Docket:
T-229-12
Citation: 2014 FC 19
Ottawa, Ontario, January 8, 2014
PRESENT: The Honourable Mr. Justice Russell
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BETWEEN:
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GENOVEVA WATZKE, RALPH WATZKE
AND JEFFREY WATZKE (A MINOR)
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Applicants
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and
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MINISTER OF CITIZENSHIP &
IMMIGRATION CANADA,
CITIZENSHIP & IMMIGRATION
CASE MANAGEMENT BRANCH,
THE ATTORNEY GENERAL OF CANADA
AND STELLA HOLLIDAY
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Respondents
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REASONS FOR JUDGMENT AND JUDGMENT
INTRODUCTION
[1]
This is an application under section 18.1 of the
Federal Courts Act, RSC 1985, c F‑7 [FCA] for judicial review
of a decision of a delegate of the Minister of Citizenship and Immigration
[Officer], dated December 21, 2011 [Decision], which refused the application of
Genoveva Watzke and Ralph Watzke [Applicants] on behalf of Jeffrey Watzke [minor
Applicant] for a Certificate of Citizenship [Certificate] under subsection 12(1)
of the Citizenship Act, RSC, 1985 c C-29 [Act]. The Applicants request
that this Decision be set aside and the Certificate be ordered to be issued to
Jeffrey or, in the alternative, that the matter be sent back to be heard by a
properly constituted tribunal for an in-person hearing.
BACKGROUND
[2]
The minor Applicant was born in the Philippines on December 17, 2005. His mother, Genoveva Watzke [Ms. Watzke], is a citizen of
the Philippines. The application for a Citizenship Certificate was based on the
assertion that Ralph Watzke [Mr. Watzke], a Canadian citizen, is the child’s
father. This would make Jeffrey a Canadian Citizen under subsection 3(1) of the
Act. Citizenship and Immigration Canada [CIC] found that there was insufficient
proof that Mr. Watzke is Jeffrey’s biological father, and therefore refused the
application for a Citizenship Certificate.
[3]
Mr. Watzke visited the Philippines from March 10, 2005 to March 25, 2005, approximately nine months before the
minor Applicant’s birth, and again from December 21, 2005 to January 9, 2006,
shortly after Jeffrey’s birth. The Applicants were married during the latter
visit, on January 7, 2006. Mr. Watzke applied to sponsor both Ms. Watzke and
Jeffrey to immigrate to Canada, but was informed that since it was claimed that
Jeffrey was a Canadian Citizen, he could not be included in the sponsorship
application. Rather, they would need to apply for a Citizenship Certificate.
Ms. Watzke arrived in Canada in April 2007, while
Jeffrey apparently remained in the Philippines pending the outcome of the
Citizenship Certificate application.
[4]
It appears from the record that the Applicants
first approached the Canadian embassy in Manila and were informed that DNA
evidence would be required to show that Mr. Watzke was Jeffrey’s father, since
the birth had taken place at home under the care of a mid-wife and not in a
hospital. They chose not to apply for the Certificate through the Manila
embassy, but rather filed the application from inside Canada in June 2007, in the hopes it would receive more expeditious and favourable
treatment. They claim to have feared that their application would be affected
by corruption and ill-will from non-Canadian staff in the Manila embassy
because they did not offer a bribe.
[5]
In the event, officials in Canada consulted with officials at the Manila embassy regarding the application and were advised to
request DNA evidence. This requirement was communicated to Mr. Watzke through a
letter dated February 17, 2009, and was reiterated in further correspondence on
July 23, 2009, June 1, 2010 and September 8, 2010. Mr. Watzke objected to the
request for DNA evidence in a letter of June 30, 2010, arguing that it was unlawful
and discriminatory. Thereafter he provided no further response. In December
2011, more than four years after the initial application was filed, the
Respondent finalized its decision and informed the Applicants that the
application had been denied.
DECISION UNDER
REVIEW
[6]
Mr. Watzke was advised of the refusal of
Jeffrey’s application through a letter of December 21, 2011, signed by Stella
Holliday, an Analyst in the Case Management Branch of CIC. The relevant paragraphs
are as follows:
For the purposes of
determining citizenship by birth outside Canada to a Canadian parent
(derivative citizenship), the present citizenship policy only recognizes
genetic parents (parents who have a parental genetic link to the child
concerned). In all cases where there is information suggesting a parent,
through whom a claim of derivative citizenship is made, is not the genetic
parent, DNA evidence is requested.
