Date:
20131119
Docket:
T-1720-12
Citation:
2013 FC 1175
Ottawa, Ontario,
November 19, 2013
PRESENT: The
Honourable Mr. Justice Russell
BETWEEN:
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NEIL VAN BOEYEN
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Applicant
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and
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ATTORNEY GENERAL OF CANADA
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Respondent
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REASONS FOR
JUDGMENT AND JUDGMENT
INTRODUCTION
[1]
This
is an application under subsection 18.1 of the Federal Courts Act, RSC
1985, c F-7, for judicial review of the decision of the Parole Board of Canada,
Appeal Division [Appeal Board] dated August 7, 2012 that denied the Applicant’s
appeal of the Parole Board of Canada’s [PBC] decision to deny him both full
parole and day parole.
BACKGROUND
[2]
The
Applicant has been serving an indeterminate sentence in a federal penitentiary
since he was designated as a dangerous offender on May 4, 1990. This sentence
followed convictions for several offences, including sexual assault with a
weapon, sexual assault, kidnapping and attempted kidnapping, stemming from four
separate attacks on female victims ranging in age from 12 to 30. Counting
pre-trial detention, he has been incarcerated since December 7, 1988.
[3]
During
his incarceration, the only correctional programming in which the Applicant
participated up until 2011 was the Offender Substance Abuse Program in 1994 and
the Caregiver/Peer Counselling Program in 1999. The Applicant says that he did
not participate in more programs because he was not allowed to enter treatment
programs up until 2006. Thereafter, he says he refused to participate because
he feared he would be kicked out of the treatment programs and then labelled
“untreatable,” since he continued to maintain his innocence. He wanted written
assurances that he could participate and successfully complete the programs
while maintaining his innocence, and that he would not suffer negative
consequences for doing so.
[4]
After
being told by way of letter dated November 4, 2010 (Van Boeyen Affidavit,
Respondent’s Record, Exhibit B) that he could enrol in the Integrated
Correctional Program Model Sex Offender High Intensity Program [ICPM Program]
while maintaining his innocence, and that he would not suffer negative
consequences for doing so, the Applicant enrolled in and successfully completed
the ICPM Program on June 17, 2011.
[5]
On
December 20, 2011, the Applicant’s Institutional Parole Officer [IPO] completed
an Assessment for Decision (A4D) for the purpose of assessing the Applicant’s
suitability for full parole and day parole (Van Boeyen Affidavit, Respondent’s
Record, Exhibit D). The Parole Officer acknowledged that the Applicant had
successfully completed the ICPM Program, but observed that because the
Applicant had not acknowledged guilt for any of his offences that were sexual
in nature, all the skills the Applicant acquired through the ICPM Program were
obtained in the context of his non-sexual offences. The Parole Officer noted
that the sexual offences were the Applicant’s index offences – that is, the
offences that resulted in his designation as a dangerous offender – and that the
Applicant remained an untreated sexual offender. The Applicant was rated as presenting
a moderate to high risk for general and violent recidivism and a high risk for
sexual recidivism. His reintegration potential was rated as low. As such, his
case management team [CMT] recommended against day or full parole.
[6]
On
December 22, 2011, a psychological report was completed for the purposes of the
Applicant’s upcoming parole hearing by Dr. Robert Zanatta, a Clinical
Psychologist at the Mountain Institution (Van Boeyen Affidavit, Respondent’s
Record, Exhibit F). The report noted that the Applicant had successfully
completed the ICPM Program, but that this was in the context of treating his
prior lifestyle as a crime cycle and not for any of the sexual offences for
which he was convicted. Dr. Zanatta stated that due to the Applicant’s denial
of the index sexual offences, a more accurate appraisal of his crime cycle,
underlying sexual deviancy, and other risk factors was not possible. His overall
assessment was that the Applicant remained at least a moderate risk to reoffend,
despite his advancing age and apparent physical difficulties.
[7]
The
Applicant took issue with a number of observations in Dr. Zanatta’s report, and
wrote a detailed letter seeking changes or clarification. While this letter did
not receive a response, it was provided to the PBC at the Applicant’s parole
hearing.
The
PBC Decision
[8]
On
January 24, 2012, the PBC held a hearing to review the Applicant’s case for day
and full parole (Hymander Affidavit, Respondent’s Record, Exhibit A). At the
hearing, the Applicant submitted that because he was convicted and sentenced
before the Corrections and Conditional Release Act, SC 1992, c 20 [CCRA]
came into force, that law could not be applied to his parole hearing. Rather, he
argued, the law governing parole at the time of the offence had to be applied.
[9]
The
PBC heard submissions related to the Applicant’s programming and his ongoing
denial of the index offences, and questioned both the Applicant and his IPO.
The Applicant submitted a detailed rebuttal to the psychological report and a
relapse prevention plan. The Applicant requested an opportunity to ask
questions of his IPO, which the Board refused. The Applicant’s mother attended
the hearing as his assistant and spoke in favour of his release.
[10]
The
PBC found that the Applicant remained a moderate to high risk to re-offend
generally, violently and sexually, despite having completed programming. A
particular concern was that the Applicant did not believe a special condition
was necessary requiring him not to associate with females of 18 years of age
and under unless supervised. The PBC noted that the Applicant’s improvements in
programming were recent, and that he had not had an opportunity to internalize
the gains.
[11]
The
PBC concluded that the Applicant would pose an undue risk if released and
denied day and full parole. On May 24, 2012, the Applicant appealed this
decision to the Appeal Board.
DECISION UNDER
REVIEW
[12]
On
August 7, 2012, the Appeal Board affirmed the decision of the PBC to deny the
Applicant day and full parole. The Applicant’s appeal submissions involved
issues of bias, sharing of information, and errors of law.
[13]
The
Applicant submitted that the PBC displayed bias because he was not allowed to
question his Parole Officer, the PBC placed little value on his submissions,
and erroneous statements were made about his life. The Applicant said that the
PBC interrupted him and redirected his submissions.
[14]
The
Appeal Board reviewed the pertinent case law on bias, and noted that an
“alleged apprehension of bias must be based on substantial and serious grounds,
not mere suspicion.” The Appeal Board reviewed the audio-recording of the
hearing, and found that a reasonable and informed person would not conclude
that the PBC members had predetermined views or displayed bias. The members had
asked him fair and relevant questions, and had interacted with the Applicant in
a professional manner that provided him with a full opportunity to respond to
their questions, express his views and present his case.
[15]
The
Applicant argued that the PBC erred in law and prevented him from making full
answer and defence by:
- denying him
an opportunity to introduce relevant case law and to question his IPO;
- failing to
properly consider the manual for the ICPM Program, which he presented as a
rebuttal to the view that treatment while maintaining his innocence would
not be effective in preventing future sexual offences; and
- relying on
information that was not shared with him in advance, which he claimed was
contained in the testimony of his IPO.
The Appeal Board rejected each of
these arguments. It found that the Applicant was not unduly refused the
opportunity to question his IPO, as the case law established that the PBC is
not a judicial or quasi-judicial body. Hearings before the PBC are
administrative in nature, with no formal rules of evidence. Based on a review
of the audio recording, the Appeal Board found that the IPO’s testimony did not
contain information that had not been shared with the Applicant in advance. It
found that the program manual for the ICPM Program was a general information
document that did not need to be admitted into the record, as the final report
following his completion of the program contained sufficient relevant, reliable
and persuasive information to allow the PBC to assess his risk factors
following this treatment.
[16]
The
Applicant also submitted that the PBC had erred by considering a Criminal
Profile Report [CPR] compiled in 1990, which he did not remember having seen
before, and which he claimed was inaccurate, out of date and unreliable. The
Appeal Board pointed out, however, that this issue was raised by the PBC and
the Applicant confirmed that the CPR had been shared with him in 1996. The PBC
noted that the document was in the Applicant’s file and that he had options
available to him should he wish to challenge its accuracy. The Applicant
confirmed to the PBC that he did not want to postpone the hearing in order to make
such a challenge.
[17]
The
Applicant argued that the PBC did not have jurisdiction to apply the CCRA in
the Applicant’s case, and that legislation that was in place at the time the
Applicant was sentenced (namely the Parole Act, RSC 1985, c P-2 [Parole
Act], and the Penitentiaries Act, RSC 1985, c P-5) should have been
applied to his case. The Appeal Board determined that there was no merit to
this argument and that, consistent with section 223 of the CCRA, any offender
who began his sentence under the former legislation was to be treated as if he
had begun his sentence under the CCRA.
[18]
The
Applicant also argued that it was unreasonable for the PBC to consider him an
untreated sex offender. He alleged that the PBC had made a variety of factual
errors, and that the PBC’s conclusions were based on incomplete or inaccurate
information. The Appeal Board found no merit to these arguments, and stated
that the PBC’s reasons were clearly set out and based on relevant, reliable and
persuasive information that was discussed at the hearing and contained in the
Applicant’s file. The PBC also specifically discussed the Applicant’s status as
a sex offender, and did not conclude that the Applicant was an untreated sex
offender. Rather, the PBC noted that he had successfully completed the sex
offender program. The PBC determined that the Applicant’s refusal to admit his
guilt was not an impediment to him eventually being granted parole, but found that
he had yet to mitigate his risk despite some recent gains.
