F.N. (Re), [2000] 1 S.C.R. 880
F.N. Appellant
v.
Her Majesty The Queen First
Respondent
and
Roman Catholic School Board
for St. John’s Second
Respondent
and
Avalon Consolidated School Board Third
Respondent
and
Canadian Foundation for
Children, Youth and the Law Intervener
Indexed as: F.N. (Re)
Neutral citation: 2000 SCC 35.
File No.: 26805.
1999: November 3; 2000: July 20.
Present: L’Heureux‑Dubé, Gonthier, McLachlin,
Iacobucci, Bastarache, Binnie and Arbour JJ.
on appeal from the court of appeal for newfoundland
Criminal law -- Young Offenders -- Confidentiality
-- Non-disclosure -- Youth Court records -- Youth Court routinely distributing
copies of weekly Youth Court docket to local school boards -- Whether Youth
Court exceeded its jurisdiction -- Whether distribution of Youth Court docket
violated non-publication and non-disclosure requirements of Young Offenders Act
-- Young Offenders Act, R.S.C., 1985, c. Y-1, s. 38 , 40 to 46 .
On the recommendation of its “Youth Justice Concerns Committee”, an
advisory body with no statutory powers or duties, the Youth Court staff in St.
John’s began routine distribution of its weekly Youth Court docket to local
school boards. The docket of January 4, 1996 disclosed the name of the
appellant, the fact that he was charged with two counts of assault and breach
of probation, and the place and date of trial. He objected that this
administrative practice violated the non-disclosure provisions of the Young
Offenders Act, and applied for an order of prohibition. His application to
the Newfoundland Supreme Court, Trial Division, and subsequent appeal to the
Newfoundland Court of Appeal were both dismissed.
Held: The appeal
should be allowed.
It is an important constitutional rule that the courts
be open to the public and that their proceedings be accessible to all those who
may have an interest. To this principle there are a number of exceptions where
the public interest in confidentiality outweighs the public interest in
openness. This balance is dealt with explicitly in the non-disclosure
provisions of the Young Offenders Act. Parliament has recognized that a
young person once stigmatized as a lawbreaker may, unless given help and
redirection, render the stigma a self-fulfilling prophecy. In the long run,
society is best protected by preventing recurrence and maximizing the chances
of rehabilitation for young offenders. At the same time, the scheme of the Act
does not attempt to achieve rehabilitation of the offender at the expense of
public safety.
The Act creates two distinct but mutually reinforcing regimes to
control information about a young offender. The first set of provisions
commences at s. 38(1) with a general prohibition that “no person shall publish
by any means any report” identifying a young offender with an offence or
proceeding under the Act. The second regime applies to the maintenance and use
of court records found in s. 40 to s. 44 . These provisions set out in
considerable detail the type of records that may be kept, where they may be
kept, and the circumstances in which they may be disclosed. The respondent’s
argument was that if the docket could be characterized as something other than
a “record” or “report”, narrowly construed, its contents could be disseminated
free of statutory restrictions. However, while neither term is defined in the
Act, etymological niceties ought not to be allowed to overwhelm the clear
purpose expressed by Parliament. What is important is not what the
communication is called but the substance of what is communicated.
The nub of the statutory non-disclosure provisions is the avoidance of
unauthorized disclosure of information that links the identity of the young
person with a charge, proceeding or disposition under the Act. The
interpretive exercise is therefore not directed at some formal classification
of documents, but at the nature of the information sought to be disclosed.
Where the prohibited link is not made, the ban does not apply.
The non-disclosure provisions of the Act were violated by the
administrative practice of distributing dockets. The Youth Court docket
necessarily links the name of the young person to a charge or proceeding.
While the court docket, as a piece of paper, has a transient function, the
information it contains is very much part of the court record, and its
disclosure is prohibited unless the circumstances fall within the relevant
exceptions set out in s. 44.1 of the Act.
Parliament’s restrictions in s. 44.1(1)(k) were violated in the
following respects: (1) disclosure was not authorized by a judge; (2)
distribution was not limited to the board responsible for the appellant’s
school; and (3) the information was distributed for school purposes and not for
purposes related to the administration of justice. Equally, school boards are
not government agencies of the type that are responsible for the supervision or
care of young persons in trouble with the law within the ambit of s. 44.1(1)(g).
Nor was disclosure of the docket authorized under one of the enumerated
exceptions to the general publication ban in s. 38 against linking young people
to offences or proceedings under the Act. The preparation, use and disclosure
of the docket in Youth Court is permitted by the Act pursuant to s. 38(1.1)
because it occurs “in the course of the administration of justice” and the
purpose is not to make the information known in the community, but distribution
of the docket to the school boards was not authorized under that section
because school boards have no general responsibility for the administration of
justice. Here, the dockets were provided for school board purposes.
Neither can general distribution of the docket be validated on the
basis of the “school board” exception. Section 38(1.13) permits disclosure of
information to the representative of any school board or school where
disclosure is necessary either to ensure compliance by the young person with a
court order or to ensure the safety of others. Although schools may be
called on to assist in ensuring compliance with a court order, there was no
evidence that the school boards had such a role to play in respect of the
appellant. The purpose of ensuring safety would also support disclosure of a
specific young person’s information to the school board, but the exemption does
not authorize the release of information about all young persons identified on
the docket list, whether or not they are a threat to safety of others and
whether or not they attend school. The disclosure is over-inclusive because it
includes young persons who present no safety risk at all and who may not be
students and it is also under-inclusive because if there is a serious safety
concern, it may not include enough information to enable the school to
formulate appropriate remedial action. Violent offences
against people, e.g., assault, assault causing bodily harm, aggravated sexual
assault, weapons offences, drugs and more serious property offences such as
arson may clearly raise a sufficient concern for the safety of the young person
as well as “staff, students or other persons” to justify notification to the
board responsible for the student in question. There is nothing in the section
that precludes the implementation of a general notification procedure provided
the policy is properly tailored to the statutory requirements.
Cases Cited
Referred to: R. v.
T. (V.), [1992] 1 S.C.R. 749; Re Southam Inc. and The Queen (1984),
48 O.R. (2d) 678, aff’d (1986), 53 O.R. (2d) 663, leave to appeal refused,
[1986] 1 S.C.R. xiv; R. v. M. (J.J.), [1993] 2 S.C.R. 421; R. v. M.
