on questions of law should be left with the courts.
Per Cromwell J.:
In this case the applicable standard of review is reasonableness. The
Commissioner’s power to extend time is granted in broad terms in the context of
a detailed and highly specialized statutory scheme which it is the
Commissioner’s duty to administer and under which he is required to exercise
many broadly granted discretions. The adjudicator’s decision on the timeliness
issue should be reinstated and the matter should be remitted to the chambers
judge to consider the issues not dealt with and resolved in the judicial review
proceedings. Courts have a constitutional responsibility to ensure that
administrative action does not exceed its jurisdiction, but they must also give
effect to legislative intent when determining the applicable standard of
judicial review. The standard of review analysis identifies the limits of the
legality of a tribunal’s actions and defines the limits of the role of the reviewing
court. When existing jurisprudence has not already satisfactorily determined
the standard of review applicable to the case at hand, the courts apply several
relevant factors. These factors allow the courts to identify questions that
are reviewable on a standard of correctness. Elevating to a virtually
irrefutable presumption the general guideline that a tribunal’s interpretation
of its home statute will not often raise a jurisdictional question goes well
beyond saying that deference will usually result where a tribunal’s
interpretation of its home statute is in issue. The terms “jurisdictional” and
“vires” are unhelpful to the standard of review analysis but true
questions of jurisdiction and vires do exist. There are legal questions
in “home” statutes whose resolution legislatures do not intend to leave to the
tribunal. As this Court’s recent jurisprudence confirms, as a matter of
either constitutional law or legislative intent, a tribunal must be correct on
certain issues. The fact that s. 50(5) of PIPA is in the
Commissioner’s home statute did not relieve the reviewing court of its duty to
consider the argument that the provision was one whose interpretation the
legislator intended to be reviewed for correctness, by examining the provision
and other relevant factors.
Cases Cited
By Rothstein J.
Discussed: Dunsmuir
v. New Brunswick, 2008 SCC 9, [2008] 1 S.C.R. 190; distinguished: Kellogg Brown and Root Canada v. Information and Privacy
Commissioner (Alta.), 2007 ABQB 499, 434 A.R. 311; referred
to: Canadian Pacific Ltd. v. Matsqui Indian Band,
[1995] 1 S.C.R. 3; Toussaint v. Canada Labour Relations
Board (1993), 160 N.R. 396; Poirier v. Canada
(Minister of Veterans Affairs), [1989] 3 F.C. 233; Shubenacadie
Indian Band v. Canada (Human Rights Commission), [1998] 2 F.C. 198; Legal
Oil & Gas Ltd. v. Surface Rights Board, 2001 ABCA 160, 303 A.R. 8; United
Nurses of Alberta, Local 160 v. Chinook Regional Health Authority, 2002
ABCA 246, 317 A.R. 385; Council of Canadians with Disabilities v. VIA
Rail Canada Inc., 2007 SCC 15, [2007] 1 S.C.R. 650; Waters
v. British Columbia (Director of Employment Standards), 2004 BCSC 1570, 40 C.L.R. (3d) 84; Alberta v. Nilsson, 2002
ABCA 283, 320 A.R. 88; A.C. Concrete Forming Ltd. v.
Residential Low Rise Forming Contractors Assn. of Metropolitan Toronto and
Vicinity, 2009 ONCA 292, 306 D.L.R. (4th) 251; Smith
v. Alliance Pipeline Ltd., 2011 SCC 7, [2011] 1 S.C.R. 160, rev’g 2009
FCA 110, 389 N.R. 363, rev’g 2008 FC 12, 34 C.E.L.R. (3d) 138;
Canada (Canadian Human Rights Commission) v. Canada (Attorney General),
2011 SCC 53, [2011] 3 S.C.R. 471; Canadian Union of Public Employees, Local
963 v. New Brunswick Liquor Corp., [1979] 2 S.C.R. 227; Syndicat des professeurs du collège de Lévis‑Lauzon
v. CEGEP de Lévis‑Lauzon, [1985] 1 S.C.R. 596; Union des employés
de commerce, local 503 v. Roy, [1980] C.A. 394; Celgene Corp. v.
Canada (Attorney General), 2011 SCC 1, [2011] 1 S.C.R. 3, aff’g 2009 FCA
378, 315 D.L.R. (4th) 270, rev’g 2009 FC 271, 344 F.T.R. 45; Nolan v. Kerry
(Canada) Inc., 2009 SCC 39, [2009] 2 S.C.R. 678, aff’g sub nom. Kerry (Canada)
Inc. v. DCA Employees Pension Committee, 2007 ONCA 416, 86 O.R. (3d) 1,
rev’g sub nom. Nolan v. Superintendent of Financial Services (2006), 209
O.A.C. 21; Northrop Grumman Overseas Services Corp. v. Canada (Attorney
General), 2009 SCC 50, [2009] 3 S.C.R. 309; Nor‑Man
Regional Health Authority Inc. v. Manitoba Association of Health Care
Professionals, 2011 SCC 59, [2011] 3 S.C.R. 616; Petro‑Canada
v. Workers’ Compensation Board (B.C.), 2009 BCCA 396, 276 B.C.A.C. 135; Canada
(Citizenship and Immigration) v. Khosa, 2009 SCC 12, [2009] 1 S.C.R. 339; Canada
(Attorney General) v. Mavi, 2011 SCC 30, [2011] 2 S.C.R. 504; Order
P2008‑005; College of Alberta Psychologists, December 17, 2008,
O.I.P.C.; Order F2006‑031; Edmonton Police Service, September 22,
2008, O.I.P.C.; Order F2008‑013; Edmonton (Police Service) (Re),
[2008] A.I.P.C.D. No. 71 (QL); Order F2007‑014; Edmonton (Police
Service) (Re), [2008] A.I.P.C.D. No. 72 (QL); Order F2008‑003;
Edmonton Police Service, December 12, 2008, O.I.P.C.; Order F2008‑016;
Edmonton (Police Service) (Re), [2008] A.I.P.C.D. No. 82 (QL); Order
F2008‑017; Edmonton (Police Service) (Re), [2008] A.I.P.C.D.
No. 79 (QL); Order F2008‑005; Edmonton (Police Service) (Re),
[2008] A.I.P.C.D. No. 81 (QL); Order F2008‑018; Edmonton (Police
Service) (Re), [2009] A.I.P.C.D. No. 3 (QL); Order F2008‑027;
Edmonton (Police Service) (Re), [2009] A.I.P.C.D. No. 20 (QL); Order
F2007‑031; Grande Yellowhead Regional Division No. 35,
November 27, 2008, O.I.P.C.; British Columbia (Attorney General) v.
Canada (Attorney General), [1994] 2 S.C.R. 41.
By Binnie J.
Discussed: Dunsmuir
v. New Brunswick, 2008 SCC 9, [2008] 1 S.C.R. 190; Canada (Canadian
Human Rights Commission) v. Canada (Attorney General), 2011 SCC 53, [2011]
3 S.C.R. 471; referred to: Metropolitan Life Insurance Co.
v. International Union of Operating Engineers, Local 796, [1970] S.C.R.
425; Bell v. Ontario Human Rights Commission, [1971] S.C.R. 756; Pushpanathan
v. Canada (Minister of Citizenship and Immigration), [1998] 1 S.C.R. 982; Pezim
v. British Columbia (Superintendent of Brokers), [1994] 2 S.C.R. 557; Rizzo
& Rizzo Shoes Ltd. (Re), [1998] 1 S.C.R. 27; Canada (Citizenship and
Immigration) v. Khosa, 2009 SCC 12, [2009] 1 S.C.R. 339.
By Cromwell J.
Discussed:
Dunsmuir v. New Brunswick, 2008 SCC 9, [2008] 1 S.C.R. 190; referred
to: Nolan v. Kerry (Canada) Inc., 2009 SCC
39, [2009] 2 S.C.R. 678; Metropolitan Life Insurance Co. v.
International Union of Operating Engineers, Local 796, [1970] S.C.R. 425; Bell v. Ontario Human Rights Commission,
[1971] S.C.R. 756; Canadian Union of Public
Employees, Local 963 v. New Brunswick Liquor Corp.,
[1979] 2 S.C.R. 227; Crevier v. Attorney General of Quebec,
[1981] 2 S.C.R. 220; Pushpanathan v. Canada (Minister of
Citizenship and Immigration), [1998] 1 S.C.R. 982; United Taxi Drivers’
Fellowship of Southern Alberta v. Calgary (City), 2004 SCC 19, [2004] 1
S.C.R. 485; Northrop Grumman Overseas Services Corp. v. Canada
(Attorney General), 2009 SCC 50, [2009] 3 S.C.R. 309.
Statutes and Regulations Cited
Constitution Act, 1867, s. 96 .
Federal Courts Act, R.S.C. 1985,
c. F‑7, s. 18.1(4) (a).
Freedom of Information and Protection of Privacy Act, R.S.A. 2000, c. F‑25,
ss. 2(b), 69(6).
Personal Information Protection Act,
S.A. 2003, c. P‑6.5, ss. 3, 7, 19, 43, 47, 50(5), 54(5) [rep.
S.A. 2009, c. 50, s. 38].
Authors Cited
Driedger, Elmer A. Construction of Statutes, 2nd ed.
Toronto: Butterworths, 1983.
Macaulay, Robert W., and James L. H. Sprague. Practice
and Procedure Before Administrative Tribunals, vol. 3. Toronto:
Carswell, 2004 (loose‑leaf updated 2010, release 6).
Mullan, David. “Dunsmuir v. New
Brunswick, Standard of Review and Procedural Fairness for Public Servants:
Let’s Try Again!” (2008), 21 C.J.A.L.P. 117.
Mullan, David J. “The McLachlin Court and the Public
Law Standard of Review: A Major Irritant Soothed or a Significant Ongoing
Problem?”, in David A. Wright and Adam M. Dodek, eds., Public Law
at the McLachlin Court: The First Decade. Toronto: Irwin Law, 2011, 79.
Sopinka, John, and Mark A. Gelowitz. The Conduct of an
Appeal, 2nd ed. Toronto: Butterworths, 2000.
APPEAL
from a judgment of the Alberta Court of Appeal (Berger, Watson and Slatter JJ.A.), 2010 ABCA 26, 21 Alta. L.R. (5th) 30, 474
A.R. 169, 479 W.A.C. 169, 316 D.L.R. (4th) 117, [2010] 8 W.W.R. 457, 1 Admin. L.R.
(5th) 60, [2010] A.J. No. 51 (QL), 2010 CarswellAlta 94, affirming a
decision of Marshall J. (2008), 21 Alta. L.R. (5th) 24, 1 Admin. L.R. (5th)
85, [2008] A.J. No. 1592 (QL), 2008 CarswellAlta 2300. Appeal allowed.
Glenn Solomon, Q.C.,
and Rob W. Armstrong, for the appellant.
Sandra M. Anderson and Anne L. G. Côté, for the respondent.