[19]
The
Appeal Board considered both the psychological report and the A4D to contain
accurate, reliable and persuasive information that was accurately considered by
the PBC. The psychological report included statements that the Applicant had
previously admitted to his involvement in the index offences, and had offered a
plethora of excuses for not participating in treatment programs. The report and
the Applicant’s rebuttal submissions were discussed at the hearing. The PBC
considered the reasons the Applicant did not previously want to attend sex
offender programming, and his explanations regarding the gains he had made. The
PBC also raised the CMT’s position that his sexual behaviour remained
unaddressed, and provided an opportunity for the Applicant to respond.
[20]
The
Appeal Board noted that, according to section 102 of the CCRA, the criteria for
granting parole are that the Applicant’s release does not constitute an undue
risk to the public, and that the Applicant’s release will contribute to the
protection of society by facilitating his re-entry into the community as a law-abiding
citizen. Undue risk is determined based on the likelihood of re-offending,
taking into consideration the nature and severity of the offence.
[21]
In
conclusion, the Appeal Board found that the PBC came to a decision that was
reasonable and well supported, and that weighed positive and negative factors
in a fair manner. The PBC had noted its extraordinary responsibility in dealing
with an inmate with an indeterminate sentence, and that it had to ensure that
his incarceration did not become grossly disproportionate. The Appeal Board
affirmed the PBC’s decision, and denied the Applicant full and day parole.
ISSUES
[22]
The
Applicant has raised numerous issues in this application, but his principal
grounds of review are as follows:
a.
Whether
the Appeal Board erred by retrospectively applying the CCRA in rendering the
decision;
b.
Whether
the Appeal Board erred by using the label “untreated sex offender” in reference
to the Applicant;
c.
Whether
the Appeal Board erred by failing to take into consideration the sentencing
judge’s intention in imposing the indeterminate sentence;
d.
Whether
the Appeal Board committed a breach of procedural fairness by altering the
wording of the grounds provided by the Applicant in his written appeal before
responding to them;
e.
Whether
the Appeal Board failed to effect service of its Decision upon the Applicant as
required by law and within the mandated timeframe.
STATUTORY
PROVISIONS
[23]
The
following provisions of the CCRA, as it read on the date of the Applicant’s
hearing before the PBC, are applicable to this proceeding:
Accuracy, etc., of information
24. (1) The Service
shall take all reasonable steps to ensure that any information about an
offender that it uses is as accurate, up to date and complete as possible.
Correction of information
(2) Where an offender who has
been given access to information by the Service pursuant to subsection 23(2)
believes that there is an error or omission therein,
(a) the offender may request
the Service to correct that information;
[…]
Purpose of conditional release
100. The purpose of
conditional release is to contribute to the maintenance of a just, peaceful
and safe society by means of decisions on the timing and conditions of
release that will best facilitate the rehabilitation of offenders and their
reintegration into the community as law-abiding citizens.
Principles guiding parole
boards
101. The principles that shall
guide the Board and the provincial parole boards in achieving the purpose of
conditional release are
(a) that the protection of
society be the paramount consideration in the determination of any case;
(b) that parole boards take
into consideration all available information that is relevant to a case,
including the stated reasons and recommendations of the sentencing judge, any
other information from the trial or the sentencing hearing, information and
assessments provided by correctional authorities, and information obtained
from victims and the offender;
[…]
Criteria for granting parole
102. The Board or a
provincial parole board may grant parole to an offender if, in its opinion,
(a) the offender will not, by
reoffending, present an undue risk to society before the expiration according
to law of the sentence the offender is serving; and
(b) the release of the offender
will contribute to the protection of society by facilitating the
reintegration of the offender into society as a law-abiding citizen.
[…]
Reviews in progress
223. A review of the
case of an offender begun under the former Act shall be continued after the
commencement day as if it had been begun under this Act.
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Exactitude des renseignements
24. (1) Le Service est tenu de
veiller, dans la mesure du possible, à ce que les renseignements qu’il
utilise concernant les délinquants soient à jour, exacts et complets.
Correction des renseignements
(2) Le délinquant qui croit que les renseignements
auxquels il a eu accès en vertu du paragraphe 23(2) sont erronés ou
incomplets peut demander que le Service en effectue la correction; lorsque la
demande est refusée, le Service doit faire mention des corrections qui ont
été demandées mais non effectuées.
[…]
Objet
100. La mise en liberté sous
condition vise à contribuer au maintien d’une société juste, paisible et sûre
en favorisant, par la prise de décisions appropriées quant au moment et aux
conditions de leur mise en liberté, la réadaptation et la réinsertion sociale
des délinquants en tant que citoyens respectueux des lois.
Principes
101. La Commission et les commissions provinciales
sont guidées dans l’exécution de leur mandat par les principes qui suivent :
a) la protection de la société est le critère
déterminant dans tous les cas;
b) elles doivent tenir compte de toute
l’information pertinente disponible, notamment les motifs et les
recommandations du juge qui a infligé la peine, les renseignements
disponibles lors du procès ou de la détermination de la peine, ceux qui ont
été obtenus des victimes et des délinquants, ainsi que les renseignements et
évaluations fournis par les autorités correctionnelles;
[…]
Critères
102. La Commission et les
commissions provinciales peuvent autoriser la libération conditionnelle si
elles sont d’avis qu’une récidive du délinquant avant l’expiration légale de
la peine qu’il purge ne présentera pas un risque inacceptable pour la société
et que cette libération contribuera à la protection de celle-ci en favorisant
sa réinsertion sociale en tant que citoyen respectueux des lois.
[…]
Examen des dossiers en instance
223. L’examen des dossiers
en instance se poursuit indépendamment de la loi antérieure sous le régime de
la présente loi.
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STANDARD OF
REVIEW
[24]
The
Supreme Court of Canada in Dunsmuir v New Brunswick, 2008 SCC 9 [Dunsmuir]
held that a standard of review analysis need not be conducted in every
instance. Instead, where the standard of review applicable to a particular
question before the court is settled in a satisfactory manner by past
jurisprudence, the reviewing court may adopt that standard of review. Only
where this search proves fruitless, or where the relevant precedents appear to
be inconsistent with new developments in the common law principles of judicial
review, must the reviewing court undertake a consideration of the four factors
comprising the standard of review analysis: Agraira v Canada (Minister of Public
Safety and Emergency Preparedness), 2013 SCC 36 at paragraph 48 [Agraira].
[25]
Some
of the issues which the Applicant brings forward are matters of statutory
jurisdiction and interpretation. The appropriate standard of review for
questions of law, including matter of vires, is that of correctness (Dunsmuir,
above; Canada v Canadian Council for Refugees, 2008 FCA 229).
[26]
Other
matters brought forward by the Applicant are matters of procedural fairness. In Canadian
Union of Public Employees (C.U.P.E.) v Ontario (Minister of Labour), 2003
SCC 29, the Supreme Court of Canada held at paragraph 100 that it “is
for the courts, not the Minister, to provide the legal answer to procedural
fairness questions.” Further, the Federal Court of Appeal in Sketchley
v Canada (Attorney General), 2005 FCA 404 at paragraph 53 held that the “procedural
fairness element is reviewed as a question of law. No deference is due. The
decision-maker has either complied with the content of the duty of fairness
appropriate for the particular circumstances, or has breached this duty.” The
standard of review applicable to these issues is correctness.
[27]
Other
issues raised by the Applicant involve an evaluation of the Board’s factual
determinations, which are reviewable on a reasonableness standard (Fournier
v Canada (Attorney General), 2004 FC 1124; Cotterell v Canada (Attorney General), 2012 FC 302). When reviewing a decision on the standard of
reasonableness, the analysis will be concerned with “the existence of
justification, transparency and intelligibility within the decision-making
process [and also with] whether the decision falls within a range of possible,
acceptable outcomes which are defensible in respect of the facts and law.” See Dunsmuir,
above, at paragraph 47, and Canada (Minister of Citizenship and
Immigration) v Khosa, 2009 SCC 12 at paragraph 59. Put another way, the
Court should intervene only if the Decision was unreasonable in the sense that
it falls outside the “range of possible, acceptable outcomes which are defensible
in respect of the facts and law.”
ARGUMENTS
The Applicant
[28]
According
to the Applicant, it was an error for the Appeal Board to retroactively apply
the CCRA to his case. The legislation that was in effect when he was sentenced
should have been applied. The Applicant submits that this is a jurisdictional
error because there is no transitional provision in the CCRA.
[29]
In
support of this argument, the Applicant points to Langard v Canada (National Parole Board), [1993] FCJ No 1168 (QL) (FCTD) [Langard] at
paragraphs 17-21:
17 In my view, both the Board and the
applicant have given interpretations to Sections 225. (1) and 139. (1) which
they cannot bear. The language of Section 225. (1) is very clear in my view. It
is a substantive transitional provision. Parliament clearly intended that the
CCRA would not have retroactive effect and that sentences imposed under the
Parole Act regime would, for the purposes of day parole calculations, be
treated according to the Parole Act formula.
18 In light of the clear language of the
section and the absence of any qualifying or contrary language elsewhere in the
CCRA, I'm of the opinion that Section 225. (1) applies to sentences imposed
before November 1st, 1992, whether or not there are additional sentences
imposed on an offender under the CCRA. The Board erred in law in disregarding
Section 225. (1) in this case and treating the entire 10-year sentence as one
imposed under the CCRA and subject only to its formula.
