SUPREME
COURT OF CANADA
Citation:
Ewert v. Canada, 2018 SCC 30
|
Appeal Heard:
October 12, 2017
Judgment
Rendered: June 13, 2018
Docket:
37233
|
Between:
Jeffrey
G. Ewert
Appellant
and
Her
Majesty The Queen in Right of Canada (the Commissioner of the Correctional
Service of Canada, the Warden of Kent Institution and the Warden of Mission
Institution)
Respondent
-
and -
Native
Women’s Association of Canada, Canadian Association of Elizabeth Fry Societies,
Mental Health Legal Committee, West Coast Prison Justice Society, Prisoners’
Legal Services, Canadian Human Rights Commission, Aboriginal Legal Services,
Criminal Lawyers’ Association (Ontario), British Columbia Civil Liberties
Association and Union of British Columbia Indian Chiefs
Interveners
Coram: McLachlin C.J. and Abella, Moldaver, Karakatsanis, Wagner,
Gascon, Côté, Brown and Rowe JJ.
Reasons for
Judgment:
(paras. 1 to 90)
|
Wagner J. (McLachlin C.J. and Abella, Moldaver,
Karakatsanis, Gascon and Brown JJ. concurring)
|
Reasons
Dissenting in Part:
(paras. 91 to 129)
|
Rowe J. (Côté J. concurring)
|
Note: This document is subject to editorial revision before its
reproduction in final form in the Canada Supreme Court Reports.
ewert v. canada
Jeffrey G. Ewert Appellant
v.
Her Majesty The Queen in Right of Canada
(the Commissioner
of the Correctional Service of Canada,
the Warden of Kent
Institution and the Warden of
Mission Institution) Respondent
and
Native Women’s Association of Canada,
Canadian Association of Elizabeth Fry
Societies,
Mental Health Legal Committee,
West Coast Prison Justice Society,
Prisoners’ Legal Services,
Canadian Human Rights Commission,
Aboriginal Legal Services,
Criminal Lawyers’ Association (Ontario),
British Columbia Civil Liberties
Association and
Union of British Columbia
Indian Chiefs Interveners
Indexed as: Ewert v.
Canada
2018 SCC 30
File No.: 37233.
2017: October 12; 2018: June 13.
Present: McLachlin C.J.
and Abella, Moldaver, Karakatsanis, Wagner, Gascon, Côté, Brown and
Rowe JJ.
on appeal from the federal court of appeal
Prisons
— Inmates — Indigenous offenders — Accuracy of information about offenders —
Federal correctional authorities relying on psychological and actuarial
assessment tools to make decisions regarding inmates in their custody — Métis inmate challenging reliance on these tools on ground that their
validity when applied to Indigenous offenders has not been established through
empirical research — Whether correctional authorities breached their statutory
obligation to ensure that information about offenders is accurate by using
these tools in respect of Indigenous offenders — If so, whether it is
appropriate to issue declaration that obligation was breached — Corrections and
Conditional Release Act, S.C. 1992, c. 20, s. 24(1) .
Constitutional
law — Charter of Rights — Principles of fundamental justice — Right to equality
— Whether use of psychological and actuarial assessment tools to make decisions about Indigenous offender breached
his rights to liberty, security of the person and equality — Canadian Charter of Rights and Freedoms, ss. 7 ,
15 .
E, who identifies as
Métis, is currently serving two concurrent life sentences. He
has spent over 30 years in federal custody, in medium and maximum security
settings. E challenged the use of five psychological and actuarial risk
assessment tools used by the Correctional Service of Canada (“CSC”) to assess
an offender’s psychopathy and risk of recidivism, on the basis that they were
developed and tested on predominantly non‑Indigenous populations and that
no research confirmed that they were valid when applied to Indigenous persons.
He claimed, therefore, that reliance on these tools in respect of Indigenous
offenders breached s. 24(1) of
the Corrections and Conditional Release Act (“CCRA ”),
which requires the CSC to “take all reasonable
steps to ensure that any information about an offender that it uses is as
accurate, up to date and complete as possible”, as well as ss. 7
and 15 of the Charter . The trial judge agreed that, by
relying on these tools despite long‑standing concerns about their
application to Indigenous offenders, the CSC breached its obligation under s. 24(1)
of the CCRA and infringed E’s
rights under s. 7 of the Charter . The Federal Court of Appeal
overturned both of these findings.
Held (Côté and Rowe JJ.
dissenting in part): The appeal should be allowed in part. The CSC
breached its obligation set out in s. 24(1) of the CCRA .
Per
McLachlin C.J.
and Abella, Moldaver, Karakatsanis, Wagner, Gascon and Brown JJ.: In continuing to rely on the impugned tools without ensuring that
they are valid when applied to Indigenous offenders, the CSC breached its
obligation under s. 24(1) of the CCRA to take all reasonable steps
to ensure that any information about an offender that it uses is as accurate as
possible. However, the CSC’s reliance on the results generated by the impugned
tools does not constitute an infringement of E’s rights under s. 7 or s. 15
of the Charter .
The
inquiry into whether the CSC met its obligation under s. 24(1) of the CCRA
gives rise to two main questions. The first is whether results generated by the
impugned tools are a type of information to which s. 24(1) applies. Reading
the words of s. 24(1) in their entire context and in
their grammatical and ordinary sense harmoniously with the scheme and objects
of the CCRA , the obligation in s. 24(1) applies to results
generated by the impugned tools. In the ordinary sense
of the words in s. 24(1) , the knowledge derived from
the impugned tools by the CSC is information about an offender.
This
interpretation is supported by the relevant statutory context. Sections 23 through 27 of the CCRA deal with different
aspects of the CSC’s collection, use and dissemination of different types of
information. When they are read together, it is clear that where Parliament intended a particular
provision to apply to only certain types of information, it enumerated them or
otherwise qualified the scope of the information. This reinforces the
conclusion that the obligation in s. 24(1) , which applies to any
information, was intended to have broad application. The context of these other
provisions also confirms that the broad scope of s. 24(1) is not limited
by the narrower scope of s. 24(2) . Furthermore, the
legislative scheme within which the CSC operates and the CSC’s practice based
on the scheme contemplate that the CSC will use the results generated by the tools in
making important decisions about offenders, and CSC policy requires its use in
certain circumstances. This favours applying the obligation in s. 24(1)
to this information.
In
addition, the statutory purpose of the correctional system supports this
interpretation. Accurate information about an
offender’s psychological needs and the risk he or she poses is crucial to
achieving the system’s purpose of contributing to the maintenance of a just,
peaceful and safe society by carrying out sentences through safe and humane
custody of inmates and assisting in their rehabilitation and reintegration into
the community. Interpreting s. 24(1) as applying to a broad range of
information is also consistent with the paramount consideration for the CSC:
the protection of society may be undermined if inaccurate tests are applied and
risk is underestimated. The nature of the information derived from the impugned
tools provides further support for this interpretation: these tools are
considered useful because the information from them can be
scientifically validated; therefore, it should be accurate. As a result, the
CSC’s statutory obligation at s. 24(1) applies to results generated by the
impugned assessment tools.
The
second question to be addressed is whether the CSC breached its obligation, and
more specifically, whether it failed to take all reasonable steps to ensure
that the impugned tools produce accurate information when applied to Indigenous
persons. Section 24(1) requires that the CSC take all reasonable steps to
ensure the accuracy of information about an offender that it uses, not all possible
steps. What constitutes all reasonable steps will vary with the context. In
this case, the trial judge’s conclusion that the CSC failed to take the
reasonable steps required is amply supported by the record. The CSC had long
been aware of concerns regarding the possibility of these tools exhibiting
cultural bias yet took no action to confirm their validity and continued to use
them in respect of Indigenous offenders, despite the fact that research would
have been feasible. In doing so, the CSC did not meet the legislated standard
set out in s. 24(1). This conclusion is supported by the interpretation
and application of the guiding principle set out in s. 4 (g) of the CCRA .
This principle requires that correctional policies,
programs and practices must respect gender, ethnic, cultural and linguistic
differences and must be responsive to the special needs of equity‑seeking groups, and in particular Indigenous persons. Section 4 (g)
represents an acknowledgement of the systemic discrimination faced by Indigenous
persons in the Canadian correctional system. It is evident from the grammatical
and ordinary sense of the words of s. 4 (g) and the legislative history of
the CCRA that s. 4 (g) should be understood as a direction from
Parliament to the CSC to advance substantive equality in correctional outcomes
for Indigenous offenders. It is critical that the CSC give this direction
meaningful effect. In the context of the present case, this means, at a
minimum, addressing the long‑standing, and credible, concern that continuing
to use the impugned tools in evaluating Indigenous inmates perpetuates
discrimination and disparity in correctional outcomes between Indigenous and
non‑Indigenous offenders. The CSC must ensure that its policies and programs are appropriate for Indigenous
offenders and responsive to their needs and circumstances. For the correctional
system to operate fairly and effectively, the assumption that all offenders can
be treated fairly by being treated the same way must be abandoned. The CSC’s
inaction with respect to the concerns raised about the impugned tools fell
short of what s. 24(1) required it to do.
In
the circumstances of this case, it is appropriate to issue a declaration that
the CSC has failed to meet its obligation under s. 24(1) of the CCRA .
A court may, in its discretion, grant a declaration where
it has jurisdiction to hear the issue, where the dispute is real and not
theoretical, where the party raising the issue has a genuine interest in its
resolution, and where the respondent has an interest in opposing the
declaration sought. These criteria are met. Although a
declaration is an exceptional and discretionary remedy which should normally be
declined where there exists an adequate alternative statutory mechanism to
resolve the dispute or to protect the rights in question, the statutory grievance
mechanism that may be available to E has not been effective
and he should not be required to begin the grievance process anew.
E
has not established an infringement of his rights under s. 7 of the Charter .
To establish that the CSC’s reliance on the impugned tools violated the
principle of fundamental justice against arbitrariness or that against
overbreadth, E had to show on a balance of probabilities that the CSC’s
practice of using the impugned tools with respect to Indigenous offenders had
no rational connection to the government objective. He has not done so: there
was no evidence before the trial judge that how the impugned tools operate in
the case of Indigenous offenders is likely to be so different from how they
operate in the case of non‑Indigenous offenders that their use in respect
of the former is completely unrelated to the government objective. E also
failed to meet his onus of establishing that a new principle of fundamental justice
— that the state must obey the law — should be found to exist. Similarly, E has
not established the infringement of his rights under s. 15 of the Charter
that he alleged. The trial judge could not have found, on the evidence before
him, that the impugned tools overestimate the risk posed by Indigenous inmates
or lead to harsher conditions of incarceration or to the denial of
rehabilitative opportunities because of such an overestimation. His conclusion
should not be disturbed.
Per
Côté and Rowe JJ. (dissenting in part): There is agreement
with the majority with respect to E’s ss. 7 and 15 Charter claims.
However, there is disagreement that s. 24(1) of the CCRA
imposes an obligation on the CSC to conduct research as to the validity of the
impugned tools. Although it is important to address Indigenous
overrepresentation in prison, and there is concern with the CSC’s inaction with
respect to the issue raised by E, it was not Parliament’s intent to hold the
CSC to account on this issue pursuant to s. 24(1) . The scope of the
obligation in s. 24(1) , as applied to the impugned tools, simply requires
that the CSC maintain accurate records of the inmates’ test scores. Interpreted
in their entire context and in their grammatical and ordinary sense
harmoniously with the scheme and the object of the CCRA and the
intention of Parliament, the words of s. 24(1) refer to biographical or
factual information about an offender, such as age, criminal record, behaviour
in prison, or courses taken with a view to rehabilitation, that should be
accurate, up to date, and complete. The scheme that is set out in ss. 23
and 24 is straightforward: s. 23 lists information that is to be recorded,
s. 24(1) requires the CSC to record this information accurately and to
keep it up to date, and s. 24(2) provides a means for an inmate to correct
errors or deficiencies. The CCRA’s goals of managing the custody of
offenders, assisting in their rehabilitation and reintegration, and protecting
society require good decision‑making based on accurate information.
Section 24 relates to the accuracy of information, thus it serves an
important function. However, that function does not include verifying the
validity of the impugned tools. Rather, the scheme reflects Parliament’s intent
to provide offenders with a specific remedy to make sure that the CSC’s duty to
maintain accurate records is met. The word “information” in ss. 24(1) and
24(2) , consecutive subsections of the same provision, should be given the same
meaning. These provisions are about accurate record‑keeping, not about
challenging the means that the CSC uses to make its decisions. When an
offender’s complaint is about the way that a particular decision is made, the CCRA
provides a means for offenders to file a grievance and if necessary, pursue
judicial review.
There
is also disagreement with the majority as to the remedy. A declaration should
not be granted, even in the exceptional circumstances of this case. The proper
remedy for breach of statutory duty by a public authority is judicial review
for invalidity. Allowing inmates to apply for a declaration would effectively
bypass the ordinary process of judicial review and thus fail to accord the
deference typically shown to administrative decision makers. This could open
the door to undue interference with the discharge of administrative functions
in respect of matters delegated to administrative bodies. It is unwise to
depart from settled legal principles, even on the facts of this case. The
appeal should be dismissed.
Cases Cited
By Wagner J.
Referred
to: Rizzo & Rizzo Shoes Ltd. (Re), [1998] 1 S.C.R. 27; F.H.
v. McDougall, 2008 SCC 53, [2008] 3 S.C.R. 41; Ewert v. Canada (Attorney
General), 2008 FCA 285, 382 N.R. 370; Andrews v. Law Society of British
Columbia, [1989] 1 S.C.R. 143; R. v. Gladue, [1999] 1 S.C.R. 688; R.
v. Ipeelee, 2012 SCC 13, [2012] 1 S.C.R. 433; Carter v. Canada (Attorney
General), 2015 SCC 5, [2015] 1 S.C.R. 331; Canada (Attorney General) v.
