Date: 20100120
Docket: IMM-500-08
Citation: 2010 FC 66
Ottawa, Ontario, January 20, 2010
PRESENT: The Honourable Mr. Justice de Montigny
BETWEEN:
FAUSTIN
MUTABAZI KANYAMIBWA
Applicant
and
THE MINISTER OF PUBLIC SAFETY
AND EMERGENCY
PREPAREDNESS
Respondent
REASONS FOR JUDGMENT AND JUDGMENT
[1]
This
is an application for judicial review of the decision of Minister Stockwell
Day, then Minister of Public Safety, wherein he rejected the Applicant’s
application for Ministerial relief under s. 35(2) of the Immigration and
Refugee Protection Act, S.C. 2001, c.27 (“IRPA”). The Applicant had
previously been deemed inadmissible pursuant to s. 19(1)(l) of the former Immigration
Act, R.S.C. 1985, c. I-2 (now s. 35(1)(b) of the IRPA) because he
was considered to be a senior official in two Rwandan governments who have been
determined to have engaged in systemic or gross human rights violations,
genocide, war crimes, or crimes against humanity.
I. Facts
[2]
The
Applicant is a Rwandan citizen of Hutu ethnicity, born October 10, 1950. After
earning a bachelor’s degree in psychology in 1975, he worked briefly (from
January 1976 to October 1977) for the Government of Rwanda in Kigali in the
immigration department. In November 1977, the Applicant went to Bordeaux, France, on a
government scholarship, where he earned a master’s degree in education (in
1979).
[3]
Upon
his return to Rwanda, he resumed
working for the government, first as an intelligence analyst for the “Service
central de renseignements” (from October 1979 to August 1984), and then as a
diplomat in the “Ministère des affaires étrangères”. From August 1984 to July
1988, he was stationed in Switzerland, and from July 1988 to September 1991 he
was posted in the Ivory Coast. In September 1991, he was transferred to Canada, where he
has remained ever since. His position at the Rwandan Embassy was “premier
conseiller”, which made him the second highest ranking officer after the
Ambassador Maximin Segasayo. During all those years since 1984, he never
returned to Rwanda except to
attend the funeral of his mother-in-law in 1991.
[4]
The
Applicant’s posting in Canada coincided with the regimes of President
Juvenal Habyramana (October 1990 to April 1994) and the Interim Rwandan
Government (April 1994 to July 1994). It will be remembered that President Habyramana
was assassinated in April 1994, the event which unleashed a civil war and a
terrible genocide. In July 1994, the opposition forces of the Rwandan Patriotic
Front (RPF) took power in the capital of Kigali. The
Applicant continued to work at his post in Canada albeit
unpaid until March 1995, when he received orders from the new government to
return to Rwanda with his
family.
[5]
The
Applicant did not follow these orders, allegedly because of the difficulty of
extricating himself from his life in Canada on such short notice, but also
because he knew he would be at risk in Rwanda. The
Applicant claimed that the RPF had harmed members of his family before, and
that he was hearing new stories of persecution from Hutus who had returned to Rwanda. He and his
family therefore elected to claim refugee protection in Canada in October
1995.
[6]
Prior
to the beginning of the hearings, a journalist at the Ottawa Citizen named
Jacquie Miller filed an application to have the hearing made open to the public.
A corresponding application was made by the Applicant for an order to ensure
the confidentiality of the proceedings. Ms. Miller’s application was denied in
an interim decision, but the Refugee Protection Division (RPD) stated that she
could re-apply upon review of the completed reasons for decision. Subsequent to
that interim decision, Ms. Miller swore an affidavit wherein she stated that “sources
from the Rwandan community” had informed her that Mr. Kanyamibwa was a senior
official in the early 1980s for the Rwandan security service, and she added
that “[a]t that time, the security service was linked to torture of political
prisoners and severe human rights abuse”. She also reported the views of a
human rights expert at the Université du Québec in Montréal according to whom
former diplomats would not be in danger if returned to Rwanda. That
affidavit was filed before the RPD. A Hearings Officer also filed a notice of
intent to participate on December 6, 1996.
[7]
On
March 19, 1997, the RPD decided that the Applicant’s claim was well-founded,
and as such, he was included in the Convention refugee definition. The Board
concluded this part of its reasons in the following way:
By his testimony and personal documents
the claimant has satisfied the panel that he is an intellectually prominent
Hutu who would certainly come to the attention of the government if he returned
to Rwanda. He has a graduate degree
from a French university and has held relatively important posts within the
former government. As well, the claimant produced building permits and
photographs of his two residences in Kigali
and gave credible evidence that they have been occupied by others, including
the RPA [Rwandan Patriotic Army]. Considering the objective country
information, the panel finds that if the claimant returned to Rwanda there is a
reasonable possibility that the claimant would be subjected to arbitrary arrest
and detention if not some more serious harm either because of his prominence as
a member of the Hutu elite or because he would be unjustly denounced by someone
now occupying one of his properties. He therefore has a well-founded fear of
persecution by reason of his ethnic identity and perceived political opinion.
[8]
The
Minister intervened to seek the exclusion of the Applicant, both on the ground
of his work for the Rwandan government in the 1980s and because he served as a
diplomat during the genocide in 1994. At the conclusion of the Applicant’s testimony
on December 10, 1996, the RPD granted the Minister’s request for an adjournment
in order to obtain additional evidence and in particular, speak with sources in
the Rwandan-Canadian community referred to in the affidavit of Ms. Miller. The
Minister requested an extension of the adjournment, which was also granted. After
a three-month adjournment, the Minister informed the RPD that he had completed
his investigation, that no new evidence was forthcoming, and that he would be
calling no witnesses and making no submissions.
[9]
The
RPD accepted the Applicant’s testimony regarding his assignment to the “Service
central de renseignements” following his return from the University of Bordeaux. In
particular, the RPD wrote:
His Department in the Information
Services was responsible for gathering and summarizing international
information about Rwanda which was generated by
external sources. Much of the information was economic and political in nature
and was gathered from Rwandan embassy sources and international press clippings.
The claimant also wrote security reports for various government departments
based on the information. The government had an on-going concern that some of
its neighbours, notably Uganda, would seek to destabilize
the economy by blocking access to coffee markets.
The claimant was closely questioned by
the Minister’s representative and the RCO on the relation of the claimant’s
department to other departments within the Information Services. The claimant
said he knew that arrests were made by another department within the
Information Services which was responsible for internal problems within Rwanda. If officials of that
department tortured prisoners, he was unaware of it. He testified there was no
formal communication between the departments. In general officials throughout
the Information Service did not speak about their work. (…)
In the compound where the claimant
worked, no one wore a uniform or bore arms. There were no cells in the compound.
The nearest prison was about five kilometres away. He had not visited it
personally. He has never received military or police training. In summary, the
claimant testified that in the course of his duties, the claimant had not been
involved in the arrest or torture of anyone in Rwanda either directly, or indirectly by the
processing of any files or information obtained though torture.
[10]
The
RPD therefore found that the Applicant’s testimony was “detailed, consistent
and plausible”. It gave Ms. Miller affidavit “very little weight”, since the
allegations contained therein “although quite serious, are double or triple
hearsay”. The RPD concluded:
Presumably the witnesses are available in
Canada and have not been forthcoming after a generous amount of time was
permitted for the Minister to marshall the relevant evidence. The
panel therefore finds there is no evidence before it which would permit a
finding that the claimant committed or was complicit in committing crimes
against humanity during his employment in his country’s Information Services
from 1979 to 1984.