19 Counsel for the Board submitted that
Section 139. (1) was an interpretation section and that Section 15. (2) (a) of
the Interpretation Act applies. Without deciding whether Section 139. (1) is an
interpretation section, I have concluded that Section 15. (2) (a) is not
helpful because, in my view, Section 225. (1) of the CCRA is evidence of
contrary intention. That is that sentences imposed under the Parole Act are not
brought under the CCRA formula for the calculation of day parole.
20 I also find that the applicant's position
strains the language of Sections 225. (1) and 139. (1). The applicant's reading
of 139. (1) is unreasonable as it unduly expands the operation of the
transitional provision by extending it to sentences imposed under the CCRA.
21 As counsel for the Parole Board pointed
out, transitional provisions are intended to have a certain finality and should
not be read to extend unduly into the future.
[30]
The
Applicant provided the PBC with the decision in Abel v Edmonton Institution
for Women, 2000 ABQB 851 [Abel], which holds as follows:
16 The Gamble decision makes it clear that it
is fundamental to any legal system which recognizes the rule of law, that an
accused must be tried and punished under the law in force at the time of the
offence. Gamble goes on in interpreting that statement to include parole
eligibility as an element of “punishment”. While the Respondents say that those
cases that clearly follow that principle all deal with the issue at the time
that the trial judge imposes sentence, they do not apply where the provisions
of the Corrections and Conditional Release Act affect eligibility for parole.
That is a distinction without a material difference. It is firmly established
in our law that the availability of parole is an element that fits within the
concept of punishment and so the law that was applicable at the time that the
offence occurred should be the law that governs the terms of the accused’s
punishment. As a result I have concluded that it is appropriate for this Court
to issue a declaration that the eligibility for parole of this Applicant should
be determined by the provisions of the Corrections and Conditional Release Act
in effect at the time of the commission of the offence.
[31]
By
retrospectively applying the CCRA in determining his eligibility for day or
full parole, the Applicant argues that the PBC and Appeal Board acted outside
their jurisdiction and outside of the laws of Canada: Abel, above; Langard,
above; and Le v Canada (Attorney General), [2001] FCT 156 (FCTD) [Lee].
He says that the only parole regime that can properly be applied to his parole
determinations, currently and at all times since he was incarcerated, is the Parole
Act, RSC 1985, c P-2, as am. by c 35 (2nd
Supp) [Parole Act] and the Parole Regulations, SOR/78-428.
[32]
The
Applicant also says that he was not allowed to introduce relevant jurisprudence
on this point into the record while presenting his case before the PBC, and
that it was an error for the Appeal Board to state that it was an
administrative tribunal and did not need to follow the formal rules of
evidence. The Applicant contends that this jurisprudence was essential to his
position, and there is no provision in the CCRA that gives the PBC or the
Appeal Board the power to exclude or prevent the introduction of relevant
information. He says it was unreasonable for the Appeal Board to conclude that
the PBC did not err by disallowing the Applicant to present it.
[33]
The
Applicant further submits that he has been incarcerated far beyond the time when
he should have been paroled, and this is in violation of section 12 of the Charter.
His argument is that the PBC and the Appeal Board failed to tailor his
indeterminate sentence to the circumstances, resulting in cruel and unusual
punishment contrary to section 12 of the Charter (Steele v Mountain
Institution, [1990] 2 S.C.R. 1385 [Steele]).
[34]
The
Applicant says that the reasoning in Steele applies to his case, because
the Appeal Board in denying him parole improperly applied the objective stated
in section 100.1 of the CCRA (subsection 101(a) at the time of the PBC hearing),
which makes the protection of society the paramount consideration for parole
determinations. In doing so, it disregarded the criteria that should have been
applied to his case, as set out in subsection 16(1) of the former Parole Act.
He argues that section 100.1 of the CCRA effectively operates as an override
clause that allows the PBC to disregard his liberty and security of the person
interests under sections 7 and 12 of the Charter in favour of the
“protection of society”.
[35]
He
also argues that the Appeal Board should have considered the sentencing judge’s
estimated time in custody as an effective means of gauging the duration of time
he should have spent in custody under the parole regime that existed when he
was sentenced. By this measure, he has suffered cruel and unusual punishment
due to the repeated application of the wrong statute to his parole
determinations over the course of many years.
[36]
The
Applicant refers to the reasoning in Galbraith v Mountain Institution,
[1988] BCJ No 2043 (QL) (BCSC) at page 9, which he says should have been
applied in his case:
The Parole Board must consider specific criteria
that are set out in s. 10 of the Parole Act, R.S.C. 1970, c.P-2. That
section reads:
“10.(1)
The Board may:
(a) grant parole to an inmate,
subject to any terms and conditions it considers desirable, if the Board
considers that:
(i)
In
the case of a grant of parole other than day parole, the inmate has derived the
maximum benefit from imprisonment,
(ii)
The
reform and rehabilitation of the inmate will be aided by the grant of parole
and;
(iii)
The
release of the inmate on parole would not constitute an undue risk to society;”
La Forest J. held that the mandatory review based on
the criteria outlined above save the indeterminate term of imprisonment from
violating s. 12. His Lordship stated on p. 342 that:
“While the criteria embodied in s. 10(l)(a) do not
purport to replicate the factual findings required to sentence the offender to
an indeterminate term of imprisonment, they do afford a measure of tailoring
adequate to save the legislation from violating s. 12. It must be remembered
that the offender is being sentenced indeterminately because at the time of
sentencing he was found to have a certain propensity. The sentence is imposed “in
lieu of any other sentence” that might have been imposed and, like any other
such sentence must be served according to its tenor. The offender is not being
sentenced to a term of imprisonment until he is no longer a dangerous offender.
Indeed, s. 695.1 provides that the circumstances of the offender be reviewed
for the purpose of determining whether parole should be granted and, if so, on
what conditions; it does not provide that the label of dangerous offender be
removed or altered. Finally, the very words of s. 695.1 of the code and s.
10(l)(a) of the Parole Act establish an on-going process for rendering
the sentence meted out to a dangerous offender, one that accords with his or
her specific circumstances.”
[37]
The
Applicant submits that it was unreasonable for the Appeal Board to find that he
had not yet mitigated his risk, despite recent gains. The Applicant went
through the high-intensity ICPM program, and successfully completed the program
with improvements in all areas. He received an overall rating of “good,” which
is the highest grade available, as the policy amongst facilitators is to leave
room for improvement. The conclusion that the Applicant had not yet mitigated
his risk was central to the Decision, and it was unreasonable.
[38]
Further,
he says it was unreasonable for the Appeal Board to refer to the Applicant as
an “untreated sex offender,” or to state that he has yet to mitigate his risk
despite undergoing treatment, which the Applicant submits is an equivalent phrase.
The Applicant has successfully completed available programming, so he should
not be referred to as “untreated.” The Applicant is also not permitted to take
the program again, which leaves him in a position where he will never be
considered to be “treated.” In Pinkney v Canada (Correctional Service),
2001 FCT 1053 (FCTD), the Court ordered that the Correctional Board refrain
from using the “psychopath” label arising from a questionable risk assessment.
[39]
The
Applicant says that it was also unreasonable for the Appeal Board not to take
into account the statements of the sentencing judge that he expected the
Applicant would serve between 5 and 7 years in prison. The Applicant says that
the purpose of the CCRA, as set out in section 100, and the guiding principles
set out in section 101 require that the sentencing judge’s intentions be
considered, as indicated by the words in subsection 101(b) that “parole boards
take into consideration all available information that is relevant to a case,
including the stated reasons and recommendations of the sentencing judge”.
[40]
The
Appeal Board also improperly altered the wording of the CCRA when it stated:
“Please note that consistent with section 223 of the CCRA, any offender who
began his sentence under the former Act will be dealt with as if he had begun
his sentence under this Act.” The Applicant points out that section 223
actually reads: “A review of the case of an offender begun under the former Act
shall be continued after the commencement day as if it had been begun under
this Act.” The Applicant says that this constitutes a failure of the Appeal Board
to comply with its statutory mandate, and causes it to lose jurisdiction. The
Applicant suggests that as a result of this loss of jurisdiction, all
subsequent decisions are invalid, his detention is unlawful, and the Court
ought to examine the remedy of habeas corpus: Fraser v Kent
Institution, (1997) 167 DLR (4th) 457 (BCCA) [Fraser].
[41]
The
Applicant also says the Appeal Board failed to fully address the issues raised
in his appeal. Acknowledging the grounds raised does not equate to responding
to them, and the failure to do so amounts to a failure to exercise the Appeal
Board’s jurisdiction. The Applicant asks the Court to issue a declaration that
this was unlawful.
[42]
The
Applicant further argues that having denied him permission to cross examine his
IPO, the PBC failed in its duty to ensure he received a fair hearing by
refusing to put questions to the IPO which were raised by the Applicant. Given
the objections raised by the Applicant about the factual accuracy of the
information before the PBC, the Board had a duty to at least make a reasonable
attempt to ascertain whether the information was false or in some way
compromised.
[43]
The
Applicant also submits that he did not receive all relevant materials 15 days
before the hearing, and that this constituted a breach of procedural fairness: Fraser,
above.
[44]
The
Applicant argues that the above-noted breaches of procedural fairness should
result in the quashing of the Decision, whether or not they resulted in a
substantial miscarriage of justice: Pickard v Mountain Institution
(1994), 75 FTR 147 (FCTD).