On February 17, 2009, my colleague at the
Citizenship Processing Centre, Denise Aucoin, wrote to you requesting that you
provide DNA evidence. It was explained that this information was needed in
order to make a decision. On September 8, 2010, she wrote to you again stating
that if she did not hear from you within 60 days, a decision would be made
based on the documentation on hand. No reply has been received to date.
Since you indicated you would not comply
with this request for DNA evidence after the first letter and did no reply to
the second, I must make a decision based on the information before me.
As you have been unable to demonstrate a
parental genetic link with the child, the application for a citizenship
certificate for your child has been refused.
[7]
Ms. Holliday’s notes in CIC’s Global Case
Management System [GCMS] from the same date, which also form part of the
decision, read in part as follows:
Client’s father applied
for citizenship certificate. Application refused this date. Dec. 21/11.
Parentage in question, Ralph Frank Watzke, shown as father on B.C. [Birth
Certificate] refused to provide DNA as requested to document parentage which
was in question due to home birth in Philippines, etc. Citizenship refusal
letter attached in GCMS file…
[8]
There are other notes in the GCMS and other
documents in the file which, as part of the record before the final decision
maker, can properly be seen as forming part of the justification for the Decision
made: Newfoundland and Labrador Nurses’ Union v Newfoundland and Labrador (Treasury Board), 2011 SCC 62 at para 15 [Newfoundland Nurses]. These
will be referred to below as required. Of particular relevance in understanding
the request for DNA evidence is the following paragraph from a letter of CIC to
Mr. Watzke on 17 February 2009:
Applications for proof of Canadian
citizenship filed for children living outside of Canada are usually filed
through the Canadian embassy closest to where the child resides. When an
application is received that was not filed through an Embassy, we are
required to contact our Embassy for advice on the documentation and information
that has been provided. We have contacted our Embassy responsible for the Philippines, and upon review of the case, they have advised us to request DNA evidence to
establish biological parentage between the Canadian parent and the child.
ISSUES
[9]
The following issues arise in this proceeding:
a.
Was the requirement for DNA evidence
unreasonable?
b.
Did the Officer fail to consider material evidence
in a manner that makes the Decision unreasonable?
c.
Was there a breach of procedural fairness?
d.
Do the Officer’s conduct or the reasons offered
for the Decision give rise to a reasonable apprehension of bias?
STANDARD OF
REVIEW
[10]
The Supreme Court of Canada in Dunsmuir v New Brunswick, 2008 SCC 9 [Dunsmuir] held that a standard of review analysis
need not be conducted in every instance. Instead, where the standard of review
applicable to a particular question before the court is settled in a
satisfactory manner by past jurisprudence, the reviewing court may adopt that
standard of review. Only where this search proves fruitless, or where the
relevant precedents appear to be inconsistent with new developments in the
common law principles of judicial review, must the reviewing court undertake a
consideration of the four factors comprising the standard of review analysis: Agraira
v Canada (Minister of Public Safety and Emergency Preparedness), 2013 SCC
36 at para 48.
[11]
In a case reviewing a similar decision by a
citizenship officer, Azziz v Canada (Minister of Citizenship and
Immigration), 2010 FC 663 [Azziz], Justice Martineau stated the following:
27 Having
analyzed the standard of review based on the usual tests, I am of the opinion
that the correctness standard applies to the questions of law raised in this
case, while the reasonableness standard applies to the findings of fact
regarding which the analyst has recognized expertise. The questions of
procedural fairness or bias are subject to the standard of correctness.
28 In
this respect, an analyst's decision concerning the sufficiency of the evidence
submitted by an applicant to confirm the citizenship of a person is
reasonableness (Worthington v. Canada (Minister of Citizenship &
Immigration) (2008), 2008 CF 409, (sub nom. Worthington v. Canada)
[2009] 1 F.C.R. 311 (F.C.) at paragraph 63) …
[12]
In my view, the issue at the heart of the current
application is the sufficiency of the evidence submitted by the Applicants to
confirm Jeffrey’s citizenship, which is reviewable on a standard of
reasonableness.