[11]
Similarly,
the RPD found no evidence to establish that the Applicant was excludable based
on complicity in the 1994 genocide. In this respect, the RPD wrote:
There is limited documentary information
available on the planning and organization of the genocide perpetrated against
Tutsis and Hutu moderates. It is still not known who assassinated President
Habiyamara although many suspect anti-Tutsi extremists who were close to the
president and the Rwandan military. Little is known about the genocide except
that it was precipitous and any planning of it must have been extremely
secretive since it was linked to the assassination. Although fomented by
extremist leaders, much of the killing was performed by individual Rwandan
citizens over an extremely brief period of several weeks. There is no evidence
before this panel that the claimant was actively involved in Rwandan politics,
espoused extremist anti-Tutsi views nor that he had any connections with the
Interhamwe or other Hutu militias involved in the killing. Indeed, given that
he has lived outside of Rwanda since 1985, it does not
appear likely that he would have had the opportunity to be intimately involved
with clandestine power struggles at the highest levels of the former Rwandan
government.
Again, after completing his
investigation, the Minister has been unable to offer any contrary information
on the claimant’s role in regard to the genocide.
The panel finds that no evidence has been
presented which would allow a finding that the claimant has either committed or
been complicit in the commission of crimes against humanity in regard to the
1994 genocide. Mindful of the present finding and earlier finding in regard to
the claimant’s work for his country’s Information Service, the panel concludes
that the provisions of Article 1F of the Convention do not
apply and the claimant is not excluded from the Convention Refugee definition.
[12]
On
April 27, 1998, Citizenship and Immigration Canada (“CIC”) designated the
Rwandan governments under President Habyramana and the Interim Rwanda
Government (the “designated regimes”) as regimes that had engaged in systemic
or gross human rights violations, genocide, war crimes or crimes against
humanity for the purposes of s. 19(1)(l) of the Immigration Act.
[13]
On
July 20, 1998, CIC advised the Rwandan Ambassador Segasayo that he was
inadmissible pursuant to s. 19(1)(l) of the Immigration Act. The
Ambassador’s application for ministerial relief was denied, and that decision
was subsequently upheld on judicial review: Segasayo v. Canada (Minister of
Public Safety and Emergency Preparedness), 2007 FC 585, [2007]
F.C.J. No. 792.
[14]
On
December 17, 1999, CIC advised the Applicant that he was inadmissible to be
landed in Canada due to his
position in the two designated regimes pursuant to s. 19(1)(l) of the Immigration
Act. In reply, the Applicant wrote a letter stating his surprise and shock
at the allegations and requested a re-examination of his file.
[15]
On
March 15, 2000, the Applicant received a letter from CIC stating that he could
make an application for ministerial relief. He retained counsel and submissions
were made on his behalf on October 2, 2000.
[16]
On
November 10, 2000, a positive recommendation for his ministerial relief was
made, based on the fact that the Applicant’s activities were oriented to
cultural and educational cooperation and that he did not have signing authority
to sign agreements. The recommendation also referred to the RPD’s decision
where the Applicant was determined not to be involved in the genocide. However,
no final determination was made at that time.
[17]
On
November 14, 2006, the Applicant received a package from the Canada Border
Services Agency (“CBSA”). It contained a draft Briefing Note recommending that
the Applicant’s application for ministerial exemption be denied. The Applicant
was given an opportunity to respond to this material, which he did on March 27,
2007.
[18]
On
June 21, 2007, the Applicant was advised by CBSA that its recommendation
against ministerial relief had been amended. He was given an opportunity to
respond to the amendments and did so on August 10, 2007.
[19]
On
November 15, 2007, the Minister denied the Applicant’s application for
ministerial relief following the recommendations of the Briefing Note dated
August 31, 2007.
[20]
After
the Applicant was granted leave for judicial review of the Minister’s denial,
the Respondent filed a motion for non-disclosure of some information in the
tribunal record pursuant to s. 87 of the IRPA on the grounds that
disclosure would be injurious to national security or to the safety of any
person. Fourteen pages of the Certified Tribunal Record (CTR) were partially
(and in some cases, heavily) redacted. They consisted of five documents: a
letter or report from the Canadian Security Intelligence Service (“CSIS”),
dated September 28, 1999; a second letter or report dated November 2002, also
from CSIS to the Modern War Crimes section of CIC; a memorandum from CSIS to the
Modern War Crimes Unit of CBSA, and a memorandum from the RCMP War Crimes
Section to the CBSA dated June 1, 2005. The last document is entitled “Classified
Analysis Pertaining to the Application of Ministerial Relief for Faustin
Kanyamibwa” and is almost entirely redacted.
[21]
Following
the ex parte and in camera hearing on the Respondent’s Motion for
non- disclosure that took place on September 9, 2009, it was determined that
three pages of the CTR contained redactions of information that could be made
public. On September 21, 2009, these un-redacted pages that now form part of
the public record (pages 115, 125 and 126 of the CTR) were disclosed and sent
to the Applicant. The Applicant was also given permission to file a further
affidavit in response to this disclosure, which he did on October 14, 2009.
[22]
The
new information provided to the Applicant as a result of this partial
disclosure is to the effect that the RCMP received information about the
Applicant from the Rwandan Ambassador on October 15, 1996. This was before the
Applicant’s refugee hearing had commenced. The Ambassador is the source of the
initial allegation that “members of the Rwandan Intelligence Agency at the time
of Mr. Kanyamibwa’s involvement were known to use torture during interrogation
of their targets”. The document then notes that a witness was interviewed, who
claimed to have been a victim of torture. This information was clear from the
redacted CTR. The new information provided that the interview took place on
July 11, 1997, the interviewee’s name, the date and length of his alleged
detention, and the supposed reason for his arrest. The document also stated
that the interviewee claimed to have seen the Applicant here in Canada, and felt
that Mr. Kanyamibwa did indeed recognize him.
[23]
In
parallel to the Respondent’s Motion for non-disclosure, counsel for the Applicant
made a motion requesting the appointment of a special advocate. After hearing
counsel by way of teleconference on September 28, 2009, I dismissed the motion
on October 6, 2009 for reasons briefly explained to the parties during the
teleconference that took place on that day. I indicated at the time that more
fulsome reasons would be provided with respect to these two motions as part of
my reasons on the judicial review application.
II. The impugned decision
[24]
The
reasons for the decision must be taken to be the Briefing Note prepared and
signed by the President of the CBSA, who recommended that Ministerial relief
not be granted. Since the Minister adopted the negative recommendations without
giving any further reasons, the Briefing Note must be taken to constitute the
reasons for the decision by the Minister: Miller v. Canada
(Solicitor General), 2006 FC 912, [2006] F.C.J. No. 1164, at para. 55; Kanaan
v. Canada (Minister of
Citizenship and Immigration), 2008 FC 241, [2008] F.C.J. No. 301 at
para. 5.
[25]
The
reasons began with a summary of what the CBSA President saw as the key issues,
namely:
i.) the applicant is a Convention
Refugee who is inadmissible to Canada pursuant to s. 35(1)(b) of the IRPA
on the grounds that he is a former senior official of the Rwandan government
under President Habyarimana and in the Interim Rwandan government from April
1994 to July 1994, both of which are responsible for having committed gross
human rights violations and for the 1994 Rwandan Genocide.
ii.) the applicant should not be
granted Ministerial relief pursuant to s. 35(2) of the IRPA but should
remain inadmissible to Canada and ineligible for permanent residence, though he
may only be removed through a vacation of his refugee status pursuant to s.
109(1) of IRPA or through an opinion of the Minister of Citizenship and
Immigration that the nature and severity of the acts committed outweigh the
person’s need for protection pursuant to s. 115(2)(b).
[26]
The
Briefing Note then laid out some background details, including the Minister of
Citizenship and Immigration’s designation of the Rwandan government under
President Habyramana and the interim Rwandan government from October 1990 to
July 1994 as regimes which had engaged in gross human rights violations. It
then outlined the Applicant’s immigration history in Canada.