Written submissions
only by David Loukidelis, Q.C., Veronica Jackson and Deanna
Billo, for the intervener the Attorney General of British Columbia.
Written submissions
only by T. Murray Rankin, Q.C., and Nitya Iyer, for the
intervener the Information and Privacy Commissioner of British Columbia.
Brent B. Olthuis and Tam C. Boyar, for the intervener the B.C. Freedom
of Information and Privacy Association.
The
judgment of McLachlin C.J. and LeBel, Fish, Abella, Charron and Rothstein JJ.
was delivered by
[1]
Rothstein J. — Through the creation of administrative tribunals, legislatures
confer decision-making authority on certain matters to decision makers who are
assumed to have specialized expertise with the assigned subject matter. Courts
owe deference to administrative decisions within the area of decision-making
authority conferred to such tribunals. This appeal provides an opportunity for
this Court to address the question of how a court may give adequate deference
to a tribunal when a party raises an issue before the court on judicial review,
which was never raised before the tribunal and where, as a consequence, the
tribunal provided no express reasons with respect to the disposition of that
issue.
[2]
The context in which this issue arises is the
judicial review of a decision of an adjudicator delegated by the appellant, the
Information and Privacy Commissioner (“Commissioner”), finding that the
respondent, the Alberta Teachers’ Association (“ATA”), had disclosed certain
private information in contravention of the Personal Information Protection
Act, S.A. 2003, c. P-6.5 (“PIPA”). In response to a number of
complaints about an ATA publication of private information, the Commissioner
started an investigation. At the time, the Commissioner’s enabling statute
provided that an inquiry “must” be completed within 90 days of the complaint
being received by the Commissioner, unless the Commissioner notifies the
parties concerned that he is extending the period and provides an anticipated
date for completing the inquiry (s. 50(5) PIPA). In dealing with the
complaints against the ATA, the Commissioner took 22 months from the initial
complaint before extending the estimated date on which the inquiry would be
concluded. The adjudicator delegated by the Commissioner subsequently issued
an order against the ATA before the anticipated date for completion and 29
months after the initial complaint was made.
[3]
The issue of compliance with statutory timelines
was not raised before the Commissioner or the adjudicator. The ATA applied for
judicial review of the adjudicator’s order, arguing inter alia that the
Commissioner had lost jurisdiction due to his failure to extend the period for
completion of the inquiry within 90 days. The chambers judge granted the ATA’s
application on this basis, quashing the adjudicator’s decision ((2008), 21
Alta. L.R. (5th) 24). This decision was upheld by a majority of the Court of
Appeal (2010 ABCA 26, 21 Alta. L.R. (5th) 30).
[4]
The Commissioner now appeals to this Court.
There are three questions at issue: First, should the timelines issue have been
considered on judicial review since it was not raised before the Commissioner
or the adjudicator? Second, if the timelines issue should be considered, what
is the applicable standard of review? Third, on the applicable standard of
review, does the adjudicator’s continuation and conclusion of the inquiry,
despite the Commissioner having provided an extension after 90 days, survive
judicial review?
[5]
For the reasons that follow, I would find that
the timelines issue was subject to judicial review. Although the issue was not
raised before the Commissioner or the adjudicator, it was implicitly decided by
both the Commissioner and the adjudicator, and there was no evidentiary
inadequacy or prejudice to the parties in this case. The implied decision of
the Commissioner to extend the time after 90 days as implicitly adopted by the
delegated adjudicator was reviewable on a reasonableness standard and I
conclude that the adjudicator’s decision was reasonable. Accordingly, the
Commissioner’s appeal should be allowed and the adjudicator’s order against the
ATA reinstated.
I. Facts
[6]
Between October 13 and December 2, 2005, ten
individuals complained to the Office of the Information and Privacy
Commissioner that the ATA disclosed their personal information, in
contravention of PIPA. They alleged that the ATA did so by publishing
their names together with a statement that they were no longer required to
adhere to the ATA’s Code of Professional Conduct in a publication called the
“ATA News”. The Commissioner’s office informed the ATA on October 27, 2005,
that it was conducting an investigation. On July 25, 2006, the investigation
was concluded and a report was given to the complainants. Although the record
is not clear, from their subsequent action, it would appear that the report was
not satisfactory to the complainants.
[7]
In September 2006, the complainants requested
that an inquiry under PIPA be conducted. On February 7, 2007, the
complainants were notified that their request was being processed. On May 17,
2007, the Commissioner issued a Notice of Inquiry setting out a deadline of
June 11, 2007, for written submissions (subsequently extended to July 25,
2007), and of August 8, 2007, for rebuttals. Although the timing is not
disclosed in the record, the Commissioner did delegate an adjudicator to
conduct the inquiry and issue a decision.
[8]
On August 1, 2007, the Commissioner wrote
to the parties informing them that he was extending the 90-day period
set out in s. 50(5) PIPA and provided an anticipated date for completion
of February 1, 2009. On March 13, 2008, an order was issued by the
Commissioner’s delegated adjudicator. The adjudicator found that the ATA had
disclosed the complainants’ personal information contrary to ss. 7 and 19 PIPA.
The issue of compliance with the timelines set out in s. 50(5) PIPA was
not raised before the adjudicator and the adjudicator’s reasons did not
expressly address this issue.
[9]
On April 25, 2008, the ATA filed an originating
notice for judicial review of the adjudicator’s order. On judicial review, the
adjudicator’s decision was quashed on the basis that the Commissioner lost
jurisdiction for failing to comply with the timelines set out in s. 50(5) PIPA.
By majority, the Court of Appeal upheld that decision.
II. Relevant Statutory Provisions
[10]
The relevant statutory provisions, as they were
worded at the relevant time, are:
Personal Information Protection Act, S.A. 2003, c. P-6.5
3 The purpose of this Act is to govern the collection, use and
disclosure of personal information by organizations in a manner that recognizes
both the right of an individual to have his or her personal information
protected and the need of organizations to collect, use or disclose personal
information for purposes that are reasonable.
43(1) The Commissioner may delegate to any person any duty, power or
function of the Commissioner under this Act except the power to delegate.
(2) A delegation under subsection (1) must be in writing and may
contain any conditions or restrictions the Commissioner considers appropriate.
47(1) To ask for a review or to initiate a complaint under this Part, an
individual must, as soon as reasonable, deliver a written request to the
Commissioner.
(2) A written request to the Commissioner for a review of a decision
of an organization must be delivered within
(a) 30 days from the day that the individual asking for the review
is notified of the decision, or
(b) a longer period allowed by the Commissioner.
(3) A written request to the Commissioner initiating a complaint must
be delivered within a reasonable time.
(4) The time limit in subsection (2)(a) does not apply to delivering a
written request for a review concerning an organization’s failure to respond
within a required time period.
50 . . .
(5) An inquiry into a matter that is the subject of a written request
referred to in section 47 must be completed within 90 days from the day that
the written request was received by the Commissioner unless the Commissioner
(a) notifies the person who made the written request, the
organization concerned and any other person given a copy of the written request
that the Commissioner is extending that period, and
(b) provides an anticipated date for the completion of the review.
III. Judicial
History
A. Court of Queen’s Bench of
Alberta, (2008), 21 Alta. L.R. (5th) 24
[11]
In reasons delivered orally, Marshall J. noted
that a preliminary question raised by the ATA was whether the Commissioner had
lost jurisdiction over the inquiry as a result of his failure to complete the
inquiry within the timelines set out in s. 50(5) PIPA. Relying on Dunsmuir
v. New Brunswick, 2008 SCC 9, [2008] 1 S.C.R. 190, for the principle that
“the standard of correctness still applies to matters of jurisdiction and some
other matters of law” (at para. 10), he held that this question was reviewable
on a standard of correctness.
[12]
According to Marshall J., the reasons of Belzil
J. in Kellogg Brown and Root Canada v. Information and Privacy Commissioner
(Alta.), 2007 ABQB 499, 434 A.R. 311, were compelling and entirely
applicable in this case. Following that decision, he held that the timelines
for completing a review set out in s. 50(5) are mandatory, employing the word
“must” (at para. 7) and not directory. He also held that it was not necessary
for him “to determine whether an extension of time must be given within the
90-day period. The time period is substantially breached in any event” (para.
12).
[13]
Marshall J. then addressed the issue of
unfairness raised by the Commissioner. He noted that various authorities had
held that the court should not consider an issue which was not raised before a
tribunal. He rejected as speculation the Commissioner’s submission that, since
the individual complainants were not before the court, the court would not have
the benefit of additional facts available from them. He further held that
“[t]he legislature has clearly stated that timely disposition of complaints is
essential in a proceeding under the Act” (at para. 11) and that the “matter was
not conducted in a manner required by the legislature, so it can be said that
the proceedings must be found to be invalid” (para. 11).
[14]
Marshall J. granted the ATA’s application and
quashed the Commissioner’s decision. However, he declined to order costs
against the Commission, partly because a tribunal is rarely required to pay
costs and partly because the timelines issue could have been raised before the
Commissioner (para. 18).
B. Alberta Court of Appeal, 2010
ABCA 26, 21 Alta. L.R. (5th) 30 (Watson J.A. (Slatter J.A. Concurring) and
Berger J.A. Dissenting)
(1) The Majority — Watson J.A.
[15]
Watson J.A. was of the view that since the
adjudicator never got a chance to say anything on the question being considered
on judicial review, it was not necessary to determine the appropriate standard
of review. Rather, he appears to have determined the issue of timeliness de
novo.
[16]
Watson J.A. affirmed that the timelines issue
ought to have been raised before the Commissioner. Objections to a tribunal’s
ability to make a lawful decision should be made first to the challenged
tribunal. The failure to raise the issue before the adjudicator was a defect
in process that should not be encouraged and should not generally occur. He nonetheless
did not reverse the judicial review decision on this ground and was of the
opinion that the Court of Appeal was in a position to consider the matter.
[17]
Watson J.A. found that the language of the
section spoke to “extending that period” in a manner that connoted doing the
“extending” while the 90 days was still running. Since the Commissioner had not
extended the period within 90 days, the adjudicator’s decision was not rendered
within the statutory timelines. He held that the time rules specified in s.
50(5) PIPA were mandatory and that the consequence of breaching them was
the presumptive termination of the inquiry process. Contrary to the decision of
the chambers judge that the consequence of non-compliance with s. 50(5) was the
automatic and incurable termination of the proceedings, the reasons of the
Commissioner might justify the breach and overcome the presumption of
termination. However, the chambers judge had concluded that “[t]he time period
is substantially breached in any event” (para. 12). Under those circumstances,
the presumption of termination was not overcome. Watson J.A. therefore upheld
the trial judge’s decision to quash the adjudicator’s decision.
(2) The Dissent
— Berger J.A.
