Date:
20120731
Docket:
T-875-11
Citation: 2012
FC 958
Vancouver, British Columbia,
July 31, 2012
PRESENT: The
Honourable Madam Justice Mactavish
BETWEEN:
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MICHAEL AARON SPIDEL
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Applicant
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and
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ATTORNEY GENERAL OF CANADA
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Respondent
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REASONS FOR
JUDGMENT AND JUDGMENT
[1]
Michael Aaron
Spidel seeks judicial review of a decision of the Assistant Commissioner, Policy,
of the Correctional Service of Canada (CSC). The Assistant
Commissioner’s
decision related to
Mr. Spidel’s third-level grievance in which he alleged that the CSC is failing
to fulfill its statutory obligation to provide a fair and expeditious
procedure for the resolution of prisoner grievances because of significant
systemic delays in its internal grievance process.
[2]
The Assistant Commissioner
acknowledged that there had been delays in the response time for grievances “[o]ver
the last couple of years”. He
further
acknowledged that several grievances filed by Mr. Spidel had not been dealt
with within the time frames provided for in the relevant Commissioner’s
Directive. As a result, Mr. Spidel’s grievance was upheld in part.
[3]
The Assistant Commissioner
refused, however, to provide for any corrective action in relation to Mr.
Spidel’s grievance on the basis that an action plan was already in place in the
CSC’s Pacific Region to resolve the backlog and delays in the grievance
process.
[4]
For
the reasons that follow, I have concluded that the Assistant Commissioner’s
decision failed to address central aspects of Mr. Spidel’s grievance, and as
such, the decision was unreasonable. I have also found that the failure of the
Assistant Commissioner to properly consider the record before him with respect
to the nature and extent of the systemic problems with the CSC grievance process
rendered unreasonable his conclusion that no further corrective action was
required. As a consequence, Mr. Spidel’s application for judicial review will
be granted.
Legal
Framework
[5]
In
order to put the issues raised by this application into context, it is first
necessary to have an understanding of the legislative framework governing
complaints and grievances brought by prisoners incarcerated in federal penitentiaries.
The full text of the relevant legislation is attached as an appendix to
these reasons.
[6]
Section
4 of the Corrections and Conditional Release Act, S.C. 1992, c.20 [the
Act] sets out the principles that are to guide the CSC in achieving its
legislative mandate. One of these principles is “that correctional decisions be
made in a forthright and fair manner, with access by the offender to an
effective grievance procedure”: subsection 4(g) [emphasis added].
[7]
The
process for resolving prisoner complaints is set out at sections 90 and 91 of
the Act and sections 74 through 82 of the Corrections and Conditional
Release Regulations, SOR/92-620 [Regulations]. Section 90 of the Act
requires that there be a process “for fairly and expeditiously resolving offenders’
grievances”. Section 91 provides inmates with the right to commence a grievance
without negative consequences.
[8]
Sections
74 through 82 of the Regulations set out the grievance procedure. The
Regulations contemplate a four-level process: an offender complaint stage, a
first-level grievance to the Head of the institution, a second-level grievance to
the Head of the Region, and a third-level grievance to the Commissioner of the
CSC. Grievances may be initiated at different levels in the process, depending
upon the nature of the grievance and the remedy sought.
[9]
Sections 97 and 98 of the
Regulations allow the Commissioner of the CSC to make rules, or “Directives”
for the purposes of carrying out the objects of the Act and Regulations. These
Commissioner’s Directives have been held to constitute “regulations” within the
meaning of subsection 2(1) of the Interpretation Act, R.S.C. 1985, c.
I-21: Canada (Attorney General) v. Mercier, 2010 FCA 167, 320 D.L.R.
(4th) 429 at para. 58.
[10]
Commissioner’s
Directive 081 concerning
Offender Complaints and Grievances, dated September 23, 2003 [CD
081], is the Directive relevant to this application for judicial review.
Amongst other things, CD 081 provides for different categories of grievances
with different levels of priority. It also sets out timelines to be followed
in relation to the various steps within the grievance process. Section 35 of CD
081 provides that:
35. Decision-makers will respond to complaints
and grievances in the following timeframes:
Complaint, First Level and Second Level
·
High
Priority – Within fifteen (15) working days of receipt by the decision-maker.
·
Routine
Priority – Within twenty-five (25) working days of receipt by the
decision-maker.
Third Level
·
High
Priority – Within sixty (60) working days of receipt by the decision-maker.
·
Routine
Priority – Within eighty (80) working days of receipt by the decision-maker.
[11]
Mr.
Spidel asserted in his grievance that these timelines are routinely
disregarded, the result of which is that CSC is not meeting its statutory duty
to provide offenders with a fair and expeditious process for the resolution of
their complaints and grievances.
[12]
Also
of relevance to this proceeding is Section 37 of CD 081 which stipulates that
“[t]he decision-maker will ensure that grievers are provided with complete,
written responses to all issues raised in complaints and grievances”
[emphasis added].
Jurisprudential Background
[13]
This
case is the latest in a series of attempts by federal prisoners, including Mr.
Spidel, to have the systemic problems and delays within the CSC grievance
process dealt with by this Court.
[14]
The
CSC internal grievance process has historically been viewed as providing
federal prisoners with an adequate alternate remedy to judicial review. As a
result, inmates are generally required to exhaust those procedures before this
Court will exercise its jurisdiction: see, for example, Condo v. Canada (Attorney General), 2003
FCA 99, 239 F.T.R. 158;
Giesbrecht v. Canada, 148
F.T.R. 81, [1998] F.C.J. No. 621 (T.D.) (QL).
