Docket: T-891-16
T-1197-16
Citation:
2018 FC 52
Ottawa, Ontario, January 19, 2018
PRESENT: The
Honourable Mr. Justice Mosley
BETWEEN:
|
MARCO CALANDRINI
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Applicant
|
and
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THE ATTORNEY
GENERAL OF CANADA
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Respondent
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JUDGMENT AND REASONS
I.
Introduction
[1]
The Applicant, Marco Calandrini, is a Civilian
Member [CM] of the Royal Canadian Mounted Police [RCMP]. In these applications,
pursuant to s 18 and s 18.1 of the Federal Courts Act, RSC 1985, c F-7,
he seeks judicial review of a decision to initiate a conduct board hearing
against him and a decision to extend the prescribed time for making that
decision.
[2]
Responsibilities for the promotion and
maintenance of good conduct within the RCMP are set out in the Code of Conduct
of the RCMP [Code of Conduct]: Royal Canadian Mounted Police Regulations,
2014, SOR/2014-28, Schedule (Code of Conduct of the Royal Canadian Mounted
Police). Decisions regarding any allegation of a breach of the Code of Conduct
against an RCMP Member are made by “conduct authorities”
pursuant to the Commissioner’s Standing Orders (Conduct), SOR/2014-291 [CSO
– Conduct]. There are three levels of conduct authority with
responsibilities which vary according to the severity of the conduct measures
they may impose against a subject member: CSO – Conduct, ss 2–5.
[3]
Decisions made by a conduct authority may be
subject to review by a “review authority”: CSO
– Conduct, s 9. If a review authority determines that the conduct measures
imposed by a conduct authority are clearly unreasonable or disproportionate,
and if it is in the public interest to do so, the review authority may rescind
the measures: CSO – Conduct, s 9(3). The review authority may
then substitute other conduct measures as deemed to be appropriate or initiate
a conduct board hearing into the alleged contravention of the Code of Conduct. The
conduct board may impose conduct measures up to and including dismissal or a
direction to resign: Royal Canadian Mounted Police Act, RSC 1985, c R-10
[RCMP Act or the Act], s 45(4).
[4]
Subsection 41(2) of the Act imposes
a prescription period of one year during which the decision to initiate a
conduct board hearing may be made. Under s 47.4(1) of the Act, the Commissioner
of the RCMP [Commissioner] is authorized to extend that time when justified.
That decision-making power may be delegated by the Commissioner to a member as set
out in s 5(2) of the Act.
[5]
In this matter, there was an investigation into
three alleged violations of the Code of Conduct by the Applicant and conduct
measures were imposed by a conduct authority. A review authority subsequently
determined that the conduct measures were disproportionate to the nature and
circumstances of the contraventions and that a conduct board hearing was
required.
[6]
In Court file T-891-16, the Applicant challenges
the decision of the Commissioner’s designate dated May 12, 2016 to grant an
extension of time under s 47.4(1) of the Act. In file T-1197-16, the Applicant
challenges the decision of the review authority dated May 30, 2016 to initiate
a conduct hearing. As the two applications relate to decisions made in a
continuous sequence of events they were heard one after the other and one
Judgment and Reasons is being issued and will be placed on each file.
II.
Background
[7]
The Applicant was employed as a CM in the Explosives
Training Unit [ETU] which forms part of the Police Sciences School [PSS] of the
Canadian Police College [CPC] in Ottawa, Ontario.
[8]
Mr. Calandrini was one of the subjects of an
investigation into complaints of misconduct at the PSS relating to nudity in
the workplace that had been initiated in April 2014. During the investigation,
he was suspended with pay until December 17, 2014. This investigation was
concluded by an Adjudication Board hearing on December 11, 2014 and the
imposition of five days forfeiture of pay for disgraceful conduct on January 16,
2015. Written reasons for that decision were issued on April 13, 2015.
[9]
On November 25, 2014, allegations of sexual
assault and harassment were brought against Mr. Calandrini by a male co-worker.
The allegations were that Mr. Calandrini had on three occasions between August
31, 2012, and October 29, 2013, touched the buttocks, inner thigh area and
chest of the other employee while making sexually suggestive remarks. The
co-worker objected to the physical contacts when they occurred. He did not
report the incidents until he was told that Mr. Calandrini would be returning
to the workplace. At that time, the complainant sought help from the RCMP
Assistance Program and his union and made a report to the Acting Officer in
Charge [A/OIC] of the PSS.
[10]
On December 2, 2014, upon being informed of the fresh
allegations, the A/OIC directed that a new Code of Conduct investigation be
commenced by the RCMP Professional Responsibility Unit [PRU] pursuant to s
40(1) of the Act. The Applicant was temporarily reassigned to another unit
pending the outcome of the investigation on December 24, 2014.
[11]
In addition to the internal inquiry, the RCMP
notified the Ottawa Police Service [OPS]. The OPS conducted an investigation
but in February 2015 concluded that they would not proceed with criminal
charges. The RCMP investigation then resumed and witness statements were
obtained. On or about April 10, 2015, the RCMP investigation was completed and
the PRU report was provided to the A/OIC. It was then determined that report should
be considered by the Commanding Officer [CO] of the National Headquarters
Division, Chief Superintendent [C/Supt] Marty Chesser as the alleged
contraventions required a more senior conduct authority. As CO of the Division,
C/Supt Chesser could impose a broader range of remedial, corrective or serious
measures under the Code of Conduct.
[12]
The RCMP was at that time implementing new
procedures for the management of discipline inquiries. Under the former
procedures, contraventions of the Code of Conduct were referred to adjudication
boards. This had resulted in substantial backlogs as the boards dealt with both
serious and less serious breaches of the Code. As a result of changes
implemented in 2014, contraventions of the Code which could be dealt with at
the unit, branch or divisional level were referred to the CO’s at each level
for conduct meetings with the subject member. The severity of the conduct
measures that could be imposed, if the contravention was established, depended
on the level of seniority of the CO.
[13]
C/Supt Chesser informed Mr. Calandrini by
memorandum in June 2015 that he had been designated by the Commissioner to act
as the conduct authority with respect to the allegations. C/Supt Chesser stated
in the same memorandum that he considered that if the allegations were
established, a financial penalty in the range of 25 to 30 days of pay would be
considered.
[14]
C/Supt Chesser reviewed the investigation reports
and met with the Applicant on September 10, 2015, to provide him with an
opportunity to respond to the allegations. The investigation was concluded by
October 5, 2015. In his Record of Decision, C/Supt Chesser found that all three
allegations against Mr. Calandrini were substantiated. He imposed a reduction
of five days’ pay for each contravention for a total reduction of 15 days’ pay
as conduct measures under subsection 42(1) of the RCMP Act. Mr.
Calandrini did not appeal the findings or imposition of conduct measures. It
appears from the record that he did not dispute the factual basis of the
allegations when interviewed by the OPS and the PRU.
[15]
In the Record of Decision, C/Supt Chesser stated
that he had taken the following into consideration in determining the
appropriate conduct measures:
· that
Mr. Calandrini accepted responsibility and was cooperative with the Ottawa
Police Service;
· work
record (above-average, work ethic);
· desire
to resolve the matter quickly / at the earliest opportunity.
[16]
The Applicant fulfilled the conduct measures by
forfeiting the total of 15 days’ pay over three consecutive pay periods in
December 2015 and January 2016. It is not clear from the record whether the 5
days imposed by the adjudication board on December 11, 2014 for the other
misconduct was also deducted at this time. On February 18, 2016 he was
suspended again when complaints by members about the RCMP’s handling of the
initial investigation came to the attention of the Commissioner and Deputy
Commissioner (D/Commr) Peter Henschel, the senior officer responsible for the
CPC. As of the date of the hearing of these applications he remained suspended
with pay. The matter had come to the attention of the Commissioner in February
2016 through an email from a RCMP Member. A CBC journalist was also asking to
see a decision, presumably the written reasons of the adjudication board issued
on April 13, 2015.
[17]
Assistant Commissioner [A/Commr] Craig MacMillan
was at that time the RCMP Professional Responsibility Officer [PRO]. In that
role, he had responsibility for three branches of the RCMP concerned with
matters relating to conduct, grievances, employment requirements and public
complaints.
[18]
On January 7, 2016, A/Commr MacMillan met with
C/Supt Chesser and Superintendent [Supt] Joanne Robineau, the Employee
Management Relations Officer for RCMP Headquarters. The purpose of the meeting
was to get feedback on the new conduct management processes roughly a year
after they had come into effect on November 28, 2014. This followed the
enactment of Bill C-42, An Act to amend the Royal Canadian Mounted Police
Act and to make related and consequential amendments to other Acts, 1st
Sess, 41st Parl, 2013, (assented to 19 June 2013) SC 2013, c 18. To that end,
A/Commr MacMillan was meeting with all of the Divisional Commanders across the
country. The object of these meetings was to collect information for a one-year
review presentation about the new procedures scheduled for an RCMP Senior
Management Meeting in late February.
[19]
In preparation for the January 7, 2016 meeting, A/Commr
MacMillan had been given a binder containing a brief summary of Mr.
Calandrini’s file, along with 15 – 20 others relating to conduct and harassment
matters at National HQ. The binder had been prepared by the Workplace Relations
Branch [WRB]. As stated in his affidavit and elaborated upon in
cross-examination, A/Commr MacMillan had only a brief opportunity to do a
cursory review of the binder before the meeting with C/Supt Chesser. He recalls
only a general discussion with C/Supt Chesser regarding the content of the
binder and how the processes had been working over the past year.
[20]
Supt Robineau states in her affidavit that she
recalls C/Supt Chesser discussing the range of sanctions that could be imposed
on a CM at the CPC and what he thought was appropriate. She recalls that
A/Commr MacMillan stated that the conduct decisions made by C/Supt Chesser were
sound, including the present matter at the CPC. A/Commr MacMillan disagrees
with that statement and says that based on his review of the summaries, he did
have concerns with three cases.
[21]
On cross-examination, A/Commr MacMillan acknowledged
that he provided C/Supt Chesser with some feedback regarding the process used
in the conduct hearings and states that any comments regarding specific conduct
decisions, if any, would have been preliminary in nature only and subject to
further review.
[22]
A/Commr MacMillan was designated by the
Commissioner as a review authority for conduct measures imposed under the new regime
pursuant to s 9 of the CSO – Conduct. In that capacity he was also a conduct
authority in respect of the subject member for any decision that he decided to
review. As review authority and on his own initiative, he could review a decision
of a conduct authority to determine if a finding is clearly unreasonable or if
a conduct measure that has been imposed is clearly disproportionate to the
nature and circumstances of the contravention.