[18]
In dissent, Berger J.A. concluded that PIPA authorized the
Commissioner to extend the 90-day period either before or after the expiry of
that period. When a provision is silent as to when an
extension of time can be granted, there is no presumption that the extension must
be granted before expiry. An interpretation of s. 50(5) that allows the
Commissioner to extend the 90-day period after it expires is consistent with
legislative intent because it maintains the protection of the individuals’
rights to privacy which PIPA strives to ensure. In the
present case, by the time the 90-day period had expired, the inquiry process
was engaged and had progressed with the parties’ participation. Because they
were involved, the parties were aware that the process would continue beyond 90
days. The goals of timely resolution and keeping parties informed would not
have been enhanced by requiring the Commissioner to formally communicate with
the parties within 90 days.
[19]
Berger J.A. found that quashing the
adjudicator’s order without the benefit of reasons compromised judicial review.
The court generally will not decide on judicial review a question which was not
put to the administrative tribunal. Without the benefit of the Commissioner’s
expertise and analysis relative to the questions of mixed law and fact in this
case, the curial deference normally accorded to the Commissioner was rendered
nugatory, thereby fettering a thorough and meaningful judicial review.
[20]
Berger J.A. would have allowed the appeal and
restored the adjudicator’s order.
IV. Analysis
[21]
This appeal raises three issues, which I shall
consider in turn. First, should the timelines issue have been considered on
judicial review since it was not raised before the Commissioner or the
adjudicator? Second, if the timelines issue should be considered, what is the
applicable standard of review? Third, on the applicable standard of review,
does the continuation and conclusion of the inquiry, despite providing an
extension after 90 days, survive judicial review?
A. Judicial Review of an Issue That Was Not Raised Before the
Tribunal
[22]
The ATA sought judicial review of the
adjudicator’s decision. Without raising the point before the Commissioner or
the adjudicator or even in the originating notice for judicial review, the ATA
raised the timelines issue for the first time in argument. The ATA was indeed
entitled to seek judicial review. However, it did not have a right to require
the court to consider this issue. Just as a court has discretion to refuse to
undertake judicial review where, for example, there is an adequate alternative
remedy, it also has a discretion not to consider an issue raised for the first
time on judicial review where it would be inappropriate to do so: see, e.g., Canadian
Pacific Ltd. v. Matsqui Indian Band, [1995] 1 S.C.R. 3, per Lamer
C.J., at para. 30: “[T]he relief which a court may
grant by way of judicial review is, in essence, discretionary. This
[long-standing general] principle flows from the fact that the prerogative
writs are extraordinary [and discretionary] remedies.”
[23]
Generally, this discretion will not be exercised in
favour of an applicant on judicial review where the issue could have been but
was not raised before the tribunal (Toussaint v. Canada Labour Relations
Board (1993), 160 N.R. 396 (F.C.A.), at para. 5, citing Poirier v.
Canada (Minister of Veterans Affairs), [1989] 3 F.C. 233 (C.A.), at
p. 247; Shubenacadie Indian Band v. Canada (Human Rights Commission),
[1998] 2 F.C. 198 (T.D.), at paras. 40-43; Legal Oil & Gas Ltd. v.
Surface Rights Board, 2001 ABCA 160, 303 A.R. 8, at para. 12; United
Nurses of Alberta, Local 160 v. Chinook Regional Health Authority, 2002
ABCA 246, 317 A.R. 385, at para. 4).
[24]
There are a number of rationales justifying the
general rule. One fundamental concern is that the legislature has entrusted the
determination of the issue to the administrative tribunal (Legal Oil &
Gas Ltd., at paras. 12-13). As this Court explained in Dunsmuir, “[c]ourts
. . . must be sensitive . . . to the necessity of avoiding undue interference
with the discharge of administrative functions in respect of the matters
delegated to administrative bodies by Parliament and legislatures” (para. 27).
Accordingly, courts should respect the legislative choice of
the tribunal as the first instance decision maker by giving the tribunal the
opportunity to deal with the issue first and to make its views known.
[25]
This is particularly true where the issue raised for
the first time on judicial review relates to the tribunal’s specialized
functions or expertise. When it does, the Court should be especially careful
not to overlook the loss of the benefit of the tribunal’s views inherent in
allowing the issue to be raised. (See Council of Canadians with
Disabilities v. VIA Rail Canada Inc., 2007 SCC 15, [2007] 1
S.C.R. 650, at para. 89, per Abella J.)
[26]
Moreover, raising an issue for the first
time on judicial review may unfairly prejudice the opposing party and may deny
the court the adequate evidentiary record required to consider the issue (Waters v. British Columbia (Director of Employment Standards), 2004 BCSC 1570, 40 C.L.R. (3d) 84, at paras. 31 and 37, citing
Alberta v. Nilsson, 2002 ABCA 283, 320 A.R. 88, at para. 172, and J.
Sopinka and M. A. Gelowitz, The Conduct of an Appeal (2nd ed. 2000), at
pp. 63-68; A.C. Concrete Forming Ltd. v.
Residential Low Rise Forming Contractors Assn. of Metropolitan Toronto and
Vicinity, 2009 ONCA 292, 306 D.L.R. (4th) 251, at
para. 10 (per Gillese J.A.)).
[27]
Watson J.A., for the majority of the Court of
Appeal, acknowledged that “[t]he judicial review was adversely affected by the
fact that the adjudicator did not hear and consider the objection”, under s.
50(5) PIPA, to the Commissioner’s authority to proceed. It was a “defect
in the process” that should “not . . . be encouraged and should not generally
occur” (para. 18). He nevertheless did not interfere with the chambers judge’s
judicial review on this ground. He observed that no additional evidence or
submissions were available beyond the statements of law and policy contained in
the Commissioner’s prior decisions. Moreover, the Commissioner conceded that
the adjudicator would have said the same as the Commissioner, had the issue
been raised (para. 18). For its part, the ATA stressed in its factum before
this Court that the Commissioner has consistently decided the timelines issue
in other decisions and that there was nothing further for the Commissioner to
decide (paras. 6, 42, 49 and 51).
[28]
In these circumstances, I do not think the Court
of Appeal erred in refusing to disturb the exercise of the reviewing judge’s
discretion to consider the timeliness issue. In this case, the rationales for
the general rule have limited application. Both parties agreed that the
Commissioner has expressed his views in several other decisions. Therefore, the
Commissioner has had the opportunity to decide the issue at first instance and
we have the benefit of his expertise, albeit without reasons in this case. No
evidence was required to consider the timelines issue and no prejudice was
alleged. Rather, it involved a straightforward determination of law, the basis
of which was able to be addressed on judicial review, irrespective of what is
the appropriate standard of review.
[29]
In the present appeal, a decision on the
timelines issue is necessarily implied. By his letter of August 1, 2007, the
Commissioner notified the parties that he was extending the 90-day period for
completion of an inquiry and provided them with an anticipated date for
completion of February 1, 2009. This was done after the expiry of the 90-day
period. An inquiry was conducted and the Commissioner’s delegated adjudicator
ultimately rendered an order against the ATA. The issue raised by the ATA on
judicial review, but not before the Commissioner or the adjudicator, was
whether the result of the Commissioner not extending the completion date of the
inquiry before the 90-day period expired resulted in the automatic termination
of the inquiry. This issue could only be decided in one of two ways: either the
consequence of an extension after 90 days was that the inquiry was
automatically terminated or that it was not. Both the Commissioner and the
adjudicator implicitly decided that providing an extension after 90 days did
not result in the inquiry being automatically terminated. The Commissioner’s
decision was implicit in his giving notice of an extension and an anticipated
date for completion after 90 days. The adjudicator’s decision was implicit in
her proceeding with the inquiry and rendering an order. In this appeal, this
Court is reviewing the adjudicator’s implied decision because hers is the
decision under judicial review.
B. What Is the Applicable Standard of Review and How Is
It Applied to Implicit Decisions on Issues Not Raised Before the Administrative
Tribunal?
[30]
The narrow question in this case is: Did the
inquiry automatically terminate as a result of the Commissioner extending the
90-day period only after the expiry of that period? This question involves the
interpretation of s. 50(5) PIPA, a provision of the Commissioner’s home
statute. There is authority that “[d]eference will usually result where a
tribunal is interpreting its own statute or statutes closely connected to its
function, with which it will have particular familiarity” (Dunsmuir, at
para. 54; Smith v. Alliance Pipeline Ltd., 2011 SCC 7, [2011] 1 S.C.R.
160, at para. 28, per Fish J.). This principle applies unless the
interpretation of the home statute falls into one of the categories of
questions to which the correctness standard continues to apply, i.e., “constitutional
questions, questions of law that are of central importance to the legal system
as a whole and that are outside the adjudicator’s expertise, . . . ‘[q]uestions
regarding the jurisdictional lines between two or more competing specialized
tribunals’ [and] true questions of jurisdiction or vires” (Canada
(Canadian Human Rights Commission) v. Canada (Attorney General), 2011 SCC
53, [2011] 3 S.C.R. 471, at para. 18, per LeBel and Cromwell JJ., citing
Dunsmuir, at paras. 58, 60-61).
[31]
The timelines question is not a constitutional
question; nor is it a question regarding the jurisdictional lines between two
or more competing specialized tribunals.
[32]
And it is not a question of central importance
to the legal system as a whole, but is one that is specific to the
administrative regime for the protection of personal information. The timelines
question engages considerations and gives rise to consequences that fall
squarely within the Commissioner’s specialized expertise. The question deals
with the Commissioner’s procedures when conducting an inquiry, a matter with
which the Commissioner has significant familiarity and which is specific to PIPA.
Also, in terms of interpreting s. 50(5) PIPA consistently with the
purposes of the Act, the relevant considerations include the interests of all
parties in the timely completion of inquiries, the importance of keeping the
parties informed of the progression of the process and the effect of automatic
termination of an inquiry on individual privacy interests. These considerations
fall within the Commissioner’s expertise, which centres upon balancing the
rights of individuals to have their personal information protected against the
need of organizations to collect, use or disclose personal information for
purposes that are reasonable (s. 3 PIPA).
[33]
Finally, the timelines question does not fall within
the category of a “true question of jurisdiction or vires”. I reiterate
Dickson J.’s oft-cited warning in Canadian Union of Public Employees, Local
963 v. New Brunswick Liquor Corp., [1979] 2 S.C.R. 227, that courts “should
not be alert to brand as jurisdictional, and therefore subject to broader
curial review, that which may be doubtfully so” (p. 233, cited in Dunsmuir,
at para. 35). See also Syndicat des professeurs du collège de Lévis-Lauzon
v. CEGEP de Lévis-Lauzon, [1985] 1 S.C.R. 596, at p. 606, per Beetz
J., adopting the reasons of Owen J.A. in Union des employés de commerce,
local 503 v. Roy, [1980] C.A. 394. As this Court explained in Canada
(Canadian Human Rights Commission), “Dunsmuir expressly distanced
itself from the extended definition of jurisdiction” (para. 18, citing Dunsmuir,
at para. 59). Experience has shown that the category of true questions of
jurisdiction is narrow indeed. Since Dunsmuir, this Court has not
identified a single true question of jurisdiction (see Celgene Corp. v.