[15]
In
Bonamy v. Canada (Attorney General), 2010 FC 153, 378 F.T.R. 71, a
federal inmate sought a declaration that the CSC grievance process is not an
adequate alternate remedy to judicial review because of the delays inherent in
the process.
[16]
In
support of his application, Mr. Bonamy provided the Court with various annual reports prepared
by the Correctional Investigator of Canada. These reports severely criticized
the management of the CSC grievance process and the lack of commitment and
responsibility on the part of the CSC for improving the process. The reports
were, however, filed with the Court as authorities, rather than as evidence,
with the result that the documents upon which Mr. Bonamy based his case were
not properly part of the evidentiary record before the Court. Mr. Bonamy had
also not provided any statistical information concerning current delays or
expert evidence explaining the alleged problems.
[17]
As a
consequence, Justice Mainville concluded that the evidentiary record before him
was insufficient to justify the granting of the general declaration sought
by Mr. Bonamy. Justice Mainville did, however, leave open the possibility that
an offender could seek judicial review prior to exhausting the grievance
process on the basis of a different record: see para. 60.
[18]
Mr.
Spidel has himself been trying to have the CSC address his concern with respect
to systemic problems with the CSC grievance process for some time. In an
earlier case, Mr. Spidel filed a grievance in relation to another matter, and
then brought an application for judicial review in this Court prior to
receiving a response to his grievance. Mr. Spidel justified his attempt to
by-pass the grievance process by arguing that the systemic delays in the CSC
internal grievance process meant that it did not constitute an adequate
alternate remedy to judicial review.
[19]
Mr.
Spidel’s application was rejected by Justice Phelan, who held that Mr. Spidel
had not established that there were compelling or exceptional circumstances
which would justify the Court exercising its discretion to trump the grievance
process: see Spidel v. Canada (Attorney General), 2010 FC 1028, [2010]
F.C.J. No. 1292 (QL) at para. 16 [Spidel
#1].
[20]
Justice
Phelan noted that the CSC grievance process has previously been found to
constitute an adequate alternate remedy, citing Giesbrecht and Ewert
v. Canada (Attorney General), 2009 FC 971, 355 F.T.R. 170. He further found
that Mr. Spidel had not established that the grievance that he had filed related
to the issue before the Court had itself been delayed. Consequently, the
application was dismissed.
[21]
Mr.
Spidel also brought
a grievance with respect to the delays that he had encountered in the processing
of some of his own grievances. When the Commissioner dismissed Mr. Spidel’s
grievance, he then brought an application for judicial review in this Court.
Mr. Spidel filed almost 450 pages of documentation with the Court in support of
his application. This record included some of the same material that had been
provided to Justice Mainville in the Bonamy case. Mr. Spidel filed this
material with the Court in order to show that the grievance procedure was an
inadequate alternative to judicial review. Much of the material had not,
however, been placed before the Commissioner when he made the decision under
review.
[22]
Justice
Phelan dismissed the application in Spidel v. Canada (Attorney General),
2010 FC 1040, [2010] F.C.J. No. 1300 (QL) [Spidel #2]. He determined
that Mr. Spidel had failed to identify any error in the Commissioner’s
decision, but rather had brought “a free-ranging attack on each and every
aspect of the operation of the prison grievance system without [any] focus on
the specific facts of the case”: at para. 14.
[23]
Justice
Phelan concluded that it would be inappropriate to embark upon a review of the
inadequacy of the CSC grievance process, given that there was no evidence of
any problems in the processing of Mr. Spidel’s own case: at para. 17.
[24]
Justice
Phelan also declined to consider Mr. Spidel’s new evidence with respect to
systemic problems in the grievance process on the basis that this material had
not been before the Commissioner when he made his decision.
[25]
Most
recently, in Rose v. Canada (Attorney General), 2011 FC 1495, [2011]
F.C.J. No. 1821 (QL), three prisoners filed a grievance with respect to the
termination of their employment within a CSC institution. They did not,
however, await the completion of the grievance
process but instead sought immediate judicial review, alleging that the CSC
grievance process did not constitute an adequate alternate remedy as it was
both unfair and too slow. Once again, some of the same material relied upon by Mr.
Spidel in this case was placed before the Court in
support of the prisoners’ application.
[26]
Although
Justice Martineau found the information provided by the prisoners to be “more
or less persuasive”, he found that it was insufficient to justify the
by-passing of the grievance system: at paras. 28 and 30.
[27]
Justice
Martineau accepted that while some cases had clearly been subject to excessive
delays, it had not been established that there had been excessive delays in the
applicants’ own cases. He further found that the anecdotal evidence provided in
Rose was “simply insufficient to support a general all-inclusive
declaration that the grievance procedure is wrought with delay and thus not an
adequate alternative to judicial review”: at para. 34.
[28]
Justice
Martineau did, however, leave open the possibility that a more complete
evidentiary record could lead the Court to a different result in a future case:
at para. 34.
The Grievance in this Case
[29]
In
response to Justice Phelan’s decision in Spidel
#2, Mr. Spidel then filed a fresh
grievance at the third level of the grievance process. This grievance
specifically addressed the alleged system-wide failings of the CSC grievance
regime: Grievance No.
