SUPREME
COURT OF CANADA
Between:
Dennis
Robert White
Appellant
and
Her
Majesty The Queen
Respondent
Coram: McLachlin C.J. and Binnie, LeBel, Deschamps, Fish, Abella,
Charron, Rothstein and Cromwell JJ.
Reasons for
Judgment:
(paras. 1 to 103)
Concurring
Reasons:
(paras. 104 to 131)
Dissenting
Reasons:
(paras. 132 to 198)
|
Rothstein J. (LeBel, Abella and Cromwell JJ. concurring)
Charron J. (Deschamps J. concurring)
Binnie J. (McLachlin C.J. and Fish J. concurring)
|
R. v. White, 2011
SCC 13, [2011] 1 S.C.R. 433
Dennis Robert White Appellant
v.
Her Majesty The Queen Respondent
Indexed as: R. v. White
2011
SCC 13
File No.:
33464.
2010: May 14;
2011: March 11.
Present:
McLachlin C.J. and Binnie, LeBel, Deschamps, Fish, Abella, Charron, Rothstein
and Cromwell JJ.
on appeal from the court of appeal for british columbia
Criminal law — Trial — Charge
to jury — Post-offence conduct — Murder — Accused fleeing crime scene after
shooting victim — Accused conceding at trial to having shot victim unlawfully
but claiming lack of intent to kill — Crown stating in closing argument that
accused fled with no hesitation, shock or uncertainty — Trial judge instructing
jury to be “careful” in considering post-offence conduct — Whether lack of
instruction stating that post-offence conduct had no probative value
constituting error of law — If so, whether curative proviso applicable — Criminal Code, R.S.C. 1985, c. C‑46,
s. 686(1) (b)(iii).
The accused and the victim were
engaged in a physical altercation when a loaded handgun in the accused’s
possession was fired into the victim’s chest, killing him instantly.
Immediately and without hesitation, the accused fled the scene. He was later
apprehended by police and charged with second degree murder. Throughout the
Crown’s case, the identity of the shooter was a live issue, but by trial’s end,
the accused effectively admitted to manslaughter, and thus the only live issue
before the jury was whether he had the requisite intent for murder. In
response to the accused’s theory according to which he shot the victim
accidently as the two grappled with one another, the Crown pointed out in its
closing argument that the accused had fled with “no hesitation here, no shock,
no uncertainty on his part” and that one would expect hesitation if the shot
had been anything other than intended. In his charge to the jury, the trial
judge referred to the accused’s post-offence conduct on two occasions, namely
in the context of his instructions on the issue of intent where he stated: “You
may consider [the accused’s] post-event conduct in fleeing the scene, but you should
also be careful with it” and “it may not be of much assistance in assessing his
precise state of mind at the time the gun was fired”, and in his summary of the
Crown’s theory of the case. The accused was convicted as charged. On appeal,
the accused argued that the trial judge should have specifically instructed the
jury that the evidence concerning the circumstances of his flight had no
probative value in relation to the issue of intent, because that evidence was
consistent with both manslaughter and second degree murder. The majority of
the Court of Appeal upheld the conviction, concluding that although the jury
charge was deficient, the error was minor and could have no impact on the final
verdict. The dissenting judge concluded that the trial judge had erred in
failing to give a “no probative value” instruction. In his view, the error was
serious such that it could not be saved by using the curative proviso found in
s. 686(1) (b)(iii) of the Criminal Code .
Held (McLachlin C.J.
and Binnie and Fish JJ. dissenting): The appeal should be dismissed.
Per LeBel, Abella, Rothstein
and Cromwell JJ.: This case is distinguishable from R. v. Arcangioli,
[1994] 1 S.C.R. 129, on the facts, and the jury charge was
adequate. Even assuming that the trial judge erred in his instructions to the
jury, the error was harmless and should be saved by the curative proviso in
s. 686(1) (b)(iii) of the Criminal Code .
The principle that post-offence conduct may constitute
circumstantial evidence of guilt remains good law. At its heart, the question
of whether such evidence should be subject to a “no probative value” limiting
instruction is simply a matter of relevance. As with all other evidence, the
relevance and probative value of post-offence conduct must be assessed on a
case-by-case basis. Given that post-offence conduct is not fundamentally
different from other kinds of circumstantial evidence, its admissibility and
the formulation of limiting instructions should be governed by the same
principles of evidence that govern other circumstantial evidence. In
particular, to be admissible, post-offence conduct evidence must be relevant to
a live issue and must not be subject to a specific exclusionary rule; it may
also be excluded pursuant to the exercise of a recognized judicial discretion.
It is also possible, and often appropriate, for a trial judge to warn the jury
of the risks associated with certain types of evidence. The purpose of such a
caution is to alert the jury to the danger, which has been recognized through
judicial experience, but then allow the properly informed jurors to evaluate
the evidence with care. Moreover, there is an important distinction to be made
between a limiting instruction and a warning or caution. A limiting
instruction tells the jury they must not consider the evidence for one or
several purposes, and a warning or caution leaves the evidence for the jury to
consider, but warns them to be careful with it. In the present case, the judge
did warn the jury to be careful with the evidence relating to the accused’s
flight and that there may be one or more explanations for his conduct.
Arcangioli and its
successor cases, such as R. v. White, [1998] 2 S.C.R. 72, do not support the very broad proposition that
post-offence conduct is generally inadmissible in determining whether an
accused is guilty of manslaughter or murder. Indeed, they stand for the
proposition that a “no probative value” instruction will be required when an
accused’s post-offence conduct is “equally explained by” or “equally consistent
with” two or more offences. Those cases should be understood as a restatement,
tailored to specific circumstances, of the established rule that circumstantial
evidence must be relevant to the fact in issue. Whether or not a given
instance of post-offence conduct has probative value with respect to an
accused’s level of culpability depends entirely on the specific nature of the
conduct, its relationship to the record as a whole, and the issues raised at trial.
Furthermore, when the question is whether certain evidence should be removed
from the jury because it is irrelevant, it is enough to evaluate whether that
evidence is relevant to the material fact at issue as a matter of logic and
human experience. The risk that a jury will misuse or be misled by an item of
evidence should not inform the relevance determination. Instead, this risk is
appropriately addressed through the trial judge’s discretion to exclude
evidence whose prejudicial effect outweighs its probative value or through a
caution in the jury charge.
In this case, the trial judge’s
instructions to the jury on the question of post-offence conduct were adequate
and did not constitute an error of law. Indeed, the conduct alluded to by the
Crown was not the flight itself, but rather the accused’s failure to hesitate
after his gun was fired into the victim’s chest before he fled the scene. This
is different from the question at issue in Arcangioli, which concerned
the simple act of fleeing from the scene. The situation in the present case is
no different from that in R. v. Jaw, 2009 SCC 42, [2009] 3 S.C.R. 26, in that a jury could legitimately infer
that the accused’s lack of hesitation after the gun was fired belied his claim
that the shooting was accidental. Evidence of such a failure is thus relevant
to the question of whether he had the requisite intent for second degree
murder. Moreover, the evidence was not tainted by the hallmark flaws
associated with demeanour evidence so as to be irrelevant, nor was it an
invitation to infer a murderous intent from the way the accused looked just
before he fled. Lack of hesitation prior to flight is an objective fact, from
which the finder of fact, and not a witness is asked to draw an inference of no
shock or surprise. While it is true that using evidence of lack of hesitation
prior to flight presupposes a normal range of reactions, and while it may be
that not everyone will respond in the same way, divergence from that norm,
though not determinative, is more consistent with an intentional shooting than
with an accident. It would therefore have been wrong for the trial judge to
instruct the jury that this evidence had no probative value in determining
intent. As well, while it is theoretically possible to read the trial judge’s
statement as an invitation to consider the accused’s act of flight as evidence
of consciousness of guilt, this would not be a reasonable interpretation given
the context in which the statement was made.
It was, however, appropriate for the trial judge to
warn the jury to be careful with the post-event conduct evidence and tell them
that it might not be of much assistance. Indeed, there could have been other
explanations for the accused’s failure to hesitate. While the notion that a
person who accidentally shoots someone to death will normally have the
immediate reaction of hesitating or showing some other sign of surprise is well
founded, there may be exceptional individuals who do not respond in the normal
way. The caution was adequate to alert the jury to the risk associated with
that evidence and to allow them to properly weigh it.
Nevertheless, if there was an
error in the trial judge’s instructions, it should be saved by the curative
proviso in s. 686(1) (b)(iii). It would have been ideal for the trial
judge, when instructing the jury on the matter of intent, to refer expressly
and exclusively to the accused’s lack of hesitation, as opposed to his “conduct
in fleeing the scene”. However, even assuming that the statement was
persistently or intractably ambiguous and therefore constitutes an error, such
an error is a minor one. There is no requirement for perfectly instructed
juries, and given the nature of the purported error, it was unlikely to have
had any effect on the jury’s deliberations.
Per Deschamps and Charron JJ.:
There is agreement with Binnie J.’s analysis on the law concerning the use that
may be made of evidence of post-offence conduct. As he stresses, it is
definitely wrong to suggest that evidence of anything said or done by an
accused after the commission of an offence gives rise to special rules of
admissibility, or that it is subject to special warnings as to what use may be
made of it by the trier of fact. There is also agreement with Binnie J. that judicial
experience has taught us that in some cases jurors have found certain types of
evidence more persuasive than warranted, thus making it necessary in
appropriate cases to caution the jury accordingly or remove the evidence from
their consideration altogether. Furthermore, it is agreed that inferences
drawn by a witness, based on his or her observation of the accused’s demeanour,
may well call for a special caution or be subject to an exclusion order.
However, there is disagreement
with Binnie J. on the significance he attaches to Crown counsel’s
reference in his closing address to the fact that the accused immediately fled
the scene “with no hesitation here, no shock, no uncertainty”. The Crown did
not invite the jury to draw an impermissible inference of guilt. Taken in
context, Crown counsel’s comment could only have been understood by the jury as
a rhetorical argument that no evidence supported the defence theory of
accidental discharge of the firearm. The failure of defence counsel to raise any
issue at trial regarding Crown counsel’s closing address or the trial judge’s
instructions on the evidence of flight further supports this interpretation.
There is also no support in the
record for the accused’s contention, accepted by Binnie J., that this case
is a re-run of Arcangioli. In that case, the accused admitted to
participating in the culpable event and the only issue at trial was his level
of culpability. Conversely, in the present case, the identity of the shooter
was a very live issue and the evidence of flight was highly relevant to the
issue of identification. Moreover, it formed an inextricable part of the
narrative as every witness to the event described the shooter, gun in hand,
fleeing the scene. The evidence was therefore admissible at trial and properly
left for the jury’s assessment. The trial judge’s instructions regarding this
evidence contained no error. The evidence of flight was reviewed for the jury
in this context and its significance would have been properly understood. In
addition, on the question of intention, the trial judge took care to instruct
the jury that they should “be careful with” the evidence in question, as it
might not tell them “much more than that for any number of reasons he would be
in some kind of trouble if he stayed at the scene and it may not be of much
assistance in assessing his precise state of mind at the time the gun was
fired”. In the context of this trial, no more was required. Accordingly,
there is agreement with Rothstein J. that the jury charge contained no
error, and there is no reason to interfere with the jury’s verdict.
Per McLachlin C.J. and Binnie and
Fish JJ. (dissenting): The rules governing jury instructions where
evidence relied on by the prosecution is not probative, or if probative is
outweighed by unfair prejudice, are outlined in recent decisions in this Court
in cases such as Arcangioli and White. The present case is not
distinguishable in principle from Arcangioli. Indeed, as in Arcangioli,
the conduct of the accused in the immediate aftermath of the offence was a
significant element in the Crown’s argument to the jury, and in the trial
judge’s final instructions. As well, there was the danger in this case that
the jury might fail to take account of alternative explanations for the
accused’s behaviour, and that they might mistakenly leap from such demeanour
evidence to a conclusion of guilt. Had the issue of identity been put to the
jury, undoubtedly evidence of flight would have been highly relevant. It might
have been used by the jury, along with other evidence to find the accused to be
the shooter. In the end, however, identity was admitted. Accordingly, the
accused’s post-offence conduct was not simply put forward as part of the
narrative; it was put forward as proof of guilt of second degree murder. On
the basis of Arcangioli, that evidence was inadmissible to prove the
specific intent necessary to support a conviction for murder.
Evidence of post-offence conduct
is typical of many items of evidence adduced in a criminal trial: it is
evidence of limited admissibility; the trier of fact may use it for one or more
purposes but not for another. It follows that its introduction imposes on the
trial judge in a jury trial the obligation to explain both the permitted and
prohibited use of the evidence. The need will depend on the facts. One of the
problems with evidence of post-offence conduct is that often the inferences
sought are too equivocal for the evidence to be of any value. The question, as
always, is the strength of the inferential link between the evidence in
question and the fact sought to be established. If the evidence introduced in
relation to a contentious issue has no probative value — or value that depends
entirely on speculative or unreasonable inferences — it is irrelevant and
should not be cluttering up the jury’s deliberations. In other situations, the
inferences urged by the prosecution from post-offence conduct are impermissible
for legal reasons rather than illogicality, and the evidence may be effectively
withdrawn from the jury with a “no probative value” instruction. Whether or
not a special caution is required with respect to post-offence conduct will
depend not on whether that evidence alone can support an inference of guilt but
on the court’s appreciation of the risk of impermissible inferences in relation
to the issues on which the prosecution in its jury address places reliance.
There is no doubt that
post-offence conduct is a type of circumstantial evidence and that when it
comes to the need for a limiting instruction, much will depend on the facts.
However, it is not enough simply to evaluate whether evidence as to, in this
case, the accused’s “no hesitation here, no shock, no uncertainty on his part”
might be portrayed as relevant to the issue of murderous intent merely as a
matter of logic and human experience. Rather, relevance depends on the
evidence having probative value in relation to a live issue. If the post-offence
evidence of demeanour is not probative it is not relevant. As to probity, it
is necessary to evaluate demeanour evidence having regard to the practical
lessons that have accumulated in the courts over many years with respect to the
potentially misleading nature of certain types of post-offence demeanour.
While the bare fact of flight from the scene may be objective the same cannot
be said of what a bystander interprets as a momentary lack of hesitation or
absence of a demonstration of “shock” or “uncertainty”. This type of evidence
depends on the unspoken assumptions that hesitation is normal whereas an
immediate reaction is abnormal, and that the conduct of the accused fell below
some assumed but unarticulated standard of procrastination. Moreover, this
assumed departure from the assumed norm is said to give rise — potentially — to
further inference of murderous intent. The double inference is problematic and
relies on the type of subjective after-the-fact evaluation which experience has
shown to be unreliable.
In this case, the Crown
specifically urged the jury to infer murderous intent from “no hesitation here,
no shock, no uncertainty on his part, just immediate flight”. The Crown
emphasis was not on the act of flight (which was an objective fact) but on the
alleged demeanour of the accused which was a matter of interpretation and
opinion by a stranger necessarily calibrated according to the stranger’s own
subjective expectation and cultural frame of reference about what would be
expected. It seems equally plausible to conclude that a person in possession
of an illegal handgun that has just shot a stranger — accidentally or otherwise
— would run away as fast and far as he could without any hesitation at all.
The use of such demeanour evidence in this case ought not to have been
permitted to go to the jury on the critical, and virtually the only, issue in
the case — murderous intent or accident. A jury should not be invited to draw
unequivocal inferences from equivocal conduct based on attributed motives and
subjective interpretations or misinterpretations of physical reactions.
Moreover, because the accused’s lack of hesitation and instantaneous flight are
equally explainable by the consciousness of more than one offence, the conduct
has no probative value in relation to intent. The Crown asked the jury to draw
speculative and unreasonable inferences on the issue of specific intent and the
jury ought to have been instructed that the evidence of flight and the
pre-flight demeanour was of no probative value on the issue of murderous
intent. In addition, failure of the accused’s trial counsel to object to this
aspect of the charge should not deny him relief.
Finally, the prosecution’s case
against the accused for second degree murder was not overwhelming. The jury
had little to work with in finding a way to choose between the hand to hand
combat scenario suggesting manslaughter and the downwards shooting of an
individual already on the ground which might suggest second degree murder. In
these elusive circumstances, post-offence conduct of reaction time and
demeanour took on considerable importance, which is why, no doubt, the Crown
laid considerable emphasis on it in its closing argument. The error was
therefore not harmless, and the curative proviso in s. 686(1) (b)(iii)
should have no application.
Cases Cited
By Rothstein J.
Distinguished: R. v.
Arcangioli, [1994] 1 S.C.R. 129; R. v. White, [1998] 2 S.C.R. 72; discussed:
R. v. Jaw, 2009 SCC 42, [2009] 3 S.C.R. 26; referred to: R.
v. Van, 2009 SCC 22, [2009] 1 S.C.R. 716; R. v. Peavoy (1997), 34
O.R. (3d) 620; Gudmondson v. The King (1933), 60 C.C.C. 332; R. v. J.‑L.J.,
2000 SCC 51, [2000] 2 S.C.R. 600; R. v. B. (L.) (1997), 35 O.R. (3d) 35;
Morris v. The Queen, [1983] 2 S.C.R. 190; R. v. Nelles (1982), 16
C.C.C. (3d) 97; R. v. Khela, 2009 SCC 4, [2009] 1 S.C.R. 104; R. v.
Corbett, [1988] 1 S.C.R. 670; R. v. Hurley, 2010 SCC 18, [2010] 1
S.C.R. 637; R. v. Hibbert, 2002 SCC 39, [2002] 2 S.C.R. 445; R. v.
Curran (2004), 188 O.A.C. 1; R. v. Levert
(2001), 150 O.A.C. 208; R. v. Trotta (2004), 191 O.A.C. 322, rev’d 2007
SCC 49, [2007] 3 S.C.R. 453; R. v. Anderson, 2009 ABCA 67, 3 Alta. L.R.
(5th) 29; R. v. Paré, [1987] 2 S.C.R. 618; R. v. Chartrand,
[1994] 2 S.C.R. 864; R. v. Mac, 2002 SCC 24, [2002] 1 S.C.R. 856; R.
v. Khan, 2001 SCC 86, [2001] 3 S.C.R. 823; R.
v. Jolivet, 2000 SCC 29, [2000] 1 S.C.R.
751; R. v. Trochym, 2007 SCC 6, [2007] 1 S.C.R. 239; R. v.
Jacquard, [1997] 1 S.C.R. 314.
By Charron J.
Referred to: R. v.
Nelles (1982), 16 C.C.C. (3d) 97; R. v. Arcangioli, [1994] 1 S.C.R.
129.
By Binnie J. (dissenting)
R. v. Nelles (1982), 16
C.C.C. (3d) 97; R. v. Anderson, 2009 ABCA 67, 3
Alta. L.R. (5th) 29; R. v. Arcangioli, [1994] 1 S.C.R. 129; R. v. White, [1998] 2 S.C.R. 72; R.
v. Ménard, [1998] 2 S.C.R. 109; R. v. Campbell (1998), 122 C.C.C.