Canada (Attorney General), 2011 SCC 1, [2011] 1 S.C.R. 3, at paras. 33-34; Smith
v. Alliance Pipeline Ltd., at paras. 27-32; Nolan v. Kerry (Canada) Inc.,
2009 SCC 39, [2009] 2 S.C.R. 678, at paras. 31-36). Although this Court held
in Northrop Grumman Overseas Services Corp. v. Canada (Attorney General),
2009 SCC 50, [2009] 3 S.C.R. 309, that the question was jurisdictional and
therefore subject to review on a correctness standard, this was based on an
established pre-Dunsmuir jurisprudence applying a correctness standard
to this type of decision, not on the Court finding a true question of
jurisdiction (para. 10).
[34]
The direction that the category of true questions of jurisdiction should
be interpreted narrowly takes on particular importance when the tribunal is
interpreting its home statute. In one sense, anything a tribunal does that
involves the interpretation of its home statute involves the determination of
whether it has the authority or jurisdiction to do what is being challenged on
judicial review. However, since Dunsmuir, this Court has departed from
that definition of jurisdiction. Indeed, in view of recent jurisprudence, it
may be that the time has come to reconsider whether, for purposes of judicial
review, the category of true questions of jurisdiction exists and is necessary
to identifying the appropriate standard of review. However, in the absence of
argument on the point in this case, it is sufficient in these reasons to say
that, unless the situation is exceptional, and we have not seen such a
situation since Dunsmuir, the interpretation by the tribunal of “its own
statute or statutes closely connected to its function, with which it will have
particular familiarity” should be presumed to be a question of statutory
interpretation subject to deference on judicial review.
[35]
Justice Cromwell takes issue with my querying whether the category of
true question of jurisdiction exists and is necessary. He says that this
proposition “undermine[s] the foundation of judicial review of administrative
action” (para. 92).
[36]
Judges and administrative law counsel well know of the uncertainty and
confusion that has plagued standard of review analysis for many years. That
was the animating reason for this Court’s decision in Dunsmuir. At para.
32 of Dunsmuir, Bastarache and LeBel JJ. wrote:
Despite efforts to refine and clarify it, the present
system has proven to be difficult to implement. The time has arrived to
re-examine the Canadian approach to judicial review of administrative decisions
and develop a principled framework that is more coherent and workable.
At para. 158, Deschamps J. wrote:
The law of judicial review of
administrative action not only requires repairs, it needs to be cleared of
superfluous discussions and processes.
At para. 145, Binnie J. wrote:
The present incarnation of the “standard of review”
analysis requires a threshold debate about the four factors (non-exhaustive)
which critics say too often leads to unnecessary delay, uncertainty and costs
as arguments rage before the court about balancing expertise against the “real”
nature of the question before the administrator, or whether the existence of a
privative clause trumps the larger statutory purpose, and so on. And this is
all mere preparation for the argument about the actual substance of the case.
While a measure of uncertainty is inherent in the subject matter and
unavoidable in litigation (otherwise there wouldn’t be any), we should at least
(i) establish some presumptive rules and (ii) get the parties away from arguing
about the tests and back to arguing about the substantive merits of their case.
[Emphasis deleted.]
Although these passages in Dunsmuir pertain
to the approach to standard of review prior to Dunsmuir, I believe they
are relevant in response to Justice Cromwell’s expressed opinion.
[37]
The continuing uncertainty about standard of review when the issue is
the tribunal’s interpretation of its home statute is well exemplified in the
cases that have come before this Court subsequent to Dunsmuir. In Nolan
v. Superintendent of Financial Services (2006), 209 O.A.C. 21, the Ontario
Divisional Court thought the appropriate standard of review was correctness.
The Court of Appeal applied a reasonableness standard (sub nom. Kerry (Canada)
Inc. v. DCA Employees Pension Committee, 2007 ONCA 416, 86 O.R. (3d) 1), as
did this Court (sub nom. Nolan v. Kerry (Canada) Inc., 2009 SCC 39,
[2009] 2 S.C.R. 678). In Alliance Pipeline Ltd. v. Smith, 2008 FC 12,
34 C.E.L.R. (3d) 138, the judicial review judge applied a reasonableness
standard, but the Court of Appeal (2009 FCA 110, 389 N.R. 363) found it
unnecessary to decide whether reasonableness or correctness was the appropriate
standard of review. This Court applied a reasonableness standard (2011 SCC 7,
[2011] 1 S.C.R. 160). In Celgene Corp. v. Canada (Attorney General),
2009 FC 271, 344 F.T.R. 45, the judicial review judge applied a correctness
standard. The Federal Court of Appeal (2009 FCA 378, 315 D.L.R. (4th) 270) and
this Court (2011 SCC 1, [2011] 1 S.C.R. 3) doubted that this was the proper
standard. Without engaging in a standard of review analysis and for reasons of
practicality, in Northrop Grumman, this Court applied a standard of
correctness based on precedent. In the present appeal, both the judicial
review court and the Court of Appeal applied a correctness standard of review.
[38]
These examples demonstrate that the “true questions of jurisdiction”
category has caused confusion to counsel and judges alike and has unnecessarily
increased costs to clients before getting to the actual substance of the case.
Avoiding using the label “jurisdictional” only to engage in a search for the
legislators’ intent, as my colleague suggests at paras. 96-97, simply leads to
the same debate about what constitutes a jurisdictional question. As Binnie J.
directly put it in Dunsmuir, our objective should be to get the parties
away from arguing about standard of review to arguing about the substantive
merits of the case.
[39]
What I propose is, I believe, a natural extension of the approach to
simplification set out in Dunsmuir and follows directly from Alliance
(para. 26). True questions of jurisdiction are narrow and will be exceptional.
When considering a decision of an administrative tribunal interpreting or
applying its home statute, it should be presumed that the appropriate standard
of review is reasonableness. As long as the true question of jurisdiction
category remains, the party seeking to invoke it must be required to
demonstrate why the court should not review a tribunal’s interpretation of its
home statute on the deferential standard of reasonableness.
[40]
In Justice Cromwell’s view, saying that jurisdictional questions are
exceptional is not an answer to a plausible argument that a particular
provision falls outside the presumption of reasonableness review and into the
exceptional category of correctness review. Nor does it assist, he says, in
determining by what means the presumption may be rebutted.
[41]
Both Binnie J. and Cromwell J. object to the creation of a
presumption of reasonableness review of the home statute of the tribunal.
With respect, I find the objection perplexing in view of judicial and academic
opinion that the presumption was implicitly already established in Dunsmuir.
Professor D. J. Mullan writes in “The McLachlin Court and the Public Law
Standard of Review: A Major Irritant Soothed or a Significant Ongoing
Problem?”, in D. A. Wright and A. M. Dodek, eds., Public Law at the
McLachlin Court: The First Decade (2011), 79, at p. 108:
Justice John Evans of the Federal Court of Appeal has
argued in his 2009 10th Heald Lecture delivered at the College of Law at the
University of Saskatchewan that in Dunsmuir (reinforced by Khosa),
the Court had now established (re-established?) a very strong presumption of
deferential review when a statutory authority is interpreting its home, or
constitutive, statute, or any other frequently encountered statute, or even
common or civil law principle. I too accept that . . . .
Both Justice Evans and Professor Mullan are
recognized as leading scholars in the field of administrative law in Canada.
[42]
As I have explained, I am unable to provide a definition of what might
constitute a true question of jurisdiction. The difficulty with maintaining
the category of true questions of jurisdiction is that without a clear
definition or content to the category, courts will continue, unnecessarily, to
be in doubt on this question. However, at this stage, I do not rule out, in our
adversarial system, counsel raising an argument that might satisfy a court that
a true question of jurisdiction exists and applies in a particular case. The
practical approach is to direct the courts and counsel that at this time, true
questions of jurisdiction will be exceptional and, should the occasion arise,
to address in a future case whether such category is indeed helpful or
necessary.
[43]
With respect, Justice Cromwell’s reasons fail to appreciate that an
invitation to consider whether a true question of jurisdiction or vires
exists in a future case does not raise the specter of the constitutional
guarantee of judicial review being an “empty shell” (para. 103). All decisions
of tribunals are subject to judicial review, including decisions dealing with
the scope of their statutory mandate, even if this Court were to eliminate true
questions of jurisdiction as a separate category attracting a correctness
review. This change would simply end the need for debate around whether the
issue in any given case can be properly characterized as jurisdictional. It
would not preclude judicial review on a reasonableness standard when
interpretation of the home statute of the tribunal is at issue. Nor would it
eliminate correctness review of decisions of tribunals interpreting their home
statute where the issue is a constitutional question, a question of law that is
of central importance to the legal system as a whole and that is outside the
adjudicator’s expertise, or a question regarding the jurisdictional lines
between competing specialized tribunals. See Alliance, at para. 26,
citing Dunsmuir, at paras. 58-61, and Nor-Man Regional Health
Authority Inc. v. Manitoba Association of Health Care Professionals, 2011
SCC 59, [2011] 3 S.C.R. 616, at para. 35, per Fish J.
[44]
Dunsmuir provided guidance as to how a standard of review might
be determined summarily without requiring a full standard of review analysis.
One method was to identify the nature of the question at issue, which would
normally or, I say, presumptively determine the standard of review. Contrary
to the view of my colleague in para. 97, I would not wish to retreat to the
application of a full standard of review analysis where it can be determined
summarily.
[45]
At para. 89, Binnie J. suggests that “[i]f the issue before
the reviewing court relates to the interpretation and application of a
tribunal’s ‘home statute’ and related statutes that are also within the core
function and expertise of the decision maker, and the issue does not raise
matters of legal importance beyond administrative aspects of the statutory
scheme under review, the Court should afford a measure of deference under the
standard of reasonableness.” With respect, I think Binnie J.’s isolating
matters of general legal importance as a stand-alone basis for correctness
review is not consistent with what this Court has said in Dunsmuir, Alliance,
Canada (Canadian Human Rights Commission) and Nor-Man.
[46]
At para. 22 of Canada (Canadian Human Rights Commission), LeBel
and Cromwell JJ. state:
On the other hand, our Court has reaffirmed that general
questions of law that are both of central importance to the legal system
as a whole and outside the adjudicator’s specialized area of expertise, must
still be reviewed on a standard of correctness, in order to safeguard a basic
consistency in the fundamental legal order of our country. [Emphasis added.]
In other words, since Dunsmuir, for
the correctness standard to apply, the question has to not only be one of central
importance to the legal system but also outside the adjudicator’s
specialized area of expertise.
[47]
At paras. 85-87, Binnie J. reintroduces from his concurring reasons in Dunsmuir
the concept of variable degrees of deference. The majority reasons in Dunsmuir
do not recognize variable degrees of deference within the reasonableness
standard of review and with respect neither do the reasons in Canada
(Canadian Human Rights Commission). Once it is determined that a review is
to be conducted on a reasonableness standard, there is no second assessment of
how intensely the review is to be conducted. The judicial review is simply
concerned with the question at issue. A review of a question of statutory
interpretation is different from a review of the exercise of discretion. Each
will be governed by the context. But there is no determination of the
intensity of the review with some reviews closer to a correctness review and
others not.