V80R00000120.
[30]
In
support of his grievance, Mr. Spidel described his own experience with the CSC
grievance process. He provided documentation demonstrating that in a number of
cases, he had not received a response within the prescribed time frame. He was
instead sent letters advising him that the CSC was aiming to provide a response
by a future date, usually several weeks hence.
[31]
These
“extension letters” are contemplated by the CSC’s Offender Complaint and
Grievance Procedures Manual [Grievance Manual], section 9 of which
provides that in the case of routine complaints and grievances,
“extensions should only be applied in exceptional circumstances”
[emphasis added].
[32]
Each
time the promised date approached, another extension letter would be sent to
Mr. Spidel, further delaying the CSC’s response to the grievance in
question. This exercise was repeated over and over again, with Mr. Spidel
receiving as many as seven or, in one case, eight, extension letters before
actually getting a substantive response to his grievance. These delays occurred
regardless of whether the case was a “routine” or a “high priority” grievance.
[33]
By
way of example, at the time that he swore the affidavit provided to the
Assistant Commissioner in support of his grievance, Mr. Spidel had yet to
receive a response to a high-priority grievance that he had filed at the second
level of the grievance process some 242 days earlier. It will be recalled that
section 35 of CD 081 contemplates that the CSC provide a response to such a
grievance within 15 working days.
[34]
In
each case, the reason cited by the CSC for its failure to comply with the time
frames for responses set out in Section 35 of CD 081 was the current increase
in the volume of grievances at the relevant level.
[35]
Mr.
Spidel’s grievance challenged what he says is the CSC’s practice of routinely issuing
“form” extension letters on the basis of the “current volume of grievances”,
noting that the Grievance Manual requires that extensions be
issued only in “exceptional circumstances”.
[36]
In
an attempt to show that the problems were not limited to his own numerous
grievances, but were instead systemic in nature, Mr. Spidel filed affidavits
from three other inmates incarcerated in the Pacific region of the CSC attesting
to their own experiences with the CSC grievance process. These affidavits
confirm that it has often taken many, many months for the prisoners to get a substantive
response to a grievance from CSC at a single level of the grievance process. In
one case, the affiant alleges that a grievance involving what was alleged to be
an urgent medical situation took over eight months to work its way through the
system.
[37]
Mr.
Spidel alleged that based upon his experience on Inmate Committees and working
in Social Development within the penitentiary system, he had observed that the
delays in the process served as a systemic barrier to prisoner access to the
grievance process. According to the affidavit provided by Mr. Spidel to the
Assistant Commissioner, “few Federal prisoners have the wherewithal, patience,
fortitude or even time in their sentences to employ the only means they
have for Redress…” [emphasis in the original]. Mr. Spidel pointed out that
unless an inmate is serving a lengthy sentence, it is unlikely that the inmate
will receive a final response to his or her grievance while still they are
still in custody.
[38]
Mr.
Spidel also provided the Assistant Commissioner with hundreds of pages of material,
including some of the material that Justice Phelan had declined to consider in Spidel
#2. This material included a
number of independent reports, working papers, and annual reports of the
Correctional Investigator of Canada.
These documents
reveal serious and long-standing shortcomings in the grievance process.
[39]
Mr.
Spidel alleged in his grievance that the CSC has continuously failed to live up
to its statutory obligation to provide an “expeditious”, “effective”, and
“fair” grievance process, free of any “negative consequences” for prisoners, as
contemplated by sections 4(g), 90 and 91 of the Act.
[40]
He
further contended that delays in the grievance process frustrate inmates’
ability to have their grievances addressed in a meaningful fashion. This deters
inmates from filing grievances, causes them to abandon their grievances out of
frustration, or renders the grievances moot by the time they are processed.
The Assistant Commissioner’
Decision
[41]
As
noted earlier, the Assistant Commissioner upheld Mr. Spidel’s grievance, in
part, but refused to order that any corrective action be taken.
[42]
The
Assistant Commissioner declined to consider the affidavits of the three other
inmates on the basis that Mr. Spidel’s grievance had not been filed as a group
grievance. He did, however, consider the information provided by Mr. Spidel
with respect to the processing times for his own grievances and acknowledged
that the responses to a number of these grievances “took longer than the
prescribed time frame as stated in paragraph 35 of CD 081.” As a consequence,
the Assistant Commissioner concluded that this aspect of Mr. Spidel’s grievance
should be upheld.
[43]
The
Assistant Commissioner noted that no further action was required for other
grievances that had been filed by Mr. Spidel as CSC had provided him with
extension letters informing him of the delay and setting revised response
times. However, he did not address Mr. Spidel’s allegation that CSC was
breaching its own grievance policy by routinely and repeatedly issuing
extension letters rather than limiting the use of such letter to cases where
there were “exceptional circumstances”, as contemplated by the Grievance Manual.
[44]
Despite
having allowed portions of Mr. Spidel’s grievance, the Assistant Commissioner
determined that no further action was required in relation to the allegations
of systemic delay in the grievance process. The Assistant Commissioner
acknowledged that CSC had indeed experienced significant delays “over the last
couple of years” as a result of an increase in the volume and complexity of
complaints and grievances. However, he went on to observe that “corrective
action is already underway”, noting that in November of 2010 the CSC had
implemented “an action plan to resolve the current backlog and delays” in
inmate grievances in the Pacific Region.
