Date: 20120831
Docket: T-56-11
Citation: 2012 FC 1027
Ottawa, Ontario, August 31, 2012
PRESENT: The Honourable Madam
Justice Gleason
BETWEEN:
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ZABIA CHAMBERLAIN
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Applicant
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and
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THE ATTORNEY GENERAL OF CANADA
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Respondent
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REASONS
FOR JUDGMENT AND JUDGMENT
[1]
The
applicant, Zabia Chamberlain, is a long-serving member of the federal public
service, employed in the Department of Human Resources and Skills Development
[HRSDC]. In 2006, she was offered and accepted a temporary promotion to an
acting assignment in an excluded EX-01 position. She claims that the workload
in that position was excessive and that she was subjected to ongoing harassment
by the supervisor to whom she reported in the acting assignment. Matters came to
a head in April 2008, when the supervisor swore and shouted at Ms. Chamberlain.
She alleges that he was also physically intimidating and on other occasions had
made comments to her that she found to be sexually suggestive and
inappropriate.
[2]
In
April 2008, Ms. Chamberlain made a complaint to the Assistant Deputy Minster
[ADM] to whom her supervisor reported. Ms. Chamberlain fell ill shortly
thereafter and has not worked since. The ADM investigated Ms. Chamberlain’s
complaint and concluded that Ms. Chamberlain’s supervisor had violated the Treasury
Board Harassment Policy. Ms. Chamberlain, however, was not satisfied with the
investigation report and has been engaged in a lengthy debate about it with
HRSDC. Indeed, the correspondence between Ms. Chamberlain, her co-workers and
HRSDC spawned the record before the Court in this application, which consists
of 14 bound volumes of documentation.
[3]
Ms.
Chamberlain’s acting assignment in the EX-01 position ended on its originally
scheduled end-date of October 6, 2008, although she was absent due to illness
at the time. HRSDC has offered to return Ms. Chamberlain to her substantive
position of ES-07 in another branch of HRSDC, but Ms. Chamberlain claims that
due to her medical condition she cannot work in the locations that have been made
available. She also argues that she ought to continue to be paid at the EX-01
level and alleges that she was effectively blocked from competing for promised
vacancies at the EX-01 level because her former supervisor, about whom she complained,
ran the competitions for these positions.
[4]
On
December 3, 2008, Ms. Chamberlain filed a grievance in which she complained
about several matters, including the treatment she had received from her
supervisor, the investigation conducted by the ADM, the contents of the
investigation report, her inability to compete for the posted EX-01 positions
and loss of the EX-01 salary, HRSDC’s alleged disregard of its obligation to
ensure her health and safety in accordance with Part II of the Canada Labour
Code, RSC, 1985,
c L-2) [the Code],
the alleged failure of HRSDC to accommodate her and the discrimination she
claims to have faced as a woman, a member of a visible minority group and a
person with a disability. Ms. Chamberlain referred her grievance to adjudication
under the Public Service Labour Relations Act, SC 2003, c 22, s 2 [PSLRA
or the Act]. Ms. Chamberlain also filed four complaints with the Public Service
Labour Relations Board [PSLRB or the Board], alleging that the employer
violated its obligations to provide her with a safe work environment under the
Code and engaged in reprisals contrary to the Code.
[5]
In
a decision dated December 13, 2010, Adjudicator Filliter of the PSLRB dismissed
Ms. Chamberlain’s grievance on a preliminary basis, holding that it did not
raise any adjudicable issue. In the same decision, Vice-Chairperson Filliter
also ruled on the four Code-based complaints and held that only portions of
them were adjudicable. In this application, Ms. Chamberlain seeks judicial
review of the Adjudicator’s decision dismissing her grievance.
[6]
Jurisdiction
over judicial review of decisions of the PSLRB is divided between this Court
and the Federal Court of Appeal. When Board members sit as grievance
adjudicators, their decisions are reviewable by this Court. All other of their
decisions are reviewable by the Federal Court of Appeal (see Beirnes v Canada (Treasury Board - Employment and Immigration Canada) (1993), 67 FTR 226, 4 WDCP (2d)
555 (TD)).
I therefore can only consider the portions of Mr. Filliter’s decision which
disposed of Ms. Chamberlain’s grievance. The portion of his decision ruling on
the Code complaints is reviewable by Federal Court of Appeal, and, indeed, that
Court has already received and decided such a review.
[7]
In
this regard, on February 8, 2012, the Federal Court of Appeal dismissed Ms.
Chamberlain’s application for judicial review in respect of the portion of Vice
Chairperson Filliter’s decision that dealt with the Code (Chamberlain v Canada (Attorney
General), 2012 FCA 44 [Chamberlain]).
Ms. Chamberlain sought leave to appeal the Federal Court of Appeal’s decision
to the Supreme Court of Canada, which refused leave on August 9, 2012.
[8]
Ms.
Chamberlain’s present application for judicial review contains several
arguments, some of which have been disposed of by the Federal Court of Appeal
in Chamberlain. In particular, Ms. Chamberlain alleges that the
Adjudicator violated the requirements of procedural fairness and was biased,
arguments which also pertain to her Code-based claims and which were considered
and dismissed by the Federal Court of Appeal in Chamberlain. As is
discussed below, the principles of issue estoppel, or the rule that an issue
that has already been determined between parties cannot be re-litigated, and stare
decisis, or the rule that lower courts are bound by the rulings made by
higher courts, require that I follow the decision of the Federal Court of
Appeal on these points and results in the dismissal of Ms. Chamberlain’s
arguments related to an alleged breach of procedural fairness and bias.
[9]
In
addition to these points, Ms. Chamberlain alleges that the Adjudicator made a
number of other reviewable errors in dismissing her grievance. Although she
articulates them in various ways, these errors can be summarised as basically
falling into three categories. She first alleges that the Adjudicator erred in
finding that the grievance is not related to a disciplinary action resulting in
demotion or financial penalty within the meaning of paragraph 209(1)(b) of the
PSLRA. Second, she attacks the Adjudicator’s dismissal of her grievance,
arguing that she asserted human rights violations which the Adjudicator should
have found to be adjudicable. Finally, she makes a number of allegations that
are in essence a repetition of her claims concerning the errors she believes the
Adjudicator made in ruling on her complaints under the Code, or, indeed, that
relate to the merits of the Code-based claims that the PSLRB is still
adjudicating.
[10]
The
final category of error is not appropriately raised in this application for
judicial review as it is outside this Court’s jurisdiction. Moreover, it was
already ruled upon in part by the Federal Court of Appeal and in other part is
the subject of an ongoing proceeding before the PSLRB. Thus, only the first and
second of the substantive areas in which Ms. Chamberlain alleges the
Adjudicator erred are properly raised here.
[11]
As
is discussed below, the reasonableness standard of review applies to the
Adjudicator’s determination that Ms. Chamberlain’s grievance is not related to
a disciplinary action resulting in demotion or financial penalty under
paragraph 209(1)(b) of the PSLRA. For the reasons set out below, I have
concluded that the Adjudicator’s decision on this issue is reasonable and,
accordingly, that this ground for review fails.
[12]
As
concerns the second ground raised by Ms. Chamberlain - related to her human
rights claims - Ms. Chamberlain’s grievance raises a claim that the employer
failed to accommodate her in breach of the Canadian Human Rights Act, RSC, 1985, c H-6 [CHRA] and also
raises a claim that she has been discriminated against in violation of the
CHRA. Although these claims are not clearly stated, Ms. Chamberlain does
allege in her grievance that she was a victim of discrimination and that the
employer failed to facilitate her return to work. She also mentions the CHRA.
The Adjudicator did not consider the adjudicability of the alleged violations
of the CHRA in his decision and thus, as is more fully discussed below,
committed a reviewable error. It may well be that Ms. Chamberlain’s human
rights claims are inadjudicable, but this matter was not addressed by the
Adjudicator and should have been. I have accordingly determined that the
Adjudicator’s order dismissing Ms. Chamberlain’s grievance must be set aside
and the matter be remitted back to him (if he is available or to another PSLRB
adjudicator if he is not) to determine whether or not Ms. Chamberlain’s claim
of an alleged breach of the CHRA is adjudicable under the PSLRA. As the
standard of review of an Adjudicator’s determination of arbitrability is
reasonableness, it is for the Adjudicator – and not this Court – to make this
determination.
[13]
At
the hearing of this matter, two evidentiary issues were raised. Ms. Chamberlain
sought to file additional evidence, which I ruled was inadmissible. I set out
my reasons for so doing below. Counsel for the respondent also made a motion to
strike portions of the record before the Court, and I took this issue under
reserve. For the reasons that follow, I am granting the respondent’s motion to
strike in part.
Issues
[14]
As
is apparent from the foregoing, the issues that arise in this case are the
following:
1. What record is
appropriately before the Court in these matters;
2. What is the impact of
the decision of the Federal Court of Appeal in Chamberlain on the bias
and breach of procedural fairness claims made in this case;
3. What standard of
review is applicable to the portions of the Adjudicator’s decision that are
properly before this Court in this application;
4. Is the Adjudicator’s
decision, determining that Ms. Chamberlain’s grievance does not allege a
disciplinary action resulting in demotion or financial penalty, reasonable;
5. Should the Adjudicator
have considered the human rights claims Ms. Chamberlain alleges were made in
her grievance; and
6. What remedy is
appropriate?
