Date: 20120517
Docket:
T-742-11
Citation:
2012 FC 601
[UNREVISED ENGLISH
CERTIFIED TRANSLATION]
Ottawa, Ontario,
May 17, 2012
PRESENT: The
Honourable Mr. Justice de Montigny
BETWEEN:
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ATTORNEY GENERAL OF
CANADA
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Applicant
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and
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MALIKA LAHLALI
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Respondent
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REASONS FOR
JUDGMENT AND JUDGMENT
[1]
The
Attorney General of Canada filed an application for judicial review of a
decision of the Public Service Staffing Tribunal (the Tribunal), on
March 31, 2011. In that decision, Tribunal member Maurice Gohier
considered three complaints of abuse of authority under paragraph 77(1)(a)
of the Public Service Employment Act, SC 2003, c 22,
sections 12 and 13 (PSEA). He dismissed the complaints of Kenza Elazzouzi
and Mohamed Labidi and allowed that of Malika Lahlali, the respondent in this
case. This decision alone is the subject of this judicial review.
I. Facts
[2]
The
respondent has been a public servant since 2003. In January 2009, the Deputy
Minister of Human Resources and Skills Development Canada (HRSDC) started an
internal appointment process to fill Service Canada Benefit Officer positions
at the PM-02 group and level in Quebec City. The assessment board, composed of
Sonia Godin, chairperson, and Jean-Luc Plante, had used the definitions and
factors from the National Competency Dictionary (NCD) to describe the essential
qualifications of the position. The respondent applied for this position.
[3]
On
February 23, 2009, the respondent took a written exam to assess her knowledge
of the services offered by Service Canada and knowledge of the following
technologies and skills: applying principles and procedures, diagnostic
information gathering and reasoning.
[4]
After
the respondent’s written exam was corrected, the assessment board found that
the respondent had not received passing marks on questions 3 and 4, which
assessed the ability “thinking skills”. These questions were in the form of
role-playing exercises. On question 3, the candidates were faced with a
rent increase that could not be disputed and they were asked the following
question: “You have two (2) options: you can either move or accept this
increase. What factors guide your thinking in order to arrive at the ideal
solution?” In the second role-playing exercise (question 4), the candidates had
to explain how they would choose a destination abroad for the vacation they
would be taking in the next few months after having been informed of various
possibilities by a travel agent. The question read as follows: “As you can see,
you have a range of options. What factors would you take into consideration to
choose the ideal holiday for you and your partner?” The respondent received the
mark “D+” (65-69) for question 3 and the mark “E” (fail) for question 4.
[5]
The
relevant factors in assessing the ability “thinking skills” are described in
the NCD:
The ability to actively and
skillfully analyze problems and issues, organize information, identify key
factors, identify underlying clauses and generate practical solutions.
•
Effectively
plans and organizes work.
•
Identifies
practical and sound solutions to problems.
•
Quickly
acquires and applies relevant information.
•
Recognizes
pertinent facts and issues.
Applicant’s Record, National
Competency Dictionary, Vol. 1, Tab 3-E-4, at p 181.
[6]
The
respondent answered question 4 in the following manner:
In meeting with the travel agent, I would ask him
questions about:
1. The pros and cons of each
location.
2. The seasonal rates, given that
no date has been set (high and low season).
3. Gathering as much information
as possible for each destination, the price, comments from other travellers …
4. I would take his contact
information, in case I need more details or information.
5. After returning home, we would
consider the choices offered.
6. Are we willing to stay in one
city? Do we want a cruise or group tourism trip? A long stay in a sunny
destination in a condo with a kitchenette or an all-inclusive beach resort?
7. If we choose this destination,
would we be able to take the vacation during the low season to save some money?
8. We would consult the Internet
sites of these destinations, where applicable.
9. We would consult blogs and
discussion forums, talk to friends who have already [illegible] the
destinations to get their comments.
10. We would check if there are
any vaccines required or provisions to be made for the destinations (visas,
medications, safety).
Once we had the answers to all these questions, we
would be able to make a good decision so that we could have an ideal vacation.