[13]
When reviewing a decision on the standard of
reasonableness, the analysis will be concerned with “the existence of
justification, transparency and intelligibility within the decision-making
process [and also with] whether the decision falls within a range of possible,
acceptable outcomes which are defensible in respect of the facts and law.” See Dunsmuir,
above, at para 47, and Canada (Minister of Citizenship and
Immigration) v Khosa, 2009 SCC 12 at para 59. Put another way, the
Court should intervene only if the Decision was unreasonable in the sense that
it falls outside the “range of possible, acceptable outcomes which are
defensible in respect of the facts and law.”
[14]
Issues of procedural fairness will be analyzed
on a standard of correctness: Canadian Union of Public Employees (C.U.P.E.)
v Ontario (Minister of Labour), 2003 SCC 29 at para 100; Sketchley v Canada (Attorney General), 2005 FCA 404 at para 53.
[15]
To the extent that the Applicants’ allegations
regarding discriminatory views and approaches on the part of CIC raise the
issue of a reasonable apprehension of bias, Justice Martineau’s analysis
on the standard of review in Azziz, above, is also instructive on this
point:
29 With regard
to the question of apprehension of bias on the part of an administrative
decision-maker, the appropriate answer is that which would be given by “an
informed person, viewing the matter realistically and practically — and having
thought the matter through”. The apprehension of bias “must be a reasonable
one, held by reasonable and right minded persons, applying themselves to the
question and obtaining thereon the required information” (Committee for
Justice & Liberty v. Canada (National Energy Board) (1976), [1978] 1
S.C.R. 369 (S.C.C.) at page 394, Grandpré J., dissenting; see also R. v.
Valente (No. 2), [1985] 2 S.C.R. 673 (S.C.C.) at page 685).
STATUTORY PROVISIONS
[16]
The following provisions of the Act are
applicable in these proceedings:
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Definitions
2. (1) In
this Act,
[…]
“child”
« enfant »
“child”
includes a child adopted or legitimized in accordance with the laws of the
place where the adoption or legitimation took place;
Persons
who are citizens
3. (1)
Subject to this Act, a person is a citizen if
[…]
(b) the person was born outside Canada after February 14, 1977 and at
the time of his birth one of his parents, other than a parent who adopted
him, was a citizen;
[…]
Application for certificate of
citizenship
12. (1) Subject to any regulations made
under paragraph 27(i), the Minister shall issue a certificate of citizenship
to any citizen who has made application therefor.
[…]
Regulations
27. The Governor in Council may make
regulations
(a) prescribing the manner in which and
the place at which applications are to be made and notices are to be given
under this Act and the evidence that is to be provided with respect to those
applications and notices;
[…]
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Définitions
2. (1) Les
définitions qui suivent s’appliquent à la présente loi.
[…]
« enfant »
“child”
« enfant » Tout
enfant, y compris l’enfant adopté ou légitimé conformément au droit du lieu
de l’adoption ou de la légitimation.
Citoyens
3. (1) Sous
réserve des autres dispositions de la présente loi, a qualité de citoyen
toute personne :
[…]
b) née à l’étranger après le 14 février
1977 d’un père ou d’une mère ayant qualité de citoyen au moment de la
naissance;
[…]
Demandes émanant
de citoyens
12. (1) Sous
réserve des règlements d’application de l’alinéa 27i), le ministre délivre un
certificat de citoyenneté aux citoyens qui en font la demande.
[…]
Règlements
27. Le
gouverneur en conseil peut, par règlement :
a) fixer les
modalités des demandes et avis prévus par la présente loi, le lieu où ils
doivent se faire ou se donner et préciser les éléments de preuve à produire à
leur appui;
[…]
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[17]
The following provisions of the Citizenship
Regulations, SOR/93-246 [Regulations] are applicable in these proceedings:
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10. An application by a citizen for a
certificate of citizenship made under subsection 12(1) of the Act shall be
(a) made
in prescribed form; and
(b) filed
with the Registrar, together with
(i) evidence
that establishes that the applicant is a citizen, and
(ii) two
photographs of the applicant of the size and type shown on a form prescribed
under section 28 of the Act.
[…]
28. Notwithstanding anything in these
Regulations, a person who makes an application under the Act shall furnish
any additional evidence in connection with the application that may be
required to establish that the person meets the requirements of the Act and
these Regulations.