(3d) 44; Gudmondson v. The King (1933), 60 C.C.C. 332; R. v. Turcotte, 2005 SCC 50, [2005] 2
S.C.R. 519; R. v. Peavoy (1997), 34 O.R. (3d)
620; R. v. Jacquard, [1997] 1 S.C.R. 314; R. v. MacKinnon (1999),
43 O.R. (3d) 378; R. v. Cudjoe, 2009 ONCA 543, 68 C.R.
(6th) 86; R. v. Jaw,
2009 SCC 42, [2009] 3 S.C.R. 26; R. v. Figueroa, 2008 ONCA 106, 58 C.R.
(6th) 305; R. v. Chambers, [1990] 2 S.C.R. 1293;
R. v. Symonds (1983), 9 C.C.C. (3d) 225; R. v. Corbett, [1988] 1
S.C.R. 670; R. v. B. (S.C.) (1997), 36 O.R. (3d)
516; R. v. Bisson (1997), 114 C.C.C. (3d) 154; R. v. Bennett (2003), 67 O.R. (3d)
257; R. v. Baltrusaitis
(2002), 58 O.R. (3d) 161; R. v. Powell (2006), 215 C.C.C. (3d)
274; R. v. Marinaro,
[1996] 1 S.C.R. 462, rev’g (1994), 95 C.C.C. (3d) 74; Thériault v. The Queen, [1981] 1
S.C.R. 336; R. v. Van, 2009 SCC 22, [2009] 1
S.C.R. 716; R. v. Illes, 2008 SCC 57, [2008] 3
S.C.R. 134; R. v. Charlebois, 2000 SCC 53,
[2000] 2 S.C.R. 674; R. v. Khan, 2001 SCC 86, [2001] 3
S.C.R. 823; R. v. Trochym, 2007 SCC 6, [2007] 1
S.C.R. 239.
Statutes and Regulations Cited
Criminal Code, R.S.C. 1985, c. C‑46,
s. 686(1) (b)(iii).
Authors Cited
Canadian Oxford Dictionary, 2nd ed. Don
Mills, Ont.: Oxford University Press, 2004, “demeanour”.
Ontario. Report of the Commission on Proceedings Involving Guy
Paul Morin (Kaufman Report). Toronto: Ministry of the Attorney General,
1998.
Paciocco, David M., and Lee Stuesser. The Law of Evidence,
5th ed. Toronto: Irwin Law, 2008.
Palmer, Andrew. “Guilt and the Consciousness of Guilt: The Use of
Lies, Flight and other ‘Guilty Behaviour’ in the Investigation and Prosecution
of Crime” (1997), 21 Melbourne U. L. Rev. 95.
Rondinelli, Vincenzo. “The Probative Force: Getting Inside the
Guilty Mind and Keeping Out Equivocal Conduct” (2005), 26:3 Criminal
Lawyers’ Association Newsletter 38.
Sopinka,
Lederman & Bryant: The Law of Evidence in Canada, 3rd ed. by Alan W. Bryant, Sidney N. Lederman and Michelle K.
Fuerst. Markham, Ont.: LexisNexis, 2009.
Sullivan,
Ruth. Sullivan on the Construction of Statutes, 5th ed. Markham, Ont.:
LexisNexis, 2008.
APPEAL from a judgment of the
British Columbia Court of Appeal (Finch C.J.B.C. and Ryan and
Chiasson JJ.A.), 2009 BCCA 513, 278 B.C.A.C. 177, 248 C.C.C. (3d) 499, 71
C.R. (6th) 266, 471 W.A.C. 177, [2009] B.C.J. No. 2276 (QL), 2009
CarswellBC 3083, upholding the accused’s conviction for second degree murder.
Appeal dismissed, McLachlin C.J. and Binnie and Fish JJ. dissenting.
Kathleen M.
Bradley and Nikos Harris, for
the appellant.
Wendy
L. Rubin, Q.C., for
the respondent.
The
judgment of LeBel, Abella, Rothstein and Cromwell JJ. was delivered by
Rothstein J. —
I. Introduction
[1]
In the early hours of
December 3, 2005, Lee Matasi was killed by a gunshot to the heart. According
to multiple eyewitnesses, he was shot by the appellant, Dennis Robert White.
The two had been engaged in a physical altercation that began after Mr. Matasi
made a disparaging remark to Mr. White, who was in possession of a loaded
handgun. In the course of their struggle, the gun was fired into Mr. Matasi’s
chest, killing him instantly. Mr. White immediately fled the scene, but was
later apprehended by the police.
[2]
Mr. White was charged
with second degree murder. Throughout the Crown’s
case, the identity of the shooter was a live issue. However, by trial’s end, counsel for the defence had
effectively (though not formally) conceded that Mr. White had shot Mr. Matasi
unlawfully and was therefore guilty of manslaughter. Thus, the only live issue
before the jury was whether Mr. White had the requisite intent for second
degree murder. The jury found that he did and convicted him on that charge.
[3]
Mr. White appealed his
conviction to the B.C. Court of Appeal, alleging that the trial judge erred in
his instructions to the jury. A majority of the Court of Appeal (Finch C.J.B.C. dissenting) dismissed the appeal,
and Mr. White now appeals that decision before this Court.
[4]
Mr. White’s complaint
centres on a piece of circumstantial evidence used by the Crown in its
prosecution. At trial, counsel for the defence had developed a theory of the
case according to which Mr. White had shot the victim accidentally as the two
angrily grappled with one another. As a small part
of its response to this theory, the Crown pointed
out in its closing argument:
Note
as well that the accused ran immediately after the shooting. There is no
hesitation here, no shock, no uncertainty on his part, just immediate flight.
One would expect hesitancy if the shot was anything other than the intended
action of Dennis White. [A.R., at p. 563]
[5]
Counsel for the defence
did not object to — or attempt to rebut — this line of argument, nor did he
object to the way in which the trial judge presented the issue to the jury.
Nevertheless, Mr. White appealed his conviction on the grounds that the trial
judge erred in his instruction to the jury in relation to the relevance of the
Crown’s submission on this point.
[6]
Relying on this Court’s
rulings in R. v. Arcangioli, [1994] 1 S.C.R. 129, and R. v. White,
[1998] 2 S.C.R. 72 (“White (1998)”), Mr. White argued on appeal that the
trial judge should have specifically instructed the jury that the evidence
concerning the circumstances of his flight had no probative value in relation
to the question before the jury. In his view, the evidence relied upon by the
Crown was consistent with both manslaughter and second degree murder, and was
therefore irrelevant to the only live issue in the case. Given the prejudicial
nature of such evidence, the trial judge’s failure to provide a “no probative
value” instruction was an error of law that irredeemably tainted the jury’s
verdict and warranted the ordering of a new trial.
[7]
A majority of the Court of Appeal declined
to order a new trial. It concluded that, although the jury charge was
deficient, the error was a minor one and could have no impact on the final
verdict.
[8]
For the reasons set out
below, I would dismiss the appeal. This case is distinguishable from Arcangioli
on the facts, and in my view the jury charge was adequate. In any case,
even assuming that the trial judge erred in his instructions to the jury, I
believe the error to be harmless and would uphold the verdict under s. 686(1) (b)(iii)
of the Criminal Code, R.S.C. 1985, c. C-46 .
II. The
Court of Appeal, 2009 BCCA 513, 278 B.C.A.C. 177
A. Ryan
and Chiasson JJ.A.
[9]
Ryan J.A., writing for
the majority, dismissed the appeal. She found that the trial judge had erred,
but that the error was so minor that it could not have influenced the jury’s
verdict and therefore applied the curative proviso.
[10]
While she agreed that
the trial judge had erred, Ryan J.A. appears to have disagreed with Finch
C.J.B.C., who was in dissent, on the nature of the trial judge’s error. For
her part, Ryan J.A. accepted the Crown’s contention that one may distinguish
between evidence of flight, per se, and evidence concerning the “manner”
of flight — in this case, Mr. White’s “failure to
hesitate before fleeing” (para. 145).
[11]
However, Ryan J.A. took the view that the trial
judge’s instruction on the matter of post-offence conduct was equivocal as to
its meaning. On one reading, it could be taken to indicate that the trial
judge was inviting the jury to consider Mr. White’s flight itself in
determining whether he had the requisite intent for second degree murder. Such
an invitation constituted an error of law. Nevertheless, Ryan J.A. concluded
that, in the overall context of the case, the error was a minor one and it was
unlikely to have affected the jury’s deliberations. She therefore dismissed the
appeal.
B. Finch C.J.B.C.
[12]
Finch C.J.B.C. would
have allowed the appeal. In his view, the trial judge had erred in his
instructions to the jury and that error could not be saved using the curative
proviso found in s. 686(1) (b)(iii) of the Criminal Code .
[13]
After reviewing the
relevant precedents, including Arcangioli and White (1998), he
concluded that, when an accused person has admitted the actus reus of a
criminal act, but denies a specific level of intent, a “no probative value”
instruction should be given in relation to post-offence conduct because such
evidence is not relevant to the determination of the accused’s level of
culpability. Applying this principle to the case at bar, he rejected the
Crown’s contention that the manner of Mr. White’s flight was inconsistent with
his theory of an accidental shooting, holding instead that his manner of flight
was consistent with both manslaughter and murder. He explained that “[f]rom
‘instant’ flight without hesitation, murderous intent is not the only available
reasonable inference”; rather, it “is as consistent with the awareness he would
have had of his conduct in the violent course of events that culminated in Mr.
Matasi’s being shot, even if unintentionally, as with his having intended to
kill Mr. Matasi” (paras. 75-76).
[14]
In light of this, Finch
C.J.B.C. concluded that the trial judge had erred in failing to give a “no
probative value” instruction (para. 78). In fact, in his view the error was
serious, because the trial judge had expressly instructed the jury that they
could consider Mr. White’s “post-event conduct in fleeing the scene” in
determining whether he had the requisite intent for second degree murder
(paras. 80 and 93).
[15]
Finch C.J.B.C. took the
view that this was not an appropriate case in which to apply the curative
proviso. The only question before the jury was whether Mr. White had the
requisite intent for second degree murder. Therefore, the error in the trial
judge’s instruction could not be characterized as “minor”. Nor was the
evidence against Mr. White “so overwhelming that any other verdict would have
been impossible to obtain” (R. v. Van, 2009 SCC 22, [2009] 1 S.C.R. 716,
at para. 34). Consequently, he would have ordered a new trial.
III. Issues
[16]
In my view, this case
raises three issues:
(1) How do the rules of evidence as they relate to
admissibility, limiting instructions and cautions apply to post-offence conduct
evidence?
(2) Did the trial judge’s charge to the jury in this case
satisfy the requirements of the rules of evidence as they apply to limiting
instructions and cautions?
(3) If not, is this an appropriate case in which to apply the curative
proviso?
I
will deal with each issue in turn.
IV. Analysis
A. How
Do the Rules of Evidence as They Relate to Admissibility, Limiting Instructions and Cautions Apply to Post-Offence
Conduct Evidence?
(1) The
Applicable Precedents
[17]
It has long been
accepted that actions taken by an accused person after a crime has been
committed can, under certain circumstances, provide circumstantial evidence of
their culpability for that crime. Examples of such actions include flight, the
destruction of evidence, or the fabrication of lies. However, in recent years
the terminology used to refer to such evidence has undergone certain changes.
[18]
At one time, it was
referred to as “consciousness of guilt” evidence. The value of such evidence
was explained by Weiler J.A. in R. v. Peavoy (1997), 34 O.R. (3d) 620
(C.A.), at p. 629:
Evidence
of after-the-fact conduct is commonly admitted to show that an accused person
has acted in a manner which, based on human experience and logic, is consistent
with the conduct of a guilty person and inconsistent with the conduct of an
innocent person.
The
term “consciousness of guilt” evidence was used to describe such conduct
because it was used to support an inference that the person in question
believed themselves to be guilty of the crime of which they were accused. In
some cases, certain aspects of a person’s after-the-fact conduct can best be
explained by the theory that they are guilty of the crime of which they stand
accused. For instance, if a person admits committing an act which resulted in
death, evidence that the person hid the weapon or fled from the scene may
(though not must) support an inference that they were guilty of culpable (as
opposed to non-culpable) homicide (Peavoy, at p. 630). Such
“after-the-fact” conduct is therefore admissible as circumstantial evidence.
[19]
However, in White
(1998), this Court abandoned the label “consciousness of guilt” when
describing evidence of after-the-fact conduct because such a label was thought
to be unduly narrow and somewhat misleading. After-the-fact conduct may in
fact be put to a wide variety of uses and its utility is not confined to
supporting an inference that the accused had a “guilty mind”. As Major J.
noted for the Court, at para. 20:
“Consciousness
of guilt” is simply one inference that may be drawn from the evidence of the
accused’s conduct; it is not a special category of evidence in itself.
Moreover, the words “consciousness of guilt” suggest a conclusion about the
conduct in question which undermines the presumption of innocence and may
prejudice the accused in the eyes of the jury.
Major
J. went on to suggest that this general category of evidence should be referred
to by a more neutral term, such as “post-offence conduct”. This label would
avoid the twin pitfalls of confining the relevance of such conduct to questions
concerning the accused’s state of mind and of subverting the presumption of
innocence.
[20]
As Ryan J.A. pointed
out, this change in nomenclature may have created conceptual difficulties that
did not exist before. The reason is that “consciousness of guilt” evidence
refers to a relatively narrow category of actions, usually attempts to evade
detection or prosecution, that can support an inference of guilt when taken alone
(C.A. reasons, at paras. 128-29). That is, evidence that a person considers
themselves guilty of a crime can support an inference of guilt of that crime.
Jurisprudence has grown up around the sort of warnings and limiting
instructions that ought to be given to juries with respect to this relatively
narrow category of evidence.
[21]
The category of
“post-offence conduct” evidence is much broader as it refers to anything done
by the accused after the commission of the offence. The shift in nomenclature
may therefore have led some trial judges to believe that any evidence of the
accused’s actions after the offence must be subject to special warnings and
limiting instructions (see C.A. reasons, at para. 129, per Ryan J.A.).
This is not the case.
[22]
The principle that
after-the-fact conduct may constitute circumstantial evidence of guilt remains
good law. At its heart, the question of whether such evidence is admissible is
simply a matter of relevance (White (1998), at para. 23). As Major J.
noted in White (1998), “[e]vidence of post-offence conduct is not
fundamentally different from other kinds of circumstantial evidence. In some
cases it may be highly incriminating, while in others it might play only a
minor corroborative role” (para. 21). As with all other evidence, the relevance
and probative value of post-offence conduct must be assessed on a case-by-case
basis (para. 26). Consequently, the formulation of
limiting instructions with respect to the broad category of post-offence
conduct is governed by the same principles as for all other circumstantial
evidence. Thus, while the term “consciousness of guilt” may have fallen
out of use, it is still permissible for the prosecution to introduce evidence
of after-the-fact conduct in support of an inference that the accused had behaved
as a person who is guilty of the offence alleged — provided that, as with all
circumstantial evidence, its relevance to that inference can be demonstrated.
[23]
That being said, though
the use of such evidence has an extensive history in our criminal jurisprudence,
it has also long been recognized that the introduction of post-offence conduct
for the purpose of establishing the accused’s “consciousness of guilt” carries
with it a substantial risk of jury error (Gudmondson v. The King (1933),
60 C.C.C. 332 (S.C.C.)). Jurors may be tempted to “jump too quickly from
evidence of post-offence conduct to an inference of guilt” (White (1998),
at para. 57) without giving proper consideration to alternate explanations for
the conduct in question.
[24]
In most cases,
the best
way for a trial judge to address that danger is simply to make sure that the
jury are aware of any other explanations for the accused’s actions, and that
they know they should reserve their final judgment about the meaning of the
accused’s conduct until all the evidence has been considered in the normal
course of their deliberations. Beyond such a cautionary instruction,
the members of jury should be left to draw whatever inferences they choose from
the evidence at the end of the day. [Emphasis added; White (1998), at
para. 57.]
[25]
One instance in which
the risk of jury error becomes especially acute arises when the accused has
confessed to engaging in some form of criminal conduct related to the crime of
which he stands accused. In such cases, post-offence conduct that supports an
inference that the accused had a “guilty conscience” may be of little or no use
in determining his level of culpability.
[26]
Such a set of
circumstances arose in Arcangioli. Mr. Arcangioli had been
accused of stabbing someone in the course of a large brawl, during which a
number of individuals had combined to assault a single victim. Mr. Arcangioli
had been seen fleeing the scene after the victim had been stabbed, and the
prosecution sought to rely on this as circumstantial evidence of “consciousness
of guilt”. The trial judge instructed the jury that such an inference was
indeed available, and Mr. Arcangioli was convicted of the stabbing. His conviction was upheld by a majority in the
Court of Appeal for Ontario.
[27]
However, on further appeal, this Court found that the jury
charge was deficient and ordered a new trial. The accused had admitted to
taking part in the group attack and punching the victim several times, making
him guilty of common assault. Furthermore, he claimed to have fled the scene
in panic after seeing someone else stab the victim, panic which was brought on
by his having already committed a crime. The Court found that, even if Mr.
Arcangioli’s flight were evidence of “consciousness of guilt”, that guilt was
equally explained by either common assault or aggravated assault (i.e. the
stabbing). The evidence concerning his flight therefore had no probative value
in determining which offence he had committed, and the trial judge should have
instructed the jury that this evidence could not support any inference
concerning his level of culpability.
(2) Rules of Evidence as They Relate to Admissibility, Limiting
Instructions and Cautions, and Their Application to Post-Offence Conduct
Evidence
[28]
The issue in this case
is whether the trial judge ought to have given the jury a limiting instruction
to the effect that evidence of Mr. White’s post-offence conduct was not
probative as between the mens rea for second degree murder and
manslaughter. The purpose of a limiting instruction is to preclude the jury
from considering certain evidence, either with respect to all the live issues
in a case or with respect to one or more particular live issues.
[29]
Similarly, finding an
item of evidence inadmissible serves to preclude the jury from considering that
evidence at all, with respect to the entire case. Issues of admissibility will
arise over the course of the trial as evidence is tendered and evidence that is
found to be inadmissible is not allowed on the record. Conversely, a limiting
instruction is provided in directions to the jury.
For an item of evidence to be subject to a limiting instruction, it must have
been admitted in the first place. Still, it may be that an item of evidence
that was admissible at trial must be removed from the jury’s deliberations on
some or all of the issues in the case. A limiting instruction will be necessary
when, at the end of all the evidence and for the purposes of the charge to the
jury, certain evidence that appeared unobjectionable when it was admitted
should in fact be removed from the jury with respect to one or more of the
issues in the case.
[30]
The goal of excluding
evidence as inadmissible or providing a limiting instruction is essentially the
same: to prevent the jury from considering the evidence, either with respect to
the entire case (for admissibility) or with respect to one or more issues (for
a limiting instruction). Moreover, the same rules of evidence govern
admissibility and the need for limiting instructions.