Applicant’s Record, Answers to Lahlali’s written
exam , Tab 3-E-12, pp 241-242
[7]
The
board’s observations with respect to the respondent’s answers to questions 3
and 4 read as follows:
Question 3 (D+)
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Question 4 (E)
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Evaluates the
current situation in detail, location vs. work, school, etc. Evaluates the
current increase and possible future increases. Estimates the time, energy
and costs without giving details for these. Some issues are not dealt with.
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Does not evaluate
the situation with her partner and their needs as a couple. Repeats the
factors in the question. Does an analysis of the cost. Checks about
vaccinations, medications (…), depending on destinations. Too many issues are
not dealt with.
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Applicant’s Record, overall
assessment of Lahlali, Tab 3-E-15, p 261
[8]
On
April 22, 2009, the respondent and the other two complainants filed a
complaint under paragraph 77(1)(a) of the PSEA, alleging abuse of
authority in the application of merit regarding the appointment process.
II. Impugned decision
[9]
The
Tribunal had to determine, inter alia, whether the Deputy Minister of
HRSDC abused his authority by deciding that the respondent did not meet the
ability “thinking skills”. The Tribunal began its analysis by explaining the
role of the deputy head under section 36 of the PSEA, and noted that the
discretion in the choice and use of tools that the deputy head considers to be
appropriate in determining whether candidates meet the qualifications referred
to in subsection 30(2) of the PSEA is not absolute. The Tribunal may, in
fact, find that there was abuse of authority if it is shown that the method
used for assessing the qualifications has no connection to the qualifications
or does not allow for the qualifications to be assessed, if the method is
unreasonable or discriminatory, or if the result is unfair.
[10]
The
Tribunal then considered its role when a complaint is brought to its attention.
On this point, the Tribunal emphasized that its role is not to reassess the
marks given by the board for the answers on the exam, but rather to assess the
appointment process—the test or interview—to determine whether there was abuse
of authority.
[11]
The
Tribunal then considered the situation of the three complainants. Specifically
with respect to the respondent, the Tribunal first noted that there were no
obvious or quasi-mathematical answers to questions 3 and 4, insofar as they
required explaining the thinking used to arrive at the answer given and, thus, were
necessarily subjective.
[12]
After
reproducing the factors considered relevant by the NCD in assessing the ability
“thinking skills” in a candidate, the Tribunal expressed the view that the
board’s observations did not match the factors in the NCD. The Tribunal further
noted that the testimony of Ms. Godin, chairperson of the assessment board, did
not help in reconciling the board’s observations with the definition of the
ability “thinking skills” provided by the NCD. At the hearing before the
Tribunal, she had explained that: (a) the board did not develop any expected
answers to questions 3 and 4 of the written exam because the board wanted to
allow candidates to present different approaches; (b) the candidates’ answers
to these questions still had to meet each of the factors of the NCD’s
definition of “thinking skills”; and (c) in taking into account all these
tools, including the above factors, the assessment board was of the view that
the respondent’s answers were did not meet pass mark.
[13]
On
March 31, 2011, the Tribunal allowed the respondent’s complaint, but dismissed
the complaints of the other two complainants. In their case, the correct
answers were clear and specific given the objective nature of the situation
used to evaluate the ability “applying principles and procedures”. It was not
the same for assessing the ability “thinking skills”, which required much more
subjective criteria. The Tribunal essentially came to the conclusion that the
board was unable to explain its decision and had abused its authority. After
reproducing the board’s observations and the marks awarded for the respondent’s
answers, the Tribunal wrote:
48. In question 3, the
board said that “Some issues are not dealt with” . The use of the plural leads
to the understanding that at least two of the four factors cited previously were
not met. For question 4, the board determined that “Too many issues are not
dealt with”. Since logic dictates that “too many” must be greater than “some”,
it must be found that at least three, if not four, of the factors identified
were not met.