The Respondent
Procedural
Fairness
[45]
The
Respondent submits that the Applicant does not have the right to cross-examine
at a parole hearing before the PBC or the Appeal Board. Neither body acts in a
judicial or quasi-judicial capacity, and the traditional rules of evidence do
not apply (Mooring v Canada (National Parole Board), [1996] 1 S.C.R. 75 [Mooring]
at paragraphs 25-29).
[46]
The
PBC’s alleged failure to accept case law put before it by the Applicant also
does not constitute a breach of procedural fairness. The Appeal Board did not
err in concluding that the PBC acted reasonably on this issue. The PBC did
accept a copy of the Abel decision for their record, and did consider it,
but found that it did not apply. Further, even if the PBC had not considered
this decision, it would not be tantamount to a breach of procedural fairness or
any other unlawful act. As noted above, the hearing was an administrative
process with no formal rules of evidence, and there was no requirement that the
PBC interpret and apply jurisprudence. The PBC was acting in an inquisitorial
capacity to determine whether the Applicant would present an undue risk to
society if released on parole.
[47]
As
regards the Applicant’s contention that there was a breach of procedural
fairness because he did not receive all relevant materials within the statutory
timeframe, this would not have affected the ultimate reasonableness of the Decision,
so judicial review should not be granted. The process does not have to be
executed perfectly for it to be fair: Yu v Canada (Attorney General),
2009 FC 1201 [Yu] at paragraphs 28-30; Uniboard Surfaces Inc. v
Kronotex Fussboden GmbH and Co., 2006 FCA 398 [Uniboard Surfaces]
at paragraph 48.
[48]
In
this case, there was no omission on the part of the PBC, but rather an
administrative delay of nine days in delivering the reasons for its decision to
the Applicant. The Applicant had already been informed of the decision to deny
him parole at the conclusion of his parole hearing on January 24, 2012.
The Applicant was not prejudiced by this delay in any way (Yu, above, at
paragraph 30). The Applicant was able to bring his appeal before the Appeal
Board.
Jurisdiction
[49]
The
Applicant states that the Appeal Board’s application of provisions of the CCRA
is constitutionally invalid and is a violation of his rights under section 12
of the Charter, but the Respondent says that the Appeal Board was
correct in referring to section 223 of the CCRA in finding that the CCRA
applies as of the commencement date of the Act, which is 1 November 1992. The
Appeal Board did not apply the wrong statute: Roxborough v Canada (National Parole Board), (1994) 80 FTR 26 (FCTD) [Roxborough] at paragraphs 37, 44.
[50]
Furthermore,
the manner in which the Appeal Board referred to section 223 of the CCRA did
not cause it to lose jurisdiction. The Appeal Board did not modify the language
of the CCRA; it simply explained to the Applicant that his sentence, including
his parole reviews, is governed by the CCRA, despite the fact that he commenced
his sentence under the former legislation.
[51]
Even
if the Court were to find that the Appeal Board erred in paraphrasing section
223 of the CCRA, the Respondent submits that this is not a material error. It
has no impact on the legal test that was required to be applied in determining
whether the Applicant should be granted parole. The CCRA clearly applies to the
Applicant. The PBC conducted a full review of the Applicant’s file, heard the
Applicant’s submissions and applied the correct legal criteria to determine
whether the Applicant’s release would constitute an undue risk to the public: Cartier
v Canada (Attorney General), 2002 FCA 384 [Cartier] at paragraphs
29-36.
Errors
of Law
[52]
There
is no merit to the Applicant’s argument that it was an error for the PBC not to
explicitly consider the sentencing judge’s intention in imposing the
Applicant’s sentence, the Respondent argues. There is an obligation under subsection
101(a) of the CCRA to consider the reasons for the sentence, but there is no
obligation to consider a sentencing judge’s “intentions”.
[53]
Moreover,
a tribunal member is presumed to have considered all the evidence unless the
Applicant provides evidence to the contrary: Florea v Canada (Minister of Employment and Immigration), [1993] FCJ No 598 (FCA). The Applicant has not
demonstrated that the PBC failed to consider the sentencing judge’s reasons for
the sentence. Furthermore, the Applicant did not raise this as an issue before
the Appeal Board, so there can be no issue in the Appeal Board failing to
consider an issue that was not placed before it.
[54]
The
Applicant also claims that the Appeal Board failed to respond to the grounds
listed in the Applicant’s appeal of the PBC decision. The Applicant, however,
has failed to articulate what grounds of appeal the Appeal Board did not
address. Moreover, although the Appeal Board may have summarized some of the
grounds of appeal, a review of the Decision makes it clear that the Appeal Board
responded to all of the Applicant’s concerns.
Reasonableness
[55]
The
Applicant objects to the use of the term “untreated sex offender,” and says
that the Appeal Board erred by failing to recognized that this term is based on
unsupported and false information. The Respondent submits that there is no
merit to this argument.
[56]
First,
the professional opinions included in the Applicant’s file fully take into
account his successful completion of the ICPM Program. Second, the Appeal Board
is not in a position to second guess the opinions of these experts. The Appeal Board
and the PBC are entitled to rely on whatever materials in the Applicant’s file
they find to be reliable and persuasive: A.S.R. v Canada (National Parole
Board), 2002 FCT 741 (FCTD). Finally, as noted by the Appeal Board, if the
Applicant believes that his assessment as an “untreated sex offender” in the
psychological report is an error, the proper recourse is to make a request
pursuant to subsection 24(2) of the CCRA to correct information that he
considers to be erroneous.
Charter
Rights
[57]
The
Respondent submits that there is no merit to the Applicant’s argument that he
has suffered a breach of his section 12 Charter rights. The Applicant’s
submissions in this respect are based on his erroneous argument that the
repealed former legislation applies to his parole review. As outlined above, it
is the CCRA that applies to the Applicant’s parole review: Collier v Canada (Attorney General), 2006 FC 728 [Collier].
[58]
Moreover,
the application of the CCRA to the Applicant’s parole review did not result in
a breach of his section 12 Charter rights. In the case of someone
serving an indeterminate sentence, the offender’s continued incarceration may
be found to infringe section 12 of the Charter if the PBC fails to apply
the statutory criteria for parole to the individualized circumstances of the
offender’s case: Steele, above, at paragraphs 61-67; Bouchard v
Canada (National Parole Board), 2008 FC 248 at paragraphs 42-44.
[59]
In
this case, the Appeal Board correctly noted that the PBC considered whether the
circumstances of the Applicant’s case were properly addressed to ensure that
his continued incarceration had not become grossly disproportionate. The PBC
did a full review of the Applicant’s file, and concluded that the gains he had made
were recent and that these gains were not sufficient to mitigate the risk that he
may re-offend. The PBC also referenced efforts to accommodate the Applicant’s
needs and the progress that he is making in his correctional plan. Thus, the PBC
reasonably concluded that the circumstances of the Applicant’s case do not
establish a breach of section 12 of the Charter.
Remedy
[60]
Should
the Court find that the Appeal Board erred in its consideration of the
documents referring to the Applicant as an “untreated sex offender,” the
Respondent submits that the remedies requested by the Applicant are not
appropriate. The appropriate recourse is for the Applicant to pursue a
grievance by way of subsection 24(2) of the CCRA. In any event, the
psychological report and the A4D are not before this Court for review.
ANALYSIS
[61]
The
Applicant has made extensive written submissions in this application, some of
which are irrelevant to the issues before me and some of which are highly
repetitive. As the Applicant explained in the hearing before me, as a
self-represented litigant, he has had to undertake considerable research and
self-education so that he now understands far better than he did when he
composed his Memorandum of Fact and Law how to frame and argue his points of
concern.
[62]
By
the time of the hearing before me, in fact, I am satisfied that the Applicant
had a solid grasp of the relevant issues he raises on review and of the
applicable legal principles. He is highly articulate and demonstrated
considerable skills as an advocate.
Applicability
of CCRA
[63]
Underlying
the Applicant’s grounds for review is a central allegation that it was an error
of law and an excess of jurisdiction for the PBC and the Appeal Division to
assess his eligibility for day or full parole under the CCRA. He says that he
should have been assessed under the former Parole Act and he relies upon
the cases of Steele, Le, Langard and Abel, above,
as authority for this proposition. My review of these cases suggests to me that
they do not address the issue.
[64]
This
matter was raised by the Applicant before the Appeal Board which found that, as
a consequence of section 223 of the CCRA, the Applicant’s request for parole
was correctly dealt with under the CCRA. Section 223 reads as follows:
223.
A review of the case of an offender begun under the former Act shall be
continued after the commencement day as if it had been begun under this Act.
|
223.
L’examen des dossiers en instance se poursuit indépendamment de la loi
antérieure sous le régime de la présente loi.
|
[65]
The
Applicant argues that this section means that the CCRA, insofar as the criteria
for assessment are concerned, is not applicable to his assessment. He says it
only applies to the “review of the case,” so that the review will continue
under CCRA but will be conducted in accordance with the criteria set forth in
the old Parole Act.
[66]
The
Respondent takes the view that the Appeal Division correctly referred the
Applicant to section 223 of the CCRA, and that Roxborough, above, has
settled this issue.
[67]
The
Respondent argues, by analogy with Roxborough, that since the
Applicant’s hearing with the PBC took place on January 24, 2012, it did not
begin under the Parole Act, and therefore “it is the law that existed at
the time the [parole hearing] took place which must be applied.” The Applicant
says that this interpretation of section 223 by Justice Teitelbaum in Roxborough
has been reversed and superseded by the decisions in Steele, Le, Langard
and Abel, all above, but he fails to explain how.