[48]
The Commissioner’s interpretation of s. 50(5) PIPA relates to the
interpretation of his own statute, is within his expertise and does not raise
issues of general legal importance or true jurisdiction. His decision that an
inquiry does not automatically terminate as a result of his extending the
90-day period only after the expiry of that period is therefore reviewable on
the reasonableness standard.
[49]
The oral reasons given by the chambers judge did not involve an
extended discussion of the appropriate standard of review. Marshall J. assumed
that Dunsmuir stood for the principle that “the standard of correctness
still applies to matters of jurisdiction and some other matters of law” (at
para. 10), and then held that the timelines question was reviewable on a
standard of correctness. As I have explained, the timelines question is
neither a true jurisdictional question nor any other type of question of law that attracts a correctness standard.
[50]
For its part, the majority of the Alberta
Court of Appeal appears to have held that, since the adjudicator provided no reasons
for the decision, it was not necessary to determine the appropriate standard of
review in the administrative law sense. The reasons of the majority suggest
that, in these circumstances, the Court of Appeal could simply
apply the standard of appellate review for questions of law, i.e., correctness.
With respect, this approach cannot be maintained. Had the issue been raised
before the adjudicator, it would have been subject to review on a
reasonableness standard. Where the reviewing court finds that the tribunal has
made an implicit decision on a critical issue, the deference due to the
tribunal does not disappear because the issue was not raised before the
tribunal.
[51]
In the present case, the adjudicator, by completing the
inquiry, implicitly decided that extending the 90-day period for completion of
an inquiry after the expiry of that period did not result in the automatic
termination of the inquiry. However, as the issue was never raised and the
decision was merely implicit, the adjudicator provided no reasons for her
decision. It is therefore necessary to address how a reviewing court is to
apply the reasonableness standard in such circumstances.
[52]
In Dunsmuir, the majority explained (at
paras. 47-48):
In judicial review,
reasonableness is concerned mostly with the existence of justification,
transparency and intelligibility within the decision-making process. But it is
also concerned with whether the decision falls within a range of possible,
acceptable outcomes which are defensible in respect of the facts and law.
. .
. We agree with David Dyzenhaus where he states that the concept of “deference
as respect” requires of the courts “not submission but a respectful attention
to the reasons offered or which could be offered in support of a decision”:
“The Politics of Deference: Judicial Review and Democracy”, in M. Taggart, ed.,
The Province of Administrative Law (1997), 279, at p. 286 . . . .
Obviously, where the
tribunal’s decision is implicit, the reviewing court cannot refer to the
tribunal’s process of articulating reasons, nor to justification, transparency
and intelligibility within the tribunal’s decision-making process. The
reviewing court cannot give respectful attention to the reasons offered because
there are no reasons.
[53]
However, the direction that a reviewing court
should give respectful attention to the reasons “which could be offered in
support of a decision” is apposite when the decision concerns an issue that was
not raised before the decision maker. In such circumstances, it may well be that
the administrative decision maker did not provide reasons because the
issue was not raised and it was not viewed as contentious. If there exists a
reasonable basis upon which the decision maker could have decided as it did,
the court must not interfere.
[54]
I should not be taken here as suggesting that
courts should not give due regard to the reasons provided by a tribunal when
such reasons are available. The direction that courts are to give respectful
attention to the reasons “which could be offered in support of a decision” is
not a “carte blanche to reformulate a tribunal’s decision in a way that casts
aside an unreasonable chain of analysis in favour of the court’s own rationale
for the result” (Petro-Canada v. Workers’ Compensation Board (B.C.),
2009 BCCA 396, 276 B.C.A.C. 135, at paras. 53 and 56). Moreover, this direction
should not “be taken as diluting the importance of giving proper reasons for an
administrative decision” (Canada (Citizenship and Immigration) v. Khosa,
2009 SCC 12, [2009] 1 S.C.R. 339, at para. 63, per Binnie J.). On the
contrary, deference under the reasonableness standard is best given effect when
administrative decision makers provide intelligible and transparent
justification for their decisions, and when courts ground their review of the
decision in the reasons provided. Nonetheless, this is subject to a duty to
provide reasons in the first place. When there is no duty to give reasons
(e.g., Canada (Attorney General) v. Mavi, 2011 SCC 30, [2011] 2 S.C.R.
504) or when only limited reasons are required, it is entirely appropriate for
courts to consider the reasons that could be offered for the decision when
conducting a reasonableness review. The point is that parties cannot gut the
deference owed to a tribunal by failing to raise the issue before the tribunal
and thereby mislead the tribunal on the necessity of providing reasons.
[55]
In some cases, it may be that a reviewing court
cannot adequately show deference to the administrative decision maker without
first providing the decision maker the opportunity to give its own reasons for
the decision. In such a case, even though there is an implied decision, the
court may see fit to remit the issue to the tribunal to allow the tribunal to
provide reasons. However, remitting the issue to the tribunal may undermine the
goal of expedient and cost-efficient decision making, which often motivates the
creation of specialized administrative tribunals in the first place.
Accordingly, remitting the issue to the tribunal is not necessarily the appropriate
option available to a court when it is asked to review a tribunal’s implied
decision on an issue that was not raised before the tribunal. Indeed, when a
reasonable basis for the decision is apparent to the reviewing court, it will
generally be unnecessary to remit the decision to the tribunal. Instead, the
decision should simply be upheld as reasonable. On the other hand, a reviewing
court should show restraint before finding that an implied decision on an issue
not raised before the tribunal was unreasonable. It will generally be
inappropriate to find that there is no reasonable basis for the tribunal’s
decision without first giving the tribunal an opportunity to provide one.
This, of course, assumes that the Court has thought it appropriate in the
particular circumstances to allow the issue to be raised for the first time on
judicial review. Care must be taken not to give parties an opportunity for a
second hearing before a tribunal as a result of their failure to raise at the
first hearing all of the issues they ought to have raised.
C. Application of the Reasonableness Standard in This
Case
[56]
In the present case, the Court need not look far
to discover a reasonable basis for the adjudicator’s decision. The Commissioner
and his delegated adjudicators have considered the issue, as it relates to s.
50(5) PIPA and to the similarly worded s. 69(6) of the Freedom of
Information and Protection of Privacy Act, R.S.A. 2000, c. F-25 (“FOIPA”),
on numerous occasions and have provided a consistent analysis. The existence of
other decisions of a tribunal on the same issue can be of assistance to a
reviewing court in determining whether a reasonable basis for the tribunal’s
decision exists. In this case, a review of the reasons of the Commissioner and
the adjudicators in other cases allows this Court to determine without
difficulty that a reasonable basis exists for the adjudicator’s implied
decision in this case. Indeed, in the circumstances here, it is safe to assume
that the numerous and consistent reasons in these decisions would have been the
reasons of the adjudicator in this case.
[57]
In Order P2008-005; College of Alberta
Psychologists, December 17, 2008, O.I.P.C., the Commissioner’s delegated
adjudicator considered the issue of whether there could be an extension after
the expiry of the 90-day period under s. 50(5) PIPA. Adopting the
Commissioner’s analysis of s. 69(6) FOIPA in Order F2006-031;
Edmonton Police Service, September 22, 2008, O.I.P.C., as applicable to s.
50(5) PIPA, she decided that “time extensions under section 50(5) can be
done after expiry of the 90-day period” (para. 27). She looked at the text of
s. 50(5) PIPA and reasoned that “[t]he placing of the phrase ‘within 90
days’ is such that this modifier refers only to the time within which the inquiry
must be completed, rather than to a time within which the extension must be
done” (para. 27). She went on to explain that, if “there is ambiguity, a
purposive interpretation of section 50, in the context of the entire Act, leads
to the conclusion that the purpose of the Act would be best served if the
provision were interpreted as permitting an extension after 90 days” (para.
27).
[58]
Finally, her interpretation of s. 50(5) was
informed by practical realities of procedures under PIPA, which could
make it impossible for adequate notice, including an anticipated date of
completion, to be provided before the expiry of 90 days. In the case before
her,
at the time the 90 days expired, the interviews
with the parties had not yet been completed. Indeed, because the mediator was
not appointed until after further information had been sought and obtained from
the Applicant, the mediation process was only commencing. At that time, it was
impossible to know whether there would be a need for an inquiry. It makes no
sense to speak of anticipating a date for completion of an inquiry until the
inquiry itself can be anticipated in the sense of being expected. . . . It was
only after it became clear that the mediation had failed and the matter would
go to inquiry that it became necessary to undertake the next phase. [para. 36]
[59]
In my view, it was reasonable to interpret s.
50(5) PIPA in a manner consistent with s. 69(6) FOIPA. Both
provisions govern inquiries conducted by the Commissioner. The two provisions
are identically structured and use almost identical language. For ease of
reference, I repeat that s. 50(5) PIPA then provided:
50 . . .
(5) An inquiry into a matter that is the subject of a written request
referred to in section 47 must be completed within 90 days from the day that
the written request was received by the Commissioner unless the Commissioner
(a) notifies
the person who made the written request, the organization concerned and any
other person given a copy of the written request that the Commissioner is
extending that period, and
(b) provides an anticipated date for the completion of the review.
[60]
Section 69(6) FOIPA provides:
69 . . .
(6) An inquiry under this section must be completed within 90 days
after receiving the request for the review unless the Commissioner
(a) notifies
the person who asked for the review, the head of the public body concerned and
any other person given a copy of the request for the review that the
Commissioner is extending that period, and
(b) provides an anticipated date for the completion of the review.
[61]
Given that the reasons in Order P2008-005
adopted the Commissioner’s reasoning in Order F2006-031, the analysis in
Order F2006-031 can provide further assistance in determining the
existence of a reasonable basis for the adjudicator’s implied decision in this
case. Indeed, the Commissioner and his delegated adjudicators have repeatedly
relied upon the detailed reasoning in Order F2006-031 when deciding
whether there can be an extension after 90 days under s. 69(6) FOIPA (see
Order F2008-013; Edmonton (Police Service) (Re), [2008] A.I.P.C.D. No.
71 (QL); Order F2007-014; Edmonton (Police Service) (Re), [2008]
A.I.P.C.D. No. 72 (QL); Order F2008-003; Edmonton Police Service,
December 12, 2008, O.I.P.C.; Order F2008-016; Edmonton (Police Service) (Re),
[2008] A.I.P.C.D. No. 82 (QL); Order F2008-017; Edmonton (Police Service) (Re),
[2008] A.I.P.C.D. No. 79 (QL); Order F2008-005; Edmonton (Police Service)
(Re), [2008] A.I.P.C.D. No. 81 (QL); Order F2008-018; Edmonton (Police
Service) (Re), [2009] A.I.P.C.D. No. 3 (QL); Order F2008-027; Edmonton
(Police Service) (Re), [2009] A.I.P.C.D. No. 20 (QL); Order F2007-031;
Grande Yellowhead Regional Division No. 35, November 27, 2008, O.I.P.C.).