49. However, it seems
that the board’s observations do not match the relevant factors identified for
assessing this ability. In addition, the Tribunal notes that Ms. Godin’s
testimony did not help in clarifying this issue. At the hearing, Ms. Godin read
the text of the board’s findings, but she did not explain how the board
identified acceptable answers and no explanation was given to justify the board’s
findings. Instead, Ms. Godin explained that the board did not develop an
expected answer because it wanted to give candidates free reign to present
their information, since a number of different approaches could be acceptable.
Although the board has the liberty to proceed in this way, it is essential, in
the circumstances, that the board’s observations have a direct and concrete
link with the factors deemed relevant for assessing the candidates’ answers.
The evidence shows that this was not the case here.
50. It follows that,
in the absence of such benchmarks in its analysis of Ms. Lahlali’s answers, the
board could not justify, with regard to the ability “thinking skills” in
questions 3 and 4, its findings that “some issues are not dealt with” or “too
many issues are not dealt with”. The board’s findings were therefore
unreasonable. (…)
51. For these reasons,
the Tribunal finds that the assessment board abused its authority and committed
a serious error by failing to link its observations to the four factors
considered relevant for assessing the candidates’ answers.
[14]
The
Tribunal allowed the respondent’s complaint, finding that the situation could
be rectified by re-assessing the answers to questions 3 and 4 on the basis
of the relevant factors established for the ability “thinking skills” and by
continuing the assessment of her application if she met this qualification.
III.
Issues
[15]
This
application for judicial review raises the following three issues:
(1)
Did the Tribunal err in reversing the burden of proof or applying an
incorrect burden of proof?
(2)
Did the Tribunal err in interpreting or applying the concept of abuse of
authority within the meaning of the PSEA?
(3)
Did the Tribunal commit a clear error in respect of the facts?
IV. Analysis
A.
Legislative framework
[16]
The
PSEA came into force on December 31, 2005, and was the first wide-ranging
legislative reform of its kind in over 35 years. The objective of the new
Act was to reform the old staffing system, which was thought to be too complex
and slow. The new staffing system allowed managers to fill vacancies with
qualified people in a timely fashion so that the public service could carry out
its role of serving Canadians.
[17]
To
achieve this efficiency objective, Parliament decided to give managers
increased discretion with respect to staffing issues. This new philosophy is
echoed in the preamble to the PSEA and specifically in the following
recognition:
Recognizing that
…
delegation of staffing authority
should be to as low a level as possible within the public service, and should
afford public service managers the flexibility necessary to staff, to manage
and to lead their personnel to achieve results for Canadians.
[18]
Parliament
also distanced itself from the old system by using a version of the merit
principle that emphasizes individual rather than comparative merit, as
section 30 of the PSEA shows. From that point forward, a manager would
no longer be required to appoint the best qualified candidate to a position; it
would be enough that a person would have the essential qualifications
established by the deputy head to be appointed to a position. Paragraph 30(2)(b)
of the PSEA specifies that the Public Service Commission (the Commission) may
also take into account any additional qualifications considered an asset to the
work to be performed, any current and future organizational needs and any
current and future operational requirements. This provision reads as follows:
30. (1) Appointments
by the Commission to or from within the public service shall be made on the
basis of merit and must be free from political influence.
Meaning of merit
(2) An appointment
is made on the basis of merit when
(a) the Commission
is satisfied that the person to be appointed meets the essential
qualifications for the work to be performed, as established by the deputy
head, including official language proficiency; and
(b) the Commission
has regard to
(i) any additional
qualifications that the deputy head may consider to be an asset for the work
to be performed, or for the organization, currently or in the future,
(ii) any current or
future operational requirements of the organization that may be identified by
the deputy head, and
(iii) any current or
future needs of the organization that may be identified by the deputy head.
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30. (1) Les
nominations — internes ou externes — à la fonction publique faites par la
Commission sont fondées sur le mérite et sont indépendantes de toute
influence politique.
