SUPREME
COURT OF CANADA
Between:
Her Majesty The
Queen
Appellant
and
D.B.
Respondent
‑ and ‑
Attorney General
of Canada, Attorney General of Quebec,
Attorney General
of Nova Scotia, Attorney General of Manitoba,
Attorney General
of British Columbia and
Justice for
Children and Youth
Interveners
Coram: McLachlin C.J. and Bastarache, Binnie, LeBel,
Deschamps, Fish, Abella, Charron and Rothstein JJ.
Reasons for
Judgment:
(paras. 1 to 102)
Reasons
Dissenting in part:
(paras. 103 to 192)
|
Abella J. (McLachlin C.J. and Binnie, LeBel and Fish JJ.
concurring)
Rothstein J. (Bastarache, Deschamps and Charron JJ.
concurring)
|
______________________________
R. v. D.B., [2008] 2 S.C.R. 3, 2008 SCC 25
Her Majesty The Queen Appellant
v.
D.B. (a young person within the meaning of the
Youth Criminal Justice Act ) Respondent
and
Attorney General of Canada, Attorney General of Quebec,
Attorney General of Nova Scotia, Attorney General of Manitoba,
Attorney General of British Columbia and Justice for Children
and Youth Interveners
Indexed as: R. v. D.B.
Neutral citation: 2008 SCC 25.
File No.: 31460.
2007: October 10; 2008: May 16.
Present: McLachlin C.J. and Bastarache, Binnie,
LeBel, Deschamps, Fish, Abella, Charron and Rothstein JJ.
on appeal from the court of appeal for ontario
Constitutional law — Charter of Rights — Right to
liberty — Fundamental justice — Reverse onus provisions — Sentencing — Young
persons — Presumptive offences — Adult sentences — Loss of privacy protection
of publication ban — Youth criminal justice legislation requiring young person
convicted of presumptive offence to justify why adult sentence, rather than
youth sentence, should not be imposed and why publication ban should apply —
Whether burden on young person infringes right not to be deprived of liberty
except in accordance with principles of fundamental justice — If so, whether
infringement justifiable — Canadian Charter of Rights and Freedoms, ss. 1 ,
7 — Youth Criminal Justice Act, S.C. 2002, c. 1, ss. 62 , 63 , 64(1) ,
64(5) , 70 , 72(1) , 72(2) , 73(1) , 75 , 110(2) (b).
Criminal law — Young persons — Sentencing — Reverse
onus provisions — Imposition of adult sentence for presumptive offences — Loss
of privacy protection of publication ban — Youth criminal justice legislation requiring
young person convicted of presumptive offence to justify why adult sentence,
rather than youth sentence, should not be imposed and why publication ban
should apply — Whether reverse onus provisions constitutional — Canadian
Charter of Rights and Freedoms, ss. 1 , 7 — Youth Criminal Justice Act,
S.C. 2002, c. 1, ss. 62 , 63 , 64(1) , 64(5) , 70 , 72(1) , 72(2) , 73(1) ,
75 , 110(2) (b).
B went to the local mall with friends. A fight ensued
with R, in the course of which B knocked R to the ground and punched him. B
fled. By the time the paramedics saw him, R had no vital signs and was
immediately taken to the hospital. Later that night, B received a call
informing him that R had died from his injuries. He was arrested the following
morning at a friend’s house. B pleaded guilty to manslaughter. As a 17‑year‑old,
his sentencing took place under the Youth Criminal Justice Act (“YCJA ”).
Under the YCJA , manslaughter is a “presumptive offence”. In the case of
presumptive offences, an adult sentence is presumed to apply. B sought a youth
sentence, but the Crown opposed his application. B then challenged, under
s. 7 of the Canadian Charter of Rights and Freedoms , the
constitutionality of the “onus provisions” in the presumptive offences regime.
The basis of the challenge was that the provisions impose a “reverse onus”,
since the burden is on the young person to persuade the court that he or she
should not lose the benefit of the youth sentencing provisions, rather than on
the Crown to attempt to prove that an adult sentence is justified. The trial
judge allowed the Charter challenge and sentenced B to the maximum youth
sentence that included an intensive rehabilitative custody and supervision
order for a period of three years. The Court of Appeal upheld the decision.
Held (Bastarache,
Deschamps, Charron and Rothstein JJ. dissenting in part): The appeal should be
dismissed.
Per McLachlin C.J. and
Binnie, LeBel, Fish and Abella JJ.: The onus provisions in the presumptive
offences regime are conceded to engage the liberty interest of the young person
under s. 7 of the Charter . The inquiry in this case is into
whether the deprivation of liberty is in accordance with the principles of
fundamental justice. The principle of fundamental justice at issue here is
that young people are entitled to a presumption of diminished moral
blameworthiness or culpability flowing from the fact that, because of their
age, they have heightened vulnerability, less maturity and a reduced capacity
for moral judgment. That is why there is a separate legal and sentencing
regime for them. This presumption meets the three‑part threshold for
defining a principle of fundamental justice within the meaning of s. 7 of
the Charter . The presumption in question is, firstly, a legal
principle. The legislative history of the youth criminal justice system in
Canada confirms that the presumption of diminished moral culpability for young
persons is a long‑standing legal principle that has consistently been
acknowledged in all of the YCJA ’s statutory predecessors. This
principle also finds expression in Canada’s international commitments, in
particular the UN Convention on the Rights of the Child. Secondly,
there is consensus that the principle is fundamental to the operation of a fair
legal system. It is widely acknowledged that age plays a role in the
development of judgment and moral sophistication. Courts too have acknowledged
the reality of reduced moral culpability on the part of young people. The
consensus also exists internationally. Thirdly, the principle can be
identified with sufficient precision to yield a manageable standard against
which to measure deprivations of life, liberty or security of the person. It
has been administered and applied to proceedings against young people for
decades in this country. [38‑39] [41] [45‑48] [59‑62] [66‑67]
[69]
The presumption of an adult sentence in the onus
provisions is inconsistent with the principle of fundamental justice that young
people are entitled to a presumption of diminished moral culpability. This
does not mean that an adult sentence cannot be imposed on a young person. It
may well be that the seriousness of the offence and the circumstances of the
offender justify it notwithstanding his or her age. The issue in this case,
however, is who has the burden of proving that an adult sentence is justified.
A young person who commits a presumptive offence should not automatically be
presumed to attract an adult sentence. Because the presumptive sentence is an
adult one, the young person must provide the court with the information and
counter‑arguments to justify a youth sentence. If the young person fails
to persuade the court that a youth sentence is sufficiently lengthy based on
the factors set out in s. 72(1) of the YCJA , an adult sentence must
be imposed. This forces the young person to rebut the presumption of an adult
sentence, rather than requiring the Crown to justify an adult sentence. This
clearly deprives young people of the benefit of the presumption of diminished
moral blameworthiness based on age. By depriving them of this presumption
because of the crime and despite their age, and by putting the onus on them to
prove that they remain entitled to the procedural and substantive protections
to which their age entitles them, including a youth sentence, the onus
provisions infringe a principle of fundamental justice. [5] [70] [75-77]
The onus on the young person of satisfying the court
of the sufficiency of the factors in s. 72(1) also contravenes another
principle of fundamental justice, namely, that the Crown is obliged to prove,
beyond a reasonable doubt, any aggravating factors in sentencing on which it
relies. Putting the onus on the young person to prove the absence of aggravating
factors in order to justify a youth sentence, rather than on the Crown to prove
the aggravating factors that justify a lengthier adult sentence, reverses the
onus. [78]
The onus on young persons to demonstrate why they
remain entitled to the ongoing protection of a publication ban is also a
violation of s. 7 of the Charter . Lifting a ban on publication
makes the young person vulnerable to greater psychological and social stress.
Since a publication ban is part of a young person’s sentence (s. 75(4) of
the YCJA ), lifting a ban renders the sentence more severe. The onus
should therefore be, as with the imposition of an adult sentence, on the Crown
to justify the enhanced severity, rather than on the youth to justify retaining
the protection to which he or she is otherwise presumed to be entitled. [83]
[87]
The onus requirements do not survive either the
rational connection or minimal impairment branches of the s. 1 analysis.
Parliament’s objectives of accountability, protection of the public and public
confidence in the administration of justice can as easily be met by placing the
onus on the Crown, where it belongs. Placing the onus on young persons is
inconsistent with the presumption of diminished moral culpability, a principle of
fundamental justice which requires the Crown to justify the loss both of a
youth sentence and of a publication ban. The impugned provisions are therefore
inconsistent with s. 7 of the Charter and are not saved by s. 1 .
To the extent that they impose this reverse onus, they are unconstitutional.
[91-92] [94-95]
The youth sentence imposed by the trial judge should
not be set aside. [96]
Per Bastarache,
Deschamps, Charron and Rothstein JJ. (dissenting in part): The presumptive
offence sentencing provisions in the YCJA do not violate s. 7 of
the Charter . While the possibility of an adult sentence engages a
young person’s s. 7 right to liberty, the liberty deprivation is in
accordance with the two principles of fundamental justice applicable in this
case: (1) the reduced moral blameworthiness of young persons and (2) the
Crown’s burden of proving aggravating sentencing factors beyond a reasonable
doubt. Fundamental justice, however, does not require that there always be a
presumption of youth sentences for young persons. There is no societal
consensus that such a presumption is a vital component of our notion of
justice. [103] [122] [129-131] [141]
With respect to the provisions relating to the
presumption of publication, they do not engage a young person’s s. 7 right
to liberty because a publication ban is not part of the sentence. The YCJA
deems the order for a publication ban to be part of the sentence for appeal
purposes only. The deeming provisions simply create an express right of appeal
of publication ban orders, which would otherwise not exist. Furthermore, the
interests sought to be protected in this case do not fall within the liberty
interest protected by s. 7 because the presumption of publication does not
cause physical restraint on young persons or prevent them from making
fundamental personal choices. Moreover, the publication provisions do not
engage the young person’s s. 7 right to security of the person. Here,
there is no state action: the stigma and labelling that may result from release
of the young offender’s identity are a product of media coverage and society’s
reaction to young offenders and to the crimes they commit. In any event, the
publication provisions of the YCJA are consistent with the principles of
fundamental justice applicable in this case. [171-173] [178] [190]
When examining the contours of a principle of
fundamental justice, individual and societal interests within s. 7 must be
taken into account. In enacting the presumptive offence scheme, it was
entirely appropriate for Parliament to consider the competing interests, on the
one hand, of young persons to have their reduced moral blameworthiness taken
into account and, on the other, of society to be protected from violent young
offenders and to have confidence that the youth justice system ensures the
accountability of violent young offenders. This balancing was a legitimate
exercise of Parliament’s authority to determine how best to penalize particular
criminal activity, a power this Court has recognized as broad and
discretionary. The YCJA presumption of adult sentences and publication
for serious violent offences is in accordance with principles of fundamental
justice because it in no way precludes a youth sentence or a publication ban
where considered appropriate by the youth criminal justice court. Further, to
focus solely on the presumption of adult sentences and publication ignores the
entire presumptive sentencing and publication scheme which provides extensive
protections for young persons who have committed serious violent offences and
recognizes the presumption of reduced moral blameworthiness, properly defined.
The presumptive offence scheme significantly recognizes the age, reduced
maturity and increased vulnerability of young persons. [107-108] [143] [146]
[148]
The publication and sentencing provisions do not
create a reverse onus which contravenes the principle of fundamental justice
that the Crown bears the burden of proving aggravating sentencing
circumstances. First, the potential publication is neither state imposed nor
part of the young person’s sentence. Second, the impugned provisions in no way
relieve the Crown of its burden of proving all aggravating facts on
sentencing. In effect, the presumptive sentencing regime simply provides for a
higher range of sentences for young persons convicted of the most serious
violent offences. Even so, Parliament has provided young persons with the
opportunity to satisfy the youth justice court that the presumptive higher
range of sentence or the presumptive publication should not apply. Providing
this opportunity to young persons, especially when the sentencing judge is
required to prompt the young persons to take advantage of the opportunity,
represents Parliament’s approach to balance the status of young persons with
the need to protect society from the perpetrators of the most serious violent
crimes. It does not place a “persuasive burden” on young persons that
eliminates the Crown’s burden of establishing aggravating sentencing factors.
[109]
The youth sentence imposed on B was reasonable and
does not warrant interference. [192]
Cases Cited
By Abella J.
Approved: Quebec
(Minister of Justice) v. Canada (Minister of Justice) (2003), 175 C.C.C.
(3d) 321; disapproved: R. v. K.D.T. (2006), 222 B.C.A.C. 160,
2006 BCCA 60; referred to: R. v. Malmo‑Levine, [2003] 3
S.C.R. 571, 2003 SCC 74; Canadian Foundation for Children, Youth and the Law
v. Canada (Attorney General), [2004] 1 S.C.R. 76, 2004 SCC 4; R. v.
Jones, [1994] 2 S.C.R. 229; R. v. Shropshire, [1995] 4 S.C.R. 227; Re
B.C. Motor Vehicle Act, [1985] 2 S.C.R. 486; R. v. C.D., [2005] 3
S.C.R. 668, 2005 SCC 78; R. v. M. (S.H.), [1989] 2 S.C.R. 446; R. v.
R.C., [2005] 3 S.C.R. 99, 2005 SCC 61; Reference re Young Offenders Act
(P.E.I.), [1991] 1 S.C.R. 252; R. v. Gardiner, [1982] 2 S.C.R. 368; R.
v. Pearson, [1992] 3 S.C.R. 665; R. v. Oakes, [1986] 1 S.C.R. 103; R.
v. Chaulk, [1990] 3 S.C.R. 1303; R. v. Wholesale Travel Group Inc.,
[1991] 3 S.C.R. 154; R. v. Keegstra, [1990] 3 S.C.R. 697.
By Rothstein J. (dissenting in part)
Charkaoui v. Canada (Citizenship and Immigration), [2007] 1 S.C.R. 350, 2007 SCC 9; R. v. B. (S.R.) (2008),
166 C.R.R. (2d) 15, 2008 ABQB 48; Dumas v. Leclerc Institute, [1986] 2
S.C.R. 459; R. v. Malmo‑Levine, [2003] 3 S.C.R. 571, 2003 SCC 74; R.
v. Pearson, [1992] 3 S.C.R. 665; Cunningham v. Canada, [1993] 2
S.C.R. 143; R. v. Mills, [1999] 3 S.C.R. 668; R. v. Lyons, [1987]
2 S.C.R. 309; R. v. Smith, [1987] 1 S.C.R. 1045; R. v. K.D.T.
(2006), 222 B.C.A.C. 160, 2006 BCCA 60; Blencoe v. British Columia (Human
Rights Commission), [2000] 2 S.C.R. 307, 2000 SCC 44; R. v. Morgentaler,
[1988] 1 S.C.R. 30; F.N. (Re), [2000] 1 S.C.R. 880, 2000 SCC 35; Quebec
(Minister of Justice) v. Canada (Minister of Justice) (2003), 175 C.C.C.