[45]
Finally,
the Assistant Commissioner urged Mr. Spidel to provide feedback to his Inmate
Welfare Committee, as the Grievance Manual was currently under review.
Standard of Review
[46]
Mr.
Spidel has raised a number of issues in his application. However, the
determinative issue is, in my view, the Assistant Commissioner’s treatment of
the evidence before him. This aspect of the decision involves the
Commissioner’s appreciation of the facts and is reviewable on the
reasonableness standard: Bonamy, above at paras. 41-51; Dunsmuir
v. New Brunswick, 2008 SCC 9, [2008] 1 S.C.R. 190 at paras. 47, 53.
The Record Before the Assistant Commissioner
[47]
The
evidence put before the Assistant Commissioner by Mr. Spidel paints a troubling
picture of serious and long-standing problems with the CSC prisoner grievance
process. It raises real concerns as to the extent to which the CSC has complied
with its statutory obligation to provide inmates with an effective grievance
procedure.
[48]
In
his 1995-1996 annual report, the Correctional
Investigator noted that his office had long identified concerns with respect to the effectiveness and credibility
of the CSC grievance process. The Correctional Investigator attributed the
problems to “the commitment and acceptance of responsibility on the part of
those mandated to make the process work”. He further found that, as of
1995-1996, the grievance process did not meet the statutory requirement of a
fair and expeditious process: Canada, Correctional Investigator, Annual
Report of the Correctional Investigator 1995-1995 (Ottawa: Minister of
Public Works and Government Services Canada, 1996) at 26.
[49]
In 1996, the
Report of the Commission of Inquiry into Certain Events at the Prison for Women
in Kingston noted the “...disturbing lack of commitment to the ideals of
Justice on the part of the Correctional Service...”: Commission of Inquiry into
Certain Events at the Prison for Women in Kingston, Report (Public Works and
Government Services Canada, 1996) at
198 (Commissioner: Louise Arbour) [Arbour Report]. The Arbour Report also
discussed the deficiencies in the offender grievance procedure. In particular,
Justice Arbour noted that responses were never provided in relation to some
grievances and that those that were answered were almost always answered late:
at150-151.
[50]
According to
Justice Arbour, “by far the most troubling aspect of [CSC] responses to these grievances
… was the number of times in which the responses failed to deal properly with
the substance of the issues raised” and “failed to appreciate the legal
significance of the issues raised by the inmates”: at 151.
[51]
Changes were
made to the CSC grievance process in the wake of the Arbour Report. However,
subsequent annual reports by the Correctional Investigator continued to
identify deficiencies in the grievance system, particularly with respect to the
excessive delays experienced by those who endeavored to access the process. The
Correctional Investigator also repeatedly expressed frustration with the
failure of the CSC to respond to these concerns.
[52]
For example,
the 2003-2004 Annual Report noted that “[t]imeliness remains a significant
issue” and that “[i]t will be necessary for CSC to recognize that this is a
problem requiring accountable managerial attention”: Canada, Correctional
Investigator, Annual Report of the Correctional Investigator 2003-2004 (Ottawa: Public Works and Government Services Canada, 2004) at 26.
[53]
The 2005-2006
Annual Report observed that the Office of the Correctional Investigator had
raised concerns with the inadequacy of the CSC’s grievance process in every
annual report issued since 1987. This Report described the inmate grievance
process as “...dysfunctional in terms of expeditiously resolving offender
grievances, most notably at the national level”: Canada, Correctional
Investigator, Annual Report of the Correctional Investigator 2005-2006 (Ottawa: Public Works and Government Services Canada, 2006) at 19. This led the
Correctional Investigator to conclude that “[t]he net effect is that the
current procedure remains non-compliant with legislative and policy
requirements”: at 5.
[54]
This Report
also noted that during the reporting year, only 15 percent of the grievances
responded to at the Commissioner’s level were addressed on time, and that the
CSC had itself acknowledged that its grievance process was not meeting the
statutory requirement: at 13.
[55]
As a result,
the Correctional Investigator recommended that the “...Correctional Service
immediately comply with its legal obligation and establish a procedure for
fairly and expeditiously resolving all offender grievances”: as cited in the
2007-2008 Annual Report, below at 31.
[56]
The 2006-2007
Annual Report of the Correctional Investigator noted ongoing delays in the
grievance process. It further observed that a number of learned articles had
called for reforms to the grievance process in order to ensure fair and timely
resolution of complaints: Canada, Correctional Investigator, Annual Report
of the Correctional Investigator 2006-2007 (Ottawa: Public Works and
Government Services Canada, 2007) at 27.
[57]
The Report
went on to observe that “[t]he system has been ineffective in dealing with the chronic
backlog of cases. This situation continues to have an impact on the operations
of this Office as, increasingly, offenders turn to us to resolve their
concerns”: at 25.
[58]
The 2007-2008
Annual Report of the Correctional Investigator observed that concerns with
respect to the timeliness of the grievance process dated back some 35 years
“and unfortunately still ring true today”: Canada, Correctional Investigator, Annual
Report of the Correctional Investigator 2007-2008 (Ottawa: Public Works and
Government Services Canada, 2008) at 10. The Report noted that “[h]arsh conditions and
treatment of prisoners, as well as the denial of access to effective internal
and external complaint mechanisms, can lead to violence”: at 4. The Report further stated that
“[i]ntroducing effective complaint mechanisms can alleviate tensions and reduce
violence in prison”.