Définition du mérite
(2) Une nomination
est fondée sur le mérite lorsque les conditions suivantes sont réunies :
a) selon la
Commission, la personne à nommer possède les qualifications essentielles —
notamment la compétence dans les langues officielles — établies par l’administrateur
général pour le travail à accomplir;
b) la Commission
prend en compte :
(i) toute
qualification supplémentaire que l’administrateur général considère comme un
atout pour le travail à accomplir ou pour l’administration, pour le présent
ou l’avenir,
(ii) toute exigence
opérationnelle actuelle ou future de l’administration précisée par l’administrateur
général,
(iii) tout besoin
actuel ou futur de l’administration précisé par l’administrateur général.
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[19]
In
addition, the assessment board has considerable discretion in the selection and
use of assessment methods. In this regard, section 36 of the PSEA
states:
36. In making an
appointment, the Commission may use any assessment method, such as a review
of past performance and accomplishments, interviews and examinations, that it
considers appropriate to determine whether a person meets the qualifications
referred to in paragraph 30(2)(a) and subparagraph 30(2)(b)(i).
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36. La Commission
peut avoir recours à toute méthode d’évaluation — notamment prise en compte
des réalisations et du rendement antérieur, examens ou entrevues — qu’elle
estime indiquée pour décider si une personne possède les qualifications
visées à l’alinéa 30(2)a) et au sous-alinéa 30(2)b)(i).
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[20]
Candidates
not selected as a result of an internal appointment process may file a
complaint with the Tribunal if they believe that they were not appointed or
proposed for appointment specifically because of abuse of authority by the
Commission or its delegate in the application of merit:
77. (1) When the
Commission has made or proposed an appointment in an internal appointment
process, a person in the area of recourse referred to in subsection (2) may —
in the manner and within the period provided by the Tribunal’s regulations —
make a complaint to the Tribunal that he or she was not appointed or proposed
for appointment by reason of
(a) an abuse of
authority by the Commission or the deputy head in the exercise of its or his
or her authority under subsection 30(2);
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77. (1) Lorsque la
Commission a fait une proposition de nomination ou une nomination dans le
cadre d’un processus de nomination interne, la personne qui est dans la zone
de recours visée au paragraphe (2) peut, selon les modalités et dans le délai
fixés par règlement du Tribunal, présenter à celui-ci une plainte selon
laquelle elle n’a pas été nommée ou fait l’objet d’une proposition de
nomination pour l’une ou l’autre des raisons suivantes :
a) abus de pouvoir
de la part de la Commission ou de l’administrateur général dans l’exercice de
leurs attributions respectives au titre du paragraphe 30(2);
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[21]
Finally,
the PSEA does not provide an exhaustive definition of the concept of “abuse of
authority” but it contains the following provision:
2. (1) The following
definitions apply in this Act.
…
(4) For greater
certainty, a reference in this Act to abuse of authority shall be construed
as including bad faith and personal favouritism.
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2. (1) Les
définitions qui suivent s’appliquent à la présente loi.
[…]
(4) Il est entendu
que, pour l’application de la présente loi, on entend notamment par « abus de
pouvoir » la mauvaise foi et le favoritisme personnel.
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B. Standard
of review
[22]
The
issues relate mainly to the existence of abuse of authority under section 77
of the PSEA. It is clearly a mixed question of fact and law, in that this Court
must consider the meaning and scope of a statutory provision (section 77 of the
PSEA) to then apply it to the facts of this case. In Dunsmuir v New
Brunswick, 2008 SCC 9, at para 54, [2008] 1 S.C.R. 190 (Dunsmuir),
the Supreme Court established that deference will usually result where a
tribunal is interpreting its own statute or statutes closely connected to its function,
with which it will have particular familiarity. This is precisely the case
here, since the issues raised are closely related to the Tribunal’s specialized
knowledge with respect to the internal appointment process in the public
service. Moreover, section 102 of the PSEA sets out a strong privative
clause. Consequently, there is no doubt that the standard of review applicable
is that of reasonableness.
