Dockets: T-101-18
T-102-18
T-103-18
T-1358-12
T-465-20
T-1884-19
Citation: 2021 FC 821
Ottawa, Ontario, August 4, 2021
PRESENT: Madam Justice McVeigh
Dockets: T-101-18
T-102-18
T-103-18
T-1358-12
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BETWEEN:
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KAREN FRASER, JENNIFER SWEET, NICOLE SWEET, KIM SWEET,
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JOHN SWEET, J. ROBERT SWEET, CHARLES SWEET, PATRICIA
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CORCORAN, ANN PARKER AND TORONTO POLICE ASSOCIATION
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Applicants
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and
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MINISTER OF PUBLIC SAFETY AND EMERGENCY PREPAREDNESS,
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ATTORNEY GENERAL OF CANADA, CORRECTIONAL SERVICE
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CANADA, PAROLE BOARD OF CANADA AND CRAIG MUNRO
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Respondents
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Docket: T-465-20
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AND BETWEEN:
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DOUG FRENCH, DONNA FRENCH AND DEBORAH MAHAFFY
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Applicants
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and
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MINISTER OF PUBLIC SAFETY AND EMERGENCY PREPAREDNESS,
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ATTORNEY GENERAL OF CANADA, PAROLE BOARD OF CANADA,
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AND PAUL BERNARDO
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Docket: T-1884-19
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AND BETWEEN:
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CANADIAN BROADCASTING CORPORATION
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Applicant
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and
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PAROLE BOARD OF CANADA
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Respondent
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JUDGMENT AND REASONS
Table of Contents
I. Introduction
4
II. Background
4
A. First Group
5
B. Second Group
8
C. Third Group
9
D. Summary of the Three Groups
10
III. Preliminary Matters
11
IV. Issues
14
V. Standard of Review
16
A. The Families’ and CBC’s Submissions
16
B. Canada’s Submissions
17
C. Analysis
18
VI. The Law
19
VII. Analysis
24
A. Is there an s. 2(b) Charter right to the information requested?
24
(1) Submissions of the Families
24
(2) Submissions of CBC
27
(3) Canada’s Submissions
31
(4) Analysis
33
B. Were the decisions of the Parole Board and CSC unreasonable?
43
(1) Insufficient reasons
43
(2) Pre-Determined Outcome
45
(3) Selection of Factors
45
(4) Section 8(2)(m)(i) of the Privacy Act
47
(5) Weighing of Factors
49
(6) Inmates’ privacy interests
50
(7) Doré/Loyola
56
VIII. Conclusion
61
IX. Costs
62
[1]
This is regarding judicial review applications of six decisions—four by the Parole Board of Canada [“Parole Board”] and two by the Correctional Service of Canada [“CSC”]—denying requests for the further disclosure of personal information about two incarcerated individuals, Craig Munroe and Paul Bernardo [together the “Inmates”]. Of these requests, five were made pursuant to the Access to Information Act, RSC 1985, c A-1 [“ATIA”] and one by way of letter, requesting disclosure based on the Open Court Principle [“OCP”].
[2]
I will dismiss these applications for the reasons that follow.
II.
Background
[3]
In their submissions, Canada (the Respondents: Minister of Public Safety and Emergency Preparedness, Attorney General of Canada, Parole Board of Canada), indicates that the files on the Inmates include records relating to:
admission and discharge records (i.e. personal effects, valuables);
case management reports (i.e. police reports, offender applications);
discipline and disassociation reports (i.e. disciplinary measures, segregation records);
education and training (i.e. employment records);
health care (i.e. medical and surgical, dental and psychiatric assessments);
preventative security (i.e. incident reports, modus operandi);
psychology (i.e. psychological assessments, treatment records);
sentence administration (i.e. victim information, community contact information); and
visits and correspondence (i.e. list of visitors, declarations of common law unions).
[See also paragraph 15 for what is sought to be disclosed]
[4]
This judicial review comprises of six decisions grouped into three proceedings. The six judicial reviews were heard together in one hearing, and the reasons are consolidated. The Respondent, Inmates did not file materials or participate in the hearing.
[5]
The first group involves —Court files T-1358-12; T-101-18; T-102-18 and T-103-18 [the “1358 Applications”]—consists of four applications pursuant to s. 41 of the ATIA [Annex A]. These Applications are for the judicial review of Parole Board and CSC decisions denying the disclosure, either in whole or in part, of the personal CSC and Parole Board files on Mr. Munro and the disclosure of recordings of Mr. Munro’s parole hearings.
[6]
Mr. Munro was convicted of the brutal murder of Toronto Police Constable Michael Sweet in 1980, in a case that garnered considerable public and media attention due to Mr. Munro’s cruel and repugnant conduct. The 1358 Applications are made by relatives of the deceased Cst. Sweet, i.e. the Fraser and Sweet families, and by the Toronto Police Association.
[7]
In file T-1358-12, the Applicants submitted a Notice of Constitutional Question in 2013. They amended the question in 2020, asking the Court to determine:
the constitutional validity and/or applicability and effect of sections 3.1, 4(a), (b), (c) and (e), 26(1), 27(1) and (2), 100.1, 101(a) and (b), 102, 132, 140(4), 140(5), 140(13), 140(14), 140.2(1), (2) and (3), 142(1)(b), 143(1) and 144(4) of the Corrections and Conditional Release Act, S.C. 1992, c. 20 ("CCRA"); sections 2(1 ), 4(1 ), (2.1), 19(1), (2)(b) and (c) and 20(6) of the Access to Information Act, R.S.C., 1985, c. A-1; sections 7, 8(1), 8(2)(a), 8(2)(m)(i), 12 and 26 of the Privacy Act, R.S.C., 1985, c. P-21
[8]
Neither the original or amended constitutional question was filed with the Court. Rule 73.1 of the Federal Courts Rules, SOR/98-106, requires that a Notice of Constitutional Question must be filed with the Registry, with proof of service, after service to all the parties. This was not brought to the attention of the Court by the parties and was only recently discovered neither question had been filed with the Court. Given Canada did not object and the non-filing could have been because of COVID related issues with the Registry or the parties, I will answer the question regardless of the procedural misstep on the part of the Applicants in the 1358 Applications.
[9]
The four files comprising the 1358 Applications are as follows.
[10]
File T-1358-12 is an application for the judicial review of the decision of the Parole Board dated June 20, 2011 [“PBC-1”], and the decision of the CSC date-stamped May 6, 2011 [“CSC-1”]. The former was affirmed by the Office of the Information Commissioner [“OIC”] on June 4, 2012, and the latter was affirmed by the OIC on June 4, 2012. The decisions denied the request for full disclosure and production of Mr. Munro’s complete Parole Board and CSC files, and particularly what was before the Parole Board for his parole hearings held on March 30, 2011, March 16, 2010, and February 26, 2009. In PBC-1 and CSC-1, the request was declined pursuant to s. 19(1) of the ATIA.
[11]
File T-102-18 is an application for the judicial review of the decision of the Parole Board dated June 27, 2018 [“PBC-2”] and affirmed by the OIC on September 25, 2018. The decision denied disclosure and production of Craig Munro’s complete Parole Board file regarding his parole hearings, and the audio/video recordings and transcripts of those parole hearings. Note that this decision was a redetermination pursuant to the Order of Prothonotary Aalto dated May 17, 2018. In PBC-2, the request was declined pursuant to s. 19(1) and 19(2)(c) of the ATIA.
[12]
File T-103-18 is an application for judicial review of the decision of CSC dated July 3, 2018 [“CSC-2”], affirmed by the OIC on October 3, 2018. CSC-2 was a redetermination, pursuant to an Order of Prothonotary Aalto dated May 17, 2018, of the decision of the CSC dated May 17, 2017 declining disclosure pursuant to s. 19(1) of the ATIA. File T-101-18 consists of the judicial review of CSC’s May 17, 2017 decision. CSC-2 declined to disclose records pertaining to the cancellation of Mr. Munro’s unescorted temporary absences [“UTA”] and his transfer to the Matsqui Institution, and documents included from Exhibits “I” and “J” of the affidavit of Ginette Pilon, sworn on March 21, 2014 and filed in file T-1358-18. In CSC-2, the request was declined pursuant to s. 8(2)(m)(i) of the Privacy Act, RSC, 1985, c P-21 [Privacy Act] [See also para 16 re: intervener].
[13]
The second group consists of file T-465-20 [the “465 Application”] is an application pursuant to s. 41 of the ATIA for the judicial review of the decision of the Parole Board dated March 8, 2019 [“PBC-3”] and affirmed by the OIC, denying the release of Mr. Bernardo’s prison and parole hearing records. Mr. Bernardo was convicted of a series of offenses, most notably the horrific first-degree murders of Ms. Leslie Mahaffy and Ms. Kristen French, in the early 1990s. This case garnered considerable public and media attention due to Mr. Bernardo’s cruel and abhorrent conduct. The Applicants seek the release of all materials and information that were before and/or available to the Parole Board as well as complete copies of the audio/video recordings and transcript of the parole hearing held on October 17, 2018.
[14]
The Applicants in the 1358 Applications and 465 Application made joint written and oral submissions. I refer to the Applicants in the first two applications collectively as the “Families”
because they largely consist of family members of the victims of the Inmates [See also para 17 re: intervener].
[15]
The records the Families’ seek (in their own words) are:
Their entire CSC files commencing from the first day they entered the Canada correctional system regarding any offence, including trial and sentencing transcripts;
Their entire PBC files commencing from the first time that they came under its jurisdiction regarding any offence including trial and sentencing transcripts;
In the case of Craig Munro, details of his 1979 Mandatory Supervision release and the conditions he was on at the time he murdered Police Constable Michael Sweet;
More specifically, after Munro’s first ATIP request, all ATIP requests included the disclosure of the entire CSC/PBC files that were directly or indirectly before the PBC for each hearing or which they had access to, as well as the materials that were before and/or used by CSC and the Case Management Team (“CMT”) for the purpose of presenting their position at each parole hearing;
In the case of Craig Munro, documentation regarding his institutional offences which resulted in his January 2016 transfer from the minimum security Kwikwexwelhp Institution to the medium security Matsqui Institution;
In the case of Craig Munro, documents explaining the breaches and offences leading to the cancellation of his UTAs [unescorted temporary absence] in 2012 and consequently, the cancellation of his 2012 parole hearing, including full details of his positive cocaine tests, his involvement with the sex trade workers and how he went about to hide this activity from his CMT contrary to the conditions of his UTAs;
In the case of Craig Munro, the circumstances and facts leading to his February 2016 withdrawal of his application for UTAs;
Production of the audio recording and transcript (if they exist) of all of Munro, Bernardo, and Gayle’s parole hearings;
In the case of Paul Bernardo, the ATIP request included all documents relating to his application to be relieved from the full consequences of his dangerous offender designation, including all medical records/reports addressing findings supporting the dangerous offender designation and all evidence tendered at his dangerous offender hearing, i.e., Victim Impact Statements of the Scarborough rape victims, transcript of the hearing and reports filed
(T-1358 Applicant’s Memorandum of Fact and Law [“AMFL”] at para 8
[16]
The third group consists of file T-1884-19 [the “CBC Application”]. T-1884-19 is an application for judicial review by the Canadian Broadcasting Corporation [“CBC”] of a decision of the Parole Board denying CBC’s request for withheld personal information about the Inmates similar to the Families requests. CBC did not request the information pursuant to any specific legislation, however, but rather on the basis of the OCP.