[27]
Then
the CBSA President presented the arguments in favour of granting ministerial
relief. In doing so, he referred to the Applicant’s submissions. These
arguments are to the effect that the Applicant would have been a neutral,
mid-level public servant who did not have the ability to significantly
influence others. His position as First Secretary at the Embassy would not have
permitted him to act instead of the Ambassador. His duties would have been
essentially related to education, science, economy and commerce, but not
politics. His contacts with the Canadian International Development Agency
(“CIDA”) and with some provinces would have only been relevant to education and
trade. Furthermore, he and his family were well integrated in Canada. The
Applicant also stressed that he never went back to Rwanda since 1984
except for a brief visit for a funeral and therefore he could not be implicated
directly in the Rwandan conflict. The CBSA President also referred to the
Applicant’s Personal Information Form (“PIF”) for his RPD hearing where he
explained his employment at the Department of Information Services. He would
have been in charge of collecting and summarizing international information
about his country generally from external sources. Finally, the CBSA President
also mentioned that at the RPD hearing the Minister decided not to pursue the
art. 1(F)(a) exclusion due to a lack of available evidence.
[28]
The
CBSA President then turned to the arguments against granting relief on which he
based his recommendation. The CBSA considered that, notwithstanding the
Applicant’s representations on his mid-level position, he was the second
highest ranking individual at the Rwandan Embassy in Canada after the
Ambassador and has been appointed by the Rwandan President himself. In
addition, although it might be true that he was not in a position to sign
agreements, he was involved in negotiations in which more than $67 million
dollars in aid money were at stake. The fact that he was never required to
replace the Ambassador does not negate the fact that if required, he could have
done so. Similarly, being outside the country in the periods before and during
the genocide did not sufficiently dissociate him from the regimes.
[29]
The
Briefing Note then dealt with the allegations of torture against the Applicant
mainly in one paragraph, where it stated:
During the course of preparing and
reviewing the material for this recommendation the War Crimes section of the
RCMP submitted concerns regarding Mr. Kanyamibwa. The RCMP had received
information about Mr. Kanyamibwa’s activities that required further
investigation. As a consequence they interviewed a witness who had been
arrested and detained in Rwanda and had been subjected to
torture. He stated that while he was in detention in Rwanda, Mr. Kanyamibwa was present at the time
of this witness’s interrogation sessions, when the witness was tortured by
members of the Rwandan Intelligence Service. The witness stated that while Mr.
Kanyamibwa was not the person who inflicted the torture, he was the one who
gave orders to the other intelligence officers.
[30]
The
CBSA President also addressed the positive recommendation of the Ontario
Regional War Crimes Unit submitted in November 2000. He explained that this
recommendation was made without being in possession of all of the relevant
information with respect to the Applicant’s role at the Embassy, and should
therefore carry little weight in the final determination.
[31]
The
Briefing Note stressed the massive human rights abuses and use of violence
associated with the designated regimes for which the Applicant worked as a
senior official during the entirety of their designations. It is also noted
that the Applicant never consciously separated himself from nor condemned the
abuses carried out by these regimes.
[32]
Finally,
the Briefing Note indicated that the fact that exclusion under art. 1F(a) of
the Convention was not pursued before the RPD should not indicate that the
Applicant was not involved in the events in Rwanda because the allegation
regarding the Applicant had been made by a reporter, but were not substantiated
by more credible sources at the time. The reasons also noted that external
consultations revealed classified information pertaining to the Applicant’s
application for ministerial relief. This information was added in Appendices
15-19 to the Note, and were not disclosed on the ground that disclosure would
be injurious to national security or to the safety of any person. After leave
for judicial review was granted, the documents were communicated to the
Applicant’s counsel, with the redactions already referred to and which were the
subject of the motion for non-disclosure submitted by the Respondent.
[33]
Based
on all the foregoing arguments, the President of the CBSA recommended that the
relief not be granted to the Applicant because he had not shown that his
presence in Canada would not be
detrimental to the national interest as required by s. 35(2) of the IRPA.
That recommendation was endorsed by the Minister on November 15, 2007.
III. Issues
[34]
Mr
Waldman, counsel for the Applicant, raises three issues in challenging the
Minister’s decision. First, he argues that the decision is in breach of natural
justice due to its reliance, at the time of the decision, on undisclosed
information to which the Applicant could not answer. This argument is somewhat
novel, in that Mr. Waldman is not trying to re-litigate my decision on the
Respondent’s motion for non-disclosure. As he candidly confessed during oral
argument, he would have had no argument had I ruled that all of the information
could be withheld. But having ordered that three pages be disclosed without
redactions, Mr. Waldman submits that judicial review should be granted to allow
the Applicant to make a meaningful submission to the decision-maker addressing
this newly disclosed evidence. Since there is a substantial difference between
what was disclosed to the Applicant before the Minister made his decision and
what he now knows, argues Mr. Waldman, he should be able to respond more fully not
before this Court, but rather, before the original decision-maker.
[35]
The
second argument made on behalf of the Applicant is more straightforward. According
to Mr. Waldman, the issue of exclusion was dealt with conclusively before the
RPD. Relying on the doctrines of res judicata, issue estoppel and abuse
of process, he contends that the Minister was barred from considering whether
the Applicant committed or was complicit in crimes against humanity in the
context of the ministerial relief application, as this decision was based on
the same allegations and the same facts that were put before the RPD.
[36]
Finally,
the Applicant argues that the Minister erred in making unreasonable findings of
fact, or by ignoring evidence, or by making unreasonable inferences. He submits
that he could not act instead of the Ambassador, that it was an error to give
little weight to the Ontario Regional War Crimes Unit positive recommendation
on the basis that it was made in the absence of all relevant information, that
there is no evidence that he was involved in atrocities, and that the evidence
which the Minister relied on to suggest that the Applicant was complicit in
torture and crimes against humanity was inherently unreliable.
IV. Analysis
A. Preliminary Remarks
(1) The
Respondent’s Motion For Non-Disclosure
[37]
Section
87 of the IRPA provides statutory assurance that the confidentiality of
sensitive information will be maintained by allowing the Court to hear all or
part of this information in the absence of the Applicant, his counsel and the
public where it is believed that disclosing it would be injurious to national
security or to the safety of any person. It provides as follows:
Application
for non-disclosure judicial review
87. The Minister may, during a
judicial review, apply for the non-disclosure of information or other
evidence. Section 83 other than the obligations to appoint a special advocate
and to provide a summary applies to the proceeding with any necessary
modifications.
|
Interdiction
de divulgation contrôle judiciaire
87. Le ministre peut, dans le
cadre d’un contrôle judiciaire, demander l’interdiction de la divulgation de
renseignements et autres éléments de preuve. L’article 83 s’applique à
l’instance, avec les adaptations nécessaires, sauf quant à l’obligation de
nommer un avocat spécial et de fournir un résumé.
|
[38]
The
information referred to in that section is defined in s. 76 of the IRPA
in the following way:
“information”
means security
or criminal intelligence information and information that is obtained in
confidence from a source in Canada, the government of a foreign state, an
international organization of states or an institution of such a government
or international organization.
|
«
renseignements »
Les
renseignements en matière de sécurité ou de criminalité et ceux obtenus, sous
le sceau du secret, de source canadienne ou du gouvernement d’un État
étranger, d’une organisation internationale mise sur pied par des États ou de
l’un de leurs organismes.
|
[39]
The
relevant sub-paragraphs of section 83 state :
Protection
of information
83. (1) The
following provisions apply to proceedings under any of sections 78 and 82 to
82.2:
(…)
(c) at any
time during a proceeding, the judge may, on the judge’s own motion — and
shall, on each request of the Minister — hear information or other evidence
in the absence of the public and of the permanent resident or foreign
national and their counsel if, in the judge’s opinion, its disclosure could
be injurious to national security or endanger the safety of any person;
(d) the judge
shall ensure the confidentiality of information and other evidence provided
by the Minister if, in the judge’s opinion, its disclosure would be injurious
to national security or endanger the safety of any person;
|
Protection
des renseignements
83.