[31]
Given that “[e]vidence
of post-offence conduct is not fundamentally different from other kinds of
circumstantial evidence”, the admissibility of evidence of post-offence conduct
and the formulation of limiting instructions should be governed by the same
principles of evidence that govern other circumstantial evidence. In
particular, to be admissible, such evidence must be relevant to a live issue
and it must not be subject to a specific exclusionary rule (e.g. the hearsay
rule); it may also be excluded pursuant to the exercise of a recognized
judicial discretion (D. M. Paciocco and L. Stuesser, The Law of Evidence
(5th ed. 2008), at p. 26), such as the discretion to exclude evidence whose
prejudicial effect outweighs its probative value. These same principles also
determine the need for and scope of a limiting instruction.
[32]
I will next elaborate how these general
principles of evidence apply when
determining whether a limiting instruction is
required in relation to post-offence conduct evidence. For clarity, I will
discuss them under the following four headings: (a) relevance, (b) narrative
(which is best understood as an attenuation of the rule of relevance), (c)
specific exclusionary rules and (d) discretion.
[33]
Before I proceed, it is
critical to bear in mind that removing evidence from the jury’s consideration
is not the only way of dealing with evidence associated with a heightened risk
of jury error. It is also possible, and often appropriate, for the trial judge
to warn the jury of the risks associated with certain types of evidence. The
purpose of such a caution is to alert the jury to the danger, which has been
recognized through judicial experience, but then to allow the properly informed
jurors to evaluate the evidence with care.
[34]
The terms “limiting instruction”
and “caution” (or “warning”) are not narrowly defined terms of art which courts
have consistently treated as distinct. Nevertheless, there is a distinction between
the following two types of jury instruction: one that tells the jury they must
not consider the evidence for one or several purposes, and the other that
leaves evidence for the jury to consider, but warns them to be careful with
it. For ease of reference, I will refer to the first type of instruction as a
limiting instruction and to the second type as a warning or caution.
[35]
This distinction matters because, in the present case, the
judge did warn the jury to be careful with the evidence relating to Mr.
White‘s flight and that there may be one or more explanations for his conduct. What Mr. White argued here is
that, beyond providing a warning, the judge ought to have told the jury that it
was not allowed to consider evidence of his immediate flight in deciding as
between a finding of second degree murder or manslaughter. Accordingly, after
discussing the principles governing limiting instructions, I will address (e)
how a caution can alleviate the risks associated with certain evidence that
ought to be left with the jury.
(a) Relevance
[36]
Mr. White submits that
the trial judge erred in not having given a limiting instruction that his
post-offence conduct was of “no probative value” to the level of his
culpability as between murder and manslaughter. At its heart, the requirement
for a “no probative value” instruction is a question of relevance: if an item
of evidence is not relevant to a live issue, then that item of evidence should
be removed from consideration by the jury (White (1998), at para.
26, explaining Arcangioli). I agree with Binnie J. that irrelevant
evidence should be excluded or, if it is already on record, subject to a “no
probative value” instruction (para. 169). In order for evidence to satisfy the
standard of relevance, it must have “some tendency as a matter of logic and
human experience to make the proposition for which it is advanced more likely
than that proposition would be in the absence of that evidence” (Paciocco and
Stuesser, at p. 31, approved in R. v. J.-L.J., 2000 SCC 51,
[2000] 2 S.C.R. 600, at para. 47, and R. v. B. (L.) (1997), 35 O.R. (3d)
35, at p. 44 (C.A.); see also Morris v. The Queen, [1983] 2 S.C.R. 190,
at pp. 199-201, per Lamer J. (as he then was; speaking in dissent on the
issue of relevance)).
[37]
Arcangioli, and its successor case White (1998),
stand for the proposition that a “no probative value” instruction will be
required when the accused’s post-offence conduct is “equally explained by” or
“equally consistent with” two or more offences (White (1998), at para.
28; Arcangioli, at pp. 145 and 147). This proposition neither
complicates nor goes beyond the basic rule of relevance: to say that an item of
evidence is not relevant; that it is not probative of a live issue; or that it
is “equally explained by” or “equally consistent with” either
determination of a live issue are three ways of saying the same thing.
[38]
As with all other
evidence, the relevance or probative value of post-offence conduct “will depend
on the facts of each case” (White (1998), at para. 26). I agree with
Binnie J. that there is no general rule applying to post-offence conduct:
relevance must be assessed on a case-by-case basis.
[39]
In some cases, an item
of evidence may be probative of one live issue, but not of another. For
example, flight per se may be relevant in determining the identity of
the assailant, but may not be relevant in determining the accused’s level of
culpability as between murder and manslaughter. In such a case, the rules of
evidence remain unchanged: the evidence is left with the jury, for it to weigh
with respect to the issue of identity; the jury is
precluded from considering the same evidence with respect to determining
the mens rea for murder as opposed to manslaughter, by way of a limiting
instruction to the effect that this evidence is not probative of this
particular live issue. That judges must sometimes give limiting instructions as to appropriate and inappropriate
inferences to be drawn from the evidence is merely an application of the rule
of relevance tailored to different live issues in a single case.
[40]
Mr. White sought to
have this Court accept that Arcangioli and its successor cases, such as White
(1998), stand for the very broad proposition that “post-offence conduct is
generally inadmissible in determining whether an accused is guilty of
manslaughter or murder” (A.F., at para. 46). Arcangioli did not have —
nor was it intended to have — so far-reaching an effect. According to Arcangioli
and White (1998), the inquiry is fact-specific and a “no probative
value” instruction is warranted when the evidence of post-offence conduct is
“equally consistent with” or “equally explained by” either determination of the
live issue in question (here, with a finding of murder or manslaughter); that
is, when the evidence is not probative of that
live issue, on the facts of the case.
[41]
It may sometimes be the
case that, when the accused has admitted the actus reus, much of the
accused’s post-offence conduct will be irrelevant to determining the level of
culpability. Indeed, according to Major J., in White (1998), a “no
probative value” instruction is “most likely to be warranted” in
precisely these circumstances (para. 28 (emphasis added)). However, this was
not meant to be a free-standing principle governing
admissibility or limiting instructions. Arcangioli and White
(1998) make it clear that the basic test is always relevance in the
ordinary sense:
.
. . where an accused’s conduct may be equally explained by reference
to consciousness of guilt of two or more offences, and where an accused has
admitted culpability in respect of one or more of these offences, a trial judge
should instruct a jury that such evidence has no probative value with respect
to any particular offence. [Emphasis added; Arcangioli, at p. 145.]
.
. . a jury should not be permitted to consider evidence of post-offence conduct
when the accused has admitted culpability for another offence and the
evidence cannot logically support an inference of guilt with respect to one
crime rather than the other. [Emphasis added; White (1998), at
para. 23.]
[42]
Thus, Arcangioli and
White (1998) should be understood as a restatement, tailored to specific
circumstances, of the established rule that circumstantial evidence must be
relevant to the fact in issue. In any given case, that determination remains
a fact-driven exercise. Whether or not a given instance of post-offence
conduct has probative value with respect to the accused’s level of culpability
depends entirely on the specific nature of the conduct, its relationship to the
record as a whole, and the issues raised at trial. There will undoubtedly be
cases where, as a matter of logic and human experience, certain aspects of the
accused’s post-offence conduct support an inference regarding his level of
culpability.
[43]
Binnie J. takes issue
with my view that the general principles that apply to all circumstantial
evidence should apply in this case (paras. 178-80). In his view, “it is not
enough simply to evaluate whether evidence as to the appellant’s ‘no hesitation
here, no shock, no uncertainty on his part’ might be relevant to the
issue of murderous intent merely ‘as a matter of logic and human experience’”
(para. 180). Binnie J. invokes the importance of “having regard to the
practical lessons that have accumulated in the courts over many years with
respect to the potentially misleading nature of certain types of post-offence
conduct” (ibid.). He identifies the category of “post-offence demeanour”
(ibid.) evidence as one type of evidence that should be treated with
particular care.
[44]
With respect, I do not
agree with two aspects of Binnie J.’s approach. First, when the question is
“should the evidence be removed from the jury because it is irrelevant?”,
it is enough to evaluate whether the item of evidence is relevant to the
material fact at issue as a matter of logic and human
experience. Of course, judges should avail themselves of the accumulated
knowledge from courts and studies to the effect that certain types of evidence
can appear probative when they are not. This knowledge can inform a
determination that a particular item of evidence is too equivocal to meet the
test of relevance. This is still the same test of whether a particular item of
evidence tends to make a material fact in issue more or less likely, just with
more information based upon judicial experience.
[45]
However, in his
discussion of relevance, Binnie J. refers to these practical lessons of the
courts with respect to the “potentially misleading nature of certain
types of post-offence conduct” (para. 180 (emphasis added)). He also refers to
the Kaufman Report, which says that “evidence of the accused’s ‘demeanour’ . .
. can be overused and misused” (para. 182 (emphasis added)). I do
not agree that the risk that a jury will misuse or be misled by
an item of evidence, should inform the relevance determination. Instead, this risk is appropriately addressed through the
trial judge’s discretion to exclude evidence whose prejudicial effect outweighs
its probative value or through a caution in the jury charge to be careful with
the evidence. I discuss both below.
[46]
Second, I do not agree that this case raises the sorts of concerns
typically associated with demeanour evidence. This case simply does not engage concerns about evidence of
facial expressions or failing to attend funerals leading to wrongful
convictions. The Crown did not invite the jury to rely on Mr. White’s
appearance in relation to shock or surprise, but on the fact that he did not
hesitate before fleeing. As I elaborate below, the objective physical evidence
that Mr. White failed to hesitate immediately after shooting Mr. Matasi has
nothing to do with the serious problems identified by the Kaufman Inquiry into
the Morin conviction or the Nelles case (R. v. Nelles (1982), 16
C.C.C. (3d) 97 (Ont. Prov. Ct. (Crim. Div.))).
(b) Narrative
[47]
The basic requirement
of relevance is somewhat attenuated in the context of narrative evidence.
Evidence that is not adduced to prove a live issue, or support the
prosecution’s case, but that is merely provided to complete the narrative may
be admitted even if it does not satisfy the
strict requirements of relevance (Paciocco and Stuesser, at pp. 45-47). A trial
judge need not provide specific limiting instructions
with respect to each item of evidence that was merely presented to complete the
narrative to the effect that it is “not probative” of the live issues in the
case.
[48]
I should make clear
that I am only here adverting to the attenuation of the requirement of
relevance as it pertains to narrative evidence and not to the relationship
between narrative evidence and other specific exclusionary rules (e.g. the
hearsay rule).
(c) Specific
Exclusionary Rules
[49]
Although not at issue
in the present appeal, specific exclusionary rules can also operate to remove
certain types of otherwise relevant evidence from consideration by the jury.
Binnie J.’s discussion of the inadmissibility of evidence for “legal reasons”
(para. 168) falls under this category.
(d) Discretion
to Exclude
[50]
Otherwise admissible
evidence may still be removed from consideration by the jury on the basis that
it is more prejudicial than probative. This may be achieved by refusing to
admit the evidence at trial. It can also happen that the disproportionately
prejudicial nature of a certain item of evidence only becomes apparent in light
of the evidence as a whole. The trial judge may then instruct the jury in his
charge that they may not consider a certain item of evidence in their
deliberations.
[51]
Exclusion on the basis that evidence is
more prejudicial than probative does not ground a “no probative value”
instruction: the evidence is by hypothesis at least minimally probative of a
live issue. As noted in White (1998), the decision in Arcangioli did
not rest on the exercise of this discretion:
It
bears emphasizing that in these sorts of cases, while the evidence cannot be
said to be irrelevant to the issue in dispute, it might still be withdrawn from
the jury by the trial judge on the basis that it is more prejudicial than
probative. The same would be true in cases where two separate offences have been
committed and the evidence of post-offence conduct provides scant basis for
distinguishing between them. Such a decision would fall within the ordinary
discretion of the trial judge, however, and would not be mandated by the result
in Arcangioli. [para. 33]
Although
the issue was not raised in the present appeal, there is a distinction to be
made between removing post-offence conduct from consideration by the jury
because it is not probative of a live issue and excluding it because its
probative value is outweighed by its prejudicial effect. Some of the concerns
about juries misusing evidence of post-offence conduct and “demeanour evidence”
may be better addressed by the application of this discretion.
[52]
As I explained above,
these concerns, do not justify applying a different test of relevance to
post-offence conduct or “demeanour evidence” than that applied to any other
circumstantial evidence. The trial judge’s discretion to exclude evidence that
is more prejudicial than probative recognizes that jurors will sometimes misuse
relevant evidence. However, since this discretion calls into question the
jury’s competence in performing its fact-finding function, the excessive
prejudicial effect should be invoked explicitly. It should not be disguised
within a finding that the evidence is not probative at all. Where this
discretion is not invoked, the jury should be trusted, often with a warning, to
weigh the relevant evidence.
[53]
Although Binnie J.
takes the position that evidence of Mr. White’s lack of hesitation prior to
flight ought to have been removed from the jury as irrelevant, he would, in the
alternative, have held that the trial judge ought to have exercised his
discretion to exclude the evidence as more prejudicial than probative (para.
176). I do not agree. I would observe that the trial
judge was not asked to exercise this discretion at any point in the proceedings
in this case, nor was it ever suggested to the Court of Appeal or to this Court
that he ought to have. In any event, as I discuss below, the evidence
was probative and, based upon the record, I see no basis for determining it
would have had a disproportionately prejudicial effect.
(e) How a Caution Can Alleviate the Risks Associated With
Certain Evidence That Ought to Be Left With the Jury
[54]
Once evidence is found
to be relevant, it is generally admissible and the
jury is left to decide how much weight to give
a particular item of evidence. Similarly, once evidence is determined to be
relevant with respect to a particular live issue, the jury should normally be
free to weigh the evidence in drawing conclusions about that live issue. This
is subject to specific exclusionary rules and the judge’s discretion to exclude
evidence that is more prejudicial than probative.
[55]
Still, judicial
experience has shown that certain evidence that ought to be left with the jury,
based on the ordinary rules of evidence, carries with it a heightened risk of
misinterpretation or misuse. Certain types of evidence may appear more
probative than they really are, may be systematically less reliable than they
seem, or may be consistent with other less obvious explanations than the one
advanced by a party (though not equally so). These potential dangers may not be
immediately apparent to lay juries (see R. v. Khela, 2009 SCC 4, [2009]
1 S.C.R. 104, at para. 4). Accordingly, courts have recognized that when
leaving certain types of evidence with the jury, the trial judge should provide
a caution that alerts the jury to the risks involved. The content and nature
of the warning should address the risk and depend upon the severity of the
danger.
[56]
A warning or caution
does not serve to remove the evidence from the jury’s consideration. Instead,
providing a caution allows for juries to benefit from judicial experience
concerning the risks associated with certain types of evidence, while
respecting the jury’s competence in fulfilling its fact-finding role. The point
is that once jurors are alerted to the risks that are not necessarily apparent
to the average citizen, they can be trusted to properly weigh the evidence. Our
jury system is predicated on the conviction that jurors are intelligent and
reasonable fact-finders. It is contrary to this fundamental premise to assume
that properly instructed jurors will weigh the evidence unreasonably or draw
irrational and speculative conclusions from relevant evidence. I agree with
the view expressed by Dickson C.J., in R. v. Corbett, [1988] 1 S.C.R.
670, that “it would be quite wrong to make too much of the risk that the jury might
use the evidence for an improper purpose. This line of thinking could
seriously undermine the entire jury system. The very strength of the jury is
that the ultimate issue of guilt or innocence is determined by a group of
ordinary citizens who are not legal specialists and who bring to the legal
process a healthy measure of common sense” (p. 692 (emphasis in original)).
[57]
Binnie J. does not draw
any clear distinction in his reasons between removing evidence from
consideration by the jury and warning the jury to be careful with certain
evidence. Indeed, in discussing “the need for a limiting instruction” (para.
178), he invokes judges’ instructions about evidence of jailhouse informants
and eyewitness identification (para. 185). Yet, these two types of evidence are
not systematically removed from the jury’s consideration by way of a limiting
instruction, but are generally left with the jury along with a warning in the
jury charge.
[58]
When leaving the jury
with evidence of a jailhouse informant, the trial judge is to provide a Vetrovec
warning. The instruction “must take into account the dual purpose of the Vetrovec
warning: first, to alert the jury to the danger of relying on the unsupported
evidence of unsavoury witnesses and to explain the reasons for special scrutiny
of their testimony; and second, in appropriate cases, to give the jury the
tools necessary to identify evidence capable of enhancing the trustworthiness
of those witnesses” (Khela, at para. 47, per Fish J., cited in R.
v. Hurley, 2010 SCC 18, [2010] 1
S.C.R. 637, at para. 11).
[59]
Eyewitness
identification evidence provides an even more striking example of the
importance of distinguishing a limiting instruction that removes evidence from
the jury’s consideration from a warning that tells the jury to be careful with
the evidence. In the vast majority of cases, eyewitness identification will be
relevant to the issue of identity, i.e. whether the accused is the person who
committed the offence. However, eyewitness identification can be “deceptively
credible” because an honest and sincere witness may be mistaken (R. v. Hibbert,
2002 SCC 39, [2002] 2 S.C.R. 445, at paras. 50-51, specifically referring to
“eyewitness in-court identification”, but also discussing eyewitness
identification generally; see also R. v. Curran (2004), 188 O.A.C. 1, at
para. 29). The appropriate
response is not to instruct the jury that they cannot consider eyewitness
testimony in determining the issue of identity. Rather, it is to warn the jury
that the evidence may not be as reliable as it seems. Indeed, this is what
judges generally do.
[60]
In sum, it is important to
remember that, when dealing with risky evidence, the trial judge is not left
with a stark choice between removing the evidence from the jury’s consideration
with respect to one or more live issues, and simply leaving the evidence with
the jury without any guidance. It is also possible for the judge to warn the
jury of the risks and thereby assist them in performing their fact-finding
function. In my view, a limiting instruction is only appropriate when the
evidence is not relevant to one or more live issues, is subject to a specific
exclusionary rule or is explicitly found by the trial judge to be more prejudicial
than probative. Otherwise, judicial experience about the risks associated with
certain types of evidence should be communicated to the jury by way of a
caution.
B. Did the Trial Judge’s
Charge to the Jury in This Case Satisfy the Requirements of the Rules of
Evidence as They Apply to Limiting Instructions and Cautions?
(1) The
Trial Judge Should Not Have Given a Limiting Instruction
[61]
In this case, the
trial judge provided a caution. It was not argued that the warning was
inadequate to alert the jury to the possibility that there might be other
explanations for Mr. White’s lack of hesitation prior to flight. Similarly, it
was not argued that the trial judge ought to have exercised his discretion to
exclude the evidence or to have excluded the evidence based upon a specific
exclusionary rule. None of these issues were before this Court. The only issue
that was raised before this Court was whether the trial judge should have
provided a limiting instruction that Mr. White’s lack of hesitation prior to
flight was not probative as between murder and manslaughter; in other words,
that it was irrelevant.
(a) The
Issue Was of Little Significance at Trial
[62]
The issue in this
appeal is whether the evidence of Mr. White’s lack of hesitation prior to
flight was relevant in determining his level of culpability as between murder
and manslaughter. At the outset, I should state that this issue was of little
significance at trial. As Charron J.’s detailed review of the record shows
(paras. 111-21), this issue was not a significant
element in the Crown’s case.