What material is appropriately before
the court in these matters?
[15]
At
the hearing of this application, Ms. Chamberlain sought to file five additional
affidavits: three from herself, dated September 6, 2011, October 7, 2011 and
January 10, 2012; another signed by Julie Dupuis, dated January 6, 2012; and,
finally, an affidavit from her mother, Salima Dean, dated January 6, 2012. By
order dated February 14, 2012, Prothonotary Aronovitch ruled that none of these
affidavits was admissible. Madam Aronovitch’s order was not appealed and
therefore represents a final and binding determination on the admissibility of
these five affidavits. For this reason, I ruled on May 16, 2012, during the
second day of hearing in this matter, that none of the five affidavits could be
filed and that they would not be considered by me in deciding this application.
[16]
As
noted, during the hearing, counsel for the respondent sought an order striking
portions of the record that had been filed by Ms. Chamberlain. More
specifically, counsel sought to strike all the affidavits or affirmative
declarations contained at Tab 5 of the applicant’s record, with the exception
of the affidavits of M. Rondeau, dated January 14, 2011 and of T. Dugas, dated
January 27, 2011. She also sought to strike Tabs A and B of
Tab 6 of the applicant’s record (a series of questions posed to and answers
given by Ms. Chamberlain's treating physician and psychologist) and all
materials that post-dated the Adjudicator's decision.
The latter included numerous documents obtained by Ms. Chamberlain from HRSDC
through requests she made under the Privacy Act, RSC , 1985, c P-21, and
exhibits that have been filed before the PSLRB in the context of the ongoing
hearings into the portions Ms. Chamberlain's Code-based complaints that Vice-
Chairperson Filliter determined were adjudicable.
[17]
The
general rule, which has been qualified as “trite law”, is that an applicant on
judicial review can only rely on evidence that was before the decision-maker
(see e.g. Ochapowace Indian Band v Canada (Attorney General),
2007 FC 920 at para 9, 316 FTR 19 [Ochapowace Indian Band]; Slaeman
v Canada (Attorney General), 2012 FC 641 at para 15). There are limited
exceptions to this rule, namely when the evidence relates to a challenge to
procedural fairness, the tribunal’s jurisdiction or is general background
information of assistance to the court (Ochapowace Indian Band at
para 9).
[18]
The
impugned documents at Tabs 5 and 6 of the Record are arguably related to Ms.
Chamberlain’s procedural fairness claims as they contain evidence that the
Adjudicator did not admit (which she asserts amounted to a breach of procedural
fairness). Accordingly, I have determined that these documents will not be
struck from the record. Even though the decision of the Federal Court of Appeal
in Chamberlain results in the dismissal of these claims, the record was constituted
before that decision was made and the procedural fairness and bias issues placed
before me for determination. Accordingly, evidence related to them is properly
part of the record (even though the claims themselves must be dismissed for the
reasons set out below).
[19]
The
rest of the impugned documents, however, post-date the Adjudicator’s decision
and thus were not before him and do not fall within one of the exceptions noted
above. Given the date they were created, they cannot shed light on the hearing
before the Adjudicator and do not concern his jurisdiction. The documents contained
at Tabs 8, 9, 10, D and E1, and 11A, B, C, D, E and F of the applicant’s record
are therefore not admissible in this application and will be struck from the
record. I accordingly have not considered them in making this decision.
What is the impact of the
Decision of the Federal Court of Appeal in Chamberlain on the bias and breach
of procedural fairness claims made in this case?
[20]
Turning
to the procedural fairness and bias claims made by Ms. Chamberlain, as noted,
the Federal Court of Appeal considered and dismissed essentially the same
claims in Chamberlain. Indeed, Ms. Chamberlain’s written submissions to
the two Courts on these points are very similar. In both proceedings, she
alleged that she was not provided with the opportunity to present her case in
full, that her evidence and cited jurisprudence were not sufficiently
considered and that the Adjudicator did not issue summons to witnesses whom Ms.
Chamberlain wished to call. The Court of Appeal found that, while Ms.
Chamberlain may have disagreed with the outcome of the decision as well as the
reasons, her right to procedural fairness had been respected, and there was no
reasonable apprehension of bias.
[21]
The
respondent argues that Ms. Chamberlain is barred from bringing these issues
before this Court due to the application of the doctrine of abuse of process,
as outlined by the Supreme Court of Canada in Toronto (City) v CUPE, Local
79, 2003 SCC 63, [2003] 3 S.C.R. 77 [City of Toronto]. I disagree. The
doctrine of abuse of process is normally not applied when issue estoppel
pertains. For the reasons set out below, I find that issue estoppel does
pertain in this case. In addition, the doctrine of stare decisis
prevents Ms. Chamberlain from re-litigating the bias and procedural fairness
issues. Thus, while I agree with counsel for the respondent that these issues
cannot be re-litigated, I differ as to the reason why this is so.
[22]
The principle
of issue estoppel, a branch of the broader doctrine of res judicata,
exists to prevent collateral attacks of decisions. In order for issue estoppel
to apply, three elements are required: first, the same parties (or their
privies) must be involved in the two cases; second, a final decision must have
been made in the earlier case; and third, the same question must have been
decided in the earlier case (Danyluk v Ainsworth Technologies, 2001 SCC
44 at para 25, [2001] 2 S.C.R. 460 [Danyluk]). Where these three elements
are present, the issue cannot be re-litigated.
[23]
There are
important policy reasons behind the doctrine of issue estoppel. As the Supreme
Court of Canada stated in BC Workers’ Compensation Board v Figliola,
2011 SCC 52 at para 34, [2011] 3 S.C.R. 422 [BC Workers], the proper way to
challenge a legal determination is through an appeal or review and not a
collateral attack or a proceeding commenced in another forum. The Court
summarized the applicable principles in the following way:
·
It is in the
interests of the public and the parties that the finality of a decision can be
relied on.
·
Respect for
the finality of a judicial or administrative decision increases fairness and
the integrity of the courts, administrative tribunals and the administration of
justice; on the other hand, re-litigation of issues that have been previously
decided in an appropriate forum may undermine confidence in this fairness and
integrity by creating inconsistent results and unnecessarily duplicative
proceedings.
·
The method of
challenging the validity or correctness of a judicial or administrative
decision should be through the appeal or judicial review mechanisms that are
intended by the legislature.
·
Parties
should not circumvent the appropriate review mechanism by using other forums to
challenge a judicial or administrative decision.
·
Avoiding
unnecessary re-litigation avoids an unnecessary expenditure of resources.
[BC
Workers at para 34, citations omitted.]
[24]
All the
elements necessary for the doctrine of issue estoppel are present in this case.
First, the parties before me are identical to those before the Court of Appeal
in Chamberlain. Second, with the Supreme Court of Canada having refused
Ms. Chamberlain’s application for leave to appeal the decision of the Federal
Court of Appeal, there is no doubt that the Federal Court of Appeal’s decision
is final. Third, as indicated, Ms. Chamberlain’s application before the Court
of Appeal raised identical issues to those here and thus the questions before
the Court of Appeal were the same as those here. Therefore, the doctrine of
issue estoppel must result in the dismissal of Ms. Chamberlain’s procedural
fairness and bias arguments.
[25]
There is an
additional reason why these arguments must be rejected, namely, the principle
of stare decisis or rule that requires adherence by a court below to the
law as determined by superior courts that hear appeals from the court below.
Justice Rothstein (then of the Federal Court of Appeal), explained in Canada
(Commissioner of Competition) v Superior Propane Inc, 2003 FCA 53 at para
54, [2003] FCJ No 151: “The principle of stare decisis is, of course,
well known to lawyers and judges. Lower courts must follow the law as
interpreted by a higher coordinate court. They cannot refuse to follow it”
[citations omitted]. The Federal Court of Appeal hears appeals from this Court
and decided precisely the same issue as is now before me regarding the alleged
bias of the Adjudicator and the claim that he violated the principles of
procedural fairness. Accordingly, the decision in Chamberlain is
binding on me, and for this reason as well Ms. Chamberlain’s bias and procedural
fairness claims must be dismissed.
What
standard of review is applicable to the portions of the Adjudicator’s Decision
that are before this Court in this application?
[26]
The
next issue that arises is the standard of
review to be applied to the questions properly before this Court. It will be
recalled that they involve the following two inquiries: first, whether the
Adjudicator erred in determining that the grievance did not relate to a
disciplinary action resulting in demotion or financial penalty within the
meaning of paragraph 209(1)(b) of the PSLRA and, second, whether he erred in
failing to consider Ms. Chamberlain’s human rights claims.
[27]
To
begin with the simpler question regarding the standard of review applicable to Ms.
Chamberlain’s human rights claims, the Federal Court of Appeal recently dealt
with a similar question in Turner v Canada (Attorney General), 2012 FCA
159, [2012] FCJ No 666 [Turner]. In Turner, the Court reviewed a
decision of the Canadian Human Rights Tribunal where the applicant alleged the
Tribunal had failed to consider a basis of discrimination raised in his
complaint. The Court determined that no deference was owed to the Tribunal’s
decision in this regard, it being for the reviewing Court to decide whether an
inferior tribunal has failed to address an issue before it (at para 43). Thus, as concerns Ms.