(1) Les règles ci-après s’appliquent aux instances visées aux articles 78 et
82 à 82.2 :
(…)
c)
il peut d’office tenir une audience à huis clos et en l’absence de
l’intéressé et de son conseil — et doit le faire à chaque demande du ministre
— si la divulgation des renseignements ou autres éléments de preuve en cause
pourrait porter atteinte, selon lui, à la sécurité nationale ou à la sécurité
d’autrui;
d)
il lui incombe de garantir la confidentialité des renseignements et autres
éléments de preuve que lui fournit le ministre et dont la divulgation
porterait atteinte, selon lui, à la sécurité nationale ou à la sécurité
d’autrui;
|
[40]
In Ruby
v. Canada (Solicitor General), 2002 SCC 75, [2002] 4 S.C.R. 3, at
paras 38-44, the Supreme Court of Canada acknowledged that the state has a
legitimate interest in preserving intelligence information received from
foreign sources and noted that the inadvertent release of such information
would significantly injure national security. Consequently, the Supreme Court
recognized the interest of the state in protecting national security and that
the need for confidentiality in national security matters superseded the
individual’s right to an open judicial forum. See also: Canada (Minister of Employment
and Immigration)
v. Chiarelli, [1992] 1 S.C.R. 711, at para. 744; Suresh v.
Canada (Minister of
Citizenship and Immigration), 2002 SCC 1, [2002] 1 S.C.R. 3, at para. 122. This
Court has similarly commented on a number of occasions on the rationale
underlying the need to protect national security information: see, for example,
Sogi v. Canada (Minister of Citizenship and Immigration),
2003 FC 1429, [2003] F.C.J. No. 1836; aff’d 2004 FCA 212, [2004] F.C.J. No. 947;
Gariev v. Canada (Minister of Citizenship and Immigration)
2004 FC 531, [2004] F.C.J. No. 657; Alemu v. Canada (Minister
of Citizenship and Immigration) 2004 FC 997, [2004] F.C.J. No. 1210; Segasayo
v. Canada (Minister of Public Safety and Emergency Preparedness),
2007 FC 372, [2007] F.C.J. No. 529; Malkine v. Canada
(Minister of Citizenship and Immigration), 2009 FC 496, [2009] F.C.J. No.
635; Rajadurai v. Canada (Minister of Citizenship and
Immigration), 2009 FC 119, [2009] F.C.J. No. 147; Nadarasa v.
Canada (Minister of Citizenship and Immigration), 2009 FC 1112, [2009]
F.C.J. No. 1350.
[41]
As I
stated in Rajadurai, above, at para. 16:
The
state has a considerable interest in protecting national security and the
security of its intelligence services. Disclosure of confidential information
related to national security or which would endanger the safety of any person
could cause damage to the operations of investigative agencies. In the hands of
an informed reader, seemingly unrelated pieces of information, which may not in
themselves be particularly sensitive, can be used to develop a more
comprehensive picture when compared with information already known by the
recipient or available from another source. In the past, this Court has
consistently relied on the principles articulated in Henrie v. Canada (Security Intelligence Review Committee), [1989] 2 F.C. 229 (F.C.T.D.), aff’d
(1992), 88 D.L.R.(4th) 575 (F.C.A.). At pages 578 and 579, Mr.
Justice Addy wrote:
[…]
in security matters, there is a requirement to not only protect the identity of
human sources of information but to recognize that the following types of
information might require to be protected with due regard of course to the
administration of justice and more particularly to the openness of its
proceedings: information pertaining to the identity of targets of the
surveillance whether they be individuals or groups, the technical means and
sources of surveillance, the methods of operation of the service, the identity
of certain members of the service itself, the telecommunications and cipher
systems and, at times, the very fact that a surveillance is being or is not
being carried out. This means for instance that evidence, which of itself might
not be of any particular use in actually identifying the threat, might
nevertheless require to be protected if the mere divulging of the fact that
C.S.I.S. is in possession of it would alert the targeted organization to the
fact that it is in fact subject to electronic surveillance or to a wiretap or
to a leak from some human source within the organization.
It
is of some importance to realize than an “informed reader”, that is, a person
who is both knowledgeable regarding security matters and is a member of or
associated with a group which constitutes a threat or a potential threat to the
security of Canada, will be quite familiar with the minute details of its
organization and of the ramifications of its operations regarding which our
security service might well be relatively uninformed. As a result, such an
informed reader may at times, by fitting a piece of apparently innocuous
information into the general picture which he has before him, be in a position
to arrive at some damaging deductions regarding the investigation of a
particular threat or of many other threats to national security. He might, for
instance, be in a position to determine one or more of the following: (1) the
duration, scope intensity and degree of success or of lack of success of an
investigation; (2) the investigative techniques of the Service; (3) the
typographic and teleprinter systems employed by C.S.I.S.; (4) internal security
procedures; (5) the nature and content of other classified documents; (6) the
identities of service personnel or of other persons involved in an
investigation.
[42]
As
already mentioned, the Applicant did not formally object to the non-disclosure
motion, but responded with his own motion for the appointment of a special
advocate. It was submitted that the presence of a special advocate was
important to protect the interests of the Applicant in the absence of the
Applicant’s presence when dealing with sensitive evidence. Counsel for the
Applicant also contended that a special advocate would ensure a perception of
an independent judiciary, since it would ensure that the Judge would have an
opportunity to hear argument from both sides, despite the non-attendance of the
Applicant prior to rendering a decision.
[43]
The
Respondent is correct in pointing out that the Supreme Court in Charkaoui v.
Canada (Citizenship and
Immigration),
2007 SCC 9, [2007] S.C.J. No. 9 stressed the importance for the judge not only
to be, but also to appear to be, independent and impartial. In light of the
significant liberty interests in the context of security certificates, the
Court came to the conclusion that the principles of fundamental justice required
that the individual named in the certificate be provided with a full disclosure
of the case against him or her, or in the alternative, a “substantial
substitute” for such disclosure. As a result of that decision, amendments were
made to the IRPA making it compulsory to appoint a special advocate in
security certificate proceedings (s. 83(1)(b)) and leaving it to the discretion
of the Court in other types of cases (s. 87.1). These two provisions read as
follows:
Protection
of information
83. (1) The following provisions apply to
proceedings under any of sections 78 and 82 to 82.2:
(b) the judge
shall appoint a person from the list referred to in subsection 85(1) to act
as a special advocate in the proceeding after hearing representations from
the permanent resident or foreign national and the Minister and after giving
particular consideration and weight to the preferences of the permanent
resident or foreign national;
Special
advocate
87.1 If the judge during the judicial
review, or a court on appeal from the judge’s decision, is of the opinion
that considerations of fairness and natural justice require that a special
advocate be appointed to protect the interests of the permanent resident or
foreign national, the judge or court shall appoint a special advocate from
the list referred to in subsection 85(1). Sections 85.1 to 85.5 apply to the
proceeding with any necessary modifications.
|
Protection
des renseignements
83.