[63]
Without repeating what
Charron J. has said, I stress that three features of the record are
particularly telling as to the minimal significance, at trial, of evidence of
lack of hesitation prior to flight in relation to the issue of intent. First,
throughout the Crown’s case, the identity of the shooter was a very live issue.
Evidence of flight was of central importance to the Crown’s case on the issue
of identity. Second, in making its case on intent, the Crown emphasized
forensic evidence and eyewitness testimony. Mr. White’s lack of hesitation
prior to flight was a very minor part of the Crown’s case on intent. Third,
defence counsel did not respond to the Crown’s submissions about the evidence
of lack of hesitation prior to flight in his closing argument nor did he raise
any concerns about the use of this evidence with the trial judge.
(b) The
Relevance of Lack of Hesitation Prior to Flight
[64]
Having noted the
context in which the issue arose at trial, I now consider whether lack of
hesitation prior to flight was relevant to determining Mr. White’s level of
culpability as between murder and manslaughter.
[65]
The Crown sought to
convince the jury that Mr. White’s conduct in the immediate aftermath of the
gunshot was not reconcilable with the theory that the gun was fired
accidentally. In Mr. White’s view, this submission “breached the
well-established rule that post-offence conduct, such as flight, is not
admissible to determine an accused’s level of culpability” (A.F., at para.
58). Relying on Arcangioli, and its successor cases, he argues that the
Crown invited the jury to draw an impermissible inference of “consciousness of
guilt” of second degree murder from his “immediate flight”.
[66]
However, this case is
distinguished from Arcangioli on the facts. The conduct alluded to by
the Crown is not the flight itself, but rather Mr. White’s failure to hesitate after his gun was fired into Mr. Matasi’s
chest before he fled the scene. This is
different from the question at issue in Arcangioli, which concerned the
simple act of fleeing from the scene. In that case — as, indeed, in this one —
the mere fact that the accused fled the scene did not provide any information
as to whether he was guilty of the lesser or the greater charge. However, in
this case, the fact that Mr. White failed to hesitate
at the discharge of his firearm into another person’s chest does potentially
provide such information.
[67]
As a matter of logic and human experience,
one would expect an ordinary person to present some physical manifestation, such as hesitation, at a gun in their hand
accidentally discharging into someone’s chest, thereby killing them. It was open to the jury to infer that a failure to
react in this way was incongruous with the
theory, advanced by the defence, that the gun went off by accident as the two
men struggled with each other. To use the language of Arcangioli and White
(1998), lack of hesitation was not “equally consistent with” or “equally
explained by” accidentally as opposed to intentionally shooting the victim. It
is less consistent with accident. Thus, the evidence that Mr. White did not hesitate when the gun was fired in response to this unexpected and calamitous turn
of events supports an inference that he deliberately pulled the trigger.
[68]
Again, this case is not
simply a replay of Arcangioli. In my view, there is a meaningful
difference between the following two questions:
Would the accused have been equally likely to
flee the scene whether he was guilty of murder or of manslaughter? (in Arcangioli)
Would the accused have been equally likely to hesitate before fleeing had he shot the victim
intentionally or accidentally? (in this case)
[69]
The two questions raise
distinct sets of considerations. On the one hand, logic and human experience
suggest that there is no reason to think that a person who has committed
manslaughter would be more likely to stay at the scene of the crime than one
who has committed murder. In both cases the person has committed a very serious
offence by unlawfully killing someone and will be just as likely to flee. In
both cases, the person may flee for a host of reasons, such as to avoid arrest,
to minimize evidence of that person’s connection with the crime, or to buy
additional time. Indeed, flight is a response equally consistent with a wide
range of much less serious offences, such as theft, vandalism, or common
assault (as discussed in Arcangioli).
[70]
On the other hand,
logic and human experience suggest that people are more likely to show some
outward sign, such as hesitation, before continuing
on with their actions, when they do something accidentally than when
they do it on purpose. This is all the more so when the accident involves a
sharp physical effect on the person (the discharge of a gun in one’s hand) and
results in a terrible consequence, such as having killed another person. As I
have discussed, lack of hesitation prior to flight, is less consistent with
shooting and killing someone accidentally than it is with doing so
intentionally. Thus, in the context of determining relevance, evidence of
flight per se is different from evidence of lack of hesitation prior to
flight.
[71]
In R. v. Jaw,
2009 SCC 42, [2009] 3 S.C.R. 26, LeBel J., in
his reasons for the majority, addressed an issue similar to the one being
discussed here, albeit in obiter.
[72]
In that case, a man was
accused of shooting and killing a police officer who had entered his home in
order to deal with a domestic dispute between the accused and his wife. The
accused claimed that the shooting was accidental, and testified that he could
not remember the events leading up to the shooting because of the effects of
the pepper spray used on him by the police officer. In order to impugn the
accused’s credibility, the Crown had referred to the fact that, moments after
the shooting, the accused had reloaded his gun and told his wife that he
intended to commit suicide, all without bothering to verify if the officer was
dead. In the Crown’s view, these actions were inconsistent with the accused’s
testimony that he had virtually no memory of the shooting itself, and so it
sought to weaken the credibility of that testimony by drawing attention to the
discrepancy.
[73]
Although the Crown only
used evidence of his post-offence conduct to impugn the credibility of the
accused, LeBel J. believed that an argument
could have been made that his conduct supported an inference concerning the
state of mind of the accused at the time of the shooting:
Post-offence
conduct may also be used to discredit a defence that relates to the accused
person’s state of mind at the time of the offence and that is therefore
relevant to his or her ability to form the requisite intent for the offence,
such as intoxication (R. v. Pharr, 2007 ONCA 551, 227 O.A.C. 112, at
paras. 8-15; Peavoy, at pp. 630-31) or the “not criminally responsible”
defence under s. 16 (R. v. Jacquard, [1997] 1 S.C.R. 314, at paras.
42-53). In the case at bar, the Crown could have pursued the argument that
the appellant’s sense of awareness immediately after the shooting was relevant
circumstantial evidence that he had the requisite intent, since it belied his
claim to have been completely disoriented by the pepper spray. If the Crown
had done so, then the jury should have been instructed on the limited probative
value of the appellant’s post-offence conduct. [Emphasis added; para. 40.]
[74]
In my view, the
situation in the present case is no different. A
jury could legitimately infer that Mr. White’s lack
of hesitation after the gun was fired belied
his claim that the shooting was accidental. Evidence of such a failure is thus
relevant to the question of whether he had the requisite intent for second
degree murder.
[75]
This evidence was not
tainted by the hallmark flaws associated with “demeanour evidence” so as to be
irrelevant. Such hallmark flaws are generally associated with evidence in the
form of a witness’s impression of the accused’s mental or emotional state (e.g.
appeared calm or nervous), as inferred by the witness from the accused’s
outward appearance or behaviour. The accused’s mental or emotional state is
then submitted as suspect and probative of guilt (see Nelles; R. v.
Levert (2001), 150 O.A.C. 208, at paras. 24-27; R. v. Trotta (2004), 191 O.A.C. 322, at paras. 40-43 (an appeal was allowed by this Court and a
new trial was ordered, but solely on the basis of fresh evidence, 2007 SCC 49,
[2007] 3 S.C.R. 453)).
[76]
A problem with such
evidence is that the inferential link between the witness’s perception of the
accused’s behaviour and the accused’s mental state can be tenuous (Trotta,
at para. 40). The witness’s assessment depends on a subjective impression and
interpretation of the accused’s behaviour (Levert, at para. 27).
Moreover, it appears to involve an element of mind reading (R. v. Anderson,
2009 ABCA 67, 3 Alta. L.R. (5th) 29, at para. 51). Additionally, insofar as the
witness is inferring the accused’s state of mind from the accused’s outward
appearance, there may be a legitimate concern that this is inadmissible lay
opinion evidence. This is to be contrasted with evidence of objective conduct
that allows the jury to draw its own inferences about the accused’s state of
mind.
[77]
Lack of hesitation
prior to flight is an objective fact, from which the finder of fact (and not
the witness) is asked to draw an inference of no shock or surprise. This was
not a case where the accused’s outward behaviour was adduced to prove that an
awareness of guilt was boiling under the surface. The evidence here is not
analogous to a doctor’s testimony that a nurse had “a very strange expression”
and displayed no signs of grief when she was “writing up the final death note
as part of her other difficult duties on the occasion of the death of a baby in
her care” (Nelles, at p. 125, cited in Binnie J.’s reasons, at para.
142); nor is it analogous to testimony that the accused seemed “unusually
quiet” in the area of a crime scene and turned his head away (Anderson,
at para. 50, cited in Binnie J.’s reasons, at para. 143). Instead, the evidence
was in the nature of the absence of an immediate reflex.
[78]
Indeed, I agree with
Charron J. that Crown counsel’s comment was certainly not “an invitation to
infer a murderous intent from the way Mr. White ‘looked’ just before he fled”
(para. 122). As her discussion of the record shows, “while every witness to the
event testified that the shooter immediately fled, no witness was asked
by the Crown how the shooter ‘looked’ at the time he fled” (para. 122 (emphasis
in original)). Rather, if any examples of “demeanour evidence” were at issue in
this case, it was counsel for the defence who attempted to introduce them. I
further agree that, had defence counsel successfully shown that there was
evidence that Mr. White did look surprised or shocked after the shooting, the
jury would have been entitled to the benefit of this evidence (Charron J.’s
reasons, at para. 126).
[79]
It is true that the
Crown’s use of evidence of lack of hesitation prior to flight presupposes a
normal range of reactions: it assumes that most people will hesitate or show
some other outward sign of surprise when something dramatic and horrible
accidentally happens. Of course, it may be that not everyone will respond in
this way. However, I consider this view of a normal almost reflexive or
involuntary response to be well founded. I have no doubt that had there been
evidence of hesitation, defence counsel would have submitted it as probative of
an accident. Divergence from this norm, though not determinative, is more
consistent with an intentional shooting than with an accident. It would
therefore have been wrong for the trial judge to instruct the jury that this
evidence had no probative value in determining intent, as Mr. White suggests he
should have. It was not irrelevant.
(2) The
Trial Judge’s Instructions to the Jury Did Not Invite the Jury to Consider
Evidence of Flight per se in Determining the Appellant’s Level of
Culpability as Between Murder and Manslaughter
[80]
Mr. White submits that,
even if the Crown’s argument concerning his lack of surprise was permissible,
the trial judge nonetheless erred in his instructions to the jury because he
invited them to consider the flight itself as evidence that he intended
to shoot Mr. Matasi.
[81]
The trial judge
referred to post-offence conduct in relation to Mr. White’s flight from the
scene on two occasions. The first reference came in the context of his
instructions to the jury on the issue of intent. Near the end of his
instructions on that point, he stated the following:
You
may consider Mr. White’s post-event conduct in fleeing the scene, but you
should also be careful with it. It may not tell you much more than that for
any number of reasons he would be in some kind of trouble if he stayed at the
scene and it may not be of much assistance in assessing his precise state of mind
at the time the gun was fired. That is for you to assess and consider. [A.R.,
at p. 606]
He
next referred to the manner of Mr. White’s flight in summarizing the Crown’s
theory of the case:
The
Crown submits that what is most compelling is the forensic evidence. It
submits that the location of the bullet fragments is significant and suggests
that Mr. Matasi could not have been standing up because with the elevation
drop, a bullet shot north, when passing through Mr. Matasi’s body would have
ended up not on the ground but in a building somewhere on Water Street. The
Crown lastly noted that the accused ran away with no apparent hesitation or
confusion, which suggests that what happened is what he intended to happen.
This, the Crown suggested, indicates intention by one of the two ways possible
for murder. [Emphasis added; A.R., p. 609.]
[82]
The first of these
references may, if taken entirely out of context, appear to be equivocal. Read
in isolation, it is not entirely clear whether the statement constitutes an
invitation to the jury to consider the flight itself, or rather circumstances
surrounding the flight. Nevertheless, this Court need not automatically adopt
the interpretation most favourable to Mr. White. When reviewing a trial
judge’s instructions to the jury, appellate courts must not immediately adopt a
restrictive interpretation any time an isolated word or phrase presents an
apparent ambiguity. Rather, they must first ascertain whether the ambiguity
can be resolved by applying the general principles of interpretation and
placing the statement in its proper context. As
LeBel J. noted in Jaw, the adoption of a restrictive interpretation of a
jury charge is “a principle of last resort that does not supersede a purposive
and contextual approach to interpretation” (para. 38, citing R. v. Paré,
[1987] 2 S.C.R. 618; R. v. Chartrand, [1994] 2 S.C.R. 864, at pp.
881-82; R. v. Mac, 2002 SCC 24, [2002] 1 S.C.R. 856, at para. 4; R.
Sullivan, Sullivan on the Construction of Statutes (5th ed. 2008), at
pp. 472-74).
[83]
In Jaw, LeBel J.
declined to resolve the ambiguity in the accused’s favour because that was not
a case in which “the trial judge used a word or phrase that was reasonably
capable of more than one meaning and the jury was left to discern which of the
possible meanings was intended” (para. 37). In his view, when read in the
context of the charge as a whole and the evidence presented at trial, the
impugned statement had only one reasonable meaning. The fact that an appellate
court might “divine” another interpretation “does not mean that the charge
created uncertainty for the jury” (Jaw, at para. 37).
[84]
These comments are
apposite to the present case. While it is theoretically possible to read the
trial judge’s statement as an invitation to consider Mr. White’s act of flight
as evidence of “consciousness of guilt”, this would not be a reasonable
interpretation given the context in which the statement was made. For the purpose of proving identity and as part of the
narrative, flight per se was clearly admissible. Indeed, it would have
been impossible for the Crown to provide a full account of what transpired at
the scene and of the events leading up to Mr. White’s arrest without mentioning
that he had fled the scene. However, by the time the trial judge was
instructing the jury, flight per se was not important; it was merely
collateral to other evidence upon which the Crown relied. The Crown
itself had never suggested that Mr. White’s decision to flee the scene was
indicative of his level of culpability. Furthermore, not much later in the
charge, the trial judge correctly summarized the use to which the Crown had put
the evidence of Mr. White’s post-event conduct.
[85]
In light of this, I do
not believe that the jury would have understood him to be suggesting that Mr.
White’s flight alone was relevant to its verdict. To paraphrase LeBel J., this was not a case in which the jury was
left guessing whether it was to consider the flight alone or the circumstances
surrounding the flight in assessing the accused’s level of culpability.
(3) The
Trial Judge’s Caution to the Jury Was Sufficient
[86]
In my view, Mr. White’s
lack of hesitation prior to fleeing the scene was relevant to the issue of his
level of culpability. Accordingly, I consider that this evidence was properly
left with the jury.
[87]
Nevertheless, the
evidence was not without its risks. There could have been explanations for Mr.
White’s failure to hesitate or evince any physical signs of surprise other than
that he intentionally pulled the trigger. The notion that a person who
accidentally shoots someone to death will normally have the immediate reaction
of hesitating or showing some other sign of surprise is well founded. Still,
there may be exceptional individuals who do not respond in the normal way. While
the existence of other, less likely explanations does not render this evidence
irrelevant, the possibility of other explanations might not have been
immediately apparent to the jury. Thus, it was appropriate for the trial judge
to warn the jury to be careful with this evidence and that it might not be of
much assistance to them. So he did. This caution was adequate to alert the jury
to the risk associated with this evidence and to allow them to properly weigh
the evidence.
[88]
Thus, I would answer the second question in the affirmative: in my view,
the trial judge’s instructions to the jury on the question of post-offence
conduct were adequate and did not constitute an error of law.
C. Is This an Appropriate
Case in Which to Apply the Curative Proviso?
[89]
Notwithstanding that I
believe the jury charge to have been error-free, I briefly address the question
of whether this would be an appropriate case to apply the so-called “curative
proviso”, s. 686(1) (b)(iii) of the Criminal Code . In my
opinion it would be. Even assuming that the trial judge committed an error of
law in his instructions to the jury, this error is a minor one that is harmless
on its face.
[90]
Section 686(1)
provides:
686. (1)
On the hearing of an appeal against a conviction or against a verdict that the
appellant is unfit to stand trial or not criminally responsible on account of
mental disorder, the court of appeal
(a) may allow the appeal
where it is of the opinion that
. . .
(ii) the judgment of the
trial court should be set aside on the ground of a wrong decision on a question
of law . . .
. . .
(b) may dismiss the appeal
where
. . .
(iii) notwithstanding that
the court is of the opinion that on any ground mentioned in subparagraph (a)(ii)
the appeal might be decided in favour of the appellant, it is of the opinion
that no substantial wrong or miscarriage of justice has occurred . . . .
[91]
This Court recently
reviewed the principles governing the application of the curative proviso in Van.
LeBel J., writing for the majority, noted that there are two categories of
errors that satisfy the requirements of s. 686(1) (b)(iii):
An
error falling into the first category is an error that is harmless on its face
or in its effect. The proviso ensures that an appellate court does not need to
overturn a conviction solely on the basis of an error so trivial that it could
not have caused any prejudice to the accused, and thus could not have affected
the verdict. Indeed, it would detract from society’s perception of trial
fairness and the proper administration of justice if errors such as these could
too readily lead to an acquittal or a new trial (e.g. Chibok v. The Queen
(1956), 24 C.R. 354 (S.C.C.), at p. 359). . . . Errors might also be
characterized as having a minor effect if they relate to an issue that was not
central to the overall determination of guilt or innocence, or if they benefit
the defence, such as by imposing a more onerous burden on the Crown (Khan,
at para. 30). The question of whether an error or its effect is minor should
be answered without reference to the strength of the other evidence presented
at trial. The overriding question is whether the error on its face or in its
effect was so minor, so irrelevant to the ultimate issue in the trial, or so
clearly non-prejudicial, that any reasonable judge or jury could not possibly
have rendered a different verdict if the error had not been made. [para. 35]
[92]
An appellate court can
also uphold a conviction under s. 686(1) (b)(iii) in the event of an
error that was not minor and that cannot be said to have caused
no prejudice to the accused, if the case against the accused was so
overwhelming that a reasonable and properly instructed jury would inevitably
have convicted (R. v. Khan, 2001 SCC 86, [2001] 3 S.C.R. 823, at
para. 31).
[93]
Thus, the first
category of error that satisfies the requirements of the curative proviso is
that of “minor” or “harmless” errors. In determining whether or not an error had only a minor effect,
the court may look at the entirety of the case for
context, but should not assess the strength of the evidence against the accused
(Van, at paras. 35 and 37). For
example, an error that appears significant in isolation may be minor because,
in context, it only related to “a very minor aspect of the case that could not
have had any effect on the outcome” or concerned “issues that the jury was
otherwise necessarily aware of” (Khan, at para. 30).