(E.H.B.) (1996), 106 C.C.C. (3d) 535; Dagenais v. Canadian Broadcasting
Corp., [1994] 3 S.C.R. 835; Smith, Judge v. Daily Mail Publishing Co.,
443 U.S. 97 (1979); R. v. M. (M.R.), [1998] 3 S.C.R. 393; Ontario
(Solicitor General) v. Ontario (Information and Privacy Commissioner),
[1996] O.J. No. 2218 (QL); R. v. N. (K.) (1989), 51 C.C.C. (3d) 404; R.
v. A.M.M., [1994] O.J. No. 1178 (QL); Scarlett Heights Collegiate
Institute v. K.M., [1995] O.J. No. 3750 (QL); Re Peel Board of
Education and B (1987), 59 O.R. (2d) 654; Re Smith and Clerk of Youth
Court (1986), 31 C.C.C. (3d) 27; R. v. H.E.A., [1984] O.J. No. 707
(QL); Re T.I. (1985), 13 W.C.B. 494; Person Unknown v. S. (M.)
(1986), 43 M.V.R. 306; F.G. v. Board of Education of Scarborough (1994),
68 O.A.C. 308; H. (G.) v. Shamrock School Division No. 38 (Sask.) Board of
Education, [1987] 3 W.W.R. 270; R.G. (Re), [1999] B.C.J. No. 1106
(QL).
Statutes and Regulations Cited
Bill C-3, The Youth Criminal
Justice Act, 2nd Sess., 36th Parl., 1999 (second reading 23 November 1999).
Criminal Code, R.S.C., 1985, c. C-46, s. 266 (b).
Young Offenders Act, R.S.C., 1985, c. Y-1 [am. c. 24 (2nd Supp.)], ss. 2
“young person”, 3 [am. 1995, c. 19, s. 1], 38 [idem,
s. 27 ; idem, c. 39, s. 184], 40, 41 [repl. 1995,
c. 19, s. 28], 43, 44.1 [am. 1992, c. 1, s. 143 (Sch. VI,
item 21); am. 1995, c. 19, s. 30; c. 27, s. 2; c. 39,
s. 186], 46.
Authors Cited
Bala, Nicholas. Young
Offenders Law. Concord, Ont.: Irwin Law, 1997.
Bala, Nicholas, and Mary-Anne
Kirvan. “The Statute: Its Principles and Provisions and Their Interpretation
by the Courts”. In Alan W. Leschied, Peter G. Jaffe and Wayne Willis, eds., The
Young Offenders Act: A Revolution in Canadian Juvenile Justice. Toronto:
University of Toronto Press, 1991.
Canada. Solicitor General. Record-keeping
under the Young Offenders Act: A Guide. Ottawa: Young Offenders
Directorate, Policy Branch, Secretariat, Ministry of the Solicitor General of
Canada, 1986.
Platt, Priscilla. Young
Offenders Law in Canada, 2nd ed. Markham, Ont.: Butterworths, 1995.
United Nations. General
Assembly. United Nations Standard Minimum Rules for the Administration of
Juvenile Justice, A/RES/40/33, November 29, 1985, Annex, Rule 8.
APPEAL from a judgment of the Newfoundland Court of
Appeal (1998), 163 Nfld. & P.E.I.R. 154, 503 A.P.R. 154, 126 C.C.C. (3d)
114, [1998] N.J. No. 126 (QL), dismissing the appellant’s appeal from a
decision of the Newfoundland Supreme Court, Trial Division (1996), 142 Nfld.
& P.E.I.R. 31, 445 A.P.R. 31, [1996] N.J. No. 150 (QL), dismissing his
application for an order of prohibition. Appeal allowed.
Joan Dawson, for the
appellant.
Bernard Coffey, Q.C.,
for the respondent Her Majesty the Queen.
R. Wayne Bruce, for the
respondents the Roman Catholic School Board for St. John’s and the Avalon
Consolidated School Board.
Cheryl Milne, for the
intervener.
The judgment of the Court was delivered by
1
Binnie J. -- The Provincial Court of Newfoundland, Youth Court Division, in
St. John’s, routinely forwards the Youth Court docket to all of the school
boards within its jurisdiction. Its docket of January 4, 1996 disclosed the name
of the appellant, the fact he was charged with two counts of assault and breach
of probation, plus the place and date of trial. The appellant objects that
this administrative practice of the Youth Court violates the non-disclosure
provisions of the Young Offenders Act, R.S.C., 1985, c. Y-1 . His
objection is well-founded and the appeal must be allowed.
I. Facts
2
The appellant, who is a “young person” within the meaning of s. 2 of the
Young Offenders Act (“Act”), was charged with two counts of assault
contrary to s. 266 (b) of the Criminal Code, R.S.C., 1985, c.
C-46 . On October 16, 1995, he was released on his own recognizance which
required that he keep the peace and be of good behaviour for twelve months and
that he not initiate any contact or communication with the alleged assault
victims. The appellant was subsequently charged with breach of the condition
that he keep the peace and be of good behaviour. He was detained in custody on
November 22, 1995, and subsequently appeared in the Provincial Court of
Newfoundland, Youth Court Division, on November 23, 1995 at which time the
matter was put over to January 4, 1996 for the purpose of entering a plea.
Eventually, despite several adjournments, the Crown did not present any
evidence and the charges were dismissed.
3
The appellant’s complaint relates to the distribution of the Youth Court
docket for January 4, 1996 to two school boards in the City of St. John’s. The
docket was sent to the school psychologists who treated the information
contained in the docket in accordance with the scheme set out in s. 38(1.14)
and (1.15). Other persons within the school system were only informed on a
need-to-know basis. The point, however, is that the distribution clearly was not
limited to the one school board that was responsible for a school attended by
each of the young people on the docket. A board does not have a cognizable
interest in students or non-students for whom it has no responsibility
whatsoever.
4
The routine distribution of the Youth Court docket was undertaken by the
Youth Court staff on the recommendation of its “Youth Justice Concerns
Committee”. This Committee includes representatives from Legal Aid, the Crown
Attorney’s office, the Department of Health -- Mental Health Division, the
Royal Newfoundland Constabulary, the RCMP, youth corrections, school boards,
child welfare, and, occasionally, the Federation of School Boards and
Trustees. The Committee is, as its name suggests, a purely advisory body with
no statutory powers or duties. Although a Youth Court judge is a member of the
Committee, it is common ground that when sitting on the Committee he is not
exercising his powers as a Youth Court judge.
II. Judicial History
A. Supreme Court of Newfoundland, Trial Division (1996), 142
Nfld. & P.E.I.R. 31
5
On January 31, 1996, the appellant applied to the Supreme Court of
Newfoundland, Trial Division, for an order of prohibition on the ground that
the Youth Court had acted in excess of its jurisdiction by routinely providing
school boards with a photocopy of its docket. After reviewing the uses to
which the dockets were put, balanced against the students’ right to privacy,
the motions judge stated he was satisfied that the confidentiality protection
given to Youth Court “records” was inapplicable. He held that a docket was not
a “record” as that term is used in s. 40 . He observed that once a matter is
called in court, which is open to the public, the purpose of the docket is
spent, unlike the record of what transpired in court which “remains a record of
the court and is governed by the rules respecting it and is not subject to
unrestricted availability” (p. 35). The motions judge construed a docket as
simply a daily or weekly agenda and not a record in the context of ss. 41 to 46
of the Act.