Bedford, 2013 SCC 72, [2013] 3 S.C.R. 1101; R. v. D.B., 2008 SCC 25,
[2008] 2 S.C.R. 3; R. v. Malmo‑Levine, 2003 SCC 74, [2003] 3
S.C.R. 571; Manitoba Metis Federation Inc. v. Canada (Attorney General),
2013 SCC 14, [2013] 1 S.C.R. 623; Daniels v. Canada (Indian Affairs and
Northern Development), 2016 SCC 12, [2016] 1 S.C.R. 99; Canada (Prime
Minister) v. Khadr, 2010 SCC 3, [2010] 1 S.C.R. 44; Solosky v. The Queen,
[1980] 1 S.C.R. 821; Ewert v. Canada (Attorney General), 2007 FC 13, 306
F.T.R. 234.
By Rowe J. (dissenting in part)
R.
v. Gladue, [1999] 1 S.C.R. 688; R. v. Ipeelee, 2012 SCC 13, [2012] 1
S.C.R. 433; Ewert v. Canada (Attorney General), 2007 FC 13, 306 F.T.R.
234, aff’d 2008 FCA 285, 382 N.R. 370; Rizzo & Rizzo Shoes Ltd. (Re),
[1998] 1 S.C.R. 27; R. v. Zeolkowski, [1989] 1 S.C.R. 1378; Kim v.
Canada, 2017 FC 848; Tehrankari v. Canada (Correctional Service)
(2000), 38 C.R. (5th) 43; Charalambous v. Canada (Attorney General),
2015 FC 1045, aff’d 2016 FCA 177, 483 N.R. 398; Tehrankari v. Canada
(Attorney General), 2012 FC 332; Greater Vancouver (Regional District) v.
British Columbia, 2011 BCCA 345, 339 D.L.R. (4th) 251; Holland v.
Saskatchewan, 2008 SCC 42, [2008] 2 S.C.R. 551; Dunsmuir v. New
Brunswick, 2008 SCC 9, [2008] 1 S.C.R. 190.
Statutes and Regulations Cited
Canadian Charter of Rights and Freedoms,
ss. 1 , 7 , 15 .
Corrections and Conditional Release Act,
S.C. 1992, c. 20, ss. 3 , 3.1 , 4 , 15.1 , 23 to 27 , 23 , 24 , 25(1) , 26 ,
27 , 28 , 28 to 31 , 30 , 80 to 84 , 90 .
Corrections and Conditional Release Regulations, SOR/92‑620, ss. 13, 17, 18, 74 to 82.
Criminal Code, R.S.C. 1985, c. C‑46,
s. 718.2 (e).
Federal Courts Rules, SOR/98‑106,
r. 64.
Federal Courts Act, R.S.C. 1985,
c. F‑7, s. 17 .
Interpretation Act, R.S.C. 1985,
c. I‑21, s. 12 .
Authors Cited
Brown, Donald J. M., and John M. Evans, with the
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Canada. Commission of Inquiry into Certain Events at the Prison
for Women in Kingston. Ottawa: Public Works and Government Services Canada,
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Canada. Department of Justice and Solicitor General. A
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APPEAL
from a judgment of the Federal Court of Appeal (Nadon, Dawson and Webb JJ.A.),
2016 FCA 203, 487 N.R. 107, 363 C.R.R. (2d) 120, [2016] F.C.J. No. 853
(QL), 2016 CarswellNat 3417 (WL Can.), setting aside a decision of Phelan J.,
2015 FC 1093, 343 C.R.R. (2d) 15, [2016] 1 C.N.L.R. 50, [2015] F.C.J. No. 1123
(QL), 2015 CarswellNat 4551 (WL Can.). Appeal allowed in part, Côté and Rowe JJ.
dissenting in part.
Jason B.
Gratl and Eric
Purtzki, for the appellant.
Anne Turley and Banafsheh Sokhansanj, for the respondent.
Pam MacEachern and Virginia Lomax, for the interveners the Native
Women’s Association of Canada and the Canadian Association of Elizabeth Fry
Societies.
Mercedes Perez and Karen A. Steward, for the intervener the Mental
Health Legal Committee.
Avnish Nanda, for the interveners the West
Coast Prison Justice Society and the Prisoners’ Legal Services.
Fiona Keith and Sasha Hart, for the intervener the Canadian
Human Rights Commission.
Emily Hill and Jessica Wolfe, for the intervener the Aboriginal
Legal Services.
Anita Szigeti, Jill R. Presser, Andrew Menchynski and Breana Vandebeek, for the intervener the Criminal
Lawyers’ Association (Ontario).
Paul Champ and Christine Johnson, for the interveners the
British Columbia Civil Liberties Association and the Union of British Columbia
Indian Chiefs.
The judgment of McLachlin C.J. and Abella,
Moldaver, Karakatsanis, Wagner, Gascon and Brown JJ. was delivered by
Wagner
J. —
I.
Overview
[1]
A person who is convicted of a criminal offence
and sentenced to imprisonment for two years or longer becomes an inmate of
Canada’s federal correctional system. Parliament has directed in s. 3 of the Corrections
and Conditional Release Act, S.C. 1992, c. 20 (“CCRA ”), that the purpose
of the correctional system is to contribute to the maintenance of a just,
peaceful and safe society. This purpose is to be achieved by two means: first,
by carrying out sentences through the safe and humane custody of offenders and,
second, by assisting in their rehabilitation and their reintegration into the
community as law-abiding citizens through the provision of programs in
penitentiaries and the community. The Correctional Service of Canada (“CSC”) is
the entity charged with ensuring that the purpose of the correctional system is
achieved.
[2]
In order to fulfill its mandate, the CSC must
make numerous decisions about each inmate in its custody. For example, it is
required to assign a security classification of maximum, medium or minimum to
each inmate, taking into account the risk to public safety posed by the inmate,
the inmate’s likelihood of escape, and the inmate’s institutional supervision
needs: see CCRA, s. 30 ; Corrections and Conditional Release Regulations, SOR/92-620, s.
18. The CSC must decide in which penitentiary to house each inmate, taking into
account factors such as the safety of the inmate, other inmates and the public,
and the availability of rehabilitative programs and services: see CCRA,
s. 28 . It develops a correctional plan for each inmate in order to ensure that
inmates receive the most effective programs to rehabilitate them and prepare
them for reintegration into the community on their release: see CCRA, s.
15.1 . The
CSC also decides whether to recommend to the Parole Board of Canada that an
inmate be released on parole.
[3]
If the CSC is to
effectively assist in the rehabilitation of inmates while ensuring the safety
of other inmates and staff members and the protection of society as a whole, it
must base its decisions about inmates in its custody on sound information. This
is explicitly recognized in s. 24(1) of the CCRA , which requires the CSC
to “take all reasonable steps to ensure that any information about an offender
that it uses is as accurate, up to date and complete as possible”.
[4]
This appeal concerns a challenge by the
appellant, Jeffrey G. Ewert, to the CSC’s use of one particular type of
information. Mr. Ewert, who is Métis, challenges the CSC’s reliance on certain
psychological and actuarial risk assessment tools on the ground that the
validity of the tools when applied to Indigenous offenders has not been
established through empirical research.
[5]
A judge of the Federal Court concluded that, by
relying on these tools despite long-standing concerns about their application to
Indigenous offenders, the CSC had breached its obligation under s. 24(1) of the
CCRA and had
unjustifiably infringed Mr. Ewert’s rights under s. 7 of the Canadian
Charter of Rights and Freedoms . The Federal Court of Appeal overturned both
of these findings.
[6]
I agree with the Federal Court of Appeal that
Mr. Ewert has not established a violation of his Charter rights.
However, I conclude that the trial judge was correct to find that the CSC had,
in continuing to rely on the impugned tools without ensuring that they are
valid when applied to Indigenous offenders, breached its obligation under s.
24(1) of the CCRA . As I will explain, my conclusion in this respect is
informed in part by the guiding principle in s. 4 (g) of the CCRA , which
provides that correctional policies, programs and practices must respect
cultural differences and be responsive to the special needs of Indigenous
peoples.
[7]
For the reasons that follow, I would allow Mr.
Ewert’s appeal in part, and declare that the CSC did in fact breach the
obligation in s. 24(1) of the CCRA . Although a declaration is an
exceptional remedy, it is one that is available in the circumstances of this
case and one that this Court should exercise its discretion to grant.
II.
Background
[8]
Mr. Ewert is 56 years old. He identifies as
Métis.
[9]
Mr. Ewert was convicted of murder and attempted
murder for strangling and sexually assaulting two women in two separate
incidents in 1984. Mr. Ewert is currently serving two concurrent life sentences
for these offences. He has spent over 30 years in federal custody and has been
held in medium and maximum security settings during that time.
[10]
Mr. Ewert has been eligible to apply for day
parole since 1996 and for full parole since 1999. He has waived his right to
each parole hearing for which he has been eligible.
[11]
At trial, Mr. Ewert challenged the CSC’s use of
five psychological and actuarial risk assessment tools. One of these is the
Hare Psychopathy Checklist-Revised (“PCL-R”), a tool that was designed to
assess the presence of psychopathy but is also used to assess the risk of
recidivism. Mr. Ewert also challenged the use of the Violence Risk Appraisal
Guide (“VRAG”) and the Sex Offender Risk Appraisal Guide (“SORAG”), two
actuarial tools designed to assess the risk of violent recidivism; the
Static-99, an actuarial tool designed to estimate the probability of sexual and
violent recidivism; and the Violence Risk Scale – Sex Offender (“VRS-SO”), a
rating scale designed to assess the risk of sexual recidivism that is used in
connection with the delivery of sex offender treatment.
[12]
Mr. Ewert claimed that while he has been
incarcerated, the CSC has relied on these tools in conducting needs and risk
assessments on him. He further claimed that these tools had been developed and
tested on predominantly non-Indigenous populations and that there was no
research confirming that they were valid when applied to Indigenous persons.
Mr. Ewert submitted that, therefore, the CSC’s reliance on the impugned tools
in respect of Indigenous offenders represented a failure by the CSC to take all
reasonable steps to ensure the accuracy of information about offenders that it
uses, as required by s. 24(1) of the CCRA . He also argued that the CSC’s
reliance on the tools was contrary to the guiding principle now set out in s.
4 (g) of the CCRA that correctional policies and practices must respect
ethnic and cultural differences and be responsive to the special needs of
Indigenous persons. Further, Mr. Ewert argued that the CSC’s reliance on tools
that had not been shown to be valid when applied to Indigenous offenders
infringed his rights under ss. 7 and 15 of the Charter . He sought
declaratory relief and an injunction preventing the CSC from using the impugned
tools in respect of him or disseminating any results generated by the tools in
his case.
III.
Judgments Below
A.
Federal Court (Phelan J.), 2015 FC 1093, 343 C.R.R. (2d) 15
[13]
At trial, Mr. Ewert relied in support of his
claims on the expert evidence of Dr. Stephen Hart, a professor of psychology at
Simon Fraser University. Dr. Hart was qualified to give opinion evidence in the
area of the development, application and validity of actuarial and
psychological instruments used by the CSC. The trial judge generally accepted
Dr. Hart’s evidence. In particular, he accepted and relied on Dr. Hart’s
evidence that tests like the impugned tools are susceptible to “cross-cultural
bias” or “variance”. Dr. Hart testified that cross-cultural variance occurs
when the reliability or validity of an assessment tool varies depending on the
cultural background of the individual to whom the tool is applied. He further
testified that membership in a cultural group is assessed through
self-identification and that acculturation is a matter of degree. Generally
speaking, however, because of the significant cultural differences between
Indigenous and non-Indigenous Canadians, the impugned tools — which were
developed for and validated by studies on predominantly non-Indigenous
populations — are more likely than not to be cross-culturally variant to some degree
when applied to Indigenous individuals. Dr. Hart testified that notwithstanding
his opinion that the tools were likely to be affected by cultural bias, he
could not express an opinion on the impact of that bias: it could be subtle and
tolerable or it could be profound and intolerable.
[14]
The trial judge also accepted Dr. Hart’s
evidence that although there are a number of types of analyses that can be
employed to establish that an actuarial test is free of cross-cultural
variance, none of them have been completed for the impugned tools. One academic
study published in 2013 suggests that the PCL-R does validly predict the
recidivism risk posed by Indigenous offenders, but Dr. Hart discounted it
because, for one thing, it is based on a small sample size. Dr. Hart’s evidence
led the trial judge to find that the scores generated by the impugned tools
when applied to Indigenous individuals ought not to be relied upon “in and of
themselves”: para. 56.
[15]
The respondent, to whom I will refer as the
“Crown” in these reasons, presented the conflicting expert evidence of Dr.
Marnie Rice, a clinical psychologist, researcher and professor of psychology
and psychiatry. Dr. Rice testified that the impugned tools are valid and are
not affected by cultural bias with respect to Indigenous offenders. The trial
judge found Dr. Rice’s evidence to be of little assistance and concluded that
it could not be relied upon, except where it was consistent with that of Dr.
Hart.
[16]
The trial judge accepted that the CSC had relied
on results generated by certain of the impugned tools in making decisions that
affected key aspects of Mr. Ewert’s incarceration. Specifically, he found that
results generated by these tools were one factor CSC decision-makers had
considered in deciding whether to recommend that Mr. Ewert be granted parole,
in determining his security classification, and in denying requests for
escorted temporary absences. The trial judge also found that it was common
practice in the CSC to use the impugned tools to assess an inmate’s psychopathy
or risk of violence, and that the scores derived from these assessments were
required to be taken into account in determining an inmate’s overall security
rating.