[94]
By contrast, the second
category consists of errors that, while serious and prejudicial, can have had
no impact on the verdict because the case against the accused was overwhelming. Here, the appellate court must evaluate the strength of
the other evidence to determine whether a conviction would have been inevitable
even if the serious error had not been made. If a properly instructed jury
would inevitably have convicted, upholding the conviction produces no
significant injustice to the accused (Van, at para. 36). It is also in
the public interest to avoid the cost and delay of a new trial that could not
realistically produce a different result (Van, at para. 36, citing R.
v. Jolivet, 2000 SCC 29, [2000] 1 S.C.R. 751, at para. 46, per
Binnie J.). Still, “given the difficult task for an appellate court of
evaluating the strength of the Crown’s case retroactively, without the benefit
of hearing the witnesses’ testimony and experiencing the trial as it unfolded”,
the high standard of invariable or inevitable conviction must be met to cure
serious errors (Van, at para. 36, citing R. v. Trochym,
2007 SCC 6, [2007] 1 S.C.R. 239, at para. 82).
[95]
In my view, the error
in question, if error there was, falls into the first category. It would have
been ideal for the trial judge, when instructing the jury on the matter of
intent, to refer expressly and exclusively to
Mr. White’s lack of hesitation or shock, as opposed to his “conduct in fleeing
the scene”. Although, as I explained above, I believe that any ambiguity would
immediately have been resolved by the context in which the statement was made,
even assuming, arguendo, that the statement was persistently or
intractably ambiguous and therefore constitutes an error, such an error is a minor one.
[96]
The statement in
question was not an express invitation to consider the flight per se in
determining intent. At worst, the jury was provided with less than ideally
clear instructions concerning what it could consider in determining intent.
Given that the flight itself was never put directly in issue by the Crown, and
given that the trial judge correctly summarized the Crown’s position on this
point, the effect of the error on the jury can only be characterized as trivial
and insignificant. There was no serious possibility that the jury would be
induced to consider the flight per se as a relevant circumstance in
determining whether Mr. White had the requisite intent for second degree
murder.
[97]
In R. v. Jacquard,
[1997] 1 S.C.R. 314, Lamer C.J. noted that, in respect of errors in a trial
judge’s charge to the jury, “accused individuals are entitled to properly
instructed juries. There is, however, no requirement for perfectly
instructed juries” (para. 2 (emphasis in original)). If the instructions in
the present case were not perfect, they were certainly adequate to the task at
hand. Given the nature of the purported error, it was unlikely to have any
effect on the jury’s deliberations. Thus, even assuming that the trial judge
erred, that error was, in the words of LeBel
J., “clearly non-prejudicial” (Van, at para. 35).
[98]
Moreover, in the
context of the case as a whole, the trial judge’s imperfectly worded
instructions on evidence of hesitation before flight could only have had a very
minor effect. Though relevant and appropriate
for the jury to consider, evidence of Mr. White’s lack
of hesitation prior to flight was by no means central to the Crown’s
case on the issue of the level of culpability and mens rea. With respect, the record does not support Binnie J.’s
position that this evidence was “a significant element in the Crown’s argument
to the jury, and in the trial judge’s final instructions” on the issue of
murderous intent (para. 160). The section of the Crown’s closing address
to the jury dealing with intention took up a full eight pages of transcript in
total. Of this, only the following six lines of transcript dealt with Mr.
White’s hesitation before flight:
Note
as well that the accused ran immediately after the shooting. There is no
hesitation here, no shock, no uncertainty on his part, just immediate flight.
One would expect hesitancy if the shot was anything other than the intended
action of Dennis White. [A.R., at p. 563]
This
was the Crown’s only mention of Mr. White’s post-offence conduct in relation to intent.
[99]
Furthermore, in
charging the jury, the trial judge briefly mentioned the Crown’s reference to
Mr. White’s flight as going to identity, which had by that time already been
conceded by the defence. Then the trial judge referred to the evidence of
flight once more, in a manner that reflected how peripheral the evidence was to
the Crown’s overall case, which I repeat here for ease of reference:
The
Crown submits that what is most compelling is the forensic evidence. It
submits that the location of the bullet fragments is significant and suggests
that Mr. Matasi could not have been standing up because with the elevation
drop, a bullet shot north, when passing through Mr. Matasi’s body would have
ended up not on the ground but in a building somewhere on Water Street. The
Crown lastly noted that the accused ran away with no apparent hesitation or
confusion, which suggests that what happened is what he intended to happen.
This, the Crown suggested, indicates intention by one of the two ways possible
for murder. [Emphasis added.]
Thus,
the Crown’s reliance on Mr. White’s hesitation prior to flight in making its
case for second degree murder, as well as the trial judge’s treatment of the
flight issue in his summary of Crown’s arguments, were far from taking on a
central importance.
[100]
Instead, what was
central to the Crown’s case on the issue of mens rea was forensic
evidence and eyewitness testimony of Mr. White’s conduct prior to and during
his commission of the offence. I solely review this evidence here to
demonstrate how minor a role the issue of post-offence conduct was in the
context of the case as a whole.
[101]
Much of the
Crown’s case was devoted to refuting the theory of accidental discharge.
Evidence of Mr. White’s lack of hesitation prior to flight was only a very
minor part of that case. More important were the numerous other items of
evidence including: eyewitness testimony of Mr. White’s pre-offence bravado and
dexterity in handling the gun; forensic firearms evidence that the Glock firearm in this case had various
safety features to prevent it from firing accidentally; expert testimony that the only way to make this gun
fire is to pull the trigger using five and a half pounds of pressure, which an
expert likened to lifting a two litre jug of milk with one’s finger; forensic evidence
that the angle at which the bullet entered the
victim’s chest suggested
that Mr. White had fired the gun down at the seated victim; Mr. McRitchie’s testimony that he saw Mr. White
towering over the victim and holding him down by his
shirt immediately prior to hearing the fatal gunshot; admissions from witnesses whose testimony supported the
defence’s version of events to the effect that they had not seen Mr. White and
the victim struggling at the moment of the fatal gunshot, that many had been
drinking and that some were quite intoxicated.
[102]
In light of
the case as a whole, the
evidence of post-offence conduct was of minor
importance. Therefore, though I do not
consider there was any error in the trial judge’s instruction, if there was, it
should be saved by the s. 686(1) curative proviso: it was harmless on its face and it
affected only a minor aspect of the case.
V. Conclusion
[103]
In light of the
forgoing, I would dismiss the appeal.
The
reasons of Deschamps and Charron JJ. were delivered by
Charron J. —
1. Introduction
[104]
I have considered the reasons of Binnie J. and I am in substantial
agreement with his analysis on the law concerning the use that may be made of
evidence of post-offence conduct. However, I disagree with the significance he
attaches to Crown counsel’s reference in his closing address to the fact that
Mr. White immediately fled the scene with “no hesitation here, no shock, no
uncertainty”. As I will explain, when considered in context, this comment
could only have been understood by the jury as a rhetorical observation by
Crown counsel that there was no evidence to support the defence theory that the
gun had gone off accidentally. I therefore agree with Rothstein J. that there
is no reason to interfere with the jury’s verdict. I come to this conclusion,
however, by a different route. I will begin with a brief discussion of the
points I share in common with Binnie J. before discussing in detail the points
on which I diverge.
[105]
I agree with Binnie J.
that evidence of post-offence conduct is not subject to any special rule. As
Binnie J. stresses, it is definitely wrong to suggest that evidence of anything
said or done by an accused after the commission of an offence gives rise to
special rules of admissibility, or that it is subject to special warnings as to
what use may be made of it by the trier of fact. As he aptly puts it:
The
general rule is now, as in the past, that it is for the jury to decide, on the
basis of the evidence as a whole, whether the post-offence conduct put in
evidence against the accused is related to the commission of the crime before
them rather than to something else, and if so, how much weight, if any, such
evidence should be accorded in the final determination of guilt or innocence.
For the trial judge to interfere in that
process will in most cases constitute a usurpation of the jury’s exclusive
fact-finding role. [para. 137]
[106]
I also agree with
Binnie J. that judicial experience has taught us that in some cases jurors have
found certain types of evidence more persuasive than warranted, thus making it
necessary in appropriate cases to caution the jury accordingly. As he notes,
eyewitness identification and jailhouse confessions to police informants are
examples that readily come to mind. Likewise, some evidence of post-offence
conduct may seem quite suggestive of guilt though, in reality, the conduct is
essentially equivocal in nature. For example, evidence that an accused lied to
the police about the offence in question may lead jurors to leap too quickly to
infer guilt without considering other reasons why he or she may have lied. A
special caution may therefore be required. In some situations, the probative
value of the evidence may be slight and far outweighed by its prejudicial
effect, in which case it may be best to remove it from the jury’s consideration
altogether. My colleague Rothstein J. explains how these general principles call
for a case-by-case assessment.
[107]
Further, I agree with
Binnie J. that inferences drawn by a witness, based on his or her observation
of the accused’s demeanour, may well call for a special caution or be subject
to an exclusion order in accordance with these principles. By way of example,
Binnie J. recalls the infamous prosecutions of Susan Nelles and Guy Paul Morin
for crimes they did not commit. He rightly notes that the case against each
was built in part on inferences of guilt drawn from equivocal post-offence
conduct. For example, one witness testified that Ms. Nelles had a “very strange
expression on her face and no sign at all of grief” following the death of the
fourth baby (R. v. Nelles (1982), 16 C.C.C. (3d) 97 (Ont. Prov. Ct.
(Crim. Div.)), at p. 124). In the case of Guy Paul Morin, police witnesses
drew a negative inference of guilt, for example, from the fact that Mr. Morin
came out to greet them rather than wait for them to reach his door. In his
report on the wrongful conviction of Mr. Morin, Commissioner Kaufman found that
this was an innocuous event which only became “coloured” by the officers’ own
perceptions of Mr. Morin (the Honourable Fred Kaufman, The Commission on
Proceedings Involving Guy Paul Morin: Report (1998), at p. 786).
[108]
However, I disagree
with Binnie J. that Crown counsel’s reference in his closing address to the
fact that Mr. White immediately fled the scene with “no hesitation here, no
shock, no uncertainty” falls in this category of cases. In my view, the Crown
did not invite the jury to draw an impermissible inference of guilt, as
contended by Mr. White. As I will explain, when read in the context of the
evidence and issues at trial, Crown counsel’s comment could only have been
understood by the jury as a rhetorical argument that no evidence supported the
defence theory of accidental discharge of the firearm. The failure of defence
counsel to raise any issue at trial regarding Crown counsel’s closing address
or the trial judge’s instructions on the evidence of flight further supports
this interpretation.
[109]
With respect, I also
find no support in the record for the contention, accepted by Binnie J., that
this case is essentially a rerun of R. v. Arcangioli, [1994] 1
S.C.R. 129. In Arcangioli, the accused admitted to participating in the
culpable event and the only issue at trial was his level of culpability.
Conversely, as I will explain, the identity of the shooter was a very live
issue in Mr. White’s trial and the evidence of flight was highly relevant to
the issue of identification. Further, it formed an inextricable part of the
narrative as every witness to the event described the shooter, gun in hand,
fleeing the scene. Therefore the evidence was admissible at trial and properly
left for the jury’s assessment. It is not open to Mr. White on appeal to
rewrite the script of his trial. In addition, on the question of intention,
the trial judge took care to instruct the jury that they should “be careful
with” this evidence, as it may not tell them “much more than that for any
number of reasons he would be in some kind of trouble if he stayed at the scene
and it may not be of much assistance in assessing his precise state of mind at
the time the gun was fired” (A.R., at p. 606). In the context of this trial,
no more was required.
[110]
I thus agree with
Rothstein J. that there is no reason to interfere with the jury’s verdict. I
come to this conclusion, however, by following a somewhat different route.
2. The
Proceedings Below
[111]
Binnie J. has
summarized the facts related to the fatal shooting. There is no need to repeat
those facts here. However, in light of the conclusion I reach, I find it
necessary to describe what transpired at trial in some detail.
[112]
It was the Crown’s
position at trial that Mr. White was the shooter, that he intentionally shot
Mr. Matasi in the chest, and that he should be found guilty of second degree
murder. The Crown’s case included the eyewitness evidence of the three young
men who were with Mr. Matasi on the street corner, the young men who were in
the company of Mr. White, and others who had witnessed part of the events
leading up to or immediately following the shooting. Many of the witnesses had
been drinking on the night in question, some of them quite heavily. Although
their accounts differed in some respects and there were discrepancies between
their trial testimony and previous statements, they were generally consistent
in describing the deceased and one other person as being involved in a close
physical altercation just prior to the fatal shot being fired. The witnesses
were also consistent in testifying that the shooter immediately fled the scene,
gun in hand.
[113]
It is important to note
that throughout the Crown’s case, the identity of the shooter was a very live
issue. In addition to eliciting details about what each witness had observed
about the scuffle, much of the Crown’s direct examination of the witnesses was
spent on the question of identification. Some witnesses knew Mr. White before
the evening in question and could readily identify him as the person they had
seen involved in the scuffle. Other witnesses who did not know Mr. White were
asked to provide as much detail as they could about the physical appearance of
the person they saw on the fateful evening. In addition, those witnesses who
had been shown a police photo line-up were asked details about their
participation in that procedure. In cross-examination, defence counsel
challenged the accuracy and reliability of each witness’s testimony, not only
about what they had observed happening, but also concerning the identity of the
shooter. The defence called no evidence. The defence strategy that developed
during the course of the trial consisted of challenging the reliability of the
Crown’s evidence arguing that, in the end analysis, the most that could be
established was that the gun had somehow discharged unintentionally during the
course of the struggle.
[114]
I stress the fact that
identification was a live issue throughout the presentation of the evidence as
it is clear on reviewing the record that the evidence of flight was properly
introduced for the purpose of establishing the identity of the shooter. The
evidence of flight also formed an inextricable part of the narrative: every
witness to the event testified that the killer, gun in hand, immediately ran
away after the fatal shot was fired. Further, to the extent that the evidence
of flight established that Mr. White was the person who fled the scene,
the evidence was highly probative of the issue of identification. Indeed, the
record reveals that it was the evidence of flight that ultimately sealed Mr.
White’s fate on the issue of identity. Crown counsel (who addressed the jury
first before there was any suggestion from the defence that Mr. White’s
involvement in the altercation may be conceded) effectively marshalled this
evidence in his closing address, suggesting to the jury that they would “have
little difficulty in coming to the conclusion, beyond a reasonable doubt, that
Dennis White is the person who fired the shot that killed Lee Matasi” (A.R., at
p. 555). After referring to the direct eyewitness identification
evidence, Crown counsel summarized the flight evidence as follows:
You
will recall that some of Lee Matasi’s friends chased after the fleeing person.
You will recall that that person went past John Vandanya [sic] and then
Chris Price in the café. He was carrying the gun. You have the route taken by
the gunman, from the evidence, up Richards to Pender, right on Pender and then
left on Seymour, where, you will recall, that Michael Fyfe and Jesse
DeChamplain [phonetic], chasing Mr. White, were stopped by Sergeant Mitchell.
You
know that the entrance to the laneway on Seymour Street, just off Pender, leads
to the laneway running south to Dunsmuir Street, and you have the laneway
video images under Exhibit 11 DVD IA06, of the person running east on the
Pender lane and curving to the right to go south into the laneway leading to
Dunsmuir. And again, images of him, from the Dunsmuir stretch of alleyway,
carrying, in his right hand, what I suggest to you is the gun, as he runs
towards Dunsmuir, and in a moment, his encounter with Constables MacLean
[phonetic] and Tellabanyen [phonetic]. You have the admission that Dennis
White is the person they arrested. He is the person who dropped the firearm
that killed Lee Matasi into a dumpster.
The
above, I suggest, can leave you with certainty that Dennis White was the person
who shot Lee Matasi that night. As one would expect, in witnessing this
traumatic event, some of the witnesses were not able to recognize the accused.
Nothing, given the other evidence, turns on this. [A.R., pp. 555-56]
[115]
Defence counsel
commenced his final address by saying: “There is no question in this case that
our client has committed a crime” (A.R., at p. 564), but made no formal
admission that Mr. White was the shooter. The trial judge therefore sought
direction from defence counsel on how he should charge the jury on the question
of identification. Counsel indicated that the defence did not concede
identification and agreed with Crown counsel that the trial judge should
instruct the jury on identification, but could tell them that they probably
would not have much difficulty on that issue (A.R., at p. 582).
[116]
Neither at trial nor on
appeal did Mr. White complain about the evidence of flight or the use to which
it was put in proving that he was the shooter, nor could any such complaint
have been sustained. This appeal is focussed, rather, on a comment made
by Crown counsel, at the conclusion of his address to the jury, about the fact
that there was no evidence showing that Mr. White hesitated before leaving the
scene of the shooting. After reviewing at some length the evidence the prosecution
relied upon to prove a murderous intent, Crown counsel concluded with the
following:
Note
as well that the accused ran immediately after the shooting. There is no
hesitation here, no shock, no uncertainty on his part, just immediate flight.
One would expect hesitancy if the shot was anything other than the intended
action of Dennis White.
If
you accept that Lee Matasi was shot in this fashion, you will conclude that the
accused murdered Lee Matasi by either of the two avenues described. I suggest
that the evidence affords no other conclusions. There is no evidence or
reasonable view of the evidence that can lead you to any lesser culpability
than murder. Thank you. [Emphasis added; A.R., at p. 563.]
[117]
Counsel for Mr. White
in his closing address did not respond to this final argument by the Crown on
the lack of hesitation, shock or uncertainty. Nor did he mention it during the
pre-charge discussion that followed, although he was specifically asked by the
trial judge: “Do either of you, to begin with, have any concerns about what
the other said yesterday?” (A.R., at p. 580). Indeed, neither counsel
suggested in the pre-charge conferences with the trial judge that any special
warning or instruction be given at all concerning the evidence of flight. Only
before the Court of Appeal was the argument first advanced by Mr. White that
Crown counsel, by this remark, improperly invited the jury to make an
impermissible inference of guilt from the evidence of flight to convict him of
murder instead of manslaughter.
[118]
In order to appreciate
the potential impact of Crown counsel’s comment on the jury, it is necessary to
put it in the context of the entirety of the Crown’s submissions on the
question of intention and the evidence at trial. As I will explain, the
reference to the lack of hesitation, shock or uncertainty in the evidence
played a peripheral role in the Crown’s theory on intention.
[119]
In support of its
theory that Mr. White intentionally shot Mr. Matasi with the requisite
intention to kill him, the Crown first addressed the jury on the evidence of
motive, explaining to them that while it was not necessary for the Crown to
prove a motive for the offence “it is helpful to have some sense of why
something happened” (A.R., at p. 556). Crown counsel reviewed the evidence in
some detail about Mr. White’s behaviour earlier in the evening which
suggested that he “wanted to be a big man, and to show others that he was a big
man” (ibid.). This evidence culminated in Mr. White showing off his gun
and, in response to someone expressing the view that it was a fake, firing it,
“again, to impress” (ibid.), the Crown suggested. The Crown then put it
to the jury that when Mr. Matasi, in front of others, “dissed” Mr. White,
showed him disrespect, called him down, told him that having a gun was not
cool, Mr. White “couldn’t back down; he was the big man with the gun” (A.R., at
p. 557). Crown counsel went on to describe how the evidence showed that the
struggle ended with Mr. White intentionally shooting Mr. Matasi in anger.