[62]
In Order F2006-031, the Commissioner
considered the text of the provision, finding that
[s]ection
69(6) does not expressly state whether I must notify the parties that I am
extending the 90 days and provide an anticipated date for completion of the
review before the 90-day period expires. Placing the phrase “within 90 days” at
the beginning of the provision makes it unclear whether the phrase is meant to
refer to (i) the duty to complete the inquiry, as set out in the beginning of
the provision, or (ii) the power in section 69(6)(a) and section 69(6)(b) to
extend the 90-day period.
In
my view, the placement of the phrase “within 90 days” indicates that the 90
days refers only to my duty to complete the inquiry, and does not refer to my
power to extend the 90-day period in section 69(6)(a) and section 69(6)(b).
[paras. 53-54]
[63]
In my view, this is a reasonable interpretation
of the text of s. 69(6) FOIPA and of s. 50(5) PIPA. The placement
of “within 90 days” suggests that it may refer to the completion of the inquiry
and not to providing an extension.
[64]
The ATA submits that interpreting s. 50(5) PIPA
to allow an extension after the expiry of 90 days would render the
requirements of notice nugatory (Factum, at para. 75). I do not agree. The mere
fact that an extension and an anticipated date for completion is given after
the expiry of 90 days does not eliminate its value in keeping the parties
informed of the progression of the process. As the Commissioner noted, in most
cases that progress to an inquiry, the parties will be involved in the process
and will know that it will not be completed within 90 days (Order F2006-031,
at para. 58). Even if provided after 90 days, the notice of extension, which
includes an anticipated date for completion, still provides information to the
parties about how the matter is progressing and when the parties can expect it
to be completed.
[65]
The ATA argues that the principle of statutory
interpretation, expressio unius est exclusio alterius, leads to
the conclusion that an extension must be made before the expiry of 90 days:
when the legislature intended to allow an extension to be made either before or
after the expiry of a time period; it said so expressly. The now repealed s.
54(5) PIPA authorized a court to, “on application made either before
or after the expiry of the period referred to in subsection (3) [i.e., 45
days], extend that period if the court considers it appropriate to do so”.
According to the ATA, absence of such language in s. 50(5) PIPA necessarily
implies that the legislature did not intend for the Commissioner to be able to
extend the period for completion of an inquiry “before or after” the 90-day
period has expired (Factum, at para. 76).
[66]
This argument, while having some merit, is far
from determinative. As Justice Berger pointed out, there are also many
statutory provisions in Alberta that expressly restrict extensions to those
granted before expiry of a time period (at para. 57, citing Credit Union Act,
R.S.A. 2000, c. C-32, s. 13; Expropriation Act, R.S.A. 2000, c. E-13, s.
23, Garage Keepers’ Lien Act, R.S.A. 2000, c. G-2, s. 6(3); Insurance
Act, R.S.A. 2000, c. I-3, s. 796; Land Titles Act, R.S.A. 2000, c.
L-4, s. 140; Legal Profession Act, R.S.A. 2000, c. L-8, s. 80(3); and Loan
and Trust Corporations Act, R.S.A. 2000, c. L-20, s. 257). I agree with
Justice Berger that, “when . . . the provision is silent as to when an
extension of time can be granted, there is no presumption that silence means
that the extension must be granted before expiry” (para. 58). I am therefore
unable to conclude that the expressio unius principle renders the
adjudicator’s interpretation unreasonable.
[67]
The Commissioner developed his analysis by
relying on established principles of statutory interpretation to resolve any
potential ambiguity through a purposive interpretation of the provision. He
explained:
To the extent that there is
any ambiguity, by interpreting section 69(6) purposively as I will do below,
the provision allows me to extend the time after the 90-day period expires.
In
Ruth Sullivan, Sullivan and Driedger on the Construction of Statutes, 4th
Edition, (Markham, Ontario: Butterworths Canada Ltd., 2002), the author quotes
Duff C.J. in McBratney v. McBratney (1919), 59 S.C.R. 550.
Duff, C.J. set out the principles that govern judicial reliance on
purpose in interpretation, in order to resolve ambiguity. The first of
these principles set out by Ruth Sullivan at page 219 is:
If
the ordinary meaning of legislation is ambiguous, the interpretation that best
accords with the purpose of the legislation should be adopted. [paras. 54-55]
[68]
Referring to s. 2(b) FOIPA, the
Commissioner affirmed that the purpose of FOIPA was “to provide a
mechanism for controlling the collection, use and disclosure of personal
information by public bodies”, which FOIPA achieves “by giving [the
Commissioner] the power to review the collection, use and disclosure of
personal information” (para. 57). In his view, the specific purpose of s. 69(6)
FOIPA was “to ensure that such reviews are conducted in a timely way,
and also that parties are kept aware of the timing of the process so they may
participate and plan their affairs accordingly” (para. 57). The purpose of FOIPA
is uncontroversial, as it is expressly articulated at s. 2(b). I consider
the Commissioner’s view of the purpose of s. 69(6) FOIPA to be
reasonable. It is similarly reasonable to determine that the purpose of s.
50(5) PIPA is to ensure timely completion of reviews and to keep the
parties informed about the process.
[69]
According to the Commissioner, “[i]n most cases
that advance to inquiry . . . at the time the 90-day period expires, the
inquiry process has been fully engaged and is progressing with the
participation of the parties. Because they are involved, the parties are fully
aware that the process will continue beyond 90 days” (para. 58). For this
reason, the Commissioner did “not believe that the goal of a timely resolution
of issues, and of keeping the parties informed, would be advanced by requiring
[him] to formally communicate to the parties within 90 days something they
already know: that the matter will not be completed within 90 days” (para. 58).
[70]
The Commissioner then addressed the practical
difficulty of satisfying the s. 69(6)(b) FOIPA requirement to provide an
anticipated date of completion with the extension if the extension must
necessarily be made within 90 days. He pointed out that s. 68 FOIPA empowers
him to authorize a mediation upon receipt of a request for review. The
mediation itself could take up some or all of the 90 days. If the mediation is
unsuccessful or mediation is not authorized, the matter would move to inquiry.
An inquiry must accord the parties procedural fairness, which can mean
accommodating requests for adjournments, to adduce further evidence and to
adjourn to review and make submissions on the new evidence. In short, the
Commissioner explained that “the parties, as much as [he], have carriage of the
matter” and that “[t]he time within which the matter will be completed is
largely determined by their actions, schedules and the issues they raise”
(para. 62). For this reason, it may not be feasible for the Commissioner to
provide an anticipated date for completion within 90 days and the parties are
well aware of how the matter is progressing in any event (paras. 59-62).
[71]
The Commissioner therefore concluded that
neither the purpose of the [FOIPA]
in general nor section 69(6) in particular is advanced by interpreting the
provision as creating an absolute “deadline”, beyond which a proceeding that is
underway cannot continue unless I have, before the 90 days expires, expressly
stated that the matter will continue beyond 90 days, and projected a new final
date for completion. [para. 63]
[72]
In my view, the Commissioner’s reasoning in
support of his conclusion that extending the period for completion of an
inquiry after the expiry of 90 days does not result in the automatic
termination of the inquiry under s. 69(6) FOIPA satisfies the values of
justification, transparency and intelligibility in administrative decision
making. The decision is carefully reasoned, systematically addressing: (i) the
text of the provision, (ii) the purposes of FOIPA in general and of s.
69(6), in particular, and (iii) the practical realities of conducting inquiries
drawn from the Commissioner’s experience administering FOIPA. It was
reasonable for the Commissioner’s delegated adjudicator, in Order P2008-005,
to adopt this detailed reasoning and apply it to s. 50(5) PIPA. I
therefore have no difficulty concluding that there exists a reasonable basis
for the adjudicator’s implied decision in this case that extending the 90-day
period after the expiry of that period did not terminate the process.
D. The Mandatory/Directory Distinction Does Not Arise in This
Case
[73]
The parties, the trial judge and the Court of
Appeal all approached the timelines issue as though it engaged the distinction
between mandatory and directory legislative provisions. R. W. Macaulay and J.
L. H. Sprague succinctly explain the mandatory/directory distinction as
follows:
Where
a provision is imperative it must be complied with. The consequence of failing
to comply with an imperative provision will vary depending on whether the
imperative direction is mandatory or directory. Failing to comply with a
mandatory direction will render any subsequent proceedings void while failing
to comply with [a] directory command will not result in such invalidation
(although the person to whom the command was directed will not be relieved from
the duty of complying with it . . . .
(Practice
and Procedure Before Administrative Tribunals (loose-leaf), vol. 3, pp.
22-126 to 22-126.1)
[74]
This Court has previously expressed doubt as to
the usefulness of the mandatory/directory distinction. In British Columbia
(Attorney General) v. Canada (Attorney General), [1994] 2 S.C.R. 41,
Iacobucci J. affirmed that
[t]he “mandatory” and “directory”
labels themselves offer no magical assistance as one defines the nature of a
statutory direction. Rather, the inquiry itself is blatantly result-oriented. .
. . Thus, the manipulation of mandate and direction is, for the most part, the
manipulation of an end and not a means. In this sense, to quote again from Reference
re Manitoba Language Rights, [[1985] 1 S.C.R. 721], the principle is “vague
and expedient” (p. 742). This means that the court which decides what is
mandatory, and what is directory, brings no special tools to bear upon the
decision. The decision is informed by the usual process of statutory
interpretation. [p. 123]
[75]
In any event, the mandatory/directory
distinction does not arise in this case. This distinction is concerned with the
consequences of failing to comply with a legislative direction. Here, we
are not dealing with the consequences of the Commissioner’s failure to comply
with s. 50(5) PIPA. Instead, we are concerned with interpreting the
statute to determine when s. 50(5) PIPA requires the Commissioner to
extend the period for completion of an inquiry. The issue was not “what is the
consequence of non-compliance with the provision?”, but “did the adjudicator
comply with the provision?”.
[76]
Therefore, I do not agree with Marshall J. that
the finding in Kellogg Brown and Root Canada that the requirements of s.
50(5) PIPA are mandatory is “entirely applicable here” (para. 12).
Rather, I would adopt the adjudicator’s analysis in Order P2008-005 in
which she explains that Kellogg Brown and Root Canada has no application
to a case such as this one where the Commissioner provides an extension after
90 days. The decision in that case was premised on the fact that no time
extension was ever issued (at para. 27, citing para. 14 of Kellogg Brown
and Root Canada). For that reason, the consequences of non-compliance with
s. 50(5) PIPA arose in Kellogg Brown and Root Canada, but they do
not arise here. As the matter is not before this Court, it is not necessary to
comment on the conclusion in Kellogg Brown and Root Canada that s. 50(5)
PIPA imposes a mandatory direction.
V. Conclusion
[77]
I would allow the appeal with costs in this
Court and in the Court of Appeal and reinstate the adjudicator’s decision on
the timelines issue. In accordance with the recommendation of the
Commissioner, the matter is remitted to the chambers judge to consider the
issues not previously dealt with and resolved in the judicial review.