Chamberlain’s claim that the Adjudicator erred in dismissing her human rights
claims, no deference is to be afforded to the Adjudicator’s decision, and it is
for the Court to determine whether he failed to address an issue that was
raised in her grievance.
[28]
With
respect to the standard applicable to the review of the Adjudicator’s
determination that the grievance did not relate to a disciplinary action
resulting in demotion or financial penalty, within the meaning of paragraph
209(1)(b) of the PSLRA, there is conflicting authority on this point.
[29]
Ms.
Chamberlain appears to argue for the correctness standard as she claims that
the Adjudicator’s determination is erroneous. Counsel for the respondent, on
the other hand, argues that the applicable standard of review is
reasonableness, asserting that the case law has determined that this standard
is applicable to review of the PSLRB’s interpretation of paragraph 209(1)(b) of
the Act (citing in this regard Canada (Attorney General) v Amos, 2011
FCA 38, 330 DLR (4th) 603 [Amos] and Lindsay v Canada (Attorney
General), 2010 FC 389, 369 FTR 64 [Lindsay]). Counsel argues in the
alternative that application of the four factors from the “pragmatic and
functional analysis”, which were re-affirmed in Dunsmuir v New
Brunswick, 2008 SCC 9 at para 64, [2008] 1 S.C.R. 190 [Dunsmuir], also
results in the application of the reasonableness standard, given the presence
of a strong privative clause in the PSLRA, the purpose of the PSLRB, which is
tasked with providing expeditious settlement of workplace disputes, the nature
of the question before the Adjudicator and, more generally, the expertise of
PSLRB adjudicators in interpreting the scope of their jurisdiction under
paragraph 209(1)(b) of the Act.
[30]
To
put the issue in context, it is useful to review the relevant statutory
provisions. Sections 208 and 209 of the PSLRA define which matters may be the
subject of a grievance and which matters may be referred to adjudication by
federal public servants. Generally speaking, these sections provide employees
in the federal public service with broad rights to grieve virtually any
workplace-related issue but circumscribe the scope of matters which may be
referred to adjudication before the PSLRB. These sections provide in relevant
part:
Right
of employee
208. (1) Subject to
subsections (2) to (7), an employee is entitled to present an individual
grievance if he or she feels aggrieved
(a)
by the interpretation or application, in respect of the employee, of
(i)
a provision of a statute or regulation, or of a direction or other instrument
made or issued by the employer, that deals with terms and conditions of
employment, or
(ii)
a provision of a collective agreement or an arbitral award; or
(b)
as a result of any occurrence or matter affecting his or her terms and
conditions of employment.
Limitation
(2)
An employee may not present an individual grievance in respect of which an
administrative procedure for redress is provided under any Act of Parliament,
other than the Canadian Human Rights Act.
[…]
Limitation
(4)
An employee may not present an individual grievance relating to the
interpretation or application, in respect of the employee, of a provision of
a collective agreement or an arbitral award unless the employee has the
approval of and is represented by the bargaining agent for the bargaining
unit to which the collective agreement or arbitral award applies.
[…]
Reference
to adjudication
209. (1) An employee may
refer to adjudication an individual grievance that has been presented up to
and including the final level in the grievance process and that has not been
dealt with to the employee’s satisfaction if the grievance is related to
(a)
the interpretation or application in respect of the employee of a provision
of a collective agreement or an arbitral award;
(b)
a disciplinary action resulting in termination, demotion, suspension or
financial penalty;
(c)
in the case of an employee in the core public administration,
(i)
demotion or termination under paragraph 12(1)(d) of the Financial
Administration Act for unsatisfactory performance or under paragraph 12(1)(e)
of that Act for any other reason that does not relate to a breach of
discipline or misconduct, or
[…]
Application
of paragraph (1)(a)
(2)
Before referring an individual grievance related to matters referred to in
paragraph (1)(a), the employee must obtain the approval of his or her
bargaining agent to represent him or her in the adjudication proceedings.
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Droit
du fonctionnaire
208. (1) Sous réserve
des paragraphes (2) à (7), le fonctionnaire a le droit de présenter un grief
individuel lorsqu’il s’estime lésé :
a)
par l’interprétation ou l’application à son égard :
(i)
soit de toute disposition d’une loi ou d’un règlement, ou de toute directive
ou de tout autre document de l’employeur concernant les conditions d’emploi,
(ii)
soit de toute disposition d’une convention collective ou d’une décision
arbitrale;
b)
par suite de tout fait portant atteinte à ses conditions d’emploi.
Réserve
(2)
Le fonctionnaire ne peut présenter de grief individuel si un recours
administratif de réparation lui est ouvert sous le régime d’une autre loi
fédérale, à l’exception de la Loi canadienne sur les droits de la personne.
[…]
Réserve
(4)
Le fonctionnaire ne peut présenter de grief individuel portant sur
l’interprétation ou l’application à son égard de toute disposition d’une
convention collective ou d’une décision arbitrale qu’à condition d’avoir
obtenu l’approbation de l’agent négociateur de l’unité de négociation à
laquelle s’applique la convention collective ou la décision arbitrale et
d’être représenté par cet agent.
[…]
Renvoi
d’un grief à l’arbitrage
209. (1) Après l’avoir
porté jusqu’au dernier palier de la procédure applicable sans avoir obtenu
satisfaction, le fonctionnaire peut renvoyer à l’arbitrage tout grief
individuel portant sur :
a)
soit l’interprétation ou l’application, à son égard, de toute disposition
d’une convention collective ou d’une décision arbitrale;
b)
soit une mesure disciplinaire entraînant le licenciement, la rétrogradation,
la suspension ou une sanction pécuniaire;
c)
soit, s’il est un fonctionnaire de l’administration publique centrale :
(i)
la rétrogradation ou le licenciement imposé sous le régime soit de l’alinéa
12(1)d) de la Loi sur la gestion des finances publiques pour rendement
insuffisant, soit de l’alinéa 12(1)e) de cette loi pour toute raison autre
que l’insuffisance du rendement, un manquement à la discipline ou une inconduite,
[…]
Application
de l’alinéa (1)a)
(2)
Pour que le fonctionnaire puisse renvoyer à l’arbitrage un grief individuel
du type visé à l’alinéa (1)a), il faut que son agent négociateur accepte de
le représenter dans la procédure d’arbitrage.
|
Somewhat similar provisions were contained in the
predecessor legislation, the Public Service Staff Relations Act, RSC 1985, c P-35:
Right
of employee
91. (1) Where any
employee feels aggrieved
(a)
by the interpretation or application, in respect of the employee, of
(i)
a provision of a statute, or of a regulation, by-law, direction or other
instrument made or issued by the employer, dealing with terms and conditions
of employment, or
(ii)
a provision of a collective agreement or an arbitral award, or
(b)
as a result of any occurrence or matter affecting the terms and conditions of
employment of the employee, other than a provision described in subparagraph
(a)(i) or (ii),
in
respect of which no administrative procedure for redress is provided in or
under an Act of Parliament, the employee is entitled, subject to subsection
(2), to present the grievance at each of the levels, up to and including the
final level, in the grievance process provided for by this Act.
Limitation
(2)
An employee is not entitled to present any grievance relating to the
interpretation or application, in respect of the employee, of a provision of
a collective agreement or an arbitral award unless the employee has the
approval of and is represented by the bargaining agent for the bargaining unit
to which the collective agreement or arbitral award applies, or any grievance
relating to any action taken pursuant to an instruction, direction or
regulation given or made as described in section 113.
[…]
92. (1) Where an
employee has presented a grievance, up to and including the final level in
the grievance process, with respect to
(a)
the interpretation or application in respect of the employee of a provision
of a collective agreement or an arbitral award,
(b)
in the case of an employee in a department or other portion of the public
service of Canada specified in Part I of Schedule I or designated pursuant to
subsection (4),
(i)
disciplinary action resulting in suspension or a financial penalty, or
(ii)
termination of employment or demotion pursuant to paragraph 11(2)(f) or (g)
of the Financial Administration Act, or
(c)
in the case of an employee not described in paragraph (b), disciplinary
action resulting in termination of employment, suspension or a financial
penalty,
and
the grievance has not been dealt with to the satisfaction of the employee,
the employee may, subject to subsection (2), refer the grievance to
adjudication.
Approval
of bargaining agent
(2)
Where a grievance that may be presented by an employee to adjudication is a
grievance described in paragraph (1)(a), the employee is not entitled to
refer the grievance to adjudication unless the bargaining agent for the
bargaining unit, to which the collective agreement or arbitral award referred
to in that paragraph applies, signifies in the prescribed manner its approval
of the reference of the grievance to adjudication and its willingness to
represent the employee in the adjudication proceedings.