[17]
Citing the evidence of the Crown’s fact witness,
a former head of research at the CSC, the trial judge found that the CSC had
been aware of concerns about the validity of the application of the impugned
tools to Indigenous offenders since 2000, but that it had conducted no research
to verify the validity of their application in that context.
[18]
These findings led the trial judge to conclude
that, by continuing to rely on the impugned tools without confirming ―
even though it had long had concerns in this respect ― that they are
valid when applied to Indigenous persons, the CSC had failed to “take all
reasonable steps to ensure that any information about an offender that it uses
is as accurate . . . as possible” as is required by s. 24(1) of the CCRA .
[19]
The trial judge also concluded that the CSC had,
by relying on the impugned tools, infringed Mr. Ewert’s rights under s. 7 of
the Charter . The trial judge was satisfied that Mr. Ewert’s s. 7 liberty
interest had been adversely affected by decisions related to his security
classification, his suitability for parole and his requests for temporary
absences, and that his security of the person interest under that section was
engaged by the impact on him of being labelled a psychopath. The trial judge
concluded that these deprivations of liberty and security of the person were
contrary to the principles of fundamental justice. The CSC’s application of the
impugned tools to Indigenous inmates was arbitrary and overbroad given the
purpose and objective being pursued by the CSC in making decisions, which the
trial judge characterized as being to predict an offender’s risk of reoffending
as accurately as possible in the interests of public safety. These
infringements could not be justified under s. 1 of the Charter .
[20]
Mr. Ewert argued, in the alternative, that the
CSC’s use of the impugned tools was contrary to a proposed new principle of
fundamental justice, namely that the state must obey the law. The trial judge
concluded that it was unnecessary to address this argument. The trial judge
also held that the factual record was not sufficiently developed to support Mr.
Ewert’s argument that his rights under s. 15 of the Charter had been
infringed.
[21]
Having concluded that the CSC had breached a
statutory duty owed to Mr. Ewert and had violated his rights under s. 7 of the Charter ,
the trial judge ordered an interim injunction that prohibited the CSC from
using results generated by the impugned tools with respect to Mr. Ewert. The
trial judge also indicated his intention to issue a final order enjoining the
use of these tools in respect of Mr. Ewert and other Indigenous inmates until,
at a minimum, the CSC had conducted a study that confirmed the reliability of
the tools for use in respect of Indigenous offenders. The details of the final
order were to be addressed at a remedies hearing.
B.
Federal Court of Appeal (Dawson J.A., Nadon
and Webb JJ.A. Concurring), 2016 FCA 203,
487 N.R. 107
[22]
The Federal Court of Appeal allowed the Crown’s
appeal from the trial judge’s interim order.
[23]
The Federal Court of Appeal concluded that the
trial judge had applied an incorrect legal test in deciding whether Mr. Ewert
had established a breach of s. 24(1) of the CCRA . The Court of Appeal
stated that, to find that s. 24(1) had been breached, the trial judge had to be
satisfied on a balance of probabilities that the assessment tools produce or
are likely to produce false results and conclusions when applied to Indigenous
persons. Because there was no evidence showing that to be the case, Mr. Ewert
had not established that the CSC had failed to take all reasonable steps to
ensure that the information it used about Indigenous inmates was as accurate as
possible.
[24]
The Court of Appeal also held that to establish
a violation of s. 7 of the Charter , Mr. Ewert had to establish on a
balance of probabilities that the impugned tools produce inaccurate results
when applied to Indigenous inmates. The trial judge had erred in failing to
require Mr. Ewert to meet this standard, as he had instead relied on the
absence of evidence proving the accuracy and reliability of the assessment
tools when applied to Indigenous offenders to find that Mr. Ewert had
established a s. 7 violation.
[25]
Finally, the Court of Appeal rejected Mr.
Ewert’s argument that it should find that his rights under s. 15 of the Charter
had been infringed.
IV.
Issues
[26]
Mr. Ewert’s appeal to this Court raises the
following issues:
A. Did the CSC
breach its obligation under s. 24(1) of the CCRA by failing to take all
reasonable steps to ensure the accuracy of the results generated by the
impugned tools when applied to Indigenous offenders?
B. Did the CSC’s
reliance on results generated by the impugned tools constitute an unjustified
infringement of Mr. Ewert’s rights under s. 7 of the Charter ?
C. Did the CSC’s
reliance on results generated by the impugned tools constitute an unjustified
infringement of Mr. Ewert’s rights under s. 15 of the Charter ?
V.
Analysis
[27]
In this Court, Mr. Ewert’s argument that the CSC
breached its obligation under the CCRA has been made primarily in
support of the further argument that this constituted an infringement of his
rights under the Charter . Mr. Ewert argues that this Court should
recognize a new principle of fundamental justice, namely that the state must
obey the law, and he further argues that he was deprived of liberty and
security of the person contrary to that principle, because the CSC was in
breach of its obligation under s. 24(1) of the CCRA . Mr. Ewert has
failed to establish his Charter claims. I nonetheless agree with the
trial judge that Mr. Ewert has established that the CSC breached its obligation
under s. 24(1) of the CCRA . In the exceptional circumstances of this
case, it is appropriate for this Court to exercise its discretion to grant a
declaration to this effect. I will set out my reasons for reaching this
conclusion after explaining the basis for my finding that the CSC was in breach
of the obligation in s. 24(1) of the CCRA and for my conclusion that Mr.
Ewert’s Charter claims should be dismissed.
A.
Did the CSC Breach Its Obligation Under
Section 24(1) of the CCRA?
[28]
In order to determine whether the CSC breached
its obligation under s. 24(1) of the CCRA , the scope of that obligation
must first be defined. Then, the CSC’s conduct must be examined in order to
determine whether the CSC met the legislated standard.
[29]
To interpret the scope of the obligation
provided for in s. 24(1) , I will apply the modern approach to statutory
interpretation: “the words of an Act are to be read in
their entire context and in their grammatical and ordinary sense harmoniously
with the scheme of the Act, the object of the Act, and the intention of Parliament” (Rizzo
& Rizzo Shoes Ltd. (Re), [1998] 1 S.C.R. 27, at para. 21, quoting E.
Driedger, Construction of Statutes (2nd ed. 1983), at p. 87). Because the CCRA is federal legislation, the interpretation
exercise must also be guided by s. 12 of the Interpretation Act, R.S.C. 1985, c. I-21 , which reads as follows:
12 Every enactment is deemed
remedial, and shall be given such fair, large and liberal construction and
interpretation as best ensures the attainment of its objects.
[30]
In the instant case, the inquiry into whether
the CSC has met the obligation set out in s. 24(1) gives rise to two main
questions. The first is whether results generated by the impugned tools are a
type of information to which s. 24(1) applies. If the answer is yes, the second
question is whether the CSC took sufficient steps to ensure the accuracy of
that information. I will discuss each of these questions in turn.
(1)
Does the Obligation Provided for in Section
24(1) of the CCRA Apply to Results Generated by the Impugned Tools?
[31]
The first issue to address is whether the
obligation provided for in s. 24(1) of the CCRA applies to results
generated by the impugned tools. Mr. Ewert argues that it does, while the Crown
argues that it does not. The Crown submits that s. 24(1) requires only that
information be properly gathered and recorded, and that the obligation imposed
by that provision is inapplicable to the results generated by the impugned
tools. For the reasons set out below, I would reject the Crown’s argument.
Reading the words of s. 24(1) in their entire context and
in their grammatical and ordinary sense harmoniously with the scheme and
objects of the CCRA , I conclude that the obligation provided for in s.
24(1) applies to results generated by the impugned tools.
[32]
Section 24(1) of the CCRA reads as follows:
Accuracy, etc., of information
24 (1) The Service shall take all
reasonable steps to ensure that any information about an offender that it uses
is as accurate, up to date and complete as possible.
[33]
On its face, the obligation imposed by s. 24(1) of
the CCRA appears to apply
to information derived from the impugned tools. Section 24(1) provides that the
obligation applies to “any information about an offender that [the CSC] uses”.
In the ordinary sense of these words, the knowledge the CSC might derive from
the impugned tools — for example, that an offender has a personality disorder
or that there is a high risk that an offender will violently reoffend — is
“information” about that offender. The trial judge found that the CSC uses
results generated by the impugned tools in making various decisions about
offenders. Thus, those results are “information about an offender that [the
CSC] uses” in the ordinary meaning of those words. The fact that s. 24(1)
applies to “any” such information confirms that, if its words are read in their
grammatical and ordinary sense, it applies to the information at issue in this
case.
[34]
This interpretation of s. 24(1) is supported by
the relevant statutory context. Sections 23 through 27 of
the CCRA all fall under the heading “Information” and must be read
together. However, although these sections all relate generally to
information, they deal with different aspects of the CSC’s collection, use and
dissemination of information and apply to different types of information. For
example, s. 23(1) enumerates specific types of information the CSC must obtain
when a person is sentenced, committed or transferred to penitentiary. Section
25(1) requires the CSC to disclose to bodies authorized to supervise offenders
“all information under its control that is relevant to release decision-making”.
Section 26 governs the disclosure of information about an offender to a victim
of an offence, enumerating, for example, specific information that must
be disclosed to the victim (s. 26(1)(a)) and other information that may
be disclosed to the victim in specific circumstances (s. 26(1)(b)). Section 27
governs the disclosure to an offender of information considered in taking a
decision about him or her, requiring that in certain circumstances the offender
be given “all the information”
to be considered or that was considered in the taking of the decision, or a
summary of that information.
[35]
When ss. 23 through 27
are read together, it is clear that where Parliament intended a particular
provision to apply to only certain types of information, it enumerated them or
otherwise qualified the scope of the information to which a particular
provision was to apply. This further reinforces the conclusion that the
obligation in s. 24(1) — which applies to “any information about an
offender that [the CSC] uses” — was intended to have broad application.
[36]
Furthermore, reading s.
24(1) in the context of the other provisions in ss. 23 through 27 confirms that
the broad scope of the obligation in s. 24(1) should not be limited by the
evidently narrower scope of s. 24(2). Section 24(2) provides that it applies to
information the CSC has obtained pursuant to s. 23(1) and then disclosed to an
offender pursuant to s. 23(2). However, the fact that subs. 24(2) is in the
same section as subs. 24(1) does not mean that these two provisions were
intended to have identical scopes. As I mentioned above, certain provisions in
s. 26 expressly apply to different types of information, but s. 26 as a whole
deals generally with the disclosure of information to victims. And whereas the subsections
of s. 27 all deal generally with giving information to offenders, ss. 27(1) and
27(2) address the giving of information in different circumstances. Likewise,
ss. 24(1) and 24(2) both deal generally with the accuracy of information. It
does not follow that they apply to identical types of information. Had
Parliament intended s. 24(1) to apply only to information the CSC has collected
pursuant to s. 23(1), it could have said so explicitly. Moreover, it could have
placed the two subsections of s. 24 in s. 23 instead of placing them together
in a separate section. In any case, the fact that subss. 24(1) and 24(2) are in
the same section is not sufficient to overcome the clear language of the words
“any information”, which indicate that the obligation provided for in s.
24(1) has a broad scope.
[37]
The legislative scheme
within which the CSC operates also favours a reading of
the words “any information about an offender that [the CSC] uses” in s. 24(1)
that includes results generated by the impugned tools. Both that legislative
scheme and the CSC’s practice based on the scheme contemplate CSC
decision-makers using
information such as results generated by the impugned tools in making important
decisions about offenders. For example, s. 17 of the Corrections and
Conditional Release Regulations requires the CSC to consider “any physical or mental illness or disorder
suffered by the inmate” and “the inmate’s potential for violent behaviour”
in determining the security
classification to be assigned to an inmate. Moreover, according to evidence presented at trial,
it is CSC policy to require that psychological risk assessments be conducted
with respect to offenders in some circumstances, including where an inmate
serving a life sentence is being considered for conditional release. The fact
that the legislative scheme contemplates that the CSC will use information such
as results generated by the impugned tools indicates that the scheme also
contemplates that the information will be subject to the obligation provided
for in s. 24(1) . And the fact that CSC policy requires the use of this
information in certain circumstances favours applying the obligation to it.
[38]
In addition, the statutory purpose of the
correctional system supports an interpretation according to which the CSC’s
obligation under s. 24(1) extends to the accuracy of psychological or actuarial
test results that it uses. As I mentioned above, the system’s purpose is to
contribute to the maintenance of a just, peaceful and safe society by carrying
out sentences through the safe and humane custody of inmates and by assisting
in their rehabilitation and their reintegration into the community as
law-abiding citizens: CCRA, s. 3 . Having accurate information about an
offender’s psychological needs and the risk the offender poses is doubtless
crucial for the CSC to effectively achieve this purpose. Thus, the system’s
purpose is best furthered by interpreting s. 24(1) of the CCRA broadly.
[39]
Accurate information about an offender’s
psychological needs is also necessary for the CSC to comply with the guiding
principle set out in s. 4 (c) of the CCRA , namely that the CSC is to use
necessary and proportionate measures to attain the purpose referred to in s. 3 .
And interpreting s. 24(1) such that the obligation to ensure the accuracy of
information applies to the results of psychological tests is consistent with
the guiding principle in s. 4 (g) that the CSC’s practices must be responsive to
the needs of equity-seeking groups, including persons requiring mental health
care. This is because psychological tests, including some of the tests at issue
in this case, are used to assess the psychological and treatment needs of such
persons.