Overview
of Conclusions Regarding Applicability of the CCRA
[68]
Based upon a
review of the relevant jurisprudence, the Court cannot accept the Applicant’s
argument that, while the CCRA may govern the parole review process, it is the
criteria set out in subsection 16(1) of the former Parole Act that must
govern parole determinations in his case. In coming to this conclusion, I make
the following general observations, before coming to a more detailed discussion
of the relevant case law:
• The transitional
provisions of the CCRA do not provide for the application of the former Parole
Act in the Applicant’s circumstances. They do provide for such application
in other specific circumstances (see Langard, above), suggesting that if
Parliament had intended the Parole Act to apply to the present
circumstances, it would have said so;
• Section 223 of the
Act, discussed in Roxborough, above and cited by the Respondent in
explaining why the CCRA applies, is relevant here, but only indirectly. The
CCRA applies, but not by virtue of section 223;
• The Federal Court of
Appeal has recently affirmed, in response to an argument very similar to the
Applicant’s argument here, that it is the criteria set out in the CCRA that
apply to offenders sentenced before that Act came into force, at least in the
absence of a successful constitutional challenge (see Ouellette c Canada
(Procureur général), 2013 CAF 54 [Ouellette], discussed below but
not cited by the parties);
• From a constitutional
perspective, the issue of retrospective application must be considered in the
context of the specific Charter provision at issue. While subsection
11(i) (at issue in Abel, above) is not relevant here, subsection 11(h)
(at issue in Whaling v Canada (Attorney General), 2012 BCSC 944, aff’d 2012
BCCA 435, leave to appeal granted [2012] SCCA No 431 [Whaling],
discussed below but not cited by the parties) could be. Most relevant is section 12
(discussed in Steele, above and R v Lyons, [1987] 2
SCR 309), upon which the Applicant bases his argument about retrospective
application of the CCRA;
• In the end, it is my
view that the constitutional concern that arises is not one of retrospective
application, but whether the new criteria are capable of ensuring that the
punishment does not become grossly disproportionate to the crimes committed, contrary
to section 12 of the Charter;
• It seems to me that
Parliament has raised the bar for parole determinations (at least in the
context of indeterminate sentences) through the enactment of subsection 102(b)
of the CCRA. The Applicant argues that section 100.1 also raises the bar.
Whether this could result in grossly disproportionate (and thus cruel and
unusual) punishment I discuss below;
• If I were to conclude
that the CCRA criteria themselves pass constitutional scrutiny under section 12
(or that the issue has not been properly raised), Steele, above,
mandates that the Court consider whether the PBC has properly applied those
criteria to the individual case so as to ensure that the punishment does not
become cruel and unusual;
• It is not clear to me
that there is a sufficient record or sufficient argument on point before me to
determine whether the application of subsection 102(b) and section 100.1 of the
CCRA to an offender with an indeterminate sentence could result in cruel and
unusual punishment contrary to section 12 of the Charter. Because I have
concluded that the punishment of the Applicant personally has not reached the
level of gross disproportionality, in my view it is not necessary to decide
this question; it can be deferred to a proper case.
[69]
My review of
the relevant case law leads me to the following conclusions:
• Langard,
above, does not assist the Applicant, as it dealt with the interpretation of a
specific transition provision (dealing with day parole eligibility) that is not
at issue here. If anything, the existence of that provision supports the
Respondent’s position: where Parliament intended parts of the former Parole
Act to still apply, it specifically provided for this in the CCRA;
• Le, above,
dealt with similar facts to Langard in light of subsequent amendments
that are not relevant here. While it dealt briefly with the issue of
retroactivity, the analysis is not of much assistance here: the Court did not
decide whether it is acceptable to apply parole eligibility provisions
retrospectively; it simply found that what occurred in Le did not amount
to a retrospective application of the Act. I come to a similar conclusion
regarding the current matter, but for different reasons than those cited in Le;
• In Roxborough,
above, the Court found that the current provisions of the CCRA applied,
essentially because neither the transitional provisions nor section 7 of the Charter
entitled the applicant to have the former Parole Act apply to him. This
is relevant to the current matter, but Ouellette (discussed below) is
more directly on point. Note, too, that in my view section 223 was not decisive
in Roxborough and is not directly applicable here (see discussion
below);
• Abel, above, and
two other cases, which come to the opposite conclusion on the same point (Berenstein
v Commission national des liberation conditionnelles, (1996) 111 FTR 231 (FCTD)
[Berenstein] and R v Caruna, [2002] OJ No 162 (QL) (Ont Sup Ct) [Caruna]),
are not directly relevant here because: 1) they dealt with parole eligibility,
which is not at issue here; and 2) they dealt with changes to the law that
occurred between the offence and sentencing and not (as here) changes to the
law after sentencing. Thus (although the language in Abel, above,
obscures this somewhat), these cases turned on the proper application of subsection
11(i) of the Charter, which is not relevant here;
• Steele, above,
is relevant to the present case, and must be read in conjunction with Lyons,
also above, where the Supreme Court of Canada found that the parole review
process saved the indeterminate sentencing provisions of the Criminal Code from
constitutional invalidity. In Steele, the Court found that the PBC erred
in applying the statutory criteria for parole, resulting in a punishment that
was grossly disproportionate to the crimes committed and was thus cruel and
unusual contrary to section 12 of the Charter. In my view (see also Ouellette,
above, on this point), Lyons and Steele do not say that the
criteria set out in subsection 16(1) of the former Parole Act are
constitutionally mandated. On the other hand, they make it clear that the
specific criteria to be applied on parole review are relevant to the
constitutional validity of the indeterminate sentence regime: the criteria must
be capable of ensuring that the punishment does not become grossly
disproportionate. As such, amendments to those criteria are a proper subject
for constitutional scrutiny under section 12 of the Charter in relation
to the indeterminate sentence regime. In other words, it is my view that the
Applicant has at least raised a legitimate constitutional concern;
• Ouellette,
above, involved an offender sentenced to life in prison who argued, based on Steele,
above, that the PBC had to consider whether he had derived the maximum benefit
from imprisonment (one of the criteria under the former Parole Act). The
Federal Court of Appeal found that the applicant misunderstood Steele:
that case did not state that the criteria from the former Parole Act
were constitutionally mandated. The Court affirmed that, absent a
constitutional challenge, it is the criteria for parole set out in CCRA that
apply to individuals serving sentences that were imposed before that Act came
into force. However, the Court did not rule out the possibility of a successful
constitutional challenge, and emphasized the unique circumstances of those
sentenced to indeterminate sentences;
• Whaling, above,
is a recent B.C. case where both the trial court and the B.C. Court of Appeal
found to be unconstitutional the retrospective application of amendments to the
CCRA that extended the plaintiffs’ parole ineligibility by eliminating
accelerated day parole. The Supreme Court of Canada has just heard an appeal in
this case and reserved judgment. The B.C. trial and appeal courts found that
the retrospective application of the amendments violated subsection 11(h) of
the Charter, because it made the sentence more harsh and amounted
further punishment.
[70]
The question
this finding from Whaling, above, raises for the present matter is
whether a change in the statutory test for parole (as opposed to parole
eligibility) can have the same effect. My view is that there is an important
difference: parole determinations turn on considerations that are not related
to the fitness of the sentence (they relate rather to fitness for release). By
contrast, the Court found in Whaling that prior determinations of parole
ineligibility really relate to considerations of punishment, at least in
part. In view of this distinction, retrospective application does not arise
here: the CCRA applies current criteria to current circumstances in making
parole determinations. Parole review does not relate to punishment for past
crimes, but rather involves a determination of whether an applicant is (in the
present) fit for release.
[71]
This analysis
suggests to me that whether or not the CCRA criteria can lawfully be applied to
parole determinations in the Applicant’s case turns on whether doing so
violates section 12 of the Charter.
[72]
I will now
review the important and relevant cases in more detail.
Review of Case Law Regarding
“Retrospective Application” of the CCRA
[73]
In my view, Roxborough,
above, does not address circumstances directly analogous to the current case,
but it does speak to relevant principles, at least by implication. The
transitional provision in question, section 223 of the Act, is the same one raised
in the present proceeding.
[74]
The case
involved a prisoner who was granted day parole under the former Parole Act,
breached a parole condition on the day of his release by consuming alcohol, and
had his parole suspended and was taken back into custody under the former Parole
Act. However, by the time the post-suspension hearing was conducted by the
PBC (to determine the longer term implications of his parole breach), the CCRA
had come into force. The old law provided greater scope for leniency than the
new law, so Mr. Roxborough argued that he was entitled to have the old law
applied on constitutional grounds. He argued that delays in having him
transferred back to a federal institution led to delays in his post-suspension
hearing, which negatively impacted his liberty interests under section 7 of the
Charter.
[75]
Justice
Teitelbaum reviewed the different types of liberty interest involved in the
context of correctional law, as set out in Dumas v Leclerc Institute,
[1986] 2 S.C.R. 459, and was not persuaded that any of them were negatively
impacted. Thus, section 7 of the Charter did not entitle Mr. Roxborough
to have his case considered under the Parole Act (paragraph 46).
