Docket: A-147-15
Citation:
2016 FCA 178
CORAM:
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STRATAS J.A.
WEBB J.A.
SCOTT J.A.
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BETWEEN:
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ZSOLT JOZSEF
MUDRAK
PATRICK ZOLTAN
FEKE
ZSOLT MUDRAK
RENATA FUTO
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Appellants
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and
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THE MINISTER OF CITIZENSHIP AND
IMMIGRATION
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Respondent
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and
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CANADIAN ASSOCIATION OF REFUGEE LAWYERS and CANADIAN COUNCIL FOR
REFUGEES
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Interveners
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REASONS
FOR JUDGMENT
SCOTT J.A.
I.
Introduction
[1]
On August 17, 2011, the appellants left Hungary
to come to Canada. Upon landing in Canada, the appellants claimed refugee
status, asserting they had experienced racial persecution in their home country
based on their Roma ethnicity. Inter alia, they alleged that, even
though they made complaints to the police with regards to a series of events,
state protection was ineffective.
[2]
On April 29, 2013, a member of the Refugee
Protection Division of the Immigration and Refugee Board of Canada (the Board)
rejected the appellants’ claim for refugee protection, finding that they had
failed to rebut the presumption that the protection provided by the state of Hungary
was adequate in the circumstances.
[3]
The decision was judicially reviewed by Annis J.
(the Judge) of the Federal Court who dismissed the application on February 16,
2015 (2015 FC 188).
[4]
In his reasons, the Judge underlined what he
perceived as a division within the Federal Court concerning the concept of
state protection as it applies to cases involving Roma citizens from Hungary.
In his view, some decisions of the Federal Court appeared to shift the onus of
proving the inadequacy of state protection from the applicant to the Board,
especially in cases involving Hungarian Roma.
[5]
Accordingly, he certified the following
questions pursuant to paragraph 74(d) of the Immigration and Refugee
Protection Act, S.C. 2001, c. 27 (IRPA):
a) Whether the Refugee Protection Board commits a reviewable error if
it fails to determine whether protection measures introduced in a democratic
state to protect minorities have been demonstrated to provide operational
adequacy of state protection in order to conclude that adequate state
protection exists?
b) Whether refugee protection claimants are required to complain to
policing oversight agencies in a democratic state as a requirement of assessing
state protection, when no risk of harm arises from doing so?
[6]
At the hearing, held on February 23, 2016, the
issue of the propriety of certifying these two questions was raised by this
Court. Both parties were invited to provide written submissions on this issue.
The Court has received the parties submissions and reply on that issue.
II.
Legislative history of section 74 of IRPA
[7]
Over the last forty years, the legislation
regulating the immigration regime has evolved greatly in this country. In the
1970s, the Federal Court of Appeal was the reviewing court in matters related
to refugees, exercising multiple functions under several statutes. In 1978, the
Immigration Act 1976, S.C. 1976-77 c. 52, rendered the decisions of the
Immigration Appeal Board reviewable by this Court as of right. At the time, the
Trial Division of the Federal Court only reviewed administrative matters (see
the distinction between sections 18 and 28 of the Federal Courts Act,
R.S.C. 1970 (2nd Supp.), c. 10).
[8]
Further to the Supreme Court’s decision in Singh
v. Minister of Employment and Immigration, [1985] 1 S.C.R. 177, [1985]
S.C.J. No. 11, a vast reform of the immigration regime was undertaken with the
enactment of Bill C-55 (An Act to amend the Immigration Act and to amend
other Acts in consequence thereof, R.S.C. 1985 (4th Supp.), c.
28). Among several changes brought about, the Immigration and Refugee Board of
Canada (IRB) was created. An important filter was also implemented with the
requirement of obtaining leave to appeal decisions of the IRB. Even though many
voices rose against this new requirement, it appears from the debates
surrounding the adoption of that legislation that the objective pursued was a
more effective management of resources dedicated to the adjudication process
(House of Commons Debates, (12 May 1987) (Hon. Gerry Wiener, Mr. Dan Heap) at
6011; Canada, House of Commons, Minutes of Proceedings and Evidence of the
Legislative Committee on Bill C-55, 33rd Parl., 2d sess., (31 August 1987) at
3:5 to 3:6).