[40]
Interpreting s. 24(1) as applying to a broad
range of information, including psychological test results and recidivism risk
assessments, is also consistent with the paramount consideration for the CSC
set out in s. 3.1 of the CCRA : the protection of society. Mr. Ewert’s
concern in this case is that, as a result of cultural bias, the impugned
psychological tests and risk assessments incorrectly identify him as having
psychopathic personality disorder or overestimate the risk that he will
reoffend. But when the CSC uses tests whose accuracy is in question, there is
also a risk of the converse: that psychological or actuarial tests that are
inaccurate when applied to a particular cultural group may underestimate risk,
thereby undermining the protection of society.
[41]
Finally, the nature of the information derived
from the impugned tools provides further support for its inclusion in the scope
of the words “any information” in s. 24(1). In oral argument, the Crown took
the position that actuarial tests are an important tool because the information
derived from them is objective and thus mitigates against bias in subjective
clinical assessments. In other words, the impugned tools are considered useful because
the information derived from them can be scientifically validated. In my
view, this is all the more reason to conclude that s. 24(1) imposes an
obligation on the CSC to take reasonable steps to ensure that the information
is accurate.
[42]
I accordingly reject the Crown’s argument that
the obligation in s. 24(1) relates only to information-gathering and
record-keeping — that is, that the CSC’s obligation extends only to ensuring
that information about an offender is accurately recorded. Had Parliament so
intended, it would have been simple enough to provide that the obligation was
“to take all reasonable steps to ensure that any information the CSC uses is
accurately recorded”. Moreover, an obligation to ensure accurate record-keeping
would be relatively easy for the CSC to meet. The obligation s. 24(1) actually
creates with respect to ensuring accuracy is qualified: what is required is
that “all reasonable steps” be taken to ensure that information is “as accurate
. . . as possible”. The fact that Parliament considered these
qualifications necessary suggests that s. 24(1) requires more than simply good
record-keeping.
[43]
The Crown also argues that the obligation to ensure
accuracy provided for in s. 24(1) should not apply to results generated by the
impugned tools, because it is inappropriate to speak of “accuracy” in the
context of actuarial science. The Crown submits that actuarial scores cannot be
described as being “accurate” or “inaccurate”; rather, they may have “different
levels of predictive validity, in the sense that they predict poorly,
moderately well or strongly”: R.F., at para. 106. However, the obligation
provided for in s. 24(1) is a general one that is necessarily described using
general rather than technical language. Even if we accept that actuarial
science draws a distinction between the concepts of accuracy and “predictive
validity”, it is not inappropriate to apply the obligation provided for in s. 24(1)
to actuarial test scores: in this context, the obligation to take all
reasonable steps to ensure that information is “as accurate . . . as
possible” may be understood to mean that the CSC must take steps to ensure that
it relies on test scores that predict risks strongly rather than those that do
so poorly.
[44]
In any case, at trial, both parties’ experts
proceeded from the premise that the accuracy of a psychological or actuarial
assessment tool can be evaluated and that such an evaluation is relevant to a
decision whether to use that tool. For example, Dr. Hart testified that
“validity” is a term of art in psychology that refers to “the accuracy or
meaningfulness of test scores” and that “with respect to a violence risk
assessment tool, the accuracy would be the ability of the test scores to
forecast future violence”: A.R., vol. XX, at pp. 6635-36. Similarly, Dr. Rice
testified that, in the context of risk assessment instruments, “validity”
refers to “the accuracy of measurement” or “the degree to which an assessment
measures what it’s supposed to measure”: “accurate predictions are said to be
valid”: A.R., vol. XXI, at pp. 6770-71. That the experts understood that
accuracy is a concept relevant to the impugned tools makes sense. The PCL-R
produces a numerical score that is meant to indicate whether the subject has a
psychopathic personality disorder; if PCL-R scores actually reflect the
subject’s state in this regard, they can, in ordinary language, be said to be
accurate. Similarly, if the results generated by assessment tools meant to
assess the risk of recidivism actually correspond to the risk that the subject
will reoffend, they can be said to be accurate.
[45]
In light of the words, the context and the
purpose of s. 24(1) of the CCRA , I conclude that results generated by
the impugned tools are “information” within the meaning of that provision. As a
result, the CSC’s statutory obligation to take “all reasonable steps” to ensure
that information is accurate applies to them.
(2)
Did the CSC Take “All Reasonable Steps” to
Ensure That the Information It Used Was Accurate?
[46]
Having determined that the obligation provided
for in s. 24(1) applies to information derived from the impugned tools, the
next question is whether the CSC breached that obligation. More specifically,
it must be asked whether the CSC took all reasonable steps to ensure that the
impugned tools produce accurate information when applied to Indigenous persons
such as Mr. Ewert.
[47]
Mr. Ewert bore the onus of establishing on a
balance of probabilities that the CSC had breached its obligation under s.
24(1) of the CCRA . As the trial judge correctly found, this did not
require Mr. Ewert to prove that the impugned tools produce inaccurate results.
The question is not whether the CSC relied on inaccurate information, but
whether it took all reasonable steps to ensure that it did not. Showing that
the CSC failed to take all reasonable steps in this respect may, as a practical
matter, require showing that there was some reason for the CSC to doubt the
accuracy of information in its possession about an offender. If the trial
judge’s reasons for judgment are read as a whole, it is clear that this is what
he meant when he wrote that it was sufficient for Mr. Ewert to raise a
“reasonable challenge” to the “reliability” of the assessment tools: paras. 82.
The trial judge stated clearly that the question to be addressed was whether
the CSC’s actions were sufficient to fulfill the legislated standard of all
reasonable steps to ensure accuracy, currency and completeness. He made no
error in setting out the applicable legal test, and there is no indication that
he applied an incorrect standard of proof: see F.H. v. McDougall, 2008
SCC 53, [2008] 3 S.C.R. 41, at para. 54.
[48]
Section 24(1) requires that the CSC take all
reasonable steps to ensure the accuracy of information about an offender that
it uses, not all possible steps. What constitutes “all reasonable steps” for
the purposes of s. 24(1) of the CCRA will vary with the context. The
trial judge’s conclusion that the CSC failed to take the reasonable steps
required in the particular circumstances of this case is amply supported by the
record.
[49]
The trial judge noted that the CSC had long been
aware of concerns regarding the possibility of psychological and actuarial
tools exhibiting cultural bias. Such concerns had in fact led the CSC to
conduct research into the validity of certain actuarial tools other than the
impugned tools when applied to Indigenous offenders and to cease using those
other tools in respect of Indigenous inmates. Similar confirmatory research had
also been contemplated by the Federal Court of Appeal in Ewert v. Canada
(Attorney General), 2008 FCA 285, 382 N.R. 370. As well, research into the
validity of at least some of the impugned tools when applied to members of
cultural minority groups had been conducted in other jurisdictions.
[50]
By contrast, the trial judge found that the CSC
had not taken any action to confirm the validity of the impugned tools and that
it had continued to use them in respect of Indigenous offenders without
qualification. This was true despite the fact that research by the CSC into the
impugned tools, though challenging, would have been feasible. In these
circumstances, the trial judge concluded that the CSC’s failure to take any
steps to ensure the validity of the impugned tools when applied to Indigenous
offenders did not meet the legislated standard set out in s. 24(1) of the CCRA .
[51]
Further support for the conclusion that the
CSC’s inaction in this respect constituted a failure to take the requisite
reasonable steps can be found in the guiding principle set out in s. 4 (g) of
the CCRA , which the trial judge highlighted as being of particular
relevance to his inquiry. That provision reads as follows:
Principles that guide Service
4 The principles that guide the Service in achieving the purpose
referred to in section 3 are as follows:
. . .
(g)
correctional policies, programs and
practices respect gender, ethnic, cultural and linguistic differences and are
responsive to the special needs of women, aboriginal peoples, persons requiring
mental health care and other groups;
. . .
[52]
This is the first opportunity this Court has had
to consider the interpretation and application of s. 4 (g) of the CCRA .
The inquiry into its meaning must be guided by the modern approach to statutory
interpretation I discussed above in relation to s. 24(1) of the CCRA .
[53]
In my view, the application of that approach
leads to the conclusion that the principle set out in s. 4 (g) of the CCRA
can only be understood as a direction from Parliament to the CSC to advance
substantive equality in correctional outcomes for, among others, Indigenous
offenders. Section 4 (g) represents an acknowledgement of the systemic
discrimination faced by Indigenous persons in the Canadian correctional system.
This is a long-standing concern, and one that has become more, not less,
pressing since s. 4 (g) was enacted. In these circumstances, it is critical that
the CSC give meaningful effect to s. 4 (g) in performing all of its functions.
In the context of the present case, giving meaningful effect to s. 4 (g) means,
at a minimum, addressing the long-standing, and credible, concern that
continuing to use the impugned risk assessments in evaluating Indigenous
inmates perpetuates discrimination and contributes to the disparity in
correctional outcomes between Indigenous and non-Indigenous offenders.
[54]
It is evident from the grammatical and ordinary
sense of the words of s. 4(g) that this provision requires the CSC to ensure
that its practices, however neutral they may appear to be, do not discriminate
against Indigenous persons. The requirement that the CSC respect differences
and be responsive to the special needs of various groups reflects the
long-standing principle of Canadian law that substantive equality requires more
than simply equal treatment and that, indeed, “identical treatment may
frequently produce serious inequality”: Andrews v. Law Society of British
Columbia, [1989] 1 S.C.R. 143, at pp. 164-65. Although s. 4(g) is not
limited to Indigenous persons, the fact that the provision specifically adverts
to the needs of Indigenous persons, as well as of women and persons requiring
mental health care, indicates that, in Parliament’s view, those groups are
among the most vulnerable to discrimination in the correctional system.
[55]
The legislative history of the CCRA supports
the view that s. 4 (g) mandates the CSC to pursue substantive equality in
correctional outcomes by respecting the unique needs of equity-seeking groups,
and in particular those of Indigenous persons. A guiding principle similar to
the one now found in s. 4 (g) was among the proposals originally set out in a
federal government green paper entitled Directions
for Reform in Sentencing, Corrections and Conditional Release (1990): see Canada, Solicitor General, Towards
a Just, Peaceful and Safe Society: The Corrections and Conditional Release Act
Five Years Later — Consolidated Report (1998), at pp. ii and 7; House of
Commons Debates, vol. IV, 3rd Sess., 34th Parl., November 4, 1991, at pp.
4430-31 (Hon. Doug Lewis). One of the concerns identified in Directions for
Reform was that although the correctional system had shortcomings even in
“managing a homogenous population of offenders” (p. 10), the function to which
it was geared, its shortcomings were even more acute for women, Indigenous
persons, racialized persons, persons with mental health issues and other
distinct groups. The authors acknowledged that the profound effects of this
disparity called into question the very effectiveness, fairness and
even-handedness of the corrections system, and they called for reforms to
promote equity and predictability in the system and in decisions made about individual
offenders: pp. 10 and 15, see also pp. 6-7.
[56]
In Directions for Reform, the
over-representation of Indigenous persons in the criminal justice system was
emphasized as a priority for the federal government. The paper expressed a
commitment to ensuring the equitable treatment of Indigenous offenders by all
components of that system, including the correctional system. Significantly,
the authors explicitly recognized that equitable treatment of Indigenous
offenders involves “more than the replication of programs designed for
non-Aboriginal offenders”: p. 25. Inequitable treatment of Indigenous offenders
in the correctional system and the conditional release process was specifically
linked to the issue of Indigenous over-representation in prison populations: p. 11.
[57]
The mischief s. 4(g) was intended to remedy
informs its interpretation. This mischief is, at least in part, the troubled
relationship between Canada’s criminal justice system and its Indigenous
peoples. The alienation of Indigenous persons from the Canadian criminal
justice system has been well documented. Although this Court has in the past
had occasion to discuss this issue most extensively in the context of
sentencing and of the interpretation and application of s. 718.2 (e) of the Criminal
Code, R.S.C. 1985, c. C-46 , it is clear that the problems that contribute
to this reality are not limited to the sentencing process. Numerous government
commissions and reports, as well as decisions of this Court, have recognized
that discrimination experienced by Indigenous persons, whether as a result of
overtly racist attitudes or culturally inappropriate practices, extends to all
parts of the criminal justice system, including the prison system: see R. v. Gladue, [1999] 1 S.C.R. 688, at
paras. 61-65 and 68; R. v. Ipeelee, 2012 SCC 13, [2012] 1 S.C.R.
433; Manitoba, Public Inquiry into the Administration of
Justice and Aboriginal People, Report of the Aboriginal Justice Inquiry of
Manitoba, vol. 1, The Justice System and Aboriginal People (1991),
pp. 431-73; Canada, Royal Commission on Aboriginal Peoples, Bridging the
Cultural Divide: A Report on Aboriginal People and Criminal Justice in Canada
(1996); Canada, Commission of Inquiry into Certain Events at the Prison for
Women in Kingston (1996), at pp. 219-23.
[58]
Parliament has recognized an evolving societal
consensus that these problems must be remedied by accounting for the unique
systemic and background factors affecting Indigenous peoples, as well as their
fundamentally different cultural values and world views. In the sentencing
context, this recognition is embodied in s. 718.2 (e) of the Criminal Code ,
which directs sentencing judges “to undertake the process of sentencing
aboriginal offenders differently, in order to endeavour to achieve a truly fit
and proper sentence”: Gladue, at para. 33. Given this social context,
the clear direction in s. 4 (g) of the CCRA to
respect cultural and linguistic differences, together with the provisions
dealing specifically with Indigenous inmates in ss. 80 through 84, should be
understood to be the means by which Parliament chose to address this broader
problem in the correctional context.
