Docket: IMM-7972-14
Citation:
2015 FC 763
[UNREVISED ENGLISH CERTIFIED TRANSLATION]
Ottawa, Ontario, June 17, 2015
PRESENT: The Honourable Mr. Justice Simon Noël
BETWEEN:
|
MORANGWA MALAMBU
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Applicant
|
and
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THE MINISTER OF
CITIZENSHIP
AND IMMGRATION
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Respondent
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JUDGMENT AND REASONS
I.
Introduction
[1]
This is an application by Morangwa Malambu [the
applicant] pursuant to subsection 72(1) of the Immigration and Refugee Protection
Act, SC 2001, c 27 [IRPA] for judicial review of a decision of the Refugee
Appeal Division [RAD] dated November 3, 2014, which upheld the decision of the
Refugee Protection Division [RPD] rejecting the applicant’s claim for refugee
protection.
II.
Alleged facts
[2]
The applicant is a citizen of the Democratic
Republic of the Congo [DRC].
[3]
He claims to be Alonzo Mpaka and that he is
persecuted in the DRC by reason of his political opinions and allegiances.
[4]
He stated that he obtained a passport under the
name of Morangwa Malambu in order to leave the DRC for France. In March 2000,
upon arriving in France, he applied for asylum under the name of Morangwa
Malambu. His application was denied. He remained in France from March 2000
until March 2013.
[5]
The applicant alleges having returned to the DRC
in March 2013 to visit his family. He reports having been arrested under the
name of Alonzo Mpaka by police during a demonstration organized by the Union for
Democracy and Social Progress [UDPS] and having been detained from March 10,
2013, until April 5, 2013.
[6]
After his release, he stated that he hid out at
his uncle’s before returning to France. He alleges that he remained in France
until his departure for the United States in September 2013. After a
three-month stay in the United States, the applicant made his way to Canada
using a passport under the name of “Tsemengu” to
cross the Canada-U.S. border.
[7]
The applicant filed a claim for refugee
protection in Canada on January 20, 2014. The RPD a rejected his refugee
protection claim on April 11, 2014.
[8]
The applicant appealed the decision to the RAD,
which upheld the RPD’s decision. That is the impugned decision.
III.
Decision of the Refugee Protection Division
[9]
The RPD rejected the applicant’s claim for
refugee protection because it was of the opinion that he had failed to
establish his identity. It also found the applicant’s allegation that he was
arrested by the authorities in the DRC upon his return in March 2013 not to be
credible. The RPD concluded that the applicant was not in danger in the DRC. As
a result, the RPD determined that the applicant was not a refugee within the
meaning of sections 96 and 97 of the IRPA.
IV.
Impugned Decision of the Refugee Appeal Division
[10]
The RAD dismissed documents filed by the
applicant that he claimed to be new evidence because they had been filed before
the RPD.
[11]
It also rejected the applicant’s request for a
hearing on the ground that the criteria set out at subsection 110(6) of the IRPA
had not been met.
[12]
The RAD then explained its role and functions.
In particular, it noted that an appeal to the RAD is not a proceeding in the nature
of a judicial review nor is it an opportunity for a new trial. It stated that
it must proceed with its own assessment of the evidence in order to form its
own opinion. After providing an overview of the case law of the Court, the RAD wrote
that it “must examine the merits of the case to
determine whether the decision is well-founded in light of the evidence
presented before the RPD and that contained in the appeal record” (Applicant’s
Record [AR] page 14 at para 36).
[13]
After reviewing the evidence in the record, the
RAD affirmed that it shared the RPD’s finding that the applicant had not
established his identity on a preponderance of the evidence. The RAD did not,
however, agree with the RPD’s comments with respect to the excerpt of the birth
certificate and nationality certificate; nevertheless, it did not find that the
comments invalidated the RPD’s conclusions. In the RAD’s view, the RPD’s
comments about the identity documents being “of crude means” were erroneous,
given that an expert analysis by the Canada Border Services Agency [CBSA] had
indicated that the documents were genuine and unaltered. The RAD further noted
the contradictions and inconsistencies between these documents and the information
provided by the applicant.
[14]
In addition, the RAD determined that no
probative value could be assigned to the certificate of lost identity
documents, issued in Kinshasa on June 12, 2012, because the CBSA’s expert
analysis revealed that the document had been altered and was inconclusive with
respect to its genuineness. The RAD further added that the information provided
by the applicant about the document was not credible.
[15]
The RAD also examined a document entitled “family composition” and noted that it too contained
contradictory information.
[16]
For the foregoing reasons, the RAD concluded
that the applicant had failed to establish that his true identity was Alonzo
Mpanka.
[17]
As for the applicant’s allegations that he had
travelled to the DRC in March 2013, the RAD found that the RPD was justified in
asking whether there was any documentation to establish his trip to the DRC.
[18]
For all of those reasons, the RAD upheld the RPD’s
decision, namely, that the applicant was not a refugee within the meaning of
sections 96 and 97 of the IRPA. The appeal was therefore dismissed.
V.
Parties’ submissions
[19]
The applicant first submits that the RAD
breached a principle of natural justice and procedural fairness when it refused
his request for a hearing. He argues that the RAD misinterpreted subsections
110(3), 110(4) and 110(6) of the IRPA and that the negative findings made by the
RAD were founded on factual elements that were not addressed or explained
before the RPD. He further contends that the RAD erred when it claimed that
deference was owed to findings made by the RPD regarding the applicant’s
credibility and that the appeal before the RAD was a “trial
de novo”.