[9]
In 1992, the Federal Courts Act, R.S.C.
1985, c. F-7, was amended. The Trial Division was given the jurisdiction to
review most of the decisions rendered by federal administrative tribunals (see An
Act to amend the Federal Courts Act, the Crown Liability Act, the Supreme Court
Act and other Acts in consequence thereof, S.C. 1990. c. 8). The Federal
Court of Appeal retained its jurisdiction over judicial reviews of decisions
rendered by the Convention Refugee Determination Division (CRDD) of the IRB.
[10]
Shortly after, further modifications were
introduced to the immigration regime. Bill C-86 (Act to amend the
Immigration Act and other Acts in consequence thereof, S.C. 1992, c. 49)
amended the Immigration Act, R.S.C. 1985, c. I-2 [Immigration Act].
Appeals from decisions of the CRDD of the IRB were abolished. The Trial
Division was assigned the responsibility of reviewing all of the decisions
taken pursuant to the Immigration Act.
[11]
More importantly for this case, the
certification requirement was introduced in subsection 83(1) of the Immigration
Act. Like the leave requirement, the certification process was introduced as a
second filter (Varela v. Canada (Citizenship and Immigration), 2009 FCA
145, [2010] 1 F.C.R. 129 [Varela]). Subsection 83(1) read as follows:
83.(1) A judgment of the Federal
Court-Trial Division on an application for judicial review with respect to
any decision or order made, or any matter arising, under this Act or the
rules or regulations thereunder may be appealed to the Federal Court of
Appeal only if the Federal Court-Trial Division has at the time of rendering
judgment certified that a serious question of general importance is involved
and has stated that question.
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83.(1)
Le jugement de la Section de première instance de la Cour fédérale rendu sur
une demande de contrôle judiciaire relative à une décision ou ordonnance
rendue, une mesure prise ou toute question soulevée dans le cadre de la
présente loi ou de ses textes d'application " règlements ou règles
" ne peut être porté en appel devant la Cour d'appel fédérale que si la
Section de première instance certifie dans son jugement que l'affaire soulève
une question grave de portée générale et énonce celle-ci.
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[12]
Before the House of Common Legislative Committee
on Bill C-86, it was explained that by assigning jurisdiction to the Trial
Division of the Federal Court to judicially review the decisions of the IRB,
there was in fact an additional level of judicial review. It was also underlined
that the certification requirement was intended to filter significant questions
of law from questions of fact (Canada, House of Commons, Minutes of Proceedings
and Evidence of the House of Commons Legislative Committee on Bill C-86, 34th
Parl., 3d sess., (30 November 1992) at 14:61 to 14:64).
[13]
In 2001, when enacting IRPA, Parliament chose to
maintain the certification requirement and it adopted section 74 which reads as
follows:
74. Judicial review is subject to the
following provisions:
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74. Les
règles suivantes s’appliquent à la demande de contrôle judiciaire :
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…
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[…]
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(d) subject to section 87.01, an appeal to the Federal Court of Appeal
may be made only if, in rendering judgment, the judge certifies that a
serious question of general importance is involved and states the question.
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d) sous réserve de l’article 87.01, le jugement consécutif au
contrôle judiciaire n’est susceptible d’appel en Cour d’appel fédérale que si
le juge certifie que l’affaire soulève une question grave de portée générale
et énonce celle-ci.
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[14]
This legislative context is relevant to
understand the purpose of this requirement and its importance within the
immigration system as a whole. In Huynh v. Canada, [1996] 2 F.C.R. 976,
[1996] F.C.J. No. 494 (F.C.A.) [Huynh], this Court explained that appeal
rights are solely created by the legislature. More recently, this Court has
emphasized again one of the purposes of section 74 of the IRPA as being a
gatekeeping provision to ensure that applications that have no merit are dealt
with in a timely manner (Varela at paragraph 27).
III.