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10. La demande
présentée par un citoyen en vertu du paragraphe 12(1) de la Loi en vue
d’obtenir un certificat de citoyenneté doit :
a) être faite selon la formule prescrite;
b) être déposée auprès du greffier,
accompagnée des documents suivants :
(i) une preuve établissant que le demandeur est un
citoyen,
(ii) deux photographies du demandeur correspondant
au format et aux indications figurant dans la formule prescrite en
application de l’article 28 de la Loi.
[…]
28. Malgré les
autres dispositions du présent règlement, la personne qui présente une
demande en vertu de la Loi doit fournir toute preuve supplémentaire qui
pourrait être nécessaire pour établir qu’elle remplit les conditions prévues
dans la Loi et le présent règlement.
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ARGUMENT
Applicants
[18]
The Applicants argue that this application does
not turn on matters of fact, but rather on the interpretation of the law, and
specifically whether the Respondents were “required to accept the validity of
an official document issued by the Republic of the Philippines Office of the
Civil Registrar, being a Certificate of Live Birth of [the minor Applicant].”
The Applicants say this is the sole issue in this proceeding.
[19]
In addition to this argument regarding the
substance of the Decision however, the Applicants say that CIC did not treat
them fairly and failed to provide them with any procedural safeguards,
including full disclosure and the opportunity to cross-examine on any evidence
alleged against them. They also allege that there was an abuse of process in
that the Officer took irrelevant considerations into account, fettered her
discretion and used that discretion for an improper purpose.
[20]
The rules established under the Act and the
Regulations, as reflected in the application form, specifically request an
official government-issued birth certificate, which was duly provided, the
Applicants say. Nowhere is there any provision in law requiring DNA evidence or
any provision allowing such a demand to be made. The demand was therefore
entirely unlawful. It is clear from the Regulations that other evidence
relating to a child’s birth can only be required if a birth certificate is
unobtainable. The reason given for the dismissal of authentic documentation
here was that the child was “born at home,” which is arbitrary, capricious and
purely speculative. There is nothing in the Certificate of Live Birth that
states whether the birth took place at home or not; it only states that it was
attended by a midwife. Furthermore, the Officer based her Decision on
unspecified “policy”, which is contrary to law.
[21]
Based on the principle of comity, documents
issued by a foreign government, including identity documents, are presumed to
be valid and should be accepted as evidence of their contents unless there is
some valid reason to doubt their authenticity, the Applicants argue. It is a
reviewable error to discount their validity without evidence to support such a
finding: Rasheed v Canada (Minister of Citizenship and Immigration),
2004 FC 587 at para 19; Azziz, above; Ramalingam v Canada (Minister
of Citizenship and Immigration), 1998 CanLII 7241 (FC) (Order of January 8,
1998 in matter IMM-1298-97) (FC); Gur, Jorge P. (1971), 1 IAC 384 (IAB).
It is not Canada’s place to criticize the manner in which people lawfully give
birth in other countries. In the Philippines, the Applicants submit, midwives
are highly respected health professionals who are licensed and regulated by the
government and adhere to high ethical and professional standards.
[22]
Here, the Officer stated that DNA evidence is
requested “[i]n all cases where there is information suggesting a parent… is
not the genetic parent,” but at no time did CIC disclose to the Applicants the
existence of any such information. They therefore breached the duty of full
disclosure and the duty to hear both sides (audi alteram partem), which
is a breach of procedural fairness, and likely based the Decision on secret
evidence, the Applicants argue. The Officer could only reject the official
documents based on solid evidence, not secret alleged evidence or mere
“information suggesting”. The onus is on the Respondents to prove that the
documentation is fake, which they are extremely unlikely to be able to do.
[23]
The only reason given for the DNA demand and the
refusal to accept the birth certificate was that the child was born at home and
not in a hospital. This, the Applicants assert, is highly discriminatory and
racist, and is not consistently applied among countries. Rather, it is applied
frequently to poor or “dark-skinned” countries and rarely to prosperous or
“white” countries. It disproportionately affects applicants born in the Philippines, where a high percentage of births take place at home. It is thus contrary to subsection
15(1) of the Canadian Charter of Rights and Freedoms, Part I of The
Constitution Act, 1982, being Schedule B to the Canada Act 1982
(UK), 1982, c 11 [Charter], and section 3 of the Canadian Human Rights Act,
RSC, 1985, c H-6. It also contravenes the mobility rights set out in subsection
6(1) of the Charter.