[…]
|
Droit
du fonctionnaire
91. (1) Sous réserve du
paragraphe (2) et si aucun autre recours administratif de réparation ne lui
est ouvert sous le régime d’une loi fédérale, le fonctionnaire a le droit de
présenter un grief à tous les paliers de la procédure prévue à cette fin par
la présente loi, lorsqu’il s’estime lésé :
a)
par l’interprétation ou l’application à son égard :
(i)
soit d’une disposition législative, d’un règlement -- administratif ou autre
--, d’une instruction ou d’un autre acte pris par l’employeur concernant les
conditions d’emploi,
(ii)
soit d’une disposition d’une convention collective ou d’une décision
arbitrale;
b)
par suite de tout fait autre que ceux mentionnés aux sous-alinéas a)(i) ou
(ii) et portant atteinte à ses conditions d’emploi.
Restrictions
(2)
Le fonctionnaire n’est pas admis à présenter de grief portant sur une mesure
prise en vertu d’une directive, d’une instruction ou d’un règlement conforme
à l’article 113. Par ailleurs, il ne peut déposer de grief touchant à l’interprétation
ou à l’application à son égard d’une disposition d’une convention collective
ou d’une décision arbitrale qu’à condition d’avoir obtenu l’approbation de l’agent
négociateur de l’unité de négociation à laquelle s’applique la convention
collective ou la décision arbitrale et d’être représenté par cet agent.
[...]
92. (1) Après l’avoir
porté jusqu’au dernier palier de la procédure applicable sans avoir obtenu
satisfaction, un fonctionnaire peut renvoyer à l’arbitrage tout grief portant
sur: a) l’interprétation ou l’application, à son endroit, d’une disposition d’une
convention collective ou d’une décision arbitrale;
b)
dans le cas d’un fonctionnaire d’un ministère ou secteur de l’administration
publique fédérale spécifié à la partie I de l’annexe I ou désigné par décret
pris au titre du paragraphe (4), soit une mesure disciplinaire entraînant la
suspension ou une sanction pécuniaire, soit un licenciement ou une
rétrogradation visé aux alinéas 11(2)f) ou g) de la Loi sur la gestion des
finances publiques;
c)
dans les autres cas, une mesure disciplinaire entraînant le licenciement, la
suspension ou une sanction pécuniaire.
Approbation
de l’agent négociateur
(2)
Pour pouvoir renvoyer à l’arbitrage un grief du type visé à l’alinéa (1)a),
le fonctionnaire doit obtenir, dans les formes réglementaires, l’approbation
de son agent négociateur et son acceptation de le représenter dans la
procédure d’arbitrage.
[...]
|
[31]
These
sections have been the subject of considerable litigation, on a variety of
issues, including the scope of review to be applied by this Court to decisions
of the PSLRB (or its predecessor, the Public Service Staff Relations Board
[PSSRB]). Much of the older case law (decided before the decision of the
Supreme Court of Canada in Dunsmuir) held that the applicable standard
of review to be applied to decisions of the PSSRB regarding its jurisdiction
was correctness (see e.g. Marin
v Canada (Treasury Board),
2007 FC 1250, 320 FTR 119; Chadwick v Canada (Attorney General), 2004 FC
503, [2004] FCJ No 605; Canada (Attorney General) v Marinos, [2000] 4 FC
98, 186 DLR (4th) 517). These
cases reasoned that the statute circumscribes the Board’s jurisdiction in
setting out what matters are adjudicable and, accordingly, that what is now
section 209 of the PSLRA is a jurisdictional provision, necessitating review on
the correctness standard.
[32]
More
recent cases from this Court, however, apply the reasonableness standard (see
e.g. Lindsay at paras 36-38 and Kagimbi v Canada (Attorney
General), 2011 FC 527 at para
15), drawing inspiration from Dunsmuir and subsequent cases on the
standard of review from the Supreme Court of Canada, which militate in favour
of a more deferential standard of review. In addition, several recent cases
from the Federal Court of Appeal, concerning other sorts of determinations made
by the PSLRB under other sections of the PSLRA, have also held that a
reasonableness standard of review is applicable (see e.g. Amos at para
33, cited above at para 29; Public
Service Alliance of Canada v Canadian Federal Pilots Association, 2009 FCA 223
at para 50, [2010] 3 FCR 219 [Federal Pilots Association]; and Attorney
General of Canada v Public Service Alliance of Canada, 2011 FCA 257 at
paras 27-35, 343 DLR (4th) 156 [AG v PSAC]).
[33]
The
matter of the standard of review applicable to the determination at issue in
this case has not been definitively settled by the Federal Court of Appeal.
Contrary to what that counsel for the respondent asserts, the Amos
decision did not deal with the standard of review to be applied to the Board’s
determination of arbitrability under paragraph 209(1)(b) of the PSLRA. Rather,
the Amos case concerned the jurisdiction of the PSLRB to enforce
settlements and the standard of review applicable to the Board’s determination
that it possessed jurisdiction to do so.
[34]
In
the relatively recent decision in Rhéaume v Canada (Attorney General),
2010 FCA 355, 415 NR 47, the Court of Appeal noted the division in the case law
on the standard of review applicable in cases like the present and declined to
pronounce on what standard is applicable to determinations of the Board under
paragraph 92(1)(b) of the PSSRA (the precursor to paragraph 209(1)(b) of the
PSLRA) because the Board decision at issue in that case was both reasonable and
correct. Justice Trudel, writing for the Court, noted that the Court of Appeal
would “consider [the] issue [of the applicable standard of review] another
time” (at para 9).
[35]
In
light of this division in the case law, it is necessary to analyse the PSLRA
and the nature of the issue before the Adjudicator to determine the appropriate
standard of review. The requisite analysis is a contextual one and involves
consideration of a number of factors, including: (1) the presence or absence of a privative clause
and the wording of any such clause; (2) the purpose of the PSLRB; (3) the
nature of the question at issue, and; (4) the expertise of the PSLRB
(paraphrasing Dunsmuir at para 64).
[36]
As counsel
for the respondent correctly notes, the PSLRA (unlike the PSSRA) contains a
strong privative clause. In this regard, section 233 of the PSLRA provides as
follows:
Decisions
not to be reviewed by court
233. (1) Every decision of
an adjudicator is final and may not be questioned or reviewed in any court.
No
review by certiorari, etc.
(2)
No order may be made, process entered or proceeding taken in any court,
whether by way of injunction, certiorari, prohibition, quo warranto
or otherwise, to question, review, prohibit or restrain an adjudicator in any
of the adjudicator’s proceedings under this Part.
|
Caractère
définitif des décisions
233. (1) La décision de
l’arbitre de grief est définitive et ne peut être ni contestée ni révisée par
voie judiciaire.
Interdiction
de recours extraordinaires
(2)
Il n’est admis aucun recours ni aucune décision judiciaire — notamment par
voie d’injonction, de certiorari, de prohibition ou de quo warranto
— visant à contester, réviser, empêcher ou limiter l’action de l’arbitre de
grief exercée dans le cadre de la présente partie.
|
[37]
The Federal
Court of Appeal has held that this strongly-worded privative clause is an
important factor leading to the conclusion that the reasonableness standard of
review is applicable to other sorts of decisions made by the PSLRB. For
example, in Federal Pilots Association (cited above at para 32), the
Court was required to determine what standard of review is applicable to the
PSLRB’s determination of the scope of a bargaining unit. Justice Evans, writing
for the majority of the Court, noted that section 233 is a “strong preclusive
clause” and considered this factor an important one in determining that the
standard of review applicable in that case was reasonableness (at paras 18 and
55). Likewise, in AG v PSAC (at para 35, cited above at para 32), the
Court of Appeal relied in on the privative clause contained in section 51 of
the PSLRA in determining that the reasonableness standard of review is
applicable to a decision of the PSLRB setting essential service levels that
must be maintained in the event of a strike or lockout. In Amos (cited
above at para 29), the content of the privative clause was an important factor
in the determination that the reasonableness standard of review is applicable
to the Board's decision that it possessed jurisdiction to enforce grievance
settlements (see para 29).
[38]
Section
233 of the PSLRA is similar to the privative clause found in Part I of the
Code, which sets out the provisions relating to labour relations in the federal
private sector and establishes and provides authority to the Canada Industrial
Relations Board [CIRB]. The case law firmly establishes that the reasonableness
standard of review applies to decisions of the CIRB, in part due to the
strongly-worded privative clause found in section 22 of the Code (see e.g. Syndicat
des débardeurs du Port de Québec (CUPE, Local 2614) v Société des Arrimeurs de Québec
Inc, 2011 FCA
17, 419 NR 225 at para 37; JD Irving Ltd v General Longshore Workers,
Checkers and Shipliners of the Port of Saint John, 2003 FCA 266 at paras
10-11, [2003] 4 FC 1080). Thus,
the first factor from the pragmatic and functional analysis points strongly
towards selection of the reasonableness standard of review.
[39]
In
so far as concerns the second factor in the standard of review analysis, the
purpose of the PSLRB – like any labour tribunal – is to provide expeditious and
final settlement of workplace disputes. Such purpose has often been held to
warrant application of the reasonableness standard of review (see e.g. Federal
Pilots Association at para 55, cited above at para 32; Amos at para
30, cited above at para 29).
[40]
The
third factor, which involves consideration of the type of issue determined by
the Adjudicator, also militates strongly in favour of selection of the
reasonableness standard of review. In the impugned decision, the Adjudicator
was required to determine whether Ms. Chamberlain's grievance related to “disciplinary
action” by her employer that resulted in demotion or financial penalty.