(1) Les
règles ci-après s’appliquent aux instances visées aux articles 78 et 82 à
82.2 :
b)
il nomme, parmi les personnes figurant sur la liste dressée au titre du
paragraphe 85(1), celle qui agira à titre d’avocat spécial dans le cadre de
l’instance, après avoir entendu l’intéressé et le ministre et accordé une
attention et une importance particulières aux préférences de l’intéressé;
Avocat
spécial
87.1 Si le juge, dans le cadre
du contrôle judiciaire, ou le tribunal qui entend l’appel de la décision du
juge est d’avis que les considérations d’équité et de justice naturelle
requièrent la nomination d’un avocat spécial en vue de la défense des intérêts
du résident permanent ou de l’étranger, il nomme, parmi les personnes
figurant sur la liste dressée au titre du paragraphe 85(1), celle qui agira à
ce titre dans le cadre de l’instance. Les articles 85.1 à 85.5 s’appliquent
alors à celle-ci avec les adaptations nécessaires.
|
[44]
Having
carefully considered the information that is redacted from the CTR, as well as
the submissions made by counsel for the Respondent and the testimony of the
affiant who swore the confidential affidavit during the in camera and ex
parte hearing that took place on September 9, 2009, I am satisfied that the
disclosure of the information contained in pages 114, 116, 117, 118, 119, 120,
121, 122, 123, 124 and 127 “could be injurious to national security or endanger
the safety of any person”.
[45]
As
already indicated, I have also come to the conclusion that three pages of the CTR
(pages 115, 125 and 126) contained redactions of information that could be made
public. The witness who alleged to have been tortured in the presence of the
Applicant, as well as the Rwandan Ambassador who tipped the RCMP in 1996, have
both consented to have their name disclosed. Accordingly, there is no more
reason to keep their names confidential, and this is why I ordered to remove
most of the redactions found on these three pages.
[46]
Mr. Kanyamibwa
submitted that a special advocate should be appointed to protect his interests.
Relying on two cases decided in the context of Canada Evidence Act,
R.S.C. 1985, c. C-5 proceedings, he contended that the requirements of
procedural fairness dictate such a result: Canada (Attorney General) v. Khawaja,
2007 FC 463, [2007] F.C.J. No. 648; Khadr v. Canada (Attorney
General), 2008 FC 46, [2008] F.C.J. No. 47.
[47]
He
also sought to distinguish the circumstances of this case from those at play in
Segasayo, above, where Mr. Justice Pierre Blais (as he then was) refused
to appoint a special advocate within the context of an immigration judicial
review. According to the Applicant, his case is much different, first because
the redacted pages form a much more significant proportion of the evidence than
in Segasayo, second because the redacted evidence appears to refer to
allegations which were made and discredited at the Applicant’s refugee hearings
and is therefore very significant, and finally because the matter in Segasayo
was decided before section 87.1 was added to the IRPA to provide for the
power to appoint a special advocate in the context of a judicial review.
[48]
Mr. Kanyamibwa
also relied extensively on the decision of the Supreme Court in Charkaoui,
above for the proposition that in an adversarial system, it is important
for the judiciary not only to be independent, but also to be perceived as
independent, and that a special advocate would be key to ensure that the judge
has an opportunity to hear argument from both sides.
[49]
Taking
into account the contextual factors set out in Baker v. Canada
(Minister of Citizenship and Immigration), [1999] S.C.J. No. 39, [1999] 2
S.C.R. 817, to assess the requirements of procedural fairness in a given case,
Mr. Kanyamibwa finally argued that a higher requirement is mandated both by the
legislative scheme itself and by the importance of the decision to the Applicant.
Relying on Mekonen v. Canada (Citizenship and Immigration), 2007
FC 1133, [2007] F.C.J. No. 1469, a case dealing with an admissibility
assessment just like the present case, the Applicant submitted that the
objective nature of the decision and the lack of any appeal procedure call for
a relatively high degree of procedural fairness. This can be achieved through
the appointment of a special advocate, who can ensure that the correct decision
is reached by acting on behalf of the Applicant in contradicting errors,
identifying omissions, challenging the credibility of informants or refuting
false allegations. As for the importance of the decision to the Applicant, it
is submitted that without permanent residence, he is not eligible for the same
social benefits and mobility rights as most Canadians, that his protections
under the Canadian Charter of Rights and Freedoms is limited, and that
he cannot apply for citizenship.
[50]
Despite
the able arguments presented by counsel for the Applicant, I cannot accede to
his request for the appointment of a special advocate. I agree with the
Respondent that the interests of justice do not require the appointment of a
special advocate in the present case, given that the information the Respondent
is seeking to protect from disclosure is minimal and this information did not
form the basis for the Minister’s decision.
[51]
First
of all, it is worth stressing that the Minister’s decision under s. 35(2) of
the IRPA, while not insignificant as it could potentially lead to the
Applicant’s removal from Canada further down the road,
has a limited immediate impact on the Applicant’s life, liberty and security
interests. Not being able to access the same social benefits and mobility
rights as other Canadians and being barred from obtaining Canadian citizenship
are no doubt important restrictions for the Applicant, but they are a far cry
from the consequences of being subjected to a security certificate.
[52]
Moreover,
the Applicant has already been found to be a convention refugee. As such, he is
subject to s. 115 of the IRPA, which prohibits his deportation barring a
determination by the Minister that “…he should not be allowed to remain in
Canada on the basis of the nature and severity of acts committed or of danger
to the security of Canada” (s. 115(2)(b)). Accordingly, I agree with Justice
Blais’ conclusion in Segasayo that “a judicial review of a denial of
ministerial relief under subsection 35(2) differs substantially from both a
judicial determination concerning the reasonableness of a security certificate
and a judicial review of the detention of a person subject to a security
certificate”: Segasayo, above, at para. 26.
[53]
Moreover,
the extent of the non-disclosure is now very limited. There have been minimal
redactions from the Certified Tribunal Record, and the Applicant has had access
to an overwhelming majority of the information on the record. There are
currently only 12 pages out of the 222 pages of the CTR which contain
redactions, and the redactions on pages 115, 116, 119, 120 and 124 are limited
to a few words; only two pages redacted in their entirety.
[54]
Finally,
it is well established that one of the factors to take into consideration is
the materiality or probity of the information in question, and the ability of
the Applicant to meet the case against him. The Minister’s decision was based
mainly on the fact that the Applicant held a high ranking position in the
regimes of President Habyramana and the Interim Rwandan Government. The
information forming the basis for the Minister’s decision is public and was
brought to the attention of the Applicant, who then had the opportunity to
provide submissions on the issue of his role in the aforementioned Rwandan
regimes.
[55]
As
for the allegations that the Applicant was present when a person was subjected
to torture while detained in Rwanda in 1980, the Applicant was well aware of
them and did indeed respond to this information both in his response to the Briefing
Note to the Minister and in his Affidavit filed on September 16, 2008. I am
satisfied that he was fully aware of the substance of the information that was
relied upon by the CBSA President in his Memo and, subsequently, by the
Minister in deciding not to grant Ministerial relief to Mr. Kanyamibwa.
[56]
For
all of these reasons, I have concluded that considerations of fairness and
natural justice do not require the appointment of a special advocate in this
proceeding. These reasons therefore confirm and elaborate upon the oral reasons
communicated to the parties on October 6, 2009.
B. Standard of Review
[57]
There
is no dispute between the parties that the decision of the Minister to grant or
deny relief pursuant to s. 35(2) of the IRPA deserves a high degree of
deference and is reviewable on the reasonableness standard: Ramadan v.
Canada (Minister of
Citizenship and Immigration), 2008 FC 1155, [2008] F.C.J. No. 1435, at para.
16; Afridi v. Canada (Minister of Public Safety and Emergency
Preparedness),
2008 FC 1192, [2008] F.C.J. No. 1471, at paras. 22 and 37; Kablawi v.
Canada (Minister of Public
Safety and Emergency Preparedness), 2008 FC 1011, [2008] F.C.J. No. 1256, at
paras. 10 and 23; Tameh v. Canada (Minister of Public
Safety and Emergency Preparedness), 2008 FC 884, [2008] F.C.J. No. 1111, at paras.