[59]
Indeed, the purpose of the correctional system
set out in the CCRA cannot be fully achieved without giving
effect to the guiding principle set out in s. 4 (g). The CSC must provide for
the humane custody of offenders, using measures that are limited to what is
necessary and proportionate: CCRA, ss. 3 (a) and 4 (c). It must
also assist in their rehabilitation and their reintegration into the community
in order to contribute to the maintenance of a just, peaceful and safe society:
CCRA, ss. 3 and 3.1 . To achieve these objectives relative to
Indigenous offenders, the CSC must ensure that its policies and programs are
appropriate for Indigenous offenders and responsive to their needs and
circumstances, including needs and circumstances that differ from those of
non-Indigenous offender populations. For the correctional system, like the
criminal justice system as a whole, to operate fairly and effectively, those
administering it must abandon the assumption that all offenders can be treated
fairly by being treated the same way.
[60]
Two and a half decades have passed since this
principle in s. 4 (g) was incorporated into the CCRA . Nonetheless, there
is nothing to suggest that the situation has improved in the realm of
corrections. Recent reports indicate that the gap
between Indigenous and non-Indigenous offenders has continued to widen on
nearly every indicator of correctional performance. For example, relative to
non-Indigenous offenders, Indigenous offenders are more likely to receive
higher security classifications, to spend more time in segregation, to serve
more of their sentence behind bars before first release, to be
under-represented in community supervision populations, and to return to prison
on revocation of parole: Canada, Office of the Correctional Investigator, Spirit
Matters: Aboriginal People and the Corrections and Conditional Release Act (2012); Canada, Office of the Correctional Investigator, Annual Report
2015-2016 (2016), at pp. 43-44; Canada, Office of the Auditor General, Fall 2016, Reports of the
Auditor General of Canada Report 3, Preparing Indigenous Offenders for Release
— Correctional Service Canada (2016).
[61]
It is thus clear that the concerns that
motivated the incorporation of the principle set out in s. 4 (g) into the CCRA
are no less relevant today than they were when the CCRA was enacted.
In the face of ongoing disparities in correctional outcomes for Indigenous
offenders, it is crucial, to ensure that the correctional system functions
fairly and effectively, that the direction set out in s. 4 (g) be given
meaningful effect. Although many factors contributing to the broader issue of
Indigenous over-incarceration and alienation from the criminal justice system
are beyond the CSC’s control, there are many matters within its control
that could mitigate these pressing societal problems: see Spirit Matters,
at pp. 6 and 13. Taking reasonable steps to ensure that the CSC uses assessment
tools that are free of cultural bias would be one.
[62]
Against this backdrop of the purposes of s. 4 (g)
of the CCRA , I will now turn to how this provision can inform the
inquiry into what was required of the CSC in the context of this case. In my
view, both the clear direction expressed in s. 4 (g) and the underlying
rationale for that direction strongly support the conclusion that the CSC’s
inaction with respect to the concerns raised about the risk assessment
instruments at issue in this appeal fell short of what s. 24(1) of the CCRA required
it to do.
[63]
The trial judge found that the impugned tools
were susceptible to cultural bias. He also found that, although the CSC was
aware of this concern, it had not conducted any research to confirm the
validity of the tools when used in respect of Indigenous inmates. The CSC
failed to address a concern that the psychological and risk information
generated by these tools — information that influences the CSC’s decisions —
may be less accurate in the case of Indigenous inmates. This failure is
contrary to the direction set out in s. 4 (g) that correctional practices must
respect cultural and linguistic differences.
[64]
The failure to inquire into the validity of the
impugned tools also risked undermining the purposes of s. 4 (g) and of the CCRA
as a whole. The trial judge found that scores derived from the impugned
tools were considered in CSC decisions on key aspects of Mr. Ewert’s
incarceration, including those related to his security classification, to escorted
temporary absences and to parole. The trial judge’s findings therefore show
that these tools are used for a variety of purposes, including in areas in
which Indigenous inmates reportedly lag behind non-Indigenous inmates.
[65]
Thus, the clear danger posed by the CSC’s
continued use of assessment tools that may overestimate the risk posed by
Indigenous inmates is that it could unjustifiably contribute to disparities in
correctional outcomes in areas in which Indigenous offenders are already
disadvantaged. For example, if the impugned tools overestimate the risk posed
by Indigenous inmates, such inmates may experience unnecessarily harsh
conditions while serving their sentences, including custody in higher security
settings and unnecessary denial of parole. Overestimation of the risk may also
contribute to reduced access to rehabilitative opportunities, such as a loss of
the opportunity to benefit from a gradual and structured release into the
community on parole before the expiry of a fixed-term sentence. Another effect
of an overestimation of the risk is that it could bar an inmate from
participation in Indigenous-specific programming that is contingent on an
offender having a low security classification or being eligible for an escorted
temporary absence: see generally Spirit Matters, at pp. 3-4 and 29; Annual Report, 2015-2016, at p. 44. Thus,
any overestimation of the risk posed by Indigenous offenders would undermine
the purpose of s. 4 (g) of the CCRA of promoting substantive equality in
correctional outcomes for Indigenous inmates and would also frustrate the
correctional system’s legislated purpose of providing humane custody and
assisting in the rehabilitation of offenders and their reintegration into the
community.
[66]
Given this context, it is crucial that the CSC
heed the directive set out in s. 4 (g) of the CCRA , the effect of which
is that the CSC’s practices must not perpetuate systemic discrimination against
Indigenous persons. In the context of the case at bar, this required, at the
very least, that the CSC take seriously the credible concerns that have been
repeatedly raised according to which information derived from the impugned
tools is of questionable validity with respect to Indigenous inmates because
the tools fail to account for cultural differences. By disregarding the
possibility that these tools are systematically disadvantaging Indigenous
offenders and by failing to take any action to ensure that they generate
accurate information, the CSC fell short of what it is required to do under s.
24(1) of the CCRA .
[67]
Although this Court is not now in a position to
define with precision what the CSC must do to meet the standard set out in s.
24(1) in these circumstances, what is required, at a minimum, is that if the
CSC wishes to continue to use the impugned tools, it must conduct research into
whether and to what extent they are subject to cross-cultural variance when
applied to Indigenous offenders. Any further action the standard requires will
depend on the outcome of that research. Depending on the extent of any
cross-cultural variance that is discovered, the CSC may have to cease using the
impugned tools in respect of Indigenous inmates, as it has in fact done with
other actuarial tools in the past. Alternatively, the CSC may need to qualify
or modify the use of the tools in some way to ensure that Indigenous inmates
are not prejudiced by their use.
B.
Did the CSC’s Reliance on Results Generated
by the Impugned Tools Constitute an Unjustified Infringement of Mr. Ewert’s Rights Under Section 7 of the Charter ?
[68]
To establish that a law or a government action
violates s. 7 of the Charter , a claimant must show that the law or
action interferes with, or deprives him or her of, life, liberty or security of
the person and that the deprivation is not in accordance with the principles of
fundamental justice: Carter v. Canada (Attorney General), 2015 SCC 5,
[2015] 1 S.C.R. 331, at para. 55.
[69]
In this Court, Mr. Ewert argues that the trial
judge was correct to find that the CSC’s use of the impugned tools deprived him
of liberty and security of the person in a way that was contrary to the
principles of fundamental justice prohibiting arbitrariness and overbreadth. In
the alternative, he submits that this Court should recognize a new principle of
fundamental justice — that the state must obey the law — and should find that
the CSC’s use of the impugned tools was contrary to that principle because it
constituted a breach of s. 24(1) of the CCRA .
[70]
Assuming, although I will not so decide, that
the CSC’s reliance on the impugned tools in making decisions about Mr. Ewert
engaged a liberty interest or security of the person interest protected by s. 7
of the Charter , I conclude that Mr. Ewert has not established that the
CSC’s reliance on the tools violated the principle of fundamental justice
against arbitrariness or that against overbreadth. I also conclude that Mr.
Ewert has not established that this Court should recognize a new principle of
fundamental justice in this case. Therefore, Mr. Ewert has not established an
infringement of his rights under s. 7 of the Charter .
(1)
Mr. Ewert Has Not Established That the CSC’s
Reliance on the Impugned Tools Violated the Prohibition Against Arbitrariness
or That Against Overbreadth
[71]
This Court discussed the prohibitions against
arbitrariness and overbreadth as principles of fundamental justice in Canada
(Attorney General) v. Bedford, 2013 SCC 72, [2013] 3 S.C.R. 1101, at paras.
107 and 111-13 (citations omitted):
Although there is significant overlap between these three
principles, and one law may properly be characterized by more than one of them,
arbitrariness, overbreadth, and gross disproportionality remain three distinct
principles that stem from what Hamish Stewart calls “failures of instrumental
rationality” — the situation where the law is “inadequately connected to its
objective or in some sense goes too far in seeking to attain it” . . . . As
Peter Hogg has explained:
The doctrines of
overbreadth, disproportionality and arbitrariness are all at bottom intended to
address what Hamish Stewart calls “failures of instrumental rationality”, by
which he means that the Court accepts the legislative objective, but
scrutinizes the policy instrument enacted as the means to achieve the
objective. If the policy instrument is not a rational means to achieve the
objective, then the law is dysfunctional in terms of its own objective.
. . .
Arbitrariness asks whether there is a direct connection between the
purpose of the law and the impugned effect on the individual, in the sense that
the effect on the individual bears some relation to the law’s purpose. There
must be a rational connection between the object of the measure that causes the
s. 7 deprivation, and the limits it imposes on life, liberty, or security of
the person . . . . A law that imposes limits on these interests in a way that
bears no connection to its objective arbitrarily impinges on those
interests. . . .
Overbreadth deals with a law that is so broad in scope that it
includes some conduct that bears no relation to its purpose. In this
sense, the law is arbitrary in part. At its core, overbreadth addresses
the situation where there is no rational connection between the purposes of the
law and some, but not all, of its impacts. . . .
Overbreadth allows courts to recognize that the law is rational in
some cases, but that it overreaches in its effect in others. Despite this
recognition of the scope of the law as a whole, the focus remains on the
individual and whether the effect on the individual is rationally connected to
the law’s purpose. For example, where a law is drawn broadly and targets some
conduct that bears no relation to its purpose in order to make enforcement more
practical, there is still no connection between the purpose of the law and its
effect on the specific individual. Enforcement practicality may
be a justification for an overbroad law, to be analyzed under s. 1 of the Charter .
[Emphasis in
original.]
[72]
In the instant case, the trial judge concluded
that the CSC had infringed Mr. Ewert’s rights under s. 7 of the Charter ,
because its reliance on the impugned tools in making decisions about Indigenous
persons was contrary to the principles against arbitrariness and overbreadth.
His conclusions on arbitrariness and overbreadth can be considered together,
because they were based on the same underlying findings. The trial judge found
that the objective of the CSC’s decision-making was to “reliably predict an
offender’s risk of reoffending as accurately as possible in the interests of
public safety”: para 96. In this Court, Mr. Ewert does not take issue with this
characterization of the relevant objective. The trial judge accepted Dr. Hart’s
evidence that the impugned tools were susceptible to cultural bias and that
there was no evidence that scores generated by those tools predict the risk of
recidivism as accurately for Indigenous inmates as for non-Indigenous inmates.
In the trial judge’s view, two conclusions flowed from these findings. First,
given the absence of evidence of accuracy, the CSC’s continued use of the
impugned tools in respect of Indigenous offenders was inconsistent with the
objective of predicting the risk posed by offenders and was therefore
arbitrary. Second, because the CSC’s reliance on the impugned tools with
respect to Indigenous offenders was arbitrary but its reliance on them with
respect to non-Indigenous offenders was unobjectionable, its practice of using
those tools for the entire inmate population without distinguishing between
Indigenous and non-Indigenous inmates was overbroad.
[73]
The trial judge reasonably concluded that, given
the concerns relating to cultural bias, it was problematic for the CSC to
continue to use the impugned tools without qualification or caution. Be that as
it may, to establish arbitrariness or overbreadth, Mr. Ewert had to show on a
balance of probabilities that the CSC’s practice of using the impugned tools
with respect to Indigenous offenders had no rational connection to the relevant
government objective. The fact that a government practice is in some way
unsound or that it fails to further the government objective as effectively as
a different course of action would is not sufficient to establish that the government
practice is arbitrary. The finding that there is uncertainty about the extent
to which the tests are accurate when applied to Indigenous offenders is not
sufficient to establish that there is no rational connection between reliance
on the tests and the relevant government objective. Indeed, taken at its
highest, Dr. Hart’s expert evidence does not support a finding that there is no
such rational connection. Dr. Hart testified that the tools were susceptible to
cultural bias. But when asked directly about the likely magnitude of any
cultural bias, he was unable to say: he suggested the bias might be relatively
limited and tolerable, but could also be profound and intolerable. In other
words, there was no evidence before the trial judge that how the impugned tools
operate in the case of Indigenous offenders is likely to be so different from
how they operate in the case of non-Indigenous offenders that their use in
respect of Indigenous offenders is completely unrelated to the government
objective.
[74]
This is not to say that the trial judge’s
findings with respect to the CSC’s unqualified reliance on the impugned tests
are not troubling. Nevertheless, the onus was on Mr. Ewert to prove that the
CSC’s impugned practice was arbitrary or overbroad; he has not done so in this
case.
(2)
Mr. Ewert Has Not Established That This Court
Should Recognize a New Principle of Fundamental Justice
[75]
Mr. Ewert’s primary argument with respect to the
breach of his s. 7 rights is based on the alleged arbitrariness and overbreadth
of the CSC’s practice of relying on the impugned tools, as discussed above.