Determination of this issue requires consideration of both fact and law, which
is the hallmark of the type of decision that normally attracts the
reasonableness standard of review.
[41]
Finally,
consideration of what types of actions constitute discipline lies at the very
heart of a labour tribunal's expertise. Myriads of these sorts of cases have
arisen before the PSLRB and their resolution requires sensitivity to workplace realities
that is at the very core of the Board’s expertise and is often outside the
expertise of a reviewing court. Thus, the fourth factor likewise points to
selection of the reasonableness standard of review.
[42]
The
fact that section 209 is drafted in terms that set out the scope of what issues
may be referred to adjudication (and therefore the scope of an adjudicator’s
jurisdiction) does not detract from the conclusion that the applicable standard
of review of a determination of arbitrability is reasonableness. In Dunsmuir
(cited above at para 29), where the Supreme Court of Canada set out its current
approach to standard of review issues, Justices LeBel and Bastarache, writing
for the majority, indicated that “[d]eference will usually result where a tribunal
is interpreting its own statute or statutes closely connected to its function,
with which it will have particular familiarity” (at para 54). While they noted
that “true questions of jurisdiction or vires” will be subject to review
on a correctness standard, they hastened to point out that such situations will
arise infrequently and “reiterate[d] the caution of Dickson J. in CUPE [Canadian Union of Public
Employees, Local 963 v New Brunswick Liquor Corp, [1979] 2 S.C.R. 227] that reviewing
judges must not brand as jurisdictional issues that are doubtfully so” (at para
59).
[43]
In
subsequent decisions, the Supreme Court has re-confirmed that there will be few
circumstances where the interpretation of a tribunal of its constituent statute
will give rise to a “true” jurisdictional question reviewable on a correctness
standard. In a trilogy of post-Dunsmuir decisions dealing with the
jurisdiction of administrative tribunals to award costs, the Supreme Court
applied the reasonableness standard to the tribunals' determination of the
scope of their jurisdiction, indicating that, as a general rule, a tribunal's
interpretation of its authority under its constituent statute should be
afforded deference and, accordingly, ought to be reviewed on the reasonableness
standard. In Nolan v Kerry (Canada) Inc, 2009 SCC 39, [2009] 2 S.C.R. 678,
Justice Rothstein, writing for the majority, stated that “courts should usually defer when
the tribunal is interpreting its own statute and will only exceptionally apply
a correctness standard when interpretation of that statute raises a broad
question of the tribunal’s authority” (at para 34). To similar effect, in Smith v
Alliance Pipeline Ltd., 2011 SCC 7, [2011] 1 S.C.R. 160, Justice Fish, writing
for the majority, summarily dismissed an argument that the issue of the
tribunal’s ability to award costs posed a jurisdictional question, holding at
para 36 that:
The jurisdictional ground is without merit. [The
tribunal has …] ‘the authority to make the inquiry’ whether ‘costs’ under [the
statute] refer solely to costs incurred in proceedings before them. A
determination that plainly falls within their ‘statutory grant of power’.
This passage seems to indicate that where the
statute affords the tribunal authority to address the issue, the question is
not a jurisdictional one. Finally, in Canada (Canadian Human Rights
Commission) v Canada (Attorney General), 2011 SCC 53, [2011] 3 S.C.R. 471, the
Court held that the reasonableness standard of review will apply to a
tribunal’s interpretation of the scope of its authority under its constituent
statute if the issue is “within its expertise” and “does not raise issues of
general legal importance” (per Justices LeBel and Cromwell, writing for the
Court, at para 24).
[44]
In
the recent decision of Alberta (Information and Privacy Commissioner)
v Alberta Teachers Association, 2011 SCC 61, [2011] 3 S.C.R. 654, Justice
Rothstein, writing for the majority, reconfirmed that there will be few
situations where a tribunal's interpretation of its scope of authority under
its constituent statute will be reviewable on a correctness standard. He stated
as follows at paragraph 34:
The
direction that the category of true questions of jurisdiction should be
interpreted narrowly takes on particular importance when the tribunal is interpreting
its home statute. In one sense, anything a tribunal does that involves the
interpretation of its home statute involves the determination of whether it has
the authority or jurisdiction to do what is being challenged on judicial
review. However, since Dunsmuir, this Court has departed from that
definition of jurisdiction. Indeed, in view of recent jurisprudence, it
may be that the time has come to reconsider whether, for purposes of judicial
review, the category of true questions of jurisdiction exists and is necessary
to identifying the appropriate standard of review. However, in the
absence of argument on the point in this case, it is sufficient in these
reasons to say that, unless the situation is exceptional, and we have not seen
such a situation since Dunsmuir, the interpretation by the tribunal of
“its own statute or statutes closely connected to its function, with which it
will have particular familiarity” should be presumed to be a question of
statutory interpretation subject to deference on judicial review.
[45]
My
conclusion that the reasonableness standard is applicable to the Adjudicator's
interpretation of paragraph 209(1)(b) of the PSLRA is reinforced by conclusions
of the Ontario and Alberta Courts of Appeal in deciding similar issues. In Ontario
Public Service Employees Union v Seneca College of Applied Arts &
Technology, [2006] OJ No 1756, 80 OR (3d) 1, the Ontario Court of Appeal,
in a pre-Dunsmuir decision, determined that the patent unreasonableness
standard of review was applicable to the determination of the board of
arbitration on the scope of its jurisdiction to award punitive damages under
the terms of the collective agreement in issue. To similar effect, in Alberta v Alberta Union of Provincial Employees, 2008 ABCA 258, the Alberta
Court of Appeal applied the reasonableness standard to an arbitrator's
determination of arbitrability.
[46]
In
light of the foregoing, the reasonableness standard is applicable to the review
of the Adjudicator’s determination that Ms. Chamberlain’s grievance did not
relate to a disciplinary action resulting in financial penalty or demotion.
This standard is a deferential one and requires that a reviewing court consider
both the tribunal’s reasons and the outcome. Generally speaking, a court cannot
intervene unless it is satisfied that the reasons of the tribunal are not
justified, transparent or intelligible and that the result does not fall
“within [the] range of possible, acceptable outcomes which are defensible in
respect of the facts and law” (Dunsmuir at para 47). It matters not
whether the reviewing court agrees with the tribunal’s conclusion, would have
reached a different result or might have reasoned differently. So long as the
reasons are comprehensible and the result is one that is rational and supportable
in light of the facts and the applicable law, a court should not overturn an
inferior tribunal’s decision under the reasonableness standard of review.
[47]
In
the present case, therefore, the issue is not whether the Adjudicator erred in
dismissing Ms. Chamberlain’s grievance under paragraph 209(1)(b) of the PSLRA
but, rather, whether his decision and reasoning are defensible in light of the
applicable facts and law and whether his reasons are comprehensible (or
transparent and intelligible). Insofar as concerns his failure to deal with the
human rights claim that Ms. Chamberlain alleges she made in the grievance,
however, no deference is warranted.
Is
the Adjudicator’s decision determining that the Ms. Chamberlain’s grievance
does not allege a disciplinary action resulting in demotion or financial
penalty reasonable?
[48]
A
review of whether the Adjudicator’s decision under paragraph 209(1)(b) of the
PSLRA is reasonable must start with the grievance itself. Ms. Chamberlain
represented herself in the grievance process, before the PSLRB and before this
Court. Her grievance listed eight points in which she asserts that the employer
has violated her rights. Although the grievance is quite lengthy, the essence
of the claims made in it may be paraphrased as follows:
1. the employer breached
its obligations regarding workplace health and safety in imposing an overly
heavy workload and undue pressure on Ms. Chamberlain and through her
supervisor’s “aggressive, harassing, abusive and physically-violating
behaviours” towards Ms. Chamberlain (Grievance Statement, Respondent’s Record,
Vol 2, p 110);
2. the employer
disregarded its obligations to treat the issue of Ms. Chamberlain's workplace
health and safety concerns in accordance with the procedures that Ms.
Chamberlain asserts were required under the Code and the Canada Occupational
Health and Safety Regulations, SOR/86-304;
3. the employer
disregarded its obligations to treat Ms. Chamberlain with “proactive positive
inclusion measures as a woman, a working parent, … a [v]isible [m]inority and
as a person with a disabling health condition”, in violation of the Employment
Equity Act, SC
1995, c 44
and applicable Treasury Board policies (Grievance Statement, Respondent’s
Record, Vol 2, p 110). Later portions of the grievance can be read as alleging
that these actions also violated the CHRA;
4. the employer failed to
correct errors that Ms. Chamberlain claims were contained in the investigation
report that the Assistant Deputy Minister completed, following the complaints
made by Ms. Chamberlain;
5. the employer failed to
accommodate Ms. Chamberlain and discriminated against her as a result of her
“work-imposed health limitations,” resulting in the loss of the EX-01 salary
that Ms. Chamberlain had been paid during her acting assignment (Grievance
Statement, Respondent’s Record, Vol 2, p 110);
6. the employer
disregarded its obligations under the Treasury Board Policy on the Duty to
Accommodate Persons with Disabilities in the Federal Public Service;
7. the employer
“[d]isregarded the damage to [Ms. Chamberlain's] established career path” that
was caused by her supervisor having led her to believe that the acting EX-01
assignment would lead to a permanent EX position, by “exploiting” her in that
position and by subjecting her to “questionable management behaviours,” all of
which resulted in Ms. Chamberlain being denied normal career development
opportunities, loss of the acting EX-01 salary and being “excluded” from the
job competitions for posted permanent EX vacancies at HRSDC, because the
competitions for the vacancies were run by the supervisor who had harassed her
(Grievance Statement, Respondent’s Record, Vol 2, pp 110-111); and
8. the employer failed to
follow proper administrative procedures in respect of expenditures and
decisions, the use of Ms. Chamberlain's e-mail during the period of her sick
leave, statements made in the investigation report and, generally, through its
disregard for her “health recovery” (Grievance Statement, Respondent’s Record
,Vol 2, p 111).