(3d) 321; Mills v. The Queen, [1986] 1 S.C.R. 863.
Statutes and Regulations Cited
An Act to amend the Young
Offenders Act and the Criminal Code, S.C. 1992,
c. 11.
Canadian Charter of Rights and
Freedoms, ss. 1 , 7 , 12 .
Criminal Code, R.S.C. 1985, c. C‑46, ss. 718.1 , 718.2 (a),
724 , 745 (a), (c), 745.1 , 745.3 , 745.5 .
Juvenile Delinquents Act, R.S.C. 1970, c. J‑3, s. 3(2).
Juvenile Delinquents Act, 1908, S.C. 1908, c. 40, ss. 7, 31.
Juvenile Delinquents Act, 1929, S.C. 1929, c. 46, s. 3(2).
Youth Criminal Justice Act, S.C. 2002, c. 1 , preamble, ss. 2(1) “adult sentence”,
“presumptive offence”, “serious violent offence”, “young person”, 3, 4(c),
10, 14(1), 26, 32(1)(d), 34(1), (2)(b), 37(4), 38, 39, 40(2),
42(7), 62, 63, 64(1), (5), 65, 70 to 73, 75, 76(2), (9), 110(1), (2), 113(2),
146(2), (4).
Young Offenders Act, R.S.C. 1985, c. Y‑1, ss. 3(1) , 16 .
Young Offenders Act, S.C. 1980‑81‑82‑83, c. 110.
Treaties and International Documents
United Nations. Convention on
the Rights of the Child, Can. T.S. 1992 No. 3, art. 40(1).
United Nations. General
Assembly. United Nations Standard Minimum Rules for the Administration of
Juvenile Justice, A/RES/40/33, November 29, 1985, Annex, Rule 8.
Authors Cited
Anand, Sanjeev S. “Catalyst
for Change: The History of Canadian Juvenile Justice Reform” (1999), 24 Queen’s
L.J. 515.
Bala, Nicholas. “Dealing with
Violent Young Offenders: Transfer to Adult Court and Bill C‑58” (1990),
9 Can. J. Fam. L. 11.
Bala, Nicholas. “The 1995 Young
Offenders Act Amendments: Compromise or Confusion?” (1994), 26 Ottawa
L. Rev. 643.
Bala, Nicholas. Young
Offenders Law. Concord, Ont.: Irwin Law, 1997.
Bala, Nicholas. Youth Criminal
Justice Law. Toronto: Irwin Law, 2003.
Bala, Nicholas, and Mary‑Anne
Kirvan. “The Statute: Its Principles and Provisions and Their Interpretation
by the Courts”. In Ruth M. Mann, ed., Juvenile Crime and Delinquency: A
Turn of the Century Reader. Toronto: Canadian Scholars’ Press, 2000, 45.
Canada. Department of Justice. A
Strategy for the Renewal of Youth Justice. Ottawa: The Department, 1998.
Canada. House of Commons. House
of Commons Debates, vol. 25, 2nd Sess., 37th Parl., May 12, 2003, pp. 6086‑87.
Doob, Anthony N., and Carla
Cesaroni. Responding to Youth Crime in Canada. Toronto: University of
Toronto Press, 2004.
Doob, Anthony N., and Michael
Tonry. “Varieties of Youth Justice”. In Youth Crime and Youth Justice:
Comparative and Cross‑National Perspectives. Chicago: University of
Chicago Press, 2004, 1.
Doob, Anthony N., Voula Marinos,
and Kimberly N. Varma. Youth Crime and the Youth Justice System in Canada:
A Research Perspective. Toronto: Centre of Criminology, University of
Toronto, 1995.
Manson, Allan. The Law of
Sentencing. Toronto: Irwin Law, 2001.
Renaud, Gilles. Speaking to
Sentence: A Practical Guide. Toronto: Thomson/Carswell, 2004.
Sprott, Jane B. “Understanding
Public Opposition to a Separate Youth Justice System” (1998), 44 Crime &
Delinquency 399.
Sprott, Jane B. “Understanding
public views of youth crime and the youth justice system” (1996), 38 Can. J.
Crim. 271.
APPEAL from a judgment of the Ontario Court of Appeal
(Goudge, Armstrong and Blair JJ.A.) (2006), 79 O.R. (3d) 698, 208 O.A.C. 225,
206 C.C.C. (3d) 289, 37 C.R. (6th) 265, 140 C.R.R. (2d) 168, [2006] O.J. No.
1112 (QL), 2006 CarswellOnt 1719, upholding a decision of Lofchik J. (2004), 72
O.R. (3d) 605, 190 C.C.C. (3d) 383, 123 C.R.R. (2d) 182, [2004] O.J. No. 3823
(QL), 2004 CarswellOnt 3747. Appeal dismissed, Bastarache, Deschamps, Charron
and Rothstein JJ. dissenting in part.
Alexander Alvaro and Deborah
Krick, for the appellant.
Dean D. Paquette and
Paola Konge, for the respondent.
Janet Henchey, for the
intervener the Attorney General of Canada.
Jean‑Yves Bernard
and Isabelle Fortin, for the intervener the Attorney General of Quebec.
Peter P. Rosinski,
for the intervener the Attorney General of Nova Scotia.
Diana M. Cameron,
for the intervener the Attorney General of Manitoba.
Joyce DeWitt‑Van Oosten, for the intervener the Attorney General of British Columbia.
Cheryl Milne and Lee
Ann Chapman, for the intervener the Justice for Children and Youth.
The judgment of McLachlin C.J. and Binnie, LeBel, Fish
and Abella JJ. was delivered by
[1]
Abella J. — Young people
who commit crimes have historically been treated separately and distinctly from
adults. This does not mean that young people are not accountable for the
offences they commit. They are decidedly but differently accountable.
[2]
The Youth Criminal Justice Act, S.C. 2002, c. 1 (“YCJA ”),
creates a category of serious offences known as “presumptive offences”.
Presumptive offences are murder, attempted murder, manslaughter, and aggravated
sexual assault. A third “serious violent offence”, defined as “an offence in
the commission of which a young person causes or attempts to cause serious
bodily harm”, is also designated as a presumptive offence.
[3]
A youth court judge must impose an adult sentence in the case of these
presumptive offences unless the young person can demonstrate that a youth
sentence has “sufficient length” to hold him or her accountable. The
legislation thus puts the onus on the young person to justify why an adult
sentence should not be imposed, rather than on the Crown to show why the
youth has lost his or her entitlement to a youth sentence.
[4]
The issue in this case, therefore, is whether this burden on the young
person violates s. 7 of the Canadian Charter of Rights and Freedoms ,
and, in particular, the young person’s right not to be deprived of liberty
except in accordance with principles of fundamental justice.
[5]
The question is not whether young people who commit more serious crimes
can attract more serious penalties. They can. In some cases, it may even be
that they should receive the same sentence as an adult. What is before us,
however, is whether young people who commit presumptive offences should automatically
be presumed to attract an adult sentence, or whether, as previously, they
continue to be subject to the youth justice sentencing provisions unless the
Crown can demonstrate that the combination of the circumstances of the crime
and of the offender warrant the imposition of an adult sentence.
[6]
For the reasons that follow, I conclude that there is a breach of s. 7
and that the breach is not saved by s. 1 of the Charter .
BACKGROUND
[7]
On December 13, 2003, D.B. went to the local mall with friends. A fight
ensued with 18‑year‑old Jonathan Romero, in the course of which
D.B. knocked Romero to the ground and punched him. Romero lost consciousness.
D.B. fled.
[8]
An ambulance was called. By the time the paramedics saw him, Romero had
no vital signs and was immediately taken to the hospital.
[9]
Later that night, D.B. received a call informing him that Romero had
died from his injuries. He was arrested the following morning at a friend’s
house.
[10] D.B.
pleaded guilty to manslaughter in July 2004. As a 17-year-old, he was
sentenced under the YCJA .
Prior
Proceedings
[11] The
offence to which D.B. pleaded guilty, manslaughter, is a presumptive offence.
D.B. applied for a youth sentence rather than the adult sentence presumptively
imposed by the YCJA . The Crown opposed his application, seeking to have
him sentenced as an adult and recommending a sentence of five years’
imprisonment. The maximum youth sentence allowable for this offence under the YCJA
is three years.
[12] D.B.
then challenged the constitutionality of the provisions of the YCJA
which place the onus on a young person to prove that a youth sentence, not an
adult one, should be imposed. He also challenged the constitutionality of the
provision that requires the young person to justify the continuance of a ban
protecting him from publicity.
[13] The
trial judge, Lofchik J., allowed the Charter challenge ((2004), 72 O.R.
(3d) 605 (S.C.J.)). In so doing, he relied primarily on the decision of a five‑judge
panel of the Quebec Court of Appeal in a reference brought by the Quebec
government (Quebec (Minister of Justice) v. Canada (Minister of Justice)
(2003), 175 C.C.C. (3d) 321 (“Quebec Reference”)).
[14] In
separate unreported reasons for sentence, the trial judge concluded that a
youth sentence involving intensive rehabilitation custody would be appropriate
for D.B., explaining to him:
You are to be the subject of an intensive rehabilitative custody and
supervision order for a period of three years, and committed into a continuous
period of intensive rehabilitative custody for a period of thirty months and
serve the remainder of the sentence under conditional supervision in the
community in accordance with s. 105 of the Youth Criminal Justice Act .
In my view the maximum period of a youth sentence is necessary to
achieve the desired ends of the rehabilitation programme, and for that reason I
have not given credit for the one year period of pre-trial custody.
The Crown
appealed.
[15] The
Ontario Court of Appeal dismissed the Crown’s appeal ((2006), 79 O.R. (3d)
698). Goudge J.A., writing for a unanimous court (Armstrong and Blair JJ.A.),
concluded that the onus provision in the YCJA placed a considerable
burden on the young person. The burden was not only one of persuasion, but an
evidentiary one to support the factors referred to in the YCJA ,
including maturity and other facts which may not otherwise be in the record.
[16] He
identified two principles of fundamental justice that were breached by what he
described as the reverse onus provisions: (1) that “young offenders should be
dealt with separately and not as adults in recognition of their reduced
maturity” (para. 55) and (2) that “in sentencing, the Crown must assume the
burden of demonstrating beyond a reasonable doubt that there are aggravating
circumstances in the commission of the offence that warrant a more severe
penalty” (para. 63).
[17] Because
the YCJA requires the young person to prove the factual matters in order
to justify a lesser sentence, the principle that it is the Crown who
must justify a harsher penalty was held by Goudge J.A. to be violated.
[18] Goudge
J.A. also held that the publication ban provisions contravene s. 7 of the Charter .
Since publishing a young person’s identity adds to the harshness of his
punishment, the Crown should similarly bear the burden of proving that it is
appropriate for the young person to be deprived of the ban.
[19] The
court did not accept the Crown’s submission that these violations of
s. 7 could be
saved by s. 1 of the Charter , concluding that placing the onus on the
Crown to demonstrate the need for an adult sentence and for the lifting of a
publication ban, would serve the same objectives without impairing the young
person’s rights.
ANALYSIS
[20] The
constitutionality of two sets of provisions of the YCJA are at issue,
both of which D.B. asserts violate s. 7 of the Charter , which states:
7. Everyone has the right to life, liberty
and security of the person and the right not to be deprived thereof except in
accordance with the principles of fundamental justice.
[21] Both
sets of provisions affect a young person who has been found guilty of a
“presumptive offence”. A presumptive offence is defined as follows in s. 2(1):
(a) an offence committed, or alleged to have been committed,
by a young person who has attained the age of fourteen years, or, in a province
where the lieutenant governor in council has fixed an age greater than fourteen
years under section 61, the age so fixed, under one of the following provisions
of the Criminal Code :
(i) section 231 or 235 (first degree murder or second degree
murder within the meaning of section 231),
(ii) section 239 (attempt to commit murder),
(iii) section 232, 234 or 236 (manslaughter), or
(iv) section 273 (aggravated sexual assault) . .
.
(b) a serious violent offence for which an adult is liable to
imprisonment for a term of more than two years committed, or alleged to have
been committed, by a young person after the coming into force of section 62
(adult sentence) and after the young person has attained the age of fourteen
years, or, in a province where the lieutenant governor in council has fixed an
age greater than fourteen years under section 61, the age so fixed, if at the
time of the commission or alleged commission of the offence at least two
judicial determinations have been made under subsection 42(9), at different
proceedings, that the young person has committed a serious violent offence.
[22] The
first group of impugned provisions requires a young person convicted of a
presumptive offence to justify the imposition of a youth sentence rather than
an adult one. They are ss. 62 , 63 , 64(1) and (5) , 70 , 72(1) and (2) , and
73(1) , and are appended to these reasons.
[23] The
second set of provisions being challenged, the “privacy provisions”, deals
with the loss of the privacy protection of a publication ban when a young
person is convicted of a presumptive offence. They are ss. 75 and 110(2) ,
also appended to these reasons.
[24] The
“onus provisions” affect the length and type of sentence that young persons
receive. The “privacy provisions” determine whether or not their identity will
be disclosed. The basis of the constitutional challenge before this Court is
that both sets of provisions impose a “reverse onus” since the burden is on the
young person to persuade the court that he or she should not lose the benefit
of the youth sentencing provisions, rather than on the Crown to attempt to
prove that an adult sentence is justified.
[25] The
onus provisions operate as follows. Section 62 of the YCJA provides
that young persons, 14 or older, who are convicted of a presumptive offence —
such as manslaughter in this case — “shall” be sentenced as adults. The
language is mandatory.
[26] Section
2(1) provides that an “adult sentence” means “any sentence that could be
imposed on an adult who has been convicted of the same offence”.
[27] A
young person may, however, under s. 63(1) of the YCJA , “make an
application for an order that he or she is not liable to an adult sentence”.
The court is then required to consider the factors set out in s. 72(1) , namely:
“the seriousness and circumstances of the offence, and the age, maturity,
character, background and previous record of the young person and any other
factors that the court considers relevant”. The onus of satisfying the court
about these matters is on the young person (s. 72(2) ). Consequently, if the
young person is unable to persuade the court that a youth sentence would have
“sufficient length to hold the young person accountable for his or her
offending behaviour”, an adult sentence “shall” be imposed (s. 72(1) (b)).
The default position, in other words, is an adult sentence.
[28] The “privacy
provisions” of the YCJA, ss. 110 and 75 , deal with a “ban on
publication”, which restricts the information about a young person that can be
made publicly available. A publication ban is considered to be part of the
sentence (s. 75(4) ).