[23]
In
fact, I note that both parties agree on this issue and argue that it is the
standard applicable. The decisions of this Court and of the Court of Appeal
were also to this effect (Kane v Canada (Attorney General), 2011
FCA 19, at para 36 (available on CanLII) (Kane); Kilbray v Canada (Attorney
General), 2009 FC 390, 344 FTR 203; Brown v Canada (Attorney
General), 2009 FC 758, 369 FTR 54; Lavigne v Canada (Attorney
General), 2009 FC 684 (available on CanLII) (Lavigne)). Consequently,
the Court must determine whether the Tribunal’s decision falls within a range
of possible, acceptable outcomes which are defensible in respect of the facts
and law and whether the decision-making process is transparent, intelligible
and justifiable (Dunsmuir, above, at para 47).
(1) Did the Tribunal err
in reversing the burden of proof or applying an incorrect burden of proof?
[24]
The
applicant argued that the Tribunal had reversed the burden of proof or applied
an incorrect burden of proof by requiring the plaintiff to justify its
conclusions. Neither the complaints nor the allegations of each complainant
alleged that the board had neglected to refer to each of the factors in its
written observations, or that this omission was in itself a serious error
amounting to an abuse of power. According to the applicant, the Tribunal did
not at all analyze facts relied on by the respondent to prove the merits of her
case and rather chose to focus on the lack of evidence presented by the
respondent. In support of his argument, the applicant relies on excerpts of the
decision where the Tribunal finds that [Translation]
“no explanation was given to justify the board’s findings” and
that [Translation] “the board
could not justify its findings, with regard to the ability ‘thinking
skills’”.
[25]
As
in any civil proceeding, the burden of proving an allegation definitely rests
with the party making it, on a balance of probabilities. The respondent does
not call into question this principle and the Tribunal itself reiterated it in
paragraph 32 of its decision.
[26]
In
her complaint, the respondent alleged that the board had abused its authority
in application of merit during the evaluation of her answers in the written
exam and in the awarding of marks for the answers. She also alleged abuse of
authority because there was no expected answer to questions 3 and 4 in the
written exam, which [Translation] “provided
too many grey areas for the purposes of fair and transparent correction”
(Applicant’s Record, Vol. 1, Allegations, Tab 3-B, p 37). These
allegations, on their face, were serious, especially since the board’s
observations did not really allow a rebuttal inasmuch as they did not match the
relevant factors identified for assessing this ability, as the Tribunal noted.
[27]
In
these circumstances, and in the absence of any other evidence, the Tribunal
could have found that the board’s findings were not reasonable and that it had
abused its authority in failing to link its observations to the four factors
considered relevant for assessing the answers as prescribed by the NCD. No
doubt aware of this failure, the applicant chose to have Ms. Godin testify so
that she could explain how the board identified acceptable answers. Far from
clarifying the situation, it seems that Ms. Godin merely read the text of the
board’s findings and explained that the board did not develop an expected
answer so as not to immediately exclude unanticipated but acceptable
approaches. It is in this context that the Tribunal found that the board could
not justify its findings.
[28]
It
may well be that the use of the word “justify” was not the best choice. The
fact remains that the board was never able to establish a clear link between
the essential qualifications, the chosen assessment tools and methods, and the
conclusions drawn from applying those methods. Nevertheless, this the very
essence of the complaint filed by the respondent, who in fact was alleging
abuse of authority in the application of merit in that the deputy head was not
able to [Translation] “demonstrate that I do not meet the essential
qualifications for the work to be performed, specifically the ability “thinking
skills.” (Applicant’s
Record, Vol. 1, Complaint, Tab 3‑A, p. 32).
[29]
The
Tribunal was clearly aware of the fact that the burden of proof rested on the
complainants. But from the moment that the respondent’s allegations appeared to
have a prima facie basis given the objective evidence, the burden fell on the
applicant to provide a satisfactory explanation to rebut them. In this case,
there was no need for the respondent to give a long demonstration in support of
his allegations. The only explanation provided by the Board to support the mark
given was in its observations and they were clearly not sufficient to explain
the link between the assessment of the answers and the relevant factors. In the
circumstances, the Tribunal was entitled to expect that the board demonstrate a
clear link between the essential qualifications in the job advertisement and
the conclusions drawn from applying the tools and methods, as required by the
Public Service Commission Appointment Policy to which the Deputy Minister of
HRSDC is subject under section 16 of the PSEA.