6
Even if the docket was a record, the motions judge took the view that
the school boards would have been entitled to the records under s. 38(1.13),
which permits disclosure of information to any professional or other person
engaged in the supervision or care of a young person, including, he ruled, a
representative of the school board or school for the purposes listed in that
provision: ensuring compliance with a court authorization or order or to ensure
the safety of students or staff. He accordingly dismissed the application for
prohibition.
B. Newfoundland
Court of Appeal (1998), 163 Nfld. & P.E.I.R. 154
7
The appeal was heard by Gushue C.J.N., Marshall and Steele JJ.A., and by
reasons dated May 15, 1998 the appeal was unanimously dismissed. Steele J.A.,
for the Court, accepted that forwarding the docket to the respondent School
Boards could be considered to be publication within the meaning of s. 38 ,
although it is not publication in the ordinary sense and was not for the
purpose of making information known in the community. Steele J.A. concluded
(at p. 160) that the forwarding of the docket was permitted under s. 38(1.13)
of the Act:
Firstly, it can be said with certainty that the
purpose of the disclosure, that is, the forwarding of Youth Court docket to the
School Boards, was not to make the information known in the
community. In fact, the evidence is clear that the two School Boards
took extreme precautions to ensure confidentiality. Secondly, the
expression "in the course of the administration of justice", is a
reference to the role and undertaking of the Youth Court. It is a
phrase that demands a broad and liberal interpretation . . . . It was an endeavour
carried out in the course of the administration of justice.
8
Steele J.A. considered that the appellant’s argument that a record
included any document that might serve to identify a young person charged with
an offence was too general. He observed that the prohibition against
publication is not absolute “and the Act itself imposes a limitation on the
prohibition” (p. 161). He concluded that a docket was not a record, but even
if it was he considered that the general prohibition in s. 38(1) did not apply
because “the disclosure of the information contained in the docket was a
disclosure to a professional or other person engaged in the supervision or care
of a young person, including a representative of a School Board or Boards, in
circumstances where the disclosure was necessary to ensure the safety of staff,
students or other persons” (p. 163). The disclosure, he concluded,
was made in the course of the administration of justice and without any
intent “of either the Youth Court or the School Boards to make the information
known in the community” (p. 163). Disclosure of the docket thus came within s. 38(1.13)
of the Act. The appeal was dismissed.
III. Relevant
Statutory Provisions
9
Young Offenders Act, R.S.C., 1985, c. Y-1
declaration of principle
3. (1) It is hereby recognized and declared that
.
. .
(c.1) the protection of society, which is a primary objective
of the criminal law applicable to youth, is best served by rehabilitation,
wherever possible, of young persons who commit offences, and rehabilitation is
best achieved by addressing the needs and circumstances of a young person that
are relevant to the young person’s offending behaviour;
.
. .
(f) in the application of this Act, the rights and freedoms of
young persons include a right to the least possible interference with freedom
that is consistent with the protection of society, having regard to the needs
of young persons and the interests of their families;
protection of privacy of young persons
[Identity not to be published]
38. (1) Subject to this section, no person
shall publish by any means any report
(a) of an offence committed or alleged to have been committed by
a young person, unless an order has been made under section 16 with respect
thereto, or
(b) of any hearing, adjudication, disposition or appeal
concerning a young person who committed or is alleged to have committed an
offence
in which the name of the young person, a child or a young person who is
a victim of the offence or a child or a young person who appeared as a witness
in connection with the offence, or in which any information serving to identify
such young person or child, is disclosed.
[Limitation]
(1.1) Subsection (1) does not apply in respect of
the disclosure of information in the course of the administration of justice
including, for greater certainty, the disclosure of information for the
purposes of the Firearms Act and Part III of the Criminal Code ,
where it is not the purpose of the disclosure to make the information known in
the community.
[Preparation of reports]
(1.11) Subsection (1) does not apply in respect of
the disclosure of information by the provincial director or a youth worker
where the disclosure is necessary for procuring information that relates to the
preparation of any report required by this Act.
[No subsequent disclosure]
(1.12) No person to whom information is disclosed
pursuant to subsection (1.11) shall disclose that information to any other
person unless the disclosure is necessary for the purpose of preparing the
report for which the information was disclosed.
[Schools and others]
(1.13) Subsection (1) does not apply in respect of
the disclosure of information to any professional or other person engaged in
the supervision or care of a young person, including the representative of any
school board or school or any other educational or training institution, by the
provincial director, a youth worker, a peace officer or any other person
engaged in the provision of services to young persons where the disclosure is
necessary
(a) to ensure compliance by the young person with an
authorization pursuant to section 35 or an order of any court concerning bail,
probation or conditional supervision; or
(b) to ensure the safety of staff, students or other persons, as
the case may be.
[No subsequent disclosure]
(1.14) No person to whom information is disclosed
pursuant to subsection (1.13) shall disclose that information to any other
person unless the disclosure is necessary for a purpose referred to in that
subsection.
[Information to be kept separate]
(1.15) Any person to whom information is disclosed
pursuant to subsections (1.13) and (1.14) shall
(a) keep the information separate from any other record of the
young person to whom the information relates;
(b) subject to subsection (1.14), ensure that no other person
has access to the information; and
(c) destroy the information when the information is no longer
required for the purpose for which it was disclosed.
maintenance and use of records
Records
that may be Kept
[Youth court, review board and other courts]
40. (1) A youth court, review board or any
court dealing with matters arising out of proceedings under this Act may keep a
record of any case arising under this Act that comes before it.
[Exception]
(2) For greater certainty, this section does not
apply in respect of proceedings held in ordinary court pursuant to an order
under section 16.