[76]
Justice
Teitelbaum also found that the fact that the parole suspension occurred under
the Parole Act did not mean that the “review” had commenced under that
Act. While the language of the judgment (at paragraph 44) obscures this point,
on a plain reading of section 223, the opposite finding would not have led to
the Parole Act being applied. In fact, section 223 has exactly the
opposite import:
223.
A review of the case of an offender begun under the former Act shall
be continued after the commencement day as if it had been begun under
this Act.
[77]
Thus, section
223 did not have direct application in Roxborough, above (the review at
issue had not begun under the Parole Act), and it has no direct
application in this case (the review at issue here did not begin under the Parole
Act either). If section 223 has relevance it is by implication: if reviews
commenced under the previous Parole Act are to be treated as if they
began under the current Act, surely reviews begun after the CCRA came into
force must be conducted in the same manner, as the opposite conclusion would be
absurd. Thus in my view, the Appeal Board in the present case was correct in
stating that it is “consistent with” section 223 to apply the CCRA to the
Applicant’s case, though it would not be correct to say that the CCRA applies
“by virtue of” section 223.
[78]
The real
import of Roxborough, above, for the current case, in my view, is the
finding that it was the Act in effect at the date of the hearing that had to be
applied (see also Ouellette, above, discussed below). This was so
because neither the constitution nor the transitional provisions of the CCRA
entitled the applicant to have the provisions of the former Parole Act
applied. This is in contrast to Langard, above, where there was a
specific transitional provision that applied to the facts of the case, making
certain provisions of the previous Parole Act applicable.
[79]
Abel, above, is one of several
decisions that have addressed situations where the law regarding parole eligibility
has changed between the commission of the offence and the date of sentencing.
These cases have considered whether subsection 11(i) of the Charter
requires that the previous (more lenient) parole eligibility provisions be
applied, and have come to different conclusions.
[80]
Subsection
11(i) of the Charter provides that:
11.
Any person charged with an offence has the right
[…]
(i) if
found guilty of the offence and if the punishment for the offence has been
varied between the time of commission and the time of sentencing, to the
benefit of the lesser punishment.
|
11.
Tout inculpé a le droit :
[…]
i)
de bénéficier de la peine la moins sévère, lorsque la peine qui sanctionne
l’infraction dont il est déclaré coupable est modifiée entre le moment de la
perpétration de l’infraction et celui de la sentence.
|
[81]
Abel, above, found at paragraph 16
(relying on R v Gamble, [1988] 2 S.C.R. 595 [Gamble]) that parole
ineligibility, whether imposed by a judge or by statute, is part of the
punishment imposed, and so the more lenient provision (or “the law that was
applicable at the time that the offence occurred”) must govern. Two other
cases, Berenstein and Caruna, both above, have come to the
opposite conclusion, finding that parole ineligibility imposed by statute
affects only the “manner in which a sentence of detention is to be served” and
thus “does not impose a ‘punishment’” within the meaning of subsection 11(i) of
the Charter (Berenstein at 236, quoted with approval in Caruna
at paragraph 7). As such, it is the law in force at the time of sentencing that
controls “the conditions under which a judicial sentence must be served,”
including parole ineligibility (Caruna at paragraph 9).
[82]
Abel, Berenstein and Caruna
are not, in my view, directly applicable to the present circumstances, for two
reasons. First, this case does not relate to parole eligibility (Mr. Van Boeyen
is eligible for parole but the PBC has decided not to grant it). Second, no
change in the law between the commission of the offence and sentencing is at
issue here. Rather, it is a change in the law subsequent to sentencing that is
at issue. Thus, subsection 11(i) of the Charter is not relevant, though
there could be an argument that subsection 11(h) is relevant if the change in
the test for parole amounts to an increase in the “punishment” imposed on the
Applicant: see Whaling discussed below.
[83]
Some
confusion regarding the basis for the decision in Abel could arise from
the language of paragraph 16, which is cited by the Applicant and appears on
the surface to base the outcome not on subsection 11(i) of the Charter
but on the principle stated in Gamble, above, that “an accused must be
tried and punished under the law in force at the time of the offence.” However,
in my view, that paragraph must be read in conjunction with the preceding one,
which makes it clear that the case turns on the proper application of subsection
11(i) (see Whaling, above, at paragraph 71, which also adopts this
reading of Abel, also above). The relevant paragraphs read as follows:
15 The Respondents referred
me to Berenstein v. Commission nationale des liberations conditionnelles
(1996) 111 F.T.R. 231. In that case a similar fact situation arose in that the
Applicant committed an offence at a time when day parole could be available
after serving one-sixth of the sentence but was sentenced after changes were
made to the Act increasing the period of parole ineligibility to one-third of
the sentence. The National Parole Board refused to hold a hearing on day parole
after he had served one-sixth of the sentence and the inmate applied for a
mandamus to compel the Board to hold a hearing claiming that s. 11(i) of the Charter
of Rights and Freedoms entitled him to the benefit of lesser
"punishment". The Court found in dismissing the application that s.
11(1) [sic] of the Charter applied only to the process of indictment,
trial and sentencing. It did not apply to the Corrections and Conditional
Release Act which did not impose "punishment" within the meaning of s.
11(i) but merely set out how a sentence was to be served.
16 The Gamble
decision makes it clear that it is fundamental to any legal system which
recognizes the rule of law, that an accused must be tried and punished under
the law in force at the time of the offence. Gamble goes on in
interpreting that statement to include parole eligibility as an element of
"punishment". While the Respondents say that those cases that clearly
follow that principle all deal with the issue at the time that the trial judge imposes
sentence, they do not apply where the provisions of the Corrections and
Conditional Release Act affect eligibility for parole. That is a distinction
without a material difference. It is firmly established in our law that the
availability of parole is an element that fits within the concept of punishment
and so the law that was applicable at the time that the offence occurred should
be the law that governs the terms of the accused's punishment. As a result I
have concluded that it is appropriate for this Court to issue a declaration
that the eligibility for parole of this Applicant should be determined by the
provisions of the Corrections and Conditional Release Act in effect at the time
of the commission of the offence.
[84]
The
determinative finding (that parole ineligibility forms part of the punishment)
is made in the context of distinguishing the analysis in Berenstein,
above, on the proper application of subsection 11(i) of the Charter. In
addition, the principle that “an accused must be tried and punished under the
law in force at the time of the offence” was stated in Gamble, above, as
a fundamental principle of justice within the context of section 7 of the Charter,
not as a free-standing common law principle (in which case it could be
displaced by statue), and it must be understood and applied in the Charter
context. This principle was used in Abel, above, to inform the proper
application of subsection 11(i), while in Gamble (discussed below) it
was the basis of a successful argument based on section 7.
[85]
Based on the
above discussion, Gamble and Abel do not have the effect of preventing
the application to the Applicant’s case of statutory criteria for parole that
were enacted after he was sentenced. Rather, the application of the new
criteria would be prohibited only if it is established that applying the new
test would violate the Charter. I believe the recent Federal Court of
Appeal decision in Ouellette (discussed below) is conclusive on this
point. See also Whaling (discussed below).
[86]
Steele, above, is relied upon
heavily by the Applicant but Steele must be understood in conjunction
with the Supreme Court of Canada’s prior decision in Lyons, above. In
that case, the Supreme Court considered whether the dangerous offender
provisions in the Criminal Code (and specifically the provision for an
indeterminate sentence) violated sections 7, 9, 11 or 12 of the Charter.
Particularly relevant to Steele is the Court’s consideration in Lyons of the section 12 issues. The Court found that section 12 concerns are
heightened in the dangerous offender context, giving parole determinations special
constitutional significance:
47 In
truth, there is a significant difference between the effect of a Part XXI [now
Part XXIV] sentence and other, more typical, sentences. When a person is
imprisoned for an absolute and determinate period, there is at least the
certainty that the incarceration will end at the termination of that period...
For the offender undergoing an indeterminate sentence, however, the sole hope
of release is parole… [W]hatever the legal nature of the interest in the
availability of parole may be in general, it seems to me that, as a factual
matter, the availability of parole is not as important a factor in deciding
whether a determinate sentence is cruel and unusual as it is in assessing the
constitutionality of a Part XXI [now Part XXIV] sentence.
48 This
is so because in the context of a determinate sentencing scheme the
availability of parole represents an additional, superadded protection of the
liberty interests of the offender. In the present context, however, it is,
subsequent to the actual imposition of the sentence itself, the sole protection
[page341] of the dangerous offender's liberty interests. Indeed, from the
point of view of the dangerous offender his or her detention is never complete
until it is factually complete. In this sense, each opportunity for parole will
appear to the dangerous offender as the sole mechanism for terminating his or
her detention, for rendering it certain. Moreover, it is clear that an
enlightened inquiry under s. 12 must concern itself, first and foremost, with
the way in which the effects of punishment are likely to be experienced. Seen
in this light, therefore, the parole process assumes the utmost significance
for it is that process alone that is capable of truly accommodating and
tailoring the sentence to fit the circumstances of the individual offender.
[Emphasis
added]
[87]
The Supreme
Court of Canada in Lyons, above, found that in the absence of regular
individualized review, the dangerous offender provisions would be likely in
some cases to result in grossly disproportionate punishment contrary to section
12 of the Charter, but that the provisions were saved from
unconstitutionality by the parole review process itself:
49 In
my opinion, if the sentence imposed under Part XXI was indeterminate,
simpliciter, it would be certain, at least occasionally, to result in
sentences grossly disproportionate to what individual offenders deserved.