[20]
The respondent replies that the RAD’s decision
not to hold a hearing was reasonable given that the applicant did not meet the
criteria required for holding one. Therefore, the RAD did not breach the
principles of natural justice and had correctly interpreted subsections 110(3),
110(4) and 110(6) of the IRPA. The respondent further states that the RAD must
conduct an independent and thorough review of the record submitted to the RPD. It
also maintains that the RAD must show deference to credibility findings made by
the RPD and that the process is not an appeal de novo, but an actual appeal.
[21]
The applicant further submits that the RAD erred
in finding that the applicant was not credible on the issue as to his true
identity. He contends that the RAD did not properly assess the documentary
evidence and that it dismissed his school report cards and nationality
certificate without valid reason. He argues that the RAD was looking for evidence
that was beyond a reasonable doubt. He also maintains that the RAD breached the
principles of procedural fairness set out in Baker v Canada (Minister of
Citizenship and Immigration), [1999] 2 S.C.R. 817 [Baker] because the
RAD had purportedly failed to consider all of the evidence in the record as
well as the substance of his refugee protection claim.
[22]
The respondent replies that the RAD’s decision
is reasonable. The respondent submits that the RAD raised enough negative
inferences from the evidence to uphold the RPD’s decision. The respondent
further argues that the applicant is wrong to cite Baker, because the
RAD is free to make its own procedural choices and because the applicant’s
right to participate was respected both before the RPD and during his appeal to
the RAD.
VI.
Issues
[23]
After having reviewed the parties’ submissions
and their respective records, I would frame the issues as follows:
1.
Did the RAD err in refusing to hold a hearing
for the applicant?
- Did the RAD err
in upholding the RPD’s decision that the applicant had failed to establish
his identity on a preponderance of the evidence?
VII.
Standard of review
[24]
Several judges of this Court have issued an
opinion as to which standard of review is to be applied to decisions of the RAD
(Yin v Canada (Minister of Citizenship and Immigration), 2014 FC 1209 at
para 32 [Yin]; Nahal v Canada (Minister of Citizenship and
Immigration), 2014 FC 1208 at para 24 [Nahal]; Ngandu v Canada
(Minister of Citizenship and Immigration), 2015 FC 423 at paras 8 to 10). The
issue as to which standard the Court should apply to these decisions requires a
pragmatic approach.
[25]
In this case, the RAD’s application of the
statutory provisions to the facts in this case, namely, with regard to whether
to hold a hearing, is a question of mixed fact and law and is reviewable on a
standard of reasonableness (Akuffo v Canada (Minister of Citizenship and
Immigration), 2014 FC 1063 at paras 26 and 27, see also paras 15 to 25; Bui
v Canada (Minister of Citizenship and Immigration), 2014 FC 1145 at para 17).
As to the issue of whether the RAD erred in upholding the RPD’s decision that the
applicant had failed to establish his identity, this is a question of fact. As
such, a reasonableness standard is to be applied (Dunsmuir v New Brunswick,
2008 SCC 9, [2008] 1 S.C.R. 190 at para 53 [Dunsmuir]). With regard to
these two issues, this Court will only intervene if the decision is unreasonable,
namely, if it does not fall within “a range of
possible, acceptable outcomes which are defensible in respect of the facts and
law” (Dunsmuir, above, at para 47).
VIII.
Analysis
A.
Relevant statutory framework
Immigration
and Refugee Protection Act, SC 2001, c 27
Appeal to Refugee Appeal Division
Appeal
110.
Procedure
(3) Subject
to subsections (3.1), (4) and (6), the Refugee Appeal Division must proceed
without a hearing, on the basis of the record of the proceedings of the
Refugee Protection Division, and may accept documentary evidence and written
submissions from the Minister and the person who is the subject of the appeal
and, in the case of a matter that is conducted before a panel of three
members, written submissions from a representative or agent of the United
Nations High Commissioner for Refugees and any other person described in the
rules of the Board.
…
Evidence
that may be presented
(4) On
appeal, the person who is the subject of the appeal may present only evidence
that arose after the rejection of their claim or that was not reasonably
available, or that the person could not reasonably have been expected in the
circumstances to have presented, at the time of the rejection.
…
Hearing
(6) The
Refugee Appeal Division may hold a hearing if, in its opinion, there is
documentary evidence referred to in subsection (3)
(a) that
raises a serious issue with respect to the credibility of the person who is
the subject of the appeal;
(b) that
is central to the decision with respect to the refugee protection claim; and
(c) that,
if accepted, would justify allowing or rejecting the refugee protection
claim.
Decision
111. (1) After considering
the appeal, the Refugee Appeal Division shall make one of the following
decisions:
(a) confirm
the determination of the Refugee Protection Division;
(b) set
aside the determination and substitute a determination that, in its opinion,
should have been made; or
(c) refer
the matter to the Refugee Protection Division for re-determination, giving
the directions to the Refugee Protection Division that it considers
appropriate.
(1.1) [Repealed, 2012, c 17, s 37]
Referrals
(2) The
Refugee Appeal Division may make the referral described in paragraph (1)(c)
only if it is of the opinion that
(a) the
decision of the Refugee Protection Division is wrong in law, in fact or in
mixed law and fact; and
(b) it cannot make a
decision under paragraph 111(1)(a) or (b) without hearing
evidence that was presented to the Refugee Protection Division.
|
Loi sur
l’immigration et la protection des réfugiés, LC
2001, ch 27
Appel devant la Section d’appel des réfugiés
Appel
110.