Disclosure of Records
[Records made available]
44.1 (1) Subject to subsections (2) and
(2.1), any record that is kept pursuant to section 40 shall, and any record
that is kept pursuant to sections 41 to 43 may, on request, be made available
for inspection to
(a) the young person to whom the record relates;
(b) counsel acting on behalf of the young person, or any
representative of that counsel;
(c) the Attorney General or his agent;
(d) a parent of the young person or any adult assisting the
young person pursuant to subsection 11(7), during the course of any proceedings
relating to the offence or alleged offence to which the record relates or
during the term of any disposition made in respect of the offence;
(e) any judge, court or review board, for any purpose relating
to proceedings relating to the young person under this Act or to proceedings in
ordinary court in respect of offences committed or alleged to have been
committed by the young person, whether as a young person or an adult;
(f) any peace officer,
(i) for the purpose of investigating any offence that the young person
is suspected on reasonable grounds of having committed, or in respect of which
the young person has been arrested or charged, whether as a young person or an
adult,
(ii) for any purpose related to the administration of the case to which
the record relates during the course of proceedings against the young person or
the term of any disposition,
(iii) for the purpose of investigating any offence that another person
is suspected on reasonable grounds of having committed against the young person
while the young person is, or was, serving a disposition, or
(iv) for any other law enforcement purpose;
(g) any member of a department or agency of a government in
Canada, or any agent thereof, that is
(i) engaged in the administration of alternative measures in respect of
the young person,
(ii) preparing a report in respect of the young person pursuant to this
Act or for the purpose of assisting a court in sentencing the young person
after he becomes an adult or is transferred to ordinary court pursuant to
section 16,
(iii) engaged in the supervision or care of the young person, whether
as a young person or an adult, or in the administration of a disposition or a
sentence in respect of the young person, whether as a young person or an adult,
or
(iv) considering an application for parole or pardon made by the young
person after he becomes an adult;
(h) any person, or person within a class of persons, designated
by the Governor in Council, or the Lieutenant Governor in Council of a
province, for a purpose and to the extent specified by the Governor in Council
or the Lieutenant Governor in Council, as the case may be;
(i) any person, for the purpose of determining whether to grant
security clearances required by the Government of Canada or the government of a
province or a municipality for purposes of employment or the performance of
services;
(i.1) to any person for the purposes of the Firearms Act ;
(j) any employee or agent of the Government of Canada, for
statistical purposes pursuant to the Statistics Act; and
(k) any other person who is deemed, or any person within a class
of persons that is deemed, by a youth court judge to have a valid interest in
the record, to the extent directed by the judge, if the judge is satisfied that
the disclosure is
(i) desirable in the public interest for research or statistical
purposes, or
(ii) desirable in the interest of the proper administration of justice.
[Exception]
(2) Where a youth court has withheld the whole or a
part of a report from any person pursuant to subsection 13(6) or 14(7), the
report or part thereof shall not be made available to that person for
inspection under subsection (1).
.
. .
[Disclosure of information and copies of records]
(6) Any person to whom a record is required or
authorized to be made available for inspection under this section may be given
any information contained in the record and may be given a copy of any part of the
record.
[Prohibition against disclosure]
46. (1) Except as authorized or required by
this Act, no record kept pursuant to sections 40 to 43 may be made available
for inspection, and no copy, print or negative thereof or information contained
therein may be given, to any person where to do so would serve to identify the
young person to whom it relates as a young person dealt with under this Act.
IV. Analysis
10
It is an important constitutional rule that the courts be open to the
public and that their proceedings be accessible to all those who may have an
interest. To this principle there are a number of important exceptions where
the public interest in confidentiality outweighs the public interest in
openness. This balance is dealt with explicitly in the relevant provisions of
the Young Offenders Act, which must be interpreted in light of the
Declaration of Principle set out in s. 3. These principles were described in R.
v. T. (V.), [1992] 1 S.C.R. 749, per L’Heureux-Dubé J., as
“attempting to achieve disparate goals” (p. 767). A certain ambivalence
created by these disparate goals (or competing objectives) is inherent in the
scheme of the Act itself, as L’Heureux-Dubé J. explained at p. 766, quoting
Bala and Kirvan in The Young Offenders Act: A Revolution in Canadian
Juvenile Justice (1991), at pp. 80-81:
It is apparent that there is a level of societal
ambivalence in Canada about the appropriate response to young offenders. On
the one hand, there is a feeling that adolescents who violate the criminal law
need help to enable them to grow into productive, law-abiding citizens. . . .
On the other hand, there is a widespread public concern about the need to control
youthful criminality and protect society.
11
The non-disclosure provisions of the Act reflect this ambivalence.
Confidentiality assists rehabilitation, but the safety of society must be
protected, and those involved in the youth criminal justice system (or with the
young offender in other settings) must be given adequate information on a
“need-to-know” basis to do their jobs.
12
The youth courts are open to the public, and their proceedings are
properly subject to public scrutiny. The confidentiality relates only to the
“sliver of information” that identifies the alleged or convicted young offender
as a person in trouble with the law. This narrow focus was emphasized in Re
Southam Inc. and The Queen (1984), 48 O.R. (2d) 678 (H.C.), aff’d (1986),
53 O.R. (2d) 663 (C.A.), leave to appeal to the Supreme Court of Canada
refused, [1986] 1 S.C.R. xiv. In that case, the media challenged the
constitutionality of the publication ban and the Crown conceded an infringement
of s. 2 (b) of the Canadian Charter of Rights and Freedoms , but
argued that the legislation was justified under s. 1 of the Charter . In
upholding the constitutionality of the non-disclosure provision,
Holland J. (whose reasons were approved by MacKinnon A.C.J.O. on appeal) pointed
out, at p. 698, that:
Section 38(1) does not contain an absolute ban. . .
. The press is entitled to be present (subject to s. 39(1)(a)) and can
publish everything except the identity of a young person involved. Admittedly,
there may be other information which the press cannot publish because it may
tend to reveal the identity of a young person, but the essence of the provision
is that the press is entitled to publish all details except one. Counsel for
the Attorney-General of Canada termed the identification of the young person a
“sliver of information”, and submitted that this is not an essential detail for
the making of responsible judgment by a democratic electorate....
13
This Court’s general approach to the Act was also affirmed in R. v.
M. (J.J.), [1993] 2 S.C.R. 421, where Cory J. observed that “the Act does
specifically recognize that young offenders have special needs and require
careful guidance. Each disposition should strive to recognize and balance the
interests of society and young offenders” (p. 429). The non-disclosure
provisions were amended in 1986 to “readjust the balance between the rights and
interests of young persons and the interests of society by favouring more
disclosure, albeit in limited circumstances”, per Prowse J.A. in R.
v. M. (E.H.B.) (1996), 106 C.C.C. (3d) 535 (B.C.C.A.), at para. 49. The
process of adjustment continues, with Bill C-3 (The Youth Criminal Justice
Act) presently under consideration by Parliament.
A. The
Need for Confidentiality
14
Stigmatization or premature “labelling” of a young offender still in his
or her formative years is well understood as a problem in the juvenile justice
system. A young person once stigmatized as a lawbreaker may, unless given help
and redirection, render the stigma a self-fulfilling prophecy. In the long
run, society is best protected by preventing recurrence. Lamer C.J., in Dagenais
v. Canadian Broadcasting Corp., [1994] 3 S.C.R. 835, pointed out in another
context that non-publication is designed to “maximize the chances of
rehabilitation for ‘young offenders’” (p. 883). A concern about stigma
was also emphasized by Rehnquist J. (as he then was) of the United States
Supreme Court in Smith, Judge v. Daily Mail Publishing Co., 443
U.S. 97 (1979), at pp. 107-8:
This insistence on confidentiality is born of a tender concern for the
welfare of the child, to hide his youthful errors and “bury them in the
graveyard of the forgotten past”. . . . The prohibition of publication of a
juvenile’s name is designed to protect the young person from the stigma of his
misconduct and is rooted in the principle that a court concerned with juvenile
affairs serves as a rehabilitative and protective agency of the State. . . .