Key principles
[15]
This Court in Canada (Minister of Citizenship
and Immigration) v. Liyanagamage, [1994] F.C.J. No. 1637 (QL), 176 N.R. 4 [Liyanagamage])
set the principles that should be considered when determining whether a
question should be certified:
[4] In order to be certified pursuant
to subsection 83(1), a question must be one which, in the opinion of the
motions judge, transcends the interests of the immediate parties to the
litigation and contemplates issues of broad significance or general application
(see the useful analysis of the concept of "importance" by Catzman J.
in Rankin v. McLeod, Young, Weir Ltd. et al. (1986), 57 O.R. (2d) 569
(Ont. H.C.)) but it must also be one that is determinative of the appeal. The
certification process contemplated by section 83 of the Immigration Act
is neither to be equated with the reference process established by section 18.3
of the Federal Courts Act, nor is it to be used as a tool to obtain from
the Court of Appeal declaratory judgments on fine questions which need not be
decided in order to dispose of a particular case.
[16]
In Zhang v. Canada (Citizenship and
Immigration), 2013 FCA 168, [2014] 4 F.C.R. 290 [Zhang], at
paragraph 9, this Court reaffirmed these principles. It is trite law that to be
certified, a question must (i) be dispositive of the appeal and (ii) transcend
the interests of the immediate parties to the litigation, as well as
contemplate issues of broad significance or general importance. As a corollary,
the question must also have been raised and dealt with by the court below and
it must arise from the case, not from the Judge’s reasons (Liyanagamage,
at paragraph 4; Canada (Minister of Citizenship and Immigration) v. Zazai,
2004 FCA 89, [2004] F.C.J. No. 368 (QL) at paragraphs 11 and 12 [Zazai];
Varela at paragraphs 28, 29, and 32).
[17]
In Varela, this Court stated that it is a
mistake to reason that because all issues on appeal may be considered once a
question is certified, therefore any question that could be raised on appeal
may be certified. The statutory requirement set out in paragraph 74(d)
of the IRPA is a precondition to the right of appeal. If a question does not
meet the test for certification, so that the necessary precondition is not met,
the appeal must be dismissed.
[18]
In recent years, this Court has regularly
dismissed cases when questions were improperly certified (Torre c. Canada (Citoyenneté
et Immigration), 2016 CAF 48, at paragraph 3; Kenguruka c. Canada
(Citoyenneté et Immigration), 2015 CAF 202, [2015] A.C.F. no 1997 (QL) at
paragraph 3; Lai v. Canada (Public Safety and Emergency Preparedness),
2015 FCA 21, [2015] F.C.J. No. 125 (QL) at paragraph 11 [Lai]; Zhang
at paragraph 16).
[19]
As a certified question is a precondition to
this Court’s jurisdiction, it is a requirement that must not be taken lightly.
Indeed, the Supreme Court has ruled that once the Court considers that a question
was properly certified, the entirety of the judgement is under appeal (Pushpanathan
v. Canada (Minister of Citizenship and Immigration), [1998] 1 S.C.R. 982,
[1998] S.C.J. No. 46 (QL), at paragraph 25; Baker v. Canada (Minister of
Citizenship and Immigration), [1999] 2 S.C.R. 817, [1999] S.C.J. No. 39
(QL)). If a question has been improperly certified, the Court must not look
into the other issues of the case (Kunkel v. Canada (Citizenship and
Immigration), 2009 FCA 347, [2009] F.C.J. No. 1700 (QL) at paragraph 13 [Kunkel]).
IV.
Issues
A.
The Propriety of the First Certified Question: Whether the Refugee Protection Board commits a reviewable error if
it fails to determine whether protection measures introduced in a democratic
state to protect minorities have been demonstrated to provide operational
adequacy of state protection in order to conclude that adequate state
protection exists?
(1)
Respondent’s position
[20]
The respondent argues that neither of the
questions should have been certified as the questions are not dispositive of
the appeal. It suggests that they are not of general importance since they have
been answered by the Supreme Court in Canada (Attorney General) v.
Ward, [1993] 2 S.C.R. 689, [1993] S.C.J. No. 74 (QL) [Ward]. The
respondent adds that similar questions have been raised and dealt with in Canada
v. Villafranca (Minister of Employment and Immigration), [1992] F.C.J. No.