[30]
Based
on the foregoing, I feel that the Tribunal correctly applied the burden of
proof and simply applied the PSEA and the Public Service Commission Appointment
Policy in its assessment of the respondent’s complaint.
(2) Did the Tribunal err
in interpreting or applying the concept of abuse of authority within the
meaning of the PSEA?
[31]
In
this regard, the applicant submits that the Tribunal erred in reassessing the
respondent’s answers and by applying an incorrect criterion to establish abuse
of authority, in that it determined that the analysis of each of the factors
had to be explained in the assessment board’s written observations. By requiring
the assessment board to justify its findings, the applicant felt that the
Tribunal a not only reversed the burden of proof, but also involved itself in a
reassessment process.
[32]
The
applicant further argued that the threshold which must be passed to find that
abuse of authority has occurred in the assessment of essential qualifications
is high. Relying on the Tribunal’s case law, the applicant argued that an error
or an omission can amount to abuse of authority only if there has been serious
carelessness or recklessness that can lead to presuming bad faith. In this
case, the absence of detailed written comments for each of the factors would
not be an error, let alone a serious one amounting to an abuse of authority,
particularly since the uncontradicted evidence filed at the hearing confirms
that each of the factors was examined by the assessment board.
[33]
As
previously stated, the PSEA does not provide an exhaustive definition of the
concept of “abuse of authority” and merely provides in paragraph 2(4) that
this concept “includes” bad faith and personal favouritism. A great deal of
case law has been developed around this concept, from which certain conclusions
can be drawn.
[34]
First,
it would not be appropriate to try to limit the concept of abuse of authority
to narrow and well-defined categories. Parliament chose to leave it to the
Tribunal to interpret this ground of complaint so as to take into account the
circumstances of each specific case before it. The Courts should not give in to
the temptation of supplementing the broad wording of paragraph 2(4) by
proposing interpretations that would lock them into narrow categories and,
thus, minimize their scope. Therefore, I fully agree with the Tribunal’s
reasoning in one of the first decisions it rendered under the PSEA:
…the Tribunal should not be
circumscribed by a definition of abuse of authority. The fact that Parliament
chose not to provide a definition of abuse of authority and has established
this Tribunal to interpret the concept of abuse of authority in the context of
section 65, section 77, and section 83 complaints lends support to the
idea that it was not Parliament’s intention to have a static definition of
abuse of authority.
Tibbs v Canada (Deputy Minister of National
Defence), 2006 PSST 8, at para 60 (available on CanLII).
[35]
This
approach was recently set out by Justice Evans of the Federal Court of Appeal
who refused to limit abuse of authority to “serious misconduct that carries a
moral stigma” and rejected the requirement of a mental element akin to that in
the tort of misfeasance in public office, as the respondents in that case
claimed. On
this point, he stated the following:
It would be inappropriate for the
Court to attempt to formulate a comprehensive definition of abuse of authority
as that term is used in section 77 of the PSEA. I recognize that by
limiting the Tribunal’s jurisdiction to adjudicate employees’ complaints to
instances of abuse of authority, Parliament no doubt intended to reduce the
staffing delays, and overly intrusive surveillance, associated with what was
effectively do novo appellate review under the former Act.
Kane, above, at
para 66.
[36]
While
acknowledging that the intended purpose of the PSEA was to give managers
greater discretion in staffing matters, he stated that he thought that the
interpretation should not preclude employees from pursuing a remedy:
The PSEA was intended to
introduce more flexibility into appointment and staffing decisions. However,
these objectives do not require an interpretation of the Act that would
preclude employees from pursuing an effective remedy for managerial arbitrariness
in the exercise of a statutory discretion.
Kane, above, at
para 77.
[37]
It
is wrong to interpret the concept of abuse of authority in light of the limited
class presumption and claim that abuse of authority should be limited to
acts related to bad faith or personal favoritism and, thus, require an element
of intention. Also in Kane, above, at para 60, Justice Evans showed
that the limited class presumption in similar items “does not apply to
provisions where, like subsection 2(4), specific items are stated to be
included in a preceding general term” (Emphasis added).