Publication of the names of juvenile offenders may seriously impair the
rehabilitative goals of the juvenile justice system and handicap the youths’
prospects for adjustment in society and acceptance by the public. [Citations
omitted.]
15
In the same vein, Professor N. Bala, Young Offenders Law (1997),
points out at p. 215:
Because of the history of protection of privacy, there is little
Canadian experience with publication of identifying information about youths.
However, available research from the United States, where some states have a
more open juvenile court process and allow publication of the identity of
adolescents before the courts, indicates that rehabilitation of young offenders
can be significantly hindered if their identities are publicized. Publication
increases a youth’s self-perception as an offender, disrupts the family’s
abilities to provide support, and negatively affects interaction with peers,
teachers, and the surrounding community. [Emphasis added; footnotes
omitted.]
16
I should add that the importance of confidentiality in dealing with
youthful offenders is recognized internationally, as set out in the United
Nations Standard Minimum Rules for the Administration of Juvenile Justice
(“Beijing Rules”) adopted by General Assembly Resolution A/RES/40/33 of
November 29, 1985, supported by Canada, which includes the following provisions
in Rule 8:
8.1 The juvenile’s right to privacy shall be
respected at all stages in order to avoid harm being caused to her or him by
undue publicity or by the process of labelling.
8.2 In principle, no information that may lead to
the identification of a juvenile offender shall be published.
17
The problem of premature “labelling” was well understood in the Ontario
case of Southam, supra, where the court went on to say, at p.
697, that:
The aim of s. 38(1) and s. 39(1)(a) is
the protection of young people from harmful effects which publicity may have on
them. A corollary to this is the protection of society, since, on the evidence
of the experts, most young offenders are one-time offenders only and, the less
harm brought upon them from their experience with the criminal justice system,
the less likely they are to commit further criminal acts.
B. Protecting
the Public
18
The scheme of the Act does not attempt to achieve rehabilitation of the
offender at the expense of public safety. This Court has had occasion recently
to express particular concern about safety in the schools in R. v. M. (M.R.),
[1998] 3 S.C.R. 393, per Cory J., at para. 3:
. . . it is essential that school authorities be able to react swiftly
and effectively when faced with a situation that could unreasonably disrupt the
school environment or jeopardize the safety of the students. Schools today are
faced with extremely difficult problems which were unimaginable a generation
ago. Dangerous weapons are appearing in schools with increasing frequency.
There is as well the all too frequent presence at schools of illicit drugs.
These weapons and drugs create problems that are grave and urgent.
The Act
creates two distinct but mutually reinforcing regimes to control information
about a young offender.
19
The first set of provisions commences at s. 38(1) with a general
prohibition that “no person shall publish by any means any report”
(emphasis added) identifying a young offender with an offence or proceeding
under the Act. The provision is headed “Protection of Privacy of Young
Persons”. It then establishes a series of exceptions to the general rule,
which have generally been given a restrictive interpretation: see Ontario
(Solicitor General) v. Ontario (Information and Privacy Commissioner),
[1996] O.J. No. 2218 (QL) (Div. Ct.); R. v. N. (K.) (1989), 51 C.C.C.
(3d) 404 (Man. Prov. Ct.); R. v. A.M.M., [1994] O.J. No. 1178 (QL)
(Prov. Div.); Scarlett Heights Collegiate Institute v. K.M., [1995] O.J.
No. 3750 (QL) (Prov. Div.), at para. 6.
20
The second regime applies to the maintenance and use of court records
found in ss. 40 to 44 . These provisions set out in considerable detail the
type of records that may be kept, where they may be kept, and the circumstances
in which they may be disclosed.
21
Sections 40 to 44 are the more narrowly targeted regime. In the French
version of the Act the word “record” is said to be equivalent to “dossier”,
which suggests a greater level of formality and permanence as part of the court
record than does the word “report”, which may cover informal communications
that are more casual or transitory, or which may be directed to a purpose collateral
to the court proceedings, such as information provided by a youth worker to a
probation officer.
22
Section 38 is the broader prohibition, and is directed against any
disclosure (“report”) linking the alleged offence or the hearing or other court
proceeding with the identity of the alleged offender, the victim, or any young
person who appears as a witness. The source of the information is not
restricted to information derived from the court proceedings. These provisions
set out the scope of the ban. There is a series of exceptions, which I will
come to momentarily.
C. The Distinction Between “A Report” and “A Record”
23
Much argument was directed here and in the courts below to the precise
scope of the words “report” in s. 38 and “record” in s. 40 . The idea seemed to
be that if the document could be characterized as something other than a
“record” or “report”, its contents could be disseminated free of statutory
restrictions. I do not agree. While neither term is defined in the Act, etymological
niceties ought not to be allowed to overwhelm the clear purpose expressed by
Parliament to control publication of “the name of the young person, a child or
a young person who is a victim of the offence or a child or a young person who
appeared as a witness in connection with the offence, or . . . any information
serving to identify such young person or child” (s. 38(1)).
24
It is scarcely plausible that Parliament intended to control publication
of such information by way of a “report” but was quite prepared to have the
same information disclosed to the public in an allegedly different vehicle
called a communiqué, notification write-up, divulgation or, indeed, docket.
What is important is not what the communication is called but the substance of
what is communicated. The concern is with the message, not with the label
applied to the medium of communication. The phrase “publish by any means any
report” in s. 38(1) can therefore refer to something as formal as a government
report or an article in a newspaper or as informal as court observers spreading
gossip and innuendo: Re Peel Board of Education and B (1987), 59 O.R.
(2d) 654 (H.C.), at p. 659.
25
The same purposive approach to definition should be applied to “record”
in ss. 40 to 46 . A preference for substance over formalism is consistent
with the background paper published by the Ministry of the Solicitor General of
Canada in the wake of the ss. 40 to 46 amendments in 1986: Record-keeping
under the Young Offenders Act: A Guide (1986). After providing some
general insight into the changes made to the disclosure provisions, the
department’s view is summarized at p. 9, as follows:
In light of these governing considerations [the principles set out in
s. 3 of the Act], the new provisions cover one type of document only. The only
documents that are subject to any special consideration are those connecting
the young person with proceedings under the Act; those identifying only the
young person, or, for example, only the offence are not subject to any such
consideration. The introduction of this distinction permits some flexibility
in records management: records can be maintained and used for many reasons.
The key consideration is the avoidance of adverse and unnecessary prejudice
arising from a criminal allegation or conviction. [Underlining added; italics
in original.]
And at pp.