[59]
To
address these concerns, the Correctional
Investigator recommended that that “the Minister direct the Correctional
Service to immediately re-instate the response times at the Commissioner’s
level of the Offender Grievance and Complaint System at 15 days for priority
grievances and 25 days for non-priority grievances, and that the Correctional
Service take the necessary steps to comply with those timeframes”: at 41.
[60]
Mr. Spidel
has also produced an undated manual on prison law that had been prepared for
prisoners by the Law Foundation of British Columbia. Tellingly, he says, the
chapter of the manual dealing with the CSC grievance process included the
phrase “Why Bother?” in its title.
[61]
Finally, a
2009 study by Michael Jackson and Graham Stewart entitled A Flawed Compass:
A Human Rights Analysis of a Roadmap to Strengthening Public Safety noted that “the
importance of a fair, timely and responsive grievance system has been a theme
of royal commissions, Parliamentary committees and government task forces”: M.
Jackson & G. Stewart, A Flawed Compass: A Human Rights Analysis of a Roadmap to
Strengthening Public Safety (24 Sept. 2009), online: < www.justicebehindthewalls.net/resources/news/flawed_Compass.pdf
> at 189 [A Flawed Compass].
[62]
After
reviewing the Reports of the Correctional Investigator and Justice Arbour
discussed above, the authors of A Flawed Compass examined the tragic
death of a young woman by the name of Ashley Smith while she was in the custody
of the CSC. They describe Ms. Smith’s experience with the CSC grievance
process, noting that a grievance filed by Ms. Smith was not even opened by the
CSC until some two months after her death. The authors state that “I provide
these details of Ms. Smith's experiences with the CSC's Offender
Complaints and Grievance System as concrete examples of the inability of that
system to appropriately and reasonably resolve inmate complaints in a timely
manner”: at 191.
Analysis
[63]
The grievance
filed by Mr. Spidel alleged that there were grave systemic problems with the
entire CSC grievance process. In addition to the significant delays that Mr.
Spidel had himself encountered in the processing of the various grievances that
he had filed, Mr. Spidel provided the Assistant Commissioner with a substantial
record documenting long-standing and serious problems with the CSC offender
grievance process. These problems went back decades and were by no means
limited to the CSC’s Pacific Region.
[64]
I note that
the respondent does not challenge the ability of a prisoner to bring a
grievance with respect to an alleged systemic problem within the CSC. Rather,
the respondent simply contends that the Assistant Commissioner’s decision in
this case was reasonable.
[65]
The Assistant
Commissioner clearly recognized the systemic nature of the grievance brought by
Mr. Spidel. This is reflected in the statement in the decision that “[y]ou
claim that the delays with respect to the grievance process are a systemic
issue”, and is further reflected in the Executive Summary prepared in relation
to the decision.
[66]
In addressing
the systemic aspect of Mr. Spidel’s grievance, the Assistant Commissioner’s
decision states: “Over the last couple of years the Correctional Service of
Canada (CSC) has encountered a significant increase in the volume and
complexity of complaints and grievances. As such there have effectively been
delays in the response time of grievances”.
[67]
Given the
systemic nature of Mr. Spidel’s grievance, it was, in my view, unreasonable for
the Assistant Commissioner to refuse to consider the affidavits of the three
other inmates describing their own recent experiences with the CSC grievance
process on the basis that the affiants were not part of a group grievance.
These individuals were not seeking any form of relief for themselves, but were
providing evidence to Mr. Spidel to support his allegation of system-wide
institutional delay. It was, of course, open to the Assistant Commissioner to
attach whatever weight he saw fit to the affidavits, but it was not reasonable
for him to refuse to even consider them.
[68]
That said, I
am not persuaded that this was a material error given that the Assistant
Commissioner accepted that there were systemic delays in the grievance process,
at least within the Pacific Region of the CSC in
the last couple of years. The refusal to consider this affidavit evidence is,
however, indicative of the failure of the Assistant Commissioner to look beyond
Mr. Spidel’s own personal circumstances and engage fully with the larger
systemic issues raised by his grievance.
[69]
As noted
earlier, the Assistant Commissioner upheld the grievance insofar as it related
to Mr. Spidel’s own personal experiences with the
grievance process. The Assistant Commissioner examined the processing time
associated with Mr. Spidel’s earlier grievances, and accepted that the
responses to five of these grievances took longer than the prescribed time set out
in Commissioner’s Directive.
[70]
At no time,
however, did the Assistant Commissioner ever truly engage with or respond to the
systemic component of Mr. Spidel’s grievance. Mr. Spidel’s systemic concern was
not merely a collateral aspect of his grievance but was central to his entire
case. Indeed, as previously noted, Mr. Spidel had placed hundreds of pages of
evidence before the Assistant Commissioner in his attempt to establish that
there were very serious systemic shortcomings in the efficacy of the CSC offender
grievance process.
[71]
It was Mr.
Spidel’s assertion that these deficiencies resulted in a failure on the part of
the CSC to comply with its statutory obligation to provide inmates with an effective grievance
procedure. Mr.
Spidel also
challenged CSC’s practice of routinely issuing “form” extension letters arguing
that the Grievance Manual permitted extensions of time only in “exceptional
circumstances”.
[72]
The Assistant
Commissioner never even tried to engage with these issues in any meaningful way
in his decision.