[49]
Many
of the foregoing points concern the Code. Under the PSLRA, claims of a
violation of the Code are to be made via way of complaint and not by way of
grievance (PSLRA at s 240; Code at ss 133, 147) and thus, as noted above,
cannot be raised in this application for judicial review. Others of the
foregoing points in the grievance claim violation of policies or administrative
procedures. Such claims are not adjudicable under the PSLRA. Thus, only the
claims related to an alleged breach of subsection 209(1) of the PSRLA and of
the CHRA might be adjudicable.
[50]
In
dealing with the issue of adjudicability of the grievance under paragraph
209(1)(b) of the PSLRA, the Adjudicator considered first whether the grievance,
on its face, disclosed any claim that the employer had disciplined Ms. Chamberlain
and concluded that it did not. He then went on to consider the issue of
disguised discipline, or a claim that otherwise apparently non-disciplinary
behaviour by an employer might be disciplinary if motivated by an intention to
correct employee misconduct or otherwise punish an employee, and invited Ms.
Chamberlain to place before him any evidence which might establish that she had
been disciplined. In response, Ms. Chamberlain filed much of the voluminous
record that is before this Court on this application.
[51]
The
Adjudicator reviewed the evidence, correctly noting that Ms. Chamberlain bore
the onus of demonstrating that she had suffered discipline, and found that she
had failed to establish that any act of the employer could be considered
disciplinary. More particularly, the Adjudicator concluded that the employer’s
decision to not extend Ms. Chamberlain’s acting EX-01 assignment was not
disciplinary nor was the decision to post and fill the EX-01 vacancies. Neither
of these acts was taken as a result of any misconduct by Ms. Chamberlain; nor
were they designed to punish or correct her. The Adjudicator similarly held
that the ADM’s investigation report was not a disciplinary action, that
requiring Ms. Chamberlain to utilize her sick leave was not disciplinary, and
that refusing to allow an employee to participate in second language training,
absent other evidence of a disciplinary intent, is not disciplinary action. The
Adjudicator thus concluded that there was no evidence that the employer
intended to discipline Ms. Chamberlain and therefore that there was no prima
facie evidence of discipline sufficient to afford him jurisdiction over Ms.
Chamberlain’s grievance under paragraph 209(1)(b) of the PSLRA.
[52]
As
is outlined below, the Adjudicator’s conclusions are reasonable in light of the
record before him and the applicable law.
[53]
In
her application before this Court, Ms. Chamberlain essentially makes three
arguments regarding the erroneous nature of the Adjudicator’s determination
under paragraph 209(1)(b) of the PSLRA. As is detailed below, none of them
provides any basis for interfering with the Adjudicator’s decision.
[54]
She
first argues that the Adjudicator’s conclusion that the employer’s actions in
her case were non-disciplinary is incorrect, because she did suffer a financial
loss in no longer receiving the EX-01 salary, in being required to utilise her
sick leave credits and in incurring legal expenses to pursue her grievance,
which all were caused by the situation she found herself in and HRSDC’s failure
to correct it. She secondly argues that the threats made by her supervisor were
the equivalent of verbal reprimands and, therefore, disciplinary. She finally
argues that the Adjudicator failed to follow and apply the applicable case law.
Each of these arguments is discussed below.
[55]
Dealing
with the first, it will be recalled that paragraph 209(1)(b) of the PSLRA
requires that an adjudicable grievance relate to a disciplinary action that
results in termination, demotion, suspension or financial penalty. On the facts
of Ms. Chamberlain’s situation, only demotion or financial penalty could
pertain. For her situation to come within the scope of paragraph 209(1)(b) of
the PSLRA, however, it is not enough for Ms. Chamberlain to have been placed in
a lower-rated position or to have suffered a financial loss. Rather, as
correctly noted by the Adjudicator, the reason behind any demotion or loss must
be also disciplinary.
[56]
Determination
of whether an act is disciplinary is a fact-driven inquiry and may involve
consideration of matters such as the nature of the employee’s conduct that gave
rise to the action in question, the nature of the action taken by the employer,
the employer’s stated intent and the impact of the action on the employee.
Where the employee’s behaviour is culpable or where the employer’s intent is to
correct or punish misconduct, an action generally will be viewed as
disciplinary. Conversely, where there is no culpable conduct and the intent to
punish or correct is absent, the situation will generally be viewed as
non-disciplinary (Lindsay at para 48 (cited above at para 29); Canada
(Attorney General) v Frazee, 2007 FC 1176 at paras 23-25, [2007] FCJ No
1548 [Frazee]; Basra
v Canada (Deputy Head - Correctional Service), 2008 FC 606 at para 19, [2008] FCJ No 777).
[57]
Some
situations are obviously disciplinary; these would include, for example,
situations where the employer overtly imposes a sanction (like a suspension or
termination) in response to an employee’s misconduct. Others are more nuanced
and require assessment of the foregoing factors to determine whether the
employer’s intent actually was to discipline the employee even though it may
assert it had no such motive. Justice Barnes explained the requisite inquiry in
the following terms in Frazee at paragraphs 21-25:
[T]he
issue is not whether an employer’s action is ill-conceived or badly executed
but, rather, whether it amounts to a form of discipline […] an employee's
feelings about being unfairly treated do not convert administrative action into
discipline […]
The
question to be asked is whether the employer intended to impose discipline and
whether its impugned decision was likely to be relied upon in the imposition of
future discipline […]
It
is accepted, nonetheless, that how the employer chooses to characterize its
decision cannot be by itself a determinative factor. The concept of
disguised discipline is a well known and a necessary controlling consideration
which allows an adjudicator to look behind the employer's stated motivation to
determine what was actually intended. Thus in Gaw v. Treasury Board
(National Parole Service) (1978) 166-2-3292 (PSSRB), the employer's
attempt to justify the employee's suspension from work as being necessary to
facilitate an investigation was rejected in the face of compelling evidence
that the employer's actual motivation was disciplinary […]
The
problem of disguised discipline can also be addressed by examining the effects
of the employer's action on the employee. Where the impact of the
employer's decision is significantly disproportionate to the administrative
rationale being served, the decision may be viewed as disciplinary […]
However, that threshold will not be reached where the employer's action is seen
to be a reasonable response (but not necessarily the best response) to honestly
held operational considerations.
Other
considerations for defining discipline in the employment context include the
impact of the decision upon the employee's career prospects, whether the
subject incident or the employer's view of it could be seen to involve culpable
or corrigible behaviour by the employee, whether the decision taken was
intended to be corrective and whether the employer's action had an immediate
adverse effect on the employee […]
[citations
omitted]
[58]
With
these principles in mind, it is clear that the Adjudicator's determination that
the grievance did not allege any disciplinary action on its face is reasonable.
None of the eight points raised by Ms. Chamberlain in her grievance alleges
that she was subject to a disciplinary action or an act of HRSDC taken to
punish her or correct her behaviour. As noted, it is not enough that she
suffered a financial loss in order for her claim to fall within the scope of
paragraph 209(1)(b) of the PSLRA; rather, such loss must also be tied to a
disciplinary action on the part of the employer to render her claim
adjudicable. There is no such action alleged in the grievance.
[59]
Likewise,
the Adjudicator’s determination that the circumstances giving rise to the grievance
did not disclose a situation of disguised discipline is also reasonable. Ms.
Chamberlain did not engage in any misconduct and none was alleged against her.
Nor was there any evidence of intent on the part of HRSDC to punish or correct
Ms. Chamberlain. Indeed, the ADM’s investigation concluded that Ms.
Chamberlain’s supervisor had engaged in inappropriate behaviour, thus
vindicating Ms. Chamberlain’s position. In the face of this fact, it is not
surprising to find the absence of any intent to punish or correct Ms.
Chamberlain. Furthermore, there was no evidence of any act taken by HRSDC akin
to a disciplinary sanction. Ms. Chamberlain was not demoted for reasons related
to poor performance, but, rather, her acting assignment came to its planned
conclusion, and no new EX-1 position was offered to her. Having her former
supervisor run the competitions for the vacancies is not akin to an act of
discipline, and Ms. Chamberlain cited no authority to suggest otherwise.