[29] Section
110(1) provides that “no person shall publish the name of a young person, or
any other information related to a young person, if it would identify the young
person as a young person dealt with under this Act”. Under s. 110(2), this protection
does not apply if a young person has received an adult sentence. If an adult
sentence has been imposed, the young person cannot apply for a publication ban.
[30] Under
s. 75(1), if a young person has been convicted of a presumptive offence but has
succeeded in persuading the court that a youth sentence is nonetheless
appropriate, the sentence is not accompanied by the publication ban that
normally attaches to a youth sentence. A further onus is on the young person
to satisfy the court that, in addition to the youth sentence, a publication ban
should also be imposed. Absent such an application by the young person, the
default position is the loss of the ban.
[31] The
constitutionality of these provisions has been examined by the British Columbia
Court of Appeal and, as previously noted, the Quebec Court of Appeal.
[32] The
Quebec Court of Appeal identified four fundamental principles of justice which
it used to assess whether the onus provisions violate s. 7 . These were:
[TRANSLATION] Young offenders must
be dealt with separately from adults;
Rehabilitation, rather than suppression and dissuasion, must be at the
heart of legislative and judicial intervention with young persons;
The justice system for minors must limit the disclosure of the minor’s
identity so as to prevent stigmatization that can limit rehabilitation;
It is imperative that the justice system for minors consider the best
interests of the child.
(Quebec Reference, at para. 215)
[33] It
concluded that the onus provisions represented [TRANSLATION]
“an excessive burden, considering the vulnerability of the young persons on
whom it rests and the purposes of the Act” (para. 249) and, accordingly, held
that they violated s. 7 of the Charter and could not be saved under s. 1 .
The federal government did not appeal the judgment, indicating that it
intended to amend the YCJA in a manner consistent with the court’s
conclusion (House of Commons Debates, vol. 25, 2nd Sess., 37th Parl.,
May 12, 2003, at pp. 6086‑87).
[34] The Quebec
Reference, it should be noted, preceded two relevant decisions from this
Court: R. v. Malmo‑Levine, [2003] 3 S.C.R. 571, 2003 SCC 74, which
established a template for determining a principle of fundamental justice, and Canadian
Foundation for Children, Youth and the Law v. Canada (Attorney General),
[2004] 1 S.C.R. 76, 2004 SCC 4, at paras. 10‑11, stating that the “best
interests of the child” is not such a principle.
[35] The
British Columbia Court of Appeal in R. v. K.D.T. (2006), 222 B.C.A.C.
160, 2006 BCCA 60, reached a contrary result, concluding that the onus under s.
72(2) did not impose “an excessive burden of proof on an applicant” (para.
59). Relying on R. v. Jones, [1994] 2 S.C.R. 229, and R. v.
Shropshire, [1995] 4 S.C.R. 227, the court unanimously concluded that s. 7
protection is less robust at the post‑trial (sentencing) phase. Because
it remained possible for the young person to prove that an adult sentence was
inappropriate in his or her case, there was no violation of s. 7 because the vulnerability
of young persons was thereby accommodated.
[36] In
my view, the conclusion of the appeal courts of Ontario and Quebec is correct,
namely, that the onus on young persons to displace the presumption of an adult
sentence for presumptive offences is a violation of s. 7 .
The
Operative Principle of Fundamental Justice
[37] The
analysis under s. 7 proceeds in two stages: Is there a deprivation of life,
liberty and/or security of the person? If so, does the deprivation accord with
principles of fundamental justice? If there has been a deprivation that does
not accord with principles of fundamental justice, a violation of s. 7 has
occurred.
[38] The
Crown concedes that the onus provisions in the presumptive offences regime
engage the liberty interest of the young person. Imprisonment and the threat
of imprisonment constitute clear deprivations of liberty (Re B.C. Motor
Vehicle Act, [1985] 2 S.C.R. 486, at pp. 500-501).
[39] This
concession means that the inquiry in this case is into whether that deprivation
is in accordance with the principles of fundamental justice. And that in turn
requires a determination first of what principle of fundamental justice is at
issue here.
[40] The
Quebec and Ontario Courts of Appeal set out different but conceptually related
views of the governing principle, both of them emphasizing that young persons
should be dealt with separately from adults based on their reduced maturity. I
agree that this is important, but do not see this as engaged in this case. As
the YCJA confirms, there is in fact a separate legal system for
young persons. Section 3(1) (b) confirms that “the criminal justice
system for young persons must be separate from that of adults”.
[41] What
the onus provisions do engage, in my view, is what flows from why
we have a separate legal and sentencing regime for young people, namely that
because of their age, young people have heightened vulnerability, less maturity
and a reduced capacity for moral judgment. This entitles them to a presumption
of diminished moral blameworthiness or culpability. This presumption is the
principle at issue here and it is a presumption that has resulted in the entire
youth sentencing scheme, with its unique approach to punishment.
[42] There
are, for example, numerous sentencing provisions in the YCJA designed to
protect, presumptively, young persons from custody. Confronted with a crime
committed by a young person, police must consider whether alternatives, namely
extra‑judicial measures or extra‑judicial sanctions, would be
adequate before proceeding to court. Section 4 (c) of the YCJA
declares that extra‑judicial measures are “presumed to be adequate to
hold a young person accountable . . . if the young person has committed a non‑violent
offence and has not previously been found guilty of an offence”. Section 10 of
the YCJA declares that extra‑judicial sanctions “may be used . . .
only if the young person cannot be adequately dealt with by a warning, caution
or referral [extra‑judicial measures] . . . because of the seriousness of
the offence, the nature and number of previous offences committed by the young
person or any other aggravating circumstances”.
[43] Sections
38 and 39 of the YCJA also restrict when custody is available. Before
sentencing a young person to custody, the court must:
· believe that no reasonable alternative or combination of alternatives
exists (s. 39(2));
· know that the previous use of a non‑custodial sentence
does not preclude another non‑custodial sentence (s. 39(4));
· recognize that custody must not be a substitute for appropriate
child protection, mental health or other social measures (s. 39(5));
· consider a pre‑sentence report and any sentencing proposal
made by the young person or the counsel present (s. 39(6));
· state reasons why a non‑custodial sentence is inadequate
(s. 39(9));
· require that the principles set out in s. 3 of the YCJA
govern sentencing (s. 38(2) );
· ensure that the sentence is no greater than might be afforded an
adult under the same circumstances (s. 38(2)(a));
· consider all available sanctions other than custody first (s.
38(2)(d)); and
· ensure that the sentence is the least restrictive one capable of
holding the young person accountable, subject to proportionality concerns (s.
38(2)(e)).
[44] This
statutory preoccupation with ensuring that sentencing reflects the reduced
maturity and moral sophistication of young persons, guided this Court in R.
v. C.D., [2005] 3 S.C.R. 668, 2005 SCC 78, where Bastarache J. noted the YCJA ’s
goal to “send a clearer message to those involved in the youth criminal justice
system about restricting the use of custody for young offenders” (para. 48).
Bastarache J. concluded that “the object and scheme of the YCJA , as well
as Parliament’s intention in enacting it, all indicate that the YCJA was
designed, in part, to reduce over‑reliance on custodial sentences for
young offenders” (para. 50).
[45] These
considerations reveal that the approach to the sentencing of young persons is
animated by the principle that there is a presumption of diminished
moral culpability to which they are entitled. Like all presumptions, it is
rebuttable. Under the presumptive offences sentencing scheme, it is the young
person himself or herself who is required to prove that the presumption should not
be rebutted, rather than the Crown who is required to show why it should be.
The constitutional implications of this reversal of the onus create the legal
knot we are asked to untie. To do so, we must first determine whether the
principle of a presumption of diminished culpability is one of fundamental
justice within the meaning of s. 7 of the Charter .
[46] In Malmo‑Levine
and Foundation for Children, this Court provided a framework for
assessing whether a particular principle meets this threshold. Three criteria
must be met:
(1) It must be a legal principle.
(2) There must be a consensus that the rule or principle is
fundamental to the way in which the legal system ought fairly to operate.
(3) It must be identified with sufficient precision to yield a
manageable standard against which to measure deprivations of life, liberty or
security of the person.
[47] The
first question therefore is whether the presumption of diminished moral
culpability is a legal principle. In my view it is. Special rules based on
reduced maturity and moral capacity have governed young persons in conflict
with the law from “the beginning of legal history” (Nicholas Bala and Mary‑Anne
Kirvan, “The Statute: Its Principles and Provisions and Their Interpretation by
the Courts”, in Ruth M. Mann, ed., Juvenile Crime and Delinquency: A Turn of
the Century Reader (2000), at p. 45). English common law included the
defence of doli incapax, or “incapacity to do wrong”. Children under
seven were considered incapable of committing a crime, and a presumption of
incapacity applied to children between the ages of seven and thirteen, although
the prosecution could rebut the presumption with evidence that the child had
sufficient intelligence and experience to “know the nature and consequences of
the conduct and to appreciate that it was wrong” (p. 45).
[48] Canada
too has consistently acknowledged the diminished responsibility and distinctive
vulnerability of young persons in all of the YCJA ’s statutory
predecessors.
[49] The
first Canadian legislation separating adults from child and adolescent persons
was introduced in 1857, placing young persons in training schools and
reformatories rather than penitentiaries. Community‑based alternatives
to imprisonment for young persons were initiated at that time. The first
probation officers working specifically with and for juveniles were hired
(Nicholas Bala, Youth Criminal Justice Law (2003), at pp. 6‑7).
[50] A
distinct youth criminal justice system was established in 1908 through the
enactment of the Juvenile Delinquents Act, 1908, S.C.
1908, c. 40. Its purpose was described at s. 31 of the Act as follows:
31. . . . That the care and custody and
discipline of a juvenile delinquent shall approximate as nearly as may be that
which should be given by its parents, and that as far as practicable every
juvenile delinquent shall be treated, not as a criminal, but as a
misdirected and misguided child, and one needing aid, encouragement,
help and assistance.
[51] A
young person over the age of 14 could, however, be transferred to adult court
pursuant to s. 7 of the Act if he or she had been charged with an indictable
offence:
7. Where the act complained of is,
under the provisions of The Criminal Code or otherwise, an indictable
offence, and the accused child is apparently or actually over the age of
fourteen years, the court may, in its discretion, order the child to be
proceeded against by indictment in the ordinary courts in accordance with the
provisions of The Criminal Code in that behalf; but such course shall in
no case be followed unless the court is of the opinion that the good of the
child and the interest of the community demand it. The court may, in its
discretion, at any time before any proceeding has been initiated against the child
in the ordinary criminal courts, rescind an order so made.
[52] Parliament
reformed the youth criminal justice system in 1984 with the enactment of the Young
Offenders Act, S.C. 1980-81-82-83, c. 110, later codified as the Young
Offenders Act, R.S.C. 1985, c. Y-1 (“YOA ”). The purpose of this
legislation was articulated in s. 3(1) in part as follows:
3. (1) It is hereby recognized and declared that
(a) while young persons should not in all instances be held
accountable in the same manner or suffer the same consequences for their
behaviour as adults, young persons who commit offences should nonetheless
bear responsibility for their contraventions;
.
. .
(c) young persons who commit offences require supervision,
discipline and control, but, because of their state of dependency and level
of development and maturity, they also have special needs and require
guidance and assistance;
[53] Initially,
s. 16 of the YOA permitted the transfer to adult court of youths charged
with the most serious offences. The Crown, in applying for such a transfer,
bore the burden of demonstrating that it was appropriate. In R. v. M. (S.H.),
[1989] 2 S.C.R. 446, this Court held that this was not a “heavy onus”. Nor did
the Crown have to demonstrate “exceptional” circumstances to make its case for
transfer. Nonetheless, the Court noted “[t]hat is not to say that the transfer
of a case from Youth Court to ordinary court is not a matter of the utmost
seriousness” (p. 463).
[54] The
test for transfer was whether the judge was “of the opinion that, in the
interest of society and having regard to the needs of the young person, the
young person should be proceeded against in ordinary court” (p. 455). A number
of factors were to be considered before transferring the young person,
including the seriousness and circumstances of the offence, the young person’s
situation, and whether he or she already had a record.
[55] In
1992, the federal government amended the YOA to lengthen the maximum
sentence in youth court for murder from three years to five years less a day.
It also amended the transfer provisions to stipulate that the “protection to
the public” was the paramount consideration. The period of parole
ineligibility was, however, reduced for young persons convicted of first and
second degree murder in adult court so that once incarcerated in adult
facilities, they could be released sooner than their adult counterparts.
[56] In
1995, the YOA was amended by the addition of s. 16(1.01) to require
explicitly that 16- or 17‑year‑olds charged with murder, attempted
murder, manslaughter or aggravated sexual assault be tried as adults in
ordinary court, unless the young person or the Crown applied to have the matter
proceed in youth court. The constitutionality of this provision was never
tested in this Court.
[57] And
finally, we come to the current legislation, the YCJA , which came into
force on April 1, 2003. The fundamental underlying principles of this
legislation are found in s. 3 :
3. (1) The following principles apply in this Act:
.
. .
(b) the criminal justice system for young persons must be
separate from that of adults and emphasize the following:
(i) rehabilitation and reintegration,
(ii) fair and proportionate accountability that is consistent with
the greater dependency of young persons and their reduced level of maturity,
(iii) enhanced procedural protection to ensure that young persons are
treated fairly and that their rights, including their right to privacy,
are protected,
.
. .
Section 3(2),
moreover, stipulates that the Act “shall be liberally construed so as to ensure
that young persons are dealt with in accordance with the principles set out in
subsection (1)”. Section 2(1) defines a “young person” as someone
who is or, in the absence of evidence to the contrary, appears to be
twelve years old or older, but less than eighteen years old and, if the context
requires, includes any person who is charged under this Act with having
committed an offence while he or she was a young person or who is found guilty
of an offence under this Act.
[58] Moreover,
the preamble recognizes society’s “responsibility to address the developmental
challenges and the needs of young persons and to guide them into adulthood”;
encourages “guidance and support”; and seeks “effective rehabilitation and
reintegration”.
[59] This
legislative history confirms that the recognition of a presumption of
diminished moral culpability for young persons is a long-standing legal
principle.
[60] It
is also a legal principle that finds expression in Canada’s international
commitments. The United Nations Convention on the Rights of the Child,
explicitly mentioned in the preamble to the YCJA , was ratified by Canada
in 1992 (Can. T.S. 1992 No. 3). Paragraph 1 of art. 40 of the Convention
states:
1. States Parties recognize the right of every child alleged as,
accused of, or recognized as having infringed the penal law to be treated in a
manner consistent with the promotion of the child’s sense of dignity and worth,
which reinforces the child’s respect for the human rights and fundamental
freedoms of others and which takes into account the child’s age and the
desirability of promoting the child’s reintegration and the child’s assuming a
constructive role in society.