[24]
There is nothing in the Act, Regulations, or
published policies of CIC (which in any case do not have the status of law)
stating that a birth certificate showing the birth to be attended by midwife is
in any way invalid or not to be accepted. The applicable policy states that
“DNA testing is an acceptable way to establish parentage in cases in which the
documentary evidence is insufficient or impossible to find”: CP 3
Establishing Applicant's Identity, Policy and procedures for DNA testing, 5.1.
Here, sufficient documentation is available and DNA evidence has no proper
role. The invented rule against recognizing birth certificates for
midwife-attended births is a pretext for discrimination on the basis of country
of origin, and is blatantly racist and discriminatory, the Applicants argue. A
decision based upon such a policy is wholly arbitrary and capricious. It also
exhibits bias, and cannot be permitted to stand.
[25]
The Officer also completely ignored the
Applicants’ expressed concerns regarding apparent corrupt practices in the
Canadian embassy in Manila, the Applicants say. Specifically, they allege that the
initial demand for DNA evidence was due to malicious retaliation by a
non-Canadian employee at that embassy because of the Applicants’ failure to
provide a bribe. That rejection was therefore motivated by an improper and
unlawful purpose.
Respondent
[26]
The Respondent argues that the Officer who dealt
with the application had reasonable grounds to request additional evidence that
Mr. Watzke is a biological parent of Jeffrey, including DNA evidence, and the
decision to refuse the application was therefore reasonable.
[27]
Entries in the certified record show that the Officer
was concerned that Mr. Watzke might not be Jeffrey’s biological father because
of the fact that the child was born at home, the age of the mother, and the
absence of proof that Mr. Watzke had contact with Ms. Watzke before they
married on 7 January 2006. The officer also pointed out that the documentation
provided in support of the application was inadequate to prove citizenship.
[28]
The Certificate of Live Birth submitted as part
of the Applicant’s Record in the current proceeding does not identify a father.
Rather, a remark added later records the subsequent marriage of the child’s
parents, the Applicants. Thus, the Applicants’ argument that CIC should have
accepted this document as valid does not assist them: there is no reason to
doubt that the document is valid, in the sense that it records Jeffrey’s birth
on 17 December 2005, but the form does not name a father, and that alone is
sufficient reason to request additional information from the Applicants. While
an additional remark added to the birth certificate after the couple’s marriage
identifies Mr. Watzke as a parent, this does not necessarily imply that he is a
biological parent. The delay in recording Mr. Watzke as Jeffrey’s father
supports the Officer’s concerns, the Respondent argues.
[29]
The document provided by the Applicants in
support of the application for a Citizenship Certificate and described by them
in this proceeding as a birth certificate is not in fact a birth certificate.
Rather, it is a print-out of information from the Register of Births, which
lists Mr. Watzke as Jeffrey’s father. The Applicants have not explained
how that information was conveyed to the registry, who reported it, or when.
[30]
Even if the documents unequivocally identified
Mr. Watzke as Jeffrey’s biological father, a citizenship officer charged with
administering the Act and the Regulations may challenge the truth of their contents,
the Respondents argue.
[31]
Neither in his correspondence to CIC objecting
to the request for DNA evidence nor in his affidavit in this proceeding does
Mr. Watzke state that he is a biological parent of Jeffrey, nor has he presented
any additional evidence to support that conclusion despite repeated requests
from CIC. Mr. Watzke was well aware of the Officer’s concerns regarding whether
he was a natural rather than adoptive parent of Jeffrey, but provided no
further evidence or information, including photographs of him and Ms. Watzke
prior to their marriage, information about Ms. Watzke’s pregnancy, or even a
statement that he is in fact a biological parent.
[32]
Regarding the Applicants’ submission that the
request for DNA evidence amounts to procedural unfairness, the Respondent says
that the evidence submitted by the Applicants was uncertain enough to warrant
that request. M.A.O. v Canada (Minister of Citizenship and Immigration),
2003 FC 1406 [M.A.O.] establishes that there may be circumstances in
which DNA evidence is necessary. Considering the uncertainty about pre-marriage
contact between the Applicants, the delay in recording Mr. Watzke as the
father, and the lack of any detailed explanation of the unusual circumstances,
this case is one of those relatively rare cases in which DNA evidence is a
reasonable step to ensure an applicant is entitled to citizenship under the
Act.