[60]
As
noted, Ms. Chamberlain’s third argument is that the Adjudicator failed to
follow applicable authority, citing in this regard the PSLRB decisions in Frazee
(cited above at para 56); Kelly v Canada (Treasury Board -
Department of Transport), 2010 PSLRB 80 [Kelly]; Robitaille v
Canada (Deputy Head - Department of Transport), 2010 PSLRB 70 (which was
later reversed on appeal in 2011 FC 1218) [Robitaille]; LaBranche v
Canada (Treasury Board - Department of Foreign Affairs & International
Trade), 2010 PSLRB 65 [LaBranche]; Leclair v Canada (Treasury
Board – Correctional Service), 2010 PSLRB 49 [Leclair]; Hanna v Deputy Head (Department
of Indian Affairs and Northern Development), 2009 PSLRB 94 [Hanna]; Gill v Canada
(Treasury Board - Department of Human Resources and Skills Development), 2009 PSLRB 19 [Gill];
Lloyd v Canada (Revenue Agency), 2009 PSLRB 15 [Lloyd]; Giroux v
Canada (Treasury Board - Border Services Agency), 2009 PSLRB 45 [Giroux
II]; Gaskin v Canada Revenue Agency, 2008 PSLRB 96 [Gaskin]; Stevenson
v Canada Revenue Agency, 2009 PSLRB 89; Giroux v Canada (Treasury Board
– Border Services Agency), 2008 PSLRB 102 [Giroux I] Vallée v
Treasury Board (Royal Canadian Mounted Police), 2007 PSLRB 52
[Vallée]; Boivin v Canada Customs and Revenue Agency, 2003 PSSRB 94 [Boivin];
Thibault v Canada (Treasury Board – Correctional Service), 1996 PSSRB
166-2-26613 [Thibault]; and Robertson v Treasury Board (Department of
National Defence), 1971 PSSRB 166-2-454 [Robertson]. She also
asserts that the Adjudicator erred in stating that the decision in Wong v
Canada Revenue Agency, 2006 PSLRB 133, [2006] CPSLRB No 133 supports the
proposition that refusing second language training, in the circumstance of that
case, was not disciplinary.
[61]
Ms.
Chamberlain is mistaken on these points. The Adjudicator correctly treated the
jurisprudence and did not ignore or fail to follow applicable authorities. Wong
was also accurately reflected.
[62]
The
Boivin, Gaskin, Leclair and Vallée cases concerned
complaints under the Code and, accordingly, are irrelevant to a claim under
paragraph 209(1)(b) of the PSLRA. The cases of Giroux I, LaBranche,
Giroux II, Lloyd and Kelly also do not relate to paragraph 209(1)(b)
of the PSLRA and are clearly distinguishable from Ms. Chamberlin's situation
because they concerned claims of a violation of an anti-discrimination
provision contained in the applicable collective agreement. In Ms.
Chamberlain's case, on the other hand, no such issue arose because she did not
have the support of her bargaining agent in filing the grievance or in referring
the grievance to adjudication. Therefore, she could not argue that any
anti-discrimination provision in the collective agreement was violated in light
of the requirements of subsections 208(4) and 209(2) of the PSLRA.
[63]
Robitaille and Thibault
are also distinguishable from Ms. Chamberlain situation. In both, there was
misconduct by the employee that concerned the employer. In Robitaille,
the employee was found to have engaged in poor management practices and abused
his authority as a manager. Accordingly, he was demoted and suspended without
pay for a period of time. The employer paid the employee for the missed time
prior to the hearing and attempted to argue that the suspension was no longer
an issue and that the demotion was non-disciplinary. These arguments were
rejected by the PSLRB adjudicator, who focused on the employer’s intention in
imposing the measures and determined that they were imposed in an effort to
correct the misconduct. While this decision was set aside on review, the
adjudicator’s finding regarding intention was not disturbed, but the Court did
hold that a written reprimand did not constitute disciplinary action within the
meaning of subsection 209(1) of the PSLRA. This determination supports the
respondent’s position. The Thibault decision is likewise distinguishable
from Ms. Chamberlain’s situation. There the employer’s intention was found to
be disciplinary because it decided not to renew the grievor’s acting assignment
when it received reports of his drinking on the job. Evidence of any such
intent is entirely absent in Ms. Chamberlain’s situation.
[64]
The
cases of Hanna and Gill, cited by Ms. Chamberlain, both support
the respondent’s position. In Hanna, the adjudicator found that she did
not have jurisdiction under paragraph 209(1)(b) of the PSLRA because the employer’s
refusal to indemnify the legal fees of the grievor, who had hired counsel while
subject to a harassment investigation that resulted in no action, was not
disciplinary. In Gill, the employer imposed an administrative suspension
pending the disposition of criminal charges for kidnapping and assault and
actually terminated the employee’s employment when it revoked his security
clearance as he no longer met the requirements for his job. Because these
decisions were found to be motivated by the desire to protect the public and
not by a desire to punish the grievor, the adjudicator in Mr. Gill’s case
dismissed his grievance. Ms. Chamberlain’s case contains far less evidence of
any employer conduct that could be found to be disciplinary.
[65]
The
Stevenson, Frazee, and Robertson cases cited by the
Adjudicator also support the reasonableness of his conclusion. In Stevenson,
the grievor was demoted due to his lack of productivity. The adjudicator in
that case found the demotion to not be disciplinary because it was based on the
employer's legitimate operational requirements as opposed to a desire to punish
or correct the grievor. The case represented a stronger claim to discipline
than Ms. Chamberlain's case does as Mr. Stevenson at least had failed to
perform adequately. No such suggestion is made in Ms. Chamberlain's case.
[66]
In
Frazee, this Court set aside an adjudicator's decision and indicated that
an administrative suspension of a veterinarian employed by the Canadian Food
Inspection Agency, about whom a client had complained, was not a disciplinary
action in the absence of the requisite disciplinary intent. Once again, the
claim for discipline in that case was much stronger than in Ms. Chamberlain's
as the employer there, unlike here, took an overt action to suspend the grievor,
and there was dissatisfaction (albeit of a client of the department) with the
grievor’s performance. These factors are entirely absent in Ms Chamberlain’s
case.
[67]
In
Robertson, the adjudicator declined jurisdiction because he found that
the employer’s dismissal of the grievor for incompetence was not disciplinary.
Again, this case is of no assistance to Ms. Chamberlain.
[68]
Thus,
contrary to what Ms. Chamberlain asserts, the Adjudicator did not fail to
follow applicable authority. Rather, his decision is consistent with previous
cases. In the absence of any evidence of negative conduct by Ms. Chamberlain or
any evidence of a desire by HRSDC to correct or punish her, the Adjudicator’s
decision that Ms. Chamberlain’s grievance did not relate to a disciplinary
action that resulted in demotion or financial penalty was reasonable.
Should
the Adjudicator have considered the human rights related claims Ms. Chamberlain
alleges were made in her grievance?
[69]
Turning,
finally, to the Adjudicator's failure to consider Ms. Chamberlain's human
rights claims, as already discussed, her grievance alleged a failure to address
her need for accommodation in facilitating a return to work and also alleged
that she had been a victim of discrimination, based on disability, sex and
being a member of a visible minority. She also claimed non-pecuniary compensation
under subsections 53(2) and 53(3) of the CHRA, which provide for compensation
for pain and suffering and for wilful and reckless breaches of that Act’s
provisions.
[70]
At
the hearing in this matter, counsel for the respondent acknowledged that Ms.
Chamberlain’s grievance raised violations of the CHRA but submitted that these
allegations cannot be subject to judicial review because they were not
addressed in the decision. This argument misses the point – it is precisely because
they were not addressed by the Adjudicator that I find he has committed an
error.
[71]
While
overt discrimination on the basis of sex and race or ethnicity are evident
bases for human rights claims, the failure to accommodate can also amount to
discrimination on the basis of disability, as has been recognized in numerous
cases (see e.g. McGill
University Health Centre (Montreal General Hospital) v Syndicat des employés de
l’Hôpital général de Montréal,
2007 SCC 4; [2007] 1 S.C.R. 161; Desormeaux v Ottawa (City), 2005 FCA 311,
[2005] FCJ No 1647).
[72]
Most
grievances that are advanced to adjudication under the PSLRA regarding
discrimination involve an alleged breach of a non-discrimination provision
contained in a collective agreement. In such cases, it is clear that a PSLRB
adjudicator possesses jurisdiction to hear the grievances if the bargaining
agent supports the grievance (PSLRA, paragraph 209(1)(a) and subsection 209(2)).
However, no such claim could have been advanced by Ms. Chamberlain because she
did not obtain the support of her bargaining agent for her grievance. That
said, it is arguable that the PSLRA may also provide for a right to adjudicate
a claim based on an alleged violation of the CHRA that arises independently
from a breach of a provision in the collective agreement. As counsel for the
respondent conceded during the argument of this application, the case law has
not definitively foreclosed such a possibility.
[73]
In
this regard, subsection 208(2) of the PSLRA specifically contemplates
grievances being filed that allege violations of the CHRA. Subsection 209(1) of
the Act purports to limit the types of human rights claims that may be referred
to adjudication as being those:
(a) which relate to the
interpretation or application of a collective agreement provision (for which
the bargaining agent must provide its support in accordance with subsection
209(2) of the PSLRA);
(b) which relate to disciplinary
action resulting in termination, demotions, suspension or financial penalty; or
(c) in the case of an employee
in a federal department, demotion or termination for unsatisfactory performance
or for any other reason that does not relate to a breach of discipline or misconduct.