[61] Having
concluded that a presumption of diminished moral blameworthiness for young
persons is a legal principle, the next question is whether there is a consensus
that this principle is fundamental to the operation of a fair legal system.
In my view there is little doubt that such general recognition exists. Fish
J., for the majority, noted in R. v. R.C., [2005] 3 S.C.R. 99, 2005 SCC
61, at para. 41, that in “creating a separate criminal justice system for young
persons, Parliament has recognized the heightened vulnerability and reduced
maturity of young persons”.
[62] It
is widely acknowledged that age plays a role in the development of judgment and
moral sophistication. Professor Allan Manson notes that “[t]he general
principle that applies to youthful offenders . . . [is] that a lack of
experience with the world warrants leniency and optimism for the future” (The
Law of Sentencing (2001), at pp. 103‑4). And Professor Bala
describes the YCJA as
premised on a recognition that to be a youth is to be in a state of
“diminished responsibility” in a moral and intellectual sense. Adolescents,
and even more so children, lack a fully developed adult sense of moral
judgment. Adolescents also lack the intellectual capacity to appreciate fully
the consequences of their acts. In many contexts, youths will act without
foresight or self‑awareness, and they may lack empathy for those who may
be the victims of their wrongful acts. Youths who are apprehended and asked
why they committed a crime most frequently respond: “I don’t know.” Because of
their lack of judgment and foresight, youths also tend to be poor criminals
and, at least in comparison to adults, are relatively easy to apprehend. . . .
This is not to argue that adolescent offenders should not be morally or legally
accountable for their criminal acts, but only that their accountability should,
in general, be more limited than is the case for adults.
(Youth Criminal Justice Law, at pp. 3-4 (footnotes omitted))
[63] The
following observation by Justice Gilles Renaud in Speaking to Sentence: A
Practical Guide (2004), at p. 10, is also apt:
Stated simply, offenders who act out of immaturity, impulsiveness, or
other ill‑considered motivation are not to be dealt with as if they were
proceeding with the same degree of insight into their wrongdoing as more
mature, reflective, or considered individuals. The less elevated the degree of
moral blameworthiness, the greater the reach of leniency. By way of limited
example, the relative youth of an offender will be emphasized in those cases in
which an individualized disposition is selected . . . .
[64] As
Professor Bala explains, “adolescents generally lack the judgment and knowledge
to participate effectively in the court process and may be more vulnerable than
adults” (Youth Criminal Justice Law, at p. 5). There is, moreover,
evidence suggesting that as a result of this reduced judgment and maturity,
young persons respond differently to punishment than adults, and that harsher
penalties do not, by themselves, reduce youth crime. See Anthony N. Doob,
Voula Marinos, and Kimberley N. Varma, Youth Crime and the Youth Justice
System in Canada: A Research Perspective (1995), at pp. 56‑71.
[65] This
helps explain why, in s. 3(1)(b)(i) of the YCJA , “rehabilitation
and reintegration”, not general deterrence, are emphasized and why, in s. 3(1)(b)(ii),
accountability should be “fair and proportionate . . . consistent with the
greater dependency of young persons and their reduced level of maturity”.
[66] The
courts, too, have acknowledged the reality of reduced moral culpability on the
part of young people. In Reference re Young Offenders Act (P.E.I.),
[1991] 1 S.C.R. 252, at p. 268, Lamer C.J. observed:
[W]hat distinguishes this legislation from the Criminal Code is
the fact that it creates a special regime for young persons. The essence of
the young offenders legislation is a distinction based on age and on the
diminished responsibility associated with this distinction. [Emphasis
added.]
[67] This
consensus also exists internationally. Professor Bala points out that “[e]very
legal system recognizes that children and youths are different from adults and
should not be held accountable for violations of the criminal law in the same
fashion as adults” (Youth Criminal Justice Law, at p. 1). Anthony N.
Doob and Michael Tonry, “Varieties of Youth Justice”, in Youth Crime and
Youth Justice: Comparative and Cross‑National Perspectives (2004), at
p. 1, observe that “[t]he most notable aspect of the treatment of youths who
offend in Western countries is that every country appears to have laws or
policies reflecting the belief that youths should be treated differently from
adult offenders” (p. 3). This is so because “generally speaking, the
assumption is that the youthfulness of an offender mitigates the punishment
that youths should receive and that youths should be kept separate from adult
offenders” (p. 5).
[68] The
preceding confirms, in my view, that a broad consensus reflecting society’s
values and interests exists, namely that the principle of a presumption of
diminished moral culpability in young persons is fundamental to our notions of
how a fair legal system ought to operate.
[69] The
third criterion for recognition as a principle of fundamental justice is that
the principle be identified with sufficient precision to yield a manageable
standard against which to measure deprivations of life, liberty or security of
the person. This is not a difficult criterion to satisfy in this case. The
principle that young people are entitled to a presumption of diminished moral
culpability throughout any proceedings against them, including during
sentencing, is readily administrable and sufficiently precise to yield a
manageable standard. It is, in fact, a principle that has been administered
and applied to proceedings against young people for decades in this country.
Application
of the Principle
[70] The
remaining issue, therefore, is whether the presumption of an adult sentence in
the onus provisions is consistent with the principle of fundamental justice
that young people are entitled to a presumption of diminished moral
culpability. In my view, they are not. They deprive D.B. of this presumption
by putting the onus on him to justify his continued entitlement to the
presumption, rather than on the Crown to demonstrate why it no longer applies
to D.B., thereby allowing him to be sentenced as an adult.
[71] Presumptive
offences are treated differently from other serious offences in the YCJA .
Ordinarily, the Crown can seek an adult sentence for a young person over the age
of 14 who has been found guilty of certain indictable offences. The young
person must be notified of the Crown’s intention and, once notified, can elect
to be tried by a youth court judge or, in the Ontario Superior Court of
Justice, by a judge alone or with a jury following a preliminary inquiry. The
onus is on the Crown. If the Crown does not persuade the court, a youth
sentence will be imposed.
[72] The
young person charged with or found guilty of a presumptive offence, however,
must apply for an order that he or she is not liable to an adult
sentence so that a youth sentence can be imposed (s. 63(1) ). In making its
decision, the court is directed to consider whether a youth sentence would have
“sufficient length to hold the young person accountable for his or her
offending behaviour” (s. 72(1) (a) and (1) (b)).
[73] In
deciding whether it would be a sufficiently long sentence, the court is to
consider
the seriousness and circumstances of the offence, and the age,
maturity, character, background and previous record of the young person and any
other factors that the court considers relevant . . . . [s. 72(1) ]
[74] Professor
Bala has observed that such an onus implicates three elements — procedural,
tactical and persuasive:
Under the new Act [the YCJA ], the onus on the young offender
seeking a youth sentence under section 63 in a presumptive offence situation
has procedural, tactical, and persuasive elements. The onus is procedural in
the sense that the youth must make an application to prevent the imposition of
an adult sentence. It is tactical in the sense that there is an onus on the
youth to adduce some evidence about why a youth sentence is appropriate, though
the youth is not obliged to testify, and as discussed above, the court may
still require the Crown to lead its evidence first. Further, section 72(2)
provides that “the onus of satisfying the youth justice court” as to the
matters referred to in section 72(1) is on the applicant. This places a
“persuasive” burden on the youth to satisfy the youth justice court that a
youth sentence would be of “sufficient length to hold the young person
accountable for his or her offending behaviour.”
(Youth Criminal Justice Law, at p. 521 (emphasis added))
[75] Because
the presumptive sentence is an adult one, the young person must provide the
court with the information and counter-arguments to justify a youth sentence.
If the young person fails to persuade the court that a youth sentence is
sufficiently lengthy based on the factors set out in s. 72(1) , an adult
sentence must be imposed. This forces the young person to rebut the
presumption of an adult sentence, rather than requiring the Crown to justify
an adult sentence. It is therefore a reverse onus.
[76] No
one seriously disputes that there are wide variations in the maturity and
sophistication of young persons over the age of 14 who commit serious offences.
But the onus provisions in the presumptive offences sentencing regime stipulate
that it is the offence, rather than the age of the person, that determines how
he or she should be sentenced. This clearly deprives young people of the
benefit of the presumption of diminished moral blameworthiness based on age.
By depriving them of this presumption because of the crime and despite
their age, and by putting the onus on them to prove that they remain entitled
to the procedural and substantive protections to which their age entitles them,
including a youth sentence, the onus provisions infringe a principle of
fundamental justice.
[77] This
does not mean that an adult sentence cannot be imposed on a young person. It
may well be that the seriousness of the offence and the circumstances of the
offender justify it notwithstanding his or her age. The issue in this case,
however, is who has the burden of proving that an adult sentence is justified.
[78] The
onus on the young person of satisfying the court of the sufficiency of the
factors in s. 72(1) so that a youth sentence can be imposed also contravenes
what the Crown concedes in its factum is another principle of fundamental
justice, namely, that the Crown is obliged to prove, beyond a reasonable doubt,
any aggravating factors in sentencing on which it relies. Putting the onus on
the young person to prove the absence of aggravating factors in order to
justify a youth sentence, rather than on the Crown to prove the aggravating
factors that justify a lengthier adult sentence, reverses the onus.
[79] In R.
v. Gardiner, [1982] 2 S.C.R. 368, a pre-Charter case, Dickson J.
cogently explained the significance of this burden on the Crown when he
observed:
It is well to recall in any discussion of
sentencing procedures that the vast majority of offenders plead guilty. . . .
The sentencing judge therefore must get his facts after plea. Sentencing is,
in respect of most offenders, the only significant decision the criminal
justice system is called upon to make.
.
. .
In my view, both the informality of the sentencing
procedure as to the admissibility of evidence and the wide discretion given to
the trial judge in imposing sentence are factors militating in favour of
the retention of the criminal standard of proof beyond a reasonable doubt at
sentencing.
[B]ecause the sentencing process poses the ultimate jeopardy to an
individual enmeshed in the criminal process, it is just and reasonable that he
be granted the protection of the reasonable doubt rule at this vital juncture
of the process ([J. A.] Olah [“Sentencing: The Last Frontier of the Criminal
Law” (1980), 16 C.R. (3d) 97], at p. 121).
(Emphasis in original; pp. 414-15.)
[80] In R.
v. Pearson, [1992] 3 S.C.R. 665, this Court, citing Gardiner, noted
that
it is clear law that where the Crown advances aggravating facts in
sentencing which are contested, the Crown must establish those facts beyond
reasonable doubt . . . .
Although, of course, Gardiner was not a Charter case,
the problem it confronted can readily be restated in terms of ss. 7 and 11 (d)
of the Charter . While the presumption of innocence as specifically
articulated in s. 11 (d) may not cover the question of the standard of
proof of contested aggravating facts at sentencing, the broader substantive
principle in s. 7 almost certainly would. [p. 686]
[81] In
the case of presumptive offences, it is the young person who must satisfy the
court of the factors justifying a youth sentence, whereas it is normally the
Crown who is required to satisfy the court of any factors justifying a more
severe sentence. A maximum adult sentence in the case of presumptive offences
is, by definition, more severe than the maximum permitted for a youth
sentence. A youth sentence for murder cannot exceed ten years; for second
degree murder, seven; and for manslaughter, three. The maximum adult sentence
for these offences is life in prison.
[82] A
young person should receive, at the very least, the same procedural benefit
afforded to a convicted adult on sentencing, namely, that the burden is on the
Crown to demonstrate why a more severe sentence is necessary and appropriate in
any given case. The onus on the young person reverses this traditional onus on
the Crown and is, consequently, a breach of s. 7 .
[83] Similarly,
I see the onus on young persons to demonstrate why they remain entitled to the
ongoing protection of a publication ban to be a violation of s. 7 . As
discussed, the effect of the reverse onus provisions is that if a young person
is unable to persuade the court that a youth sentence should be imposed, an
adult sentence is imposed. When an adult sentence is imposed, the young person
loses the protection of a publication ban. But even if the young person
succeeds in discharging the reverse onus and receives a youth sentence, the YCJA
imposes an additional onus by requiring the young person to apply for the ban
that normally accompanies a youth sentence.
[84] In
s. 3(1)(b)(iii) of the YCJA , as previously noted, the young
person’s “enhanced procedural protection . . . including their right to
privacy”, is stipulated to be a principle to be emphasized in the
application of the Act. Scholars agree that “[p]ublication increases a youth’s
self‑perception as an offender, disrupts the family’s abilities to
provide support, and negatively affects interaction with peers, teachers, and
the surrounding community” (Nicholas Bala, Young Offenders Law (1997),
at p. 215). Professor Doob, cited by the court in the Quebec Reference,
testified about this issue before the Standing Committee on Justice:
[TRANSLATION]
I think you’d be hard‑pressed to find a single professional who has
worked in this area who would be in favour of the publication of names. From
the very beginning when this was proposed in May 1998, I’d never heard anybody
give a single reasoned, principled argument for doing it.
Now, there are some other arguments for doing it having to do
essentially with vindictiveness, but in terms of actually trying to be
constructive in any way, as I said, I would certainly find it very difficult to
find anybody who has done any research on this kind of issue who would support
it. It just seems to me to be a gratuitous meanness.
(Quebec Reference, at para. 278)
[85] International
instruments have also recognized the negative impact of such media attention on
young people. The United Nations Standard Minimum Rules for the
Administration of Juvenile Justice (“Beijing Rules”) (adopted by General
Assembly Resolution A/RES/40/33 on November 29, 1985) provide in Rule 8
(“Protection of privacy”) that “[t]he juvenile’s right to privacy shall
be respected at all stages in order to avoid harm being caused to her or him by
undue publicity or by the process of labelling” and declare that “[i]n
principle, no information that may lead to the identification of a juvenile
offender shall be published”.
[86] The
Ontario Court of Appeal, echoing the Quebec Court of Appeal, recognized the
impact of “stigmatizing and labelling” the young person, which can “damage” the
offender’s “developing self‑image and his sense of self‑worth”
(para. 76).
[87] The
foregoing demonstrates that lifting a ban on publication makes the young person
vulnerable to greater psychological and social stress. Accordingly, it renders
the sentence significantly more severe. A publication ban is part of a young
person’s sentence (s. 75(4) ). It is therefore subject to the same presumption
as the rest of his or her sentence. Losing the protection of a publication ban
renders the sentence more severe. The onus should therefore be, as with the
imposition of an adult sentence, on the Crown to justify the enhanced severity,
rather than on the youth to justify retaining the protection to which he or she
is otherwise presumed to be entitled. The reversal of this onus too is a
breach of s. 7 .