[120]
Crown counsel then
reviewed the forensic evidence which, he argued, rebutted any suggestion that
the gun could have accidentally discharged. This included evidence that five
and a half pounds of pressure was required to fire the gun, and that the manner
in which the gun was loaded and reloaded required some knowledge and
dexterity. Crown counsel also placed much reliance on the “compelling”
testimony of Dale McRitchie, the manager of a nearby nightclub who had observed
part of the altercation. The Crown stressed that, unlike many of the other
witnesses, this witness was not under the influence of alcohol when he observed
the altercation; nor was he involved with either party. Mr. McRitchie’s
testimony was reviewed in some detail. In essence, he testified that upon
hearing a gunshot, he stepped outside his nightclub and saw the victim on the
ground with Mr. White, anger in his face, holding the victim by his shirtfront
and pointing a gun down at him. Mr. McRitchie then heard the word “bitch”,
immediately followed by another gunshot (A.R., at p. 487).
[121]
Crown counsel then
undertook a detailed review of the evidence that supported Mr. McRitchie’s
version of the events, including the forensic evidence which, he argued,
indicated that “the bullet was fired down, in this case, into a reclined Lee
Matasi” (A.R., at p. 563). It is at the end of these submissions on the
question of intent that Crown counsel added the impugned remark, which now
forms the basis of Mr. White’s appeal.
[122]
In my view, Crown counsel’s
comment could not reasonably have been interpreted by the jury as an invitation
to infer a murderous intent from the evidence of flight. It was crystal clear
from Crown counsel’s address that the evidence of flight properly went to the
issue of identification. Nor could the jury have taken Crown counsel’s comment
as an invitation to infer a murderous intent from the way Mr. White
“looked” just before he fled. Crown counsel had just spent considerable time
outlining what evidence went to the issue of intent, none of it at issue in
this appeal. Further, while every witness to the event testified that the
shooter immediately fled, no witness was asked by the Crown how the
shooter “looked” at the time he fled. The only evidence along those lines elicited
by the Crown was given by Mr. McRitchie in describing the shooting itself. The
witness stated the following in examination-in-chief (A.R., at p. 488):
Q. Did
you notice his face?
A. Yeah,
his face did stand out to me because he was in a -- definitely in a fit of
rage.
Q. What
-- what led you to believe he was in a fit of rage?
A. Well,
he was having a scuffle with the gentleman below him.
Q. What
about his face at that point?
A. He
had sharp features.
Q. Mm-hmm?
A. Pointed
face sort of.
Q. I’m
sorry?
A. A
pointed face.
[123]
In only two instances
were questions asked about how the shooter looked after the fatal shot was
fired; both were posed in cross-examination by the defence. Michael Fyfe
was asked the following (A.R., at p. 377):
Q. Okay.
But I’m going to suggest because you were so intoxicated that’s -- you weren’t
really thinking when you chased after this man with a gun. Why weren’t you
afraid?
A. Why
wasn’t I afraid?
Q. Yeah.
A. ’Cause
I wasn’t, I wanted to catch him.
Q. He
looked scared, didn’t he, when he ran away?
A. I
looked scared?
Q. He
looked scared.
A. I
didn’t see his face when he ran away, I just saw the back of him, trying to
catch up to him. [Emphasis added.]
[124]
Much along the same
lines, Kennedy Kirk was asked the following in cross-examination by the defence
(A.R., at pp. 460-61):
Q. You
heard this shot went off at Shine and you saw this person -- you didn’t see him
fire the gun though, did you?
A. No.
Q. But
you did see the person you believe was -- you saw later picking up a gun off
the street in front of Shine?
A. Mm-hmm.
Q. And
leaving?
A. Yeah.
Q. Okay.
I’m going to suggest to you he looked scared.
A. I
wouldn’t say scared, I would say purposeful.
Q. Oh,
now you would say purposeful?
A. Well,
I mean, he certainly looked like maybe he did not want to be there anymore.
[Emphasis added.]
[125]
Defence counsel then
proceeded to cross-examine Mr. Kirk at length (without much apparent success)
on his prior statement to the police in which he had stated “I guess he scared
himself, whatever, dropped his gun when he was walking away across the
concrete, went and picked it up and went around the corner” (A.R., at p. 462).
[126]
In short, there was no
evidence to speak of one way or the other about the shooter’s demeanour as he
immediately fled from the scene. To suggest that the
Crown’s comment about the lack of such evidence might have caused the jury to mistakenly leap from the
evidence of demeanour to a finding of guilt, in my respectful view, has no air of reality on this record. In any event,
even if there had been significant evidence about the look on the shooter’s
face immediately after the fatal shot was fired, I would see no basis for
excluding it from the jury’s consideration. Consider, for example, if the
witnesses had indeed described the shooter looking surprised or shocked at the
time the last shot went off, or stooping down to check on Mr. Matasi’s
condition and hesitated for a few seconds before taking off. The jury would be
entitled to the benefit of these observations. Indeed, given the defence’s
strategy in this case, such evidence would have played a central role in the
case for the defence. In my view, when considered in context, the Crown’s
comment that there was “no hesitation here, no shock, no uncertainty” could
only have been understood by everyone present as a rhetorical observation that
there was no evidence of this nature and hence that the defence theory
that the gun had gone off accidentally should not be given any credence.
[127]
Mr. White further
argued that the trial judge erred in two respects. First, rather than
correcting the erroneous Crown submission (about which there was no complaint
at trial), he repeated it for the jury when he summarized the theory of the
Crown. Second, instead of giving an Arcangioli “no probative value”
instruction as he should have, the trial judge effectively left the evidence of
flight for the jury’s consideration on the question of intent by stating the
following:
You
may consider Mr. White’s post-event conduct in fleeing the scene, but you
should also be careful with it. It may not tell you much more than that for
any number of reasons he would be in some kind of trouble if he stayed at the
scene and it may not be of much assistance in assessing his precise state of
mind at the time the gun was fired. That is for you to assess and consider.
[A.R., at p. 606]
[128]
Just as Crown counsel’s
closing address to the jury, the trial judge’s repetition of Crown counsel’s
argument must be read in context. In reiterating the theory of the Crown for
the jury, the trial judge followed essentially the same sequence as Crown
counsel in his final address, describing in some detail over the course of
several pages of transcript what evidence the Crown relied upon in support of
its case on both issues of identification and intention. He then concluded his
review of the Crown’s theory as follows:
The
Crown lastly noted that the accused ran away with no apparent hesitation or
confusion, which suggests that what happened is what he intended to happen.
This, the Crown suggested, indicates intention by one of the two ways possible
for murder. [A.R., at p. 609]
[129]
In my view, the jury
would have understood these two sentences no differently than the parts of
Crown counsel’s closing address they were intended to summarize. The first
sentence simply repeated Crown counsel’s rhetorical observation on the absence
of evidence to support the theory of accidental shooting, and the final
sentence referred to the entirety of the evidence relied upon by the
Crown on the question of intention.
[130]
Finally, in the context
of the evidence and the issues at trial, the trial judge’s instructions
regarding the evidence of flight contained no error. As it formed an
inextricable part of the narrative and was highly relevant to the issue of
identification, it was properly left for the jury’s assessment. The evidence of
flight was reviewed for the jury in this context and its significance would
have been properly understood. On the question of intention, the trial judge’s
added caution that this evidence was of limited value in determining Mr.
White’s state of mind was adequate. Indeed, on the facts of this case, the
instruction that “for any number of reasons [Mr. White] would be in some kind
of trouble if he stayed at the scene”, was a common sense inference that the
jury would have been well able to make on its own.
[131]
I therefore agree with
Rothstein J. that the jury charge contained no error and I would dismiss the
appeal.
The reasons
of McLachlin C.J. and Binnie and Fish JJ. were delivered by
[132]
Binnie
J. (dissenting) — This appeal
again raises the question of what guidance a judge should give to a jury
concerning the use that may be made of evidence of post-offence conduct.
Generally speaking, of course, evidence of what an accused did or said before,
during and after the alleged offence, may all be potentially relevant to the
issue of guilt or innocence. If admissible, it will be for the jury to
determine what use to make of it in deciding about the facts. In this respect,
evidence of post-offence conduct is treated as any other circumstantial
evidence. It is not to be considered in isolation, but together with the rest
of the evidence in its entirety.
[133]
Yet experience has
shown that prosecutors will occasionally put forward as evidence of guilt,
post-offence conduct that is essentially equivocal — such as the accused’s
strange behaviour when first spoken to by the police or the fact he failed to
render assistance to the victim. Even where considered of some slight
probative value in relation to an issue in the case, its persuasive value in
the hands of a skilled prosecutor may create unfair prejudice to an accused.
Thus, in some situations, it has been found necessary to withdraw such evidence
from the jury’s consideration, or to give an instruction pointing out the
danger and limiting the use that may be made of it.
[134]
In this appeal, the appellant stands convicted of second degree murder. The
dispute is whether the jury might have drawn an impermissible inference of
guilt from the Crown’s characterization of his
flight from the scene of a Vancouver homicide with
“no hesitation here, no shock, no uncertainty on his part” when it
convicted him of murder instead of manslaughter.
The defence responded that a quick flight was not
surprising. The appellant knew that — accident or not — his illegal Glock
handgun had been fired during a street fight
with a stranger. The victim had crumpled to the street.
[135]
In closing argument,
the defence conceded that the appellant shot the victim, but eyewitness
accounts of the street fight preceding the gunshot were conflicting. The appellant says the jury should have been told
that the Crown’s argument about his demeanour could
not be used as a basis for inferring the specific intent necessary to
support a murder conviction, because both his flight
and his pre-flight demeanour were equally
consistent with an accidental shooting and thus manslaughter. The trial judge did not rein in the Crown’s approach.
He told the jury in relation to the issue of murderous intent that “[y]ou may
consider Mr. White’s post-event conduct in fleeing the scene, but you should
also be careful with it.”
[136]
A majority of the British Columbia Court of
Appeal, Finch C.J.B.C. dissenting, held that “while the charge to the jury was
wrong in that it was not complete, the error was harmless and could not have affected
the jury’s verdict” (2009 BCCA 513, 278 B.C.A.C. 177, at para. 146). I agree with the unanimous view of that court that “the
charge to the jury was wrong” but unlike the majority I would not apply the
curative proviso under s. 686(1) (b)(iii) of the Criminal Code,
R.S.C. 1985, c. C-46 . I agree with Finch C.J.B.C. that the error was
not harmless. The case for a murder conviction, apart from the evidence of
post-offence demeanour, was far from
overwhelming. I would allow the appeal.
I. Overview
[137]
Juries find the facts
and trial judges are careful not to usurp their function. A concern about
excessive and unnecessary judicial micromanagement is evident in the reasons of
Ryan J.A., for the majority in the court below, who commented:
.
. . the case law seems to have drifted to the point where anything done by an
accused after the commission of an offence is now classified as “post-offence
conduct” or “after-the-offence conduct” and, whether used as part of the
Crown’s case or not, [is] subject to special warnings. [para. 129]
With respect, it is definitely not
the case that evidence of “anything done by an accused after the commission
of an offence . . ., whether
used as part of the Crown’s case or not, [is] subject to special
warnings”. The general rule is now, as in the past, that it is for the jury to
decide, on the basis of the evidence as a whole, whether the post-offence
conduct put in evidence against the accused is related to the commission of the
crime before them rather than to something else, and if so, how much weight, if
any, such evidence should be accorded in the final determination of guilt or
innocence. For the trial judge to interfere in that
process will in most cases constitute a usurpation of the jury’s exclusive
fact-finding role.
[138]
At the same time, trial
judges spend more of their working life in and around courtrooms than people summonsed from work or home to jury duty,
and experience has taught the judiciary that in some cases jurors have found
certain types of evidence (e.g. eyewitness identification and jailhouse confessions)
more persuasive than was warranted. Misuse of such evidence has on
occasion resulted in wrongful convictions. This risk exists with respect to
some types of post-offence conduct relied upon by the
Crown and in those cases it only makes
sense for the judges to alert the jurors to what the courts have
collectively learned over the years, especially when that learning may for some
jurors be counter-intuitive.
[139]
When a jury hears that
an accused was seen running from the crime scene, or gave a statement to the
police that turned out to be false in some particulars, its members may jump to
the conclusion of a guilty mind, and thence to an inference of guilt of the
offence as charged. The inference may be quite wrong. The running away may be
due not to a flight from justice, but simple panic, and the false particulars
may have been given innocently. The evidence of post-offence demeanour will often be equivocal. The police evidence
that Guy Paul Morin reacted strangely to the abduction and death of the little
girl next door played a role in his wrongful conviction for murder.
[140]
The bulk of evidence of
post-offence conduct will simply flow into the record as an unremarkable part
of the narrative. Where it is put forward as an
element of the prosecution case, it will,
of course, be relevant and admissible where it has some tendency, as a matter
of logic, common sense and human experience (as the expression goes) to help
resolve a live issue in the case.
[141]
In this appeal my colleague Rothstein J. finds that the Crown’s argument about post-offence
demeanour was properly left with the jury as evidence probative of an intent to
kill rather than accident. He writes:
.
. . the mere fact that the accused fled the scene did not provide any
information as to whether he was guilty of the lesser or the greater charge.
However, in this case, the fact that Mr. White failed to hesitate at the
discharge of his firearm into another person’s chest does potentially
provide such information. [Emphasis in original; para. 66.]
The courts have long recognized (though jurors may
have no reason to know this unless they are told) that the subjective
interpretation placed by a witness on the post-offence demeanour evinced by an
accused is fraught with danger. These dangers were annotated and persuasively
explained in The Commission on Proceedings Involving Guy Paul Morin: Report
(1998), by the Honourable Fred Kaufman, at pp. 1142-50, as will be discussed.
[142]
Such
demeanour evidence relies too
heavily on the witnesses’ power of observation and interpretation, and will often involve a series of speculative inferences from a failure to perform as the onlooker thinks “normal” to
a conclusion of guilt of a particular offence. In one of the most harrowing
criminal cases of recent years, a nurse at Toronto’s Hospital for Sick Children was discharged at her preliminary
hearing into the alleged murder of four babies in her care. His Honour Judge
Vanek rejected the demeanour evidence as worthless:
I am unable to find any
evidence of guilt from what a doctor thought from a passing glance was “a very
strange expression” on the face of a young woman he barely knew, who had
suffered a most harrowing experience, and was engaged in the very emotionally
disturbing duty she was bound to perform of writing up the final death note as
part of her other difficult duties on the occasion of the death of a baby in
her care.
(R. v.
Nelles (1982), 16 C.C.C. (3d) 97 (Ont. Prov. Ct. (Crim. Div.)), at p. 125)
[143]
Similarly, in R. v.
Anderson, 2009 ABCA 67, 3 Alta. L.R. (5th) 29, the accused was
charged with first degree murder. The Crown adduced evidence that a friend of
the accused who gave him a ride after the killing noticed that he was
“unusually quiet” in the area of the crime scene, and another witness noted
that the accused turned his head away from the crime scene being investigated
as they drove by. The court concluded that
the trial judge erred in leaving the evidence to the jury (para. 52).
[144]
In this
case, the Crown specifically urged the jury to infer murderous intent from “no
hesitation here, no shock, no uncertainty on his part, just immediate flight”.
The Crown’s emphasis was not on the act of flight (which is an objective fact)
but on the alleged demeanour of the appellant (which here was a matter of interpretation
and opinion by a stranger necessarily calibrated according to the stranger’s
own subjective expectation and cultural frame of reference about what would be
expected).
[145]
For the
reasons which follow, I agree with Finch C.J.B.C. that the use of such
demeanour evidence in this case ought not to have been permitted to go to the
jury on the critical (and virtually the only) issue in the case — murderous intent
or accident. No one whose illegal handgun had just discharged in the middle of a street
fight could be expected to stick around to ponder the consequences.
II. Facts
[146]
This case involves the senseless killing of a stranger by the appellant who
was out on the town in Vancouver in the early hours of the morning of December
3, 2005. He was carrying and showing off a Glock firearm. The victim, Lee
Matasi, was shot and killed after a scuffle outside a nightclub. Earlier that
evening, Mr. Matasi had been drinking in Gastown with some friends. On his way
home, he encountered the appellant on the street outside another club. As
stated, they were unknown to each other.
[147]
According to the
appellant’s ex-girlfriend, he was being loud, he was “in the party mode”, and
according to another witness he seemed “very aggravated”. At one point, the
appellant lifted up his shirt to show some people he had a gun. Other
witnesses heard someone question whether the gun was real, and watched as the
appellant shot at a building to prove that it was, saying “It’s not real,
right”, in a sarcastic voice.
[148]
During this exchange,
Mr. Matasi volunteered the comment that said, “It’s not cool shooting a gun”.
Mr. Matasi and his friends were intoxicated. One witness heard them yell something
to the effect of: “Why don’t you shoot the gun again?” or “Shoot the window
out”. Another said they yelled “Smash the window, smash that truck”. The
appellant yelled back at Mr. Matasi’s group and went up the hill in their
direction. When the appellant reached the Matasi group he picked a fight with
Mr. Matasi. A scuffle ensued. At one point the gun went off. It came loose
on the ground but was recovered by the appellant. The struggle continued.
[149]
At this point accounts
diverge. Some witnesses said that before the second — fatal — shot went off,
both men were standing grappling with each other. However, the Crown’s main
witness, who had not been drinking, described seeing a person he identified as
the appellant holding up another man who had his rear end on the ground, and
had his legs splayed out in front of him. The appellant was standing uphill
from the first, was holding the other up by the scruff of his neck, and was in
a fit of rage. He was pointing a firearm down at the other man. This witness
said he heard the word “bitch”, just before he heard a shot being fired. The
Crown urged the jury to believe the second version and return a verdict of
murder. The defence urged acceptance of the first version and a finding of
manslaughter. Mr. Matasi died from a single gunshot wound to the chest.
[150]
After the shot was
fired, the appellant immediately fled the scene, and ran into an alley. The
police watched as he deposited something into a dumpster. The appellant was
arrested, and a Glock firearm was retrieved from amongst the rubbish. At
trial, he did not testify. Crown counsel in his closing submissions stated to
the jury that they could draw an inference from the appellant’s “immediate
flight” after the shooting that the appellant was guilty of murder. The Crown
submitted that the appellant’s lack of hesitation before fleeing indicated that
he acted with an intent to kill. The permissible use of evidence of the
post-gunshot demeanour and flight of the appellant forms the subject matter of
the appeal. If the trial judge is found to have erred (as unanimously found by
the B.C. Court of Appeal), the Crown nevertheless argues that the conviction of
second degree murder should be upheld by the application of the curative
proviso in s. 686(1) (b)(iii) of the Criminal Code .
III. Judicial History
A. Supreme Court of British Columbia (McEwan J.)
[151]
On the issue of intent,
the trial judge instructed the jury as follows:
The
next question is therefore, did Mr. White have the necessary intention or state
of mind for murder. The crime of murder requires a particular state of mind.