Fonctionnement
(3) Sous
réserve des paragraphes (3.1), (4) et (6), la section procède sans tenir
d’audience en se fondant sur le dossier de la Section de la protection des
réfugiés, mais peut recevoir des éléments de preuve documentaire et des
observations écrites du ministre et de la personne en cause ainsi que,
s’agissant d’une affaire tenue devant un tribunal constitué de trois
commissaires, des observations écrites du représentant ou mandataire du
Haut-Commissariat des Nations Unies pour les réfugiés et de toute autre
personne visée par les règles de la Commission.
…
Éléments de
preuve admissibles
(4) Dans le
cadre de l’appel, la personne en cause ne peut présenter que des éléments de
preuve survenus depuis le rejet de sa demande ou qui n’étaient alors pas
normalement accessibles ou, s’ils l’étaient, qu’elle n’aurait pas normalement
présentés, dans les circonstances, au moment du rejet.
…
Audience
(6) La
section peut tenir une audience si elle estime qu’il existe des éléments de
preuve documentaire visés au paragraphe (3) qui, à la fois :
a) soulèvent une question importante en ce qui concerne la
crédibilité de la personne en cause;
b) sont essentiels pour la prise de la décision relative à la
demande d’asile;
c) à supposer qu’ils soient admis, justifieraient que la
demande d’asile soit accordée ou refusée, selon le cas.
Décision
111. (1) La Section
d’appel des réfugiés confirme la décision attaquée, casse la décision et y
substitue la décision qui aurait dû être rendue ou renvoie, conformément à
ses instructions, l’affaire à la Section de la protection des réfugiés.
(1.1) [Abrogé, 2012, ch 17, art. 37]
Renvoi
(2) Elle
ne peut procéder au renvoi que si elle estime, à la fois :
a) que la décision attaquée de la Section de la protection des
réfugiés est erronée en droit, en fait ou en droit et en fait;
b) qu’elle
ne peut confirmer la décision attaquée ou casser la décision et y substituer
la décision qui aurait dû être rendue sans tenir une nouvelle audience en vue
du réexamen des éléments de preuve qui ont été présentés à la Section de la
protection des réfugiés.
|
B.
Did the RAD err in refusing to hold a hearing
for the applicant?
[26]
The issue as to whether to hold a hearing
relates to subsections 110(3), 110(4) and 110(6) of the IRPA and paragraph 3(3)(g)
of the Refugee Appeal Division Rules SOR/2012-257 [the Rules]. Subsection 110(3)
states that “[s]ubject to subsections (3.1), (4) and
(6), the Refugee Appeal Division must proceed without a hearing, on the basis
of the record of the proceedings of the Refugee Protection Division…” Subsection
110(6) stipulates that the RAD “may hold a hearing if,
in its opinion, there is documentary evidence referred to in subsection (3)
(a) that raises a serious issue with respect to the credibility of the
person who is the subject of the appeal; (b) is central to the decision
with respect to the refugee protection claim; (c) that, if accepted, would
justify allowing or rejecting the refugee protection claim”. Subsection
110(3) refers to subsection 110(4), which explains that in an appeal to the RAD
the applicant “may present only evidence that arose
after the rejection of their claim or that was not reasonably available, or
that the person could not reasonably have been expected in the circumstances to
have presented, at the time of the rejection”. Subparagraph 3(3)(g)(v)
the Rules states that the “appellant’s record must
contain … a memorandum that includes full and detailed submissions regarding …
why the Division should hold a hearing under subsection 110(6) of the Act
if the appellant is requesting that a hearing be held”.
[27]
It is also up to the RAD, based on its
assessment of the appellant’s record, pursuant to subsection 111(1) of the IRPA,
to confirm the impugned decision, to set aside the decision and substitute a decision
that, in its opinion, should have been made, or to refer the matter to the RPD
for re-determination, giving the directions to the RPD that it considers
appropriate. Subsection 111(2) of the IRPA specifically sets out that the RAD
may refer the matter to the RPD for re-determination only if it of the opinion
that:
(a) the decision of the Refugee Protection Division
is wrong in law, in fact or in mixed law and fact; and
(b) it cannot make
a decision under paragraph (a) or (b)
without hearing evidence that was presented to the Refugee Protection
Division. (Emphasis added.)
[28]
Thus, a combined reading of sections 110 and 111
of the IRPA and of Rule 3 of the Rules indicates that where no new evidence is
submitted to the RAD, but the RAD is of the opinion that the RPD’s decision is
wrong in law or fact or mixed law and fact, and that it can neither confirm nor
set aside the decision appealed without itself holding a hearing to re-examine
the evidence adduced, it must refer the matter back to the RPD.
[29]
The RAD proceeds on the basis of the record
before the RPD, but may use its discretion and hold a hearing if the applicant
so requests, if new evidence is presented by the applicant and accepted by the
RAD and it is satisfied that this evidence meets the criteria set out in
subsection 110(6) of the IRPA. Thus the RAD may only decide to hold a hearing
where an appellant raises new documentary evidence that is the subject of
subsection 110(4) of the IRPA. This analysis of the statutory provisions
regarding the RAD is consistent with the recent case law of this Court, as will
be demonstrated further on.