[23]
If the review authority determines that a
finding of the conduct authority is clearly unreasonable, or a conduct measure
is clearly disproportionate, and, if it is in the public interest to do so, the
review authority may rescind, vary or augment any conduct measure imposed by
the conduct authority and initiate a hearing in accordance with subsection
41(1) of the Act: CSO – Conduct, ss 9(3).
[24]
On January 8, 2016, the day after the meeting
with D/Supt Chesser and Supt Robineau, A/Commr MacMillan requested a review of
the measures imposed in three cases, including that of the Applicant, by a
conduct advisor to determine if there were any concerns. In his email message,
he stated that there was “no rush”. On
cross-examination, he said that this was because he was conscious of the heavy
burden on the staff in the WRB due to the recent changes. From January 18 to
February 17, 2016, A/Commr MacMillan was on bereavement leave. While on leave,
he remained in contact with his office.
[25]
On February 10, 2016, A/Commr MacMillan became
aware that the Commissioner had asked to meet with someone from the
Professional Responsibility Sector regarding a conduct file for a CM at the CPC.
It appears that this followed the receipt by the Commissioner of an email from
an employee at the college. A/Commr MacMillan was advised that the Commissioner
had been provided with the information he requested by a colleague. The same
day, A/Commr MacMillan sent a follow-up email to the WRB regarding his request
dated January 8, 2016, asking that the response be expedited in anticipation of
his return to the office the following week.
[26]
On February 17, 2016, A/Commr MacMillan attended
a brief meeting with the Commissioner, and several others including C/Supt
Chesser and D/Commr Henschel. A/Commr MacMillan says that at the outset of the
meeting he advised the Commissioner that he had requested an initial review of
the Applicant’s file and would subsequently determine whether a review was
warranted. A/Commr MacMillan says he further explained that, given the nature
of his role in the review process as the review authority, he should refrain
from discussing the details of the Applicant’s file. According to A/Commr
MacMillan, the meeting lasted no more than five minutes. His recollection of
this meeting was supported by handwritten notes made the same day.
[27]
A/Commr MacMillan states in his affidavit that
at no time did he seek input from the Commissioner regarding the
appropriateness of conducting a review under s 9 of the CSO – Conduct of
the Applicant’s conduct file and at no time did the Commissioner ever give him
directions or instructions with respect to his determination of whether a
review was warranted. He acknowledged on cross-examination that the
Commissioner “had a view” about the Calandrini
case.
[28]
Between February 18 and 26, 2016, CBC News
published a series of reports regarding improprieties at the CPC which
identified the Applicant as one of the perpetrators. The articles contained
quotes attributed to the Minister of Public Safety, the Commissioner and D/
Commr Henschel expressing concern about the situation.
[29]
On February 19, 2016, A/Commr MacMillan was
provided with a report prepared by Sgt David Falls of the National Conduct
Management Section (NCMS) and a transit memorandum from C/Supt Mike O’Rielly of
the WRB regarding the Applicant’s conduct file. In his report, Sgt Falls
identified discrepancies between the expected range of conduct measures set out
in the RCMP Conduct Measures Guide with regard to allegations of sexual
harassment and the conduct measures imposed on the Applicant. Absent significant
mitigating factors to be found in the facts of the case, persistent sexual
harassment would justify measures in the aggravated range of 20 days financial
penalty to dismissal, he reported. The Record of Decision, Sgt Falls said, did
not identify factors that would justify the imposition of mitigated conduct
measures.
[30]
In forwarding the report to A/Commr MacMillan,
C/Supt O’Rielly noted that the public interest had not been explicitly
addressed in the conduct measures decision and was a significant factor. In the
absence of a proper justification for the imposition of mitigated conduct
measures, they could be considered as clearly disproportionate in his view.
[31]
There is no limitation period prescribed in the RCMP
Act for the purposes of reviewing the decision of a conduct authority or
the conduct measures that it imposes. However, section 41(2) of the RCMP Act
prescribes that a conduct hearing shall not be initiated against a RCMP
member for an alleged contravention of the Code of Conduct after the expiry of
one year from the time that the alleged contravention and the identity of the subject
member became known to the conduct authority.
[32]
The measures that can be imposed where a review
authority determines that a finding of a conduct authority is clearly
unreasonable, or a conduct measure is clearly disproportionate, without
initiating a hearing, are limited to those measures outlined in s 5(1) of the CSO
– (Conduct) pursuant to s 9(3)(a) and (b) of the CSO – (Conduct).
These include demotions, transfers, suspensions without pay, forfeiture of
annual leave and financial penalties but do not include dismissal. For a review
authority to seek dismissal, the matter must be referred to a conduct board: RCMP
Act, s 45(4).
[33]
The parties agree that the date on which the alleged
contraventions and the Applicant’s identity became known to the conduct authority
was November 25, 2014, being the date on which the A/OIC at the CPC became
aware of the complaints rather than the date on which they were brought to
C/Supt Chesser’s attention. Thus the limitation period set out in s 41(2) of
the RCMP Act expired on November 25, 2015. As noted above, subsection
47.4(1) of the RCMP Act provides that if the Commissioner is satisfied
that the circumstances justify an extension, the Commissioner may, on motion by
the Commissioner or on application, and after giving due notice to any member
affected by the extension, extend the time limited prescribed by s 41(2) of the
RCMP Act.
[34]
On March 1, 2016, the Applicant was served with
a Notice of Application by A/Commr MacMillan for an extension of time to
initiate a conduct hearing. Chief Superintendent (C/Supt) Raj Gill was at that
time designated as the delegated decision-maker for the Commissioner on
applications for extensions under s 47.4(1) of the RCMP Act.
[35]
Over the course of the next two months, A/Commr
MacMillan and the Applicant, with the assistance of a Staff Relations
Representative [SRR], submitted detailed written submissions to C/Supt Gill,
regarding the merits of the application for an extension. For his part, A/Commr
MacMillan listed fourteen factors that he argued justified the extension. These
included, in his view; that there was a clear public interest in ensuring the
RCMP deals properly with complaints of harassment in general and sexual
harassment in particular; the contraventions amounted to serious misconduct and
harassment; a time extension was required in order to preserve the public’s
trust; the decision to initiate the application was not influenced by media
reports or bias; the time-lapse was not significant or long and would not cause
serious prejudice to the subject member’s ability to respond; and there is no
express limitation in s 47.4(1) of the RCMP Act that prevents the
extension of time after the expiry of the limitation period.
[36]
The Applicant, through the SRR, responded with arguments
that the application was statute barred; motivated by negative media attention about
the allegations of misconduct at the CPC; an extension would cause serious
prejudice to his ability to respond to the allegations; there was no reasonable
explanation for the delay; the review was an abuse of process and precluded by
issue estoppel. The delay, he argued, was wholly attributable to administrative
inefficiencies and the review authority’s lack of diligence.
[37]
In reply, A/Commr MacMillan noted that there
were approximately 741 conduct cases during the period of November 28, 2014, to
December 31, 2015, of which about 685 were handled through a conduct meeting.
This represented a significant increase from the 287 annual nine year average
for discipline cases under the previous process. These numbers were helpful, he
submitted, in understanding the context in which the review process operates
and why the RCMP Act provided for an extension of time.
[38]
In a six-page decision letter issued on May 12,
2016, C/Supt Gill noted that the submissions addressed a number of issues
relating to the merits of the review process and that his decision would be
confined to the question of whether an extension of the time limitation was
justified by the circumstances. He then outlined the history of the proceeding,
the applicable legislation, the documentary record, the submissions received
and his mandate as delegated decision-maker.
[39]
C/Supt Gill cited Grewal v Canada (Minister
of Employment and Immigration), [1985] 2 FC 263, [1985] FCJ No 144 (FCA) [Grewal],
for the proposition that the authority to grant an extension “must not be exercised arbitrarily or capriciously and the
limitation period should only be extended when there are sound reasons for
doing so.”
[40]
In his analysis, C/Supt Gill found that s 47.4(1)
of the RCMP Act clearly demonstrated Parliament’s intent that the
Commissioner be authorized to grant an extension of the time limitation in 41(2)
of the RMCP Act where the Commissioner is satisfied that the
circumstances justify such an extension. In this regard, he continued at
paragraph 22:
[…] While Parliament has indicated by
placing time prescription periods on the ability of a conduct authority to
impose a conduct measure or initiate a conduct hearing, in the interest of
ensuring the conduct process move in a timely manner, Parliament has also, by
virtue of subsection 47.4 (1), recognized that in some cases the one-year time
limitations are not realizable, and in order to ensure the viability of the
conduct process, has provided the Commissioner with the extension authority.
[41]
C/Supt Gill found that the time extension had
been requested with due procedural fairness and that there was an absence of a reasonable
apprehension of bias. Both parties had been given a fair chance to be heard, to
receive full disclosure of materials, and sufficient time to respond. He was
persuaded by the arguments advanced by A/Commr MacMillan and summed up his
conclusions in the last two paragraphs:
25. I determine that the delay in
proceedings giving rise to the time extension request is not oppressive nor
excessive, that there would be no serious prejudice caused to the Respondent by
the granting of the time extension, and that the delay has not sufficiently
denied the Respondent access to natural justice or his ability to have a fair
due process.
CONCLUSION:
26. The burden is on the Applicant to
demonstrate that an extension to the limitation period in respect of the
Allegations is justified in the circumstances. Given the totality of the
circumstances, and for the reasons set out above, I am satisfied that an
extension is warranted. Therefore, as previously stated, I grant the extension
from November 25, 2015, until June 2, 2016, a period of twenty-one (21) days
from the date of this decision.
[42]
On May 30, 2016, Assistant Commissioner
(A/Commr) MacMillan, rescinded the previous conduct measures that were imposed
on October 5, 2015, and directed that a conduct hearing be initiated against
the Applicant. The Notice of Decision informed the Applicant that the previous conduct
measures of forfeiture of 15 days’ pay was clearly disproportionate to the
nature and circumstances of the contraventions and that it is in the public
interest to rescind the measures and initiate a conduct hearing pursuant to s
41(1) of the RCMP Act. A Notice of Conduct Hearing issued on June 23,
2016, particularized the contraventions, named the conduct board and
established a schedule for the procedures to follow.
III.
Preliminary matter
[43]
On December 1, 2016, the Court granted a motion,
in part, pursuant to Rule 317 and Rule 318 of the Federal Courts Rules,
SOR/98-106, for the production of additional documents contained within the
Certified Tribunal Record (CTR) that had been withheld by the Respondent.