[38]
In
short, I am of the opinion that in addition to bad faith and personal
favoritism, abuse of authority includes other forms of inappropriate behaviour.
Indeed, more is required than mere errors and omissions, as this Court pointed
out in Lavigne, above. However, contrary to what the applicant argued,
the Tribunal’s case law does not state that an error or omission can amount to
abuse of authority only if there has been serious carelessness or recklessness
to the point where bad faith can be presumed. Further, it is not necessary, for
the purpose of this dispute, to determine whether the five categories of abuse
of authority based on case law identified by Jones and deVillars in their book
on administrative law (Principles of Administrative Law, 5th Ed., Toronto,
Carswell, 2009, at p 204), can be used to define the scope of paragraph
2(4) of the PSEA.
[39]
It
is clear from reading the PSEA and its preamble, as well as from parliamentary
debates, that Parliament intended to simplify the staffing process and give
greater discretion to managers in this area. Therefore, counsel for the
applicant was correct in saying that the Court must be careful not to bring
back the inquisitorial manner of appeals under the former Act by substituting
its assessment of candidates’ answers for that of the assessment board instead
of simply assessing how the board checked the answers.
[40]
This
being said, the discretion that Parliament delegates to an administrative body or
an employee is never absolute and must always be determined based on the
legislative objective of the law, as the Supreme Court pointed out in the now
famous decision of Roncarelli v Duplessis, (1959] SCR 121 (available on
CanLII). In adopting the new version of the PSEA, Parliament did not intend to
disregard the merit principle or dilute it, but intended to ensure that
appointments would also take into consideration the operational needs of the
organization and the public service (PSEA, subsection 30(2)).
[41]
In
addition, the discretion exercised by deputy head must be examined in light of
the guidelines adopted under subsection 29(3) of the PSEA. The following
paragraph of the Guide to Implementing the Assessment Policy (Applicant’s
Record, vol. 1, Tab 3-D, p 76) is particularly relevant:
The policy statement for
assessment requires that:
…
the assessment processes and
methods effectively assess the essential qualifications and other merit
criteria identified and are administered fairly;
…
The second statement refers
specifically to the value of fairness and indicates that processes and methods
must effectively assess the identified essential qualifications and other merit
criteria. To ensure an effective assessment, it is important that the
assessment methods, processes and tools be directly linked to the identified
merit criteria and that they be able to accurately measure the criteria. In
addition, this will ultimately have an impact on the capacity of the selected
individual to do the job. “Fair” administration of the assessment means that
individuals have had an opportunity to demonstrate their merit for the position
and that managers have a sound rationale for the decision(s) that are made.
[42]
It
was in this context the Tribunal had to determine whether the assessment board
had abused its authority by rejecting the respondent’s application. In its
decision, the Tribunal stated that its role was not to reassess the marks given
by the board, but to review the process to assess whether there was abuse of
authority. It is significant that the Tribunal dismiss the complaints filed by
the other two complainants who were not satisfied with the correction of their
written exam.
[43]
Far
from conducting its own assessment of the answers given by the respondent and
the marks given by the board, the Tribunal simply stated that questions 3 and 4
the written exam could not result in objective or obvious answers, but did
allow for considering different approaches. While admitting that the board
could proceed in this way, the Tribunal pointed out that in such circumstances,
it was “essential ... that the board’s observations have a direct and concrete
link with the factors deemed relevant for assessing the candidates’ answers”
(Applicant’s Record, Vol. 1, Decision, Tab 2, at para 49.
[44]
In
making this submission and noting the fact that the board’s observations did
not match the relevant factors in assessing the ability “thinking skills”, the
Tribunal did not exceed its jurisdiction or err in its interpretation of abuse
of authority. In fact, the selection board’s observations are rather terse and
do not help to identify which issues were [Translation] “not addressed”. It is
not possible, in these circumstances, to determine whether the factors listed
for the ability “thinking skills” were assessed. It was not enough to say, as
Ms. Godin did at the hearing, that all the factors had been reviewed by the
assessment board, without other evidence to that effect.