[73]
There is no
discussion whatsoever in the decision of Mr. Spidel’s challenge to the CSC’s alleged
practice of routinely issuing extension letters. Despite the requirement in section 37 of CD 081 that
decision-makers must provide with complete responses to all issues
raised in complaints and grievances,
the Assistant Commissioner simply did not address this aspect of Mr. Spidel’s
grievance at all. As a result, I find that this aspect of the Assistant
Commissioner’s decision lacks the justification,
transparency and intelligibility required of a reasonable decision.
[74]
There is also
no reference in the decision to any of the evidence of systemic delay, apart
from the evidence relating to Mr. Spidel’s own past grievances. While accepting
that there had been problems with delay, the Assistant Commissioner disposes of
the systemic aspect of the grievance in one paragraph, portraying the issue as
a problem that had just arisen over “the last couple of years” as a result of a
recent increase in the volume and complexity of prisoner complaints and
grievances in the Pacific Region.
[75]
That is, the
Assistant Commissioner appeared to view the problem as something of a recent
“blip” in the numbers in the Pacific Region rather than reflecting a
long-standing, deep-rooted, system-wide problem as suggested by Mr. Spidel’s
grievance and the documentary record produced by him.
[76]
It was with
this understanding of the limited nature and scope of the problem that the
Assistant Commissioner determined
that no further corrective action was required in relation to Mr. Spidel’s
allegations of systemic delays in the grievance process, as the CSC had
implemented “an action plan to resolve the current backlog and delays” in
inmate grievances in the Pacific Region.
[77]
Before
examining the reasonableness of the Assistant Commissioner’s conclusion that no
corrective action was required in relation to Mr. Spidel’s grievance, I would
note that the CSC has filed an affidavit in support of this application for
judicial review from the CSC’s Director General of Rights, Redress and
Resolution. This affidavit refers to the “Action Plan” for backlog reduction in
the Pacific Region and provides statistical information with respect to the
results of the implementation of the Plan.
[78]
Judicial
review is ordinarily to be conducted on the basis of the record that was before
the original decision-maker. Additional evidence may be admitted in limited
circumstances where, for example, there is an issue of procedural fairness or
jurisdiction: see Ontario Assn. of Architects v. Assn. of Architectural
Technologists of Ontario, 2002 FCA 218, [2003] 1 F.C. 331 at para. 30.
[79]
The
respondent acknowledges that the statistical information contained in the
Director General’s affidavit was not before the Assistant Commissioner when he
made his decision in relation to Mr. Spidel’s grievance. This new evidence also
does not go to a question of either procedural fairness or jurisdiction. Indeed,
I agree with the comment made by Justice Harrington in the context of a
preliminary ruling in this matter that the affidavit appears instead to be an
attempt by the respondent to “shore-up” the Assistant Commissioner’s decision:
see Spidel v. Canada (Attorney General), 2011 FC 1449 at para. 17. As a
consequence, I am not prepared to consider this statistical information in my
deliberations.
[80]
As
far as the Assistant
Commissioner’s decision is concerned, I recognize that a tribunal is not
required to refer to every piece of evidence in the record, and will be
presumed to have considered all of the evidence before it: see, for example, Hassan
v. Canada (Minister of Employment and Immigration) (1992), 147 N.R. 317, 36
A.C.W.S. (3d) 635 (F.C.A.).
[81]
That
said, the more important the evidence that is not specifically mentioned and
analyzed in the tribunal’s reasons, the more willing a court may be to infer
that the evidence has been overlooked: see Cepeda-Gutierrez v. Canada
(Minister of Citizenship and Immigration) (1998), 157 F.T.R. 35,
[1998] F.C.J. No. 1425 (QL) at paras.14-17.
[82]
In
this case, the Assistant
Commissioner failed to come to grips with much of the evidence before him. His
characterization of the problem of delay in the grievance process in the
Pacific Region of CSC as being recent in nature suggests that he did not have
regard to the record before him. To paraphrase Justice Arbour, he failed to
appreciate the legal significance of the issues raised by Mr. Spidel.
[83]
I accept that
CSC has many competing priorities and statutory responsibilities that it must
address with limited available resources. I also accept that senior CSC
personnel will ordinarily be
much better positioned than this Court to assess, as a matter of policy, how
best to deal with the administrative challenges facing the organization within
its budgetary constraints. For that reason, it is not for this Court to assess
the reasonableness of the Action Plan developed for the Pacific Region of the
CSC in order to address the backlog in the grievance process.
[84]
That said,
the failure of the Assistant Commissioner to properly understand or address the nature
and scope of the problem of systemic delay in the grievance process identified
in Mr. Spidel’s grievance directly calls into question the reasonableness
of his conclusion that no
additional corrective measures were required to respond to the grievance.
[85]
Clearly,
if one does not properly understand the nature or extent of a particular
problem, one cannot reasonably determine whether a particular solution will be
sufficient to address the problem.
Conclusion
[86]
For these
reasons, the application for judicial review is allowed and the decision of the
Assistant
Commissioner, Policy, is set aside.
In my view, the appropriate remedy is to remit the matter to the Assistant
Commissioner, Policy, of the Correctional Service of Canada for
re-determination in accordance with these reasons.
Costs
[87]
Mr.
Spidel very ably represented himself on this application and does not seek
anything for legal expenses. He does, however, seek costs in the amount of $350
for photocopying and filing fees, representing his out-of-pocket disbursements
associated with this application. I so order.