ANALYSIS
[33]
Both sides adjusted and developed their written
arguments at the oral hearing of this application in Regina. The Applicants
have raised a wide range of issues for review. In my view, however, the dispositive
issue is whether the Officer was unreasonable in rejecting the certificate
issued by the Office of the Civil Registrar as evidence that Jeffrey qualified
for derivative citizenship under subsection 3(1)(b) of the Act, or
whether in rejecting that certificate, the Officer relied upon information and
factors unavailable to the Applicants in a way that renders the Decision
procedurally unfair.
[34]
As the letter of December 21, 2011 from the
Officer to Mr. Watzke makes clear, under subsection 3(1)(b)
the present
citizenship policy only recognizes genetic parents (parents who have a parental
genetic link to the child concerned). In all cases where there is information
suggesting a parent, through whom a claim of derivative citizenship is made, is
not the genetic parent, DNA evidence is requested.
[35]
In the present case, the application was refused
because Mr. Watzke was “unable to demonstrate a parental genetic link with the
child ….”
[36]
The letter to Mr. Watzke of September 8, 2010,
reaffirmed that
the documentation you
have provided to establish biological parentage between you and the child is
not acceptable for citizenship purposes. Therefore, in lieu of acceptable
documentary evidence, we will accept the results of a DNA analysis carried out
by a laboratory accredited by the Standards Council of Canada (SCC) for DNA
testing.
[37]
In the earlier letter of July 23, 2009 to Mr.
Watzke, further elaboration of the issue was provided:
For children who are
born in the Philippines, we require an original or true certified copy of a
Birth Certificate issued directly by the National Statistics Office (NSO). The
current series is printed on a blue-green security paper with a
barcode/numerical series at the left bottom portion of the page. However,
because your son was born at home, this document has not been requested. The
birth certificate you have provided is not acceptable for citizenship purposes.
Before
we are able to proceed, we require acceptable evidence of the child/parent
relationship in order to establish that you are the biological father. In the
absence of acceptable documentation, it is our policy to accept the results of
DNA analysis carried out by an approved laboratory. Therefore, as noted in our
previous letter, if you wish for us to proceed with this application, we will
accept the results of a DNA analysis carried out by an approved laboratory. A
list of the accredited laboratories that offer this service in Canada is once again included with this letter, and their results are recognized by Citizenship
and Immigration Canada. Please note that you are responsible for covering the
cost related to the administration of any testing. The Government of Canada
assumes no responsibility with regard to the results.
[38]
The reason for requesting DNA evidence in this
case is set out in the letter to Mr. Watzke of February 17, 2009:
Applications for
proof of Canadian citizenship filed for children living outside Canada are usually filed through the Canadian Embassy closest to where the child resides.
When an application is received that was not filed through an Embassy,
we are required to contact our Embassy for advice on the documentation and
information that has been provided. We have contacted our Embassy responsible
for the Philippines, and upon review of the case, they have advised us to
request DNA evidence to establish biological parentage between the Canadian
parent and the child.
[39]
An internal e-mail of February 23, 2009,
provides the rationale behind the decision to require DNA testing [emphasis
added]:
Apparently, the
parents previously went to the Embassy in Manila to submit an application for
proof of citizenship for this child. At that time, they had been informed by
Embassy staff that DNA testing would be required because the child was born
at home. The Embassy passed this information on to us here at CPC-Sydney,
and a file note was added to GCMS on April 18, 2007. This would have
been approximately 7 months before we received this new current application in Sydney, November 20, 2007, filed by the father from Inside Canada.
[40]
So the rationale for requiring DNA testing in
the present case was that “the child was born at home.” This is why no
consideration is given to the certificate from the Municipal Civil Registrar
and why, as the letter of July 23, 2009 makes clear, a Birth Certificate was
not even requested in this case. Neither the Municipal Civil Registrar
certificate or a birth certificate would suffice in this case because Jeffrey
was born at home.
[41]
The reason why a DNA requirement is needed for a
child born at home is not articulated in the Decision or the record. There is
no evidence that the reason for this requirement was ever explained to the
Applicants or that it was publically available in the policy manual or
elsewhere. There is no indication that the Applicants were advised that subsection
3(1)(b) could be satisfied in any other way than through DNA testing.
They were told that, because Jeffrey was born at home, even a certified copy of
a Birth Certificate would not suffice. However, Justice Noel pointed out in Martinez-Brito,
Overseas Processing Manual 1 (OP 1 Procedures) states at 5.10 (emphasis added):
“A DNA test to prove relationship is a last resort. When documentary
submissions are not satisfactory evidence of a bona fide relationship, officers
may advise applicants that positive results of DNA tests by a laboratory listed
in Appendix E are an acceptable substitute for documents.”