[17]
In addition CBC was granted leave to intervene in the judicial review of the Families, and made written and oral submissions before me as regards the applicable standard of review and the legal framework for resolving the 1358 Applications. CBC took no position on the specific outcome of the applications in the proceedings of the Families.
[18]
The submissions of the parties overlap substantially, and some arguments are only advanced on some of the applications. When possible, I will address similar arguments together.
[19]
I will refer to the Respondents from all proceedings as “Canada”
and all of the convicted Respondents as “Inmates”
. As well as previously set above references will be made to the Families and CBC. The various requested records will be referred to as the “Withheld Information”
.
[20]
As noted at the beginning, these reasons are in regards to all of the Applications.
[21]
Canada raises a set of preliminary issues in respect of the scope of the Families’ submissions. Canada submits that the Families:
- improperly made submissions and filed evidence regarding matters not before the Parole Board /CSC when it made the decisions under judicial review;
sought the review of decisions made pursuant to CCRA provisions that fall beyond the scope of s. 41 of the ATIA and that are therefore outside of the scope of this judicial review;
erroneously introduced evidence and made arguments regarding a decision declining an ATIP request for information regarding Mr. Clinton Gayle that is not on judicial review before this Court; and
- improperly sought the disclosure of information in CSC’s possession regarding Mr. Bernardo, given that the judicial review in PBC-3 only covers Parole Board records.
[22]
During oral submissions, the Families argued that all evidence submitted was relevant to contextualize the judicial review, and that the Court may decide on the weight given to this evidence. The evidence at issue included a refusal of disclosure by the Parole Board of information from an inmate who is not a party to these proceedings (Mr. Gayle). I would note that the Parole Board’s decision with respect to Mr. Gayle is not yet properly available for judicial review because the opinion of the OIC has not yet been released. The Families also reference the closed nature of Mr. Munroe’s April 3, 2020 parole hearing due to COVID-19. There was no decision on an ATIP request before the Court in relation to this issue.
[23]
This Court may only consider the evidence before it in the record, and may not accept evidence, or give weight to any evidence which was not before the decision-maker and goes to the merits of the matter, with three exceptions (Association of Universities and Colleges of Canada v Canadian Copyright Licensing Agency (Access Copyright), 2012 FCA 22 at para 20). The exceptions are: general evidence of a background nature; evidence of a breach of procedural fairness; and evidence that demonstrates a lack of evidence before the decision-maker (Henry v Canada (Attorney General), 2021 FC 31 at para 15). None of these exceptions are present in this case, and so only the information which was before the decision-maker will be considered in this judicial review.
[24]
Likewise there is no basis on which the evidence or the submissions relating to Mr. Gayle may be considered as part of this judicial review. While I acknowledge that the families of the victims of Mr. Gayle [the “Baylis/Leone”
parties] have agreed to be bound by the outcome of this decision, no s. 41 ATIA application for judicial review has been made regarding their ATIP request for the disclosure of information regarding Mr. Gayle. Any evidence and submissions relating to Mr. Gayle are therefore immaterial to the resolution of the judicial reviews before me. For those same reasons, I cannot bind the Baylis/Leone parties to any outcome resulting from these judicial reviews.
[25]
I agree with Canada that s. 20(6) of the ATIA has no application to these proceedings. That provision applies only if a disclosure refusal was made under s. 20(1) of the ATIA because the sought-after records contained confidential commercial information supplied by a third party. That is manifestly not the case here.
[26]
Finally on the point of admissible arguments and evidence, Canada argues that the submissions and evidence regarding the April 3, 2020 parole review hearing of Mr. Munro should be disregarded as they are not part of this judicial review. I agree.
[27]
Canada further submits that several of the arguments on the constitutional invalidity of the ATIP decision-making framework raised by the Families do not reflect the position they took before the administrative decision-makers, and therefore are improperly raised on judicial review.
[28]
While the Families did not dispute the constitutional validity of the presumption against disclosure in their ATIP request, they raise a host of constitutional questions in their Notice of Application [see para 7] for Judicial Review and their Notice of Constitutional Question. Generally speaking, a party may not raise a new issue in a judicial review that they could have raised before the decision-maker (Alberta (Information and Privacy Commissioner) v Alberta Teachers’ Association, 2011 SCC 61 at para 23; Forest Ethics Advocacy Association v Canada (National Energy Board), 2014 FCA 245 at para 37).
[29]
However, in this case, the new issues arose because of the decision rendered. I therefore disagree with Canada that the Families cannot advance their arguments on constitutional invalidity on account of having not espoused those arguments in their ATIP request. The Families cannot be expected to bind themselves to their arguments about errors in the statutory delegates’ decisions prior to having seen those decisions. Given that there is no dispute that the Notice of Constitutional Question was properly served and that it adequately reflects the Families’ constitutional arguments raised in their submissions, I am of the view that these questions are properly before me.
[30]
As a closing observation, it is useful to restate that this decision is not a judicial review of the parole review decisions concerning the Inmates or their heinous crimes. The issues for determination by this Court are whether the Parole Board and CSC erred in law when they declined to disclose the requested personal information about the Inmates and the audio recordings of their Parole Board hearings while still allowing victims, their families and observers to attend the hearings and victim’s families to have access to audio of hearings they did not attend.
[31]
The Families identify five points at issue related to the denial of the Withheld Information:
When an offender seeks to be released from prison on parole and reintegrated back into the community on the basis of the assertion that he/she no longer poses a risk to public safety, are they seeking a “public” remedy or a “private” remedy?
Having chosen to seek parole at a “public” hearing, are offenders like Craig Munro, Paul Bernardo and Clinton Gayle entitled to assert a “privacy” interest over documents that (a) they intend to rely upon at their hearing for the purpose of persuading their respective CSC CMT and/or the PBC, that they no longer pose a risk to public safety, and, therefore entitled to be released back into the community on parole and (b) are referred to and identified at the hearing and in the decision of PBC?
In the event that this Honourable Court determines that offenders can assert a “privacy” right over their institutional files and records, upon which they rely, including documents discussed publicly at their parole hearing and relied upon and referred to in the decision of PBC (which are of public record), as well as assert a privacy interest over the audio recordings and transcripts of their parole hearings, did CSC/PBC (as the case may be) err in concluding under s. 8(2)(m)(i) of the Privacy Act, that the privacy interests of these types of offenders (that is offenders serving life sentences as distinct from offenders with fixed sentences), outweighed the public interest and the interests of their victims?
Does the CCRA, the ATIA and the Privacy Act collectively and/or individually (or as interpreted by PBC/CSC and affirmed by the OIC), create an unconstitutional reverse onus by impermissibly creating a presumption in favour of non-disclosure?
To the extent that the impugned legislative regime (the CCRA, the ATIA and the Privacy Act), prevent disclosure and production of the materials and information sought by the applicants in their respective ATIP requests, do they violate the open Court principles and free speech rights of the applicants and the general public embedded in s. 2(b) of the Charter?
(Families AMFL at para 56)
[32]
CBC characterizes the issues as:
A. Does the constitutional openness principle apply to Parole Board hearings, or should the Recordings have been disclosed under s. 2(b) of the Canadian Charter of Rights and Freedoms, Part I of the Constitution Act, 1982, being Schedule B to the Canada Act 1982 (UK), 1982, c 11 [Charter]?
B) Did the Decision reflect a proportionate balancing of the Charter protections at play?
C) Does the Privacy Act bar disclosure?
[33]
Addressing all relevant questions from the submissions of the Applicants, I have characterized the issues as follows:
- Is there an s. 2(b) Charter right to the information requested?
- Were the decisions of the Parole Board and CSC unreasonable?
[34]
The Families submit, both in their written submissions and at the hearing, that the applicable standard of review [“SOR”] is correctness, but provide no jurisprudential support for their claim. During the hearing, counsel for the Families stated that he was adopting CBC’s submissions with respect to the SOR. Nevertheless, the Families asserted that the constitutional issue, the issue of statutory interpretation, and the balancing of public and private interest pursuant to Privacy Act s. 8(2)(m)(i) [Annex B] are reviewable on a standard of correctness. The Families’ position is that only the Parole Board/CSC’s discretionary decision is reviewable on a standard of reasonableness.
[35]
Notwithstanding the Families’ adoption of CBC’s arguments on the SOR, it is useful to recall that the latter made submissions that specifically address the particularities of the 1884 Application. CBC’s argument on SOR is tailored to its application, and does not transpose well to the decision on review in the Families’ applications.
[36]
Specifically, the difficulty arises because the Parole Board/CSC decisions in the Families’ applications do not engage on the topic of the OCP. Unlike CBC application, which considered and then waived the matter, the Parole Board/CSC did not turn their attention to the matter in the Families’ applications.
[37]
During the hearing, CBC did not distinguish the applicable SOR as between the 1358 Applications and the 1884 Application. It likewise did not suggest that a different standard of review applies to CSC and Parole Board decisions.
[38]
CBC argues that the questions at issue attract different SOR. As regards the first issue before me, CBC submits that the first question is reviewable on a standard of correctness. That is, whether the OCP and the DM/Sierra test, (see: paragraphs 54 & 56) apply to the disclosure of government records arising from a parole hearing pursuant to the ATIA is a constitutional question of the type identified in Canada (Minister of Citizenship and Immigration) v Vavilov, 2019 SCC 65 [Vavilov], that attracts a correctness standard. In support of its argument, CBC relies on a recent decision of the Ontario Court of Appeal that held that a decision declining to apply the DM/Sierra test in restricting access to an administrative hearing was reviewable on a correctness standard (Canadian Broadcasting Corporation v Ferrier, 2019 ONCA 1025 at paras 33-37 [Ferrier]).
[39]
On the second issue, CBC submits that the Parole Board/CSC’s decision to not disclose the Withheld Information is reviewable on a reasonableness standard as formulated in Doré v Barreau du Québec, 2012 SCC 12 [Doré].
[40]
Canada’s submission on the SOR do not exactly track the issues as I have formulated them. Nevertheless, it can be said, regarding the first issue, that Canada’s position seems to be that the “issues decided by the Board do not fall into any of the limited exceptions in Vavilov”
. They also submit that a determination on whether the OCP applies in a particular administrative hearing is a matter of interpretation by an administrative body of its own statute and mandate, which calls for a reasonableness review under Vavilov.
[41]
On the second issue, Canada submits that judicial reviews pursuant to s. 41 of the ATIA proceed in two stages: Husky Oil Operations Limited v Canada-Newfoundland and Labrador Offshore Petroleum Board, 2018 FCA 10 at paragraphs 15 & 17 [Husky]. First, correctness governs the decision on whether the Withheld Information falls within the statutory exemption to disclosure at s. 19(1) of the ATIA. Then, reasonableness governs the discretionary decision to refuse to release exempted information under s. 19(2). To the extent that Charter protections are engaged, the reasonableness review at articulated out in Doré is applicable on the second step of the Husky analysis. Notwithstanding that Husky was decided prior to Vavilov, Canada submitted that it remains good law regarding the applicable SOR for judicial reviews pursuant to s. 41 of the ATIA.