JUDGMENT
THIS
COURT ORDERS AND ADJUDGES that:
1. This
application for judicial review is allowed, and the matter is remitted to the Assistant
Commissioner, Policy, of the Correctional Service of Canada for re-determination
in accordance with these reasons;
and
2. Mr.
Spidel shall have his costs of this application in the amount of $350.
“Anne Mactavish”
APPENDIX
Corrections and Conditional
Release Act,
S.C. 1992, c.20
4. The principles that shall guide
the Service in achieving the purpose referred to in section 3 are
[…]
(g) that correctional decisions
be made in a forthright and fair manner, with access by the offender to an
effective grievance procedure;
[…]
90. There shall be a procedure
for fairly and expeditiously resolving offenders’ grievances on matters
within the jurisdiction of the Commissioner, and the procedure shall operate
in accordance with the regulations made under paragraph 96(u).
91. Every offender shall have
complete access to the offender grievance procedure without negative
consequences.
96. The Governor in Council may
make regulations
[…]
(u) prescribing an offender
grievance procedure;
[…]
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4. Le Service est guidé, dans
l’exécution de ce mandat, par les principes qui suivent:
[…]
g) ses décisions doivent être
claires et équitables, les délinquants ayant accès à des mécanismes efficaces
de règlement de griefs;
[…]
90. Est établie, conformément aux
règlements d’application de l’alinéa 96u), une procédure de règlement juste
et expéditif des griefs des délinquants sur des questions relevant du
commissaire.
91. Tout délinquant doit, sans
crainte de représailles, avoir libre accès à la procédure de règlement des
griefs.
96. Le gouverneur en conseil peut
prendre des règlements :
[…]
u) fixant la procédure de
règlement des griefs des délinquants;
[…]
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Corrections and Conditional
Release Regulations, SOR/92-620
74. (1) Where an offender is
dissatisfied with an action or a decision by a staff member, the offender may
submit a written complaint, preferably in the form provided by the Service,
to the supervisor of that staff member.
(2)
Where a complaint is submitted pursuant to subsection (1), every effort shall
be made by staff members and the offender to resolve the matter informally
through discussion.
(3)
Subject to subsections (4) and (5), a supervisor shall review a complaint and
give the offender a copy of the supervisor's decision as soon as practicable
after the offender submits the complaint.
(4) A
supervisor may refuse to review a complaint submitted pursuant to subsection
(1) where, in the opinion of the supervisor, the complaint is frivolous or
vexatious or is not made in good faith.
(5)
Where a supervisor refuses to review a complaint pursuant to subsection (4),
the supervisor shall give the offender a copy of the supervisor's decision,
including the reasons for the decision, as soon as practicable after the
offender submits the complaint.
75. Where a supervisor refuses to
review a complaint pursuant to subsection 74(4) or where an offender is not
satisfied with the decision of a supervisor referred to in subsection 74(3),
the offender may submit a written grievance, preferably in the form provided
by the Service,
(a) to
the institutional head or to the director of the parole district, as the case
may be; or
(b)
where the institutional head or director is the subject of the grievance, to
the head of the region.
76. (1) The institutional head,
director of the parole district or head of the region, as the case may be,
shall review a grievance to determine whether the subject-matter of the
grievance falls within the jurisdiction of the Service.
(2)
Where the subject-matter of a grievance does not fall within the jurisdiction
of the Service, the person who is reviewing the grievance pursuant to
subsection (1) shall advise the offender in writing and inform the offender
of any other means of redress available.
77. (1) In the case of an
inmate's grievance, where there is an inmate grievance committee in the
penitentiary, the institutional head may refer the grievance to that
committee.
(2) An
inmate grievance committee shall submit its recommendations respecting an
inmate's grievance to the institutional head as soon as practicable after the
grievance is referred to the committee.
(3)
The institutional head shall give the inmate a copy of the institutional
head's decision as soon as practicable after receiving the recommendations of
the inmate grievance committee.
78. The person who is reviewing a
grievance pursuant to section 75 shall give the offender a copy of the
person's decision as soon as practicable after the offender submits the
grievance.
79. (1) Where the institutional
head makes a decision respecting an inmate's grievance, the inmate may request
that the institutional head refer the inmate's grievance to an outside review
board, and the institutional head shall refer the grievance to an outside
review board.
(2)
The outside review board shall submit its recommendations to the
institutional head as soon as practicable after the grievance is referred to
the board.
(3)
The institutional head shall give the inmate a copy of the institutional
head's decision as soon as practicable after receiving the recommendations of
the outside review board.
80. (1) Where an offender is not
satisfied with a decision of the institutional head or director of the parole
district respecting the offender's grievance, the offender may appeal the
decision to the head of the region.
(2)
Where an offender is not satisfied with the decision of the head of the
region respecting the offender's grievance, the offender may appeal the
decision to the Commissioner.
(3)
The head of the region or the Commissioner, as the case may be, shall give
the offender a copy of the head of the region's or Commissioner's decision,
including the reasons for the decision, as soon as practicable after the
offender submits an appeal.
81. (1) Where an offender decides
to pursue a legal remedy for the offender's complaint or grievance in addition
to the complaint and grievance procedure referred to in these Regulations,
the review of the complaint or grievance pursuant to these Regulations shall
be deferred until a decision on the alternate remedy is rendered or the
offender decides to abandon the alternate remedy.