[42]
There is no way for me to tell from the record
why the DNA requirement has been imposed, and upon what authority, by the
Embassy in Manila and adopted by CPC-Sydney.
[43]
Without this information, the Decision lacks the
intelligibility and transparency required by para 47 of Dunsmuir in
order to render it reasonable. In addition, because the rationale and the legal
justification for the DNA requirement were never explained to the Applicants,
they had no opportunity to argue or explain why it should not be applied to
them, or the opportunity to offer alternative evidence that could, reasonably
speaking, suffice to satisfy subsection 3(1)(b) of the Act. This was
procedurally unfair. The Court has warned against an oppressive and unyielding
requirement of DNA testing: see M.A.O., above, at paras 83-84; Canada (Minister of Public Safety and Emergency Preparedness) v Martinez-Brito,
2012 FC 438 [Martinez-Brito] at paras 46-50.
[44]
As in M.A.O. and Martinez-Brito,
above, the Officer in this case failed to consider, much less offer, alternatives
to DNA testing as a means of establishing the parent-child relationship. In
very similar fashion to the correspondence at issue in those cases (see M.A.O.,
above, at para 81; Martinez-Brito, above, at paras 43-44), the Officer’s
June 1, 2010 letter to Mr. Watzke left the Applicants with no alternative if
they wished to proceed with the application:
As explained in our
previous correspondence, DNA test results will be required in order for to
[sic] establish biological parentage between you and your son…
Please advise us in
writing as soon as possible as to whether or not you intend to submit the
required documentation that will allow us to proceed with the application. If
we do not receive a reply from you within 90 days of the date of this letter,
the case will be closed.
[Emphasis in original]
I follow my
colleagues Justice Heneghan and Justice Noel in concluding that this
unexplained insistence on DNA testing, without regard to any alternatives and
leaving the Applicants with no choice but to proceed with it, resulted in a
breach of procedural fairness in this case: Martinez-Brito, above, at
para 50; M.A.O., above, at paras 83-84.
[45]
The Applicants also raise the issue of the
“genetic link” requirement applied in this case to subsection 3(1)(b) of
the Act. Justice Blanchard recently dealt with this issue extensively in Kandola
v Canada (Minister of Citizenship and Immigration), 2013 FC 336 [Kandola]:
31 The
Minister argues that since the Bill C-14 amendments, foreign-born children
adopted after February 14, 1977, by Canadian citizens have access to
citizenship in the same way as biological children born abroad to Canadian
citizens. He argues that by expressly providing for adopted children,
Parliament intended the term "parent" in the Act to be
narrowly interpreted as a blood relation between parent and child. Otherwise,
the amendment to allow adoptive parents to pass on derivative citizenship to
their children would be redundant. The Minister therefore argues that
Parliament intended the more traditional and restrictive definition of
"parent" based on the concept of jus sanguinis, and any
changes to this definition would require legislative amendment.
32 The
Minister's argument is not without merit. However, it fails to take into
account an important consideration, namely that Parliament saw fit to define
the term "child" in the Act. Section 2 of the Act provides:
"In this Act, 'child' includes a child adopted or legitimized in
accordance with the law of the place where the adoption or legitimating took
place;" In so defining "child," Parliament provides insight into
what meaning it intended for the lawful parents of such a child.
33 In the
instant case, the record establishes that the Applicant's guardian, a Canadian
citizen, and her Indian birth mother are married and are registered as the
Applicant's parents. They are listed as her parents on her Indian birth
certificate. Absent evidence to the contrary, the record is sufficient to
establish this relationship under Indian law. There appears to be no dispute on
this point. For the purposes of the application, I am satisfied that the Applicant
is the legitimized child of her birth mother and her Canadian legal guardian
under Indian law.
34 As a
legitimized child, the Applicant is therefore included in the definition of
"child" for the purposes of the Act. Had she been an adopted
child, the Minister would have been required, on application, to grant her
citizenship pursuant to section 5.1 of the Act. The question then is
whether she should be subjected to a different treatment on the basis that she
is legitimized and not adopted. In my view, for the following reasons, she
should not be.