12-13 of the same publication, the following remarks regarding the absence of a
definition of the term “record” are apposite:
No definition is necessary in view of the offence contained in
section 46 . It is not the origin of the record as a whole but rather the
particular content of the documents contained in the record which will
affect records management practices. The critical question when categorizing a
record is: is the record one that connects the young person to proceedings
under the Act, e.g. the offence? . . . [A]ny court material identifying the
individual and simultaneously revealing that he or she has been dealt with as a
young offender is a record subject to the Act. In this regard, it is worth
noting that the manner of disclosing a document, as well as its specific
content, could serve to identify an individual as an offender. [Emphasis
added.]
The
department’s statement that “[n]o definition [of record] is necessary in view
of the offence contained in section 46 ” warrants reproduction here of that
section:
46. (1) Except as authorized or required by
this Act, no record kept pursuant to sections 40 to 43 may be made available
for inspection, and no copy, print or negative thereof or information contained
therein may be given, to any person where to do so would serve to identify
the young person to whom it relates as a young person dealt with under this Act.
[Emphasis added.]
26
This explanation by the department is not of course binding, but it is
helpful confirmation of what appears evident on the face of the Act.
Specifically, it confirms that the nub of the statutory non-disclosure
provisions taken as a whole is the avoidance of unauthorized disclosure of a
document that links the identity of the young person with a charge, proceeding
or disposition under the Act.
27
The interpretive exercise is therefore not directed at some formal
classification of documents, but at the nature of the information.
Specifically, does the document create a link between the identity of a young
person and an (alleged) offence or hearing under the Act? The further
question, whether the document is a “record” or a “report”, seems to depend
largely on its source. On a reading of ss. 40 to 46 as a whole, it
appears that a record within the meaning of those provisions includes two characteristics:
firstly, it will “serve to identify the young person to whom it relates as a
young person dealt with under [the] Act” (s. 46 ). Secondly, it records
information kept by a youth court (unless the matter is transferred to adult
court) or review board (s. 40 ) or kept by the police (s. 41 ) or by a
government agency for purposes related to the juvenile justice system (s. 43)
or kept by another organization or person involved in “alternative measures”
(s. 43) or other disposition under the Act. Information in the hands of
persons not mentioned in ss. 40 to 46 that discloses the confidential
link between the alleged offender to the offence or a hearing is better
considered a “report” to be dealt with under s. 38 .
28
In either case, where the prohibited link is not made, the ban does not
apply. Thus, decisions of youth courts that neither name nor otherwise
identify the young offender are routinely issued without running afoul of the
non-disclosure scheme: see generally P. Platt, Young Offenders Law in Canada
(2nd ed. 1995), at pp. 529-31.
D. Nature of a Docket
29
Anyone reading the docket in the Youth Court at St. John’s necessarily
would know that the young person is in trouble with the law, and the nature,
though not the specifics, of the charge.
30
It is clear that a court could not function without advising alleged
offenders, families, lawyers, alleged victims, witnesses and others which court
they are directed to attend, at what time, and for what purpose. The dossier
of each alleged offender necessarily includes a running record of appearances
and the disposition on each occasion. The docket collects together in one
place the pertinent information for each of the alleged offenders scheduled to
appear before the court on the day in question. The disclosure links each of
the youths to a specific offence and a hearing date. The date of appearances,
and the disposition on each appearance, continue to be part of the youth’s dossier.
While the court docket, as a piece of paper, has a transient function, the
information it contains is very much part of the court record, and its
disclosure is prohibited unless the circumstances fall within the relevant
exceptions set out in s. 44.1 of the Act.
E. Application of the Section 44.1 Exceptions
31
Accepting, therefore, that the docket itself should be considered a
“record” within the meaning of ss. 40 to 46 , the issue is whether, as the Crown
contends, the statutory requirements for disclosure under s. 44.1 are met.
The Governor in Council or the Lieutenant Governor in Council may by
regulation, pursuant to s. 44.1(1)(h), designate “any person, or person
within a class of persons” to have access to a report “for a purpose and to the
extent specified”, but as no such designation has been made here, the impugned
practice of the Youth Court must find its authorization within one of the other
statutory exceptions. The most promising exemption, with appropriate emphasis,
reads as follows:
[Records made available]
44.1 (1) Subject to subsections (2) and
(2.1), any record that is kept pursuant to section 40 shall, and any record
that is kept pursuant to sections 41 to 43 may, on request, be made available
for inspection to
.
. .
(k) any other person who is deemed, or any person within a class
of persons that is deemed, by a youth court judge to have a valid interest
in the record, to the extent directed by the judge, if the judge is
satisfied that the disclosure is
(i) desirable in the public interest for research or statistical
purposes, or
(ii) desirable in the interest of the proper administration of
justice.
32
My view is that this provision is not properly invoked in this case.
Firstly, s. 44.1(1)(k) permits disclosure only to someone “deemed,
by the youth court judge to have a valid interest”, and then only “to the
extent directed by the judge”. In the first place, the section requires
judicial authorization. While the trial judge took the view that disclosure
was authorized by a youth court judge sitting on the Youth Justice Concerns
Committee, none of the parties has been able to produce a judicial order made
in the appellant’s case, nor was there produced any “generic” judicial order
made by a judge of the Youth Court purporting to authorize disclosure of
specified information to a specified board or otherwise. Section 44.1(1)(k)
is not satisfied by the sort of informal administrative practice followed in
this case.
33
The Chief Judge of the Youth Court, in a letter dated January 16, 1996,
to the Newfoundland Legal Aid Commission, explained the origin of the present
administrative practice as follows. He said:
The policy of making copies of the Youth Court
docket available has been in effect for over two years. This decision was made
after the [Youth Justice Concerns] Committee discussed issues of protection of
staff, students, and property as well as truancy. Since school authorities,
being in loco parentis, are involved with the rehabilitation of young
offenders, the supervision of young people on probation and in the
administration of youth justice in a broad, general way; they have a special
status and an interest in those students who are before the court.
34
In the second place, the discretion of the Youth Court judge to make
available court records to persons deemed “to have a valid interest in the
record” was limited in this case by the need for the judge to be satisfied that
the disclosure to the school boards is “desirable in the interest of the proper
administration of justice”. A “valid interest” has been held to include
institution of civil proceedings: Re Smith and Clerk of Youth Court
(1986), 31 C.C.C. (3d) 27 (Ont. U.F. Ct.); and legal representation in youth
court: R. v. H.E.A., [1984] O.J. No. 707 (QL) (Prov. Ct. (Fam. Div.));
including legal representation of a co-accused: Re T.I. (1985), 13
W.C.B. 494 (N.S. Youth Ct.). I should add, parenthetically, that in Person
Unknown v. S. (M.) (1986), 43 M.V.R. 306 (Ont. Prov. Ct. (Fam. Div.)), it
was held that under the predecessor section “a broader notion of justice is
involved, the proper administration of justice not being limited to the
administration of the particular case but extending to the overall interests
of society” (p. 312) (emphasis added). I think this is too broad. A
control subject to such a broad exception would in effect be no control at all
and would render superfluous many of the other restrictions and protections
carefully written by Parliament into the Act.