(2)
Where the review of a complaint or grievance is deferred pursuant to
subsection (1), the person who is reviewing the complaint or grievance shall
give the offender written notice of the decision to defer the review.
82. In reviewing an offender's
complaint or grievance, the person reviewing the complaint or grievance shall
take into consideration
(a)
any efforts made by staff members and the offender to resolve the complaint
or grievance, and any recommendations resulting therefrom;
(b)
any recommendations made by an inmate grievance committee or outside review
board; and
(c)
any decision made respecting an alternate remedy referred to in subsection
81(1).
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74. (1) Lorsqu'il est
insatisfait d'une action ou d'une décision de l'agent, le délinquant peut
présenter une plainte au supérieur de cet agent, par écrit et de préférence
sur une formule fournie par le Service.
(2)
Les agents et le délinquant qui a présenté une plainte conformément au
paragraphe (1) doivent prendre toutes les mesures utiles pour régler la
question de façon informelle.
(3)
Sous réserve des paragraphes (4) et (5), le supérieur doit examiner la
plainte et fournir copie de sa décision au délinquant aussitôt que possible
après que celui-ci a présenté sa plainte.
(4)
Le supérieur peut refuser d'examiner une plainte présentée conformément au
paragraphe (1) si, à son avis, la plainte est futile ou vexatoire ou n'est
pas faite de bonne foi.
(5)
Lorsque, conformément au paragraphe (4), le supérieur refuse d'examiner une
plainte, il doit fournir au délinquant une copie de sa décision motivée
aussitôt que possible après que celui-ci a présenté sa plainte.
75. Lorsque, conformément
au paragraphe 74(4), le supérieur refuse d'examiner la plainte ou que la
décision visée au paragraphe 74(3) ne satisfait pas le délinquant, celui-ci
peut présenter un grief, par écrit et de préférence sur une formule fournie
par le Service :
a)
soit au directeur du pénitencier ou au directeur de district des libérations
conditionnelles, selon le cas;
b)
soit, si c'est le directeur du pénitencier ou le directeur de district des
libérations conditionnelles qui est mis en cause, au responsable de la
région.
76. (1) Le directeur du
pénitencier, le directeur de district des libérations conditionnelles ou le
responsable de la région, selon le cas, doit examiner le grief afin de
déterminer s'il relève de la compétence du Service.
(2)
Lorsque le grief porte sur un sujet qui ne relève pas de la compétence du
Service, la personne qui a examiné le grief conformément au paragraphe (1)
doit en informer le délinquant par écrit et lui indiquer les autres recours
possibles.
77. (1) Dans le cas d'un
grief présenté par le détenu, lorsqu'il existe un comité d'examen des griefs
des détenus dans le pénitencier, le directeur du pénitencier peut transmettre
le grief à ce comité.
(2)
Le comité d'examen des griefs des détenus doit présenter au directeur ses
recommandations au sujet du grief du détenu aussitôt que possible après en
avoir été saisi.
(3)
Le directeur du pénitencier doit remettre au détenu une copie de sa décision
aussitôt que possible après avoir reçu les recommandations du comité d'examen
des griefs des détenus.
78. La personne qui
examine un grief selon l'article 75 doit remettre copie de sa décision au
délinquant aussitôt que possible après que le détenu a présenté le grief.
79. (1) Lorsque le
directeur du pénitencier rend une décision concernant le grief du détenu,
celui-ci peut demander que le directeur transmette son grief à un comité
externe d'examen des griefs, et le directeur doit accéder à cette demande.
(2)
Le comité externe d'examen des griefs doit présenter au directeur du
pénitencier ses recommandations au sujet du grief du détenu aussitôt que
possible après en avoir été saisi.
(3)
Le directeur du pénitencier doit remettre au détenu une copie de sa décision
aussitôt que possible après avoir reçu les recommandations du comité externe
d'examen des griefs.
80. (1) Lorsque le
délinquant est insatisfait de la décision rendue au sujet de son grief par le
directeur du pénitencier ou par le directeur de district des libérations
conditionnelles, il peut en appeler au responsable de la région.
(2)
Lorsque le délinquant est insatisfait de la décision rendue au sujet de son
grief par le responsable de la région, il peut en appeler au commissaire.
(3)
Le responsable de la région ou le commissaire, selon le cas, doit transmettre
au délinquant copie de sa décision motivée aussitôt que possible après que le
délinquant a interjeté appel.
81. (1) Lorsque le
délinquant décide de prendre un recours judiciaire concernant sa plainte ou
son grief, en plus de présenter une plainte ou un grief selon la procédure
prévue dans le présent règlement, l'examen de la plainte ou du grief
conformément au présent règlement est suspendu jusqu'à ce qu'une décision ait
été rendue dans le recours judiciaire ou que le détenu s'en désiste.
(2)
Lorsque l'examen de la plainte ou au grief est suspendu conformément au
paragraphe (1), la personne chargée de cet examen doit en informer le
délinquant par écrit.
82. Lors de l'examen de
la plainte ou du grief, la personne chargée de cet examen doit tenir compte :
a)
des mesures prises par les agents et le délinquant pour régler la question
sur laquelle porte la plainte ou le grief et des recommandations en
découlant;
b)
des recommandations faites par le comité d'examen des griefs des détenus et
par le comité externe d'examen des griefs;
c)
de toute décision rendue dans le recours judiciaire visé au paragraphe 81(1).
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