[30]
In his written memorandum, the applicant submits
that the RAD erred in refusing to grant him a hearing, thus violating a principle
of natural justice and procedural fairness. He argues that subsection 110(6)
covers both new evidence and evidence that is already in the record. At the
hearing, in response to the Court’s question as to what statutory
interpretation is to be applied to subsection 110 of the IRPA, counsel for the
applicant replied that it was clear that new evidence was required in order to
be given a hearing before the RAD. He confirmed this position in his
supplementary submissions presented after the hearing. He added, however, that
where a serious issue of credibility arises, even if no new evidence is adduced,
the RAD may use its discretion and decide to hold a hearing anyway, which is
what should have happened in this case. Counsel for the applicant states his
position on the audi alteram partem rule, and refers to the Supreme Court
of Canada’s decision in Singh v Canada (Minister of Employment and Immigration),
[1985] 1 S.C.R. 177 [Singh SCC] to assert that fundamental justice requires
that a hearing be held where a serious issue of credibility is involved.
[31]
In response to the applicant’s arguments,
counsel for the respondent cites Canada (Attorney General) v Mavi,
2011 CSC 30, at paragraph 39, which stipulates that:
[39] Accordingly,
while the content of procedural fairness varies with circumstances and the
legislative and administrative context, it is certainly not to be presumed that
Parliament intended that administrative officials be free to deal unfairly with
people subject to their decisions. On the contrary, the general rule is
that a duty of fairness applies. See G. Régimbald, Canadian Administrative Law (2008), at pp.
226-27, but the general rule will yield to clear statutory language or
necessary implication to the contrary: Ocean
Port Hotel Ltd. v. British Columbia (General Manager, Liquor Control and
Licensing Branch), 2001 SCC 52, [2001] 2 S.C.R.
781, at para. 22. There is no such exclusionary language in the IRPA and its predecessor
legislation.
According to the respondent’s counsel, based
on this passage, tribunals have a duty of fairness, while complying with the
statutory framework in question. She is of the opinion that based on section
110 of the IRPA, the RAD must have new evidence presented to it in order to be
able to use its discretion to grant a hearing to an appellant. I agree.
[32]
In this case, the RAD presented its analysis of
the IRPA with respect to the appeal process and submissions of new evidence to
it (AR, RAD Decision, Tab 3, pages 10-11 at paras 15 to 22). It dismissed the
two documents presented as new evidence by the applicant, namely, an
attestation of family composition, issued on January 27, 2014, in Lemba, as
well as a nationality certificate, issued on November 18, 2013, in Kinshasa,
because both pieces of evidence had been submitted to the RPD. Indeed, these
two documents had been entered into the appeal record at the RAD as new
evidence (Certified Tribunal Record [CTR] at pages 57 and 58) when they had
already been submitted before the RPD (CTR at pages 159 and 202). The RAD therefore
reasonably found that the documents did not meet the criteria in subsection
110(4) of the IRPA to be considered admissible as new evidence. As a result,
from a review of subsections110(3), 110(6) and 110(4) of the IRPA referred to
above, given that the applicant had failed to provide new evidence, the RAD
correctly determined that no hearing was required. The statutory framework put
in place by section 110 clearly sets out the circumstances in which a hearing
may be held and the applicant presented no case law to the contrary. The case
law of this Court is consistent with respect to the issue of holding a hearing
before the RAD.
[33]
Indeed, Justice Shore, in Sajad v Canada (Minister
of Citizenship and Immigration), 2014 FC 1107, stated the following:
17 First,
a hearing can only be held before the RAD when an appellant raises new
documentary evidence that is the subject of subsection 110(4) of the IRPA. The
applicant did not submit any new evidence before the RAD that could justify
holding a hearing under subsection 110(6) of the IRPA. The RAD appropriately
based its analysis on the record that was before the RPD.
[34]
The undersigned echoed this analysis in Yin,
above, at paragraph 30. In Bui, above, at paragraphs 18 to 21, Justice
Shore wrote, once again, regarding an applicant’s request for a hearing being
refused by the RAD:
18 First, paragraph 3(3))(g) of the Refugee Appeal Division Rules, SOR/2012-257 [Rules], below, states that the appeal record before
the RAD must include full and detailed submissions regarding the relevance of
the new evidence relied upon in the appeal and whether it meets the
requirements of subsection 110(4) of the IRPA.
19 Second,
the RAD generally reviews
appeals without holding a hearing. However, the RAD may hold a hearing in
limited circumstances, in accordance with subsections 110(3) and 110(6) of the
IRPA. Furthermore, the onus is on the applicant to justify the holding of a
heating and to provide full and detailed submissions to the RAD, as required
under paragraph 3(3)(g)
of the Rules.
…
20 However,
in its reasons, the RAD rejected the new evidence filed by the applicant on the
basis that the applicant failed to meet the criteria required under the IRPA
and Rules. In addition, the RAD indicated that the evidence filed on appeal was
dated November 7 and 25, 2013, and was therefore available before the RPD
issued its decision on December 4, 2013. Furthermore, the RAD noted that the
lack of relevance of this new evidence added to its inadmissibility. Moreover,
the RAD stated that the applicant had failed to show how the holding of a
hearing would be justified under subsections 110(3) and 110(6) of the IRPA.
21 In
light of its analysis of the evidence and statutory framework, it was
reasonable for the RAD to find the evidence filed by the applicant on appeal
inadmissible, on the basis that this evidence failed to meet the requirements
set out in the IRPA and Rules. It was also open to, and reasonable for, the RAD
to conclude that the circumstances did not warrant the holding of a hearing.