[88] This
brings us to the issue of whether the breaches are justifiable under s. 1 of
the Charter .
[89] This
Court has previously noted that violations of s. 7 are seldom salvageable by s.
1 . In Re B.C. Motor Vehicle Act, at p. 518, Lamer J. observed that
“[s]ection 1 may, for reasons of administrative expediency, successfully come
to the rescue of an otherwise violation of s. 7 , but only in cases arising out
of exceptional conditions, such as natural disasters, the outbreak of war,
epidemics, and the like.” Wilson J., who concurred in the judgment, declared:
“I cannot think that the guaranteed right in s. 7 which is to be subject only
to limits which are reasonable and justifiable in a free and democratic society
can be taken away by the violation of a principle considered fundamental to our
justice system” (p. 531 (emphasis in original)). In R. v. Oakes, [1986]
1 S.C.R. 103, this Court held a provision of the Narcotic Control Act to
be unconstitutional because it required the defendant to prove that, having
been found guilty of possession, he was not also guilty of possession for the
purpose of trafficking.
[90] On
the other hand, reverse onus provisions have not always failed the s. 1
analysis when they were impugned under s. 11 (d) of the Charter
guaranteeing the presumption of innocence. In R. v. Chaulk, [1990] 3
S.C.R. 1303, this Court upheld a statutory provision putting the onus on the
accused to prove insanity in a criminal case. Section 16(4) of the Criminal
Code provided at that time that “[e]very one shall, until the contrary is
proved, be presumed to be and to have been sane” (p. 1314). While
acknowledging that the provision violated s. 11 (d), it was held by the
Court to be saved by s. 1 . The Court justified its conclusion because of what
it found to be the “impossibly onerous burden of disproving insanity” in every
case (p. 1337). In R. v. Wholesale Travel Group Inc., [1991] 3 S.C.R.
154, this Court upheld the constitutionality of a reverse onus provision in s.
36 of the Competition Act, R.S.C. 1970, c. C-23. It also upheld a
reverse onus provision (by which the defendant could escape conviction by
claiming he had made truthful statements) under hate crime legislation in R.
v. Keegstra, [1990] 3 S.C.R. 697, concluding that the impugned provision, which
violated s. 11 (d) of the Charter , could be saved by s. 1 .
[91] In
this case, the Crown claimed that these sentencing provisions served the goals
of accountability, protection of the public, and public confidence in the
administration of justice. Even accepting the importance of these objectives,
I agree with Goudge J.A. that the reverse onus requirements do not survive
either the rational connection or minimal impairment branches of the s. 1
analysis:
Taking as a given that in appropriate serious cases
it serves accountability, public protection and public confidence to impose an
adult sentence on the young offender and to lift the publication ban, putting
the onus on the young person to demonstrate why neither should happen does
little if anything to advance these objectives. Surely it is the availability
of a more serious outcome (that is, the adult sentence and the lifted
publication ban), rather than the placement of the onus on the young person to
escape such an outcome, that serves these objectives. Thus, I think there is a
want of rational connection between the objectives advanced and the impugned
provisions.
Moreover, so far as the more severe outcome does
advance the objectives put forward by the Crown, the impugned provisions do not
minimally impair the young offender’s s. 7 rights. If the onus were on the
Crown in each situation — to demonstrate why an adult sentence should be
imposed and the publication ban lifted — the objectives would be achieved
without infringing on the young offender’s s. 7 rights at stake in this case.
[paras. 86-87]
[92] I
share these views, and am persuaded that Parliament’s objectives can as easily
be met by placing the onus on the Crown.
[93] This
does not make young persons less accountable for serious offences; it makes
them differently accountable. Nor does it mean that a court cannot
impose an adult sentence on a young person. It means that before a court can
do so, the Crown, not the young person, should have the burden of showing that
the presumption of diminished moral culpability has been rebutted and that the
young person is no longer entitled to its protection.
[94] Promoting
the protection of the public is equally well served by putting this onus on the
Crown, where it belongs. The Crown may still persuade a youth court judge that
an adult sentence or the lifting of a publication ban is warranted where a
serious crime has been committed. And young persons will continue to be
accountable in accordance with their personal circumstances and the seriousness
of the offence. But the burden of demonstrating that more serious consequences
are warranted will be, as it properly is for adults, on the Crown.
[95]
Under the presumptive offences regime, an adult sentence is
presumed to apply and the protection of a publication ban is presumed to be
lost. The impugned provisions place the onus on young persons to satisfy the
court that they remain entitled to a youth sentence and to a publication ban.
This onus on young persons is inconsistent with the presumption of diminished
moral culpability, a principle of fundamental justice which requires the Crown
to justify the loss both of a youth sentence and of a publication ban. The
impugned provisions are therefore inconsistent with s. 7 of the Charter and
are not saved by s. 1 . To the extent that they impose this reverse onus, they
are unconstitutional.
The Sentence
[96] There
is no doubt that D.B. committed a serious offence with tragic consequences. It
remains to determine whether the maximum allowable youth sentence he received
from Lofchik J. should be set aside.
[97] The
purpose of sentencing under the YCJA is expressed as follows
in s. 38(1) :
38. (1) The purpose of sentencing under
section 42 (youth sentences) is to hold a young person accountable for an
offence through the imposition of just sanctions that have meaningful
consequences for the young person and that promote his or her rehabilitation
and reintegration into society, thereby contributing to the long‑term
protection of the public.
[98] D.B.
had been previously convicted for possession of stolen property and robbery,
both involving threats and intimidation, and was bound by two separate
probation orders at the time of the offence. He had a history of mental health
issues and behavioural problems in school.
[99] He
expressed remorse for his offence prior to sentencing and had made some
positive steps while in pre‑trial detention. The predisposition
assessment recommended that he be treated in a therapeutic milieu, including a
highly structured environment with integrated academic and social programming,
and also concluded that societal as well as his personal needs could best be
met by keeping D.B. in the juvenile justice correctional system rather than
exposing him to more hardened criminals.
[100]
Lofchik J. noted that the maximum allowable youth sentence for D.B.’s
offence was three years. Acknowledging that the offence had to be considered
“most serious”, Lofchik J. described the act as “stupid, impulsive . . . borne
of exuberance of youth and a misguided need for ‘image’ before the offender’s
peers” leading to a “tragic outcome”. In response to the Crown’s concerns
about the maturity, character, background and previous record of the person,
Lofchik J. felt that they could be addressed by the intensive rehabilitative
custody and supervision order provisions of the YCJA . He concluded that
“the need for rehabilitation of this offender and . . . the protection of
society are better achieved through the intensive rehabilitation programme
available through a youth sentence than through a more protracted period of
incarceration which may result from the imposition of an adult sentence”. He
sentenced D.B. to the maximum allowable sentence of intensive rehabilitative
custody and supervision order for a period of three years — a continuous period
of intensive rehabilitative custody for a period of 30 months, with the
remainder of the sentence to be served under conditional supervision in the
community.
[101]
I agree with the rationale articulated by Goudge J.A. for upholding the
sentence:
Section 72(1) of the YCJA sets out a number of matters to be
considered by the youth justice court in reaching its opinion about whether a
youth sentence would be sufficient. The reasons for sentence of the trial
judge reflect that he did so. His weighing of these matters to reach his opinion
about sufficiency is a task that must attract deference in this court. The
Crown does not suggest that he acted on an improper principle or considered
extraneous matters. It essentially argues that he did the weighing wrongly.
In my view, that is not enough to warrant the setting aside of his decision.
With respect to the publication ban, the Crown did
not make any submissions to support lifting it once the trial judge decided the
onus question. Since the respondent clearly thought the ban should continue, I
think the trial judge could properly proceed on the basis that no one
challenged that it should be continued and that it was appropriate in the
circumstances to leave the ban in place. I see no error in the trial judge’s
order to that effect.
In summary, therefore, I see no reviewable error in
the substantive dispositions made by the trial judge on the nature of the
respondent’s sentence and the continuation of the publication ban. [paras.
90-92]
[102]
The appeal is therefore dismissed.
The reasons of Bastarache, Deschamps, Charron and Rothstein JJ. were
delivered by
Rothstein J. (dissenting
in part) —
I. Introduction
[103]
I have read the reasons of my colleague Justice Abella. She is of the
opinion that the provisions of the Youth Criminal Justice Act, S.C.
2002, c. 1 (“YCJA ”), at issue in this appeal violate s. 7 of the Canadian
Charter of Rights and Freedoms . In my respectful view, they do not.
[104]
The YCJA creates a regime of presumptive offences committed by
young persons aged 14 to 17 inclusive:
(1) murder in the first and second degrees;
(2) attempted murder;
(3) manslaughter;
(4) aggravated sexual assault; and
(5) a third conviction for a serious violent offence (s. 2).
[105]
If a young person is found guilty of one of these offences, two
presumptions arise. The first is that the young person will be sentenced as an
adult under the provisions of the Criminal Code, R.S.C. 1985, c. C-46 ,
for those crimes. The second is that the publication ban that otherwise applies
to young offenders will not be applicable. Both presumptions may be rebutted
on application.
[106]
I agree with Abella J. that young persons are entitled, based on their
reduced maturity and judgement, to a presumption of diminished moral blameworthiness
and that this presumption is a principle of fundamental justice. It is on the
issue of whether this principle of fundamental justice creates further
presumptions of youth sentences lower than adult sentences and of a publication
ban that we disagree.
[107]
In my respectful view, the presumption of reduced moral blameworthiness
of young persons as a principle of fundamental justice does not lead to the
further presumption of a youth sentence or a publication ban, as held by Abella
J. Parliament considered the competing interests, on the one hand, of young
persons to have their reduced moral blameworthiness taken into account and, on
the other, of society to be protected from violent young offenders and to have
confidence that the youth justice system ensures the accountability of violent
young offenders as it was entitled to do. That the YCJA presumes adult
sentences and publication for serious violent offences is in accordance with
principles of fundamental justice because it in no way precludes a youth
sentence or a publication ban where considered appropriate by the youth
criminal justice court. Further, to focus solely on the presumption of adult
sentences and publication ignores the entire presumptive sentencing and
publication scheme which provides extensive protections for young offenders who
have committed serious violent offences and recognizes the presumption of
reduced moral blameworthiness, properly defined.
[108]
The presumptive offence scheme significantly recognizes the age,
reduced maturity and increased vulnerability of young persons and, as a result,
it complies with the principles of fundamental justice.
[109]
I do not agree with Abella J. that the publication and sentencing
provisions create a reverse onus which contravenes the principle of fundamental
justice requiring that the Crown bear the burden of proving aggravating
sentencing circumstances. First, even though the legislative scheme treats a
publication ban as part of the sentence for appeal purposes, the potential
publication is neither state imposed nor part of the young person’s sentence in
fact. Second, the impugned provisions in no way relieve the Crown of its burden
of proving all aggravating facts on sentencing. In effect, the presumptive
sentencing regime simply provides for a higher range of sentences for young
persons convicted of the most serious violent offences. Even so, Parliament
has provided young offenders with the opportunity to satisfy the youth justice
court that the presumptive higher range of sentence or the presumptive
publication should not apply. Providing this opportunity to young offenders,
especially when the sentencing judge is required to prompt young offenders to
take advantage of the opportunity, represents Parliament’s approach to balance
the status of young offenders with the need to protect society from the
perpetrators of the most serious violent crimes. It does not place a “persuasive
burden” on young offenders that eliminates the Crown’s burden of establishing
aggravating sentencing factors.
[110]
For these reasons, I am of the opinion that the Crown’s appeal on the
constitutional questions ought to be allowed.
II. Facts
[111]
The following facts are found in the Statement of Facts for Guilty Plea
(Appellant’s Record, Exhibit 1, at pp. 164-66).
[112]
On December 13, 2003, D.B., who was 17 at the time, went to a shopping
mall in Hamilton with some friends. They began exchanging insults with another
group of young men and two of them decided to fight. When the fight between
those two began outside the mall, D.B. turned to Jonathan Romero and said “Me
and you are going to fight right now”. Romero said “No”. Romero was watching
the others fight with his arms down at his sides when D.B. punched him on the
right side of his neck and face area. The punch was described as a “sucker
punch” meaning that Romero was neither prepared nor ready for the punch.
Romero fell to the ground from the force of D.B.’s punch. D.B. then continued
the assault by jumping on top of Romero and punching him four more times on the
face and neck. Romero was knocked unconscious and unable to defend himself.
[113]
D.B. then fled back towards the shopping mall. The two other combatants
stopped fighting and, along with three employees of a nearby store, came to the
aid of the victim. An ambulance was called. When it arrived, Romero had no
vital signs. Romero later died of his injuries.
[114]
Inside the shopping mall, D.B. was heard to say: “You missed it, it was
one punch, the guy’s not even fuckin’ moving.” D.B. changed his clothes in a
nearby restaurant, stowed the old clothes in a knapsack and gave the knapsack
to another person. He then went to the home of one of his friends, talking
about the fight on the way. Later that evening, D.B. went to a nightclub. He
left with some friends in a taxi around closing time.
[115]
In the taxi, D.B. learned via cellular telephone that Romero had died.
He stayed the night at the home of one of his friends. When the police arrived
at the friend’s home the following morning, D.B. attempted to flee out the back
door, but was subsequently caught and arrested.
[116]
D.B. pleaded guilty and was convicted of manslaughter. He made an
application to receive a youth sentence, which was opposed by the Crown.
[117]
D.B. had had frequent physical altercations with peers and had been
suspended from high school numerous times, primarily for disruptive behaviour,
verbal aggression, and disrespectful and intimidating conduct towards school
staff. At the time of the offence, D.B. was bound by two separate probation
orders, arising out of prior convictions for possession of stolen property and
robbery. Both offences involved threats and intimidation. While he was in
custody awaiting disposition and sentence for manslaughter, D.B. was involved
in several assaultive incidents with other inmates and staff members (see
Predisposition Assessment, Appellant’s Record, at pp. 184-85).
[118]
As a result of the Crown opposing his youth sentence application, D.B.
challenged the constitutionality of the presumptive offence provisions of the YCJA .
The sentencing judge allowed the Charter challenge ((2004), 72 O.R. (3d)
605 (S.C.J.)). He imposed a youth sentence of 30 months in a juvenile
correctional facility. The Crown appealed to the Ontario Court of Appeal. The
Court of Appeal dismissed the Crown’s appeal, holding that the presumptive
offence provisions violated s. 7 of the Charter and were not saved under
s. 1 ((2006), 79 O.R. (3d) 698).