33-36; Chogolzadeh v. Canada (Minister of Public Safety and Emergency
Preparedness),
2008 FC 405, [2008] F.C.J. No. 544 at paras. 37-45.
[58]
As
for the issues of res judicata, issue estoppel and abuse of process,
they are clearly questions of law and must be adjudged on a correctness
standard: Toronto (City) v. Canadian Union of Public Employees
(C.U.P.E.), Local 79, 2003 SCC 63, [2003] S.C.J. No. 64, at para. 15. The
same is true with respect to questions of natural justice and procedural
fairness: Sketchley v. Canada (Attorney General), 2005 FCA 404, [2005]
F.C.J. No. 2056 at paras. 54-55.
C. The Reasonableness of the Decision
[59]
Section
35(1)(b) of the IRPA prescribes that a permanent resident or a foreign
national is inadmissible on grounds of violating human or international rights
for:
Human or
international rights violations
35. (1) A permanent resident or a foreign
national is inadmissible on grounds of violating human or international
rights for
(…)
(b) being a
prescribed senior official in the service of a government that, in the
opinion of the Minister, engages or has engaged in terrorism, systematic or
gross human rights violations, or genocide, a war crime or a crime against
humanity within the meaning of subsections 6(3) to (5) of the Crimes
Against Humanity and War Crimes Act;
|
Atteinte
aux droits humains ou internationaux
35.
(1)
Emportent interdiction de territoire pour atteinte aux droits humains ou
internationaux les faits suivants :
(…)
b)
occuper un poste de rang supérieur au sens du règlement au sein d’un
gouvernement qui, de l’avis du ministre, se livre ou s’est livré au
terrorisme, à des violations graves ou répétées des droits de la personne ou
commet ou a commis un génocide, un crime contre l’humanité ou un crime de
guerre au sens des paragraphes 6(3) à (5) de la Loi sur les crimes contre
l’humanité et les crimes de guerre;
|
[60]
The
definition of what constitutes a “senior official” is found at section 16 of
the Immigration and Refugee Protection Regulations, SOR/2002-227 (“Regulations”)
which
state:
Application
of par. 35(1)(b) of the Act
16. For the purposes of paragraph 35(1)(b)
of the Act, a prescribed senior official in the service of a government is a
person who, by virtue of the position they hold or held, is or was able to
exert significant influence on the exercise of government power or is or was
able to benefit from their position, and includes
(…)
(f)
ambassadors and senior diplomatic officials;
|
Application
de l’alinéa 35(1)b) de la Loi
16. Pour l’application de
l’alinéa 35(1)b) de la Loi, occupent un poste de rang supérieur au sein d’une
administration les personnes qui, du fait de leurs actuelles ou anciennes
fonctions, sont ou étaient en mesure d’influencer sensiblement l’exercice du
pouvoir par leur gouvernement ou en tirent ou auraient pu en tirer certains
avantages, notamment :
(…)
f)
les ambassadeurs et les membres du service diplomatique de haut rang;
|
[61]
Section
35(2) of the IRPA empowers the Minister to grant exceptional relief in
the face of a previous finding of inadmissibility. The Applicant bears the onus
of satisfying the Minister that his presence in Canada would not be detrimental to the public
interest. This Court has recognized that the Minister must take into account a
wide range of factors. Unless the decision is based on an erroneous finding of
fact made in a perverse or capricious manner or without regard to the evidence
before him, this Court will not intervene: Segasayo, above, at para. 13;
Miller, above.
[62]
The
Applicant does not argue that the Briefing Note mischaracterizes his argument
in favour of granting him ministerial relief. Instead, he submits that the
Minister did not consider the totality of the evidence and made unreasonable
findings of fact. According to the Briefing Note, the Applicant consistently
tried to minimize his role in the Rwandan governments; far from being a
mid-level public servant, as he insisted, he was the second in command after
the Ambassador, he was involved in negotiations with CIDA, and he could have
replaced the Ambassador even if he was never required to do so.
[63]
I
have to agree with the Applicant that the Minister’s findings are not supported
by the evidence on the record. It is true that like every diplomat of his rank,
he was appointed directly by the President whereas people at a lower rank were
appointed by the Minister of Foreign Affairs. But this is not sufficient, in
and of itself, to conclude that he was in a position to exert much influence on
the “exercise of government power”, to quote from section 16 of the Regulations.
[64]
The
Applicant attested and provided evidence that he could not act in the
Ambassador’s stead or make decisions of his own. Indeed, the then Ambassador
confirmed in a letter to the Research Directorate of the Immigration and
Refugee Board in 1999 that the First Secretary of the Embassy could only
replace the Ambassador if given the explicit and written mandate to do so by
the Ambassador himself or the Minister of Foreign Affairs. And there is no
evidence that Mr. Kanyamibwa acted for the Ambassador between 1990 and 1994. This,
combined with the fact that the Applicant had no signing authority and that aid
agreements between Canada and Rwanda would have been signed by officials in
Rwanda or at the Ambassadorial level in exceptional cases, would tend to
confirm that Mr. Kanyamibwa was not considered a senior diplomatic official. Even
assuming that he was rightly considered to be a senior diplomatic official for
the purposes of s. 35(1)(b), the Minister still had to assess whether his
presence in Canada would be detrimental to
the national interest. It is in focusing on the fact that he was involved in
the negotiations with CIDA and that he could have replaced the Ambassador if
requested to do so that the Minister erred; he was entitled to use his
discretion in making this decision, but he could not selectively read the
evidence and discard relevant portions of it, such as the actual role of the
Applicant during his years in the Embassy.
[65]
It
is indeed significant that the Ontario Regional War Crime Unit reached a completely opposite
conclusion to that of the Minister in November of 2000. The Briefing Note
suggested that very little weight should be given to that determination, on the
basis that it was made at a time when all relevant information was not
available. This, it seems to me, is quite unfair. There is no evidence that the
regional office did not have all of the relevant information, at least with
respect to Mr. Kanyamibwa’s role at the Embassy. In fact, nowhere does the
Briefing Note expand on the new information that would not have been available
to the regional office in 2000 and that would explain the different assessment
reached in 2007.
[66]
Finally,
there is no discussion of the reliability of the evidence suggesting that the
Applicant was complicit in torture and crimes against humanity. The substance
of those allegations was known and available to the Officer who made a positive
recommendation to the Minister in 2000. And nowhere is it mentioned that the
evidence the Rwandan Intelligence Agency was known to use torture during
interrogations of their targets came from the Ambassador of a regime from which
the Applicant was found to have a well-founded fear of persecution. Nor are the
allegations of the Applicant that the new government is bent on “getting him” and
uses war crimes allegations as a means of persecuting its political opponents ever
discussed. Similarly, the Briefing Note is silent as to the fact that the
Applicant denied knowing the person allegedly being tortured in the presence of
Mr. Kanyamibwa, and that these allegations have not been corroborated. At the
hearing, counsel for the Respondent stressed that Parliament did not require
proof beyond a reasonable doubt, or even proof on a balance of probabilities, but
merely reasonable grounds to believe. This is no doubt true at the stage of
determining whether a person should be declared inadmissible. But this is not
what the Minister had to decide pursuant to s. 35(2) of the IRPA;
otherwise, that provision would be redundant. Notwithstanding what the
Applicant may have done in the past, what the Minister must assess is whether
his presence in Canada would be detrimental to
the national interest. It is in that context I find the decision defective, as it
fails to explain why the uncorroborated evidence of a person allegedly tortured
is given so much weight. To that extent, the Minister erred as he did not
consider the totality of the evidence and selectively relied on evidence
presented to the detriment of the Applicant. Indeed, the Briefing Note deals
quite summarily with the allegations of torture, and deals at much more length
with the position of the Applicant in the Embassy. And yet, the role of the
Applicant in the Rwandan Intelligence Service appears to be of crucial
importance, if not determinative, in the decision of the Minister.