[44]
The motion resulted in the delivery of
additional documents to the Applicant. One document remained in dispute. This
was a redacted email from Josianne Phenix, to Sgt Falls dated February 10,
2016, regarding information C/Supt Chesser had received from the Conduct
Authority Representative (CAR), prior to making his decision about the conduct
measures to impose. The Applicant sought the content as he believed that it
contained references to precedents as well as the rationale for the conduct authority’s
determination that 15 days forfeiture of penalty was an appropriate penalty. The
Respondent took the position that the redacted content was not relevant as it
was not before the review authority, A/Commr MacMillan, when he made his
decision and was, moreover, protected by solicitor client privilege.
[45]
In my reasons for decision on the motion, I
expressed doubt about the relevance of the email and concluded that the
question of privilege would best be determined on the hearing of the judicial
review application: Calandrini v Canada (AG), 2016 FC 1331, 274 ACWS
(3d) 867. Accordingly, I directed that an unredacted and unedited copy of the
email be filed under seal for review by the Court prior to the hearing. This
was done and the issue is addressed below.
IV.
Relevant Legislation
[46]
The following sections of the RCMP Act are
relevant:
Notice to designated officer
|
Avis — officier désigné
|
41 (1) If it appears to a conduct
authority in respect of a member that the member has contravened a provision
of the Code of Conduct and the conduct authority is of the opinion that the
conduct measures provided for in the rules are insufficient, having regard to
the gravity of the contravention and to the surrounding circumstances, the
conduct authority shall initiate a hearing into the alleged contravention by
notifying the officer designated by the Commissioner for the purpose of this
section of the alleged contravention.
|
41 (1)
Lorsqu’il apparaît à l’autorité disciplinaire d’un membre que celui-ci a
contrevenu à l’une des dispositions du code de déontologie et que, eu égard à
la gravité de la contravention et aux circonstances, les mesures
disciplinaires prévues dans les règles ne seraient pas suffisantes, elle
convoque une audience pour enquêter sur la contravention qui aurait été
commise en signalant celle-ci à l’officier désigné par le commissaire pour
l’application du présent article.
|
Limitation or prescription period
|
Prescription
|
(2) A hearing shall not be initiated
by a conduct authority in respect of an alleged contravention of a provision
of the Code of Conduct by a member after the expiry of one year from the time
the contravention and the identity of that member as the one who is alleged
to have committed the contravention became known to the conduct authority
that investigated the contravention or caused it to be investigated.
|
(2)
L’autorité disciplinaire ne peut convoquer une audience, relativement à une
contravention au code de déontologie qui aurait été commise par un membre,
plus d’un an après que la contravention et l’identité du membre en cause ont
été portées à la connaissance de l’autorité disciplinaire qui tient ou fait
tenir l’enquête.
|
[…]
|
[…]
|
Representation
|
Représentation
|
47.1 (1) Subject to any rules made
under subsection (3) a member or a conduct authority may be represented or
assisted by any person in any
|
47.1 (1) Sous
réserve des règles établies conformément au paragraphe (3), toute personne
peut représenter ou assister un membre ou une autorité disciplinaire :
|
(a) presentation of a grievance under Part III;
|
a) lors de la présentation d’un grief sous le
régime de la partie III;
|
(b) proceeding before a board; or
|
b) lors des procédures tenues devant une
commission;
|
(c) appeal under subsection 45.11(1) or (3).
|
c) lors d’un appel interjeté en vertu des
paragraphes 45.11(1) ou (3).
|
Privilege
|
Secret professionnel
|
(2) If a member or conduct authority
is represented or assisted by another person, communications passing in
confidence between them in relation to the grievance, proceeding or appeal
are, for the purposes of this Act, privileged as if they were communications
passing in professional confidence between the member or the conduct
authority and their legal counsel.
|
(2)
Lorsqu’un membre ou une autorité disciplinaire se fait représenter ou
assister par une autre personne, les communications confidentielles qu’ils
échangent relativement au grief, aux procédures ou à l’appel sont, pour
l’application de la présente loi, protégées comme si elles étaient des
communications confidentielles échangées entre le membre ou l’autorité
disciplinaire et son conseiller juridique.
|
Rules
|
Règles
|
(3) The Commissioner may make rules
prescribing
|
(3) Le
commissaire peut établir des règles pour prescrire :
|
(a) the persons or classes of person who may not represent or assist a
member or conduct authority; and
|
a) quelles sont les personnes ou catégories de
personnes qui ne peuvent représenter ou assister un membre ou une autorité
disciplinaire;
|
(b) the circumstances in which a person may not represent or assist a
member or conduct authority.
|
b) quelles sont les circonstances dans
lesquelles une personne ne peut représenter ou assister un membre ou une
autorité disciplinaire.
|
[…]
|
[…]
|
Extensions of time limitations
|
Prorogation des délais
|
47.4 (1) If the Commissioner is
satisfied that the circumstances justify an extension, the Commissioner may, on
motion by the Commissioner or on application, and after giving due notice to
any member affected by the extension, extend the time limited by any of
subsections 31(2), 41(2), 42(2) and 44(1), for the doing of any act described
in that subsection and specify terms and conditions in connection with the
extension.
|
47.4 (1) Le commissaire, s’il est convaincu que les circonstances le
justifient, peut, de sa propre initiative ou sur demande à cet effet, après
en avoir dûment avisé les membres intéressés, proroger les délais prévus aux
paragraphes 31(2), 41(2), 42(2) et 44(1) pour l’accomplissement d’un acte; il
peut également spécifier les conditions applicables à cet égard.
|
Exception
|
Exception
|
(1.1) The notice shall not be given
if, in the Commissioner’s opinion, giving it might compromise or hinder any
investigation of an offence under an Act of Parliament.
|
(1.1)
Le commissaire n’avise pas les membres intéressés s’il estime que l’avis
risque de compromettre la tenue d’une enquête relativement à une infraction à
une loi fédérale ou d’y nuire.
|
Reference to time
|
Mention du délai
|
(2) Where a time is extended under
this section, any reference in this Act to the time shall be construed as a
reference to the time as so extended.
|
(2)
Lorsqu’il y a prorogation d’un délai en vertu du présent article, toute
mention du délai dans la présente loi s’interprète comme désignant le délai
prorogé.
|
[47]
The following section of the CSO – Conduct
is relevant:
Serious conduct measures
|
Mesures disciplinaires graves
|
5 (1) A conduct authority referred to
in paragraph 2(1)(c) may impose, in addition to any remedial and corrective
conduct measures, one or more of the following serious conduct measures
against a subject member:
|
5 (1) L’autorité
disciplinaire visée à l’alinéa 2(1)c) peut imposer à un membre visé, en plus
des mesures disciplinaires simples et correctives, une ou plusieurs des
mesures disciplinaires graves suivantes :
|
(a) a removal, restriction or modification of duties as specified by
the conduct authority for a period of not more than three years;
|
a) le retrait, la limitation ou la
modification de fonctions qu’elle précise, pour une période d’au plus trois
ans;
|
(b) an ineligibility for promotion for a period of not more than three
years;
|
b) l’inadmissibilité à toute promotion pour
une période d’au plus trois ans;
|
(c) a deferment of pay increment for a period of not more than two
years;
|
c) le report de l’augmentation d’échelon de
la solde pour une période d’au plus deux ans;
|
(d) a reduction to the next lower rate of pay for a period of not more
than two years;
|
d) le retour à l’échelon de la solde
inférieur précédent pour une période d’au plus deux ans;
|
(e) a demotion for a period of not more than three years;
|
e) la rétrogradation pour une période d’au
plus trois ans;
|
(f) a demotion for an indefinite period;
|
f) la rétrogradation pour une période
indéfinie;
|
(g) a transfer to another work location;
|
g) la mutation à un autre lieu de travail;
|
(h) a suspension from duty without pay;
|
h) la suspension sans solde;
|
(i) a forfeiture of annual leave for a period of not more than 160
hours;
|
i) une réduction de la banque de congés
annuels d’au plus cent soixante heures;
|
(j) a financial penalty deducted from the member’s pay.
|
j) une pénalité financière à déduire de la
solde du membre.
|
[…]
|
[…]
|
Conduct boards and persons designated by Commissioner
|
Imposition de mesures par le comité de déontologie
|
(3) Conduct boards and persons who are
designated as conduct authorities by the Commissioner under subsection 2(3)
of the Act may impose any of the measures referred to in subsection 5(1)
against a subject member.
|
(3) La
personne désignée par le commissaire à titre d’autorité disciplinaire en
vertu du paragraphe 2(3) de la Loi et le comité de déontologie peuvent
imposer les mesures mentionnées au paragraphe 5(1).
|
[…]
|
[…]
|
Designation of review authority
|
Désignation d’une autorité de révision
|
9 (1) The Commissioner may designate a
person to be a review authority in respect of decisions made by conduct
authorities and as the conduct authority in respect of the subject member for
any decision that the review authority decides to review.
|
9 (1)
Le commissaire peut désigner une personne à titre d’autorité de révision à
l’égard des décisions rendues par toute autorité disciplinaire. Lorsqu’elle
révise une décision l’autorité de révision est désignée à titre d’autorité
disciplinaire du membre visé.
|
Reason for review
|
Objet de la révision
|
(2) A review authority may, on their
own initiative, review a decision to determine if a finding is clearly unreasonable
or a conduct measure is clearly disproportionate to the nature and
circumstances of the contravention.
|
(2)
L’autorité de révision peut, de son propre chef, réviser une décision pour
établir si une conclusion est manifestement déraisonnable ou si les mesures
disciplinaires sont vraisemblablement disproportionnées avec la nature et les
circonstances de la contravention.
|
Power of review authority
|
Pouvoir de l’autorité de révision
|
(3) If the review authority makes the
determination that a finding is clearly unreasonable or a conduct measure is
clearly disproportionate and if it is in the public interest to do so, the review
authority may
|
(3)
Lorsqu’elle établit qu’une conclusion est manifestement déraisonnable ou
qu’une mesure disciplinaire est vraisemblablement disproportionnée et qu’il
est dans l’intérêt public de le faire, elle peut :
|
(a) rescind any finding made by the conduct authority that the
subject member has not contravened the Code of Conduct, substitute for that
finding a finding that the subject member has contravened the Code of Conduct
and impose any one or more of the conduct measures referred to in subsection
5(1) that is proportionate to the nature and circumstances of the
contravention;
|
a) annuler la conclusion de l’autorité disciplinaire
selon laquelle le membre visé n’a pas contrevenu au code de déontologie, y
substituer une conclusion voulant qu’il ait contrevenu au code de déontologie
et lui imposer une ou plusieurs des mesures disciplinaires mentionnées au
paragraphe 5(1) qui sont proportionnées à la nature et aux circonstances de
la contravention;
|
(b) rescind or amend any conduct measure imposed by the conduct authority,
or substitute any one or more of the measures referred to in subsection 5(1)
that is proportionate to the nature and circumstances of the contravention;
or
|
b) annuler ou modifier toute mesure
disciplinaire imposée par l’autorité disciplinaire, ou y substituer une ou
plusieurs des mesures disciplinaires mentionnées au paragraphe 5(1) qui sont
proportionnées à la nature et aux circonstances de la contravention;
|
(c) rescind any conduct measure imposed by the conduct authority and
initiate a hearing in accordance with subsection 41(1) of the Act.