However, I believe that the parole process saves the legislation from being
successfully challenged under s. 12, for it ensures that incarceration is
imposed for only as long as the circumstances of the individual case require.
[Emphasis
added]
[88]
The Supreme
Court in Lyons, above, undertook a careful analysis of the criteria
applied to such parole reviews, by virtue of (then) subsection 695.1(1) of the Criminal
Code (now subsection 761(1)) and (then) subsection 10(1)(a) of the Parole
Act, which were the same as the criteria set out in subsection 16(1) of the
Parole Act when Mr. Van Boeyen was sentenced as a dangerous offender.
While the Supreme Court did not state that these criteria were constitutionally
mandated (see Ouellette, above, discussed below), the Court’s opinion
that these criteria were well-suited to the purpose of tailoring indeterminate
sentences to the specific circumstances of each case was clearly important to
its finding that the parole review process saved the dangerous offender
provisions from constitutional invalidity. Put differently, it cannot be
assumed that this process would pass constitutional muster in relation to
dangerous offenders regardless of the criteria applied: the criteria were
central to the constitutional analysis in Lyons (see paragraphs 50-56).
At the same time, the Supreme Court observed that the term “grossly
proportionate” indicates that Courts should “not hold Parliament to a standard
so exacting, at least in the context of section 12, as to require punishments
to be perfectly suited to accommodate the moral nuances of every crime and
every offender.”
[89]
Against this
backdrop, the Court in Steele, above, considered whether the continued
imprisonment of a dangerous offender who had been incarcerated for 37 years
amounted to cruel and unusual punishment contrary to section 12 of the Charter.
The Court found that the “inordinate length” of Mr. Steele’s incarceration
had “long since become grossly disproportionate to the circumstances of this
case” (paragraph 79). This was not the result of structural flaws in the scheme
governing indeterminate sentences, but due to the failure of the PBC to
properly apply the criteria for parole (paragraphs 63, 67). The Court placed
significant emphasis on these criteria, citing Lyons for the proposition
that “it is fundamentally important that the Board consider these criteria” and
“[i]t is only by a careful consideration and application of these criteria that
the indeterminate sentence can be made to fit the circumstances of the
individual offender. Doing this will ensure that the dangerous offender
sentencing provisions do not violate section 12 of the Charter” (at paragraphs
66-67; see also paragraph 83).
[90]
In Steele,
the PBC had “misapplied or disregarded those criteria over a period of years”
(paragraph 67). In particular, the PBC placed undue focus on parole violations
(missing curfews and drinking alcohol) that occurred on each occasion that Mr. Steele
was released on day parole, which were indicative of minor adjustment issues,
“rather than focusing upon the crucial issue of whether granting him parole
would constitute an undue risk to society” (paragraph 79). In consequence, “the
parole review process has failed to ensure that Steele’s sentence has been
tailored to fit his circumstances” (paragraph 79). The Court found that it was
“difficult to find any evidence of acts committed by Steele during the past two
decades that would suggest that he remained an undue risk to society” (paragraph
75), and noted that thirteen of sixteen psychiatrists and psychologists who expressed
an opinion over the years on whether Mr. Steele should be paroled had
recommended some form of parole (paragraph 72). The Court’s assessment of the
case, and of the threshold for similar findings, is reflected in the following
paragraphs:
79 In
my view the evidence presented demonstrates that the National Parole Board has
erred in its application of the criteria set out in s. 16(1)(a) of the Parole
Act. The Board appears to have based its decision to deny parole upon
relatively minor and apparently explicable breaches of discipline committed by
Steele, rather than focusing upon the crucial issue of whether granting him
parole would constitute an undue risk to society. As a result of these errors,
the parole review process has failed to ensure that Steele's sentence has been
tailored to fit his circumstances. The inordinate length of his incarceration
has long since become grossly disproportionate to the circumstances of this
case.
80 It
will only be on rare and unique occasions that a court will find a sentence so
grossly disproportionate that it violates the provisions of s. 12 of the Charter.
The test for determining whether a sentence is disproportionately long is very
properly stringent and demanding. A lesser test would tend to trivialize the Charter.
[91]
As in Lyons,
the Court in Steele, both above, stopped short of saying that the
criteria set out in subsection 16(1) of the former Parole Act were
constitutionally mandated, but placed significant emphasis on those criteria in
its constitutional analysis. It also signalled
that whether an offender continues to pose an undue risk to society was the
“most important factor,” and stated that “[i]f an inmate’s release continues to
constitute an undue risk to the public, then his or her detention can be justifiably
maintained for a lifetime” (paragraph 71).
[92]
It is also
notable, in relation to the Applicant’s argument in the present case, that the
Supreme Court in Steele applied the law on parole as it existed at the
time of the PBC decision under review, not the law as it existed when Mr. Steele’s
indeterminate sentence was imposed. Mr. Steele was sentenced in 1953. At
that time, the provision governing parole was subsection 8(a) of the Parole
Act, which did not include risk to the public as a criterion (see Steele,
above, at paras 64-65).
[93]
Collier, above, like the present case,
involved a dangerous offender sentenced to an indeterminate sentence prior to
the coming into force of the CCRA. The applicant argued, based on Steele,
that his continuing imprisonment amounted to grossly disproportionate
punishment contrary to section 12 of the Charter.
[94]
In reviewing
the Steele precedent, above, Justice Lemieux noted the repeal and
replacement of the former Parole Act (paragraph 34). He seemed to accept
that it was the new parole criteria set out in the CCRA that applied (see paragraph
44), including the requirement embodied in sections 101 and 102 of the Act that
the PBC must be guided by the protection of society as a paramount
consideration in the determination of parole, balanced with making the least
restrictive choice (see paragraph 20). The applicant in that case does not
appear to have argued that the provisions of the former Parole Act
should have applied, and so there is no discussion on this point.
[95]
In Ouellette,
above, the Federal Court of Appeal considered the situation of an
individual sentenced to life in prison with no eligibility of parole for
25 years. The sentence was imposed in 1989, prior to the coming into force of
the CCRA. The Court affirmed that the criteria governing release on parole were
those set out in section 102 of the CCRA.
[96]
The Court
considered the applicant / appellant’s argument, based on Steele (see
paragraph 40), that in order to comply with section 12 of the Charter,
the PBC had to consider whether he had derived the maximum benefit from
imprisonment – one of the criteria set out in subsection 16(1) of the former Parole
Act, which does not appear in the CCRA. The Court found that this argument
misunderstood Steele in two ways. First, it is important to distinguish
between individuals sentenced to life in prison, such as the appellant in that
case, and dangerous offenders sentenced to indeterminate sentences. Steele
dealt with the latter case, and was not necessarily relevant in relation to a
sentence of life imprisonment. Second, the Court’s analysis in Steele
simply reflects the criteria for parole set out in the legislation in force at
the time, which have since changed. The Supreme Court of Canada did not say in Steele
that those specific criteria were constitutionally mandated. Parliament is free
to change these criteria or put new ones in place provided they conform with
the Charter. Since the constitutionality of the new criteria was not
challenged, there was no basis for finding that the PBC’s decision was contrary
to the Charter or the principles in Steele (see paragraphs 46 –
50).
[97]
In my view,
the analysis in Ouellette, above, is highly relevant to the present
case. First, the Court of Appeal affirmed that, absent a constitutional
challenge, it is the criteria for parole set out in the CCRA that apply to
individuals currently serving sentences that were imposed prior to the coming
into force of that Act. Second, the Court did not rule out the possibility that
the application of these criteria to individuals sentenced prior to 1992 could
be challenged on the basis of section 12 of the Charter. Third, the
Court’s analysis of Steele suggests that constitutional scrutiny of
those criteria may be particularly appropriate in relation to indeterminate
sentences.
[98]
In Whaling,
above, (appeal heard and judgment reserved by the Supreme Court of Canada
on October 15, 2013), three plaintiffs challenged the retrospective application
of the Abolition of Early Parole Act, SC 2011, c 11, which amended the
CCRA to eliminate accelerated day parole. According to the law when they were
sentenced, these offenders would have been eligible for release to a halfway
house after serving one-sixth of their sentences. After the amendments, they
would have to serve one-third of their sentences, and would have to go through
the normal parole review process rather than the more streamlined parole review
process that previously applied to accelerated day parole. The normal parole
review process also involved a more onerous test for parole. The plaintiffs
argued that these changes amounted to additional “punishment” imposed after
sentencing, thus violating subsection 11(h) of the Charter which
protects offenders who have been punished for their offences from being punished
for those same offences again (paragraph 3). They also argued that his violated
their rights under section 7 of the Charter, but this question was not
decided by either the trial or appeal courts in light of their conclusions on
the subsection 11(h) issue.
[99]
Subsection
11(h) of the Charter reads:
11.
Any person charged with an offence has the right
[…]
(h) if
finally acquitted of the offence, not to be tried for it again and, if
finally found guilty and punished for the offence, not to be tried or punished
for it again;
|
11.