However, he also argues, in the alternative, that the alleged deprivation of
his liberty and security of the person interests was contrary to a proposed new
principle of fundamental justice: that the state must obey the law. The trial
judge found it unnecessary to address the issue of this proposed new principle
of fundamental justice.
[76]
Mr. Ewert bears the onus of establishing that
this principle should be found to exist as a principle of fundamental justice.
But he presented no detailed argument on this point and did not directly
address how the proposed new principle would meet the test developed by this
Court for determining that a principle is one of fundamental justice within the
meaning of s. 7 of the Charter : see R. v. D.B., 2008 SCC 25,
[2008] 2 S.C.R. 3, at para. 46; R. v. Malmo-Levine, 2003 SCC 74, [2003]
3 S.C.R. 571, at para. 112. He has not established that this Court should
recognize this proposed new principle of fundamental justice in the case at
bar.
C.
Did the CSC’s Reliance on Results Generated
by the Impugned Tools Constitute an Unjustified Infringement of Mr. Ewert’s Rights Under Section 15 of the Charter ?
[77]
At trial, Mr. Ewert argued that the CSC’s
reliance on the impugned tools infringed his rights under s. 15 of the Charter .
He submitted in his statement of claim that by using the impugned tools, the CSC
was using “reliable or true information” to make decisions about non-Indigenous
inmates and “unreliable or false information” to make decisions about
Indigenous inmates. This practice, he claimed, led the CSC to mete out harsher
treatment and prolonged incarceration to Indigenous inmates.
[78]
The trial judge rejected Mr. Ewert’s s. 15 claim
on the basis that the evidentiary record was not sufficiently developed. The
Federal Court of Appeal upheld that conclusion. In this Court, Mr. Ewert argues
that the factual findings set out in the trial judge’s reasons are sufficient
to support this claim.
[79]
In my view, Mr. Ewert has not established the
infringement of his s. 15 rights that he alleged. As I explained above, the
evidence before the trial judge established a risk that the impugned tools are
less accurate when applied to Indigenous inmates than when they are applied to
non-Indigenous inmates. However, the trial judge did not find, and indeed could
not have done so on the evidence before him, that the impugned tools do in fact
overestimate the risk posed by Indigenous inmates or lead to harsher conditions
of incarceration or to the denial of rehabilitative opportunities because of
such an overestimation. I would therefore not disturb the trial judge’s
conclusion on this issue.
VI.
Conclusion and Disposition
[80]
The CSC was aware of long-standing concerns as
to whether the impugned tools were valid when applied to Indigenous offenders.
Yet it continued to rely on the results they produced in making decisions about
offenders without inquiring into their validity with respect to Indigenous
offenders. This was a breach of the CSC’s obligation under s. 24(1) of the CCRA
to take all reasonable steps to ensure that any information about an offender
that it uses is as accurate as possible. In these circumstances, it is
appropriate for this Court to exercise its discretion to issue a declaration
that the CSC has failed to meet its obligation under s. 24(1) of the CCRA .
[81]
A declaration is a narrow remedy but one that is
available without a cause of action and whether or not any consequential relief
is available: Manitoba Metis Federation Inc. v. Canada (Attorney General),
2013 SCC 14, [2013] 1 S.C.R. 623, at para. 143; P. W. Hogg, P. J. Monahan and
W. K. Wright, Liability of the Crown (4th ed. 2011), at p. 37; L. Sarna, The Law of Declaratory
Judgments (4th ed. 2016), at p. 88; see also Federal Courts Rules,
SOR/98-106, r. 64. A court may, in its discretion,
grant a declaration where it has jurisdiction to hear the issue, where the
dispute before the court is real and not theoretical, where the party raising
the issue has a genuine interest in its resolution, and where the respondent
has an interest in opposing the declaration sought: see Daniels v. Canada
(Indian Affairs and Northern Development), 2016 SCC 12, [2016] 1 S.C.R. 99,
at para. 11; Canada (Prime Minister) v. Khadr, 2010 SCC 3, [2010] 1 S.C.R. 44, at para. 46; Solosky v. The Queen, [1980] 1 S.C.R.
821, at pp. 830-33.
[82]
These criteria are met here. The Federal Court
had jurisdiction over the substance of Mr. Ewert’s claim: Federal Courts Act,
R.S.C. 1985, c. F-7, s. 17 . The question whether the CSC is required to
validate the impugned assessment tools for use with Indigenous inmates is a
real, not a theoretical, one that has been the subject of proceedings spanning
almost two decades. Mr. Ewert, as an Indigenous individual and an inmate
subject to the CSC’s decision-making — including decision-making that affects
critical aspects of his incarceration such as his security classification and
the granting of parole — has a genuine interest in the resolution of this
question. Finally, the federal Crown, and its representative, the Commissioner
of the CSC, are proper parties to oppose the declaration.
[83]
A declaration is a discretionary remedy. Like
other discretionary remedies, declaratory relief should normally be declined
where there exists an adequate alternative statutory mechanism to resolve the
dispute or to protect the rights in question: see D. J. M. Brown and J. M.
Evans with the assistance of D. Fairlie, Judicial Review of Administrative
Action in Canada (loose-leaf), at topic 1:7330. Here, the grievance
procedure created by s. 90 of the CCRA arguably provides an alternative
means by which Mr. Ewert could challenge the CSC’s compliance with the
obligation in s. 24(1) of the CCRA . It may be that in most cases, the
existence of this statutory grievance mechanism would be a reason to decline to
grant a declaration. However, in the exceptional circumstances of this case, a
declaration is warranted.
[84]
These exceptional circumstances include the fact
that Mr. Ewert has already used the statutory grievance mechanism to
raise his concerns about the CSC’s use of actuarial assessment tools on
Indigenous inmates. It cannot be said, based on the events that followed, that
the grievance mechanism was effective in resolving the issues raised by Mr.
Ewert.
[85]
Beginning in April 2000, Mr. Ewert filed a
series of grievances complaining about the use of the PCL‑R, the VRAG and
other assessment tools in respect of Indigenous inmates: Ewert v. Canada
(Attorney General), 2007 FC 13, 306 F.T.R. 234, at paras. 7-14. In the
course of responding to these grievances, the CSC acknowledged that there remained
questions about the validity of these tools when applied to Indigenous
offenders and stated that it was not aware of any research validating the tools
for use with such offenders. However, despite indicating that it would obtain
an opinion on the issue from an independent outside body, the CSC failed to do
so. It also failed to otherwise confirm the validity of the tests. In closing
Mr. Ewert’s grievance in June 2005 — more than five years after he filed his
first complaint — the CSC informed him that it was reviewing its intake
assessment tools used for Indigenous offenders and that it would take no
further action in connection with his grievance until its review was complete.
[86]
The fact that a review of the CSC’s assessment
tools was under way in 2005 was an important factor in the Federal Court’s
decision to dismiss Mr. Ewert’s application for judicial review with respect to
the resolution of his grievance: Ewert (2007), at paras. 66-67. It was
also an important consideration in the Federal Court of Appeal’s decision to
uphold the dismissal of that application, including on the basis that it was
premature: Ewert (2008), at paras. 7-8 and 10. In its 2007 decision, the
Federal Court urged the CSC to explain to Mr. Ewert the results, if any, of its
review. Such an explanation had not yet been provided when Mr. Ewert appealed
to the Federal Court of Appeal in 2008 — eight years after he commenced the
grievance procedure. Indeed, the trial judge in the present proceeding observed
that there was no evidence that the CSC had ever completed the research
referred to by the Federal Court in 2007 and anticipated by the Federal Court
of Appeal in 2008: para. 72.
[87]
Almost two decades have now passed since Mr.
Ewert first complained about the use of certain of the impugned assessment
tools with respect to Indigenous inmates. In these exceptional circumstances,
Mr. Ewert should not be required to begin the grievance process anew in order
to determine whether the CSC’s continued failure to address the validity of the
impugned assessment tools is a breach of its duty under s. 24(1) of the CCRA .
That it may technically have been open to him to do so should not preclude this
Court from exercising its discretion to grant a declaration to this effect.
[88]
To be clear, a declaration that the CSC breached
its obligation under s. 24(1) of the CCRA does not invalidate any
particular decision made by the CSC, including any decision made in reliance on
the impugned assessment tools. Should Mr. Ewert wish to challenge the validity
of any such decision, he must do so through an application for judicial review
of the relevant decision.
[89]
I would also emphasize that in allowing Mr.
Ewert’s appeal in part and issuing a declaration that the CSC breached its
obligation under s. 24(1) of the CCRA , this Court is not restoring the
Federal Court’s order. The trial judge was of the view that the interim order
he issued, as well as the final order he indicated would follow, could be based
either on his finding that the CSC violated Mr. Ewert’s rights under s. 7 of
the Charter or on his finding that the CSC breached its obligation under
s. 24(1) of the CCRA . I have concluded that the trial judge erred in
accepting Mr. Ewert’s argument under s. 7 of the Charter . This Court did
not hear argument on the availability of consequential relief based on the
CSC’s breach of its obligation under s. 24(1) of the CCRA and I make no
comment on the availability of such relief in new proceedings. However, I would
not remit this matter for a remedies hearing. If Mr. Ewert is of the view that
any further remedy is available or appropriate in the circumstances, he may
apply, in new proceedings, for a determination of that issue.
[90]
Accordingly, I would allow Mr. Ewert’s appeal in
part. Mr. Ewert is entitled to the following declaration: That the Correctional
Service of Canada breached its obligation set out in s. 24(1) of the Corrections
and Conditional Release Act .
The reasons of Côté and Rowe JJ. were
delivered by
Rowe J. —
I.
Overview
[91]
I have read Justice Wagner’s reasons. I agree
with Justice Wagner’s analysis with respect to Mr. Jeffrey G. Ewert’s claims
under ss. 7 and 15 of the Canadian Charter of Rights and Freedoms .
However, I would dismiss the appeal. I respectfully part ways with the majority
on several issues. First, I do not interpret s. 24(1) of the Corrections and
Conditional Release Act, S.C. 1992, c. 20 (“CCRA ”), as requiring the
Correctional Service of Canada (“CSC”) to conduct studies on the tests that
psychologists use to assess offenders. Second, I would decline to grant
declaratory relief; the appropriate course of action for Mr. Ewert would be to
seek judicial review.
[92]
I share with the majority a view that it is
important to address Indigenous overrepresentation in prisons. This Court has
emphasized that decision makers in the penal system, such as judges, should
take into account the specific needs and circumstances of Indigenous peoples: R.
v. Gladue, [1999] 1 S.C.R. 688; R. v. Ipeelee, 2012 SCC 13, [2012] 1
S.C.R. 433. Thus, I am in accord with Justice Wagner in his expressions of
concern as to the CSC’s inaction with respect to the issue that Mr. Ewert has
raised. Notwithstanding the foregoing, I am not persuaded that it was
Parliament’s intent to hold the CSC to account on this issue pursuant to s.
24(1) of the CCRA .
II.
Background
[93]
My colleague has described accurately the nature
of Mr. Ewert’s claim and the decisions of the courts below. I would, however,
emphasize certain key facts. The procedural history is significant; it is
important to understand the CSC’s response — including its failings — to Mr.
Ewert’s concerns about these psychological tools. As well, it helps frame Mr.
Ewert’s claim with respect to the remedy sought. That is critical to the proper
disposition of this appeal.
[94]
Mr. Ewert first complained about the use of the
impugned tools a very long time ago, in April 2000. In the years after, he
filed inmate complaints about the use of these tools. All these grievances were
dismissed. In June 2005, the CSC dismissed a third-level grievance, but sent
Mr. Ewert a letter indicating that it was in the process of having the tools
reviewed.
[95]
About this time, Mr. Ewert commenced an action
in Federal Court on these matters. The action was severed. Part of it proceeded
as a judicial review; the rest of the action was stayed pending the outcome of
the judicial review. The Federal Court and Federal Court of Appeal dismissed
the judicial review on the basis that the application was premature, as the
CSC’s review of the impugned tools was ongoing: Ewert v. Canada (Attorney
General), 2007 FC 13, 306 F.T.R. 234, aff’d 2008 FCA 285, 382 N.R. 370.
[96]
The part of the action that had been stayed
eventually continued; it is the basis for the present appeal. Throughout, Mr.
Ewert claimed damages based on breaches of his Charter rights. However,
the other civil claims that formed the basis of this action evolved
considerably between 2005 and 2015 when, finally, the trial occurred. Mr.
Ewert’s first amended statement of claim, filed after the judicial review,
claimed that the CSC acted negligently in its treatment of him. That claim was
later replaced with claims of misfeasance of public office and breach of
fiduciary duties. The third (and final) amended statement of claim removed the
claim for misfeasance and substituted a claim that the CSC acted contrary to
its statutory obligations. The remedies sought included damages, a declaration
that the CSC breached Mr. Ewert’s Charter rights, and an injunction to
prevent the CSC from using the impugned tools.
[97]
The action in this third permutation proceeded
through the Federal Court to the present appeal. The judge saw the case
“firstly as a breach of [the] statutory duty” contained in s. 24(1) of the CCRA
(2015 FC 1093, 343 C.R.R. (2d) 15, at para. 77); he also found that Mr.
Ewert’s s. 7 Charter rights had been infringed. The judge held that Mr.
Ewert was not required to “establish definitively that the tests are biased”:
para. 82. With respect to remedy, the judge issued an interim order prohibiting
the CSC from using the tools’ results in respect of Mr. Ewert; the order went
on to direct the parties to file written submissions about the parameters of a
study of the impugned tools. The trial judge indicated that he intended to
issue a final order enjoining the use of the impugned tools in respect of Mr.