|
c) annuler toute mesure disciplinaire
imposée par l’autorité disciplinaire et convoquer une audience conformément
au paragraphe 41(1) de la Loi.
|
[48]
The following sections of the Federal Courts
Rules are relevant:
Material from
tribunal
|
Matériel en
la possession de l’office fédéral
|
317 (1) A party may request material relevant to an application that is
in the possession of a tribunal whose order is the subject of the application
and not in the possession of the party by serving on the tribunal and filing
a written request, identifying the material requested.
|
317 (1) Toute partie peut demander la transmission des documents ou des
éléments matériels pertinents quant à la demande, qu’elle n’a pas mais qui
sont en la possession de l’office fédéral dont l’ordonnance fait l’objet de
la demande, en signifiant à l’office une requête à cet effet puis en la
déposant. La requête précise les documents ou les éléments matériels
demandés.
|
Request in notice of application
|
Demande inclue dans l’avis de
demande
|
(2)
An applicant may include a request under subsection (1) in its notice of application.
|
(2)
Un demandeur peut inclure sa demande de transmission de documents dans son
avis de demande.
|
Material to be transmitted
|
Documents à transmettre
|
318 (1) Within 20 days after service of a request under rule 317, the
tribunal shall transmit
|
318 (1) Dans les 20 jours suivant la signification de la demande de
transmission visée à la règle 317, l’office fédéral transmet :
|
(a) a certified copy of the requested
material to the Registry and to the party making the request; or
|
a)
au greffe et à la partie qui en a fait la demande une copie certifiée
conforme des documents en cause ;
|
(b)
where the material cannot be reproduced, the original material to the
Registry.
|
b)
au greffe les documents qui ne se prêtent pas à la reproduction et les
éléments matériels en cause.
|
Objection by tribunal
|
Opposition de
l’office fédéral
|
(2) Where a
tribunal or party objects to a request under rule 317, the tribunal or the
party shall inform all parties and the Administrator, in writing, of the
reasons for the objection.
|
(2)
Si l’office fédéral ou une partie s’opposent à la demande de transmission,
ils informent par écrit toutes les parties et l’administrateur des motifs de
leur opposition.
|
V.
Issues in Application T-891-16
[49]
Having considered the parties’ submissions, the
issues for the Court to consider on this application are:
A. What is the standard of review?
B. Is this application premature?
C.
Was the decision to grant the extension of time
statute-barred?
D. If not statute-barred, was the decision reasonable?
VI.
Analysis
A.
What is the standard of review?
[50]
The question of whether an extension of time
could be granted after the expiry of the limitation period is a question of law
to be determined by the applicable legal principles. There is no dispute
between the parties that when a tribunal is interpreting its home statute, the
governing standard of review is presumptively reasonableness: Smith v
Alliance Pipeline Ltd, 2011 SCC 7 at para 26, [2011] 1 S.C.R. 160; Alberta
(Information and Privacy Commissioner) v Alberta Teachers’ Association, 2011
SCC 61 at para 34, [2011] 3 S.C.R. 654 [ATA]. In such cases, the
correctness standard is to be applied in limited circumstances: Dunsmuir v
New Brunswick, 2008 SCC 9 at para 60, [2008] 1
SCR 190 [Dunsmuir]; such as when a constitutional question or a
question of general law of central importance to the legal system as a whole is
at issue and the subject is outside the adjudicator’s specialized area of
expertise. These circumstances are not applicable in this instance and there is
no reason to depart from the reasonableness standard.
[51]
The Federal Court and Federal Court of Appeal
have recognized that RCMP adjudicators have a specialized expertise in
maintaining the integrity and the professionalism of the RCMP: Schamborzki v
Canada (AG), 2015 FC 1262 at para 30, [2015] FCJ No 1323 [Schamborzki];
Smith v Canada (AG), 2009 FC 162 at paras 13–14, [2009] FCJ No 205 [Smith];
Canada (AG) v Boogaard, 2015 FCA 150 at paras 32–53, 474 NR 121 [Boogaard].
Their decisions in such matters are entitled to a considerable amount of
deference: Elhatton v Canada (AG), 2013 FC 71 at paras 29–30, [2013] FCJ
No 58 [Elhatton]; Canada (AG) v Gill, 2007 FCA 305 at para 14,
[2007] FCJ No 1241 [Gill].
[52]
Where fairness requires that reasons for decision
are provided, the total absence of reasons may constitute a breach of natural
justice: Newfoundland and Labrador Nurses’ Union v Newfoundland and Labrador
(Treasury Board), 2011 SCC 62 at para 22, [2011] 3 S.C.R. 708 [Nfld Nurses].
In such circumstances there is nothing to review. However, where there are
reasons, as there are here, there is no such breach. Any challenge to the
reasoning of the decision should therefore be considered within the
reasonableness analysis. The Court may supplement the reasons by reference to
the record and deference should be accorded where the tribunal is alive to the
question at issue and comes to a decision within the range of acceptable
outcomes: Dunsmuir, above, at para 48; Edmonton (City) v Edmonton
East (Capilano) Shopping Centres Ltd, 2016 SCC 47 at paras 36–38 [Edmonton],
[2016] 2 S.C.R. 293; see also Canada (Transport) v Canadian Union of Public
Employees, 2017 FCA 164 at para 32, 282 ACWS (3d) 455 [Canadian
Union]; 2251723 Ontario v Rogers Media, 2017 FCA 186 at para
26, 414 DLR (4th) 750 [Rogers Media].
B.
Is this application premature?
[53]
Under the RCMP Act, the
Commissioner is responsible for investigating whether a member’s conduct
amounts to any possible contravention of the Code of Conduct. If a
contravention is established, the Commissioner may impose conduct measures that
are proportionate to the nature and circumstances of the contraventions. The
Act, the Regulations and the Code of Conduct provide for an internal process to
determine how contraventions are determined and conduct measures are imposed. The primary purpose of this internal administrative process is to
maintain the confidence of Canadians in the RCMP: Thériault v Canada (RCMP),
2006 FCA 61 at para 22, [2006] 4 FCR 69 [Thériault].
[54]
Absent exceptional circumstances, the general
rule with respect to judicial review of administrative decision making is that
parties cannot proceed to the courts until the internal process has run its
course. Those who are dissatisfied with a decision made in the administrative
process must pursue all effective remedies that are available within that
process. Only when the process is finished, or affords no effective remedy, can
they proceed to court.
[55]
This principle of judicial non-interference with
ongoing administrative procedures has been endorsed by the Supreme Court of
Canada and the Federal Court of Appeal: Halifax (Regional Municipality) v
Nova Scotia (Human Rights Commission), 2012 SCC 10 at paras 35–38, 51,
[2012] 1 S.C.R. 364; Canada (Border Services Agency) v CB Powell Limited,
2010 FCA 61 at paras 30–33, [2011] 2 FCR 332 [Powell]; see also Coldwater
Indian Band v Canada (Indian Affairs and Northern Development), 2014 FCA
277, [2014] FCJ No 1223.
[56]
The principle of judicial non-interference also
applies where an Applicant is challenging a tribunal’s jurisdiction: Greater
Moncton International Airport Authority v PSAC, 2008 FCA 68 at para
2, [2008] FCJ No 312. In this instance, the Applicant’s challenge goes to the review
authority’s jurisdiction to appoint a conduct board.
[57]
The Respondent argues that the application is premature
as the internal administrative process has not been exhausted and the conduct board
can determine whether the extension should have been granted, whether the
review authority’s decision was reasonable and if so, whether more serious
conduct measures are warranted. If the Applicant is unsuccessful, he could
appeal the conduct board’s decision pursuant to s 45.11(1) of the RCMP Act
and the Commissioner’s Standing Orders – Grievances and Appeals, SOR/2014-289.
Judicial review is only appropriate, the Respondent contends, after the
internal administrative process has run its course.
[58]
The Applicant submits that the decision to
extend the prescribed period was final and binding, except for judicial review
under the Federal Courts Act. There was no ongoing administrative
process when the extension decision was made, as the time period had expired,
and thus all internal remedies had been exhausted. Moreover, it was a decision
by the Commissioner’s delegate and any appeal of the conduct board’s decision
would go to the Commissioner who had determined, through his delegate, that an
extension was warranted. An appeal of the decision to extend the time period,
if upheld by the conduct board, would be meaningless in these circumstances. Thus,
the Applicant argues, he has no effective remedy other than judicial review.
[59]
As I will discuss below, I am satisfied that the
application for an extension was not time-barred. Thus I agree with the
Respondent that the decision to extend the time period was an interlocutory
decision within the RCMP's disciplinary process. As it remained open to A/Commr
MacMillan to seek an extension to initiate a hearing after the prescribed time
had expired, there was an ongoing administrative process which would not be
exhausted until every step open to the parties was completed.
[60]
The delay in seeking the extension is not an
exceptional circumstance that would require this Court to interfere with the
RCMP’s ongoing administrative process: Powell, above, at para 33.
The remedy of judicial review will remain available to the Applicant to
challenge the results at the conclusion of the process.
[61]
It is premature to predict what the conduct board’s
ultimate decision will be on the procedures that were followed or the merits of
the alleged contraventions; or that of the Commissioner on appeal. The
disciplinary scheme should be allowed to run its course. The decision to grant
an extension does not bind future decisions by the Commissioner. It is worth
noting that the Commissioner who would consider any appeal is not the same
Commissioner who was in office when these decisions were made. The conduct board
may make findings favourable to the Applicant and those findings may be upheld
by the Commissioner. If the Applicant succeeds in the result, the Applicant would
have no need to be before this Court seeking redress.
C.
Was the decision to grant the extension
statute-barred?
[62]
As noted, my conclusion that the administrative
process had not been completed rests largely on the question of whether the
extension of time pursuant to s 47.4(1) of the RMCP Act was statute
barred. Section 47.4(1) of the RCMP Act is silent on whether an
extension can be granted after the prescribed period. The resulting ambiguity
has yet to be addressed by the courts. Neither party was able to provide me
with any authorities directly on point and suggested that this would be the
first case to interpret the section. It was subsequently brought to my
attention that the section was considered by Madam Justice Mactavish in Sauvé
v Canada (Attorney General), 2017 FC 453 at paras 38–54, 281 ACWS (3d) 646
[Sauvé].
[63]
In Sauvé, the Applicant had waited four
years to seek an extension of time to appeal the outcome of a disciplinary
proceeding against him. The refusal of an extension was held to be reasonable.