III. Analysis
[119]
The constitutionality of the sentencing and publication ban provisions
of the YCJA in the case of presumptive offences is at issue. The basis
of the challenge is that these provisions presume the imposition of adult
sentences and permit publication of a young offender’s identity. It is said
that the onus is placed on the young person, rather than the Crown, since it is
the young offender who must persuade the court that, contrary to the
presumptions, a youth sentence and a publication ban are appropriate. It is
argued that this constitutes a reverse onus and is a violation of s. 7
of the Charter .
[120]
These reasons first address the constitutionality of the presumptive
offence sentencing provisions by (1) determining whether there is a deprivation
of s. 7 interests, (2) examining the applicable principles of fundamental
justice and (3) determining whether the deprivation is in accordance with them.
The reasons next address the constitutionality of the publication provisions by
applying the same approach.
A. Sentencing Provisions
(1) Section 7 Interests
[121]
Section 7 of the Charter guarantees “the right to life, liberty
and security of the person and the right not to be deprived thereof except in
accordance with the principles of fundamental justice”. This requires proof
first, of a deprivation of the right to life, liberty or security of the person,
and second, that the deprivation is not in accordance with the principles of
fundamental justice. If both are established, there will be a violation of s.
7 . The Crown then bears the burden of justifying the deprivation of the s. 7
right under s. 1 , which provides that the rights guaranteed by the Charter
are “subject only to such reasonable limits prescribed by law as can be
demonstrably justified in a free and democratic society”: Charkaoui v.
Canada (Citizenship and Immigration), [2007] 1 S.C.R. 350, 2007 SCC
9, at para. 12.
[122]
As conceded by the Crown, the possibility of an adult sentence engages a
young offender’s s. 7 right to liberty. The young offender is exposed to the
adult sentencing regime rather than the youth sentencing scheme and, as a result,
to longer sentences. As such, if a young offender is sentenced as an adult,
there is a deprivation of liberty since the duration of the restriction of the
young offender’s liberty interest is affected (R. v. B. (S.R.) (2008),
166 C.R.R. (2d) 15, 2008 ABQB 48, at para. 30). This possibility of an adult
sentence constitutes a deprivation of the s. 7 right to liberty: Dumas v.
Leclerc Institute, [1986] 2 S.C.R. 459, at p. 464, per Lamer J. (as
he then was).
[123]
I next turn to the applicable principles of fundamental justice.
(2) Applicable Principles of Fundamental Justice
[124]
In her reasons, Abella J. holds that the presumption of reduced moral
blameworthiness of young persons is a principle of fundamental justice. She
states that from this principle of fundamental justice follows the presumption
of lower sentences for young offenders. Although the Ontario Court of Appeal
formulated a different principle of fundamental justice, that of the separate
treatment of young and adult offenders, it also held that this entitles young
offenders to a presumption of lower sentences. I will examine both proposed
principles of fundamental justice separately. Then, I will refer to the
principle of fundamental justice that in sentencing, the Crown bears the burden
of establishing aggravating factors that would justify a more severe penalty.
(a) Abella J.’s Formulation: Is the
Presumption of Reduced Moral Blameworthiness of Young Persons a Principle of
Fundamental Justice?
[125]
In her reasons, Abella J. holds that the presumption of reduced maturity
and increased vulnerability of young persons must be taken into account by the
justice system. I agree with her and with her analysis of how this principle
meets all three of the requirements of a principle of fundamental justice, set
out by this Court in R. v. Malmo-Levine, [2003] 3 S.C.R. 571, 2003 SCC
74. The presumption of reduced moral blameworthiness of young persons is (1) a
legal principle (2) about which there is significant societal consensus that it
is fundamental to the way the legal system ought to fairly operate and (3) it
is sufficiently precise to yield a manageable standard against which to measure
deprivations of life, liberty or security of the person: Malmo-Levine,
at para. 113.
[126]
The controversy is what follows from this presumption of reduced moral
blameworthiness: Is a presumption of lower sentences for young offenders a
necessary attribute of this presumption of reduced moral blameworthiness?
(b) Ontario Court of Appeal’s Formulation: Is
the Separate Treatment of Young and Adult Offenders a Principle of Fundamental
Justice?
[127]
The Ontario Court of Appeal determined that the separate treatment of
young and adult offenders is a principle of fundamental justice (per
Goudge J.A., at para. 55). Although this formulation differs in form
from the one advanced by Abella J., in substance, it also requires that
the presumption of reduced moral blameworthiness of young persons must be taken
into account. As stated above, I agree that the presumption of reduced moral
blameworthiness of young persons is a principle of fundamental justice.
(c) Is the Presumption of Youth Sentences a
Principle of Fundamental Justice?
[128]
Abella J. and Goudge J.A. both conclude that a further presumption of
youth sentences for young offenders necessarily follows from the presumption of
reduced moral blameworthiness of young persons.
[129]
Abella J. and Goudge J.A. do not expressly state that the presumption of
the imposition of youth sentences is a principle of fundamental justice.
However, I think it must follow that if, as they hold, the principle of reduced
moral blameworthiness leads inevitably to the presumption of youth sentences,
the presumption of youth sentences must also be a principle of fundamental
justice. In other words, fundamental justice requires that there always be a
presumption of youth sentences.
[130]
I do not agree that the presumption of youth sentences is a principle of
fundamental justice. First, there is no such thing as a youth sentence in the
abstract. What constitutes a youth sentence as opposed to an adult
sentence depends on the particular legislative sanctions in force at the
relevant time. Further, there may be much overlap between the range of
sentences that can be imposed on a young person and that which can be imposed
on an adult offender for any given offence. Therefore, the presumption of youth
sentences cannot be “identified with sufficient precision to yield a manageable
standard against which to measure deprivations of . . . liberty” so as to
establish a constitutional norm: Malmo-Levine, at para. 113.
[131]
In addition, there is no societal consensus that such a presumption is a
vital component of our notion of justice. Although there is societal consensus
that young persons are more dependent and vulnerable and that the criminal
justice system should take this into account, there is also societal consensus
that young offenders must be held accountable for the acts that they commit and
that the public must be protected from them. Studies on public perceptions of
youth crime suggest that the prevailing views of the public are that youth
crime is rising, particularly violent youth crime, and that young offenders are
handled too leniently by youth justice courts: A. N. Doob and C. Cesaroni, Responding
to Youth Crime in Canada (2004), at pp. 3-13. Studies also suggest that a
strong majority of Canadians think that the sentences imposed by youth justice
courts are either too lenient or much too lenient: J. B. Sprott, “Understanding
Public Opposition to a Separate Youth Justice System” (1998), 44 Crime &
Delinquency 399, at pp. 399‑411, and J. B. Sprott, “Understanding
public views of youth crime and the youth justice system” (1996), 38 Can. J.
Crim. 271, at pp. 281-85. These findings are indicative that there is no
societal consensus that youth sentences are a vital component of our notion of
justice.
[132]
Further, a historical analysis of young offender legislation shows that
even though it has existed in Canada since 1908, its purpose and approach have
varied significantly. This is indicative of a lack of societal agreement over
time that the presumption of youth sentences should apply to young offenders
for all offences as a vital component of our notion of justice: N. Bala, Youth
Criminal Justice Law (2003), at p. 501. Indeed, frequent legislative reform
has resulted because of changes in societal perceptions of how young offenders
should be treated.
[133]
From 1908 to 1984, the law governing youth crime, the Juvenile
Delinquents Act, 1908, S.C. 1908, c. 40, was “welfare oriented”, focussing
on the treatment needs of individual young persons (see Bala, Youth Criminal
Justice Law, at p. 7).
[134]
Once a young person was found delinquent, the Juvenile Delinquents
Act provided that “he shall be dealt with, not as an offender, but as one
in a condition of delinquency and therefore requiring help and guidance and
proper supervision” (Juvenile Delinquents Act, 1929, S.C. 1929, c. 46,
s. 3(2)). It is noteworthy that, for the first half of the twentieth century,
there was relatively little public concern about the legal responses to youth
crime: Bala, Youth Criminal Justice Law, at pp. 7-9.
[135]
By the 1960s, questions were being raised about the welfare-oriented
philosophy underlying the Juvenile Delinquents Act. There was a growing
public controversy about whether promoting the welfare of young persons should
be the only principle guiding the societal response to young offenders: Bala, Youth
Criminal Justice Law, at p. 10. In 1984, the Young Offenders Act,
S.C. 1980-81-82-83, c. 110 (later codified as the Young Offenders Act,
R.S.C. 1985, c. Y‑1 (“YOA ”)), replaced the Juvenile Delinquents
Act, R.S.C. 1970, c. J-3. In keeping with societal pressure to get tough
on youth criminality, the YOA was introduced and represented a change in
Canada’s response to youth offending, moving from a welfare-oriented regime to
a regime that was criminal law: Bala, Youth Criminal Justice Law, at p.
12. The YOA provided that “while young persons should not in all
instances be held accountable in the same manner or suffer the same
consequences for their behaviour as adults, young persons who commit offences
should nonetheless bear responsibility for their contraventions” (s. 3(1) (a)).
[136]
After its coming into force, the YOA underwent major amendments.
Many of the changes brought about by the amendments were in response to the
public’s request for a more punitive approach to young offenders and tougher
sentences: S. S. Anand, “Catalyst for Change: The History of Canadian Juvenile
Justice Reform” (1999), 24 Queen’s L.J. 515, at pp. 515‑59, and
Bala, Youth Criminal Justice Law, at pp. 12-18. For instance, in the 14
years following the proclamation of the YOA , the maximum sentence for
murder in youth court increased twice and the transfer provisions were amended
to stipulate that the “protection of the public” was to be the paramount
consideration when deciding on the transfer of young persons into adult courts:
Anand, at pp. 515‑59, and see for example An Act to amend the Young
Offenders Act and the Criminal Code, S.C. 1992, c. 11. See also N. Bala,
“Dealing with Violent Young Offenders: Transfer to Adult Court and Bill C‑58”
(1990), 9 Can. J. Fam. L. 11, and N. Bala, “The 1995 Young Offenders
Act Amendments: Compromise or Confusion?” (1994), 26 Ottawa L. Rev.
643.
[137]
In 2002, public concern regarding the level and seriousness of youth
crime served, once again, as a catalyst for reform in Canadian youth justice
when the YCJA was enacted. One of the reasons given by the federal
Justice Minister for the new legislation was that “the public believes that the
Young Offenders Act and youth court judges are too lenient, and
questions the ability of the youth justice system to provide meaningful
penalties proportionate to the seriousness of offences”: Canada, Department of
Justice, A Strategy for the Renewal of Youth Justice (1998), at p. 6.
[138]
From the above historical review of young offender legislation in
Canada, it is apparent that frequent legislative reform has occurred because of
changes in societal views of how to treat young offenders and in response to
the public’s request for a more punitive approach to young offenders and
tougher sentences. This is indicative of a lack of societal agreement that the
presumption of youth sentences should apply to young offenders for all offences
as a vital component of our notion of justice: Bala, Youth Criminal Justice
Law, at p. 501. For all these reasons, I conclude that there is no
societal consensus that the presumption of youth sentences is vital to our
notion of justice. It is therefore not a principle of fundamental justice.
(d) Is the Crown’s Burden of Proving
Aggravating Sentencing Circumstances a Principle of Fundamental Justice?
[139]
I agree with Abella J. and the Ontario Court of Appeal that it is a
principle of fundamental justice that, in sentencing, the Crown bears the
burden of establishing beyond a reasonable doubt any aggravating circumstances
in the commission of an offence that would justify a more severe penalty: R.
v. Pearson, [1992] 3 S.C.R. 665.
(e) Summary
[140]
To summarize, at this point I have recognized two principles of
fundamental justice: the reduced moral blameworthiness of young persons and the
Crown’s burden of proving aggravating sentencing factors beyond a reasonable
doubt. I have also concluded that the presumption of youth sentences is not a
principle of fundamental justice.
[141]
I now turn to whether the presumptive offence sentencing provisions of
the YCJA are in accordance with the two applicable principles of
fundamental justice: (a) the reduced moral blameworthiness of young persons and
(b) the Crown’s burden of proving aggravating sentencing factors beyond a
reasonable doubt.
(3) Sentencing Provisions: Is the Liberty
Deprivation in Accordance With Principles of Fundamental Justice?
(a) The Current Sentencing Provisions
Recognize the Presumption of Reduced Moral Blameworthiness of Young Persons
[142]
Abella J. and I both agree that young offenders who have committed
presumptive offences can be subject to adult sentences. Our disagreement lies
in the question of whether a presumption of adult sentences may apply to
serious and violent offences. This question cannot be answered properly
without defining the boundaries of the presumption of reduced moral
blameworthiness of young persons.
[143]
When defining the boundaries of the presumption of reduced moral
blameworthiness of young persons, consideration must be afforded to societal
interests such as public safety and accountability of young offenders who
commit the most serious violent offences. This Court has held that, when
examining the contours of a principle of fundamental justice, individual and societal
interests within s. 7 must be taken into account. As Gonthier and Binnie JJ.
held in Malmo-Levine, at para. 99:
Implicit in each of these principles [of fundamental justice] is, of
course, the recognition that the appellants do not live in isolation but are
part of a larger society. The delineation of the principles of fundamental
justice must inevitably take into account the social nature of our collective
existence. To that limited extent, societal values play a role in the
delineation of the boundaries of the rights and principles in question.
[Emphasis added.]
[144]
Consideration of both societal interests and individual rights within s.
7 is necessary because “[t]he principles of fundamental justice are concerned
not only with the interest of the person who claims his liberty has been
limited, but with the protection of society. Fundamental justice requires that
a fair balance be struck between these interests, both substantively and
procedurally” (per McLachlin J. (as she then was) in Cunningham v.
Canada, [1993] 2 S.C.R. 143, at pp. 151-52).
[145]
To delineate the boundaries of the presumption of reduced moral
blameworthiness of young persons as a principle of fundamental justice in the
context of the presumptive offence scheme, societal goals of sentencing and the
circumstances of the offence must be considered. Such a contextual interpretation
is required because s. 7 rights “often inform, and are informed by, other
similarly deserving rights or values at play in particular circumstances”: R.
v. Mills, [1999] 3 S.C.R. 668, at para. 61. Only by affording
consideration to important societal interests, such as public safety and
accountability of young offenders, can the presumption of reduced moral
blameworthiness of young persons be properly defined.
[146]
In enacting the presumptive offence scheme, Parliament considered the
interests of society in being protected against the violence that may be
perpetrated as a consequence of the earlier release of young offenders who
received lower youth sentences and in requiring the accountability of young
offenders who commit serious violent offences. Parliament recognized that some
young offenders have committed offences that are so serious and egregious in
nature, and pose such a great risk to public safety that it would be
inappropriate to presume a lesser youth sentence in such circumstances
(Department of Justice, A Strategy for the Renewal of Youth Justice;
Doob and Cesaroni, at pp. 22-23 and 189).