[74]
However,
section 210 of the PSLRA contemplates that grievances alleging violations of
the CHRA may be referred to adjudication (and that notice of such claims should
be provided to the Canadian Human Rights Commission by the party advancing the
claim). Paragraph 226(1)(g) of the PSLRA moreover provides PSLRB adjudicators
with the power to “interpret and apply the [CHRA] and any other Act of
Parliament relating to employment matters”, other than provisions of the CHRA
related to pay equity, “whether or not there is a conflict between the Act
being interpreted and applied in the collective agreement, if any”, and
paragraph 226(1)(h) enables PSLRB adjudicators to grant relief in accordance
with paragraph 53(2)(e) or subsection 53(3) of the CHRA.
[75]
It
is at least arguable that the foregoing provisions might have rendered Ms.
Chamberlain’s human rights claims adjudicable by the PSLRB. There is authority
to suggest that the limitation of jurisdiction contained in subsection 209(1)
of the PSLRA does not remove jurisdiction to consider a grievance alleging a
human rights violation even if the grievor’s claims do not fall within one of
the enumerated grounds listed in subsection 209(1) of the PSLRA.
[76]
In
this regard, in Parry Sound (District) Social Services Administration Board
v OPSEU, Local 324, 2003 SCC 42, [2003] 2 S.C.R. 157 [Parry Sound], the
Supreme Court of Canada was called upon to determine whether a provision in the
Ontario Labour Relations Act, 1995, SO 1995,
c 1, Sch A [OLRA], similar to paragraph 226(1)(g) of
the PSLRA, afforded a grievance arbitrator jurisdiction to adjudicate upon
human rights claims that arose independently from the provisions of the
collective agreement. The Court determined that it did. In Parry Sound,
the employer terminated the employment of a probationary employee who had gone
on maternity leave, and she grieved, alleging that the dismissal was motivated
by improper discrimination in violation of Ontario human rights legislation.
The collective agreement that governed her employment did not contain an
anti-discrimination provision and moreover provided that a managerial decision
to release a probationary employee was not arbitrable. Despite this, the
Supreme Court concluded that the arbitrator was correct in assuming jurisdiction
over the employee’s grievance because he was empowered to do so, at least in
part, by reason of a provision in the OLRA similar to paragraph 226(1)(g) of
the PSLRA. In other words, jurisdiction flowed not from the usual
jurisdiction-granting provisions in the statute (that hinge on a violation of
the collective agreement) but, rather, at least in part, from a remedial
provision akin to paragraph 226(1)(g) of the PSLRA. Justice Iacobucci, writing
for the majority, noted that there are important policy considerations that
militate in favour of granting labour arbitrators jurisdiction over unionized
employees’ human rights claims. These include improving access to justice and
ensuring the expeditious resolution of all workplace disputes (see paras 50 to
54). Arguably, similar reasoning could be applied to the PSLRA.
[77]
A
somewhat similar issue arose in Canada (House of Commons) v Vaid, 2005
SCC 30, [2005] 1 S.C.R. 667 [Vaid], where the Supreme Court was called upon
to rule on the jurisdiction of the PSLRB to adjudicate the human rights claims
of a terminated parliamentary employee, under another statute, the Parliamentary
Employment and Staff Relations Act, RSC 1985, c 33 (2nd Supp), s 2 [PESRA].
In many respects, PESRA is similar to the PSLRA, and, in particular, contains
provisions similar to sections 208 to 210 of the PSLRA. Thus, both statutes
provide a limitation on the types of matters which may be referred to
adjudication, which are narrower than the types of issues that may be grieved. In
Vaid, the Court found that Mr. Vaid’s complaint that he was laid off due
to ethnicity, in violation of the CHRA, was adjudicable by the PSLRB.
[78]
These
decisions are very much in keeping with the direction in which modern labour
law has progressed, which has been to extend the jurisdiction of labour
tribunals to hear all workplace disputes. Thus, claims that arise directly or
inferentially from an alleged breach of a collective agreement must be
determined by a labour tribunal and not by the courts (see e.g. Weber v Ontario Hydro, [1995] 2 S.C.R. 929, 125 DLR (4th) 583,
and the multitude of other cases that have applied Weber).
[79]
As counsel for the respondent conceded, the case law has not yet
definitively determined whether the PSLRB possesses jurisdiction to adjudicate
human rights claims in cases like that of Ms. Chamberlain. Certain decisions of
the PSLRB suggest such jurisdiction does exist. For example, in Gibson v Canada (Treasury Board – Department of Health), 2008 PSLRB 68, Adjudicator Filliter
took jurisdiction in a situation where the grievor claimed that the employer's
decision to not extend his term contract was made for discriminatory reasons in
violation of the CHRA. Adjudicator Filliter noted in this regard that the
provisions of subsection of 226(1)(g) of the PSLRA were “important in [his]
deliberations” (at para 10). In result, though, he dismissed the grievance on
the merits.
[80]
To similar effect, in Lovell v Canada (Revenue Agency), 2010 PSLRB
91, Adjudicator Mackenzie concluded that he possessed jurisdiction over a
grievance that alleged the employee had been terminated in violation of an
anti-discrimination clause in the collective agreement and also in violation of
the CHRA. In finding that he had jurisdiction over the claims, Adjudicator
Mackenzie held that the provisions in subsection 208(2) and paragraphs
226(1)(g) and (h) of the PSLRA afford PSLRB adjudicators jurisdiction over
claims of breach of the CHRA that arise independently from the collective
agreement. He noted that it was “clear from the statutory provisions that it
was not intended that employment matters in the federal public service be
needlessly bifurcated” (at para 22).
[81]
There is, however, at least one conflicting decision from the PSLRB. In Wong
v Canadian Security Intelligence Service, 2010 PSLRB 18, Adjudicator
Butler found he did not possess jurisdiction over claims of a violation of the
CHRA. In so ruling, however, he did not consider the impact of the decisions of
the Supreme Court of Canada in Parry Sound and Vaid (cited above
at paras 76 and 77).
[82]
In
light of the foregoing, it is arguable that Ms. Chamberlain's claims of
violation of her human rights were adjudicable. The adjudicator, however,
failed to address this issue in the decision under review, possibly because Ms.
Chamberlain raised a myriad of other issues and did not articulate this issue
clearly. Be that as it may, a tribunal’s failure to address an issue raised by
a grievance or a complaint does give rise to reviewable error because in such
circumstance the tribunal fails to exercise its jurisdiction and has not
decided the matters before it. In this regard, as noted, in Turner
(cited above at para 27), in circumstances much like the present, the Federal
Court of Appeal remitted a matter to the Human Rights Tribunal when it erred in
failing to address an issue that was raised in a complaint. Similarly, in Peters
v Canada (Attorney General), 2009 FC 400, [2009] FCJ No 528, Justice
Russell of this Court quashed a decision of the Pension Appeals Board because
he found the Board to have committed an error of law in not considering issues
raised by the applicant. Similar conclusions were reached in Miguel v Canada
(Minister of Citizenship and Immigration), 2004 FC 94 and Van de
Wetering v Canada (Attorney General), 2003 FCT 588, 233 FTR 229.
[83]
Thus,
the Adjudicator made a reviewable error in failing to determine whether Ms.
Chamberlain’s human rights claims were adjudicable. This not to say that the
human rights claims of Ms. Chamberlain are in fact adjudicable. That is
a determination that must be reached by the Adjudicator. However, in failing to
even consider this issue, the Adjudicator erred.
What remedy is appropriate?
[84]
As
discussed above, it is the role of the Adjudicator, not this Court, to
determine whether the human rights claims raised by Ms. Chamberlain’s claim are
adjudicable because the PSLRB is to be afforded deference in its determinations
on arbitrability. As such, this matter will be remitted back to Mr. Filliter
(if he is available, or to another adjudicator if he is not) for the
consideration of whether a PSLRB adjudicator possesses jurisdiction to
adjudicate upon Ms. Chamberlain’s human rights claims, and if so, to hear and
decide those claims on their merits.
JUDGMENT
THIS COURT’S JUDGMENT
is that:
1. The documents
contained at Tabs 8, 9, 10 D and E1, and 11A, B, C, D, E and F of the
applicant’s record are struck from the record;
2. This
application for judicial review is granted in part;
3. Ms.
Chamberlain’s grievance is determined to raise claims that her employer
breached the CHRA in failing to accommodate her claimed disability and in
discriminating against her based on her sex, disability and ethnic origin;
4. The Adjudicator’s
order dismissing Ms. Chamberlain’s grievance is set aside;
5. Her
grievance is remitted back to Adjudicator Filliter, if he is available to hear
it, or to another PSLRB adjudicator if he is not, for determination as to
whether a PSLRB adjudicator possesses jurisdiction to adjudicate upon Ms.
Chamberlain’s human rights claims, and if such jurisdiction is determined to
exist, to hear and decide those claims on their merits; and
6. Success on this
application being divided, there is no order as to costs.
"Mary J.L.
Gleason"