1189 (QL), 99 D.L.R. (4th) 334 (F.C.A.); Canada (Minister of
Citizenship and Immigration) v. Kadenko,[1996] F.C.J. No. 1376 (QL), 143
D.L.R. (4th) 532 [Kadenko]; Hinzman v. Canada (Citizenship
and Immigration), 2007 FCA 171, 282 D.L.R. (4th) 413 [Hinzman];
and The Minister of Citizenship and Immigration c. Flores Carillo, 2008
FCA 94, [2008] 4 F.C.R. 636 [Flores Carrillo].
[21]
The respondent underlines that inadequacy of
state protection turns on its own facts. In the present case, the Board
concluded that state protection was adequate and effective. That conclusion was
supported by the evidence, such as the police response to the appellants, the
evidence contained in the National Documentary Package (NDP) and the fact that
oversight agencies ensure that the state programs put in place to improve Roma
protection are implemented. The Respondent also points out that the Judge came
to the same conclusion that state protection was adequate. Therefore, the
concept of “operational adequacy” was not
dispositive of the case, thus it is not relevant.
[22]
The respondent concludes that in view of these
findings the first question does not arise from the facts of this case and
therefore fails to meet one of the requirements for certification.
(2)
Appellants’ position
[23]
The appellants take the opposite view and argue
that the question is dispositive of the appeal. They emphasize that most of the
conclusions of fact focus on the methods introduced by the state to increase
state protection, but that there was little evidence about their “operational adequacy”.
[24]
The appellants rely on the conclusion of the
Judge that it might be an error not to conduct an “operational
adequacy” analysis. They maintain that the question is dispositive of
the case and raises issues that are unresolved and transcending.
(3)
Analysis
[25]
In my view, the first question does not meet the
applicable principles for certification because is it neither determinative of
the issue, nor of general importance.
[26]
It is not determinative of the issue because the
Board did consider the adequacy of state protection in its reasons. It weighed
the evidence to come to the conclusion that it was adequate:
[19] While the effectiveness of the
protection is a relevant consideration, the preponderance of recent Federal
Court decisions has held that the test for a finding of state protection is
whether the protection is adequate, rather than effective per se. A claimant must
show that they have taken all reasonable steps in the circumstances to seek
protection, taking into account the context of the country of origin, the steps
taken, and the claimant’s interactions with the authorities.
…
[24] While it is true that in many
claims, little corroborative evidence is proffered in support of the claim. In
this particular case, documentary evidence was submitted to support the
foregoing incidents. However, there is insufficient evidence to lead the panel
to conclude that the police did not act in accordance with the laws in pursuing
an investigation. In the case of the July 27, 2009 incident pertaining to the
principal claimant’s wife, an investigation was, in fact, carried out and, in
the absence of witnesses or identity, the perpetrator could not apprehended
(sic). However, this clearly demonstrates that the police were acting in a
responsible manner. In the other two cases, the principal claimant did not
follow up. The police took a report, but there was never any follow-up on the
part of the principal claimant with that officer, or anyone else in authority.
[25] The claimants also provided
corroborative evidence and the principal claimant alleged that this document
was from the Roma Minority Self-Government. However, when further questioned,
the claimants acknowledged that they paid a fee to this organization “Public
Benefit Organization for Information and Protection of the Interests of
Minorities” and that this Organization holds cultural events twice per week to
ensure that the Roma culture does not disappear. While the foregoing provided
information with respect to the claimant’s involvement in the community, it
provided no probative value with respect to their ability to obtain state
protection.
[26] Given the foregoing, the Board
concludes that the claimants have not provided "clear and convincing”
evidence of the state’s inability to protect them. The onus is on them to do so
and they have, therefore, not rebutted the presumption of state protection.
[My emphasis]
[27]
After considering all the written documentation filed
into evidence, the Board also made the following additional findings:
[62] The documentary evidence relating
to government efforts to protect the Roma is mixed. However, in the particular
circumstances of this claim, the claimant has not demonstrated that state
protection in Hungary is so inadequate that he need not have approached the
authorities at all or that he need not have sought help from people higher in
authority, or with other mechanisms, such as the Minorities Ombudsman’s Office
or the Independent Police Complaints Board (IOPCB).