[42]
The standard of review applicable to the first question is correctness. I agree with the Ontario Court of Appeal in Ferrier at paragraph 35 that an assessment of whether the OCP applies to Parole Board hearings is reviewable on a correctness SOR. The applicability of Charter rights, here the OCP under s. 2(b) of the Charter [Annex C], to Parole Board hearings is specifically the type of question that requires that a standard of correctness be applied. This is not a situation like the one envisioned under the Doré analysis where, a Charter right is infringed upon by an administrative decision. Rather, the question here is a threshold question regarding the applicability of a Charter right — whether Parole Board hearings are subject to the OCP and therefore are decisions on disclosure subject to the test recently reformulated in Sherman Estate v Donovan, 2021 SCC 25 [Sherman Estate]—which requires consistency and a “final and determinate answer”
(Vavilov, at para 53). The correctness standard is therefore applicable.
[43]
Regarding the second question, I agree with Canada that the two-part analysis from Husky, (see above at para 41), sets out the applicable SOR for applications for disclosure under s. 41 of the ATIA. I agree with Canada that Vavilov has not altered the application of Husky. A correctness SOR applies to determining whether the Withheld Information falls within the statutory exemption at s. 19(1) of the ATIA. Conversely, a reasonableness SOR applies to the discretionary decision not to disclose information under s. 19(2) of the ATIA subject to a Doré framework.
[44]
The CCRA provides for the disclosure of information to victims. S. 140 through 140.2 of the CCRA [Annex D] set out the law for review hearings, including the information to which the families of victims have access and the circumstances under which the families and other observers can apply to attend review hearings:
140 (4) Subject to subsections (5) and (5.1), the Board or a person designated, by name or by position, by the Chairperson of the Board shall, subject to such conditions as the Board or person considers appropriate and after taking into account the offender’s views, permit a person who applies in writing therefor to attend as an observer at a hearing relating to an offender, unless the Board or person is satisfied that
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140 (4) Sous réserve des paragraphes (5) et (5.1), la Commission, ou la personne que le président désigne nommément ou par indication de son poste, doit, aux conditions qu’elle estime indiquées et après avoir pris en compte les observations du délinquant, autoriser la personne qui en fait la demande écrite à être présente, à titre d’observateur, lors d’une audience, sauf si elle est convaincue que, selon le cas :
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(a) the hearing is likely to be disrupted or the ability of the Board to consider the matter before it is likely to be adversely affected by the presence of that person or of that person in conjunction with other persons who have applied to attend the hearing;
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a) la présence de cette personne, seule ou en compagnie d’autres personnes qui ont demandé d’assister à la même audience, nuira au déroulement de l’audience ou l’empêchera de bien évaluer la question dont elle est saisie;
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(b) the person’s presence is likely to adversely affect those who have provided information to the Board, including victims, members of a victim’s family or members of the offender’s family;
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b) sa présence incommodera ceux qui ont fourni des renseignements à la Commission, notamment la victime, la famille de la victime ou celle du délinquant;
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(c) the person’s presence is likely to adversely affect an appropriate balance between that person’s or the public’s interest in knowing and the public’s interest in the effective reintegration of the offender into society; or
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c) sa présence compromettra vraisemblablement l’équilibre souhaitable entre l’intérêt de l’observateur ou du public à la communication de l’information et l’intérêt du public à la réinsertion sociale du délinquant;
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(d) the security and good order of the institution in which the hearing is to be held is likely to be adversely affected by the person’s presence.
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d) sa présence nuira à la sécurité ou au maintien de l’ordre de l’établissement où l’audience doit se tenir.
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(5.1) In determining whether to permit a victim or a member of the victim’s family to attend as an observer at a hearing, the Board or its designate shall make every effort to fully understand the need of the victim and of the members of his or her family to attend the hearing and witness its proceedings. The Board or its designate shall permit a victim or a member of his or her family to attend as an observer unless satisfied that the presence of the victim or family member would result in a situation described in paragraph (4)(a), (b), (c) or (d).
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(5.1) Lorsqu’elle détermine si une victime ou un membre de sa famille peut être présent, à titre d’observateur, lors d’une audience, la Commission ou la personne qu’elle désigne s’efforce de comprendre le besoin de la victime ou des membres de sa famille d’être présents lors de l’audience et d’en observer le déroulement. La Commission ou la personne qu’elle désigne autorise cette présence sauf si elle est convaincue que celle-ci entraînerait une situation visée aux alinéas (4)a), b), c) ou d).
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(5.2) If the Board or its designate decides under subsection (5.1) to not permit a victim or a member of his or her family to attend a hearing, the Board shall provide for the victim or family member to observe the hearing by any means that the Board considers appropriate.
[emphasis added]
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(5.1), de ne pas autoriser la présence d’une victime ou d’un membre de sa famille lors de l’audience, elle prend les dispositions nécessaires pour que la victime ou le membre de sa famille puisse observer le déroulement de l’audience par tout moyen que la Commission juge approprié.
[soulignement ajouté]
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[45]
In addition to permitting attendance by victims, victims’ families, and observers at a Parole Board hearing, victims and their families may participate by presenting statements:
140 (10) If they are attending a hearing as an observer,
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140 (10) Lors de l’audience à laquelle elles assistent à titre d’observateur :
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(a) a victim may present a statement describing the harm, property damage or loss suffered by them as the result of the commission of the offence and its continuing impact on them — including any safety concerns — and commenting on the possible release of the offender; and
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a) d’une part, la victime peut présenter une déclaration à l’égard des dommages ou des pertes qu’elle a subis par suite de la perpétration de l’infraction et des répercussions que celle-ci a encore sur elle, notamment les préoccupations qu’elle a quant à sa sécurité, et à l’égard de l’éventuelle libération du délinquant;
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(b) a person referred to in subsection 142(3) may present a statement describing the harm, property damage or loss suffered by them as the result of any act of the offender in respect of which a complaint was made to the police or Crown attorney or an information laid under the Criminal Code, and its continuing impact on them — including any safety concerns — and commenting on the possible release of the offender.
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b) d’autre part, la personne visée au paragraphe 142(3) peut présenter une déclaration à l’égard des dommages ou des pertes qu’elle a subis par suite de la conduite du délinquant — laquelle a donné lieu au dépôt d’une plainte auprès de la police ou du procureur de la Couronne ou a fait l’objet d’une dénonciation conformément au Code criminel — et des répercussions que cette conduite a encore sur elle, notamment les préoccupations qu’elle a quant à sa sécurité, et à l’égard de l’éventuelle libération du délinquant.
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(10.1) The Board shall, in deciding whether an offender should be released and what conditions might be applicable to the release, take into consideration any statement that has been presented in accordance with paragraph (10)(a) or (b).
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(10.1) Lorsqu’elle détermine si le délinquant devrait bénéficier d’une libération et, le cas échéant, fixe les conditions de celle-ci, la Commission prend en considération la déclaration présentée en conformité avec les alinéas 10a) ou b).
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(11) If a victim or a person referred to in subsection 142(3) is not attending a hearing, their statement may be presented at the hearing in the form of a written statement, which may be accompanied by an audio or video recording, or in any other form prescribed by the regulations.
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(11) La déclaration de la victime ou de la personne visée au paragraphe 142(3), même si celle-ci n’assiste pas à l’audience, peut y être présentée sous la forme d’une déclaration écrite pouvant être accompagnée d’un enregistrement audio ou vidéo, ou sous toute autre forme prévue par règlement.
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(12) A victim or a person referred to in subsection 142(3) shall, before the hearing, deliver to the Board a transcript of the statement that they plan to present under subsection (10) or (11).
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(12) La victime et la personne visée au paragraphe 142(3) doivent, préalablement à l’audience, envoyer à la Commission la transcription de la déclaration qu’elles entendent présenter au titre des paragraphes (10) ou (11).
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[46]
S. 140(14) indicates that because the information and documents were discussed at the hearing that does not mean it was publicly available within the meaning of the ATIA and Privacy Act:
140 (14) If an observer has been present during a hearing or a victim or a person has exercised their right under subsection (13), any information or documents discussed or referred to during the hearing shall not for that reason alone be considered to be publicly available for purposes of the Access to Information Act or the Privacy Act.
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(14) Si un observateur est présent lors d’une audience ou si la victime ou la personne visée au paragraphe 142(3) a exercé ses droits au titre du paragraphe (13), les renseignements et documents qui y sont étudiés ou communiqués ne sont pas réputés être des documents accessibles au public aux fins de la Loi sur la protection des renseignements personnels et de la Loi sur l’accès à l’information.
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[47]
A victim or family member can request to listen to the audio recording, subject to conditions imposed by the Board and privacy interests:
140 (13) Subject to any conditions specified by the Board, a victim, or a person referred to in subsection 142(3), is entitled, on request, after a hearing in respect of a review referred to in paragraph (1)(a) or (b), to listen to an audio recording of the hearing, other than portions of the hearing that the Board considers
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(13) La victime ou la personne visée au paragraphe 142(3) a le droit, sur demande et sous réserve des conditions imposées par la Commission, une fois l’audience relative à l’examen visé aux alinéas (1)a) ou b) terminée, d’écouter l’enregistrement sonore de celle-ci, à l’exception de toute partie de l’enregistrement qui, de l’avis de la Commission :
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(a) could reasonably be expected to jeopardize the safety of any person or reveal a source of information obtained in confidence; or
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a) risquerait vraisemblablement de mettre en danger la sécurité d’une personne ou de permettre de remonter à une source de renseignements obtenus de façon confidentielle;
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(b) should not be heard by the victim or a person referred to in subsection 142(3) because the privacy interests of any person clearly outweighs the interest of the victim or person referred to in that subsection.
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b) ne devrait pas être entendue par la victime ou la personne visée au paragraphe 142(3) parce que l’intérêt de la victime ou de la personne ne justifierait nettement pas une éventuelle violation de la vie privée d’une personne.
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[48]
Pursuant to s. 144 of the CCRA, a person who demonstrates an interest in a case is entitled to receive a copy of the Parole Board decision.
[49]
There is a provision that if a transcript of the hearing is made, then on request a copy can be provided to the victim or their family providing for ATIA and Privacy Act exceptions (CCRA s. 140.2(1)). However, there is no requirement to make a transcript. Outside of these situations, there is no provision for observers or others to obtain a transcript.
[50]
S.19 and 20 of the ATIA provide that the head of a government institution shall refuse to disclose any record which contains personal information, with some exceptions, including when it is in accordance with s. 8 of the Privacy Act, also reproduced below. S. 8(2)(m)(i) allows disclosure when “the public interest in disclosure clearly outweighs any invasion of privacy that could result form the disclosure…”
VII.
Analysis
[51]
For the reasons below, I find that the Applicants did not have an s. 2(b) Charter right to the Withheld Information because hearings of the Parole Board are not judicial or quasi-judicial in character. Stemming from that determination, all of the Applicants’ constitutional challenges fail.
(1)
Submissions of the Families
[52]
The Families apply for judicial review of the CSC/Parole Board decisions denying the disclosure of the parts of their ATIP requests that were not disclosed pursuant to s. 41 of the ATIA. They seek the disclosure of the Withheld Information and a declaration that the legislative regime governing ATIP requests as employed by the CSC/Parole Board is unconstitutional. The Families’ position is that the Parole Board erred in failing to apply the DM/Sierra test in its decision not to disclose the Withheld Information.