While reference is made to the Applicant’s contention that the disciplinary
proceedings were out of time, that argument had not been made by the Applicant
when he sought an extension of time. Thus Justice Mactavish did not consider it
necessary to deal with it.
[64]
Some federal statutes, such as s 18.1(2) of the Federal
Courts Act, expressly state that extensions of time can be granted “before or after” the expiry of the prescribed time.
Other legislative instruments specify that an application can be brought “before” expiry (Patent Rules, SOR/96-423, s
26) or are silent as to when the extension can be granted (Public Sector
Equitable Compensation Act, SC 2009, c 2, s 26). Another model is found in
the Trade-Marks Act, RSC, 1985, c T-13, at s 47(2) which requires
that certain conditions must be met if the request for an extension is made
after expiry of the time period.
[65]
The Applicant’s position, vigorously advanced,
is that express wording is necessary for s 47.4(1) of the Act to be applied
after expiry or “retroactively”. The subsection should
not be interpreted so as to interfere with his right to protection from the
risk of dismissal, he argues, relying on Dorel Industries Inc v Canada
(Border Services Agency), 2014 FC 175 at paras 25–27, 237 ACWS (3d)
939 and Gustavson Drilling (1964) Ltd v Minister of National Revenue,
[1977] 1 S.C.R. 271 at 282, 66 DLR (3d) 449. The Commissioner had no authority to
grant an extension of the limitation period once a year had passed from the
date on which the events have become known to the conduct authority and the
member identified. After that year, the Applicant argues, he acquired a vested
right that he would no longer be subject to further disciplinary action in the
form of a conduct hearing that could possibly lead to his dismissal. A review
of his conduct could still proceed but solely within the more restricted range
of sanctions falling short of dismissal.
[66]
The Respondent’s position is that an
interpretation of s 47.4(1) that would allow for an extension after the expiry of
the one-year period is a reasonable interpretation of the Act within the
Commissioner’s discretion. There is no “retroactivity”
in the decision-maker’s interpretation and no need for additional statutory
language as an extension after expiry was contemplated by Parliament in enacting
the RCMP Act. Retroactivity would arise if a new law creates a new form
of misconduct and the Crown attempted to apply that law to actions that had
wholly taken place in the past: Canada (AG) v Almalki, 2016 FCA
195 at paras 34–36, 402 DLR (4th) 352. That is not the case here. Expiry of the
one-year limitation period at s 41(2) of the RCMP Act does not confer a
vested right since s 47.4(1) of the RCMP Act specifically provides for
an extension.
[67]
Citing R v KC Irving Ltd, [1976] 2
SCR 366 at 368, 371, 65 DLR (3d) 564, the Respondent submits that limitation
periods can be extended where the request is made after the prescribed period.
Express terms in the legislation are not required. The Respondent also relies
on ATA, above, at paras 65–66, wherein the Supreme Court of
Canada concluded there was a reasonable basis for extending a 90-day limitation
period after the expiry of that period:
[65] The ATA argues that the principle of
statutory interpretation, expressio unius est exclusio alterius, leads
to the conclusion that an extension must be made before the expiry of 90 days:
when the legislature intended to allow an extension to be made either before or
after the expiry of a time period; it said so expressly. The now repealed
s. 54(5) PIPA authorized a court to, “on application made either
before or after the expiry of the period referred to in subsection (3)
[i.e., 45 days], extend that period if the court considers it appropriate to do
so”. According to the ATA, absence of such language in s. 50(5) PIPA necessarily
implies that the legislature did not intend for the Commissioner to be able to
extend the period for completion of an inquiry “before or after” the 90-day
period has expired (Factum, at para. 76).
[66] This argument, while having
some merit, is far from determinative. As Justice Berger pointed out, there are
also many statutory provisions in Alberta that expressly restrict extensions to
those granted before expiry of a time period (at para. 57, citing Credit
Union Act, R.S.A. 2000, c. C-32, s. 13; Expropriation Act, R.S.A.
2000, c. E-13, s. 23, Garage Keepers’ Lien Act, R.S.A. 2000, c. G-2, s.
6(3); Insurance Act, R.S.A. 2000, c. I-3, s. 796; Land Titles Act,
R.S.A. 2000, c. L-4, s. 140; Legal Profession Act, R.S.A. 2000, c. L-8,
s. 80(3); and Loan and Trust Corporations Act, R.S.A. 2000, c. L-20, s.
257). I agree with Justice Berger that, “when . . . the provision is silent
as to when an extension of time can be granted, there is no presumption that
silence means that the extension must be granted before expiry” (para. 58). I
am therefore unable to conclude that the expressio unius principle
renders the adjudicator’s interpretation unreasonable.
[emphasis added]
[68]
Having given the matter careful consideration, I
am satisfied that the limitation period in s 41(2) of the RCMP Act can
be extended by the Commissioner under s 47.4(1) of the RCMP Act after
the expiry of the prescribed year.
[69]
In Thériault, above, the Federal
Court of Appeal dealt with the interpretation of a limitation period in another
provision of the RCMP Act as it then read. The issue was when the
limitation period began running. There was no provision for an extension.
Section 47.4(1) of the RCMP Act as it reads now did not apply. The Court
began its analysis, at para 22, by noting that it is not unusual for misconduct
offences to be exempt from limitation periods in disciplinary proceedings in
order to protect the public, promote the public’s confidence in professional bodies
and to maintain discipline and integrity. Where there is a limitation period,
the Court noted at para 23, the purpose is to provide fairness and to enable
offenders to put forward a full and complete defence. But this can also work to
their disadvantage if an extension is not available to them. This was why the
Commissioner was granted the authority to extend the time as the legislative
history reveals.
[70]
The scheme of the Act, the objective of the Act
and the intention of Parliament are governing principles of statutory
interpretation: R v Morgentaler, [1993] 3 S.C.R. 463, 107 DLR (4th) 537 [Morgentaler];
Rizzo & Rizzo Shoes Ltd, Re, [1998] 1 S.C.R. 27, 154 DLR (4th)
193. The text of the statute must reflect the purpose of the scheme: X, Re,
2016 FC 1105 at para 118, 282 ACWS (3d) 876; Schmidt v Canada (AG), 2016
FC 269 at paras 269, 282, 284, [2016] 3 FCJ 227. As recently noted by the
Federal Court of Appeal in Canada v Callidus Capital Corporation, 2017
FCA 162 at para 14, 281 ACWS (3d) 209, “[…] the
intention of Parliament is to be gleaned from the text, read in its context and
in light of its purpose”: see also Canada Trustco Mortgage Co v R,
2005 SCC 54 at para 10, [2005] 2 S.C.R. 601.
[71]
The former exclusionary rule about evidence of
legislative history has long been relaxed: Morgentaler, above. Such
evidence can be helpful in discerning why amendments were made to a statute but
the Court must be mindful of its limited use: see AYSA Amateur Youth Soccer
Assn v Canada (Revenue Agency), 2007 SCC 42 at para 12, [2007] 3 S.C.R. 217, quoting
R. Sullivan, Sullivan and Driedger on the Construction of Statutes (4th
ed. 2002), at 489 (It is clear that no single participant in the legislative
process can purport to speak for the legislature as a whole).
[72]
The Federal Court of Appeal has relied on
amendments between the different readings of a bill, Hansard notes and
parliamentary debates to aid in determining legislative intent: see Canada (MCI)
v Young (Litigation guardian of), 2016 FCA 183 at paras 10–11, 398
DLR (4th) 709; Alexander College Corp v R, 2016 FCA 269 at paras
40–41, 410 DLR (4th) 299. It has done so with great caution and has held that,
in some cases, the material should be disregarded when the text is clear or
unambiguous: Friends of the Canadian Wheat Board v Canada (AG), 2012
FCA 183 at para 51, 352 DLR (4th) 163; Conacher v Canada (Prime Minister),
2010 FCA 131 at para 8, [2011] 4 FCR 22.
[73]
With that caution in mind, it is helpful to
refer to the legislative history of s 47.4(1). When the RCMP’s internal
disciplinary hearing process was reviewed by Parliament in the mid-1980’s, Bill
C-65, An Act to amend the Royal Canadian Mounted Police Act, 1st Sess,
33rd Parl, 1985, cl 18 (first reading 27 June 1985), initially contained an
express provision that an extension of time could not be granted after the expiration
of the time prescribed for ten specified provisions of the Act relating to
discipline and grievances:
47.4 (1) Where the Commissioner is
satisfied that the circumstances justify an extension, he may, on his own
motion or on application, and after giving due notice to any member affected
thereby, extend the time limited by subsection 31(2), 44(1). 45.13(2),
45.14(4), 45.14(7), 45.19(4), 45.19(6), 45.23(6), 45.24(1) or 45.24(5) for
the doing of any act therein described and specify terms and conditions in
connection therewith.
|
47.4 (1)
Le Commissaire, s’il est convaincu que les circonstances le justifient, peut,
de sa propre initiative ou sur demande à cet effet, après en avoir dûment
avisé les membres intéressés, proroger les délais prévus aux paragraphes
31(2), 44(1), 45.13(2), 45.14(4), 45.14(7), 45.19(4), 45.19(6), 45.23(6),
45.24(1) ou 45.24(5) pour l’accomplissement d’un acte; il peut également
spécifier les conditions applicables à cet égard.
|
(2) No time shall be extended under this section after the
expiration of the time.
|
(2) Un délai expiré ne peut être prorogé en vertu du présent
article.
|
(3) Where a time is extended under this section, any reference in
this Act to the time shall be construed as a reference to the time as so
extended.
|
(3) Lorsqu’il y a prorogation d’un délai en vertu du présent
article, toute mention du délai dans la présente loi s’interprète comme
désignant le délai prorogé.
|
[emphasis added]
|
[je souligne]
|
[74]
The restriction in the proposed s 47.4(2) was
removed at the legislative committee stage in the House of Commons. As
discussed in “Minutes of Proceedings and Evidence of
the Legislative Committee on Bill C-65” (Issue No. 11, December 10,
1985), at p 11:148-149, this was done in order to give the Commissioner
discretion to grant extensions after the prescribed period had expired. It
appears that the restriction was originally inserted in the bill to avoid
requests by RCMP Members for extensions long after the prescribed period had
expired - as in the Sauvé case. The restriction was removed primarily
for their benefit. See for example the discussion at “Minutes
of Proceedings and Evidence of the Legislative Committee on Bill C-65”
(Issue No. 7, November 27, 1985), at p 7:75-77.
[75]
Subsection 41(2) was not included in the list of
ten specified provisions in s 47.4(1) of Bill C-65 as it read at First Reading in
1985 or in the legislation enacted at Royal Assent. Section 41 of the RCMP
Act, as it read at that time, dealt solely with informal disciplinary
actions that could result only in the imposition of minor sanctions ranging
from counselling to the forfeiture of no more than one work day or a reprimand.