[63] The Board recognizes that there
are some inconsistencies among several sources within the documentary evidence;
however, the objective evidence regarding current country conditions suggest
that, although not perfect, there is adequate state protection in Hungary for
Roma who are victims of crime, police abuse, discrimination or persecution,
that Hungary is making serious efforts to address the problems, and that the
police and government officials are both willing and able to protect the
victims.
[My emphasis]
[28]
In fact, the Judge, in his reasons, acknowledged
that the Board’s analysis was adequate and had applied the law correctly (Judge’s
Reasons at paragraph 67):
[67] While the emphasis has been on the
extent of the protections created by the state on a going-forward basis, the
Board has not minced words in portraying the gravity of the violence, or the
social and economic discrimination the Roma suffer in Hungary. The Board has
obviously balanced those considerations with all the evidence on state
protection. I am satisfied that the Board has correctly stated the law on state
protection and has applied it to the totality of the evidence on this issue
with the conclusion that for these applicants, state protection was adequate. I
see no reviewable error in the Board’s conclusions in this regard.
[29]
The Board weighed the evidence concerning the
adequacy of state protection and concluded that the appellants had failed to
produce convincing evidence to rebut the presumption applicable, which is in
line with the authorities on the subject (Ward at page 724; Hinzman
at paragraphs 56 and 57, and Flores Carillo at paragraphs 24 and 26).
[30]
A reading of the Judge’s decision leads to the
conclusion that the first question certified arises from his Reasons, where he
reviews a certain line of Federal Court decisions and infers that they might be
interpreted as imposing an onus on the Board to demonstrate in its reasons the “operational adequacy” of recent measures adopted by
Hungary to protect the Roma citizens. The Judge wrote:
[48] By and large, the decisions
setting aside Board conclusions of adequate state protection are based upon the
failure of the Board’s reasons to demonstrate “the extent to which government
action translates into operational adequacy” (see Buri v Canada (Citizenship
and Immigration), 2014 FC 45 at para 62, 237 ACWS (3d) 188; Hercegi v
Canada (Citizenship and Immigration), 2012 FC 250 at para 5, 211 ACWS (3d)
946 [Hercegi]; Stark v Canada (Citizenship and Immigration), 2013
FC 829 at paras 10-11, 234 ACWS (3d) 1012; Beri v Canada (Citizenship and
Immigration), 2013 FC 854 at paras 36-37, 231 ACWS (3d) 777 [Beri]);
EYMV v Canada (Citizenship and Immigration), 2011 FC 1364, [2011] FCJ No
1663 (QL) [EYMV]).
[49] These views are well articulated
in Beri at paragraph 44 as follows:
[44] In my view, the RPD’s
Decision as regards to state protection is more descriptive in nature than it
is analytical. That is, it describes state efforts intended to address
discrimination, persecution and protection of the Roma but undertakes no
real analysis of the operational adequacy or success of those efforts. As
stated by Justice Mosley in EYMV v Canada (Minister of Citizenship and
Immigration), 2011 FC 1364, [2011] FCJ No 1663 (QL) [EYMV]:
[16] The
Board did not provide any analysis of the operational adequacy of the efforts
undertaken by the government of Honduras and international actors to improve
state protection in Honduras. While the state's efforts are indeed relevant to
an assessment of state protection, they are neither determinative nor
sufficient (Jaroslav v. Canada (Minister of Citizenship and Immigration),
2011 FC 634, [2011] F.C.J. No. 816 at para 75). Any efforts must have
"actually translated into adequate state protection" at the
operational level (Beharry v. Canada (Minister of Citizenship and
Immigration), 2011 FC 111 at para 9.
[Emphasis added]
[50] If other evidence has not
established to the Court’s satisfaction that there has been a failure of state
protection, in my view, these reasons tend effectively to shift the onus away
from the applicant having to establish inadequate state protection such that it
becomes incumbent on the RPD, if it wishes to avoid committing a reviewable
error, to demonstrate that the measures taken by the Government of Hungary have
been translated into “operational adequacy” of state protection for Roma
citizens.