[53]
The submissions regarding the CCRA, the ATIA, and the Privacy Act consist of summaries of the provisions or critiques of the statutory framework. The Families emphasize these statutes’ statements of purpose and principles, notably as they relate to serving the public interest, transparency, accountability and openness.
[54]
The arguments are that any restriction on disclosure and the OCP must be justified on the basis of the test set out in Dagenais v CBC, [1994] 3 S.C.R. 835, R v Mentuck, 2001 SCC 76 and Sierra Club of Canada v Canada (Minister of Finance), 2002 SCC 41.
[55]
Their position is that the legislative framework governing ATIP applications creates a presumption against the disclosure of personal information which violates the OCP that exists under s. 2(b) of the Charter (Toronto Star v AG Ontario, 2018 ONSC 2586 at para 65 [Toronto Star 2018]). They submit administrative tribunals are subject to the OCP, and cite Southam Inc v Canada (Minister of Employment and Immigration), [1987] 3 FC 329 at para 9, 13 FTR 138 [Southam MCI].
[56]
To better understand the Applicants’ argument, a brief description of the test is that the test provides that a presumption of openness is overridden only where a restriction is necessary to prevent a serious risk to the public interest and where the salutary effects outweigh the deleterious effects of the restriction [the “DM/Sierra”
test]. It is worth noting here that the Supreme Court of Canada [“SCC”] has recently updated the test for rebutting the presumption of the OCP in Sherman Estate. The parties provided further written submissions after the release of Sherman Estate. I will proceed with my analysis under the new state of the law.
[57]
While they do not expressly state it, the Families implicitly argue that the DM/Sierra test is not satisfied under the circumstances, and that the ATIP decision-making framework therefore infringes on s. 2(b) of the Charter. Then, the assertion is that the infringement on s. 2(b) is not justified under s. 1 of the Charter.
[58]
The Families cite a series of cases (see below) that contain statements of principle relating to the importance of public accessibility and openness to maintaining the public’s confidence in the administration of justice. These principles, they assert, weigh in favour of granting the disclosure of the Withheld Information (Toronto Star 2018; CTV Television v Ontario Superior Court of Justice, [2002] OJ No 1141, 59 OR (3d) 18; Attorney General of Nova Scotia v MacIntyre, [1982] 1 S.C.R. 175; Canadian Broadcasting Corporation v New Brunswick (Attorney General), [1996] 3 S.C.R. 480; Edmonton Journal v Alberta (Attorney General), [1989] 2 S.C.R. 1326; and Dodd v Cossar, [1998] OJ No 335, 77 ACWS (3d) 287; Canadian Broadcasting Corporation v Lessard, [1991] SCJ No 87, 67 CCC (3d) 517).
[59]
Finally, the Families in their written submissions fault the Parole Board for its reliance on article 1.3.3 of the Parole Board’s Decision-Making Policy Manual for Board Members (2018 edition) [Annex E], which provides that only victims and families who do not attend a hearing are entitled to listen to audio recording under s. 140(13) of the CCRA. They argue that there is further fault because this right is limited to the recording of the most recent parole hearing. The Families suggest this reliance on the manual was a reviewable error given that s. 140(13) of the CCRA contains no such restrictions.
[60]
In post-hearing written submissions on Sherman Estate, the Families submitted that the decision of the SCC bolsters their argument. They say that the decision stands for a strong presumption of openness, and that the exceptional circumstances required for rebutting the principle of openness has not been met. They characterize the SCC’s decision as requiring the affront to dignity being required to rise to a level of public importance, which they assert is not the case here. They also deny the facts of this matter even go to the issue of human dignity, and even if they do, there is no affront to the human dignity of the Inmates.
[61]
CBC takes no position on the disposition of the applications in T-1358-12 or T-465-20. Note that in addition to its submissions in T-1358-12 as intervener, it adopts and relies on its submissions in T-1884-19, summarized below, whereby the OCP applies to parole hearings and therefore requires that presumptive access be granted unless a restriction is justified under the DM/Sierra test.
[62]
CBC’s core submission is that requests for records from Parole Board hearings should be presumed to meet the public interest threshold under s. 8(2)(m)(i) of the Privacy Act unless restrictions are warranted under the DM/Sierra test. CBC makes submissions on three issues grounded in the OCP and s. 2(b) of the Charter, and suggests a new test they believe the Court should adopt.
[63]
CBC argues that the framework governing ATIP disclosures under the ATIA and the Privacy Act must operate consistently with s. 2(b) of the Charter. Since competing interests of public access to adjudicative records and privacy are at issue, CBC invokes the OCP and the DM/Sierra Test.
[64]
CBC cites Lukács v Canada (Transport, Infrastructure and Communities), 2015 FCA 140 at para 37 [Lukács], as an authority for the proposition that quasi-judicial administrative decision-makers are subject to the DM/Sierra test. As such, CBC suggests that incorporating the DM/Sierra test into the assessment of ATIP disclosures insulates the framework from Charter scrutiny.
[65]
CBC contends that the OCP and s. 2(b) of the Charter apply to parole hearings and that the DM/Sierra test for withholding the hearing recordings is not satisfied. CBC relies on jurisprudence indicating that administrative tribunals are subject to the Charter and that the OPC applies to tribunals engaged in quasi-judicial acts.
[66]
CBC submits that Parole Board hearings satisfy the four-part Coopers & Lybrand framework (see Minister of National Revenue v Coopers and Lybrand, [1979] 1 S.C.R. 495 [Coopers & Lybrand]) for determining whether a tribunal is acting in a quasi-judicial capacity: a hearing is contemplated; individual rights are directly affected; the hearing can be adversarial; and the board applies substantive rules to individual cases. CBC asserts that the Parole Board’s reliance on Mooring v Canada (National Parole Board), [1996] 1 S.C.R. 75 [Mooring] is misplaced in light of the SCC’s subsequent decision in R v Bird, 2019 SCC 7 [Bird]. They say that Bird held that the Parole Board was a court of competent jurisdiction for the purpose of granting Charter remedies.
[67]
CBC’s position that the Parole Board’s current practice with respect to ATIP disclosures erroneously creates “an unconstitutional presumption of non-disclosure for all personal information.”
This approach they say is inconsistent with s. 2(b) of the Charter and the OCP because it places on the ATIP requestor the onus of satisfying that an exception to the default rule of non-disclosure is met. Rather, quasi-judicial proceedings and connected records are required to be open and accessible subject to the restrictions of the DM/Sierra Test. CBC relies on Toronto Star 2018, Langenfeld v Toronto Police Services Board, 2019 ONCA 716 [Langenfeld] and Ferrier for its conclusion that the presumption against disclosure infringes s. 2(b) regardless of whether the openness principle is found to be applicable.
[68]
CBC says that the Parole Board/CSC erroneously applies a “reverse onus”
that improperly subordinates interests under s. 2(b) of the Charter to an overly expansive interpretation of “invasion of privacy”
. In conducting an ATIP disclosure analysis, the first branch of the DM/Sierra test should involve only necessity because proportionality—i.e. balancing—should occurs at the second step. This sequencing CBC says helps ensure that interests under s. 2(b) of the Charter are not improperly subordinated to privacy interests. Conversely, they say that the Parole Board/CSC improperly started with a presumption of non-disclosure and require the party seeking disclosure to demonstrate that one of the exceptions is met. Given that the Parole Board has acknowledged that the public interest outweighs an inmate’s privacy interests only under very restricted circumstances, such an approach, they say, is inconsistent with DM/Sierra test, and, as a result also being inconsistent with s. 2(b) of the Charter.
[69]
In the alternative, if the Court disagrees that the ATIP framework should begin with a presumption of disclosure, CBC asserts that the statutory framework violates s. 2(b) and cannot be saved by s. 1 of the Charter. They provide no further argument in support of this assertion.
[70]
CBC’s position is that systemic delays in obtaining adjudicative records from Parole Board hearings create an ongoing violation of s. 2(b) rights. Freedom of the press, as protected under s. 2(b) of the Charter, requires that it have timely access to the subject of its reporting. Delays in public access, it notes, has a deleterious effect on the public’s right to be informed.
[71]
Finally, in their submissions on file T-1884-19, CBC suggests that the Court adopt a “modern functional public interest test”
where any tribunal deciding matters involving important public interest must be open to the public. They argue that this would be in line with the modern approach to tribunal openness, and not a significant departure from jurisprudence and the Coopers & Lybrand test.
[72]
With this approach, any administrative tribunal deciding matters of public interest is subject to the openness principle, subject only to the DM/Sierra test. CBC’s position is that the public interest in Parole Board hearings in general is manifest in the CCRA itself, and the public interest in these specific hearings is clear on account of the Inmates’ violent offences and the public’s right to observe the functioning of the criminal justice system.
[73]
Given that the OCP and s. 2(b) of the Charter apply, CBC submits the Parole Board erred in its analysis when they declined to release the hearing recordings to them. The Parole Board erred CBC says in not applying the DM/Sierra test in its decision. The Parole Board’s application of the test for the disclosure of documents in government hands from Ontario (Public Safety and Security) v Criminal Lawyers' Association, 2010 SCC 23 [Criminal Lawyers] to the hearing recordings was erroneous, given that the recordings are adjudicative records and not government information, and that CBC’s request was not made pursuant to the ATIA. Rather, CBC submits that on a proper application of the DM/Sierra test, there is no serious risk to a public interest, and the salutary effects of withholding access do not outweigh the rights and interests of the public. The Parole Board’s refusal to release the hearing recordings was not justified.
[74]
In post-hearing submissions, CBC argues that Sherman Estate does not assist the Respondent. They say that there is no serious risk of harm to dignity such that society as a whole has a stake in protecting, and that there must be a serious risk well grounded in the record or the circumstances of the particular case.
[75]
As regards the Families’ applications, Canada stated that the CSC and Parole Board “correctly determined that the withheld records contain personal information, and reasonably exercised their discretion not to disclose them after balancing the two competing values of governmental disclosure and individual privacy as required by the ATIA.”
[76]
They argue that the Privacy Act and the ATIA act together to reconcile two competing values: governmental disclosure and individual privacy. They cite Dagg v Canada (Minister of Finance), [1997] 2 S.C.R. 403 [Dagg] for the principle that a court reviewing under s. 41 of the ATIA must have regard to the purpose of both statutes, balancing privacy and disclosure.
[77]
Canada strongly asserts that decisions made by the CSC under the CCRA and parole reviews are neither judicial nor quasi-judicial, but rather inquisitorial. For the CSC decisions, they cite Boudreau v Canada, 2000 CanLII 16709 at para 7 (FCTD); Canada (Correctional Services) v Plante, [1995] FCJ No 1509 at para 6 (FCTD); Hendrickson v Kent Institution, [1990] FCJ No 19, 1990 CarswellNat 771 at para 10 (FCTD); Blanchard v Millhaven Institution, [1983] 1 FC 309, 1982 CarswellNat 78 at para 2 (FCTD); Martineau v Matsqui Institution, [1980] 1 S.C.R. 602 at 631-632. For the Parole Board hearings, they cite Mooring, at paragraph 25 and Smith v Canada, 2019 FC 1658 at paragraph 64.