[35]
In Djossou v Canada (Minister of Citizenship
and Immigration), 2014 FC 1080, at paragraph 41, Justice Martineau
explained:
41 It is clear from reading the aforementioned provisions that
the RAD can set aside the RPD’s decision and substitute the decision that, in
its opinion, should have been made, which means that the RAD has much broader
powers on appeal that those of a traditional Court of law sitting in judicial
review. Not only that, the RAD may, among other things, admit new evidence
and decide to hold an oral hearing in specific circumstances set out by
Parliament (subsections 110(3) to (6) of the IRPA). Further, the RAD
exercises exclusive jurisdiction on appeal that is at least equal to that of
the RPD at first instance (subsection 162(1) of the IRPA) and can itself render
the decision that ought to have been rendered by the RPD (section 111 of the
IRPA). Such is not the case with the Federal Court, whose jurisdiction is
limited by sections 72 to 75 of the IRPA, as well as by sections 18 and 18.1 of
the Federal Courts Act.
In addition, the remedies available to the Federal Court are limited in
principle to setting aside the decision and remitting the matter for
redetermination, which is not the case with the RAD vis-à-vis the RPD.
(Emphasis added.)
[36]
Therefore, given that it is necessary to submit
new evidence, which must be admitted by the RAD, in order for it to determine
whether a hearing is warranted, as defined in the statutory framework of
section 110 of the IRPA, and that there is no new evidence in this case, the
RAD reasonably concluded that there was no need to hold a hearing as was sought
by the applicant. It therefore correctly proceeded on the basis of the record
before the RPD.
[37]
The applicant’s arguments that the RAD ought to
have held a hearing because natural justice requires that a hearing be held
where a serious issue of credibility arises, according to Singh SCC, above,
and that the RAD had violated the principles set out in Baker, above, cannot
be accepted in this case. Although Baker, above, which the applicant
refers to, dealt with a permanent residence application from outside Canada on
humanitarian and compassionate grounds [H&C application], the principles
established therein are applicable to this case. While the objectives and
procedural framework surrounding H&C applications are completely different
from those in an appeal before the RAD, I am of the opinion that the statement
issued by the Supreme Court, namely, that a hearing is not always necessary to
ensure a fair hearing and consideration of the issues involved (at paras 33 and
34) is applicable in the matter under review. Therefore, where the RAD is
concerned, the right to a hearing before it is not absolute and this right may
be activated by the presentation of new written documentation, at the discretion
of the RAD, as set out in section 110.
[38]
In this case, the applicant had an opportunity
to be heard and present his arguments before the RPD. The applicant did not
submit new evidence to the RAD that would entitle him to request a hearing. The
decision of the RAD not to hold a hearing in application of subsections 110(3),
110(4) and 110(6) and to proceed on the basis of the record that was before the
RPD was therefore, once again, reasonable (Baker, at paras 33-34); a
similar approach was adopted in the context of a request to reopen a hearing
into the application to vacate refugee status Seyoboka v Canada (Minister of
Citizenship and Immigration), 2012 FC 1143 at paras 28-30 and in the
context of a pre-removal risk assessment application in Lupsa v Canada (Minister
of Citizenship and Immigration), 2007 FC 311 at paras 30-36. The applicant’s
rights to participate were therefore respected and there is no need for this Court
to intervene.
[39]
The applicant further argues that the proceeding
before the RAD was a “de novo proceeding”
while the respondent contends that it was a true appeal. As Justice Martineau
discussed in Djossou, above, the issue as to whether an appeal
to the RAD constitutes a “true appeal”, an “appeal de novo”, or another type of
administrative appeal has yet to be determined by the Federal Court of Appeal. On
this matter, I subscribe to the views of Justice Martineau who wrote, inter
alia, that:
[46] There is general agreement that
there are usually three types of appeal: true appeal (“appel veritable”);
appeal de novo; and hybrid appeal. Frank Falzon provides the following overview:
3. There are three general types of
appeals to specialized administrative tribunals. The most narrow is what Dupras
[v Mason, 1994 CanLII 2772 (BC CA)] refers to as a true appeal,
where the appeal is founded on the record and where the appellant must
demonstrate a reviewable error of law, fact or procedure. The broadest is what Dupras
describes as an appeal de novo, where the original decision is ignored
in all respects, except possibly for purposes of cross-examination. The third
is a mixed model of appeal in which the appellant retains the onus of
demonstrating error and the appeal board receives the record, but the appeal is
not limited as to grounds, the appeal board reviews the decision below for
correctness and fresh evidence may be adduced without constraint. These three
broad models are conceptual starting points, and are subject to variation
according to the specific intent of the governing legislation. Appeals to
Administrative Tribunals (2005) 18 Can J Admin L & Prac 1 at pp. 34-35.
[47] The lax
use of the terms “appeal de novo”, “appeal”, or “full appeal” can only add to the confusion that
seems to exist among parties and attorneys. In this regard, from a legal
perspective, what distinguishes an appeal de novo from a true appeal is that in an appeal de
novo, the matter is heard as if it was at first
instance: the second decision maker is not required to identify an error of
fact or of law made by the initial decision maker (Dupras
v Mason, 1994 CanLII 2772 (BC CA)). In short, the
decision under appeal is owed no deference. In that sense, an appeal before the
RAD therefore resembles, at first glance, a true appeal, but it may also be a
hybrid appeal. Indeed, if certain colleagues of mine express the view that an
appeal before the RAD is perhaps not an appeal de
novo in the strict sense of the term, they do not
exclude the possibility of reweighing the evidence that was before the RAD (Iyamuremye, above at para 35; Eng, above at para 26; Alvarez, above at para 25; Huruglica, above at paras 52 and 54).