[51] What I have described as the
reversing of presumptions from the claimants to the Board also occurs when the
Board is judged as having acknowledged an increasing number of incidents of
violence against Roma citizens or, to similar effect, by the fact that the
Hungarian government undertakes measures to protect them. This is described in Horvath
v Canada (Minister of Citizenship and Immigration), 2013 FC 95, 224 ACWS
(3d) 750 [Horvath (Ferenc)]. The Court in Horvath (Ferenc) found
that by the Board noting “some problems have worsened” and this “raises the
Dunsmuir… value of justification that is, whether the Board has reasonably
justified its finding of state protection given its acknowledgement of
submissions indicating violence was increasing” (Horvath (Ferenc) at
paras 44-45, emphasis added).
…
[72] Nevertheless, if a question
affecting the determination of this judicial review application on the issue of
state protection entails the Board being required to demonstrate in its reasons
the “operational adequacy” of the recent measures to protect Roma citizens; I
do not believe that the Board has met that requirement, because it quite
properly never set out to do so.
[31]
With respect, the inference that the onus shifts
on the Board to demonstrate “operational adequacy”
of protection measures is wrong. The cases cited by the Judge do not stand for
that principle. Simply put, these cases determined that the Board’s decisions
could not stand because they ignored relevant evidence or because the syllogism
was flawed, which were legitimate grounds to intervene.
[32]
For example, in Hercegi v. Canada (Citizenship
and Immigration), 2012 FC 250, [2012] F.C.J. No. 273 (QL), it was
determined that the Board failed to turn its mind to the question of state
protection:
[5] The reasons do not address the
issue of state protection properly. They do not show whether, and if so, what,
the Member considered as to provisions made by Hungary to provide adequate
state protection now to its citizens. It is not enough to say that steps are
being taken that some day may result in adequate state protection. It is what
state protection is actually provided at the present time that is relevant.
In the present case, the evidence is overwhelming that Hungary is unable
presently to provide adequate protection to its Roma citizens.
[My emphasis]
[33]
In Majlat v. Canada (Citizenship and Immigration),
2014 FC 965, [2014] F.C.J. No. 1023 (QL) the Federal Court found that the
analysis did not only focus on mere speculation but was based on failures by
the applicants to seek protection of the state and dismissed the judicial
review:
[36] However, despite the use of
language that speaks to efforts made by the Hungarian state, the RPD did not
focus its state protection analysis in this case only on the mere fact that
efforts had been made. Rather, when the decision is read carefully, it is
apparent that it turns on the fact that the applicants failed to make a
complaint to the police in 2010, failed to follow up on the 2009 complaint and
did not make any complaints about the alleged sub-standard medical treatment.
The RPD held that in light of these failures the applicants had not rebutted
the presumption of adequate state protection because the documentary evidence,
while mixed, does not establish that the Hungarian state would have been unable
to address their complaints. This is made clear from the following passages in
the decision:
[…]
[37] Thus, unlike the cases of Orgona,
Garcia, Bors, and Kovacs, the RPD here did not assess only
whether the Hungarian state was making efforts to correct the plight of the
Roma. Rather, it reviewed both those efforts and the adequacy of those
efforts and accordingly did not apply the wrong test. Thus, this argument
likewise fails.
[My emphasis]
[34]
In reality, the certified question arises from
an incorrect interpretation of current Federal Court jurisprudence. It becomes
obvious, when considering that at paragraph 46 of his Reasons, the Judge
referenced a dozen decisions concerning the adequacy of state protection in
Hungary. Even though the cases turn essentially on the same issue that is the
adequacy of state protection no judge has determined that the matter raised a
question that could be certified pursuant to section 74(d) of IRPA.
[35]
As stated, that first question is somewhat
theoretical and, in my view, is more in the nature of a reference, which is
prohibited (Lai; Zazai; Varela). Each case involving
Hungarian Roma citizens will turn on its own facts.
[36]
It is also not of general importance because the
law on this issue is well settled (Ward at page 722; Hinzman at
paragraphs 42 to 46; Kadenko at paragraph 5; Flores Carrillo at
paragraphs 16 to 30).
B.