For an unlawful killing to be murder, the Crown must establish that Mr. White
intended either A, to kill Mr. Matasi. Or B, to cause Mr. Matasi bodily harm
that he knew was likely to kill Mr. Matasi and was reckless whether Mr. Matasi
died or not. Reckless in this context means that Mr. White could see or
foresee the risk that Mr. Matasi could die from the injury but went ahead
anyway and took that chance.
. . .
To
determine Mr. White’s state of mind, that is what he actually meant to do, you
must consider all the evidence. You should consider what you conclude Mr.
White did throughout the course of the events leading up to and following the
shooting of Mr. Matasi. You should consider what you conclude happened at the
time of the shooting itself, if you can tell. You should consider what you
conclude from what Mr. White said at any time and what that meant.
[152]
As to the appellant’s
post-offence conduct in relation to the specific intent required for murder,
and his state of mind, the trial judge said:
You
may consider Mr. White’s post-event conduct in fleeing the scene, but you
should also be careful with it. It may not tell you much more than that
for any number of reasons he would be in some kind of trouble if he stayed at
the scene and it may not be of much assistance in assessing his precise
state of mind at the time the gun was fired. That is for you to assess and consider.
[Emphasis added.]
Defence counsel did not object
to this aspect of the charge.
B. The British
Columbia Court of Appeal (Finch C.J.B.C. (dissenting) and Ryan and Chiasson
JJ.A.)
(1) The Majority — Ryan
J.A.
[153]
The critical issue was
whether the Crown had proven that the appellant had the requisite intent for
murder when he shot Mr. Matasi. The Crown did not rely on the evidence of
flight per se to show a consciousness on the part of the appellant that
he had committed murder. Rather, the Crown focussed on the lack of hesitation
before the appellant fled. In the view of Ryan J.A., this area of the law is now “fraught with as much, if not more difficulty
as it was before the decisions of Arcangioli [R. v. Arcangioli,
[1994] 1 S.C.R. 129] and White [R. v. White, [1998] 2 S.C.R. 72
(“White (1998)”)]” (para. 145). In particular,
Arcangioli does not stand for the
proposition that in every case where the accused has admitted to committing the
actus reus of a criminal act but has denied a specific level of
culpability for that act, or has denied committing some related offence arising
from the same operative set of facts, post offence conduct such as flight or
destruction of evidence will have no probative value with respect to intent.
There will be cases in which such evidence can be probative of intent. [para.
126]
While it would have been better for the trial judge to
mention the lack of hesitation as a circumstance in the Crown’s case and then
give the Arcangioli warning about flight, the error was harmless and
could not have affected the verdict. The trial judge did not tell the jury
that flight, on its own, could support an inference of guilt (para. 145). The majority applied the curative proviso and dismissed
the appeal.
(2) Finch C.J.B.C., Dissenting
[154]
Chief Justice Finch
would have allowed the appeal and ordered a new trial. In this case, the only
live issue was the mens rea, since the actus reus was conceded by
defence counsel in closing submissions (para. 69). The appellant’s immediate
flight was not conduct out of all proportion to the admitted
level of culpability, and “[f]rom ‘instant’ flight without hesitation,
murderous intent is not the only available reasonable inference” (para. 75).
The
appellant’s failure to hesitate before fleeing is as consistent with the
awareness he would have had of his conduct in the violent course of events that
culminated in Mr. Matasi’s being shot, even if unintentionally, as with his
having intended to kill Mr. Matasi. Put another way, in this case, fleeing
without hesitation is consistent with both manslaughter and murder.
Because
the accused’s lack of hesitation and instantaneous flight are equally
explainable by the consciousness of more than one offence, the conduct has no
probative value in relation to intent. The jury should therefore have been
instructed that they could not make use of that evidence to determine the
appellant’s level of culpability, as between murder and manslaughter. [paras.
76-77]
[155]
Far from being given a
“no probative value” instruction, the jury was told that they could consider
the post-offence conduct in determining intent, first by the Crown and then by
the judge. While the trial judge told the jury that the post-offence conduct
may not be very helpful in determining the appellant’s intent, he nevertheless
left that determination for them “to assess and consider”. The trial judge
gave the jury the opportunity to use the post-offence conduct to infer intent.
He should have explicitly instructed them that they could not make such an
inference. Failing to do so was an error of law which was not harmless and
could not be made subject to the curative proviso — s. 686(1) (b)(iii).
IV. Relevant Statutory Provisions
[156]
The Criminal Code
states:
686. (1) On
the hearing of an appeal against a conviction or against a verdict that the
appellant is unfit to stand trial or not criminally responsible on account of
mental disorder, the court of appeal
(a) may
allow the appeal where it is of the opinion that
. . .
(ii) the
judgment of the trial court should be set aside on the ground of a wrong
decision on a question of law, or
. . .
(b) may
dismiss the appeal where
. . .
(iii) notwithstanding that the
court is of the opinion that on any ground mentioned in subparagraph (a)(ii)
the appeal might be decided in favour of the appellant, it is of the opinion
that no substantial wrong or miscarriage of justice has occurred . . . .
V. Analysis
[157]
In the unfolding
narrative of a trial there is no curtain that drops at the moment the elements
of the offence are complete. Evidence of subsequent conduct often throws
useful light on what happened earlier, and the trier of fact is entitled to as
much help as may be made available. In most cases, the evidence of
post-offence conduct will be probative and unobjectionable. In R. v. Ménard,
[1998] 2 S.C.R. 109, for example, the case against the accused on a charge of
second degree murder was largely circumstantial. The sole issue at trial was
identity. The evidence of post-offence conduct included false statements made
to the police by the accused after the murder,
evidence that the accused tried to dispose of the victim’s bloodstained car and
his own bloodstained clothing and that he attempted to flee from the area where
he concealed the evidence. The accused argued that he acted solely out of fear
that he would be linked to the stolen property and denied any involvement with
the murder. His post-offence conduct seemed entirely disproportionate to an alleged concern about stolen property. There was
no limiting instruction. The trial judge had simply emphasized that the
evidence of post-offence conduct “may or may not point to guilt” (para. 24).
The Court held that it was for the jury to determine which of the competing
interpretations, if either, to accept. This, then, is the general rule.
[158]
In this case, unlike Ménard,
the appellant ultimately admitted his physical involvement in the killing. The
Crown itself concedes that the mere fact the
appellant ran from the crime scene is consistent both with panic consequent on
an accidental shooting and, in the alternative, a strategy to avoid
responsibility for an intentional killing. The Crown’s argument is that the absence of a look of shock and uncertainty — demeanour
evidence — as well as the lack of momentary hesitation in taking flight permitted the jury to infer the required specific
murderous intent. On the facts of this case I
believe the Crown was attempting to fashion bricks without straw. As
Hall J.A. aptly remarked in R. v. Campbell
(1998), 122 C.C.C. (3d) 44 (B.C.C.A.), “There can be a host of reasons
why people may do stupid things after being involved in a traumatic experience”
(para. 23). See also Gudmondson v. The
King (1933), 60 C.C.C. 332 (S.C.C.).
[159]
The rules
governing jury instructions where evidence relied on by the prosecution is not
probative, or if probative is outweighed by unfair prejudice, are outlined in
recent decisions in this Court in Arcangioli, White (1998) and Ménard.
Like Finch C.J.B.C. I do not think this case is distinguishable in principle
from Arcangioli. I would apply Arcangioli and allow the appeal.
A. The
Crown’s Argument
[160]
In this case, the conduct of the
appellant in the immediate aftermath of the offence was not simply put
forward “as an inextricable part of the narrative”: R. v. Turcotte,
2005 SCC 50, [2005] 2 S.C.R. 519, at para. 58. The
Crown tried to use it to show murderous intent. Here, as in Arcangioli,
it was a significant element in the Crown’s argument
to the jury, and in the trial judge’s final instructions. The Crown’s attempt
to use the demeanour evidence to the advantage
of the prosecution was one of the last things the jury heard before beginning
its deliberation. Here, as in Arcangioli, “the danger exists
that a jury may fail to take account of alternative explanations for the
accused’s behaviour, and may mistakenly leap from such evidence to a conclusion
of guilt” (White (1998), at para. 22). The evidence in
question was admitted at a point in the trial where the identity of the shooter
was still in issue, but the problem arose when the Crown fastened on it in its
final address when identity was no longer a live issue to urge the jury to use
the lack of “shock” or “hesitation” to find murder rather than manslaughter.
The problem was aggravated when the trial judge told the jury it was open to
them to act on flight simpliciter, i.e. “Mr. White’s post-event conduct
in fleeing the scene”, in considering intent. The Crown was talking about the
demeanour of the appellant following the gun blast but distinct from the flight
itself. The trial judge appears to have gone beyond the Crown’s more nuanced
position and emphasized to the jury the act of flight itself.
[161]
Had the issue of identity been
put to the jury, undoubtedly evidence of flight would
have been highly relevant. It might have been used
by the jury, along with the other evidence to find the appellant to be the shooter. In the
end, however, identity was admitted. The suggested use was not narrative but
proof of guilt of second degree murder. On the basis of Arcangioli, it
was inadmissible to prove the specific intent necessary to support a conviction
for murder, in my opinion.
B. Relevant Post-Offence Conduct Is Not Limited to
Consciousness of Guilt
[162]
Ryan J.A. in the court
below suggested that prior to White (1998) “it was only conduct said to
have been done by the accused for the purpose of evading detection and
prosecution or something akin to it that attracted the special caution. This
is because once the accused is thought to have tried to evade detection or
avoid prosecution, that act alone can support an inference of guilt”
(para. 129 (emphasis in original)). To the extent the issue of post-offence
conduct is coming more frequently before the courts in a variety of forms, this
may be a function of a more aggressive resort to such evidence by creative
prosecutors. As one defence commentator has remarked, somewhat ruefully,
“[t]here was a time when evidence of flight was the only meaningful
after-the-fact conduct for which defence counsel had to seek damage control at
trial” but more recently, he points out, post-offence conduct evidence has
spread to all manner of things: V. Rondinelli, “The Probative Force: Getting
Inside the Guilty Mind and Keeping Out Equivocal Conduct” (2005), 26:3 Criminal
Lawyers’ Association Newsletter, at p. 38. Whether or not a “special
caution” is required will depend not on whether that evidence alone can
support an inference of guilt but on the court’s appreciation of the risk of
impermissible inferences in relation to the issues on which the prosecution in its jury address places reliance. As Weiler J.A. observed in R. v. Peavoy
(1997), 34 O.R. (3d) 620 (C.A.): “The primary question is, ‘How is the
after-the-fact conduct relevant?’” (p. 629).
[163]
Evidence may be
probative of one live issue but not another. In R. v. Jacquard, [1997]
1 S.C.R. 314, for example, the accused was charged with first degree murder in
connection with the killing of his stepfather. He was also charged with
attempted murder for the shooting of his stepfather’s companion. His defence
raised two issues: (i) he was not criminally responsible (“NCR”) because at
the time of the shooting he was suffering from a mental disorder and (ii) he
lacked the requisite intent to kill the victim. Part of the evidence at trial
demonstrated that the accused had hidden the murder weapon (a shotgun) which,
when recovered by police, was free of any fingerprints. Lamer C.J.,
recognizing that two “live” issues were in play, held with respect to the
intent to murder that a “no probative value” instruction was required to avoid
the risk of an impermissible inference. On the other
hand, he considered the same post-offence
evidence to be relevant to an assessment of the accused’s NCR defence. The
evidence, he said,
had
no probative value in relation to [the actus reus or identity issues];
it was, in effect, irrelevant to them.
However,
unlike Arcangioli, Marinaro, or Charlette, [(1992), 83
Man. R. (2d) 187 (C.A.)], the alleged attempt to hide the murder weapon and
destroy evidence was relevant circumstantial evidence for the jury to
consider in evaluating the appellant’s “not criminally responsible” s. 16
defence. [Emphasis in original; paras.
49-50.]
See also R. v. MacKinnon (1999), 43 O.R. (3d)
378 (C.A.), at pp. 383-84.
[164]
In R. v. Cudjoe, 2009 ONCA 543, 68 C.R. (6th) 86, Watt J.A. observed that “[e]vidence of
after-the-fact conduct is typical of many items of evidence adduced in a
criminal trial: it is evidence of limited admissibility. The trier of fact may
use this evidence for one or more purposes but not for another or others. It
follows that its introduction imposes on the trial judge in a jury trial the
obligation to explain both the permitted and prohibited use of the evidence”
(para. 81). This does not mean that in all instances of
post-offence conduct such a limiting instruction is obligatory. The need will
depend on the facts. Nevertheless, the cautionary point taken by Watt J.A.,
who had extensive practical experience as a trial judge dealing with criminal
juries, is well taken.
C. Evidence of Post-Offence Conduct, Where Urged by
the Crown in Its Closing Address as Indicative of Guilt, Must Properly Relate
to a Live Issue
[165]
For the most part,
relevance should be considered in terms of
“live issues”. As Major J. commented in White (1998), at para. 26: “Arcangioli stands for the
proposition that a piece of evidence should not be put to the jury unless it is
relevant to the determination of a live issue in the case.”
[166]
In R. v. Jaw,
2009 SCC 42, [2009] 3 S.C.R. 26, LeBel J. noted
that “[p]ost-offence conduct may also be used to discredit a defence that
relates to the accused person’s state of mind at the time of the offence and
that is therefore relevant to his or her ability to form the requisite intent
for the offence, such as intoxication or the ‘not criminally responsible’
defence under s. 16” of the Criminal Code (para. 40 (citations omitted)).
In Jaw, the post-offence conduct consisted of
objective physical actions — the accused, after the killing, had reloaded his
gun and told his common-law spouse as he headed outdoors that he intended to
kill himself. Demeanour was not in issue.
[167]
However, one of the problems with evidence of
post-offence conduct of the sort we are dealing with
here is that often the “inference sought . . . may be too equivocal for
the evidence to be of any value” (D. M. Paciocco and L. Stuesser, The Law of
Evidence (5th ed. 2008), at p. 33). In R. v.
Figueroa, 2008 ONCA 106, 58 C.R. (6th) 305, Doherty J.A. observed that “[w]hile
it is for the jury to choose among reasonable inferences available from the
evidence, the jury cannot be invited to draw speculative or unreasonable
inferences” (para. 35). See also Jaw, at para. 39.
[168]
The same thing, of
course, could be said of circumstantial evidence
provided by pre-offence conduct. If the evidence
introduced in relation to a contentious issue has no probative value —
or “value” that depends entirely on “speculative or unreasonable inferences” —
it is irrelevant and should not be cluttering up the
jury’s deliberations. The question, as always, is what is the strength
of the inferential link between the evidence in question and the fact sought to
be established (Sopinka, Lederman & Bryant: The Law of Evidence in
Canada (3rd ed. 2009), at §2.58). In
other situations the inferences urged by the
prosecution from post-offence conduct are impermissible for legal
reasons rather than illogicality. The right of a suspect to remain silent is a
frequent instance. Turcotte is one example. Another is R. v.
Chambers, [1990] 2 S.C.R. 1293, where evidence was led that the accused
refused to speak to police following his arrest on charges of conspiring to
import cocaine. The Crown asked the accused, “[W]hy did you not tell the
authorities as soon as you were arrested that it may look bad, but you have an
explanation for why it looks so bad. Why didn’t you?” (p. 1312). Cory J., for
the majority, held, citing Martin J.A. in an earlier case, “that a person
charged with a criminal offence has the right to remain silent and a
jury is not entitled to draw any inference against an accused because he
chooses to exercise that right” (p. 1316 (emphasis added)). See R. v.
Symonds (1983), 9 C.C.C. (3d) 225 (Ont. C.A.), at p. 227. The majority
declined to apply the curative proviso and a new trial was ordered.
[169]
In short, if the
evidence is not capable
of (or cannot as a matter of law be used for
the purpose of) justifying the
inference sought by the prosecution, the evidence should be excluded or, if
already in the record, effectively withdrawn from the jury with a “no probative
value” instruction.
D. This Case Is Covered by Arcangioli
[170]
The question is whether
this case has become a rerun of Arcangioli because the actus reus
of the homicide was ultimately conceded. The only “live issue” before the jury
was the intent (or lack of it) of the appellant to commit murder. In Arcangioli,
the accused was charged with aggravated assault in connection with a stabbing
which occurred during a fight. The accused admitted to punching the victim
several times but testified that he fled when he saw another person on the
scene stab the victim in the back. The trial judge instructed the jury that
the evidence of the accused’s flight was a factor to be considered in reaching
their verdict but that this evidence was not conclusive. Innocent people
sometimes flee the scene of a crime. The accused was convicted. Defence
counsel had not objected to the charge on this issue but this Court nevertheless
ordered a new trial. The presiding judge should have told the jury that the
accused’s flight was equally consistent with both common assault and aggravated
assault. Accordingly, the evidence was not logically probative of the only
“live issue” and the “jury should have been warned against drawing any
inference from the fact of flight” (p. 145
(emphasis added)).
[171]
Where, as here and in Arcangioli
itself, the participation of the accused in the killing
is not a live issue for the jury, but it is only the “extent or legal
significance of that participation” to which the Crown seeks to relate the
evidence of post-offence conduct, a no probative value instruction may be warranted. As
Major J. put it:
Such an instruction is most likely
to be warranted where, as in Arcangioli itself, the accused has admitted
to committing the actus reus of a criminal act but has denied a specific
level of culpability for that act, or has denied committing some related
offence arising from the same operative set of facts.
(White (1998), at
para. 28)
Thus a “no probative value” instruction like the one
required in Arcangioli will be called for only “in
limited circumstances” (White (1998), at para. 27), i.e. where the post-offence conduct evidence
urged by the Crown is not probative of a “live issue”. In my view, the Crown’s use of “no hesitation here, no
shock, no uncertainty on his part” invited the jury to draw “speculative or
unreasonable inferences” (Figueroa, at para. 35). I therefore conclude
that a limiting instruction was necessary, as in Arcangioli, on the
basis of lack of probative value of the evidence in relation to a “live
issue”. Although Arcangioli did not deal with demeanour evidence, both
this case and Arcangioli dealt with the evidence of post-offence conduct
that was incapable of supporting the inference urged on the jury by the Crown.
[172]
In any
event, despite the Crown’s reliance on demeanour prior to flight, the trial
judge instructed the jury that they could make use of the evidence of flight
itself as probative of intent, an inference directly prohibited by Arcangioli.
E. Where the Post-Offence
Conduct Is Relevant but the Prejudicial Effect Outweighs the Probative Value
the Trial Judge Ought to Provide a Limiting
Instruction
[173]
Where the prosecution oversteps the bounds of fairness by
pushing evidence of post-offence conduct that is of arguable but peripheral probative value and unfairly
prejudices an accused — in the sense that it is likely to distort the jury’s
fact-finding process by distracting it from the proper focus of its
deliberations, or by simply blackening the character of the accused — the trial
judge may exclude it or, if it is already admitted, give a no probative value
instruction. In White (1998), Major J. noted that where the “evidence
cannot be said to be irrelevant to the issue in dispute, it might still be
withdrawn from the jury by the trial judge on the basis that it is more
prejudicial than probative” (para. 33). See also R.
v. Corbett, [1988] 1 S.C.R. 670, and R. v. B. (S.C.) (1997), 36 O.R.