35
School boards do have a legitimate interest in knowing of members of its
student body that could present a danger to themselves or others. The schools
may well desire the information for their own purposes. (The letter of the
Chief Judge, supra, identified one of the objectives as the control of
truancy, but this is not a purpose recognized as valid under the statutory
scheme.) In my opinion, the school boards have not made a convincing case that
their specific interest in the confidential information is related to the
administration of justice as opposed to the administration of the schools.
36
Order and discipline in the schools are a very important consideration
but Parliament’s restrictions in s. 44.1(1)(k) have to be respected.
In this case, they were not. In summary:
1. disclosure was not authorized by a judge;
2. distribution was not limited to the Board responsible for the
appellant’s school. The recipient board must have a valid interest in the
record relating to the young person; and
3. the information was distributed for school purposes and not for
purposes related to the administration of justice.
37
The respondent also argued the applicability of the exception contained
in s. 44.1(1)(g), asserting that a school board is an “agency of a
government . . . engaged in the supervision or care of the young person”. I do
not think that this section assists the respondent either.
38
A reading of s. 44.1(1)(g) as a whole shows a focus generally on
the purposes of diversion, sentencing or parole. This focus suggests that the
type of government agency contemplated by s. 44.1(1)(g) is an
agency involved in the youth justice system and responsible in that context for
the supervision or care of the young person who is in trouble with the law.
There is no suggestion in the evidence that such “agency” responsibilities have
been conferred generally on school boards. Schools do, of course, have
concerns related to the justice system, and the phrase “supervision or care of
a young person” also appears in what the parties called “the school board
section”, s. 38(1.13), discussed below. In s. 38(1.13), the disclosure of
information is restricted to the specific purposes of compliance and safety of
persons. In light of the limitations that restrict quite tightly disclosure
under s. 38(1.13), Parliament cannot have intended in s. 44.1(1)(g) to
authorize general disclosure of the same information to school boards free of
such restrictions.
39
Despite these statutory limits on the permissible inspection of
court records, I am of the view that distribution of relevant
information contained in the docket – an edited docket as it were – can
properly be considered as the publication of a “report” under s. 38 , and
dealt with as an exception under that heading.
F. The Application of the Section 38 “Report” Regime
40
The appellant also claims that the information set out in the docket is
protected under s. 38 which imposes a general publication ban on any
“report” of any offence or hearing concerning a young person in which the name
of the young person or any information serving to identify the young person is
disclosed.
41
In effect, the appellant argues that not only is distribution of the docket
itself prohibited by ss. 40 to 46 , but information derived from the docket
(e.g., secondary publication) that would link the alleged (or convicted)
offender to the offence or to the hearing is also prohibited by s. 38 .
42
Section 38 creates a general publication ban to which there are
enumerated statutory exceptions. The key words of the prohibition are
introduced by the words “no person shall publish by any means any report”
(emphasis added). I have already mentioned that the word “report” does not create
a formal limitation inconsistent with the policy of confidentiality and
rehabilitation. The word “publish” requires a similarly purposive
interpretation. In the context of the Act, “publish” includes disclosure of
the controlled information to the community or any part thereof not authorized
to receive it. In the context of this appeal, publication includes sharing the
controlled information with the school unless one of the exceptional
circumstances identified in s. 38 is satisfied.
1. Use of the Docket in the Youth Court
43
The docket is clearly required for the proper functioning of the
courts. Preparation and disclosure of the relevant information to individuals
having business with the Youth Court itself are not only permitted under s.
44.1 but are also supported under s. 38(1.1) which permits “disclosure of information
in the course of the administration of justice . . . where it is not the
purpose of the disclosure to make the information known in the community”
(emphasis added). To achieve its purposes, however, the information need only
be disclosed to persons engaged in the administration of justice including
court officials, witnesses and young people involved with the law, and for that
purpose there is no need to distribute the information to school boards. In
fact, we are told that the Youth Court staff in St. John’s does not post the docket
on a bulletin board as is done in adult court, but makes it available “for
inspection” to those who seek out the information.
2. Distribution of the Docket to School Boards
44
The respondents argue that even if distribution of the docket itself to
school boards does not come within the exception for court “records”, the
information on the docket may still be distributed to school boards under:
a. the “administration of justice” exception in
s. 38(1.1);
b. the “school board” exception under s.
38(1.13).
a. The “Administration of Justice” Exception
45
Section 38(1.1) provides that the general prohibition against disclosure
does not apply in respect of the disclosure of information in the
course of the administration of justice including, for greater certainty,
the disclosure of information for the purposes of the Firearms Act and
Part III of the Criminal Code , where it is not the purpose of the
disclosure to make the information known in the community. [Emphasis added.]
46
The Newfoundland Court of Appeal considered that the expression the
“administration of justice” was broad enough to include circulation to the
school boards. I do not think that such a broad view can be supported by the
text. It is possible that on occasion a school board would be implicated in a
particular case with the apprehension of an accused, the disposition of a
charge against a young person or the oversight of probation conditions.
However, as stated above, the school board is not involved generally in the
administration of justice. The distinction is I think clear in the description
of Steele J.A. of the way in which the docket information is handled at the
school board (at para. 19):
. . . the affidavits of Ann Murray and Donna McLennon distinctly state
that in reviewing the contents of the docket they look for “charges of serious
offences including sexual offences, assault, arson, narcotics and weapons
offences”. The intent is to ascertain and identify students that are or have
the potential to be dangerous and likely to jeopardize the safety of staff,
students, or other persons, as the case may be.
In my view,
under the administrative practice at issue in this appeal, school boards are
provided with Youth Court information for school board purposes, which
include not only safety but the truancy issue already referred to in the letter
of the Chief Judge previously quoted. The general distribution of dockets for
such a purpose cannot be supported on the basis of the “administration of
justice” exception.
47
Finally, it would be curious to allow the school board to obtain
information under s. 38(1.1) under less stringent constraints than would be
applicable under s. 38(1.13), where the “school board” is specifically mentioned,
and where transmitted information is explicitly limited as to purpose and made
subject to strict security (s. 38(1.14)) to prevent disclosure “to any
other person unless the disclosure is necessary for a purpose referred to in
[s. 38(1.13)]”. The non-disclosure regime applicable to s. 38(1.1) is less
stringent.
b. The “School Board” Exception
48
Section 38(1.13), referred to in argument as “the school board section”,
permits disclosure of information to the representative of any school board or
school where disclosure is necessary either to ensure compliance by the young
person with a court order or to ensure the safety of staff, students or other
persons. It is formulated in relevant part (with emphasis added) as follows:
(1.13) Subsection (1) [i.e., the prohibition] does
not apply in respect of the disclosure of information to any professional or
other person engaged in the supervision or care of a young person, including
the representative of any school board or school or any other educational
or training institution,
by the provincial director, a youth worker, a peace officer or any
other person engaged in the provision of services to young persons
where the disclosure is necessary
(a) to ensure compliance by the young person with an
authorization pursuant to section 35 or an order of any court concerning bail,
probation or conditional supervision; or
(b) to ensure the safety of staff, students or other persons,
as the case may be.