[78]
In support of the argument that Parole Board reviews are not judicial or quasi-judicial proceedings, Canada provided a number of considerations. They noted that parole reviews do not always involve hearings and that the parole review is conducted in a non-adversarial, inquisitorial capacity without contending parties irrespective of whether there is a hearing or not. Other factors that point to the fact that the Parole Board is not judicial or quasi-judicial board is that there is no evidence received under oath, and the tribunal is not bound to apply rules of evidence. The Parole Board, they argue, acts on information, and must consider all relevant available information, including that which is received from the CSC and victims which is evidence they are not judicial or quasi-judicial. As well, there is no right of cross-examination, and while the offender may be assisted by someone, that person’s role is not equivalent to that of a lawyer. Nor are the Parole Board members required to have legal training, and they may not issue subpoenas which are matters that are judicial in nature. While the reasons for decisions of the Parole Board are available to the public, the audio recordings of the hearings are not part of the record.
[79]
Canada submits that a person must apply in writing to attend a hearing for a parole review as an observer. The Parole Board may refuse attendance if they are satisfied that the person’s presence is likely to adversely affect: “(i) the security and good order of the institution where the hearing is to be held; (ii) the Parole Board’s ability to consider the matter; (iii) those who have provided information to the Parole Board including victims; or (iv) the balance between the public’s interest in knowing and the public’s interest in the effective reintegration of the offender into society”
. They cite s. 140(4) of the CCRA.
[80]
Canada also points out that s. 140(13) of the CCRA was amended effective June 21, 2019. The amendment allows victims to listen to audio recordings of proceedings irrespective of whether they attended the hearing. The Applicants’ submissions do not reflect this amendment which Canada indicates is a proper balancing and also shows that parliament is open to amendments when appropriate.
[81]
Regarding CBC Application, Canada argues that the Parole Board reasonably exercised its discretion in refusing to disclose the hearing recordings after considering all relevant, including constitutional, factors. Canada notes that there was no formal request for information under the ATIA, and so that the only applicable statutory provisions come from the CCRA and the Privacy Act.
[82]
Regarding Sherman Estate, Canada asserts that the case is not applicable because the instant matters are not judicial or quasi-judicial.
[83]
To summarize, the Applicants base their position on the characterization of the Parole Board hearing as being a judicial or quasi-judicial proceeding. From that position, their argument is that since the public has a considerable and legitimate interest in the hearings, the additional material they seek should be disclosed.
[84]
The first step in deciding this issue is determining whether Parole Board hearings are judicial or quasi-judicial in nature. I find that they are not.
[85]
The SCC in Mooring addressed this issue and held that a Parole Board hearing is inquisitorial rather than judicial or quasi-judicial. Admittedly in a somewhat different context, Justice Sopinka addressed the character of parole hearings in Mooring at paragraph 25, writing “[t]he Parole Board acts in neither a judicial nor a quasi-judicial manner.”
He noted several factors that distinguish parole hearings from hearings before a court, including: the limited role of counsel; the inquisitorial nature of the hearing; and the inapplicability of rules of evidence or the presumption of innocence (Mooring, at paras 25-26).
[86]
This Court has subsequently followed Mooring for the proposition that parole hearings are not judicial or quasi-judicial in nature in Gallone v Canada (Attorney General), 2015 FC 608 at paragraph 16; Elliott v Canada (Attorney General), 2018 FC 673 at paragraph 20; Barrett v Canada (Public Safety and Emergency Preparedness), 2017 FC 1030 at paragraph 43; Bilodeau-Massé v Canada (Attorney General), 2017 FC 604 at paragraph 173. See also MacInnis v Canada (Attorney General), [1997] 1 FC 115 at page 9 (FCA).
[87]
This Court has consistently followed Mooring and I see no reason to depart from those precedents on these facts. The Coopers & Lybrand test for determining whether a decision is judicial or quasi-judicial in nature provides no assistance to the Applicants given the established jurisprudential findings regarding the Parole Board.
[88]
I agree with Canada that the SCC’s decision in Bird neither overturns nor displaces Mooring. The decision in Bird merely distinguishes Mooring given that the Court in the latter took no position on whether a Parole Board could award Charter remedies other than remedies under s. 24(2) of the Charter (Bird, at para 54). That said, the Court in Bird did acknowledge that there was an open question as to whether Mooring remains good law, in light of a subsequent SCC decision in R v Conway, 2010 SCC 22 (Bird, at para 54). Nevertheless, in light of the subsequent treatment of Mooring by this Court, it remains a valid precedent for the proposition that federal Parole Boards are neither judicial nor quasi-judicial bodies.
[89]
CBC’s position is that I should instead rely on the decision of Justice Morgan in Toronto Star 2018, in which he found that Ontario’s application of parts of the Freedom of Information and Protection of Privacy Act [“FIPPA”]—a regime similar to the ATIA and Privacy Act—violated the OCP under s. 2(b) of the Charter. The Court held that the statutory imposition of an onus on the requesting party in order to obtain the disclosure of an “Adjudicative Record”
was unconstitutional (Toronto Star 2018, at paras 57-65).
[90]
That is not the case before me with the Parole Board and the binding decision in Mooring. I am not bound by Toronto Star 2018 and, in any event, it is distinguishable since it addressed the application of the FIPPA to tribunals that “preside over adversarial processes… and act judicially or quasi-judicially”
(Toronto Star 2018, at para 2). For the reasons discussed above, I am of the opinion that the Parole Board cannot be so characterized. Indeed, the Court did not list the Ontario Parole Board as one of the administrative tribunals to which the OCP applies (Toronto Star 2018, at endnote 2).
[91]
I agree with Canada that the jurisprudence advanced by both CBC and the Families applying s. 2(b) of the Charter to courts exercising judicial functions is of no assistance in this case. Canada puts it succinctly: “Courts exercising judicial functions and tribunals exercising quasi-judicial functions involving adversarial processes operate in an entirely different legal and institutional context, compared to government organizations exercising administrative functions.”
[92]
Given that the jurisprudence does not characterize the Parole Board as either a judicial or a quasi-judicial body, and that no jurisprudence has demonstrated that the OCP or s. 2(b) require the disclosure of the Withheld Information, I am of the view that the Applicants’ constitutional challenge to the disclosure framework does not succeed. CBC and the Families have failed to demonstrate that the statutory disclosure framework infringes their Charter rights.
[93]
Further the “Modern Functional Public Interest Test”
proposed by CBC is also not supported in the authorities. The two decisions cited by CBC, Southam MCI and Canadian Broadcasting Corp v Summerside (City) (1999), 170 DLR (4th) 731 (PEI SC (TD)), both involved proceedings that were judicial or quasi-judicial in nature, and are therefore unhelpful in the present circumstances. CBC seems merely to be trying to attempt to alter the legislative framework to better suit its interests in broad-based disclosure by administrative tribunals. It provides no judicial support for engaging in such a far-reaching change.
[94]
This Court will not engage in legislative reform in this judicial review and these are arguments for Parliament. For example s. 140(13) of the CCRA was amended effective June 21, 2019. That amendment allows victims to listen to audio recordings of proceedings irrespective or whether or not they attended the hearing. Over the course of time other amendments have been made and it is possible parliament will see fit to make future amendments.
[95]
As well, the SCC in Criminal Lawyers establishes the test for circumstances in which s. 2(b) of the Charter entitles a party to access documents in the government’s possession. Justices Abella and McLachlin, writing for the Court, note that “s. 2(b) does not guarantee access to all documents… access is a derivative right which may arise where it is a necessary precondition of meaningful expression on the function of government”
(Criminal Lawyers at para 30). The Court articulated a two-step test, whereby s. 2(b) entitles access: “only where it is shown to be a necessary precondition of meaningful expression, does not encroach on protected privileges, and is compatible with the function of the institution concerned”
(Criminal Lawyers at para 5).
[96]
While the Families have not made detailed submission on this point, I am of the view that the Criminal Lawyers test is not satisfied. On the first condition, it is not apparent that access to the Withheld Information is “a necessary precondition of meaningful expression”
. The meaning of that phrase was further discussed in Criminal Lawyers, with the Court writing that a right of access exists where, in its absence, “meaningful discussion and criticism on matters of public interest would be substantially impeded”
(Criminal Lawyers at para 37). That exacting standard is not met here. After all, Parole Board hearings may be attended by the public and the media. Although the matters at hand are certainly of public interest, there is no reason to believe that meaningful discussion is substantially impeded by the decision to withhold the sought-after records yet allow persons to attend the hearings themselves.
[97]
There is consequently no constitutional right of access to records, and s. 2(b) of the Charter has not be violated. Due to this finding, I answer the constitutional question that the sections noted are not in violation of the Charter.
[98]
If I am wrong about the non-judicial nature of the proceedings, then I must proceed to analyze whether the presumption of an open court is rebutted in this case. As explained below, I believe the presumption has been rebutted.
[99]
A unanimous SCC in Sherman Estate, in a decision penned by Justice Kasirer, restated the test to rebut the presumption of the OCP. The decision re-characterizes the DM/Sierra test into a three step process, requiring that those asking a court to limit the OCP must establish that:
(1) court openness poses a serious risk to an important public interest;
(2) the order sought is necessary to prevent this serious risk to the identified interest because reasonably alternative measures will not prevent this risk; and,
(3) as a matter of proportionality, the benefits of the order outweigh its negative effects.
Only where all three of these prerequisites have been met can a discretionary limit on openness — for example, a sealing order, a publication ban, an order excluding the public from a hearing, or a redaction order — properly be ordered. This test applies to all discretionary limits on court openness, subject only to valid legislative enactments (Toronto Star Newspapers Ltd. v. Ontario, 2005 SCC 41, [2005] 2 S.C.R. 188, at paras. 7 and 22).
(Sherman Estate at para 38)
[100]
Justice Kasirer goes on to say that privacy does have some social importance beyond the person most immediately concerned, and cannot be simply excluded as an interest that could limit court openness (Sherman Estate at para 46). He then connects the types of privacy rights that could justify limits to the OCP as ones related to the protection of dignity (Sherman Estate at para 46), and says that there will be times when interests in protecting personal privacy will have a public interest (Sherman Estate at para 52).
[101]
He notes that “in order to preserve the integrity of the open court principle, an important public interest concerned with the protection of dignity should be understood to be seriously at risk only in limited cases”
(Sherman Estate at para 63). He clarifies that “[v]iolations of privacy that cause a loss of control over fundamental personal information about oneself are damaging to dignity because they erode one’s ability to present aspects of oneself to others in a selective manner…”
(Sherman Estate at para 71).
[102]
Specifically, he notes that:
[72] Where dignity is impaired, the impact on the individual is not theoretical but could engender real human consequences, including psychological distress … Viewed in this way, a privacy interest, where it shields the core information associated with dignity necessary to individual well-being, begins to look much like the physical safety interest also raised in this case, the important and public nature of which is neither debated, nor, in my view, seriously debatable. The administration of justice suffers when the operation of courts threatens physical well‑being because a responsible court system is attuned to the physical harm it inflicts on individuals and works to avoid such effects. Similarly, in my view, a responsible court must be attuned and responsive to the harm it causes to other core elements of individual well‑being, including individual dignity. This parallel helps to understand dignity as a more limited dimension of privacy relevant as an important public interest in the open court context.
[73] I am accordingly of the view that protecting individuals from the threat to their dignity that arises when information revealing core aspects of their private lives is disseminated through open court proceedings is an important public interest for the purposes of the test.