(3d) 516 (C.A.).
[174]
Fish J.A. (as he then
was) emphasized the trial judge’s discretion to direct the jury to disregard
unfairly prejudicial evidence in his dissenting judgment in R. v. Bisson
(1997), 114 C.C.C. (3d) 154 (Que. C.A.):
If
the judge is satisfied that the probative value of the evidence is outweighed
by its prejudicial effect — for example, because the risk of mistaken reliance
is especially acute — the evidence should likewise be excluded or withdrawn
from the jury’s consideration . . . . [p. 211]
Doherty and Rosenberg JJ.A. made a similar point in B. (S.C.):
Conduct
which is no more than unusual, rash or thoughtless can take on an unwarranted
significance when viewed in hindsight at trial. The danger that after-the-fact
conduct will be overemphasized by a trier of fact exists whether evidence of
that conduct is offered by the Crown or the defence. That risk is best
avoided by a judicious use of the power to exclude prejudicial evidence even
though it has some probative value. [Emphasis added; p. 527.]
[175]
In R. v. Bennett
(2003), 67 O.R. (3d) 257 (C.A.), for example, an accused was charged with the
first degree murder of an 18-year-old woman. The case against him was entirely
circumstantial. The prosecution led extensive post-offence conduct evidence
including the accused’s anger at being described as someone capable of killing
the victim, his failure to make certain phone calls upon learning of the
victim’s death and his failure to ask police about the identity of the victim
(p. 259). McMurtry C.J.O. found that the trial judge erred in allowing the
jury to consider post-offence conduct of such tenuous nature as simply to
invite speculation to the prejudice of the accused. For this and other reasons
the court ordered a new trial. See also R. v. Baltrusaitis (2002), 58
O.R. (3d) 161 (C.A.), and R. v. Powell
(2006), 215 C.C.C. (3d) 274 (Ont. S.C.J.), at para. 35.
[176]
Although in
my view the demeanour description of “no hesitation here, no shock, no
uncertainty on his part” should have been the subject of a no probative value
instruction, I would in the alternative have held that the trial judge ought to have done so based
on prejudice exceeding probative value.
[177]
It might be
argued that the Court ought not to consider this aspect of the rules governing jury
instructions on an appeal as of right because Finch C.J.B.C.’s dissent
concluded that the evidence was not probative at all, not that it was more
prejudicial than probative. I do not think the Court should thus tie its hands
in this way on an appeal as of right. I would characterize the scope of Finch
C.J.B.C.’s dissent more broadly, as it is recorded in the order of the court
below: “The nature of the error by the learned trial judge in his instructions
to the jury regarding the circumstances of the Appellant’s flight”. Finch
C.J.B.C. held that a limiting instruction ought to have been given in relation
to the evidence of the “circumstances of the Appellant’s flight”. It is open
to the appellant to support the legal conclusion of the dissent on any ground
permitted by the circumstances of the case.
F. The Disagreement With Rothstein
J.
[178]
There is no
doubt that post-offence conduct is a type of circumstantial evidence and that
when it comes to the need for a limiting instruction much will depend on the
facts. Rothstein J. concludes that the “admissibility of evidence of
post-offence conduct and the formulation of limiting instructions should be
governed by the same principles of evidence that govern other
circumstantial evidence” (para. 31). In support of this proposition, Rothstein
J. invokes the following passage from Major J. in White (1998):
“Evidence of post-offence conduct is not fundamentally different from other
kinds of circumstantial evidence” (para. 21). Crucially, however, this passage
from White (1998) is qualified as follows:
It
has been recognized, however, that when evidence of post-offence conduct is
introduced to support an inference of consciousness of guilt it is highly
ambiguous and susceptible to jury error. As this Court observed in Arcangioli,
the danger exists that a jury may fail to take account of alternative
explanations for the accused’s behaviour, and may mistakenly leap from such
evidence to a conclusion of guilt. [para. 22]
[179]
Major J.
then goes on at para. 23 to describe the legal rules that have been adopted in
specific response to these concerns. These rules may indeed be derivatives of the basic
principles of circumstantial evidence applied to a particular context, but it
is the particular area of concern identified in Arcangioli — not the
general principles governing circumstantial evidence — that is at issue on this
appeal.
[180]
Put
differently, it is not enough simply to evaluate whether evidence as to the
appellant’s “no hesitation here, no shock, no uncertainty on his part” might be
portrayed as relevant to the issue of murderous intent merely “as a matter
of logic and human experience” (reasons of Rothstein J., at para. 36, see also
para. 42). Rather, as already discussed, relevance depends on the evidence
having probative value in relation to a live issue. If the post-offence evidence
of demeanour is not probative, it is not relevant. As to probity, it is
necessary to evaluate demeanour evidence having regard to the
practical lessons that have accumulated in the courts over many years with
respect to the potentially misleading nature of certain types of post-offence
conduct. As a subset of post-offence conduct, use of evidence of post-offence
demeanour (“outward behaviour or bearing”, Canadian Oxford Dictionary (2nd
ed. 2004), at p. 400 “demeanour”) has led to serious practical difficulties in
cases such as the wrongful conviction of Guy Paul Morin and the Crown’s
ultimately unsuccessful prosecution of the nurse Susan Nelles.
[181]
In this
case, my colleague Rothstein J. acknowledges as irrelevant the fact of flight
but he supports the Crown’s argument about the appellant’s demeanour (“no
hesitation here, no shock, no uncertainty on his part”) as relevant and
appropriate. This, in my view, invites the jury to draw a speculative and
unreasonable inference of guilt of second degree murder. It seems to me every
bit as plausible to conclude that a person in possession of an illegal handgun
that has just shot a stranger — accidentally or otherwise — would run away as
fast and far as he could without any hesitation at all.
[182]
The bare
fact of flight from the scene may be an objective fact. The same cannot be
said of what a bystander interprets as a momentary lack of hesitation or
absence of a demonstration of “shock” or “uncertainty”. This type of evidence
depends on the unspoken assumptions that hesitation is normal whereas an
immediate reaction is abnormal, and that the conduct of the appellant fell
below some assumed but unarticulated standard of procrastination (whatever the
“standard” is). Moreover, this assumed departure from the assumed norm is said
to give rise — potentially — to the further inference of murderous intent. The
double inference is problematic, and relies on the type of subjective
after-the-fact evaluation which experience has shown to be unreliable. As
stated in the Kaufman Report, “[p]urported evidence of the accused’s
‘demeanour’ as circumstantial evidence of guilt can be overused and misused. .
. . The most innocent conduct and demeanour may appear suspicious to those
predisposed by other events to view it that way” (pp. 1142-43).
[183]
Attempting
to ascertain an accused’s state of mind from second-hand accounts of his or her
demeanour after a traumatic event may well turn too much on subjective factors such as
the accused’s particular personality, his level of awareness of the
circumstances and the cultural background of both the observer and the
observed. One commentator cited with approval in the Kaufman Report, at pp.
1145-46, makes the point as follows:
.
. . while departure from the stereotype might legitimately arouse the
suspicions of investigators, an inference of guilt can not be safely drawn
from it. . . . The most that can be said is that the accused’s emotional
responses to the event appeared to be unusual. Guilt would, of course, be one
explanation for the apparently unusual nature of the accused’s responses; but
another equally plausible one would be that the accused’s general
emotional responses or levels of expressiveness differed from the norm.
Without recourse to a battery of psychological testing, or the admission of a
host of evidence about how the accused had responded in other, comparable,
situations (if indeed any could be found), it is difficult to see how the jury
could ever eliminate this possible explanation.
(A.
Palmer, “Guilt and the Consciousness of Guilt: The Use of Lies, Flight and
other ‘Guilty Behaviour’ in the Investigation and Prosecution of Crime” (1997),
21 Melbourne U. L. Rev. 95, at p. 142 (underlining added))
[184]
In support
of his position to leave it all to the jury’s good sense, Rothstein J., at
para. 56, cites Corbett, but of course in Corbett it was held by
Dickson C.J. that the use the Crown could make of an accused’s criminal record should
be limited by a “clear instruction”:
In
my view, the best way to balance and alleviate these risks is to give the jury
all the information, but at the same time give a clear direction as to the
limited use they are to make of such information. Rules which put blinders
over the eyes of the trier of fact should be avoided except as a last resort.
It is preferable to trust the good sense of the jury and to give the jury all
relevant information, so long as it is accompanied by a clear instruction in
law from the trial judge regarding the extent of its probative value. [Emphasis added; p.
691.]
There was no such “clear direction” in this case.
[185]
In summary,
my view is that the courts should continue to draw on their experience with
evidence of post-offence conduct — especially where it involves post-offence
“demeanour evidence” — and instruct juries with this experience in mind, just
as is done by judges with the evidence of jailhouse informants, criminal
records, eyewitness identification and evidence of uncharged misconduct (i.e.
similar fact evidence). Of course, every argument about the need (or not) of a
limiting instruction turns on the facts of the case. I therefore turn to the
application of these principles to the facts here.
VI. Application to the Facts
[186]
The evidence of the
appellant’s conduct after the shooting was certainly not used simply as part of the narrative: Turcotte,
at para. 58. It was directed to a clear issue. Did the
purported observation of “no hesitation here, no shock, no uncertainty on his
part” tend to make more likely or less likely the existence of the
specific intent necessary to support a verdict of second degree murder? The
trial judge correctly charged the jury about the intent required:
. .
. the Crown must establish that Mr. White intended either A, to kill Mr.
Matasi. Or B, to cause Mr. Matasi bodily harm
that he knew was likely to kill Mr. Matasi and
was reckless whether Mr. Matasi died or not. Reckless in this context means
that Mr. White could see or foresee the risk that Mr. Matasi could die from the
injury but went ahead anyway and took that chance.
The appellant, having conceded his unlawful killing of
Mr. Matasi, was guilty at least of manslaughter. The
step up from manslaughter to second degree murder is a serious matter. The
appellant was entitled to have the jury charged fairly with respect to the
evidence available to the Crown to prove murderous intent beyond a reasonable
doubt.
[187]
In these
circumstances the applicable approach was set out by this Court in Arcangioli and in R. v. Marinaro,
[1996] 1 S.C.R. 462, where the Court explicitly adopted
the dissenting judgment of Dubin C.J.O. in the court below ((1994), 95 C.C.C.
(3d) 74), who wrote:
Once
the appellant had admitted at trial that he had caused the death of the
deceased, however, such evidence [of post-offence conduct] had very limited
application. It had no application in determining whether the offence
committed by the appellant was either murder or manslaughter. [Emphasis
added; p. 81.]
[188]
Nevertheless, Crown
counsel sought to distinguish Arcangioli and Marinaro by urging the jury to rely on some
subjective observations about “no hesitation here, no shock, no uncertainty”.
He put his point to the jury in this way:
Note
as well that the accused ran immediately after the shooting. There is no
hesitation here, no shock, no uncertainty on his part, just immediate
flight. One would expect hesitancy if the shot was anything other than the
intended action of Dennis White. [Emphasis added.]
The Crown’s
confident pronouncement that “[o]ne would expect hesitancy” presupposes some
sort of “normal” reaction time for the appellant in the circumstances of an
accident. However, the appellant’s alleged failure to register shock or
uncertainty is entirely subjective and open to interpretation (unlike the
physical actions and statements at issue in Jaw). The trial judge paraphrased
but did not correct the Crown’s exhortation:
The
Crown lastly noted that the accused ran away with no apparent hesitation or
confusion, which suggests that what happened is what he intended to happen.
This, the Crown suggested, indicates intention by one of the two ways possible
for murder.
In fact, far from limiting the Crown’s submission, the trial judge seemingly
endorsed the possibility of the jury drawing a
legitimate inference of murderous intent from the
simple fact of flight itself:
To
determine Mr. White’s state of mind, that is what he actually meant to do, you
must consider all the evidence. You should consider what you conclude Mr.
White did throughout the course of the events leading up to and following the
shooting of Mr. Matasi. . . .
.
. .
You
may consider Mr. White’s post-event conduct in fleeing the scene, but you
should also be careful with it. [Emphasis added.]
At this point, the trial judge does not allude to the distinction made by the Crown between the simple
fact of flight and the demeanour of the appellant immediately prior to
flight (“no hesitation here, no shock, no uncertainty”). The trial judge
refers to the fact of “flight”
generally. He continues:
[Fleeing
the scene] may not tell you much more than that for any number of
reasons he would be in some kind of trouble if he stayed at the scene and it may
not be of much assistance in assessing his precise state of mind at the time
the gun was fired. That is for you to assess and consider. [Emphasis
added.]
[189]
The instruction was
incorrect, in my opinion. It was not open to the jury to leap from
“fleeing the scene” to murderous intent. As to the demeanour argument relied on by the Crown, in
my view it invited a speculative and unreasonable finding of murderous intent.
It was not probative of intent and was therefore irrelevant.
[190]
On this
point, Rothstein J. (at para. 77) argues that lack of hesitation is actually
not demeanour evidence at all, but an objective fact from which a subjective
interpretation, i.e. lack of shock or surprise, is an available inference.
With respect, the issue is not whether there is an objective component but
whether the evidence taken in context is probative of the prosecution’s case.
In Bennett, for example, the Ontario Court of Appeal characterized a
series of “objective facts” as “demeanour evidence that is highly suspect and
easily misinterpreted” as follows:
.
. . the trial judge should not have left three of these items of evidence with
the jury as evidence from which they could infer consciousness of guilt: the
appellant’s anger at being described as someone capable of
killing the victim, his failure to make certain phone calls and his failure to
ask police if Jennifer was the victim. These forms of conduct
are examples of demeanour evidence that is highly suspect and easily
misinterpreted. [Emphasis added; para. 118.]
While this decision treats the idea of
demeanour evidence rather broadly, it usefully reinforces the underlying
principle that is of concern here, namely that the jury should not be invited
to draw unequivocal inferences from equivocal conduct based on attributed
motives and subjective interpretations (or misinterpretations) of (in this case)
physical reactions. Such evidence does not provide a safe hook on which to
hang a conviction for second degree murder.
[191]
Moreover, as Finch
C.J.B.C. observed in his dissent, “[b]ecause the accused’s lack of hesitation
and instantaneous flight are equally explainable by the consciousness of more
than one offence, the conduct has no probative value in relation to intent” (para. 77). I agree with this conclusion.
Different people react differently to traumatic events. It is entirely
speculative to suggest that everyone who intends to commit murder will
immediately flee, while everyone who accidentally kills another through
unlawful acts without murderous intent will hesitate before fleeing despite being in flagrant possession of the unlawful
handgun that did the killing. The Crown asked the jury to draw
“speculative or unreasonable inferences” on the issue of the specific intent (Figueroa,
at para. 35) and, in my view, the jury ought
to have been instructed that the evidence of flight and
the pre-flight demeanour was of no probative value on the issue of
murderous intent.
A. Failure
of Defence Counsel to Object to the Judge’s Jury Instruction
[192]
The Crown urges in this
case, as it did in Arcangioli and Jacquard, the significance of
the failure of defence counsel to object to this aspect of the charge at
trial. In some circumstances this is a cogent consideration. In Thériault
v. The Queen, [1981] 1 S.C.R. 336, Dickson J. (as he then was) expressed
the view at pp. 343-44 that “[a]lthough by no means determinative, it is not
irrelevant that counsel for the accused did not comment, at the conclusion of
the charge, upon the failure of the trial judge to direct the attention of the
jury to the evidence”.
[193]
There are certainly
cases in which the impact of events unfolding at trial is not clear from a
transcript, and the failure of experienced defence counsel to object may
suggest that the errors now alleged were seen, in context, as harmless. In other situations the failure to object may of course be tactical,
as where in the defence counsel’s view a correction may be more damaging than
letting the error pass in silence. Nevertheless, “the jury charge is
the responsibility of the trial judge and not defence counsel” (Jacquard,
at para. 37). The gravity of the error is a valid consideration for appellate
interference.
[194]
The appellant was not
entitled to a perfect trial but he was entitled to a fair trial, and the
failure of his trial counsel to object should not deny him relief. The error
went to the heart of the only “live issue” remaining in the case.
B. The Curative Proviso Is Not Applicable
[195]
While the B.C. Court of
Appeal (unlike my colleague Rothstein J.) was unanimous in its view that the
trial judge had erred in his instruction to the jury, the majority applied the
curative proviso in s. 686(1) (b)(iii) on the basis that the error of law
did not occasion any substantial wrong or miscarriage of justice.
[196]
The case law under the
curative proviso was recently reviewed by the Court in R. v. Van, 2009
SCC 22, [2009] 1 S.C.R. 716, and R. v. Illes, 2008 SCC 57, [2008] 3
S.C.R. 134. The general rule is that the proviso can only be invoked with
respect to “errors of a minor nature having no impact on the verdict” or
“serious errors which would justify a new trial, but for the fact that the
evidence adduced was seen as so overwhelming that the reviewing court concludes
that there was no substantial wrong or miscarriage of justice”. By
“overwhelming” it is meant that “a trier of fact would inevitably convict” (Illes,
at para. 21): see R. v. Charlebois, 2000 SCC 53, [2000] 2 S.C.R. 674, at
para. 11; R. v. Khan, 2001 SCC 86, [2001] 3 S.C.R. 823, at para. 26; and
R. v. Trochym, 2007 SCC 6, [2007] 1
S.C.R. 239, at para. 81.
[197]
It cannot, in my
respectful view, be said that the prosecution’s case for second degree murder
was overwhelming. The evidence of eyewitnesses was conflicting, both in detail
and even in their general recollections of the fight that preceded the
shooting. The forensic evidence of the angle at which the fatal bullet entered the victim was helpful
to the Crown but was scarcely decisive. In summary, the jury had little
to work with in finding a way to choose between the hand to hand combat
scenario (suggesting manslaughter) and the downwards shooting of an individual
already on the ground with his legs “splayed out in front” (which might suggest
second degree murder). In these elusive circumstances, post-offence conduct of reaction time and demeanour took on considerable
importance, which is why, no doubt, the Crown laid emphasis on it in its
closing argument. Finch C.J.B.C. succinctly summarized his reasons for
declining to apply the curative proviso as follows:
I
am unable to say that there is no reasonable possibility that the verdict would
have been different had the jury been told that the evidence of the appellant’s
post-offence conduct could not be used to resolve the issue of intent. That
issue was, I repeat, in effect, the only live issue the jury had to consider.
It cannot safely be concluded that the uncorrected invitation by the Crown to
infer intent on the basis of the appellant’s immediate flight, combined with
the judge’s review of the Crown’s position, his failure to give a “no probative
value” instruction, and his instruction linking the evidence of post-offence
conduct to the mental element, could not have affected the outcome of the
appellant’s trial. [para. 100]
I agree the error was not harmless. The curative proviso should
have no application.
VII. Disposition
[198]
I would allow the
appeal and order a new trial.
Appeal dismissed, McLachlin C.J. and Binnie and Fish JJ. dissenting.
Solicitors for the
appellant: Peck and Company, Vancouver.
Solicitor
for the respondent: Attorney General of British Columbia, Vancouver.