The
reasons of Binnie and Deschamps JJ. were delivered by
[78]
Binnie J. — My colleagues Rothstein J. and Cromwell J. have staked out
compelling positions on both sides of the argument about the role, function and
even the existence of “true questions of jurisdiction or vires”. While
I agree with much that is said by both colleagues, I find myself occupying a
middle ground which, given the importance of the issue, I believe is worth
defending. I therefore append these brief reasons concurring in the result.
[79]
I agree with Cromwell J. that the concept of
jurisdiction is fundamental to judicial review of administrative tribunals and,
more generally, to the rule of law. Administrative tribunals operate within a
legal framework which is both dictated by s. 96 of the Constitution Act,
1867 , and limited by their respective statutory mandates. The courts, not
the tribunals, determine the outer limits of those mandates. Cromwell J. puts
the point succinctly, at para. 98, when he writes that within the limits
imposed by the Constitution,
[t]he fact that a provision is in the
tribunal’s own statute or statutes closely connected to its function with which
it will have particular familiarity thus may well be an important indicator
that the legislature intended to leave its interpretation to the tribunal. But
there are legal questions in “home” statutes whose resolution the legislature
did not intend to leave to the tribunal; indeed, it is hard to imagine where
else the limits of a tribunal’s delegated power are more likely to be set out.
[80]
On the other hand, just because the notion of a
“true question of jurisdiction or vires” works well at the conceptual
level does not mean that it is helpful at the practical everyday level of
deciding whether or not the courts are entitled to intervene in a particular
administrative decision. On this point, Cromwell J. adopts, at para. 95, the
deeply problematic statement by the Dunsmuir majority that jurisdiction
should be understood in the “narrow sense of whether or not the tribunal had
the authority to . . . decide a particular matter” (Dunsmuir v. New
Brunswick, 2008 SCC 9, [2008] 1 S.C.R. 190, at para. 59). As Professor D.
Mullan pointed out in “Dunsmuir v. New Brunswick, Standard of Review and
Procedural Fairness for Public Servants: Let’s Try Again!” (2008), 21 C.J.A.L.P.
117, at pp. 126-30, this formulation was not narrow but so broad as to risk
bringing back from the dead the preliminary question jurisprudence from which
Cromwell J. endeavours to dissociate himself, which reached its unfortunate zenith
in Metropolitan Life Insurance Co. v. International Union of Operating
Engineers, Local 796, [1970] S.C.R. 425, and Bell v. Ontario
Human Rights Commission, [1971] S.C.R. 756.
[81]
In response to this controversy about vires
and jurisdiction, Rothstein J. lays down the sweeping proposition that “it is
sufficient in these reasons to say that, unless the situation is exceptional,
and we have not seen such a situation since Dunsmuir, the interpretation
by the tribunal of ‘its own statute or statutes closely connected to its
function, with which it will have particular familiarity’ should be presumed to
be a question of statutory interpretation subject to deference on judicial
review” (para. 34). Cromwell J. says, disapprovingly, that in the absence of
further guidance, such a presumption is unlikely to be of “any assistance to
reviewing courts” (para. 92). His solution, on the other hand, would be to
return us to a “more thorough examination of legislative intent when a
plausible argument is advanced that a tribunal must interpret a particular
provision correctly” (para. 99). This “thorough examination” is to be based on
a variation of the pragmatic and functional test associated with Pushpanathan
v. Canada (Minister of Citizenship and Immigration), [1998] 1 S.C.R. 982,
as repositioned in Dunsmuir. I do not think, with respect, that
generalities about “legislative intent” are any more likely to provide quick
and straightforward “assistance to reviewing courts” than Rothstein J.’s offer
of a presumption.
[82]
It may be recalled that the willingness of the
courts to defer to administrative tribunals on questions of the interpretation
of their “home statutes” originated in the context of elaborate statutory
schemes such as labour relations legislation. In such cases, the tribunal
members were not only better versed in the practicalities of how the scheme
could and did operate, but in many cases, the legislature tried to curb the
enthusiasm of the courts to intervene by inserting explicit privative clauses.
Over the years, acceptance of judicial deference grew even on questions of law
(see, e.g., Pezim v. British Columbia (Superintendent of Brokers),
[1994] 2 S.C.R. 557), but never to the point of presuming, as Rothstein J.
does, that whenever the tribunal is interpreting its “home statute” or
statutes, it is entitled to deference. It is not enough, it seems to me, to
say that the tribunal has selected one from a number of interpretations of a
particular provision that the provisions can reasonably bear, no matter how
fundamentally the tribunal’s legal opinion affects the rights of the parties
who appear before it. On issues of procedural fairness or natural justice, for
example, the courts should not defer to a tribunal’s view of the extent to
which its “home statute” permits it to proceed in what the courts conclude is
an unfair manner.
[83]
The middle ground between Cromwell J. and
Rothstein J., it seems to me, lies in the more nuanced approach recently
adopted by the Court in Canada (Canadian Human Rights Commission) v. Canada
(Attorney General), 2011 SCC 53, [2011] 3 S.C.R. 471 (“CHRC”), where
it was said that “if the issue relates to the interpretation and application of
its own statute, is within its expertise and does not raise issues of
general legal importance, the standard of reasonableness will generally
apply and the Tribunal will be entitled to deference” (para. 24 (emphasis
added)). Rothstein J. puts aside the limiting qualifications in this passage
when he comes to formulating his presumption, which is triggered entirely by
the location of the controversy in the “home statute”.
[84]
CHRC is also
helpful in emphasizing the expression “issues of general legal importance” and
downplaying (while citing) the Dunsmuir majority’s more extravagant
requirement of a question of law “of central importance to the legal system as
a whole” (para. 60). While judicial self-citation is generally to be avoided, I
feel encouraged by CHRC to resuscitate what I said on this point in my
concurring reasons in Dunsmuir:
It is, with respect, a distraction to
unleash a debate in the reviewing judge’s courtroom about whether or not a
particular question of law is “of central importance to the legal system as a
whole”. It should be sufficient to frame a rule exempting from the correctness
standard the provisions of the home statute and closely related statutes which
require the expertise of the administrative decision maker (as in the labour
board example). Apart from that exception, we should prefer clarity to
needless complexity and hold that the last word on questions of general law
should be left to judges. [para. 128]
I would interpret the reference in CHRC
to “issues of general legal importance” as being to issues whose resolution has
significance outside the operation of the statutory scheme under
consideration. After all, some administrative decision makers have
considerable legal expertise and resources. Others have little or none.
[85]
What then is involved in a “reasonableness”
review of a tribunal’s interpretation of its home statute? The Dunsmuir majority
said that “[t]ribunals have a margin of appreciation within the range of
acceptable and rational solutions” (para. 47). It is clear that “the range of
acceptable and rational solutions” is context specific and varies with the circumstances
including the nature of the issue under review. In CHRC, the reviewing
court was called on to judicially review a tribunal’s decision that its home
statute gave it the statutory power to award costs. On appeal, the Court
applied a “reasonableness” standard (referring at several points to the issue
being within the “core function and expertise of the Tribunal”, e.g., at para.
25). The reasonableness analysis nevertheless followed the well-worn path of
Driedger’s golden rule and Rizzo & Rizzo Shoes Ltd. (Re), [1998] 1
S.C.R. 27 (E. A. Driedger, Construction of Statutes (2nd ed. 1983)). In
other words, the intensity of scrutiny was not far removed from a correctness
analysis, in my respectful opinion, just as was the case in Dunsmuir
itself.
[86]
In matters of general policy or broad
discretion, on the other hand, the courts also apply “reasonableness” but with
a much less aggressive attitude. In Canada (Citizenship and Immigration) v.
Khosa, 2009 SCC 12, [2009] 1 S.C.R. 339, for example, the question was pure
policy, namely whether Mr. Khosa had shown “sufficient humanitarian and
compassionate considerations” to warrant, in the opinion of the immigration
appeal board, discretionary relief from a removal order whose validity Mr.
Khosa did not contest.
[87]
In this case, the reasons of both Rothstein J.
and Cromwell J. show a much more intense level of scrutiny of the issue before
the Information and Privacy Commissioner than was the case in Khosa, and
for good reason. “Reasonableness” is a deceptively simple omnibus term which
gives reviewing judges a broad discretion to choose from a variety of levels of
scrutiny from the relatively intense to the not so intense (or, as the Dunsmuir
majority put it, assessing the “degree of deference” (para. 62)). Predictability
is important to litigants and those who try to advise them on whether or not to
initiate proceedings. It remains to be seen in future cases how the
discretion of reviewing judges will be supervised at the appellate level to
achieve such predictability. The Dunsmuir majority noted that
“reasonableness is concerned mostly with the existence of justification,
transparency and intelligibility within the [administrative] decision-making
process” (para. 47). Such values are no less important in the process of
judicial review.
[88]
All of this is challenging enough for the
reviewing judge without superadding to the debate at the working level Cromwell
J.’s search for the elusive “true” question of vires or jurisdiction.
Accordingly, I support Rothstein J.’s effort to euthanize the issue (apart from
legislative provisions which guarantee its survival, as in s. 18.1(4) (a)
of the Federal Courts Act, R.S.C. 1985, c. F-7 ). I would nevertheless
respectfully part company with Rothstein J. in his effort to dilute the
significance of expertise and general legal importance as conditions precedent
to any deference to an administrative tribunal on matters of law, including the
interpretation of its “home statute”.
[89]
The creation of a “presumption” based on
insufficient criteria simply adds a further step to what should be a
straightforward analysis. If the issue before the reviewing court relates to
the interpretation and application of a tribunal’s “home statute” and related
statutes that are also within the core function and expertise of the decision
maker, and the issue does not raise matters of legal importance beyond
administrative aspects of the statutory scheme under review, the Court should
afford a measure of deference under the standard of reasonableness. Otherwise,
in my respectful opinion, the last word on questions of law should be left with
the courts.
The following
are the reasons delivered by
Cromwell J. —
I. Introduction
[90]
I agree with the disposition of this appeal
proposed by my colleague Rothstein J. and, for the most part, with his lucid
and persuasive reasons. I respectfully do not agree, however, with some of my
colleague’s views set out, either expressly or by implication, in paras. 33-46.
[91]
My colleague suggests that true questions of
jurisdiction or vires arise so rarely when a tribunal is interpreting
its home statute that it may be asked whether “the category of true questions
of jurisdiction exists” and further that “the interpretation by the tribunal of
‘its own statute or statutes closely connected to its function, with which it
will have particular familiarity’ should be presumed to be a question of
statutory interpretation subject to deference on judicial review” (para. 34).
There is no indication of how, if at all, this presumption could be
rebutted. I have two difficulties with this position.