[147]
Although the presumptive sentencing scheme recognizes the interests of
society, it also recognizes the interests of young offenders since it provides
for youth sentences in appropriate cases. Parliament appreciated these
competing interests. La Forest J. stated for the majority in R. v.
Lyons, [1987] 2 S.C.R. 309, at p. 329:
In a rational system of sentencing, the respective importance of
prevention, deterrence, retribution and rehabilitation will vary according to
the nature of the crime and the circumstances of the offender. No one would
suggest that any of these functional considerations should be excluded from the
legitimate purview of legislative or judicial decisions regarding
sentencing. [Emphasis added.]
[148]
Abella J. focusses solely on the age of the young offender to conclude
that the presumption of reduced moral blameworthiness requires the further
presumption of a lesser youth sentence for serious violent offences. However,
it was entirely appropriate for Parliament to consider the competing interests,
on the one hand, of young persons to have their reduced moral blameworthiness
taken into account and, on the other, of society to be protected from violent
young offenders and to have confidence that the youth justice system ensures
the accountability of violent young offenders. This balancing was a legitimate
exercise of Parliament’s authority to determine how best to penalize particular
criminal activity, a power this Court has recognized as broad and
discretionary. In general, Parliament’s authority in determining appropriate
sentences is subject only to constitutional review under s. 12 of the Charter
(R. v. Smith, [1987] 1 S.C.R. 1045, at pp. 1069-70).
[149]
That the YCJA presumes adult sentences for serious violent offences
is in accordance with the presumption of reduced moral blameworthiness of young
persons because it in no way precludes a youth sentence where considered
appropriate by the youth criminal justice court. In effect, Parliament has
merely legislated a presumptively higher range of sentences in respect of young
persons who are convicted of the most serious violent crimes. Further, to focus
solely on the presumption of adult sentences ignores the entire presumptive
sentencing scheme which provides extensive protections for young offenders who
have committed serious violent offences. By looking at the sentencing
provisions of the YCJA , it is evident that there is extensive
legislative recognition of the interests of young persons in having their
presumed reduced moral blameworthiness considered:
(1) Even before a finding of guilt,
the youth justice court judge must inform the young person charged with a
presumptive offence that he or she may face an adult sentence (s. 32(1)(d)).
(2) While these offences carry the
presumption of an adult sentence, the young offender is entitled to make an
application for an order to receive a youth sentence (s. 63(1) ).
(3) If the Crown does not oppose the
young person’s application for a youth sentence, the court must, without a
hearing, find that a youth sentence is warranted (s. 63(2)).
(4) If at any stage of the
proceedings the Crown decides to not seek an adult sentence, the court shall
order the imposition of a youth sentence and a publication ban (s. 65).
(5) Even when the young offender has
not made an application for a youth sentence of his or her own volition, the
sentencing judge must ask the young person whether he or she wishes to
make such an application (s. 70(1)).
(6) During the hearing of the young
offender’s application for a youth sentence, the court must consider the
age and maturity of the young offender and whether a youth sentence is of
sufficient length to hold the young offender accountable for the offending behaviour
(s. 72(1) ).
(7) In making its decision on the
young person’s youth sentence application, the court must also consider
the pre-sentence report (s. 72(3)). This independent report includes
information regarding (s. 40(2)):
(a) the young offender’s criminal history;
(b) the availability and appropriateness of
community services;
(c) the school and employment history of the
young offender;
(d) the results of an interview with the young
offender and members of his or her family;
(e) information on the young offender’s age,
maturity, character, attitude, and willingness to make amends;
(f) any other information that may assist the
court in determining whether there is an alternative to custody.
(8) The youth justice court may, on
its own motion or on application of the young offender or the Crown, require a
medical, psychological or psychiatric report of the young offender when it is
determining whether or not to impose an adult sentence (ss. 34(1) and 34(2)(b)).
(9) The youth justice court must give
an opportunity to young offenders and their parents to be heard (s. 71).
[150]
Because a youth sentence may be imposed notwithstanding that a young
offender has been convicted of a serious violent offence, and because of all of
the other procedural protections afforded to young offenders convicted of such
offences, the legislative sentencing scheme recognizes the interests of young
persons in having their presumed reduced moral responsibility taken into
account.
[151]
Further, the interests of the young offender continue to be recognized
even when an adult sentence has been imposed. Section 76(2) of the YCJA specifies
that if the offender is under 18 years of age at the time of sentencing, the
adult sentence shall be carried out in youth custody unless it is not in the
youth’s best interest or it would be unsafe to do so. Young offenders serving
adult sentences are allowed to stay in youth custody until they reach 20 years
of age, and even then the court has the discretion to extend the stay in the
youth facility (s. 76(9) of the YCJA ).
[152]
It is important to note that even when an adult sentence for
manslaughter, aggravated sexual assault or a third conviction for a serious
violent crime is imposed, the young person also benefits from unique treatment
under the Criminal Code . The fundamental principle of sentencing, as
set out in the Criminal Code , is that a sentence must be proportionate
to the gravity of the offence and the degree of responsibility of the
offender (s. 718.1 ). The youth justice court must also consider all
relevant circumstances relating to the offence and to the offender (s.
718.2 (a)). These provisions ensure that when young offenders are
sentenced as adults for these offences, their presumed reduced moral
blameworthiness is considered before the imposition of a sanction.
[153]
Even young offenders serving adult sentences for first or second degree
murder are given special recognition under the Criminal Code and benefit
from significantly reduced parole ineligibility periods (ss. 745.1 , 745.3 and
745.5 ). The young offender sentenced as an adult for first or second degree
murder will be eligible for parole under s. 745.1 when he or she has served:
(a) . . . between five and seven years of the sentence as is
specified by the judge presiding at the trial, or if no period is specified by
the judge presiding at the trial, five years, in the case of a person who was
under the age of sixteen at the time of the commission of the offence;
(b) ten years, in the case of a person convicted of first degree
murder who was sixteen or seventeen years of age at the time of the commission
of the offence; and
(c) seven years, in the case of a person convicted of second
degree murder who was sixteen or seventeen years of age at the time of the
commission of the offence.
[154]
This affords the young offender significant reduced parole ineligibility
given the fact that adult offenders are only eligible for parole after 25 years
of imprisonment in the case of first degree murder and 10 years in the case of
second degree murder (s. 745(a) and (c) of the Code).
[155]
Hence, the current YCJA sentencing provisions recognize the
presumption of reduced moral blameworthiness of young persons even when an
adult sentence has been imposed on the young offender.
[156]
I note that other provisions of the YCJA also recognize the
presumption of reduced moral blameworthiness of young persons.
[157]
Prior to a finding of guilt, all young persons accused of a crime — no
matter how serious the allegations against them — benefit from a separate youth
system which recognizes their reduced maturity and increased dependency (s.
3(1) (b)(ii) of the YCJA ). This special system includes
guaranteed access to a youth justice court during the entire process, including
sentencing (s. 14(1) of the YCJA ). Access to a youth justice court
translates into a reduction of procedural delays that arose in the adult
sentencing process under the YOA and ensures that the youth justice
court has more information when making important sentencing decisions: Bala, Youth
Criminal Justice Law, at p. 506.
[158]
Throughout the YCJA , there are other examples of special
protections afforded to young persons, which are not available to adults,
during police questioning and their arrest and pre-trial detention:
(1) notification of the young person’s parents
if the young person is arrested by the police (s. 26);
(2) young persons cannot consent to a police
request for fingerprints for investigative purposes (s. 113(2));
(3) a young person being questioned by police
must be advised of the right to silence and warned of the potential use of any
statement against him or her, as well as of the right to consult with a parent
and to have that parent present while a statement is being made (s. 146(2)(b),
(c) and (d));
(4) if the young person being questioned decides
to waive his or her rights pursuant to s. 146, the waiver must be video- or
audio-taped or must be in writing and signed by the young person (s. 146(4)).
[159]
It is evident that throughout the YCJA there are numerous
protections provided to young offenders. See Bala, Youth Criminal Justice
Law, at pp. 184-271. The number of different procedural protections and
the fact that these protections are afforded before, during and after
sentencing demonstrate that significant consideration is afforded to a young
person’s age, maturity and vulnerability throughout the YCJA . The
nature, number and extent of the enhanced legislative protections afforded to
young persons make it abundantly clear that the YCJA as a whole, and the
presumptive offence sentencing scheme in particular, significantly recognize
the presumption of the reduced moral blameworthiness of young persons.
[160]
For all of these reasons, I am of the opinion that the presumptive
sentencing provisions accord with the presumption of reduced moral
blameworthiness of young persons. I next turn to whether they also comply with
the other applicable principle of fundamental justice.
(b) The Current Sentencing Provisions Comply
With the Requirement That the Crown Bears the Burden of Proving
Aggravating Factors in Sentencing
[161]
In para. 78 of her reasons, Abella J. states that the presumptive
sentencing provisions are inconsistent with the principle of fundamental
justice which requires that the Crown bear the burden of proving aggravating
sentencing factors since the provisions place the onus on young offenders,
rather than on the Crown, to demonstrate why a youth sentence should be
imposed. She refers to Professor Bala’s characterization of the burden placed
on young offenders as “persuasive” (Abella J.’s reasons, at para. 74).
[162]
The focus in this case is whether the presumptive sentencing provisions
comply with the requirements of the Charter . In my view, pursuant to s.
63(1) of the YCJA , Parliament provided young offenders with a right
to satisfy the youth justice court that the higher legislated range of
sentences should not apply and that a youth sentence is warranted. Conferring
this right on young offenders represents Parliament’s approach to balance the
status of young persons with the need to protect society from the perpetrators
of the most serious violent crimes. Parliament did not simply provide for more
severe sentences in all cases where a young person has been convicted of such a
crime. Young offenders are given the opportunity to apply for youth sentences
and thereby set in motion the determination by the youth justice court of the
appropriate sentence in the circumstances. Providing this opportunity to young
offenders, especially when the sentencing judge is required to prompt the young
offenders to take advantage of the opportunity (s. 70(1) of the YCJA ),
does not place a “persuasive burden” on young offenders that eliminates the
Crown’s burden of establishing aggravating sentencing factors.
[163]
Section 72 does not mandate that the young person adduce evidence, such
that failing to do so automatically leads to the imposition of an adult
sentence. The youth justice court must have access to information in
relation to the factual matters referred to in s. 72(1) , i.e. all relevant
considerations, even if the young person declines to call any evidence on
those matters. In the present case, the sentencing judge considered, among
other things, the agreed statement of facts, a pre-sentence report, a
comprehensive predisposition assessment and a second predisposition assessment
prepared in relation to another offence committed by D.B. (Appellant’s Record,
at pp. 20-21). It is important to note that the predisposition assessment, a 23-page
document, contained information about D.B.’s background, family and individual
history, history of mental health, school and vocational information, history
of criminal and assaultive behaviour, reports of the custody facility where he
spent time prior to his sentencing hearing, and individual, family,
psychological and psychiatric assessments. Further, the sentencing judge also
requested an expert report from the Provincial Director of the Intensive
Rehabilitation Custody and Supervision (IRCS) Program in Ontario. In his
report, he outlined D.B.’s suitability for the IRCS Program. This program is
only available to young offenders who receive a youth sentence (s. 42(7) of the
YCJA ). As such, the sentencing judge had access to all of this
information, regardless of whether D.B. sought to adduce evidence.
[164]
Nonetheless, s. 72(2) entitles the young person to adduce additional
evidence to show that a youth sentence is sufficient. This is analogous to a
normal sentencing hearing in which the Crown puts forward evidence of any
aggravating factors and the accused puts forward evidence of any mitigating
factors. As held by the Court of Appeal for British Columbia in R. v.
K.D.T. (2006), 222 B.C.A.C. 160, 2006 BCCA 60, at para. 62:
As in any sentencing situation, if the Crown wishes to bring forward
evidence of aggravating factors, the Crown bears the burden of proving any
relevant facts that are contested. Likewise, contested facts in support of
mitigating factors must be proved by the offender. As in all sentencing
situations, the aim of the judge is to balance the considerations raised and
arrive at an appropriate sentence. [Emphasis added.]
[165]
In the present case, D.B. did bring forward evidence of mitigating
factors. He adduced into evidence:
(1) a handwritten letter, in which he expressed
remorse for his actions, and
(2) a letter from Tracy Kowalchuk, a teacher at
the detention centre, attesting that D.B. was committed and behaved well in her
class.
[166]
Further, as held in K.D.T., at para. 62, the onus found within s.
72(2) is “not one that contains a requirement of proof, nor does it remove the
onus on the party bringing forward contested facts to prove those facts”. That
young offenders must apply for youth sentences does not obviate the Crown’s
burden regarding aggravating circumstances on sentencing. To the extent that
the Crown wishes to rely on contested aggravating factors to persuade the court
that an adult sentence is appropriate, it will still be required to prove those
facts beyond a reasonable doubt: Pearson, at p. 683, and s. 724 of the Criminal
Code .
[167]
In this case, the Crown did wish to rely on contested aggravating
factors to persuade the sentencing judge that an adult sentence was
appropriate. The Crown’s submission was that D.B. bragged about the fight to
his friends in the mall. Since the issue of the characterization of D.B.’s
statement to his friends was contested, the Crown, to support its submission,
adduced into evidence the testimony of a witness in the mall who overheard
D.B.’s statement.
[168]
For these reasons, the opportunity given to young offenders to apply for
youth sentences cannot be characterized as a “persuasive burden” on young
offenders.
[169]
In the theoretical case where the young offender does not make an
application for a youth sentence, one might argue that the presumptive offence
sentencing provisions allow the Crown to achieve the “more severe” penalty of
an adult sentence without discharging any burden of persuasion. However, it is
important to remember that the sentencing judge has prompted the young offender
to take advantage of this opportunity but the young offender has declined to do
so. I cannot see how not taking advantage of an opportunity can be
characterized as placing a burden of persuasion on the young offender.
Answering “yes” cannot be cast as a burden of proof of any kind.
[170]
For these reasons, the presumptive offence sentencing provisions do not
contravene principles of fundamental justice which always require that the
Crown bears the burden of proving aggravating sentencing factors beyond a
reasonable doubt.
B. Publication Provisions
(1) Section 7 Interests
[171]
I am unable to agree with Abella J. that the provisions relating to the
presumption of publication engage the young offender’s s. 7 right to liberty
because a publication ban is part of the sentence (Abella J.’s reasons, at
para. 87). In my view, even though the YCJA legislative scheme treats
the order for a publication ban as part of the sentence for appeal purposes
(ss. 37(4) and 75(4) ), the publication ban forms no part of the young person’s
sentence in fact. It is deemed part of the sentence for appeal
purposes only. The purpose of the deeming provisions is to create
an express right of appeal of publication ban orders, which would otherwise not
exist. They do not change the fact that a publication ban is not a sentence.