The Second Certified Question: Whether refugee protection claimants are required to complain to
policing oversight agencies in a democratic state as a requirement of assessing
state protection, when no risk of harm arises from doing so?
(1)
Respondent’s position
[37]
The respondent argues that the second question
also fails to meet the test for certification as it does not, in the case,
arise from the facts because the Board found that the appellants had failed to
follow up on their complaints to the police with an oversight agency.
[38]
In addition, the respondent states that it is
settled law that the appellants had the burden of establishing the inadequacy
of state protection and that convincing evidence is required to rebut the
presumption of adequate state protection where oversight agencies exist (Kadenko;
Hinzman; Flores Carillo).
(2)
Appellants’ position
[39]
The appellants adopt the Judge’s view that some
cases involving Hungarian Roma citizens were rejected on failures to complain
to the police and to oversight agencies.
[40]
The appellants question whether the legal
principles are as well settled as the respondent claims because of the divergence
among judges of the Federal Court. They argue that Hungarian Roma citizens’ cases
are sui generis and might need a different legal approach. They also underline
the fact that none of the cases cited by the respondent concern Hungarian Roma
refugees. Moreover, the appellants take the position that the question does not
rise from the Judge’s Reasons, but rather from the case itself.
[41]
Even if they accept that the legal principles
were settled, it would remain that the law is applied differently depending on
the judge of the Federal Court.
[42]
Hence, the appellants consider that this second
question meets the criteria of being of general importance.
(3)
Analysis
[43]
As I turn to the Board’s decision, while it
mentioned the existence and availability of oversight agencies in Hungary, it
did not draw an adverse conclusion against the appellants based on their
failure to file a complaint with the oversight agencies, but on their omission
to follow-up with the police. The requirement of going to an oversight agency
in a specific country is heavily fact driven. In my view, the second question
also fails to meet the criteria for certification, as it is not of general
application.
[44]
In its reasons, the Board mentions that it might
be required to go to oversight agencies. However, it is clear that it found
that the police’s response to the complaints was adequate in the circumstances:
[24] While it is true that in many
claims, little corroborative evidence is proffered in support of the claim. In
this particular case, documentary evidence was submitted to support the
foregoing incidents. However, there is insufficient evidence to lead the panel
to conclude that the police did not act in accordance with the laws in pursuing
an investigation. In the case of the July 27, 2009 incident pertaining to the
principal claimant’s wife, an investigation was, in fact, carried out and, in
the absence of witnesses or identity, the perpetrator could not (sic)
apprehended. However, this clearly demonstrates that the police were acting in
a responsible manner. In the other two cases, the principle claimant did not
follow up. The police took a report, but there was never any follow-up on the
part of the principal claimant with that officer, or anyone else in authority.
…
[26] Giving the foregoing, the Board
concludes that the claimants have not provided “clear and convincing” evidence
of the state’s inability to protect them. The onus is on them to do so and they
have, therefore, not rebutted the presumption of state protection.
…
[62] The documentary evidence relating
to government efforts to protect the Roma is mixed. However, in the particular
circumstances of this claim, the claimant has not demonstrated that state
protection in Hungary is so inadequate that he need not have approached the
authorities at all or that he need not have sought help from people higher in
authority, or with other mechanisms, such as the Minorities Ombudsman’s Office
or the Independent Police Complaints Board (IOPCB).
[63] The Board recognizes that there
are some inconsistencies among several sources within the documentary evidence;
however, the objective evidence regarding current country conditions suggest
that, although not perfect, there is adequate state protection in Hungary for
Roma who are victims of crime, police abuse, discrimination or persecution,
that Hungary is making serious efforts to address the problems, and that the
police and government officials are both willing and able to protect the
victims.
[64] The Federal Court of Appeal has
made reference to protection being “adequate.” It is also clear that “no
government that makes any claim to democratic values of protection of human
rights can guarantee the protection of all of its citizens at all times.”
Effectiveness of protection should not be set too high. Consequently, as long
as the government is taking serious steps to provide or increase protection for
individuals then the individual must seek state protection.