[48] It should
be noted that a statutory text may specify that an appeal is heard de novo, but this is not always the
case. Regard must be had in particular to the legislative context of the nature
of the bodies in question and the impact of the decisions on individuals’
rights. For example, section 63 of the IRPA (former sections 79 and 77 of the Immigration Act, RSC 1985, c I-2, since
repealed) does not expressly provide that the IAD may hear an appeal de novo. Nonetheless, according to the
case law, appeals from an immigration officer’s refusal to issue a permanent
resident visa to a sponsored member of the family class are heard de novo by the IAD (Mohamed v Canada (Minister of Employment and Immigration), [1986] 3 FCR 90 at paras 9-13; Kahlon v
Canada (Minister of Employment and Immigration), 14
ACWS (3d) 81, [1989] FCJ No 104 (CAF) at para 5; Kwan v Canada (Minister of Citizenship and Immigration), 2001 FCT 971, [2001] FCJ No 1333 at paras 15-18 [Kwan]).
…
[40]
What is clear in this case is that the RAD
justifiably refused the request for a hearing. In such cases, it is clear that
a de novo trial is not to be envisaged. For our purposes, the issue as
to which sort of appeal is before the RAD is not determinative in this case. It
is not necessary to make any pronouncements on the subject to dispose of this
matter.
C.
Did the RAD err in upholding the RPD’s decision
that the applicant had failed to establish his identity on a preponderance of
the evidence?
[41]
According to Rule 11of the Refugee Protection
Division Rules, SOR/2012-256, a refugee claimant must establish their
identity before the RPD. A heavy burden is on claimants to produce acceptable
documentation establishing his or her identity (Su v Canada (Minister of
Citizenship and Immigration), 2012 FC 743 at para 4). If a claimant fails to establish his identity, the
RPD may draw a negative conclusion as to the credibility of his narrative (Matingou-Testie
v Canada (Minister of Citizenship and Immigration), 2012 FC 389 at para 2 [Matingou]).
[42]
The applicant first argues that the RAD must
show no deference to the RPD’s findings regarding his credibility. On the
contrary, as is demonstrated by the case law of this Court, when a claimant’s credibility
is at issue, the RAD may accord a certain level of deference to the credibility
findings of the RPD (Bui, above at para 25, citing Yetna v Canada (Minister
of Citizenship and Immigration), 2014 FC 858 at para 17; Yin, above at
para 36; Sajad, above at paras 20 to 22 and 26).
[43]
In this case, the RAD conducted its own assessment
of the evidence. Although it came to the same conclusion as the RPD, it did not
share the RPD’s comments with regard to the excerpt of the applicant’s birth
certificate or nationality certificate (AR, page 15 at para 42). While the RPD
had asserted that the documents could have been fashioned by anybody (CTR, RPD
Decision, page 33 at para 9 and page 36 at para 23), the RAD pointed out that
the CBSA’s expert analysis showed the documents to be genuine and unaltered (AR,
RAD Decision page 16 at paras 45, 48, 49). The RAD assessed those documents, in
addition to the certificate of lost identity document of the applicant and a
document entitled “family composition”. It
properly identified inconsistencies between the information contained in the
documents and the information provided by the applicant, at times also turning
to the documentary evidence before coming to its own conclusion (AR, RAD
Decision page 17 at para 50).
[44]
The RAD also conducted a more thorough analysis
than that carried out by the RPD (AR, RAD Decision page 17 at para 52). It
raised other inconsistencies that had not been addressed by the RPD. Among
other things, the RAD noted that the applicant claimed to have been born in
Kinshasa, when the birth certificates of his children indicate that he was born
in Goma (AR, RAD Decision page 18 at para 53; see children’s’ birth
certificates at pages 290-291 of the CTR and applicant’s refugee claim form at
page 136 of the CTR).
[45]
The applicant further submits that the RAD rejected
his school report cards without reason. There is indeed no mention of school
report cards in the RAD’s analysis, though they are mentioned in the RPD
decision. That said, these report cards were included in the appeal record
before the RAD (CTR at pages 98-99). The RAD is not obliged to refer to every
document in the record; the RAD’s reasons in this case are sufficient in and of
themselves to show that the applicant’s record was given an in-depth examination
by it. (Newfoundland and Labrador Nurses' Union v Newfoundland and Labrador
(Treasury Board), 2011 SCC 62 at para 16). Moreover, report cards on their
own cannot be used to establish the applicant’s identity. Therefore, the fact
that they are not mentioned in the RAD’s analysis does not render the decision
unreasonable.
[46]
The applicant’s argument the RAD applied a
burden of proof beyond all reasonable doubt must also fail. The RAD conducted a
thorough and complete analysis of the evidence and reasonably decided to uphold
the RPD’s decision that the applicant had failed to establish his identity on a
preponderance of the evidence (AR page 15 at para 42). Nothing in the RAD’s
decision suggests that it imposed a higher burden than necessary on the
applicant. Furthermore, the decision upon which the applicant relies to support
his argument is not in his favour. In effect, the passage from Canada (Minister
of Citizenship and Immigration) v Singh, 2004 FC 1634 [Singh] on
which he relies states:
[38] When we refer to the applicable
section of the law, it is obvious that the Minister has the responsibility to
decide whether he or she is satisfied with the identity of a foreign national;
that does not mean that he or she has the burden to travel around the world to
gather information to establish that identity. In my view, there is no doubt
that the responsibility to establish the identity of a foreign national rests
on the foreign national himself. Obviously, when such foreign national provides
documents, the Minister will do whatever he or she can to verify and to become
satisfied with the identity of the foreign national. The burden is not
displaced from the foreign national to the Minister but the sole responsibility
rests with the foreign national. In the case at bar, the foreign national
provided on numerous occasions, different information regarding his identity,
most of it being fake or fabricated. The fact that he cannot provide a valid
document to prove his identity does not mean that he should seek out a third
party to testify about his identity; if the respondent did ever live in
India, traces should exist about his life over there and it should be
relatively easy to find such documents, a responsibility which lies with the
foreign national, not the Minister (emphasis added).