(Sherman Estate at paras 72-3)
[103]
He further expands these principles:
…The presumption of openness means that mere discomfort associated with lesser intrusions of privacy will generally be tolerated. But there is a public interest in ensuring that openness does not unduly entail the dissemination of this core information that threatens dignity — even if it is “personal” to the affected person.
(Sherman Estate, at para 75)
[104]
The SCC leaves the list of possible examples of what will qualify open, but does note that stigmatized medical conditions and sexual orientation (among other listed examples) would potentially qualify. He says that “[t]he question in every case is whether the information reveals something intimate and personal about the individual, their lifestyle or their experiences”
(Sherman Estate at para 77).
[105]
Finally, Justice Kasirer notes that for the risk to justify a limit, an applicant must show that “the threatened loss of control over information about oneself is so fundamental that it strikes meaningfully at individual dignity”
(Sherman Estate at para 84).
[106]
Although these Inmates’ crimes are repugnant beyond reproach or human decency, this legislation equally applies to all inmates. I have to see the intensely intimate details of the requests by the Applicants as potentially striking at individual dignity, and thereby rebutting the presumption of the OCP. Not only are copies of medical records and psychological assessments asked for, but every detail of their lives since their incarceration. Parliament must have considered this given they specifically address that, though attendees can hear what is said regarding the reports for instance they may not receive copies it and it is not considered as being public (see paragraph 46).
[107]
I do not read Sherman Estate as the Families do. They seem to argue that the affront to dignity must specifically be something that society as a whole has a stake in protecting. I disagree. When reading the whole decision, and specifically the paragraph cited by the parties for this, it seems to me that the Court has recognized a concept of “dignity”
(as opposed to simple privacy) which must be protected, and that society as a whole has a stake in protecting it:
Personal information disseminated in open court can be more than a source of discomfort and may result in an affront to a person’s dignity. Insofar as privacy serves to protect individuals from this affront, it is an important public interest relevant under Sierra Club. Dignity in this sense is a related but narrower concern than privacy generally; it transcends the interests of the individual and, like other important public interests, is a matter that concerns the society at large. A court can make an exception to the open court principle, notwithstanding the strong presumption in its favour, if the interest in protecting core aspects of individuals’ personal lives that bear on their dignity is at serious risk by reason of the dissemination of sufficiently sensitive information. The question is not whether the information is “personal” to the individual concerned, but whether, because of its highly sensitive character, its dissemination would occasion an affront to their dignity that society as a whole has a stake in protecting.
(Sherman Estate at para 33, emphasis added)
In my view, the highly sensitive nature of the information requested does go to the dignity of the Inmates. This satisfies the first stage of the test.
[108]
As for the other two stages of the test, I am of the view that they are satisfied in this case. For the second stage, when the records are released, there is no control over if or how widely they will be distributed. For the final stage of the test, there is no reason to believe that the release of this information will have any bearing on the parole status of the Inmates given that the tribunal which actually makes the decision will have unfettered access to the information.
[109]
I understand the Families need to put forth the emotional argument that the Inmates do not deserve any right to privacy given their crimes, but on this judicial review that may not be considered. The Parole Board is charged with hearing the impact on the victims and making decisions concerning their incarceration. The Families submits that if they attend the hearing then they can hear the details, so it is illogical that they cannot have the underlying documents and the recordings. CCRA s. 140(14) indicates that because the information and documents were discussed at the hearing that does not mean it was publicly available within the meaning of the ATIA and Privacy Act. My answer to the Applicants is that parliament has chosen to draw a line, and it is not this Court’s job to alter it.
B.
Were the decisions of the Parole Board and CSC unreasonable?
[110]
The Families and CBC advance a series of arguments on the Parole Board/CSC’s decisions with respect to their ATIP requests. These arguments, and my analysis, are grouped thematically below.
[111]
The Families argue that the Parole Board and CSC provided insufficient reasons for rejecting the ATIP requests and instead relied on “boiler-plate”
language in their reasons and that the Parole Board and CSC decisions “are completely devoid of any reasons or analysis.”
The submissions are that the outcome of the ATIP requests was pre-determined and that the Parole Board failed to adequately assess the particular merits of each request. They also state that the Parole Board/CSC provided no evidence that granting the ATIP requests would “subvert the ends of justice”
or result in a “serious danger of an injustice”
and then provided insufficient reasons for which the public interest in disclosure was not satisfied. The Families cite no jurisprudence for their various arguments relating to the insufficiency of reasons.
[112]
As regards the sufficiency of reasons, the SCC instructs that “if the reasons allow the reviewing court to understand why the tribunal made its decision and permit it to determine whether the conclusion is within the range of acceptable outcomes, the Dunsmuir criteria are met”
(Newfoundland and Labrador Nurses' Union v Newfoundland and Labrador (Treasury Board), 2011 SCC 62 at para 16). I find that the reasons satisfy this requirement.
[113]
In judicial reviews of a decision to withhold information under the ATIA, the reviewing court may consult “all of the evidence in the record, including the entire history of the OIC’s investigation and the correspondence provided by the [decision maker] during the investigation”
(Canada (Information Commissioner) v Toronto Port Authority, 2016 FC 683 at para 206). The FCA has likewise noted that correspondence and memoranda relating to the OIC investigation may be considered in assessing whether there is a sufficiently clear account of why officials opposed disclosure (3430901 Canada Inc v Canada (Minister of Industry), 2001 FCA 254 at para 114; also see Vavilov at para 96). Contrary to what the Families argue, the justifications for the decision under review are not limited to what is contained in the decision-maker’s written response to the ATIP requestor.
[114]
On that basis, and on a review of the six Parole Board/CSC decisions, the correspondence between the Parole Board /CSC and the OIC, and the OIC investigative reports, I am of the view that the record in each instance discloses sufficient reasons and evidence to understand the decisions and to assess whether they were reasonable. The Families are correct in stating that the letters communicating the outcome of the decisions in PBC-1 and CSC-1 are devoid of analysis. However, those letters are supported in the record by letters from Parole Board and CSC, respectively, which outline the rationale for those decisions. As for the remaining decisions, PBC-2, CSC-2, PBC-3, and the letter from the Parole Board to CBC, they all contain analysis justifying the decision to withhold information. These materials identify the basis on which the decision-makers weighed the Inmates’ privacy interests against the public interest in disclosure, identify the variety of factors under consideration by the decision makers, and provide an overall basis to understand how the decision-makers arrived at their decisions.
[115]
The Families’ argument that “use of boiler-plate paragraphs for the substantive part of the analysis demonstrates the outcome of the ATIP requests has been pre-determined”
is likewise misplaced. While portions of the decisions do indeed use identical language in describing their statutory obligations and the general framework within which decisions are made, the analysis is varied across the impugned decisions. The factors that are considered and weighed across the decisions are largely similar, but this does not mean the decisions had been pre-determined. Indeed, four of the five decisions (PBC-1, CSC-1, PBC-2, and CSC-2) arise from two ATIP applications in relation to the same inmate. It is therefore reasonable that decision-makers would have considered similar factors. On balance, the decisions were justified, transparent and intelligible. There is no basis on which to intervene in this regard.
[116]
The Families’ submissions are that the Parole Board committed a series of reviewable errors in selecting the factors it considered.
First, they argue that the Parole Board erred in not considering the interests of the victims’ families—which they claim are “entirely aligned”
with the public interest—in their assessment of the public interest under s. 8(2)(m) of the Privacy Act.
Second, the Parole Board and CSC erred as they were “blindly driven”
by the motive of facilitating the offenders’ safe re-integration into the community.
Third, the Families say that the Parole Board/CSC failed to account for the dangerous offender designation of the Inmates in the decision making process.
Fourth, the Parole Board failed to consider the public interest arising from the threat to public safety that would arise if the inmates were released from prison.
Fifth, the Parole Board erred in failing to determine an identifiable group that had a genuine stake in the information sought by the ATIP request.
[117]
I disagree. The records containing the decision-makers’ analysis demonstrate that they considered and weighed a variety of factors in their assessment of the Applicants’ requests. These factors include:
the sensitive nature of the information;
the existence of an imminent need for disclosure;
a risk to public safety, the statutory framework;
the mandate and role of the Parole Board and CSC;
the adverse effect on rehabilitees and reintegration;
the high probability of injury;
the inmate’s expectation of non-disclosure;
the Families’ private interest in disclosure;
the risk of personal information being widely dispersed; and
the absence of an identifiable group with a genuine stake in disclosure.
[118]
It is apparent on reviewing the decisions that the Parole Board and CSC considered the requirements of s. 19(2)(c) of the ATIA and s. 8(2)(m)(i) of the Privacy Act, assessed the nature of the sought-after evidence through the prism of the public interest in disclosure and the intrusion upon the Inmates’ privacy interests, and arrived at a decision grounded in their assessment of the evidence.
[119]
Of note is that Vavilov provides that “where the legislature chooses to use broad, open-ended or highly qualitative language — for example, “in the public interest” — it clearly contemplates that the decision maker is to have greater flexibility in interpreting the meaning of such language”
(Vavilov, at para 110). While the Families and CBC disagree with the Parole Board and CSC’s determination about the nature and character of the public interest, I do not agree that they have demonstrated that the decisions at issue were unreasonable in this regard.
[120]
Both the Families and CBC suggest that the decision-maker erred in their assessment of the privacy interests of the Inmates and in their approach to the concept of the invasion of privacy. Both argue that the inmates had no reasonable expectation of privacy as it relates to records that were adduced or discussed at the hearing and to the hearing recordings, and that there was therefore no invasion of privacy in disclosing the Withheld Information. CBC further submits that the decision-makers erred in failing to adopt a contextual analysis of privacy, instead relying on “a blanket assertion”
that disclosing the Withheld Information would constitute an invasion of privacy.
[121]
CBC advanced the position that the Parole Board/CSC made reviewable errors by not conducting a contextual analysis of whether personal information could be released pursuant to the exception at s. 8(2)(m)(i) of the Privacy Act. That provision allows for the disclosure of personal information where the public interest in disclosure clearly outweighs the invasion of privacy arising from the disclosure of the records.
[122]
They say that the Parole Board/CSC erroneously adopted a pro forma approach to their assessment of the privacy rights at issue and they failed to appreciate that privacy rights are not absolute and that not every disclosure of personal information constitutes an invasion of privacy. The Parole Board/CSC therefore erred, argues CBC, in finding that the Inmates’ privacy interests overrode the public interest in disclosure under s. 8(2)(m)(i) of the Privacy Act.
[123]
Rather, CBC submits that the Inmates had no reasonable expectation of privacy with respect to the Withheld Information discussed or adduced in their parole hearings. They argue that:
First, these hearings are open to the public so the information has already been exposed to the public when anything is discussed orally at the hearing. So a further disclosure by means of a copy of the hearing to listen to and the actually documents being discussed at the hearing is not a big leap from where it is already;
second, the Inmate’s application to the Parole Board to be allowed to return to society “requires giving up a level of privacy”
;
third, the Inmates already forfeited considerable privacy as a result of having been convicted and incarcerated;
fourth, the Parole Board has a mandate to facilitate openness, transparency and accountability, which suggests that there is a lowered expectation of privacy; and
fifth, the Parole Board/CSC did consider that some personal information had already been made public.