35 Had
Parliament intended to treat a legitimized child differently than an adopted
child with respect to how the term "parents" is defined for the
purposes of paragraph 3(1)(b), it would have expressly done so and not
included a legitimized child in the same definition. Both are defined as a
"child" for the purposes of the Act.
36 The courts
have used the definition of "child" to discern the intended meaning
of "parent" in statutes that do not expressly define
"parent" because the concepts are "correlative," or
naturally linked. (See: Ogg-Moss v. The Queen, [1984] 2 S.C.R. 173).
Chief Justice Laskin considered the correlative nature of these terms in Gingell
at page 95. The learned Chief Justice stated that the proper starting point in
determining the meaning of the word "parent" in a particular
statutory provision is to consider the meaning of "child" as used in
the same Act.
37 In the
instant case, the terms parent and child are "correlative". If a
minor child is "adopted" or "legitimized," a parent/child
relationship necessarily flows from this event. Because of the nature of the
relationship, which is essentially about nurturing and dependency, it would be
incongruous to recognize a child in such circumstances but not the parent of
the child.
38 On the
basis of the definition of "child" in the Act and given the
correlative nature of the terms "parent" and "child", it
would be inconsistent with the object and scheme of the Act not to
recognize the parent of that same child as a "parent" for the
purposes of the Act. If Parliament intended asymmetry between these
"correlative" terms, it would have legislated a specific definition
for "parent." It did not.
39 Moreover,
the Minister's interpretation of the Act is inconsistent with the
wording of the Act. The definition of "child" in section 2 of
the Act includes children who are adopted or legitimized. Paragraph 3(1)(b)
of the Act states that someone born abroad who "at the time of his
birth one of his parents, other than a parent who adopted him, was a
citizen" (emphasis added). By excepting only an adoptive parent from this
provision under the Act, an inference arises from the legislation that
any other type of parent (genetic or legitimized) is sufficient to satisfy
paragraph 3(1)(b). If it were Parliament's intent to exclude legitimized
parents as well, it needed to do so expressly.
40 Further,
legitimation renders adoption impossible. The Minister does not dispute this.
Consequently, if legitimation of a Canadian parent by a foreign process does
not result in either a "parent" or "adoptive parent"
relationship with the child and precludes adoption, obtaining Canadian
citizenship for the child is not possible except by ministerial discretion or
the citizenship process designed for foreign nationals. In my view, such a
result would render meaningless the "legitimation" portion of the
definition of child and have a discriminatory effect against legitimized
children who are not genetically linked to their parents. The Act cannot
be interpreted in this way.
41 I therefore
construe the term "parent" in paragraph 3(1)(b) of the Act
to include the lawfully recognized parents of a legitimized child in accordance
with the laws of the place where the legitimation took place: in this instance,
India. The above interpretation is consistent with the words of an Act, read in
their entire context and in their grammatical and ordinary sense harmoniously
with the scheme of the Act, the object of the Act, and the intention of Parliament.
The Minister's restrictive interpretation of the term "parent" is
not.
42 Since one
of the Applicant's parents, her legal guardian, is a Canadian citizen by
operation of paragraph 3(1)(b) of the Act, the Applicant's
application cannot be denied by reason of the lack of a genetic link with her
Canadian parent.
43 For the
above reasons, I conclude that the Citizenship Officer erred in his
interpretation of the Act by requiring such a genetic link thereby
refusing to consider parents by legitimation to be parents for the purposes of
paragraph 3(1)(b) of the Act.
[46]
Justice Blanchard’s decision in Kandola,
above, is presently on appeal to the Federal Court of Appeal. Should it be
upheld, then the genetic link requirement imposed in the present case would
clearly be a reviewable error and the Decision would require reconsideration
from this perspective also. However, quite apart from the significance of Kandola,
I am convinced that reviewable error occurred in this case on the basis of
unreasonableness and procedural unfairness as set out above. Consequently, the
case must be returned for reconsideration by a different officer.
[47]
As a result of the errors in this case, Jeffrey
has already been separated from his parents for a considerable period of time.
Hence, these issues should be addressed in a timely manner and with a view to
the best interests of this child. I do not feel it is necessary to impose a
Court order to this effect, and rely upon the Respondents’ usual sense of
responsibility to set matters right in a timely way. No request for mandamus
was made in this application. However, should unreasonable delays jeopardize
Jeffrey’s interests, the Applicants are at liberty to seek the further
assistance of the Court.