Formal disciplinary actions, including hearings before an adjudication board
that could lead to dismissal and the related provisions for appeals and reviews
by a Discharge and Demotion Board, were addressed in a complex scheme under
sections 43 to 45.28 of the Act, as it then read.
[76]
The Parliamentary intent in 1985 was to allow
for extensions of time with respect to the more serious disciplinary
proceedings under the Code of Conduct but not for those under the informal
procedure. The Commissioner since then has interpreted section 47.4 to allow
for retroactive extensions of time in the more serious cases. See for example
the case summaries issued by the RCMP External Review Committee to the
Commissioner of the RCMP: Grievance Case Summary G-404 and Grievance
Case Summary G-419.
[77]
On June 20, 2012, Bill C-42, An Act to amend
the Royal Canadian Mounted Police Act and to make related and consequential
amendments to other Acts, 1st Sess, 41st Parl, 2013, (first reading 20 June
2012), SC 2013, c 18, was introduced. As noted by the Minister of Public Safety
at the time, Bill C-42 was intended among other things, to “modernize discipline, grievance and human resource
management processes for members of the RCMP. This would help prevent, address
and correct performance issues in a way that is both fair and timely”: House
of Commons Debates, 41st Parl, 1st Sess, No 146, (17 September 2012) at
1200 (Hon Vic Toews), SC 2013, c 18.
[78]
This legislation, which received Royal Assent on
June 19, 2013, did not substantively alter s 47.4 but it amended the section to
reflect other more significant changes to the disciplinary regime under the
Act. Most importantly in relation to the present issue, the language that had
been proposed in Bill C-65, above, to prevent extensions after the
expiry of the prescription period was not restored.
[79]
In its revised and most current form, s 47.4 now
refers to only four provisions of the Act, including the new s 41(2) which is
at issue in these proceedings:
Extensions of time limitations
|
Prorogation des délais
|
47.4 (1) If the Commissioner is
satisfied that the circumstances justify an extension, the Commissioner may,
on motion by the Commissioner or on application, and after giving due notice
to any member affected by the extension, extend the time limited by any of
subsections 31(2), 41(2), 42(2) and 44(1), for the doing of any act described
in that subsection and specify terms and conditions in connection with the
extension.
|
47.4 (1) Le commissaire, s’il est convaincu que les circonstances le
justifient, peut, de sa propre initiative ou sur demande à cet effet, après
en avoir dûment avisé les membres intéressés, proroger les délais prévus aux
paragraphes 31(2), 41(2), 42(2) et 44(1) pour l’accomplissement d’un acte; il
peut également spécifier les conditions applicables à cet égard.
|
Exception
|
Exception
|
(1.1) The notice shall not be given
if, in the Commissioner’s opinion, giving it might compromise or hinder any
investigation of an offence under an Act of Parliament.
|
(1.1)
Le commissaire n’avise pas les membres intéressés s’il estime que l’avis
risque de compromettre la tenue d’une enquête relativement à une infraction à
une loi fédérale ou d’y nuire.
|
Reference to time
|
Mention du délai
|
(2) Where a time is extended under
this section, any reference in this Act to the time shall be construed as a
reference to the time as so extended.
|
(2)
Lorsqu’il y a prorogation d’un délai en vertu du présent article, toute
mention du délai dans la présente loi s’interprète comme désignant le délai
prorogé.
|
[80]
Section 41 of the current RCMP Act now
serves as the authority to initiate a hearing into allegations of
contraventions of the RCMP Code of Conduct where the conduct authority
considers that the measures provided by the rules are insufficient having
regard to the gravity of the contravention and the surrounding circumstances.
The new conduct board procedure can lead to the imposition of sanctions up to
and including dismissal - as was the case with formal actions before the
adjudication boards under the 1985 legislation. The prescription period of one
year is maintained under s 41(2) of the Act but no express restriction is
included in s 47.4 of the Act so as to bar post-expiry extensions of that time
period.
[81]
This leads me to the conclusion that Parliament
did not intend to alter the status quo with regard to extensions of time when
it enacted the new s 41(2) and included a reference to it within the slightly revised
s 47.4. I am satisfied that this interpretation is consistent with the
objectives and scheme of the Act, specifically with respect to the high
standard of conduct expected of RCMP members and their responsibilities, set
out at s 36.2 and s 37. While fairness to the subject member is required, this
does not mean that the disciplinary proceedings contemplated by the legislation
and regulations should be frustrated by delays occasioned by the investigative
and review process. The duty of procedural fairness can be met by ensuring, as
was done here, that the subject member has a full opportunity to be heard on
the question of whether an extension shall be granted.
[82]
I am also satisfied that the Applicant acquired
no vested rights because of the expiry of the prescribed period as it remained
open to the Conduct Authority to seek an extension and for the Commissioner or
the Commissioner’s designate to grant it when justified by the circumstances. Nor
does the doctrine of issue estoppel arise in the circumstances of this case
given the absence of the three preconditions necessary to trigger its
operation: Danyluk v Ainsworth Technologies Inc., 2001 SCC 44.
[83]
Accordingly, I find that the decision to grant
the extension by the Commissioner’s delegate was not barred by the expiry of
the prescribed time period.
D.
Was the decision to grant an extension of time
reasonable?
[84]
My findings that this judicial review
application is premature and that the RCMP Act provides for an extension
of time after the expiry of the limitation period are sufficient to dispose of
the first application. However, in the event that I am found to have erred on
the first issue, I will set out my reasons for concluding that the decision was
reasonable.
[85]
The Applicant argues that the decision-maker did
not identify or articulate any of the circumstances that justify an extension
of the limitation period. The reasons are thus insufficient, he contends, to
allow the reviewing Court to understand why the decision-maker made its
decision and to permit the Court to determine whether the conclusion is within
the range of reasonable outcomes. In the Applicant’s view, there is no line of
analysis within the given reasons that could reasonably lead the tribunal from
the evidence before it to the conclusion at which it arrived: Ryan v Law
Society (New Brunswick), 2003 SCC 20 at para 55, [2003] 1 S.C.R. 247; Nfld
Nurses, above, at paras 16, 19, 22.
[86]
The Respondent submits that the reasons are
adequate since they are based on the multiple documents that were before the
decision-maker and provide intelligible and clear justification for the
decision: Nfld Nurses, above, at para 16. The reasons do
not have to be perfect or comprehensive and are to be reviewed in the context
of the evidence, the parties’ submissions and the process: Nfld Nurses,
above, at para 18.
[87]
I agree with the Respondent that the decision
maker properly considered the extensive record before him including the documents
recording the events and the procedural history. He had the benefit of
extensive written submissions from both A/Commr MacMillan and the Applicant. He
was persuaded that the circumstances justified the extension. This Court must
give that decision considerable deference and pay respectful attention to the
reasons offered or which could be offered in support of the decision:
Dunsmuir, above, at paras 47–48. The Court must first seek to supplement
the decision if necessary before it seeks to subvert it: Nfld Nurses,
above, at para 12.
[88]
Applying the reasonableness standard, the role
of this Court is not to undertake a complete analysis of the merits of the decision
but rather to determine if the reasons provided are intelligible and
transparent and that it falls within a range of acceptable outcomes based on
the evidence before the decision-maker. I am satisfied that it does.
[89]
Circumstances that justify an extension of time,
when the legislator chose not to specify any, must be given a broad
interpretation and the decision-maker afforded wide discretion within the rule
of law. Here, the decision-maker considered the factors set out in Grewal,
above, regarding the exercise of the discretion. He was satisfied that there
was a continuing intention to review the conduct measures imposed on the
Applicant in the context of the new procedures recently implemented by the RCMP,
that the Applicant would not be seriously prejudiced, that there was a
reasonable explanation for the delay, that the application had merit and that
other factors militated in favour of the extension. These factors are not
conjunctive, Grewal, above, at paras 11–14, and an extension can
be granted even if one of them is not satisfied: Canada (Minister of Human
Resources Development) v Hogervorst, 2007 FCA 41 at para 33, 154 ACWS (3d)
1238.
[90]
The allegations of sexual harassment in a
workplace were serious and arose in the context of another investigation of the
Applicant’s conduct and his return to that workplace. The workplace was part of
the CPC providing services to Canada’s national police and other law
enforcement agencies. The public interest called for a thorough examination of
the events at the CPC. There was merit in reviewing the failure of the initial
conduct decision to consider relevant aggravating factors.
[91]
The delay in dealing with the review was not
excessive considering the history of the matter and the length of time it took
to complete the initial investigation, arrange the conduct meeting and reach a
decision. The delay occurred in the context of major changes to the
disciplinary procedures within the RCMP and a significant increase in the
number of contraventions that would be dealt with by way of a conduct meeting
in the same time frame; as was explained by A/Commr MacMillan in his
submissions to C/Supt Gill. This was not simply a lack of due diligence or
administrative inattention, as the Applicant contends. The entire organization
was adapting to new procedures. This took a considerable time to implement.
Thus, it was not surprising that the investigation was not concluded until
October 5, 2015, and did not come to the review authority’s attention until
January 7, 2016.
[92]
A/Commr MacMillan requested advice on the conduct
measures imposed on the Applicant the day after he was briefed on the conduct
meetings conducted at the National HQ in the preceding year. This request was
made prior to the CBC news reports on misconduct at the CPC. A/Commr MacMillan
initiated a review under s 9 of the CSO – Conduct once he returned from
leave and had received a report on February 19, 2016. The amount of time that
it then took to submit the request for an extension was not excessive in the
circumstances.
[93]
The Applicant contends that he is prejudiced
simply by reason of the fact that he is now at risk of a finding by the conduct
board that his conduct warrants dismissal or a direction to resign. That is, in
my view, not the type of prejudice contemplated by the authorities relating to
the exercise of the discretion to grant an extension of time. More on point is
his argument that he would be prejudiced by an extension because of the passage
of time, the retirement of key witnesses and failing memories.
[94]
I note that the investigative record including
witness statements has been preserved and would be available to the conduct
board should the Applicant request that it be considered. Otherwise, the
hearing would be conducted de novo. The facts of the matter are not
complex and there are several indications in the record that the Applicant did
not dispute them when the initial investigation was conducted by the OPS and
the PRU. It will remain open to him to challenge the allegations or to bring
forward evidence in mitigation before the conduct board. The Commissioner’s
delegate was satisfied that no prejudice would result in these circumstances.
That conclusion was reasonably open to him, in my view.
[95]
The application in Court File T-891-16 is,
therefore, dismissed.
VII.