In this case, the documents produced by the
applicant were examined by the CBSA and it was based on this expertise and the
inconsistencies noted between the documents examined and the information
provided by the applicant that the RAD came to its conclusion to uphold the
decision of the RPD, the applicant having failed to establish his identity on a
preponderance of the evidence. The intervention of this Court is therefore not
warranted.
[47]
The applicant further submits that the Minister
of Citizenship and Immigration was satisfied with the evidence adduced by the
applicant to establish his identity and subsequently issued him a “Refugee Protection Claimant Document” under the name
of Alonzo Mpaka, namely, the person he claims to be (AR page 50). I would first
note that this document is not included in the Certified Tribunal Record. Thus,
it cannot be considered for the purposes of this judicial review. Having said
that, I do have a few comments in regard to the said document. Despite the
existence of this document, as mentioned above, according to Rule 11 of the Refugee
Protection Division Rules, the applicant must establish his identity before
the RPD. I would further note that the Minister intervened before the RPD via a
filing of documents, but without appearing at the hearing, which shows that the
Minister had doubts about the applicant’s identity (CTR at pages 226-229). In
addition, an officer of Citizenship and Immigration Canada wrote, in a document
entitled “Recommendation for Detention” that the
applicant has not satisfied the officer as to his identity and recommended that
he be detained pending confirmation of his identity. That document was issued
on the same date as the “Refugee Protection Claimant
Document” submitted by the applicant, namely, on January 20, 2014.
Moreover, the signature of the Minister’s representative found on the “Refugee Protection Claimant Document” is the same as
the one on the “Recommendation for Detention”
which shows that both documents were issued by the same person. Thus, despite
the fact that the “Refugee Protection Claimant Document”
was issued to the applicant in the name of Alonzo Mpaka, contrary to the
applicant’s claims, he cannot say that the Minister would have been satisfied
by the evidence that the applicant was in fact Alonzo Mpaka.
[48]
At the hearing, counsel for the applicant
emphasized the RAD’s lack of analysis of the applicant’s nationality
certificate (CTR at page 176), which was, in his view, the best possible
identity document a person could possess. In its decision, the RAD indicated in
its analysis that its comments with respect to the excerpts of the applicant’s
birth certificate could be applied to his nationality certificate as well (AR
page 17 at para 51). I am therefore of the view that, contrary to the
applicant’s argument, the RAD considered the document and noted that the CBSA’s
findings with regard to the applicant’s birth certificate were also applicable
to the nationality certificate, i.e. that on its own, such a document could not
establish an individual’s identity. In addition, a reading of the CBSA’s expert
analysis of the document, to which the RAD refers (AR page 17 at para 48),
points out that it could not be determined whether the document had been fraudulently
obtained (CTR page 238). The RAD added that the document had been published
after the applicant had arrived in Canada (Ibid). Indeed, this document
was published on November 18, 2013, even though the applicant arrived
in Canada in September 2013. The RAD therefore assessed the document and the
analysis of it conducted by the CBSA. The Court’s intervention is not warranted.
[49]
The RAD further noted in its analysis of the
applicant’s birth certificate that the applicant’s purported mother was a
homemaker, while at the hearing before the RPD, the applicant indicated that
his mother was a civil servant (AR, RAD Decision, page 17 at para 50). In his
affidavit, the applicant stated that his mother was in fact a teacher, and that
the term “homemaker” was used as a [translation]
“catch-all” to designate a woman’s profession
when her exact profession was unknown (AR, Applicant’s affidavit, page 25 at
para 25). Given the contradictory information regarding the career of the
applicant’s mother, it was reasonable for the RAD to doubt the applicant’s
claims.
[50]
I would also note that the applicant appears to
have three separate identities. The applicant claims that he is really Alonzo
Mpaka. He asserts that he was persecuted under that name in the DRC. He also
has an identity as Morangwa Malambu, the name he alleges he used to flee the DRC
for France. In addition, he has a third identity under the name “Tsemengu”, which was apparently the name he used to
cross the border between the United States and Canada (CTR, RPD Decision, page
67 at para 10). No documentation has been submitted in support of this third
identity. Given that two of the documents regarding the identity of Alonzo
Mpaka were considered to be genuine and unaltered by the CBSA’s expert
analysis, namely, a nationality certificate and an excerpt of a birth
certificate, and that the applicant’s passport under the name of Morangwa
Malambu was also deemed to be genuine and unaltered and that it was under this
identity (Morangwa Malambu) that the applicant claimed asylum in France, which
was denied on the ground that his fear of persecution was not sufficiently
founded (AR, Applicant’s affidavit, Tab 4 pages 20-21 at para 9), that he had
lived in France from 2000 to 2013 under that name, and that he travelled to the
DRC under that identity in March 2013, it was reasonable for the RAD to
conclude that the applicant had not established his identity as Alonzo Mpaka.