[67]
Once
again, I agree with the Respondent that the Minister is entitled to a high
degree of deference when deciding whether the presence of the Applicant in Canada would be detrimental to
the national interest. The assessment of what is in the national interest
involves the exercise of broad discretion, calling for an examination of a wide
range of factors and considerations over which the Minister has a particular
expertise. That being said, it does not dispense him from the duty to provide
adequate reasons and to address material evidence which favours the Applicant’s
interests. In the case at bar, the Briefing Note is deficient as it does not
deal adequately with all of the evidence and fails to address cogently some
factors that favoured the Applicant’s interests. In those circumstances, the
decision of the Minister to deny relief to the Applicant cannot be said to be
reasonable.
C. Is the Minister’s Decision in
Breach of Natural Justice
[68]
The
Applicant argues that the Minister’s reliance on information that was initially
undisclosed but subsequently unredacted as a result of a Court Order
constitutes a breach of natural justice. According to the Applicant, this ex
post facto disclosure is of little use to him because the decision has
already been taken. As such, he argues that he has been denied fairness as a
result of the non-disclosure of the information in a timely fashion. Even if he
was given the right to file a further affidavit after the disclosure of pages
115, 125 and 126 was ordered, it was too late because his response should have
been considered by the decision-maker, that is, the Minister. I do not think
this argument holds sway, for the following reason.
[69]
It
will be remembered that the Memorandum to the Minister, which was disclosed to
the Applicant, specifically referred to information relating to the Applicant’s
presence when a person was subjected to torture while detained in Rwanda. The Applicant
responded to this information in his response to the Memorandum, and stated
that these allegations were false and baseless. In his affidavit filed on
September 16, 2008, the Applicant denied these allegations.
[70]
The
information that was disclosed to the Applicant following the in-camera hearing
to rule on the Respondent’s motion for non-disclosure revealed two things. First,
it divulged that the previously disclosed fact that the Rwandan intelligence
services were known to use torture came from the Rwandan Ambassador to Canada in 1997. Second, it
also revealed the name of the person who had alleged to have been tortured
while the Applicant was present: Mr. Musafili. It was also stated on page 126
that Mr. Musafili had seen the Applicant in Canada and that he felt that the Applicant had
recognized him.
[71]
At
the hearing, counsel for the Applicant conceded that there would be no breach
of fairness if the substance of the allegations made against his client had
been disclosed before the Minister made his decision. In other words, he
accepted that the exercise by his client of his right to make his case and
address the Minister’s concerns would not have been successful if there had been
no material difference between what he knew and what was later disclosed to
him.
[72]
I
agree with the Respondent that this is precisely the situation here. The
Applicant was given leave to file a further affidavit after the three un-redacted
pages were disclosed to him. The affidavit does not contain any new information
that could have had an effect on the Minister’s decision. The Applicant
acknowledges that he was aware of the allegations that he had been involved in
the torture of a witness, and denied these allegations. After receiving the
name of the witness, he continued to deny the allegations, but added that he did
not know that person and had no knowledge of the events recounted by that
person. This additional information could not have affected the decision’s
outcome. The same is true with respect to the Applicant’s questioning of the
Ambassador’s neutrality. In his submissions to the Minister, the Applicant has
already argued that the new government in Rwanda is spreading lies against him and was bent on
having him returned to his country out of revenge. The fact that the Rwandan Ambassador
is the source of the allegations relating to the practices of the Rwandan
intelligence service was not crucial, and it has not been shown that it could
have had an impact on the Applicant’s ability to make representations.
[73]
Of
course, the situation might have been different had the Applicant been able to
undermine the credibility of the Rwandan Ambassador, of Mr. Musafili, or the
reliability of their testimony. Yet, despite being given the opportunity to
file a further affidavit, the Applicant could do no better than repeat his blanket
denials and his vague assertions of persecution by the new regime. In those
circumstances, I fail to see how the disclosure of that information before the
Minister denied relief pursuant to s. 35(2) could have made a difference. The
Applicant knew the concerns of the Minister and he did have an opportunity to
address them. Moreover, the decision not to disclose at the time was a reasonable
one, considering the provisions of the Privacy Act (R.S., 1985, c. P-21)
which prohibits the government from disclosing personal information about
people unless they consent or unless there is a court order. There was,
therefore, no breach of natural justice.
D. Res Judicata, Issue Estoppel and
Abuse of Process
[74]
Counsel
for the Applicant submitted that the Minister was barred from raising the issue
of torture as it had been conclusively determined by the RPD. According to the
Applicant, the issue of exclusion due to the Applicant’s involvement with the
designated Rwandan regimes was addressed by the RPD when it found that the
Applicant was a Convention refugee and that there was not enough evidence to
make an exclusion finding against the Applicant. The Applicant believes the
Minister should be bound by the RPD’s finding, namely, that there was not
enough evidence to find that the Applicant committed or was complicit in
committing crimes against humanity.
[75]
The common law
developed two doctrines to deal with problems of unfair re-litigation,
consistency of result, and finality. The first branch of res judicata is
sometimes called cause of action estoppel (in the civil context), while the
second is referred to as issue estoppel. Although these two concepts are often
intertwined, they have distinct meanings as explained by the Federal Court of
Appeal in Apotex Inc. v. Merck and Co., 2002 FCA 210, [2002]
F.C.J. No. 811, at para. 25:
These
two estoppels, while identical in policy, have separate applications. Cause of
action estoppel precludes a person from bringing an action against another
where the cause of action was the subject of a final decision of a court of
competent jurisdiction. Issue estoppel is wider, and applies to separate causes
of action. It is said to arise when the same question has been decided, the
judicial decision which is said to create the estoppel is final, and the
parties to the judicial decision or their privies are the same persons as the
parties to the proceedings in which the estoppel is raised…
[76]
Subsection
15(b) of the Regulations illustrates the common law principle of res
judicata and explicitly manifests Parliament’s intention not to allow the re-litigation
of some issues. It reads as follows:
Application
of par. 35(1)(a) of the Act
15. For the purpose of determining whether
a foreign national or permanent resident is inadmissible under paragraph
35(1)(a) of the Act, if any of the following decisions or the following
determination has been rendered, the findings of fact set out in that
decision or determination shall be considered as conclusive findings of fact:
(…)
(b) a
determination by the Board, based on findings that the foreign national or
permanent resident has committed a war crime or a crime against humanity,
that the foreign national or permanent resident is a person referred to in
section F of Article 1 of the Refugee Convention;
(…)
|
Application
de l’alinéa 35(1)a) de la Loi
15. Les décisions ci-après ont,
quant aux faits, force de chose jugée pour le constat de l’interdiction de
territoire d’un étranger ou d’un résident permanent au titre de l’alinéa
35(1)a) de la Loi :
(…)
b)
toute décision de la Commission, fondée sur les conclusions que l’intéressé a
commis un crime de guerre ou un crime contre l’humanité, qu’il est visé par
la section F de l’article premier de la Convention sur les réfugiés;
(…)
|
[77]
Contrary
to the Applicant’s submissions, that provision is not triggered where an
applicant is found to be inadmissible under s. 35(1)(b) of the IRPA. Indeed,
counsel for the Applicant admitted as much in his oral submissions and conceded
that it applies only in the context of paragraph 31(1)(a). A contrario,
it would tend to show that the issue estoppel and res judicata concepts cannot
be relied on when determining whether a foreign national is inadmissible under
paragraph 35(1)(b), as is the case here.
[78]
It
is also clear that cause of action estoppel is not applicable here. The cause
of action before the RPD, specifically whether the Applicant should be granted Convention
refugee status, was not the same as the one that was before the Minister, which
was whether he should be exempted from inadmissibility pursuant to s. 35(2) of the
IRPA.