Ewert and other inmates until the CSC’s study of the tools’ reliability was
completed. In effect, the Federal Court would approve the study to be
undertaken by the CSC. While the judge did not address this, his approach would
seem to lead to a continuing order, pursuant to which the Federal Court would
evaluate the outcome of the CSC study.
[98]
The Federal Court of Appeal allowed the appeal
on both the statutory breach and the Charter breach, finding that the
trial judge erred first, in applying the burden of proof, and second, that none
of Mr. Ewert’s claims were established on a balance of probabilities: 2016 FCA
203, 487 N.R. 107. In light of the foregoing, the Court of Appeal did not see
it as necessary to deal with either the statutory interpretation of s. 24(1) or
the remedy.
III.
Issues
[99]
The issues in this appeal are the following:
a)
Does s. 24(1) of the CCRA impose an
obligation on the CSC to test the tools used by psychologists to assess
offenders?
b)
What is the appropriate remedy?
[100]
I would answer these questions as follows.
Section 24(1) does not impose an obligation on the CSC to conduct research as
to the validity of the impugned tools. As well, I would not grant declaratory
relief.
IV.
Analysis
[101]
As I would decide this case on a different
basis, I begin with a brief note of clarification with respect to my position
on the reasons offered by the Federal Court of Appeal. Mr. Ewert in his claim
set out two factual propositions about the use of the impugned tests with
respect to Indigenous inmates: first, the results generated by the impugned
tools are of unknown reliability; and, second, the impugned tools generate
false results. The Federal Court found that on the balance of probabilities Mr.
Ewert had demonstrated the first proposition. The Federal Court of Appeal held
that the trial judge misapplied the balance of probabilities test. As I will
not dispose of this case on the standard of proof, I do not need to decide the
issue. I would say only that the trial judge’s analysis was far from clear and
that I agree with the Federal Court of Appeal that Mr. Ewert failed to prove
the second proposition on the balance of probabilities.
A.
Whether Section 24(1) of the CCRA Imposes an
Obligation on the CSC to Test the Tools Used by Psychologists to Assess
Offenders?
[102]
The opening sections of the CCRA outline
the purposes and principles of the statutory regime. Sections 3 , 3.1 and 4
state:
3
The purpose of the federal correctional system is
to contribute to the maintenance of a just, peaceful and safe society by
(a) carrying out sentences imposed by courts through the safe and
humane custody and supervision of offenders; and
(b) assisting the rehabilitation of offenders and their reintegration
into the community as law-abiding citizens through the provision of programs in
penitentiaries and in the community.
3.1
The protection of society is the paramount
consideration for the Service in the corrections process.
4
The principles that guide the Service in achieving
the purpose referred to in section 3 are as follows:
. . .
(g) correctional policies, programs and
practices respect gender, ethnic, cultural and linguistic differences and are
responsive to the special needs of women, aboriginal peoples, persons requiring
mental health care and other groups;
. . .
[103]
Sections 23 and 24 of the CCRA are the
opening sections under the heading “Information”. They read as follows:
23 (1) When a person is sentenced, committed or transferred to
penitentiary, the Service shall take all reasonable steps to obtain, as soon as
is practicable,
(a)
relevant information about the offence;
(b) relevant information about the person’s personal history, including
the person’s social, economic, criminal and young-offender history;
(c) any reasons and recommendations relating to the sentencing or
committal that are given or made by
(i) the court that convicts, sentences
or commits the person, and
(ii) any court that hears an appeal from
the conviction, sentence or committal;
(d) any reports relevant to the conviction, sentence or committal that
are submitted to a court mentioned in subparagraph (c)(i) or (ii); and
(e) any other information relevant to administering the sentence or
committal, including existing information from the victim, the victim impact
statement and the transcript of any comments made by the sentencing judge
regarding parole eligibility.
(2) Where access to the information obtained by the Service pursuant to
subsection (1) is requested by the offender in writing, the offender shall be
provided with access in the prescribed manner to such information as would be
disclosed under the Privacy Act and the Access to Information Act .
(3) No provision in the Privacy Act or the Access to
Information Act shall operate so as to limit or prevent the Service from
obtaining any information referred to in paragraphs (1)(a) to (e).
24 (1) The Service shall take all reasonable steps to ensure that any
information about an offender that it uses is as accurate, up to date and
complete as possible.
(2) Where an offender who has been given access to information by the
Service pursuant to subsection 23(2) believes that there is an error or
omission therein,
(a) the offender may request the Service to correct that information;
and
(b) where the request is refused, the Service shall attach to the
information a notation indicating that the offender has requested a correction
and setting out the correction requested.
[104]
In interpreting s. 24(1) I will look to the
“words of [the] Act . . . in their entire context and in their grammatical and
ordinary sense harmoniously with the scheme of the Act, the object of the Act,
and the intention of Parliament”: Rizzo & Rizzo Shoes Ltd. (Re),
[1998] 1 S.C.R. 27, at para. 21, citing E. A. Driedger, Construction of
Statutes (2nd ed. 1983), at p. 87.
[105]
There are two possible interpretations of s.
24(1). One interpretation is that insight or understanding derived from the
assessment tools — for example, that an offender has a personality disorder or
is at a high risk to reoffend — is “information” that the CSC uses in its
decision-making. Thus, the requirement to take “reasonable steps” to ensure the
information is “accurate” imposes an obligation on the CSC to verify that the
tests are valid, i.e. that they meaningfully assess that which they are
intended to assess. An alternative interpretation is that s. 24(1) refers to
biographical or factual information about an offender. Thus, things like age,
criminal record, behaviour in prison, courses taken with a view to
rehabilitation, and the like are “information” that should be “accurate, up to
date and complete”.
[106]
Mr. Ewert urges on us the first interpretation.
He argues that s. 24(1) imposes a duty on the CSC to test the impugned tools,
as the test results are “information” that the CSC “uses”, inter alia,
to assess the risk to public safety: CCRA, ss. 28 to 31 ; Corrections
and Conditional Release Regulations, SOR/92-620, ss. 13, 17 and 18. As
well, s. 4 (g) of the CCRA requires the CSC to respect the different
needs of Indigenous inmates. Thus, the CSC’s statutory duty to take reasonable
steps to ensure the accuracy of “information” includes an obligation to ensure
the validity of assessments whose results are recorded in an inmate’s records.
[107]
The CSC argues for a more limited view of s.
24(1), taking the position that the provision is limited to “primary facts” and
not “inferences or assessments drawn by the Service”. Parliament has created a
scheme governing the CSC’s use of information that allows offenders to
challenge inaccuracies in that information pursuant to s. 24(2). Sections 24(1)
and 24(2) should be read together and interpreted in this context. Thus, the
requirement under s. 24(1) to take reasonable steps with respect to the
accuracy of “information” does not include an obligation to conduct studies as
to the validity of assessment tools. Section 4 (g) of the CCRA expresses
guiding principles to inform the CSC’s actions, but does not prescribe a
particular outcome for any CSC decision, nor does it infuse s. 24(1) with the
meaning that Mr. Ewert suggests.
[108]
I find the second interpretation to be
persuasive. Sections 24(1) and 24(2) of the CCRA are about accurate
record-keeping. Section 24 is not about challenging the means that the CSC uses
to make its decisions. When an offender’s complaint is about the way that a
particular decision is made, the CCRA provides a means for offenders to
file a grievance and, if necessary, pursue judicial review: CCRA, s. 90 ;
Corrections and Conditional Release Regulations, ss. 74 to 82. That is
of fundamental importance. But, it is not what is dealt with in ss. 24(1) and
24(2) .
[109]
The CCRA is concerned with managing the
custody of offenders, assisting in their rehabilitation and reintegration, and
protecting society: CCRA, ss. 3 and 3.1 . These goals require good
decision-making based, inter alia, on accurate information. Section 24
relates to the accuracy of information. For instance, the CSC should correct a
report that says that an offender was involved in a fight when the offender was
not involved. Making decisions on the basis of inaccurate information will not
assist the CSC in furthering its objectives to rehabilitate offenders and
protect society. Thus, s. 24 serves an important function. That function does
not include verifying the validity of assessment tools. Such matters are open
to challenge. But, the proper avenue for such challenges is the grievance
procedure and, where necessary, judicial review. These challenges must be
brought in a way that respects Parliamentary intent, rather than forcing an
unwarranted interpretation of s. 24 .
[110]
Parliament imposed a duty on the CSC in s. 24(1)
to record information accurately. Section 24(2) provides a means for inmates to
correct errors in the information that is recorded. The scheme is simple. It
reflects Parliament’s intent to provide offenders with a specific remedy they
could use to make sure that the CSC’s duty to maintain accurate records is met.
[111]
This interpretation is reinforced by the
reference to s. 23 in s. 24(2) . Section 23 sets out the types of information
the CSC will obtain about an offender when they arrive at a penitentiary. All
this information is factual or biographical. This is the type of information
referred to in s. 24(1) . An offender may be provided with this information upon
request and, if there is an error, it can be corrected pursuant to the
procedure set out in s. 24(2) .
[112]
Mr. Ewert argues that Parliament would have
referred to the types of information subject to s. 24(1) if it wanted to do so,
just as it did in s. 23 . This is not persuasive. The scheme that is set out in
ss. 23 and 24 is straightforward. Section 23 lists the information that is to
be recorded. Section 24(1) requires the CSC to record this information
accurately and to keep it up to date. Section 24(2) provides a means for an
inmate to correct errors or deficiencies in the information.
[113]
Mr. Ewert argues that the word “information” in
ss. 24(1) and 24(2) should be given different meanings. Indeed, the logic of
his position, and that adopted by the majority, requires that “information” be
given different meanings in s. 24(1) and s. 24(2) . This is so because
“information”, in s. 24(2) is expressly linked to what is described in s. 23 ,
while Mr. Ewert and the majority say that “information” in s. 24(1) has a far
wider meaning. But why would Parliament have chosen such an oblique structure
as to give two different meanings to the same word (“information”) in
consecutive subsections of the same provision? It is not plausible. Moreover,
when the same words are used throughout a statute, they are presumed to have
the same meaning: R. v. Zeolkowski, [1989] 1 S.C.R. 1378, at p. 1387.
[114]
We should also consider the other words in s. 24,
including the requirement that the information be “as accurate, up to date and
complete as possible”. My colleague rejects the Crown’s argument that it is
inappropriate to speak of “accuracy” when dealing with actuarial science
because “the obligation provided for in s. 24(1) is a general one that is
necessarily described using general rather than technical language”: para. 43.
In support of this, he writes that “both parties’ experts proceeded from the
premise that the accuracy of a psychological or actuarial assessment tool can
be evaluated and that such an evaluation is relevant to a decision whether to
use the tool”: para. 44.
[115]
With respect, the expert evidence in this case
points to a different understanding of “accuracy”. Dr. Hart, the expert whom the
trial judge found to be most credible, described the predictive capacity of the
impugned tools in terms of validity and reliability, rather than
accuracy. It is not appropriate to speak of a psychological test as being
accurate or inaccurate, in the same way that an instrument such as a
thermometer is or is not accurate. Rather, validity (the meaningfulness
of the inferences drawn from assessment measurements) and reliability
(the stability of measurements across evaluators or across time) exist on a
spectrum: A.R., vol. XVIII, at pp. 5703-5. Thus, a psychological test can be
more or less valid or reliable, but it cannot properly be
described as being “accurate” or “inaccurate”.
[116]
Further, one needs to consider how the CSC would
be required to act under my colleague’s interpretation. If further research
provides insight into the degree of validity and reliability of the impugned
tools as applied to Aboriginal offenders, how valid or reliable
must the tools be in order to be deemed “accurate” (as opposed to “inaccurate”)?
This is quite different from verifying factual information such as those items
listed in s. 23(1) — date of birth, criminal history, or other primary
information that will necessarily be accurate or inaccurate. As well, what does
it mean to require the impugned tools to be “as accurate as possible”? The
assessment of human personality, by whatever means, remains imprecise. It is
not clear how the CSC and the courts are to account for this, if they are
required to ensure that such assessments are “as accurate as possible”.
[117]
The scope of the obligation in s. 24(1) , as
applied to the impugned tools, simply requires that the CSC maintain accurate
records of the inmates’ test scores. If Mr. Ewert scored in the 98th percentile
on Factor 1 of the Hare Psychopathy Checklist Revised, but the CSC documents
that figure as being in the 89th percentile and uses that incorrect score in
the course of its decision-making, then the CSC would have breached its
obligations under s. 24(1) (assuming that the CSC failed to take “reasonable
steps” to ensure the score was recorded correctly). The remedy for Mr. Ewert in
such a case would be to bring an application under s. 24(2) .
[118]
Where the offender brings a challenge under s.
24(2) to have errors corrected, this is not the same as bringing a challenge to
a decision made on the basis of incorrect information: Kim v. Canada,
2017 FC 848, at para. 43 (CanLII). A proceeding to enforce s. 24(2) only
considers whether there has been an error in the information recorded in the
offender’s file. If so, it will be corrected or a notation will be added. By
contrast, in a judicial review of a grievance proceeding, the usual question is
whether the CSC’s decision based, inter alia, on information in the
inmate’s file (including test results) was reasonable. Judicial review allows
the court to consider how the CSC makes its decisions, including the validity
of the impugned tools.