[65] I find that the government of
Hungary is taking important steps to ensure state protection is available to
their citizens including those of Roma ethnicity and that the claimants did not
take reasonable steps to avail themselves of that protection. I acknowledge
counsel’s submission as supported by the country documents that the protection
is not perfect and there are many areas that require improvement including in
regard to the corruption of some police. However, I still find that in this
case state protection would be available and, although in need of improvement,
is adequate.
[66] Just because the police did not
apprehend the culprits, or that the claimants complaint was not pursued with
the diligence that the claimants would have preferred does not mean that state
protection in their home country is not adequate. There may be many factors
that could contribute to this, including lack of physical evidence, lack of
suspects (which was identified in the letter sent to the principal claimant),
higher priorities for the police, and lack of witnesses. The Federal Court has
stated that the Court should not impose on other states a standard of
“effective” protection that police forces in our own country, regrettably,
sometimes only aspire to. It is open to the panel to determine if the state was
unable to protect them, not in the absolute sense, but rather to a degree that
was reasonable having regard to the circumstances of the claimants.
[67] There is no evidence of a complete
breakdown of the state apparatus. In fact the evidence is that the state is
making a serious effort to ensure state protection is available to the Roma.
There is no evidence of past personal experience that would lead the claimants
to believe that state protection would not be adequate or reasonably be
available to them.
[68] The claimants have not met their
burden of presenting clear and convincing proof of the state’s inability to
protect them. I find that state protection is available to these claimants and
this finding is fatal to their claims under both section 96 and section 97 of
the Act.
[45]
Given that the Board concluded that there was no
misconduct by the police on the ground, the reasons pertaining to the
Minorities Ombudsman’s Office or the Independent Police Complaints Board are obiter
dicta. However, the Judge makes this an essential point of his analysis. He
concluded with the following:
[105] Yet, by my interpretation of the
jurisprudence cited above, because oversight agencies are said to serve no
function of protection and there is no evidence that the complainant’s safety
will be improved from other random acts of violence, the need to complain to
the oversight agencies is not relevant to state protection. Thus, by this
jurisprudence, the Board committed a reviewable error by insisting that the
failure to follow up on alleged policing inadequacies with either the police or
any oversight agency was a ground to reject the application.
[106] In my view, these principles do not
properly state the requirements of state protection. Moreover, they result in
the circumstances where all citizens of Canada and Hungary lose by this rule,
except the refugee claimant making a false claim of having been the victim of
an incident of persecution.
[46]
The question does not arise in this case as
there is a finding of fact that the police’s response was adequate.
[47]
In my view the question as formulated is too
fact specific to comply with the requirements of section 74 of IRPA.
[48]
In Lai, the Federal Court judge had
certified the following question: whether section 37 of IRPA required “evidence of a specific foreign offence and an equivalency
analysis and finding of dual criminality between a foreign offence and an
offence punishable under an Act of Parliament by way of indictment”.
This Court found that the analysis of the specific elements of foreign and
domestic offences could never be the basis for certifying a question for this
Court to answer. Likewise, the requirement to complain to policing oversight
agencies in a democratic country in any given case is too specific and
multifactorial to be certifiable.
[49]
Even more similar to the present case was the
decision of the Federal Court in Bhuiyan v. Canada (Minister of Employment
and Immigration), [1993] F.C.J. No. 906 (F.C.) (QL), 66 F.T.R. 30. MacKay
J. was asked to certify questions with regards to the test to apply to assess
changes in a country conditions that warrant the rejection of a refugee claim.
It was ruled that such questions could not be certified because any change in
country conditions must be assessed in relation to its significance for the
particular claim before the Board. In the same way, the Board needs to review
the specific evidence adduced in a case before it determines if there was a
requirement to go to an oversight agency. It is fact specific. It could be
warranted in one case, but not in another. There is no legal question for this
Court to answer. Hence, like in Kunkel, it is not to say that the
question is not important, but rather it does not transcend, nor is it of
general importance. It should not have been certified by the Judge.
V.
Conclusion
[50]
Since both questions ought not to have been
certified, the certified questions should not be answered because they do not
arise on the record.
[51]
Consequently, I propose that this appeal be
dismissed.
"A.F. Scott"
“I agree.
David Stratas J.A.”
“I agree.
Wyman W. Webb J.A.”