[45]
Contrary
to what the applicant submits, the Tribunal did not find that the board had a
duty to refer to each of the factors in its written submissions. What the
Tribunal viewed as problematic was the lack of any relationship between the
factors and the board’s observations. It was simply impossible to know on what
basis the respondent’s answers were found inadequate, which is particularly
worrisome when the questions do not call for an objective and easily verifiable
answer. Allowing this kind of practice would leave the door wide open to
arbitrariness and, in so doing, the board committed a serious error. Therefore,
I am of the view that the Tribunal did not err in finding that such an approach
was an abuse of authority under paragraph 77(1)(a) of the PSEA. In
so doing, the Tribunal did not interfere with in the discretion conferred on
the deputy minister by reassessing the respondent’s application, but complied
with the Public Service Commission policies in requiring managers to be
transparent and justify their decision based on pre-established criteria.
[46]
In
short, for all the above reasons, I am of the view that the Tribunal did not
err in interpreting and applying the concept of abuse of authority and that it
could reasonably draw the conclusion that the selection board had abused its
authority by not taking into consideration relevant factors in assessing the
answers provided in questions 3 and 4 regarding the ability “thinking
skills”.
(3) Did
the Tribunal commit a clear error in respect of the facts?
[47]
The
applicant argued that the Tribunal committed clear factual errors that make its
decision unreasonable. First he stated that the Tribunal could not find that
the assessment board had not explained how it identified acceptable answers,
after acknowledging that the board had the liberty to not develop an expected
answer to give candidates as much freedom as possible. Second, he maintained
that the Tribunal had not taken into account Ms. Godin’s testimony that it
had considered all the assessment tools, including the factors, before making
its decision.
[48]
On
that point, it should be remembered that findings of fact by an administrative
tribunal must be treated with the greatest deference in an application for
judicial review. As to Ms. Godin’s testimony, the Tribunal did not
disregard it, but it explicitly made reference to it in these terms (I cite it
again for ease of reference):
At the hearing, Ms. Godin read
the text of the board’s findings, but she did not explain how the board
identified acceptable answers and no explanation was given to justify the board’s
findings. Instead, Ms. Godin explained that the board did not develop an
expected answer because it wanted to give candidates free reign to present
their information, since a number of different approaches could be acceptable.
Although the board has the liberty to proceed in this way, it is essential, in
the circumstances, that the board’s observations have a direct and concrete
link with the factors deemed relevant for assessing the candidates’ answers.
The evidence shows that this was not the case here.
Applicant’s Record, Vol. 1,
Decision, Tab 2, at para 49.
[49]
It
is one thing to accept approach followed by the board and to admit that an open
question can sometimes be more helpful in assessing some abilities. It is
another to provide no criteria, vague or otherwise, to ensure some consistency
and minimal transparency in the assessment, and to provide no explanation of
the deficiencies in an answer based on pre-established criteria. The Tribunal
did not ignore the evidence submitted by the applicant but felt it was inappropriate
and not sufficient, as it was entitled to do.
[50]
As
to Ms. Godin’s statement that the board had in fact considered all the factors
in its assessment of the answers given to questions 3 and 4, the Tribunal
did not accept it. The Tribunal could assign little weight to this ex post
facto statement, in the absence of any documentary evidence to corroborate
this statement. The Tribunal is in the best position to assess the evidence
submitted before it and it could reasonably find that the mere fact of saying
that all relevant factors were assessed did not rectify silence in the written
submissions on this point and did not explain how the answers did not meet the
criteria established to measure the ability “thinking skills”.
V. Conclusion
[51]
For
all the foregoing reasons, I am of the view that this application for judicial
review must be dismissed and that the Tribunal’s decision must stand.
JUDGMENT
THE COURT ORDERS
AND ADJUGES that the
application for judicial review is dismissed and the Tribunal’s decision is
upheld.
“Yves de
Montigny”
Certified true
translation
Catherine Jones,
Translator