[79]
As
for the issue estoppel concept, three preconditions have been established by
numerous decisions of the Supreme Court of Canada. They are mentioned in the Apotex,
above decision from the Federal Court of Appeal quoted above, and can be set
out in the following way: 1) Has the same question been decided in a previous
proceeding? 2) Is the previous proceeding which is said to create issue
estoppel final? and 3) Are the parties to the previous proceeding the same as
those in the present proceeding or their privies? See also: Toronto (City), above, at para. 23; Danyluk
v. Ainsworth Technologies Inc., 2001 SCC 44, [2001] S.C.J. No. 46,
at para. 25; R. v. Mahalingan, 2008 SCC 63, [2008] S.C.J.
No. 64, at para. 112.
[80]
There
is no doubt that the RPD decision was final. But I cannot agree that the
parties before the RPD were the same as in the proceeding that is now being
challenged. First of all, the ability of the Minister to intervene before the
RPD does not make him a party to that proceeding. Moreover, the Minister is the
decision-maker when relief is sought pursuant to s. 35(2) of the IRPA whereas
the decision to grant or deny refugee status is made by the RPD, an independent
administrative body separate and distinct from the Minister.
[81]
Maybe
even more importantly, the issues are not the same and the third condition is
therefore not met either. In Ratnasingam v. Canada (Minister of Public
Safety and Emergency Preparedness), 2007 FC 1096, [2007] F.C.J. No. 1422, at
paras. 17-19, the Court found that the determination of whether an individual
is a Convention refugee is substantially different from the determination of
whether an applicant is admissible for the purposes of becoming a permanent
resident. The Court concluded that a RPD hearing did not address the “same
question” as is addressed by an inadmissibility determination. As such, the
doctrine of issue estoppel could not prevent the Minister from making an
inadmissibility finding where the RPD had already found a person to be a
Convention Refugee and therefore not excluded from Canada.
[82]
It
is true that in the case at bar, contrary to the situation in Ratnasingam,
above the exclusion issue was explicitly raised and investigated. The Minister,
however, was unable to marshall the relevant evidence
and informed the panel that he would not be calling witnesses or make
submissions. On that basis, the RPD concluded that the provisions of art. 1F of
the Convention did not apply since no evidence had been presented which would
allow such a finding. This conclusion, it seems to me, is a far cry from a
definitive determination that the Applicant is not inadmissible.
[83]
Even
assuming, for the sake of the argument, that the RPD did finally determine that
the Applicant was not complicit in crimes against humanity, it would not be the
end of the matter. It must be remembered that this case is about the denial of
ministerial relief to the Applicant pursuant to s. 35(2) of the IRPA,
and not the inadmissibility finding under s. 35(1) of the IRPA. As such,
the question of whether issue estoppel prevented the Minister from making an
inadmissibility finding against the Applicant due to the RPD’s findings
relating to exclusion is immaterial. Had the Applicant wished to challenge the
finding that he was inadmissible to Canada pursuant to s. 35(1)(b) of the IRPA, he
should have done so. His attempt to challenge this finding through his judicial
review application of the Minister’s decision to deny him relief pursuant to s.
35(2) of the IRPA amounts to a collateral attack of the inadmissibility
finding; as such, it is improper and must not be permitted by the Court.
[84]
It
is true that the allegation of complicity in torture is raised by the Minister
as one of the grounds for denying relief to the Applicant, and that the role of
the Applicant in the Rwandan Intelligence Service in the early 1980s was also
considered by the RPD. But this is only one of the factors considered by the
Minister in coming to his decision pursuant to s. 35(2) of the IRPA. As
already indicated, the factors to be taken by the Minister in making his
discretionary decision are multi-faceted and his determination must rest not
only upon what the Applicant may have done, but more broadly, upon whether the
Applicant’s presence in Canada would be detrimental to
the national interest.
[85]
In
the alternative, the Applicant submits that the decision of the Minister
constitutes an abuse of process. This doctrine of abuse of process stems from
the inherent and residual discretion of judges to prevent an abuse of the
court’s process in a way that would bring the administration of justice into
disrepute. It is a flexible doctrine, unencumbered by the specific requirements
of common law concepts such as issue estoppel. As explained by the Supreme
Court in Toronto (City), above, at para. 37:
“…Canadian
courts have applied the doctrine of abuse of process to preclude relitigation
in circumstances where the strict requirements of issue estoppel (typically the
privity/mutuality requirements) are not met, but where allowing the litigation
to proceed would nonetheless violate such principles as judicial economy,
consistency, finality and the integrity of the administration of justice…
[86]
In
the case at bar, I fail to see how the Minister’s decision can be said to be a
proceeding “unfair to the
point that [it is] contrary to the interest of justice” (R. v. Power, [1994]
S.C.J. No. 29, [1994] 1 S.C.R. 601, at para. 12), or an “oppressive treatment”
(R. v. Conway, [1989] S.C.J. No. 70, [1989] 1 S.C.R. 1659, at para. 8).
In
principle, the Minister should not be prevented from considering information
supporting allegations of crimes against humanity obtained after the RPD
decision in deciding what the national interest requires. This could not be
considered to be in the interest of justice.
[87]
Counsel
for the Applicant relied on the decision of this Court in Thambiturai v.
Canada (Solicitor
General),
2006 FC 750, [2006] F.C.J. No. 966, for the proposition that the Minister
should not be allowed to re-litigate a matter that he has lost before the RPD
on the basis of the same allegations. In that case, the applicant had been
found inadmissible for serious criminality and misrepresentation by the
Immigration Division, and was ordered deported. The applicant appealed this
decision before the Immigration Appeal Division. Before it was heard on the
merits, the Minister applied to vacate the decision to allow the claim for
refugee status. Because the appeal from the decision of the Immigration
Division was still pending, Mr. Justice Yvon Pinard found that the prior
judicial decision was not final for the purpose of issue estoppel and therefore
dismissed that argument. However, he also determined that the proceedings to
vacate the applicant’s refugee status constituted an abuse of process. He came
to that conclusion essentially because the latter proceeding was unnecessary
and duplicitous. It was particularly egregious because the respondent knew that
a successful result in the vacation proceedings would terminate the applicant’s
status and, consequently, his appeal of the Immigration Division decision.
[88]
The
decision of the Minister to deny relief to the Applicant pursuant to s. 35(2)
of the IRPA cannot be equated to the course of action condemned by
Justice Pinard in Thambiturai, above. It is true that the Minister, as
suggested by counsel for the Applicant, could have applied to vacate the Applicant’s
refugee status pursuant to s. 109 of the IRPA. But that would have
worked to the prejudice of the Applicant, as it is a lot better and of less
consequence to be inadmissible and to be denied an exemption from that
inadmissibility than to lose refugee status. I agree with counsel for the
Respondent that the Minister should be free to decide that the nature or
severity of the acts purportedly committed by an individual are not such that
he or she should not be considered as a Convention refugee, but that he or she
should nevertheless be inadmissible and barred from becoming a permanent
resident. This
is much different and in no way comparable to the conduct of the respondent in Thambiturai, and the
Applicant has failed to demonstrate that the Minister’s decision in the present
case was tantamount to an abuse of the judicial system.
[89]
For
all of the foregoing reasons, I am therefore of the view that this application
for judicial review must be granted, on the only ground that the decision of
the Minister was unreasonable. No question was proposed for certification, and
I agree with counsel that there is no basis for issuance of a certified
question in this case.
JUDGMENT
THIS COURT
ORDERS
that this application for judicial review is granted, the decision of
the Minister is quashed, and the matter is remitted back for re-determination.
“Yves de Montigny”