[119]
The Federal Court regularly conducts judicial
reviews of the CSC’s decision-making, including applications to correct
information under s. 24(2) . This jurisprudence supports a reading of s. 24(1)
that is consistent with the analysis that I have set out above. The Federal
Court has limited the CSC’s obligation under s. 24(1) to ensure that factual
information is accurate, up to date and complete. Section 24(1) was held not to
apply to “the inferences or assessments drawn by the Service from file
information”: Tehrankari v. Canada (Correctional Service) (2000), 38
C.R. (5th) 43 (F.C.T.D.), at para. 41; see also Charalambous v. Canada
(Attorney General), 2015 FC 1045, at para. 15 (CanLII), aff’d 2016 FCA 177,
483 N.R. 398.
[120]
The Federal Court has also interpreted the
phrase “reasonable steps” in a way that is consistent with the idea that the
CSC’s obligations extend only to factual information. The word “reasonable” is
a limit on the CSC’s obligations that is meant to ensure that the CSC can rely
on information it obtains from official records. The CSC is not required — as a
reasonable step — to re-investigate all the factual information it obtains from
such records: Tehrankari v. Canada (Attorney General), 2012 FC 332, at
paras. 35-36 (CanLII); Charalambous (F.C.), at para. 16. For instance,
when an offender is transferred, officials at the new institution must make
decisions about the offender based on records created at another institution,
by the police or by the courts. It would go beyond “reasonable steps” to
require the CSC to fact-check everything in the official records.
[121]
I would adopt the reasoning of the Federal Court
in the foregoing decisions. The Federal Court and the Federal Court of Appeal
in its jurisprudence has set out a clear and coherent interpretation of s.
24(1) and (2) . I see no reason to depart from that jurisprudence.
[122]
Justice Wagner relies in part on s. 4 (g) of the CCRA
to determine the CSC’s obligations. This provision helps to interpret the CCRA ,
but it does not transform the nature and purpose of s. 24(1) . Indeed, while s.
4 (g) is part of the CCRA ’s statement of principles, such provisions do
not “create legally binding rights or obligations, nor do they purport to do
so”: R. Sullivan, Sullivan on the Construction of Statutes (6th ed.
2014), at pp. 454 and 455, citing Greater Vancouver (Regional District) v.
British Columbia, 2011 BCCA 345, 339 D.L.R. (4th) 251.
[123]
As stated above, I am in full accord with the
majority that the CSC needs to take into account the special circumstances of
Indigenous offenders in its decision-making. Failing to do so may render a
decision (e.g., denial of a transfer from a medium security facility to a
minimum security facility) unreasonable. However, s. 4(g) does not assist this
Court in choosing between the competing interpretations of the type of
information that is within the scope of s. 24(1) . Indeed, my colleague does not
rely on s. 4(g) to do so, but rather relies on it to interpret the “reasonable
steps” requirement after he has determined that the results of the
impugned tools is information that has to be accurate under s. 24(1) , i.e.,
that the tests must be valid.
[124]
In addition, my colleague’s interpretation of
the “reasonable steps” requirement in s. 24(1) leaves open some important
questions about the scope of the CSC’s obligations. If the CSC must study the
impugned tools to ensure their validity and reliability with respect to
Indigenous offenders, what level of specificity is required? Must it
distinguish between Métis and other Indigenous offenders? Must it distinguish
between Indigenous persons who live on reserve and those who live off reserve?
Must it distinguish between male and female Aboriginal offenders? Or with
respect to other groups with unique “gender, ethnic, cultural and linguistic
differences”? The majority reasons will invite further challenges on this
issue. The courts will then be faced with difficult line-drawing exercises
about the degree to which these tools must be validated with respect to
specific communities. While it is desirable for the CSC to search for better
decision-making methodologies, it is not the courts who are best equipped to
engage in this exercise, as compared to the CSC itself or actuarial experts.
Section 24 was not intended to require the courts to look behind these
decisions.
[125]
One can readily understand Mr. Ewert’s
frustration with the CSC’s failure, after his repeated requests, to study the
validity of the assessment tools when used with Indigenous offenders. The CSC
responded to Mr. Ewert’s 2005 grievance by telling him that they were studying
the tools. The reviewing judges of the Federal Courts took note of the CSC’s
delayed response and declined to order costs to the CSC: Ewert (2007),
at para. 71, Ewert (2008), at para. 11. A further decade has passed.
This further delay, without any valid explanation, might make the CSC’s actions
unreasonable. But, that is not the issue that is now before us.
B.
What Is the Appropriate Remedy in This Case?
[126]
I would dismiss the appeal on the basis that s.
24(1) does not impose an obligation on the CSC to study the impugned tools, but
in addition I differ from the majority as to the remedy. My colleague grants a
declaration, relying on the exceptional circumstances of this case.
Notwithstanding these circumstances, I would decline to do so.
[127]
This Court has stated that “[t]he proper remedy
for breach of statutory duty by a public authority, traditionally viewed, is
judicial review for invalidity”: Holland v. Saskatchewan, 2008 SCC 42,
[2008] 2 S.C.R. 551, at para. 9. Allowing inmates to apply to the Federal Court
for a declaration that the CSC has violated s. 24 or some other provision would
effectively bypass the ordinary process of judicial review. The consequences of
a declaratory “bypass” of judicial review are significant. Such a remedy would
fail to accord the deference that is typically shown to administrative decision
makers. This could open the door to “undue interference with the discharge of
administrative functions in respect of the matters delegated to administrative
bodies by Parliament and legislatures”: Dunsmuir v. New Brunswick, 2008
SCC 9, [2008] 1 S.C.R. 190, at para. 27.
[128]
While I am sympathetic to Mr. Ewert’s situation,
it is unwise to depart from settled legal principles, even on the hard facts of
this case.
V.
Disposition
[129]
I would dismiss the appeal.
Appendix:
Relevant Statutory Provisions
Canadian Charter
of Rights and Freedoms
7. Everyone has the right to life, liberty and security of the person
and the right not to be deprived thereof except in accordance with the
principles of fundamental justice.
15. (1) Every individual is equal before and under
the law and has the right to the equal protection and equal benefit of the law
without discrimination and, in particular, without discrimination based on
race, national or ethnic origin, colour, religion, sex, age or mental or
physical disability.
(2) Subsection
(1) does not preclude any law, program or activity that has as its object the
amelioration of conditions of disadvantaged individuals or groups including
those that are disadvantaged because of race, national or ethnic origin,
colour, religion, sex, age or mental or physical disability.
Corrections
and Conditional Release Act, S.C. 1992, c.
20
PART I
Institutional
and Community Corrections
Purpose and
Principles
Purpose of correctional
system
3 The purpose of the federal
correctional system is to contribute to the maintenance of a just, peaceful and
safe society by
(a)
carrying out sentences imposed by courts
through the safe and humane custody and supervision of offenders; and
(b)
assisting the rehabilitation of offenders
and their reintegration into the community as law-abiding citizens through the
provision of programs in penitentiaries and in the community.
Paramount consideration
3.1 The protection of society is the paramount consideration for the
Service in the corrections process.
Principles that guide
Service
4 The principles that guide the Service
in achieving the purpose referred to in section 3 are as follows:
. . .
(c)
the Service uses measures that are
consistent with the protection of society, staff members and offenders and that
are limited to only what is necessary and proportionate to attain the purposes
of this Act;
. . .
(g)
correctional policies, programs and
practices respect gender, ethnic, cultural and linguistic differences and are responsive
to the special needs of women, aboriginal peoples, persons requiring mental
health care and other groups;
. . .
Information
Service to obtain certain
information about offender
23 (1) When a person is sentenced,
committed or transferred to penitentiary, the Service shall take all reasonable
steps to obtain, as soon as is practicable,
(a)
relevant information about the offence;
(b)
relevant information about the person’s
personal history, including the person’s social, economic, criminal and young-offender
history;
(c)
any reasons and recommendations relating to
the sentencing or committal that are given or made by
(i)
the court that convicts, sentences or
commits the person, and
(ii)
any court that hears an appeal from the
conviction, sentence or committal;
(d)
any reports relevant to the conviction,
sentence or committal that are submitted to a court mentioned in subparagraph
(c)(i) or (ii); and
(e)
any other information relevant to
administering the sentence or committal, including existing information from
the victim, the victim impact statement and the transcript of any comments made
by the sentencing judge regarding parole eligibility.
Access by offender
(2) Where access to the information obtained by the Service pursuant to
subsection (1) is requested by the offender in writing, the offender shall be
provided with access in the prescribed manner to such information as would be
disclosed under the Privacy Act and the Access to Information
Act .
Disclosure to Service
(3) No provision in the Privacy Act or the Access to
Information Act shall operate so as to limit or prevent the Service
from obtaining any information referred to in paragraphs (1)(a) to (e).
Accuracy, etc., of
information
24 (1) The Service shall take all reasonable steps to ensure that any
information about an offender that it uses is as accurate, up to date and
complete as possible.
Correction of information
(2) Where an offender who has been given
access to information by the Service pursuant to subsection 23(2) believes that
there is an error or omission therein,
(a)
the offender may request the Service to
correct that information; and
(b)
where the request is refused, the Service
shall attach to the information a notation indicating that the offender has
requested a correction and setting out the correction requested.
Service to give information
to parole boards, etc.
25 (1) The Service shall give, at the appropriate times, to the Parole
Board of Canada, provincial governments, provincial parole boards, police, and
any body authorized by the Service to supervise offenders, all information
under its control that is relevant to release decision-making or to the
supervision or surveillance of offenders.
. . .
Disclosure of information to
victims
26 (1) At the request of a victim of an
offence committed by an offender, the Commissioner
(a)
shall disclose to the victim the following
information about the offender:
(i)
the offender’s name,
(ii) the offence of which the offender
was convicted and the court
that convicted the offender,
(iii) the date of commencement and
length of the sentence that the offender is serving, and
(iv) eligibility dates and review dates
applicable to the offender under this Act in respect of temporary absences or
parole;
(b)
may disclose to the victim any of the
following information about the
offender, where in the Commissioner’s opinion the interest of the victim in such disclosure clearly outweighs any invasion of the offender’s privacy that could result from
the disclosure:
(i)
the offender’s age,
(ii)
the name and location of the penitentiary in which the sentence is being served,
(ii.1) if the offender is transferred, a
summary of the reasons for the transfer and the name and location of the
penitentiary in which the sentence is being served,
(ii.2) if the offender is to be
transferred to a minimum security institution as designated by Commissioner’s
Directive and it is possible to notify the victim before the transfer, a
summary of the reasons for the transfer and the name and location of the
institution in which the sentence is to be served,
(ii.3) the programs that were designed
to address the needs of the offender and contribute to their successful
reintegration into the community in which the offender is participating or has
participated,
(ii.4) the serious disciplinary offences
that the offender has committed,
(iii)
information pertaining to the offender’s
correctional plan, including
information regarding the offender’s
progress towards meeting the objectives of the plan,
(iv)
the date of any hearing for the purposes of
a review under section 130,
(v)
that the offender has been removed from Canada under the Immigration and Refugee
Protection Act before the expiration of the sentence, and
(vi)
[Repealed, 2015, c. 13, s. 46]
(vii)
whether the offender is in custody and, if
not, the reason why the
offender is not in custody;
(c)
shall disclose to the victim any of the
following information about the
offender, if, in the Commissioner’s opinion, the disclosure would not have a negative impact on the safety of the public:
(i)
the date, if any, on which the offender is
to be released on temporary
absence, work release, parole or
statutory release,
(ii)
the conditions attached to the offender’s
temporary absence, work
release, parole or statutory release,
(iii)
the destination of the offender on any
temporary absence, work
release, parole or statutory release, whether the offender will be in the vicinity of the victim while travelling to that
destination and the reasons for
any temporary absence; and
(d)
shall provide the victim with access to a
photograph of the offender
taken on the occurrence of the earliest
of any of the following — and any subsequent photograph of the offender taken by the Service — if, in the Commissioner’s opinion, to do so
would not have a negative
impact on the safety of the public:
(i)
the release of the offender on unescorted
temporary absence,
(ii)
the offender’s work release,
(iii)
the offender’s release on parole, and
(iv) the offender’s release by virtue of
statutory release or the expiration of the sentence.
. . .
Information to be given to
offenders
27 (1) Where an offender is entitled by this Part or the regulations to
make representations in relation to a decision to be taken by the Service about
the offender, the person or body that is to take the decision shall, subject to
subsection (3), give the offender, a reasonable period before the decision is
to be taken, all the information to be considered in the taking of the decision
or a summary of that information.
Idem
(2) Where an offender is entitled by this Part or the regulations to be
given reasons for a decision taken by the Service about the offender, the
person or body that takes the decision shall, subject to subsection (3), give
the offender, forthwith after the decision is taken, all the information that
was considered in the taking of the decision or a summary of that information.
Appeal
allowed in part, Côté and Rowe JJ. dissenting in part.
Solicitors
for the appellant: Gratl & Company, Vancouver; Eric Purtzki, Vancouver.
Solicitor
for the respondent: Attorney General of Canada, Ottawa.
Solicitors
for the interveners the Native Women’s Association of Canada and the Canadian
Association of Elizabeth Fry Societies: Nelligan O’Brien Payne, Ottawa; Native
Women’s Association of Canada, Ottawa.
Solicitors
for the intervener the Mental Health Legal Committee: Perez Bryan Procope,
Toronto; Advocacy Centre for the Elderly, Toronto.
Solicitors
for the interveners the West Coast Prison Justice Society and the Prisoners’
Legal Services: Nanda & Company, Edmonton.
Solicitor
for the intervener the Canadian Human Rights Commission: Canadian Human
Rights Commission, Ottawa.
Solicitor
for the intervener the Aboriginal Legal Services: Aboriginal Legal
Services, Toronto.
Solicitors
for the intervener the Criminal Lawyers’ Association (Ontario): Presser Barristers,
Toronto.
Solicitors for the
interveners the British Columbia Civil Liberties Association and the Union of British
Columbia Indian Chiefs: Champ & Associates, Ottawa.