Issues in Court File T-1197-16
[96]
Having considered the issues raised by the
parties, in my view the Court must consider the following questions on this
application:
A. What is the standard of review?
B. Is the redacted information in pages 105-106 of the CTR material to
this application?
C. Did the Review Authority fetter his discretion?
D.
Is the decision to initiate a Conduct Board
hearing reasonable?
VIII.
Analysis
A.
What is the standard of review?
[97]
As noted above, this Court and the Federal Court
of Appeal have recognized that RCMP adjudicators have a specialized expertise
in maintaining the integrity and the professionalism of the RCMP: Schamborzki,
above, at para 30; Smith, above, at paras 13–14; Boogaard, above,
at paras 32–53. Their decisions in such matters are entitled to a considerable
amount of deference: Elhatton, above, at paras 29–30; Gill,
above, at para 14.
[98]
And as discussed above, where fairness requires
that reasons for the decision are provided, their total absence may constitute
a breach of natural justice if there is nothing to review: Nfld Nurses,
above, at para 22. The Court may supplement the reasons by reference to the
record and deference should be accorded where the tribunal is alive to the
question at issue and comes to a decision within the range of acceptable
outcomes: Dunsmuir, above, at para 48; Edmonton, above, at paras
36–38; Canadian Union, above, at para 32; Rogers Media, above,
at para 26.
[99]
This application raises the additional issues of
fettering and solicitor-client privilege.
[100] The fettering of discretion has traditionally been considered to be
an automatic ground for setting aside administrative decisions: see for
example, Maple Lodge Farms Ltd v Government of Canada, [1982] 2 S.C.R. 2 at
5–6, 137 DLR (3d) 558 [Maple Lodge Farms]; Forest Ethics Advocacy
Association v National Energy Board, 2014 FCA 245 at paras 65–67, 246 ACWS
(3d) 191 [Forest Ethics]; Nfld Nurses, above, at para 14. More
recently there has been some uncertainty over where the concept fits within the
correctness and reasonableness framework articulated by the Supreme Court of
Canada in Dunsmuir, above.
[101] In Stemijon Investments Ltd v Canada (AG), 2011 FCA 299 at
paras 20–25, 341 DLR (4th) 710, the Federal Court of Appeal suggested that the
distinction was immaterial as a decision that is the product of a fettered
discretion must per se be unreasonable. This Court has routinely followed
this approach: Elson v Canada (AG), 2017 FC 459 at para 25, 279 ACWS (3d)
642; Gordon v Canada (AG), 2016 FC 643 at para 27, 267 ACWS (3d) 738;
Ouedraogo v Canada (Public Safety and Emergency Preparedness), 2016 FC 810
at para 12, 269 ACWS (3d) 339; Pylatuik v Canada (AG), 2016 FC 1394 at
paras 10–11, [2017] 3 CTC 40. In this matter, I am satisfied that the
conclusion that I have reached is supportable under either standard.
[102] The issue of whether information subject to a valid claim of
solicitor-client privilege is required to be produced is a question of law of central
importance to the legal system as a whole and, therefore, subject to the
correctness standard: Alberta (Information and Privacy Commissioner) v University
of Calgary, 2016 SCC 53 at para 20, [2016] 2 S.C.R. 555.
B.
Is the redacted information in pages 105-106 of
the CTR material to this application?
[103] As noted above, I read the redacted information on pages 105-106 of
the CTR in clear text prior to the hearing and advised the parties that I would
reserve my decision on whether the document was relevant and if so, privileged,
until I had heard all their arguments on the other issues before me. In my
decision on the motion for production issued on December 1, 2016, I expressed
doubt about the relevance of the document largely for the reasons advanced by
the Respondent. For the reasons below, I remain of that view.
[104] The Applicant’s argument that the document is relevant since it was
before A/Commr MacMillan “in one form or another”
when he made his decision is not persuasive. While Sgt Falls, the recipient of
the email, may have relied on the content in drafting his recommendation, it
was his report that was before A/Commr MacMillan, as well as the transit
memorandum of C/Supt O’Rielly, and not the Phenix email. There is no evidence
in the record that A/Commr MacMillan was apprised of the content of the Phenix email.
Indeed his evidence is to the contrary. On cross-examination he stated that he
had made it clear that he did not want to see conduct authority legal advice in
the review packages provided to him. Accordingly, the content of the email was
redacted by someone unknown before it was included.
[105] At best, the email formed part of the documentation that Sgt Falls
collected prior to completing his report. It adds nothing to the information
that is already before the Court through the other materials in the record.
Those materials show clearly that C/Supt Chesser received advice from the
conduct advisors prior to making his determination of what measures would be
appropriate. A/Commr MacMillan knew that from his conversation with Chesser on
January 7, 2016. While that may be a factor in considering whether the decision
to initiate a conduct hearing was reasonable, ultimately it was a decision for
MacMillan to make and not dependent on the legal advice provided to Chesser.
[106] As a general principle, materials that were not before the
decision-maker are not relevant on judicial review: Access to Information
Agency Inc v Canada (Transport), 2007 FCA 224 at para 7, 17–21, 162
ACWS (3d) 570; see also Canada (Public Sector Integrity Commissioner) v
Canada (AG), 2014 FCA 270 at para 4, [2014] FCJ No 1167; Ochapowace
First Nation v Canada (AG), 2007 FC 920 at para 19, [2007] FCJ No 1195;
aff’d 2009 FCA 124, 177 ACWS (3d) 699.
[107] There are exceptions to this principle. Materials that were not
before the decision-maker may be considered relevant if there is an allegation
that the decision-maker breached procedural fairness, committed jurisdictional
error or where there is an allegation of a reasonable apprehension of bias:
Bernard v Canada (MNR), 2015 FCA 263 at paras 14–28, 261 ACWS (3d) 441.
None of these exceptions apply, in my view, in these circumstances.
[108] While this conclusion is sufficient to dispose of this issue, I am
also satisfied that the redacted content of the email is privileged. In this
instance, the information alluded to in the opening lines of Ms. Phenix’s email
was provided by a lawyer at
the Conduct Authority Representative Directorate [CARD] in professional
confidence to C/Supt Chesser as the Conduct Authority.
[109] The Respondent had initially argued that the communication was
covered by the statutory privilege set out in subsection 47.1(1) of the RCMP
Act. That position was abandoned at the hearing. The statutory privilege
applies only in the context of a grievance under Part III of the Act, a proceeding
before a board or an appeal under subsection 45.11(1) or (3). The procedure
before C/Supt Chesser, for which he received advice from CARD, falls within
none of those categories but rather within a Part IV conduct investigation.
[110] But that is not the end of the matter. Having now read the email, I
am satisfied that it contains legal advice that would be protected by common
law solicitor-client privilege under the three-part test set out in Solosky
v The Queen, [1980] 1 S.C.R. 821 at 837, 105 DLR (3d) 745: the content
concerns a communication between a lawyer and a client; the communication
involved the giving of legal advice; and it was intended to be kept
confidential by the client.
[111] The Applicant submits that if the common law privilege applies, an
express waiver of the privilege by the client is indicated by the words in
clear text which appear at the outset of the email: “As
you may know, the communication between conduct authorities and Conduct
Authority representatives (CAR) are privileged. I sought and obtained the
authorization from the CO [Commanding Officer] to share the information
received from the CAR (Denys Morel) in this matter.”
[112] Section 29 of the CSO – Conduct defines a “Conduct Authority Representative” [CAR] as a “person who is authorized by the Director of the Conduct
Authority Representative Directorate to provide representation or assistance to
a Conduct Authority.” Representation is defined as the “act of representing a subject member or Conduct Authority,
including providing legal advice, litigation or advocacy for the purpose
of these Standing Orders” while assistance is defined as “legal guidance and information provided to a subject
member […] or to the Conduct Authority in respect to the subject member.”
[emphasis added].
[113] Express waiver of a privilege will occur when the holder knows of
the existence of the privilege and voluntarily evinces an intention to waive
it: R v Youvarajah, 2011 ONCA 654, at para 146, [2011] OJ No 4610.
The unredacted content of the Ms. Phenix email indicates, the Applicant argues,
that C/Supt Chesser voluntarily waived the privilege by authorizing the sharing
of that communication with a third party.
[114] The Respondent submits that since the sharing of the communication
was internal to the RCMP conduct authorities and advisors, the “common interest” or “joint
interest” exception to waiver would apply to the communications. As
such, the communication would remain privileged to the outside world even
though it was disclosed within that group. For the exception to apply, C/Supt
Chesser, the nominal holder of the privilege, and the persons to whom the
communication was disclosed would have to share a common goal: see David M.
Paciocco and Lee Stuesser, The Law of Evidence, 7th ed (Toronto:
Irwin Law, 2015) at p 239.
[115] It is arguable that all of those within the RCMP who were concerned
with the investigation into the Applicant’s alleged behaviour shared a common
interest in ensuring that the conduct measures were appropriate. At the very
least, while C/Supt Chesser and A/Commr MacMillan played different roles in
this process, they, and those who advised them, both shared this common
interest.
[116] The Respondent submits that the holder of any privilege arising from
the legal advice provided by staff lawyers within the RCMP is ultimately the Crown
as represented by the Executive Branch of the Government of Canada, based on
cases such as Stevens v Canada (Prime Minister), [1997] 2 FC 759 at para
27, 144 DLR (4th) 553, and Canada (AG) v Central Cartage Co, (1987) 10
FTR 225 at para 105, 4 ACWS (3d) 359. The Applicant submits that these
decisions are distinguishable because they involve legal advice provided by
lawyers employed by the Department of Justice. I am not persuaded that makes a
significant difference having regard to the role performed by the CAR advisors.
[117] It is arguable that the holder of the privilege is the Commissioner
of the RCMP considering that office’s responsibilities under s 5(1) of the Act “for the control and management of the Force and all matters
connected with the Force.” The conduct procedures carried out in this
case all flowed from that statutory authority and its expression in the Code of
Conduct and the Commissioner’s Standing Orders. In any event, C/Supt Chesser
could not have waived the privilege since he was not the holder of the
privilege; it was either the Commissioner’s or belonged to the Crown in right
of Canada.
[118] For that reason, I find that there was no waiver of the privilege
attached to the communication of the advice to the Conduct Authority in the
Phenix email.
C.
Did the Review Authority fetter his discretion?
[119] The Applicant submits that the decision of A/Commr MacMillan to
rescind the conduct measures previously imposed and initiate a conduct hearing
should be set aside as unreasonable on the basis that his discretion under
section 9 of the CSO – Conduct was unduly influenced by the
Commissioner.