[51]
As for the applicant’s alleged trip to the DRC
in March 2013, the RAD adequately assessed the evidence adduced and correctly
determined that, given the doubts as to the applicant’s identity and his testimony
on this at the hearing before the RPD, it was reasonable to conclude that the
applicant had not discharged his burden of establishing that fact (Matingou,
above at para 2). According to his version, the applicant had travelled to the DRC
in March 2013 with his passport under the name of Morangwa Malambu. Yet his
passport contains no stamps from that trip. As has been emphasized in Singh,
above at paragraph 38, the onus rests with the applicant to submit the
necessary documents showing the trip, which he failed to do in this case. The
RAD in fact noted that the applicant had not produced any airline ticket or
boarding pass as evidence that he had travelled to the DRC in March 2013. The
RAD further stated that the applicant’s passport contained no trace of the
alleged trip (AR, RAD Decision, pages 19-20 at para 56). Once again, the
decision of the RAD on this point is reasonable.
[52]
It was therefore based on its own analysis of
the documentation submitted by the applicant and the inconsistencies raised that
the RAD upheld the decision of the RPD, namely, that the applicant had not
established his identity on a balance of probabilities. It conducted its own
analysis and made its own determinations, confirming the decision of the RPD.
Consequently, the RAD’s decision is reasonable.
IX.
Conclusion
[53]
The RAD made the decision not to hold a hearing
on the basis that there was no new evidence in the record. Following its own
assessment of the evidence, the RAD reasonably concluded that it would uphold the
RPD’s decision that the applicant had failed to establish his identity on a
balance of probabilities. The intervention of this Court is not warranted.
[54]
In his additional submissions, the applicant
proposed the following question for certification:
For the purposes of applying subsection
110(6) of the IRPA, where a serious issue pertaining to a claimant’s
credibility arises before the RAD, could the documentary evidence that may
point to a possibility of holding a hearing: (1) include evidence already
contained in the record before the RPD referred to in subsection 110(3) of the IRPA
but that was not considered or was not adequately considered by the RPD; or (2)
is it strictly limited to documentary evidence that is the subject of
subsection 110(4) of the IRPA, to the exclusion of evidence that was already in
the record that was heard by the RPD?
[55]
The respondent replies to the certification of
this question by arguing that sections 110 and 111 of the IRPA are clear,
namely, that new evidence has to be submitted under subsection 110(4) of the IRPA
in order for the RAD to hold a hearing. Given that there is no new evidence in
this case, the question submitted is not relevant to this case. Accordingly, it
cannot be certified.
[56]
The principles that govern the certification of
a question under paragraph 74(d) of the IRPA were established by the Federal Court
of Appeal. In order to certify a question, the judge must find that it “transcends the interests of the immediate parties to the
litigation and contemplates issues of broad significance or general
application” (Canada (Minister
of Citizenship and Immigration) v Liyanagamage, [1994] FFJ No 1637, 176 NR
4 at paras 4-6). The question must be a serious one that is dispositive of the appeal
(Varela v Canada (Minister of Citizenship and Immigration), 2009 FCA 145
at paras 22-29).
[57]
That said, “the Court
will not proceed to simply validate the certified questions suggested by the
parties: further analysis is required if the “gatekeeper function”, as
qualified in Varela, at para 43, is to be taken seriously. Such is the
role of this Court in determining certified questions” (Harkat (Re), 2011 FC 75 at para 13; see
also Galvez Padilla v Canada (Minister of Citizenship and Immigration),
2013 FC 247 at para 87).
[58]
In this case, there is no need for the proposed
question to be certified.
[59]
Indeed, counsel for the applicant acknowledged
at the hearing and in his additional submissions that, upon reading sections
110 and 111 of the IRPA, it is necessary to present new evidence before the RAD
in order for it to consider granting a hearing if an appellant so requests. The
applicant submitted no new evidence to the RAD. Nor did the applicant cite any
case law contradicting the decisions of this Court in Sajad, Yin,
Bui and Djossou, above, which explain the need for new evidence
to be adduced for the RAD to be able to decide to grant a hearing to an appellant
who so requests.
[60]
Further, if one were to respond in the
affirmative to part (1) of the question proposed for certification by the
applicant, subsection 111(2) of the IRPA would lose all of its meaning. Indeed,
according to this subsection, the RAD may only refer the decision, if it is of
the opinion that “the decision of the Refugee
Protection Division is wrong in law, in fact or in mixed law and fact” and “it cannot make a decision
under paragraph 111(1)(a) or (b) without hearing evidence that
was presented to the Refugee Protection Division”. The answer to the
first part of his question therefore lies within subsection 111(2) itself.
[61]
Part (2) of the proposed question is not determinative
of this case either: as mentioned above, the applicant’s counsel himself
acknowledged that new evidence was necessary in order for the RAD to consider
holding a hearing and there was no new evidence in this case.
[62]
More importantly here, however, the facts put
forth by the applicant to establish his identity or to show that he was in need
of protection are simply not credible. What the applicant is seeking in a new
hearing, in order to adjust his testimony in an attempt to restore his
credibility. The facts, as related above, speak for themselves. The RPD did not
believe him, nor did the RAD, and the undersigned finds that the conclusion of the
RAD is reasonable. On that basis, it would be inappropriate to certify a question
in such circumstances. The applicant had an opportunity to be heard on two
occasions, and in this proceeding, a third time. His credibility was fatally
called into question. Hence the reasonableness of the RAD’s decision, which
eloquently characterized the credibility with respect to the facts put forward
by the applicant as being nil.
[63]
Thus, in light of all of the facts of this case
and the foregoing analysis, and given these circumstances, the question cannot
be certified.