[172]
Further, the liberty interest protected by s. 7 encompasses freedom from
physical restraint and protection of an individual’s personal autonomy: Blencoe
v. British Columbia (Human Rights Commission), [2000] 2 S.C.R. 307, 2000
SCC 44, at para. 49. Since the presumption of publication does not cause
physical restraint on young offenders nor does it prevent them from making
fundamental personal choices, the interests sought to be protected in this case
do not fall within the liberty interest protected by s. 7 .
[173]
Also, I cannot agree with the Ontario Court of Appeal, at para. 76, that
the publication provisions engage the young offender’s s. 7 right to security
of the person.
[174]
Where, as here, the security right in s. 7 is being invoked on the basis
of an impact on the individual’s psychological security, “serious state-imposed
psychological stress” must be demonstrated: R. v. Morgentaler, [1988]
1 S.C.R. 30. In Blencoe, at para. 57, Bastarache J., for the majority
of this Court, stated the two factors which must be evaluated: “the
psychological harm must be state imposed, meaning that the harm must result
from the actions of the state” and “the psychological prejudice must be
serious” (emphasis deleted).
[175]
I accept that publication of a young offender’s identity may “increase a
youth’s self-perception as an offender, disrupt the ability of a youth’s family
to provide support, and negatively affect interaction with peers, teachers, and
the surrounding community”: Bala, Youth Criminal Justice Law, at p.
382. See also F.N. (Re), [2000] 1 S.C.R. 880, 2000 SCC 35, at para. 15.
[176]
However, the difficulty in this case is not the existence of harm but
rather whether that harm is state induced. In my view, it is not.
[177]
In Blencoe, the respondent Blencoe claimed that his s. 7 security
rights were violated because of psychological harm that he suffered as a result
of state-caused delays in his human rights proceedings. Bastarache J.
emphasized that it is “inappropriate to hold government accountable for harms
that are brought about by third parties who are not in any sense acting as
agents of the state” (para. 59). He explicitly stated that psychological
stress resulting from media coverage can only underlie a s. 7 claim where it
can be directly linked to state action (paras. 67, 72 and 73).
[178]
In the case at bar, there is no state action: the stigma and
labelling that may arise from release of the young offender’s identity result
from the actions of the media and broader society. The harm is a product of
media coverage and society’s reaction to young offenders and to the crimes they
commit.
[179]
Although Parliament has recognized that unwanted publicity and the
public’s negative reaction may harm young offenders convicted of crimes, and
has afforded the vast majority of them a degree of protection by requiring a
publication ban (s. 110(1) of the YCJA ), this does not mean that the
state is responsible for imposing the harm that may result without the
publication ban.
[180]
D.B. argued that in Quebec (Minister of Justice) v. Canada (Minister
of Justice) (2003), 175 C.C.C. (3d) 321 (“Quebec Reference”), at
paras. 209-10, the Quebec Court of Appeal distinguished Blencoe on the
basis that there are fundamental differences between criminal proceedings and
human rights proceedings. In doing so, the Quebec Court of Appeal relied, at
para. 207, on a passage from Mills v. The Queen, [1986] 1 S.C.R.
863, at pp. 919-20:
In this context, the concept of security of the person is not
restricted to physical integrity; rather, it encompasses protection against
“overlong subjection to the vexations and vicissitudes of a pending criminal
accusation” (A. Amsterdam [“Speedy Criminal Trial: Rights and Remedies” (1975),
27 Stan. L. Rev. 525], at p. 533). These include stigmatization of the
accused, loss of privacy, stress and anxiety resulting from a multitude of
factors, including possible disruption of family, social life and work, legal
costs, uncertainty as to the outcome and sanction.
[181]
While I agree with the proposition advanced in Mills, in my view,
this passage is not relevant to the case at bar. Finding that, in criminal
proceedings, the concept of security of the person includes protection against
stigmatization does not resolve the problem of whether the harm is state
induced. There is nothing in Mills that implies that the requirement of
nexus between the harm and the state is not necessary in criminal proceedings.
[182]
Furthermore, the comments in Mills relate specifically to the
stigma which may attach to an accused person awaiting trial and who is
still benefiting from the presumption of innocence. Indeed, in that case, Mr.
Mills made a motion to stay the proceedings during his preliminary inquiry
alleging, among other things, denial of his right to be tried within a
reasonable time under s. 11 (b) of the Charter . In the present
appeal, we are considering the rights of an individual who has already pleaded
guilty to a crime. Hence, Mills is not applicable to the present
appeal. For all these reasons, I disagree with the view expressed by the
Quebec Court of Appeal in Quebec Reference.
[183]
In sum, the publication ban provisions of the YCJA do not engage
the s. 7 right to security of the person. However, even though it is
unnecessary to do so, I have also briefly considered whether they accord with
the principles of fundamental justice.
(2) Publication Provisions: Is the Presumed
Deprivation in Accordance With Principles of Fundamental Justice?
(a) The Current Publication Provisions
Recognize the Presumed Reduced Moral Blameworthiness of Young Persons
[184]
In a case where a young person has received an adult sentence, there
will not be an automatic publication ban of his or her name (s. 110(2) of the YCJA ).
The young person is entitled to make an application to have the publication ban
imposed (s. 75(1) of the YCJA ). Even when the young person has not made
an application, at the sentencing hearing the court must ask whether he
or she now wishes to make such an application for a publication ban (s. 75(3)
of the YCJA ). This feature clearly demonstrates the importance the YCJA
affords to the privacy interests of the young offender.
[185]
When an application for a publication ban has been made by either the
young offender or the Crown, the court will grant the order if it considers it
appropriate in the circumstances, taking into account the importance of
rehabilitating the young person and the public interest (s. 75(3) of the YCJA ).
This ensures that the presumption of reduced moral responsibility of young
offenders is taken into consideration by the sentencing judge together with the
protection and safety of the public.
[186]
All of these features make it clear that the publication provisions take
into account the reduced moral blameworthiness of youth.
(b) The Current Publication Provisions Comply
With the Requirement That the Crown Bears the Burden of Proving
Aggravating Factors in Sentencing
[187]
Abella J. states that the publication provisions violate the principle
of fundamental justice that the Crown must bear the burden of proving
aggravating sentencing circumstances because (1) publication is part of a “more
severe” sentence and (2) removing the publication ban stigmatizes the young
offender and increases the severity of the sentence for the young person
(Abella J.’s reasons, at paras. 86-87).
[188]
Firstly, as I have already stated, even though the YCJA
legislative scheme treats a publication ban as part of the sentence for appeal
purposes (ss. 37(4) and 75(4) ), the publication ban forms no part of the young
person’s sentence in fact.
[189]
Secondly, even if I were to accept the proposition that a presumption of
publication does increase the severity of the sentence of the young offender
because of its psychological impact, the opportunity given to a young person to
make an application for the imposition of a publication ban does not eliminate
the Crown’s burden of establishing aggravating sentencing factors. Without
requiring anything more from the young person, the youth justice court must
take into account the importance of rehabilitating the young person and be
satisfied that it would be appropriate to impose a publication ban (s. 75(3) of
the YCJA ). The opportunity to make an application does not rise to the
level of a burden of proof of any kind, especially given the fact that the
young person must be advised of the opportunity by the sentencing judge (s.
75(1) of the YCJA ).
[190]
As a result, it is my conclusion that the publication provisions do not
breach the principle of fundamental justice that the Crown must bear the burden
of proving aggravating sentencing factors.
IV. Conclusion
[191]
For these reasons, the impugned provisions of the YCJA are not in
contravention of principles of fundamental justice and, in my view, the appeal
on the constitutional questions ought to be allowed. I would answer the
constitutional questions as follows:
1. Do ss. 62, 63, 64(1), 64(5), 70, 72(1),
72(2), 73(1), 75 and 110(2)(b) of the Youth Criminal Justice Act,
S.C. 2002, c. 1 , in whole or in part or through their combined effect, infringe
s. 7 of the Canadian Charter of Rights and Freedoms ?
Answer: No.
2. If so, is the infringement a reasonable
limit prescribed by law as can be demonstrably justified in a free and
democratic society under s. 1 of the Canadian Charter of Rights and Freedoms ?
Answer: It is unnecessary to answer this question.
[192]
Finally, on the issue of whether D.B.’s youth sentence was reasonable,
since the trial judge determined D.B.’s sentence before deciding on the
constitutionality of the presumptive sentencing and publication provisions, it
cannot be said that the trial judge’s sentence was tainted by his determination
of the unconstitutionality of the provisions. As a result, I do not believe
that the sentence warrants interference by this Court.
APPENDIX
Youth
Criminal Justice Act, S.C. 2002, c. 1
62. An adult sentence shall be imposed
on a young person who is found guilty of an indictable offence for which an
adult is liable to imprisonment for a term of more than two years in the
following cases:
(a) in the case of a presumptive offence, if the youth
justice court makes an order under subsection 70(2) or paragraph 72(1)(b);
or
(b) in any other case, if the youth justice court makes an
order under subsection 64(5) or paragraph 72(1)(b) in relation to an
offence committed after the young person attained the age of fourteen years.
63. (1) A young person who is charged with,
or found guilty of, a presumptive offence may, at any time before evidence is
called as to sentence or, where no evidence is called, before submissions are
made as to sentence, make an application for an order that he or she is not
liable to an adult sentence and that a youth sentence must be imposed.
(2) If the Attorney General gives notice to
the youth justice court that the Attorney General does not oppose the
application, the youth justice court shall, without a hearing, order that the
young person, if found guilty, is not liable to an adult sentence and that a
youth sentence must be imposed.
64. (1) The Attorney General may, following
an application under subsection 42(9) (judicial determination of serious
violent offence), if any is made, and before evidence is called as to sentence
or, where no evidence is called, before submissions are made as to sentence,
make an application for an order that a young person is liable to an adult
sentence if the young person is or has been found guilty of an offence, other
than a presumptive offence, for which an adult is liable to imprisonment for a
term of more than two years, that was committed after the young person attained
the age of fourteen years.
.
. .
(5) If the young person gives notice to the
youth justice court that the young person does not oppose the application for
an adult sentence, the youth justice court shall, without a hearing, order that
if the young person is found guilty of an offence for which an adult is liable
to imprisonment for a term of more than two years, an adult sentence must be
imposed.
70. (1) The youth justice court, after
hearing an application under subsection 42(9) (judicial determination of
serious violent offence), if any is made, and before evidence is called or,
where no evidence is called, before submissions are made as to sentence, shall
inquire whether a young person wishes to make an application under subsection
63(1) (application for youth sentence) and if so, whether the Attorney General
would oppose it, if
(a) the young person has been found guilty of a
presumptive offence;
(b) the young person has not already made an application
under subsection 63(1) ; and
(c) no order has been made under section 65 (young person
not liable to adult sentence).
(2) If the young person indicates that he or
she does not wish to make an application under subsection 63(1) (application
for youth sentence) or fails to give an indication, the court shall order that
an adult sentence be imposed.
72. (1) In making its decision on an
application heard in accordance with section 71, the youth justice court shall
consider the seriousness and circumstances of the offence, and the age,
maturity, character, background and previous record of the young person and any
other factors that the court considers relevant, and
(a) if it is of the opinion that a youth sentence imposed
in accordance with the purpose and principles set out in subparagraph 3(1) (b)(ii)
and section 38 would have sufficient length to hold the young person
accountable for his or her offending behaviour, it shall order that the young
person is not liable to an adult sentence and that a youth sentence must be
imposed; and
(b) if it is of the opinion that a youth sentence imposed
in accordance with the purpose and principles set out in subparagraph 3(1) (b)(ii)
and section 38 would not have sufficient length to hold the young person
accountable for his or her offending behaviour, it shall order that an adult
sentence be imposed.
(2) The onus of satisfying the youth justice
court as to the matters referred to in subsection (1) is with the applicant.
73. (1) When the youth justice court makes
an order under subsection 64(5) or 70(2) or paragraph 72(1)(b) in
respect of a young person, the court shall, on a finding of guilt, impose an
adult sentence on the young person.
75. (1) If the youth justice court imposes a
youth sentence in respect of a young person who has been found guilty of having
committed a presumptive offence set out in paragraph (a) of the
definition “presumptive offence” in subsection 2(1), or an offence under
paragraph (b) of that definition for which the Attorney General has
given notice under subsection 64(2) (intention to seek adult sentence), the
court shall at the sentencing hearing inquire whether the young person or the
Attorney General wishes to make an application under subsection (3) for a ban
on publication.
(2) If the young person and the Attorney
General both indicate that they do not wish to make an application under
subsection (3), the court shall endorse the information or indictment
accordingly.
(3) On application of the young person or the
Attorney General, a youth justice court may order a ban on publication of
information that would identify the young person as having been dealt with
under this Act if the court considers it appropriate in the circumstances,
taking into account the importance of rehabilitating the young person and the
public interest.
(4) For the purposes of an appeal in
accordance with section 37, an order under subsection (3) is part of the
sentence.
110. (1) Subject to this section, no person
shall publish the name of a young person, or any other information related to a
young person, if it would identify the young person as a young person dealt
with under this Act.
(2) Subsection (1) does not apply
(a) in a case where the information relates to a young
person who has received an adult sentence;
(b) subject to sections 65 (young person not liable to
adult sentence) and 75 (youth sentence imposed despite presumptive offence), in
a case where the information relates to a young person who has received a youth
sentence for an offence set out in paragraph (a) of the definition
“presumptive offence” in subsection 2(1), or an offence set out in paragraph (b)
of that definition for which the Attorney General has given notice under
subsection 64(2) (intention to seek adult sentence); and
(c) in a case where the publication of information is made
in the course of the administration of justice, if it is not the purpose of the
publication to make the information known in the community.
Appeal dismissed, Bastarache,
Deschamps, Charron and Rothstein JJ. dissenting in
part.
Solicitor for the appellant: Attorney General of Ontario, Toronto.
Solicitors for the respondent: Dean D. Paquette & Associates,
Hamilton.
Solicitor for the intervener the Attorney General of Canada:
Attorney General of Canada, Ottawa.
Solicitor for the intervener the Attorney General of Quebec:
Attorney General of Quebec, Québec.
Solicitor for the intervener the Attorney General of Nova Scotia:
Attorney General of Nova Scotia, Halifax.
Solicitor for the intervener the Attorney General of Manitoba:
Attorney General of Manitoba, Winnipeg.
Solicitor for the intervener the Attorney General of British
Columbia: Attorney General of British Columbia, Victoria.
Solicitor for the intervener the Justice for Children and Youth:
Canadian Foundation for Children, Youth & the Law, Toronto.