[120]
On February 18, 2016, a news report quoted the
Minister of Public Safety as saying the following:
I have laid out my expectation and I fully
expect the Commissioner to deliver and I will be following this very, very
closely […] I expressed to the Commissioner very clearly my outrage at this
situation. He knows very clearly what I expect. I expect a complete transparent
and comprehensive investigation. I expect strong discipline that suits the
misbehaviours that has taken place.
[121]
D/Commr Henschel was quoted in the CBC News
Report of February 18, 2016, that upon learning of the new allegations he had
immediately ordered the Applicant and the former head of the ETU suspended
again and launched two new investigations. Henschel was at that time
responsible for the CPC. He was quoted as saying:
When this came to our attention, we were
appalled at what the allegations were. I found it hard to believe that in this
day and age that this kind of behaviour would take place in our organization or
anywhere else. It is completely unacceptable behaviour. It is abhorrent. The
kind of behaviour that was alleged is completely in opposition to our core
values.
[122] The circumstantial evidence, including the media reports indicating
the Minister’s and the Commissioner’s displeasure with events at the CPC, demonstrate,
the Applicant argues, that the Review Authority’s exercise of discretion was
fettered. The evidence is underscored by the timing of the decision to conduct
a review and to apply for an extension to initiate a conduct hearing.
[123] Prior to the intervention of the Commissioner, the Applicant
submits, A/Commr MacMillan had expressed himself to be content with the previously
imposed conduct measures at his meeting with C/Supt Chesser and Supt Robineau
on January 7, 2016. The Commissioner’s inquiry regarding the Applicant’s
discipline matter on February 10, 2016; the meeting at the Commissioner’s
office on February 17, 2016; and the subsequent publication of CBC reports
regarding the allegations of misconduct at the RCMP Canadian Police College all
point to the conclusion that A/Commr MacMillan’s actions were driven by the
views of the Commissioner.
[124] The Respondent’s position is that the evidence reveals nothing
inappropriate about A/Commr MacMillan’s actions. Rather, it indicates that
A/Commr MacMillan exercised his discretion independently and made efforts to
ensure that his decision was not unfairly influenced by others.
[125] There is no doubt that the Commissioner “had
a view” as A/Commr MacMillan phrased it during cross-examination on his
affidavit. However, the test to be applied by the Court in considering this
issue is not whether A/Commr MacMillan received any comments from the
Commissioner but whether, when he did so, he considered himself bound by those
views and unable to consider other factors.
[126] The exercise of discretion by a decision-maker is said to have been
fettered if the decision is made in accordance with the views of another
without the exercise of independent judgment: Maple Lodge Farms, above,
at paras 6–7; Trinity Western University v The Law Society of British
Columbia, 2015 BCSC 2326 at para 97, [2016] 8 WWR 298; Halfway River
First Nation v British Columbia (Ministry of Forests), 1999 BCCA 470 at
para 62, [1999] 4 CNLR 1.
[127] To find that discretion has been fettered, the facts before the
Court must give rise to a reasonable apprehension that the decision-maker
treated another individual’s views as binding or conclusive, without the need
to consider any other factors or to conduct an independent analysis.
[128]
A/Commr MacMillan’s notes made contemporaneously
after the February 17, 2016, meeting, support his recall that he had
immediately informed the Commissioner that they should not discuss the merits
of the review due to his role as the Review Authority. In addition, the
evidence shows that A/Commr MacMillan initiated the administrative steps to
start the review on January 8, 2016, before the series of meetings in early
February. This was several weeks before the matter came to the Commissioner’s
attention in February when he received an email from a Member of the Force and
before the press began clamouring for responses from the Minister and the
Commissioner.
[129] As for the comments attributed to D/Commr Henschel, my reading of
the news report and the other material in the CTR satisfies me that he was not
referring to the review which A/Commr MacMillan was to undertake but rather to
complaints received from other members of the ETU that the original
investigations into misconduct at the College by the Applicant and the second
member had not been thorough enough. In other words, he was ordering
investigations into those investigations. A/Commr MacMillan did not report to
Deputy Commissioner Henschel and received no instructions from him pertaining
to this matter.
[130] I am not persuaded that the comment attributed to A/Commr MacMillan
at the January 7, 2016 meeting, that the measures imposed were “sound” is significant in the context of what occurred,
if in fact he made it. A/Commr MacMillan had been provided with a briefing book
containing summaries of a number of conduct meetings that had occurred under
C/Supt Chesser’s purview at National HQ. It was not the complete Record of Decision
of this specific matter. Moreover, A/Commr MacMillan took steps the following
day to obtain advice on the appropriateness of the conduct measures imposed on
the Applicant as well as in two other cases.
[131] As review authority, A/Commr MacMillan properly received detailed
advice from the WRB outlining the factors that he should consider prior to
deciding whether or not to conduct a review. His decision under s 9 of the CSO
– Conduct was based on the recommendations of the WRB which were authored
on February 18, 2016, and provided to A/Commr MacMillan on February 19, 2016.
The report was detailed and identified several issues with the process and the conduct
measures previously imposed.
[132] On the record before me, I am satisfied that the evidence does not
establish that A/Commr MacMillan’s decision was fettered. Rather it
demonstrates that the decision was the result of an independent analysis. For
that reason, this ground of challenge must also fail.
D.
Is the decision to initiate a conduct board
hearing reasonable?
[133] The Applicant submits that insufficient reasons were provided by
A/Commr MacMillan to allow the Court to apply the reasonableness standard. In
this instance, the Applicant argues, A/Commr MacMillan’s Notice of Decision
dated May 30, 2016, states bald conclusions without providing any form of
rationale or justification for his conclusion that the previously imposed
conduct measures were clearly disproportionate to the nature and circumstances
of the alleged contraventions and that it was in the public interest to rescind
those measures and initiate a conduct hearing.
[134] The Respondent submits that the reasons are adequate since they are
based on the several reports before the decision-maker and provide intelligible
and clear reasons: Nfld Nurses, above, at para 16. The
reasons do not have to be perfect or comprehensive. They are to be reviewed in
the context of the evidence, the parties’ submissions and the process: Nfld
Nurses, above, at para 18.
[135] In my view, the reasons, while brief, are sufficient to permit this Court to understand why the tribunal made its decision
and to determine whether the decision falls within the range of acceptable
outcomes. In cases such as this where the decision-maker adopts the
recommendations set out in a report and provides only brief reasons, the
reasons set out in the report may be considered to be those of the
decision-maker: Saber & Sone Group v Canada (MNR), 2014 FC
1119 at para 23, 468 FTR 286, citing Sketchley v Canada (AG),
2005 FCA 404 at paras 37–38, [2006] 3 FCR 392; Nfld Nurses, above, at paras
15-16; see also Dunsmuir, above, at para 48; Edmonton, above, at
paras 36–38; Canadian Union, above, at para 32; Rogers Media,
above, at para 26.
[136] The Applicant further submits that the decision to rescind the
conduct measures and initiate a conduct hearing is unreasonable since the
conduct measures previously imposed are not “clearly
disproportionate.”
[137] Prior to making his decision, the Applicant notes, C/Supt Chesser
consulted with the NCMS section. They recommended that the conduct measures
which should be imposed upon the Applicant start in the normal range (11 to 20
days) or at the bottom of the aggravated range (20 days to dismissal). In
addition, C/Supt Chesser consulted with a CAR who in turn recommended a range
of conduct measures that would apply in the circumstances. C/Supt Chesser
imposed conduct measures that were within the reasonable range of measures that
were recommended by the CAR, the Applicant argues. A/Commr MacMillan’s decision
is inconsistent with the recommendations of the NCMS and the CAR to C/Supt
Chesser as the conduct authority and is, therefore, unreasonable, the Applicant
contends.
[138] The Respondent submits that the decision to rescind the conduct measures
and initiate a conduct hearing is reasonable. There were identifiable issues
surrounding the conduct measures imposed by the conduct authority. Among the
factors that should have been considered were the seriousness of the
misconduct, the lack of compassion and respect shown for a fellow RCMP Member, the
Applicant’s prior misconduct, the intentional nature of his actions,
persistence over an extended period of time and the impact on the complainant.
Considering these matters, the decision falls within the range of acceptable
outcomes.
[139] The WRB report prepared by Sgt Falls questioned the appropriateness
of the conduct measures imposed by the conduct authority, discusses how the
recommendations given to the conduct authority were misapplied and what the
appropriate conduct measures would have been according to the Conduct Measure
Guide. Since the three allegations were considered to be sexual harassment and
were persistent in nature, it was reasonable to conclude that an aggravated
range of sanctions could have been applied to each allegation.
[140]
Section 9(2) of the CSO – Conduct instructs
the review authority to determine if “a finding is
clearly unreasonable, or a conduct measure is clearly disproportionate to
the nature and circumstances of the contravention” [emphasis added]. The
task of the review authority is to conduct an independent analysis. In doing
so, the review authority may look
at the evidence that was before the conduct authority, but this is not
determinative. The review authority may seek assistance and advice from conduct
advisors within the WRB.
[141] In this instance, the WRB raised issues with the conduct measures
that were previously imposed. They pointed to the lack of consideration of
aggravating factors, such as the seriousness of sexual harassment and the
Applicant’s previous discipline for misconduct in the office. The lack of a proper justification in the Record of Decision for considering
that the conduct was mitigated indicated that the measures were “clearly disproportionate” in the view of C/Supt O’Rielly.
This forms part of the rationale for the review authority’s decision.
[142] While not expressly stated in the Record of Decision, it can be
inferred from several references in the record that C/Supt Chesser regarded the
conduct as “horseplay”, perhaps on the basis of
oral representations made to him during the conduct meeting with the Applicant.
In the complaint forwarded by the A/OIC of the CPC, reference is made to the
Applicant saying he was only joking when the complainant objected to physical
contacts and sexually belittling comments. The conduct was regarded on review
as harassment in the workplace rather than horseplay in keeping with the policy
adopted by the RCMP in the Commissioner’s Standing Orders (Investigation and
Resolution of Harassment Complaints), SOR/2014-290. It was reasonable for
the review authority to conclude that the measures imposed were clearly
disproportionate as the conduct authority had, based on the Record of Decision,
failed to turn his mind to this aspect of the matter.
[143] This was in essence a procedural decision as the matter remains to
be determined by the conduct board and any appeals that may result. And as
noted above, there may be further applications for judicial review at the conclusion
of the internal process.
[144]
Having considered these reports, the Record of
Decision by C/Supt Chesser and the other materials outlined in the Notice of
Decision, and having conducted his own analysis, the review authority reached a
transparent and justified decision which fell within the range of acceptable
and defendable outcomes. I see no reason to interfere with that decision.
IX.
Costs
[145] On the question of costs, the parties have proposed that if the
Respondent is successful on both applications the amounts that should be
awarded are $3,600 for T-891-16 and $5,000 for T-1197-16 – both all inclusive. I
accept that proposal.