[92]
The first difficulty concerns elevating to a
virtually irrefutable presumption the general guideline that a tribunal’s
interpretation of its “home” statute will not often raise a jurisdictional
question. This goes well beyond saying that “[d]eference will usually result”
with respect to such questions (as in Dunsmuir v. New
Brunswick, 2008 SCC 9, [2008] 1 S.C.R. 190, at para. 54)
or that “courts should usually defer when the tribunal is interpreting its own
statute and will only exceptionally apply a correctness standard when
interpretation of that statute raises a broad question of the tribunal’s
authority” (as in Nolan v. Kerry (Canada) Inc., 2009 SCC 39, [2009] 2
S.C.R. 678, at para. 34). In my view this is no “natural extension” of the
approach set out by the majority of the Court in Dunsmuir, as is
made plain by the fact that my colleague does not cite a word from the majority
judgment which supports his position. Creating a presumption without providing
guidance on how one could tell whether it has been rebutted does not, in my
respectful view, provide any assistance to reviewing courts. The second
difficulty concerns the suggestion that jurisdictional questions may not in
fact exist at all. Respectfully, these propositions undermine the foundation
of judicial review of administrative action.
[93]
Dunsmuir was
clear that at the heart of judicial review of administrative action is a
balance between legality and legislative supremacy. On one hand, the principle
of legality requires the courts to ensure that administrative tribunals and
agencies exercise their delegated powers lawfully. This includes the
requirement that “[a]dministrative bodies . . . be correct in their
determinations of true questions of jurisdiction or vires”: Dunsmuir, at para.
59. In other words, there are some questions with respect to which the courts
are obliged to substitute their understanding of the correct answer for the
tribunal’s understanding of the correct answer. On the other hand, the
principle of legislative supremacy means that, in carrying out their functions,
courts must be respectful of legislative intent that these bodies should be
largely undisturbed by the courts in exercising those powers (para. 27). While
courts have the constitutional responsibility “to review administrative action
and ensure that it does not exceed its jurisdiction”, they also must give
effect to legislative supremacy by determining the applicable standard of
judicial review by “establishing legislative intent” (paras. 29-31).
[94]
I agree that the use of the terms “jurisdiction”
and “vires” have often proved unhelpful to the standard of review
analysis. This, however, should not distract us from the fundamental
principles: as a matter of either constitutional law or legislative intent, a
tribunal must be correct on certain issues in the sense that the courts and not
the tribunal have the last word on what is “correct”. These core principles of
judicial review of administrative action were laid down by the Court as
recently as the 2008 decision in Dunsmuir. I therefore can neither agree
with my colleague that the fact that a legislative provision is in a “home
statute” has become a virtually unchallengeable proxy for legislative intent
nor join him in speculating about whether jurisdictional review even exists.
The standard of review analysis not only identifies the limits of the legality
of the tribunal’s actions, but also defines the limits of the role of the
reviewing court. The reviewing court cannot consider the “substantive merits”
of a judicial review application or statutory appeal unless it identifies and
applies the appropriate standard of review. That is what defines those
“substantive merits”.
II. Legislative Intent
[95]
I begin with the significance of the terms
“jurisdiction” and “vires”. I remain of the view that true questions of
jurisdiction or vires exist. As I will explain later in these reasons,
the jurisprudence affirms that they do. However, for the purposes of the
standard of review analysis, I attach little weight to these terms. They add
little to the analysis, and can cause problems. Undue emphasis on the concepts
they embody bedevilled administrative law with preliminary jurisdictional
questions that allowed for undue interference with administrative decisions.
This Court’s jurisprudence has long eschewed an expansive approach to “jurisdiction”
that animated early cases such as Metropolitan Life Insurance Co. v.
International Union of Operating Engineers, Local 796, [1970] S.C.R. 425,
and Bell v. Ontario Human Rights Commission, [1971] S.C.R. 756. As was
wisely said in Canadian Union of Public Employees, Local 963 v. New
Brunswick Liquor Corp., [1979] 2 S.C.R. 227, at p. 233, courts “should not
be alert to brand as jurisdictional . . . that which may be doubtfully so”. In
Dunsmuir, the Court repeated this sentiment and noted that such questions
will be “narrow” and that jurisdiction should be understood in the “narrow
sense of whether or not the tribunal had the authority to make the inquiry . .
. whether its statutory grant of power gives it the authority to decide a
particular matter” (para. 59).
[96]
The touchstone of judicial review is legislative
intent: Dunsmuir, at para. 30. (I put aside situations in which there is
clear legislative intent to prevent judicial review of jurisdiction as such
preclusion is not permitted as a matter of constitutional law: see, e.g., Crevier
v. Attorney General of Quebec, [1981] 2 S.C.R. 220.) This focus means that
whether a question falls into the category of “jurisdictional” is largely
beside the point. What matters is whether the legislature intended that a
particular question be left to the tribunal or to the courts.
[97]
Where the existing jurisprudence has not already
determined in a satisfactory manner the degree of deference to be accorded to
an administrative decision maker operating in a particular statutory scheme,
the courts are to apply a number of relevant factors to the case at hand,
factors which include the presence or absence of a privative clause, the
purpose of the tribunal as determined by interpretation of its enabling
legislation, the nature of the question at issue and the expertise of the
tribunal. These are the concrete criteria, clearly established by the Court’s
jurisprudence, which are used to identify questions that are reviewable for
correctness because the legislature intended the courts to have the last word
on what constitutes a “correct” answer. These questions may be called
“jurisdictional”: see Pushpanathan v. Canada (Minister of Citizenship and
Immigration), [1998] 1 S.C.R. 982, at para. 28. However, labelling them as
such does nothing to assist the analysis. I therefore agree with Rothstein J.
to the extent that he considers that, as analytical tools, the labels of
“jurisdiction” and “vires” need play no part in the courts’ everyday
work of reviewing administrative action.
[98]
As the Court noted in Dunsmuir,
“[d]eference will usually result where a tribunal is interpreting its own
statute or statutes closely connected to its function, with which it will have
particular familiarity” (para. 54 (citations omitted)). The fact that a
provision is in the tribunal’s own statute or statutes closely connected to its
function with which it will have particular familiarity thus may well be an
important indicator that the legislature intended to leave its interpretation
to the tribunal. But there are legal questions in “home” statutes whose
resolution the legislature did not intend to leave to the tribunal; indeed, it
is hard to imagine where else the limits of a tribunal’s delegated power are
more likely to be set out. The majority of the Court in Dunsmuir (at
para. 59) identified an example of such a question by referring to United
Taxi Drivers’ Fellowship of Southern Alberta v. Calgary (City), 2004 SCC
19, [2004] 1 S.C.R. 485. Writing for the Court, Rothstein J. identified another
in Northrop Grumman Overseas Services Corp. v. Canada (Attorney General),
2009 SCC 50, [2009] 3 S.C.R. 309, at para. 10, stating that “[t]he issue on
this appeal is jurisdictional in that it goes to whether the [Canadian
International Trade Tribunal] can hear a complaint initiated by a non-Canadian
supplier”. In reaching this conclusion, the Court noted that this standard of
review had been determined in a satisfactory manner by the existing
jurisprudence (para. 10). Recast to side-step the language of “jurisdiction”
or “vires”, these two cases demonstrate that there are provisions in
home statutes that tribunals must interpret correctly.
[99]
The point is this. The proposition that
provisions of a “home statute” are generally reviewable on a reasonableness
standard does not trump a more thorough examination of legislative intent when
a plausible argument is advanced that a tribunal must interpret a particular
provision correctly. In other words, saying that such provisions in “home”
statutes are “exceptional” is not an answer to a plausible argument that a
particular provision falls outside the “presumption” of reasonableness review
and into the “exceptional” category of correctness review. Nor does it assist
in determining by what means the “presumption” may be rebutted.
[100]
The respondent’s position in this case is that
s. 50(5) of the Personal Information Protection Act, S.A. 2003, c.
P-6.5, is a provision the Commissioner was obliged to interpret correctly.
While the fact that this provision is in the Commissioner’s “home” statute
suggests caution in accepting that characterization of the provision, this
alone does not relieve the reviewing court of examining the provision and the
other relevant factors to determine the legislature’s intent in relation to it.
[101]
When this is done, my view is that the
legislature did not intend to authorize judicial review for correctness of the
Commissioner’s interpretation of s. 50(5). The power to extend time is granted
in broad terms in the context of a detailed and highly specialized statutory
scheme which it is the Commissioner’s duty to administer and under which he is
required to exercise many broadly granted discretions. The respondent’s
contention that s. 50(5) is a provision whose interpretation is reviewable on a
correctness standard should be rejected because, having regard to the nature of
the statutory scheme, the nature of the Commissioner’s broadly conferred duties
to administer that highly specialized scheme, and the nature of the provision
in issue, it was the legislature’s intent to leave to the Commissioner the
question of whether s. 50(5) allowed him to extend the time limit after the 90
days had expired. I therefore agree with my colleague’s conclusion that the
applicable standard of review is reasonableness.
III. Jurisdictional Review
[102]
I do not join my colleague in asking whether the
category of true questions of jurisdiction exists. I have signalled above that
the language of “jurisdiction” or “vires” might be unhelpful in the
standard of review analysis. But I remain of the view that correctness review
exists, both as a matter of constitutional law and statutory interpretation.
This will be true, on occasion, with respect to a tribunal’s interpretation of
its “home” statute. As the Court affirmed in Dunsmuir, “judicial review
is constitutionally guaranteed in Canada, particularly with regard to the
definition and enforcement of jurisdictional limits” (para. 31).
[103]
In the face of such a clear and recent statement
by the Court, I am not ready to suggest, as my colleague does, at para. 34,
that this constitutional guarantee may in fact be an empty shell. To be clear,
this constitutional guarantee does not merely assure judicial review for
reasonableness; it guarantees jurisdictional review on the correctness
standard. Dunsmuir was clear and unequivocal on this point as the
passage I have just cited demonstrates. I think it unfortunate that the Court
should be seen to be engaging in casual questioning of the ongoing authority of
what it said so clearly and so recently. Parliament and the legislatures, as a
matter of constitutional law, cannot oust judicial review for correctness of a
tribunal’s interpretation of jurisdiction limiting provisions. Of course, there
is no suggestion that this principle is engaged in this case.
IV. Conclusion
[104]
I agree with Rothstein J. that the appeal should
be allowed with costs in this Court and in the Court of Appeal; that the
adjudicator’s decision on the timeliness issue should be reinstated; and that
the matter should be remitted to the chambers judge to consider the issues not
dealt with and resolved in the judicial review proceedings.
Appeal
allowed with costs.
Solicitors
for the appellant: Jensen Shawa Solomon Duguid Hawkes, Calgary.
Solicitors
for the respondent: Field, Edmonton.
Solicitor
for the intervener the Attorney General of British
Columbia: Attorney General of British Columbia, Victoria.
Solicitors
for the intervener the Information and Privacy Commissioner of
British Columbia: Heenan Blaikie, Vancouver.
Solicitors for the intervener
the B.C. Freedom of Information and Privacy Association: Hunter
Litigation Chambers Law Corporation, Vancouver.