[124]
Again, I disagree. The decision-makers considered the privacy interests at stake and their reasons reflected the context in which the requests were made. The CSC rejected the suggestion that offenders have no privacy interests because they were convicted. The decision-makers considered that the Inmates expected that their personal information would remain protected from public disclosure. Likewise, the decision-makers drew a distinction between the receipt of information at a viva voce hearing and being supplied audio recordings. Whereby the latter marks a heightened invasion of privacy on account of the possibility that information could be widely distributed. The SCC recognized that distinction, albeit in the context of surveillance by law enforcement, noting that the infringement on privacy associated with a permanent electronic recording is “of a different order of magnitude”
vis-à-vis having someone merely listening in (R v Duarte, [1990] 1 S.C.R. 30 at p 48). I find that the Parole Board and CSC did not make a reviewable error in their analysis of the Inmates’ privacy interests under s. 8(2)(m)(i) of the Privacy Act.
[125]
The Families say that the decision-makers improperly weighed the various factors they considered. This argument is without merit. The SCC instructs that a reviewing court “must also refrain from reweighing and reassessing the evidence considered by the decision maker”
(Canada (Canadian Human Rights Commission) v Canada (Attorney General), 2018 SCC 31 at para 55). The decision-makers’ weighing of the factors should not be disturbed on judicial review and is not a basis to intervene in the decision.
[126]
The Applicants make several submissions with respect to the Inmates’ privacy interests.
[127]
Generally, they argue that the Parole Board/CSC arrived at unreasonable decisions as the Inmates have “no expectation of privacy in documents relevant to the decision-making process of the PBC at a public hearing”
or at Parole Board hearings generally. They likewise suggest that the privacy interests of inmates seeking parole are “far removed from the core privacy interest contemplated by the Privacy Act.”
Given that they misapprehended the privacy interest at stake, the Parole Board /CSC arrive at unreasonable decisions in weighing the invasion of privacy against the public interest.
[128]
The Applicants assert that s. 8(2)(m)(i) of the Privacy Act does not apply to a public hearing, but make no further argument in this regard.
[129]
They likewise fault the Parole Board/CSC for using an “invasion of privacy”
test that they say is unfounded in the statutory framework and inconsistent with the policy objectives of the ATIA and Privacy Act statutes. The Applicants state that the relatively limited instances identified by the Parole Board/CSC as instances where the public interest might override the private interest have no basis in s. 8(2)(m)(i) of the Privacy Act and skewed the Parole Board’s assessment of the balance between the public interest in disclosure and the Inmates’ privacy interests.
[130]
Finally, they fault the Parole Board for failing to differentiate between the privacy interests at issue in the hearing recordings and the withheld files. They submit that the Inmates had no reasonable expectation of privacy in the recordings as a result of the attendance of media and the victims’ families at the hearings.
[131]
The Applicants’ foregoing submissions are without merit. Rather, I agree that the Parole Board and CSC’s decisions to withhold personal information in the five ATIP requests bear “the hallmarks of reasonableness — justification, transparency and intelligibility — [they are] justified in relation to the relevant factual and legal constraints that bear on the decision”
(Vavilov at para 99).
[132]
Under s. 19(2) of the ATIA, a decision-maker may make a discretionary decision to disclose otherwise protected personal information under s. 19(1) ATIA on three grounds:
(a) the individual to whom it relates consents to the disclosure;
(b) the information is publicly available; or
(c) the disclosure is in accordance with s. 8 of the Privacy Act.
[133]
As a preliminary matter, it is useful to consider how the OIC’s investigative findings fit into this Court’s reasonableness review. There appear to be two strands of jurisprudence on this issue. Several decisions provide than an OIC’s investigative findings should be given “significant deference and weight”
in light of the OIC’s expertise (Blank v Canada (Minister of Justice), 2015 FC 753 at para 56 [Blank 753]; Blank v Canada (Minister of Justice), 2010 FCA 183 at para 35; Tomar v Canada (Parks Canada Agency), 2018 FC 224 at para 40 [Tomar]). Conversely, other authorities suggesting that the OIC’s findings are merely “a relevant factor”
to be considered (Layoun v Canada (AG), 2014 FC 1041 at para 55 [Layoun]; Blank v Canada (Minister of Justice), 2009 FC 1221 at para 26 [Blank 1221]).
[134]
Notwithstanding this disagreement on the amount of deference owed to the OIC findings, there is agreement in the jurisprudence that “it is the refusal of the head of a government institution that the Court is charged to review, not the Commissioner’s recommendations”
(Blank 1221 at para 26; Blank 753 at para 56).
[135]
The Parole Board and CSC reasonably decided that the first two grounds for disclosing personal information under s. 19(2) ATIA were not met. First, the record indicates that the Inmates did not consent to the release of their respective personal information. This fact is not contested by the Applicants.
[136]
Second, the Withheld Information was not “publicly available”
within the meaning of s. 19(2)(b) of the ATIA. The FCA in Lukács defined “publicly available”
as meaning information “that is available or accessible to the citizenry at large”
(Lukács, at para 69). Neither the Families nor CBC have advanced a competing definition of the meaning of “publicly available”
and they have not suggested that the Withheld Information was publicly available within the meaning of Lukács.
[137]
The fact that the Withheld Information was disclosed during parole hearings does not make it “publicly available”
for the purpose of s. 19(2)(b) of the ATIA. Subsection 140(14) of the CCRA is explicative and clear that “information or documents discussed of referred to during a hearing shall not for that reason alone be considered to be publicly available for the purpose of the [ATIA or Privacy Act].”
Parliament put its mind to this particular situation when enacting this section. As frustrating this may be for the Families, it remains valid law. A similar restriction applies to information discussed or referred to in a hearing transcript, pursuant to s. 140.2(3) of the CCRA.
[138]
I find the CSC/Parole Board’s decision that the public interest in disclosing the Withheld Information did not clearly outweigh the invasion of the Inmates’ privacy to be reasonable. The OIC arrived at the same conclusion in all five of its investigations. Recalling this Court’s decisions in the Blank cases, and in Tomar, and in Layoun—all discussed above at paragraph 133 the OIC’s determination of reasonableness is at the very least a factor that militates in favour of a finding of reasonableness, and may attract significant deference.
[139]
As noted above, the Families and CBC challenge the reasonableness of the decisions to not disclose the Withheld Information in both the written request by CBC and in PBC-1, CSC-1, PBC-2, CSC-2 and PBC-3 and in CBC request.
[140]
CBC’s argument faults the Parole Board and CSC for not conducting a contextual analysis of the privacy interests at issue; for considering that all infringement of privacy are “invasions of privacy”
; and for relying on a generalized statement that the disclosure of personal information constitute invasions of privacy. The Inmates, according to CBC, did not have a reasonable expectation of privacy in records that were discussed or introduced at parole hearings, and it was unreasonable that the decision-makers did not consider this context in arriving their decisions in weighing the competing factors under s. 8(2)(m)(i) of the Privacy Act. Moreover, CBC faults the Parole Board for failing to consider what information was already public and for not conducting an analysis of particular records at issue.
[141]
Under the first prong of the two step test for s. 41 ATIA reviews articulated in Husky at paragraphs 15 and 17, Canada argues, and I agree, that the Parole Board and CSC correctly determined that the Withheld Information contains personal information, and therefore fall within the exemption at s. 19(1) of the ATIA. Canada notes that the Applicants do not dispute that the Withheld Information contain “information about an identifiable individual that is recorded in any form”
which is the ATIA definition of personal information.
[142]
Under the second prong, Canada argues that the Parole Board and CSC reasonably exercised their discretion not to release the information under s. 19(2) of the ATIA. Judicial intervention is warranted only where the decision was made in bad faith or for an improper purpose, or if the decision took into account irrelevant considerations or failed to take relevant ones into consideration. They assert that the Parole Board and CSC made no such errors in the decisions under review.
[143]
Canada submits that this Court owes significant deference to the OIC, who reviewed the decisions of the Parole Board and CSC and found them to be reasonable (Layoun at para 55; Tomar at para 40). Thus they say that the decision-makers reasonably determined that none of the conditions for disclosure at s. 19(2) of the ATIA were met.
[144]
Canada further invokes the fact that the Inmates did not consent (s. 19(2)(a) of the ATIA) and that the Withheld Information was not publically available (s. 19(2)(b) of the ATIA) in support of its submissions. None of the Withheld Information form part of the Parole Board’s registry of decisions that are generally available to members of the public. Furthermore the public interest in disclosing the records did not clearly outweigh any invasion of privacy (s. 19(2)(c) of the ATIA). The CSC and Parole Board acted reasonably in balancing the public interest in disclosure and the invasion of privacy, and any other relevant statutory and constitutional principles in accordance with s. 8(2)(m)(i) of the Privacy Act.
[145]
In doing so, Canada submits, the Parole Board and CSC considered the “need for victims and the community”
, and the degree to which public discussion about the Parole Board’s decision-making can take place, even without access to the withheld information. There was also, they say, the possibility of review from the Parole Board Appeal Division, and judicial review by the Federal Court of the parole decisions. Canada also asserts that the interests of the victims were considered, the privacy interests of the offenders, the expectation of the individual regarding the personal information, the sensitivity of the information, the high probability of injury, adverse effects on rehabilitation and re-integration, the statutory context and balances struck by the CCRA between access and privacy and noted their consideration in their reasons.
[146]
Finally, regarding constitutional consideration, Canada argues that while there is no jurisprudence on the application of s. 2(b) of the Charter to records withheld by CSC and the Parole Board, the applicable test is set out in Criminal Lawyers. They argue that s. 2(b) of the Charter only guarantees access to government documents “where it is shown to be a necessary precondition of meaningful expression, does not encroach on protected privileges, and is compatible with the function of the institution concerned”
(Criminal Lawyers at para 5). Further, that necessity is shown if denial of access would mean that public discussion and criticism on matters of public interest would be substantially impeded (Criminal Lawyers at para 37). Canada says there must be a proportionate balancing of interests.
[147]
I agree with Canada’s submissions on these points.
[148]
A reasonable administrative decision must be transparent, intelligible, and justified (Vavilov at para 15). When an administrative decision risks infringing Charter rights, the decision maker must take those constitutional interests into account and apply the Doré/Loyola framework to their decision-making process, balancing the statutory aims with the rights of the parties (Doré at para 57 and Loyola High School v Quebec (Attorney General), 2015 SCC 12 at para 39 [Loyola]). Reasons are a good indication of the process used by the decision maker when considering the decision (Vavilov at paras 79-81).
[149]
Under the Doré/Loyola framework, the reviewing court must first ask whether the Charter has been engaged by limiting Charter protections, and if so, whether the decision reflects a proportionate balancing of the Charter protections with the statutory objectives (Law Society of British Columbia v Trinity Western University, 2018 SCC 32 at para 58 [Trinity Western]).