49
The restrictions can be summarized thus. Firstly, the disclosure under
s. 38(1.13) must be by one of certain enumerated persons including the
provincial director, a youth worker, a peace officer, “or any other person
engaged in the provision of services to young persons”. I think it is
stretching a point to say that the Youth Court administrators are “engaged in
the provision of services to young persons”. The other persons enumerated in
s. 38(1.13) do have access to the docket information, but none of these people
undertook the distribution to the school boards in this case.
50
Secondly, disclosure is limited to the school board or school engaged in
the supervision or care of the young person in question. The practice of the
Youth Court to send the dockets to both school boards in the St. John’s
area necessarily includes a school board other than the particular school board
charged with the care and education of the young person in question. In fact
under the present arrangement it is quite possible that none of the
recipient school boards would have any responsibility for a particular young
offender on the docket, e.g., the young offender could be from outside the area
of St. John’s, or have left school altogether.
51
Thirdly, the limitation is directed either to ensuring compliance with a
court order (in which case disclosure should not be given in respect of young
offenders who are not under any relevant court order) or to ensuring safety of
staff, students or other persons. With respect to compliance issues (first
branch), it is quite possible that one of the St. John’s School Boards could
have had a role to play in ensuring compliance by the appellant with the
condition of his recognizance that he keep the peace and be of good behaviour
for 12 months; and that he not “initiate any contact or communication with” the
alleged victims. However, there is no evidence that all or any of the school
board recipients here had such a role to play in respect of the appellant,
against whom all charges were ultimately dropped. With respect to safety
(second branch), young persons charged with offences such as shoplifting, which
ordinarily would not raise safety concerns at all, should be (but are not now)
excluded from the general distribution to school boards linking specific
accused with specific offences. The docket as presently distributed identifies
all young persons in trouble under the Act, whether or not they are on bail,
probation or conditional supervision, whether or not they are a threat to
safety of the staff, students or other persons, and whether or not they attend
school.
52
Fourthly, the docket is both over-inclusive and under-inclusive in
relation to the information that can legally be communicated. It is
over-inclusive because it includes young people who present no safety risk at
all and who may not even be students. At the same time, it is under-inclusive
because, if there is a serious safety concern, the docket may not include
enough information to alert a school to the nature of that safety concern or to
enable the school to formulate in an informed way what remedial action to take.
53
It is evident, therefore, that if the objective of the Youth Court in
St. John’s is to provide timely information to school boards in need of safety
information, the objective can certainly be achieved through the individuals
named in s. 38(1.13). The evidence is, in fact, that timely information
from the Youth Court has in the past assisted schools in the St. John’s area to
address legitimate safety concerns, including assignment of a student assistant
to monitor a student charged with arson to ensure no incidents of arson
occurred; preparation of risk assessments in cases where students have been
charged with serious violent offences; placement of a student in another school
after an attack on a classmate to reduce the risk of further assault or
confrontation; and restriction of a student’s movement within a school so as to
reduce the safety risk to other students.
54
The point, however, is that the communication will have to be more
tightly tailored to comply with the non-disclosure provisions of the Act than
by way of the present general distribution of all dockets to all
school boards.
55
Once the information is lawfully in the hands of the school, of course,
the school may take steps to address its safety concerns (as, of course, it is
entitled to do on the basis of any information that raises safety issues).
This remedial action may include, where appropriate, an expulsion hearing: F.G.
v. Board of Education of Scarborough (1994), 68 O.A.C. 308 (Div. Ct.); or
other restrictions even prior to trial where necessary: H. (G.) v. Shamrock
School Division No. 38 (Sask.) Board of Education, [1987] 3 W.W.R. 270
(Sask. Q.B.). As stated by Smith Prov. Ct. J. in R.G. (Re), [1999]
B.C.J. No. 1106 (QL) (Prov. Ct.), at para. 33, albeit he was dealing with an
application under s. 38(1.5): “As important as privacy is for youth records
under the YOA, there is an overriding importance, in certain circumstances, of
allowing disclosure in order to protect other children”.
56
Violent offences against people, e.g., assault, assault causing bodily
harm, aggravated sexual assault, weapons offences, drugs and more serious
property offences such as arson may clearly raise a sufficient safety concern
for the safety of the young person as well as “staff, students or other
persons” to justify notification to the board responsible for the student in
question. There is nothing in the section that precludes the implementation of
a general notification procedure provided the policy is properly tailored to
the statutory requirements. In terms of post-disposition, the Youth Court
judge would be in a very good position to know what information the school
ought to receive to address any safety concerns and may, if he or she thinks
fit, alert one of the officials enumerated in s. 38(1.13) to make the
notification.
57
The scheme of s. 38(1.13) is therefore that the information should be
provided not by the Youth Court as such but by the provincial director, a youth
worker or peace officer, and should be directed only to the school board with
which the young person is associated. Administrative arrangements may be
standardized by the court’s Youth Justice Concerns Committee, but the
responsibility for the nature and extent of the disclosure will rest with the
official identified in s. 38(1.13) who actually takes charge of the disclosure.
V. Disposition
58
The present practice of the Youth Court in St. John’s is not sanctioned
by the Act and the appeal is therefore allowed, the order of the Court of
Appeal is set aside, and a prohibition will issue against continuation of the
present practice of the Youth Court of St. John’s to distribute the docket to
both school boards in the St. John’s area. The prohibition is issued, of
course, without prejudice to the making of an appropriately tailored regulation
under s. 44.1(1)(h) of the Act, or to such further or other arrangement
that may be made by the provincial director, a youth worker, a peace officer or
other official identified in s. 38(1.13) that conforms to the Act and
recognizes the valid interest of the school boards in the promotion of school
safety. The appellant is entitled to his costs here and in the courts below.
Appeal allowed with costs.
Solicitor for the appellant: Joan Dawson, St. John’s.
Solicitor for the respondent Her Majesty the Queen: The
Department of Justice, St. John’s.
Solicitors for the respondents the Roman Catholic School Board for
St. John’s and the Avalon Consolidated School Board: Stewart McKelvey Stirling
Scales, St. John’s.
Solicitor for the intervener: The Canadian Foundation for Children,
Youth and the Law, Toronto.