[150]
For the reasons discussed above, I do not find that the Applicants’ Charter rights were limited. However, if I am wrong, I find that the reasons show an acceptable balancing of the Applicants’ Charter rights with the Inmates’ privacy rights. The majority decision in Trinity
Western gives a helpful summary of what a reasonable and proportionate decision under the Doré/Loyola framework will look like:
…For a decision to be proportionate, it is not enough for the decision-maker to simply balance the statutory objectives with the Charter protection in making its decision. Rather, the reviewing court must be satisfied that the decision proportionately balances these factors, that is, that it "gives effect, as fully as possible to the Charter protections at stake given the particular statutory mandate" (Loyola High School, at para. 39). Put another way, the Charter protection must be "affected as little as reasonably possible" in light of the applicable statutory objectives (Loyola High School, at para. 40). When a decision engages the Charter, reasonableness and proportionality become synonymous. Simply put, a decision that has a disproportionate impact on Charter rights is not reasonable.
81 The reviewing court must consider whether there were other reasonable possibilities that would give effect to Charter protections more fully in light of the objectives. This does not mean that the administrative decision-maker must choose the option that limits the Charter protection least. The question for the reviewing court is always whether the decision falls within a range of reasonable outcomes (Doré, at para. 57; Loyola High School, at para. 41, citing RJR-Macdonald Inc. c. Canada (Procureur général), [1995] 3 S.C.R. 199 (S.C.C.), at para. 160). However, if there was an option or avenue reasonably open to the decision-maker that would reduce the impact on the protected right while still permitting him or her to sufficiently further the relevant statutory objectives, the decision would not fall within a range of reasonable outcomes. This is a highly contextual inquiry.
82 The reviewing court must also consider how substantial the limitation on the Charter protection was compared to the benefits to the furtherance of the statutory objectives in this context (Loyola High School, at para. 68; Doré, at para. 56). The Doré framework therefore finds "analytical harmony with the final stages of the Oakes framework used to assess the reasonableness of a limit on a Charter right under s. 1: minimal impairment and balancing" (Loyola High School, at para. 40). In working "the same justificatory muscles" as the Oakes test (Doré, at para. 5), the Doré analysis ensures that the pursuit of objectives is proportionate. In the context of a challenge to an administrative decision where the constitutionality of the statutory mandate itself is not at issue, the proper inquiry is whether the decision-maker has furthered his or her statutory mandate in a manner that is proportionate to the resulting limitation on the Charter right.
(Trinity Western at paras 80-82)
[151]
The reasons given here show that there was a consideration of the factors required in a Doré/Loyola analysis. The decision contemplates the effects of disclosure with the effectiveness of the legislative scheme, the potential for public safety and harming reintegration.
[152]
In my review of the reasons, I find that the Parole Board sufficiently contemplated other reasonable possibilities. The reasons discuss losing control of future use of the information, showing that the decision-maker considered a limited disclosure. It is also difficult to see what other possibilities would be reasonable, and CBC’s letter to the Parole Board suggests no alternatives other than disclosure of the hearing recordings. The reasons point out that the media has been in attendance to some of the Parole Board hearings for which the disclosure is requested, which could be seen as an alternative to disclosure of the information.
[153]
Reasons do not have to be perfect and address every possibility (Vavilov at para 91). “‘Administrative justice’ will not always look like ‘judicial justice’, and reviewing courts must remain acutely aware of that fact”
(Vavilov at para 92). The reasons must be read in light of the history and context of the proceedings, and should be read in light of the record (Vavilov at paras 91, 94). This does not mean that the reviewing court may provide reasons that were not given, but it does allow it to read reasons “holistically and contextually, for the very purpose of understanding the basis on which a decision was made”
(Vavilov at para 97). While the Parole Board may not have considered the alternatives that CBC wished, such as releasing parts of the recordings, the reasons and the legislation shows that it considered how to permit the media to access the information at parole hearings. The alternative is that is that the media can attend the hearings as observers and hear the submissions and discussions. It was conceded at the hearing that media requests to attend Parole Board hearings were not refused to date.
[154]
While CBC argues that there is a blanket policy of refusal of providing the withheld information, such a policy is not reflected in the lengthy, reasoned response from the Parole Board.
[155]
The reasoning is that because the media has access to the hearings, the media has direct access to the information when it is being recorded. I find that because the Parole Board refuses to disclose the audio recordings, pursuant to s. 140(13) of the CCRA, this does not show that they have not considered the rights of the media — and the fact that they are allowed at the hearing shows that the legislation has contemplated this.
[156]
Further, just because the Parole Board does not release audio recordings to the media does not show that there was no balancing — a tribunal can consider an issue, make a determination on disclosure, and then follow that determination on subsequent requests with the same facts. The assertion of CBC that the decision did not engage with any case-specific factors is simply not true — there is engagement with factors that would be common to any case, but that does not mean they are not also specific to the Inmates. The decision specifically mentions rehabilitation, reintegration, and other factors which would directly affect the specific people potentially being granted parole even if in these cases that is highly unlikely.
[157]
The decision by the Parole Board in response to CBC request addressed the Doré/Loyola balancing in its reasons, explaining their rational for why they came to the decision. First, the decision points out that the Parole Board has exclusive jurisdiction and absolute discretion to grant, deny, terminate, or revoke parole. As for the hearings being open to the public, they note that measures are taken to ensure the safety of all parties, and that requests to observe hearings must be submitted in advance. The decision goes on to explain why the hearings are inquisitorial, not adversarial. It points out that the Parole Board decisions often involve third parties and contain medical and psychological evidence, and that despite the fact that observers may apply to attend, the hearings are not considered open to the public. The decision goes on to cite Mooring to reply to the argument that the Parole Board is a judicial or quasi-judicial proceeding, concluding that the OCP does not apply to the Parole Board. This issue is addressed above.
[158]
The reasons go on to address the s. 2(b) Charter issues. The reasons note that the SCC has recently held that the Charter does not guarantee access to all government documents, and that, in their view, CBC has the burden of showing that disclosure “is necessary to permit meaningful discussion on a matter of public importance.”
The decision’s subsequent seven paragraphs give a detailed explanation of how the Parole Board arrived at its decision and how they balanced Charter rights with their statutory mandates. The reasons include reference to CBC, as well as direct replies to both the CCRA and the Privacy Act.
[159]
While it is true that the decision does not detail the specific rights and privacy interests of the particular persons involved, I do not conclude that is fatal to the completeness of the reasons. There is no reason why the balancing of the factors cannot be at a higher level, and be generalised to include “victims”
and “offenders”
. It is notable in this respect that CBC’s request was for the disclosure of recordings of multiple parole hearings of multiple inmates. I conclude that the Parole Board giving general reasons is appropriate in the case, and allows the party receiving the decision to understand how the Parole Board came to its decision.
[160]
In sum, I am of the opinion that the Parole Board proportionately balanced Charter values with its statutory objectives and mandates. The media and the public have the right to request attendance at the hearings. Requests are only denied based on the list of potential issues described in s. 140(4) CCRA. The media has been in attendance at the parole hearings. This shows reasonable balancing between the Charter rights of the media and public and the Inmates’ privacy rights. Nothing is being hidden, but there is a control of the flow of private information. There is nothing disproportionate about putting the onus on the media to ensure they are in attendance at the parole hearings in question.
[161]
In sum, I find that the Parole Board and CSC’s decisions to not disclose the Withheld Information was reasonable.
[162]
I will dismiss the applications.
IX.
Costs
[163]
Both the Families and Canada provided post-hearing submissions on costs and bills of costs for the five applications they brought. Those parties were unable to agree to an amount.
[164]
The Families’ bill of costs dated March 11, 2021 was $33,195.01. Canada’s was $19,142.27. The Families submit “…that they are entitled to their costs, whether they win or lose. In the alternative, no cost [sic] should be awarded against the applicants.”
[165]
The Families assert that this was a test case and public interest litigation, and so should be treated differently. As well, the Families have suffered enough and the Canadian public would be shocked if costs were awarded against them. The submissions go on to ask that even if they are not successful that they should be entitled to costs because “[t]he clear message from Parliament is that the public benefits from these types of legal proceedings and they should be encouraged. There should be no Sword of Damocles hanging over the heads of Canadians who bring forward responsible and bona fide public interest cases.”
The Families then list a number of reasons to award the costs to them if they are the unsuccessful party. The Families relied on Ruby v Canada (Solicitor General), 2002 SCC 75; Yeager v Canada (Correctional Service), 2003 FCA 30 at paragraph 68 [Yeager]; and Bonner v VIA Rail Canada Inc, 2009 FC 857 at paragraph 130. These are all cases where costs were awarded to the unsuccessful party.
[166]
Canada’ submissions are that costs should follow the event and they should be awarded an inclusive lump sum of $19,142.27. This amount calculated on the basis of Column III of Tariff B of the Federal Courts Rules. Canada relies on the ATIA s. 53(1) that deals with s. 41 review applications.
[167]
Canada argues that the Families have not provided a valid argument to have me exercise my discretion otherwise, given that they do not meet the factors to be considered a public interest litigant as set out in Bielli v Canada, 2013 FC 953 at paragraphs 13-14 . Those factors are:
a) The proceeding involves issues the importance of which extends beyond the immediate interests of the parties involved.
b) The person has no personal, proprietary or pecuniary interest in the outcome of the proceeding, or, if he or she has an interest, it clearly does not justify the proceeding economically.
c) The issues have not been previously determined by a court in a proceeding against the same defendant.
d) The defendant has a clearly superior capacity to bear the costs of the proceeding.
e) The plaintiff has not engaged in vexatious, frivolous or abusive conduct.
[168]
Canada submits that this application is not public interest litigation and is in fact an inherently personal interest as is “their personal motivation is to use the information sought to make statements to the Parole Board.”
They also argue that if the first application brought in 2012 had been heard in a timely manner then there would have been precedent to follow but instead there have been a “…multiple, duplicative proceedings that unnecessarily delayed an complicated the process, requiring additional case management conference, two status review hearings and large volumes of material.”
They say that it was the Families conduct which militates against a reasonable cost order against them.
[169]
As well, Canada strongly opposes an award of costs to the Families if they are unsuccessful given “[t]he resolution of these proceedings involved the application of these well-established principles of interpretation to personal information records in the correctional and parole review context, not a novel or unique issue relating to the interpretation of any provision of the ATIA.”
Nor were the s. 2(b) constitutional issues novel as this principle of open court has been raised by litigants in the past when seeking to gain access to private records (Toronto Star 2018; Southham MCI). Canada also distinguish Yeager and note that even though it is similarly a s. 53(2) case, it was the first time that s. 4(3) of the ATIA and s. 3 of the related regulations were being considered, and in contrast s. 19 of the ATIA and s. 8(2)(m)(i) of the Privacy Act are often litigated. I note that s. 3 of the Regulations was never brought to the attention of the Court nor argued by the Families in their submissions.
[170]
Though I agree with Canada that this is not public interest matter or a test case, I do have discretion after considering all of the factors listed in s. 400 of the Federal Courts Rules. The Families have suffered enough. What I heard in the lengthy application is that the Families really are seeking legislative change that is accomplished politically. However, an application for judicial review is not the vehicle to achieve what they seek.
[171]
I considered the submissions regarding the Families particular personal financial situations and will award costs to Canada as the successful party in the lump sum amount (inclusive of taxes and disbursements) of $4000.00. The Inmates did not participate so will not receive costs. Nor will costs be awarded against the intervener CBC.
[172]
The Applicant, CBC and the Respondent, the Parole Board of Canada, have agree to costs in the amount of $5,770.00 to the successful party in the T-1884-19 application. Therefore, lump sum costs will be awarded against CBC in the amount of $5,770.00 payable to the Respondent.