Tout inculpé a le droit :
[…]
h)
d’une part de ne pas être jugé de nouveau pour une infraction dont il a été
définitivement acquitté, d’autre part de ne pas être jugé ni puni de nouveau
pour une infraction dont il a été définitivement déclaré coupable et puni;
|
[100]
The Crown
argued that the CCRA amendments changed only the manner in which the
plaintiffs’ sentences were served, since the offenders are still serving their
sentence whether incarcerated or out on parole – that is, the amendments
affected “sentence administration” and not the punishment itself. The trial Court
reviewed Supreme Court of Canada jurisprudence that has drawn a distinction
between a criminal sentence and the manner in which it is served (including R
v Chaisson, [1995] 2 S.C.R. 1118; R v Zinck, 2003 SCC 6, [2003] 1 SCR
41; R v CAM, [1996] 1 S.C.R. 500; Cunningham v Canada, [1993] 2 SCR
143; R v Wust, 2000 SCC 18, [2000] 1 S.C.R. 455), but found that, when
closely examined, these cases show that while “[t]he sentencing and parole
regimes have different functions and spheres of responsibility,… they do not
exist in separate watertight compartments” (paragraph 112). Changes in parole
law were capable of increasing the “harshness” of the sentence, which amounts
to additional punishment (paragraph 114). Here, the retrospective increase in
the period of parole ineligibility was found to amount to additional
punishment, contrary to subsection 11(h):
114 That
is not to say that no change can be made to corrections and parole law and
policy without distorting the sentence imposed. McLachlin J., in Cunningham,
explained that many changes for administrative and other reasons are inevitable
and constitutionally unimpeachable: Cunningham, at 152. But, in my view,
such changes do not include significant limitations, regardless of any exercise
of the Board's discretion, to the parole eligibility of offenders who were
sentenced before the legislated changes came into force. When such a change
increases the harshness of the sentence, and does so after the judge has
imposed it, the change surely occasions additional "punishment".
115 I
therefore conclude that the retrospective effect of the AEPA amendments adds
"punishment" over and above the punishment which was contemplated in
and imposed by the offenders' sentences. The Transitional Provision therefore
violates the offenders' rights under s. 11(h) not to be "punished . . .
again" for their offences.
[Emphasis
added]
[101]
As the words
“regardless of any exercise of the Board’s discretion” in paragraph 114 above
imply, the fact that parole ineligibility removes any opportunity for the
exercise of the PBC’s discretion was key to the Court’s finding in Whaling,
above, that parole ineligibility impacts the sentence itself and not just
sentence administration (see also the discussion of relevant Supreme Court
jurisprudence and U.S. jurisprudence at paragraphs 62, 85, 88-92, 109 and 111).
The reasoning seems to be that the involvement of the PBC and the exercise of
its discretion shift the focus to fitness for release, whereas an up-front
determination of parole ineligibility is at least partially about fitness (or
proportionality) of the punishment.
[102]
In my view,
the relevant question in the current matter is whether a change in the test applied
to parole determinations is capable of increasing the harshness of the sentence
in a manner that implicates the Applicant’s right not to be re-punished under subsection
11(h) of the Charter. If changing the test has the effect of increasing
the punishment, applying it to the Applicant would violate subsection 11(h). If
it has nothing to do with the punishment, but is purely about administration of
the sentence, then arguably it is not a retrospective application of anything:
it simply applies current criteria to current circumstances.
[103]
There is no
question that a tougher test may result in longer incarceration, but I do not
think that this is sufficient, in itself, to conclude that it increases the
sentence. The sentence is indeterminate. The length of incarceration associated
with the sentence is only known upon parole (and ultimately, considering the
possibility of re-incarceration due to parole violations, upon the death of the
dangerous offender). This undoubtedly presents a risk that the sentence could
become grossly disproportionate to the crimes committed (as observed in Lyons,
above), but this is a matter to be considered under section 12 of the Charter,
not an issue of retrospective application of the law that brings subsection
11(h) into play.
[104]
The Applicant
in the present case seems to argue, at least by implication, that the
sentencing judge imposed the indeterminate sentence with a particular test for
parole in mind, and resulting assumptions about the likely length of
incarceration that would result. I deal with this matter below but, in any
event, there is authority suggesting that the likelihood of parole is not an
appropriate consideration for a sentencing judge when assessing the proper
sentence. In disagreeing with a legal finding of the trial judge that was not
central to the outcome – namely, that that parole considerations are relevant
to trial judges in imposing sentences – the B.C. Court of Appeal in Whaling,
above, made the following observation:
52 The
jurisprudence of this Court is clear that in imposing a sentence a judge is not
to consider how parole may affect it: see R. v. Bernier, 2003 BCCA 134
at paras. 45 (per Southin J.A.) and 85-86 (per Prowse J.A. concurring), and R.
v. Tao, 2010 BCCA 280 at paras. 12-13. Madam Justice Southin said this in
Bernier:
To
put this another way, judges, in determining a fit sentence, are to put the
powers conferred by the Corrections and Conditional Release Act on the National
Parole Board out of their minds. Parliament has given certain powers to the judiciary
and others to the Board and it is not for the one to trespass into the field of
the other.
[105]
These cases
provide persuasive authority in support of the view that the sentencing judge’s
views or assumptions about the likely length of incarceration are not relevant
to the imposition of an indeterminate sentence, which was to be governed
instead by the test set out in the Criminal Code.
[106]
In Whaling,
the Court of Appeal found that despite this “separation of the roles of the
sentencing judge and the corrections authorities,” the trial judge was right to
conclude that the effect of lengthening parole ineligibility was to increase
the harshness of the sentence (paragraph 53). In effect, the trial judge’s
observation that the sentencing and parole regimes were not “separate
watertight compartments” was valid despite the above-noted error.
[107]
In the
current case, however, it is not parole ineligibility that is at issue, but a
change in the test for parole. In this context, the observation that the test
for the imposition of an indeterminate sentence (applied at sentencing and
governed by the dangerous offender provisions in the Criminal Code) is
completely separate from the test for when the resulting incarceration should
end through parole (governed by the CCRA) is of greater consequence. It suggests
to me that a change in the test for parole should not be viewed as changing the
sentence (or the punishment) itself. Thus, the constitutional concern that
arises is not one about retrospective application of the law engaging subsection
11(h) of the Charter. Retrospective application does not arise in this
case, because the parole determination applies current criteria to current
circumstances. Parole review does not relate to punishment for past crimes, but
rather involves a determination of whether an applicant is (in the present) fit
for release.
[108]
However, the
constitutional concern that arises from a change in the test for parole is
whether the new statutory test is capable of ensuring that the sentence does
not become grossly disproportionate. This is a matter to be considered under section
12 of the Charter, in accordance with the analysis set out in Lyons, above.
Section 12 of
the Charter
[109] I think it would be useful at
this point to set out a comparison of the criteria the Applicant wishes to have
considered (which were the same as those considered and approved in Lyons
and Steele, both above) versus those that currently appear in the CCRA.
Parole
Act, RSC 1985, c P-2
[No
equivalent]
Powers
of Board
16.
(1) The Board may
(a)
grant parole to an inmate, subject to any terms or conditions it considers
reasonable, if the Board considers that
(i) in
the case of a grant or parole other than day parole, the inmate has derived
the maximum benefit from imprisonment,
(ii)
the reform and rehabilitation of the inmate will be aided by the grant of
parole, and
(iii)
the release of the inmate on parole would not constitute an undue risk to
society;
|
Corrections
and Conditional Release Act, SC 1992, c 20
Paramount
consideration
100.1
The protection of society is the paramount consideration for the Board and
the provincial parole boards in the determination of all cases.
[…]
Criteria
for granting parole
102.
The Board or a provincial parole board may grant parole to an offender if, in
its opinion,
(a)
the offender will not, by reoffending, present an undue risk to society
before the expiration according to law of the sentence the offender is
serving; and
(b)
the release of the offender will contribute to the protection of society by
facilitating the reintegration of the offender into society as a law-abiding
citizen.
|
Loi
sur la libération conditionnelle, L.R.C. (1985), ch. P‑2
[Aucun
équivalent]
16.
(1) La Commission peut:
a)
accorder la libération conditionnelle à un détenu, aux conditions qu'elle
juge raisonnables, si elle estime que les conditions suivantes sont réunies:
(i)
sauf en ce qui concerne l'octroi d'un régime de semi-liberté, l'effet positif
maximal de l'emprisonnement a été atteint par le détenu,
(ii)
la libération conditionnelle facilitera son amendement et sa réadaptation,
(iii)
sa mise en liberté ne constitue pas un risque trop grand pour la société;
|
Loi
sur le système correctionnel et la mise en liberté sous condition (L.C. 1992,
ch. 20)
Critère
preponderant
100.1
Dans tous les cas, la protection de la société est le critère prépondérant
appliqué par la Commission et les commissions provinciales.
[…]
Critères
102.
La Commission et les commissions provinciales peuvent autoriser la libération
conditionnelle si elles sont d’avis qu’une récidive du délinquant avant
l’expiration légale de la peine qu’il purge ne présentera pas un risque
inacceptable pour la société et que cette libération contribuera à la
protection de celle-ci en favorisant sa réinsertion sociale en tant que
citoyen respectueux des lois.
|
[110]
It seems to
me that this comparison reveals the main differences to be as follows:
• The addition of an
explicit reference to the protection of society as the “paramount
consideration” for parole boards in all cases;
• The element of
whether “the inmate has derived the maximum benefit from imprisonment” is not
present in the new law;
• The element of
rehabilitation, and whether it will be advanced by release, is still arguably
still present in this new law (though the words reform and rehabilitation are
absent), but the focus has shifted from an individual interest to a societal
one: rather than considering whether “the reform and rehabilitation of the
inmate will be aided” through parole (which focuses on benefit to the
individual offender), the PBC is to consider whether society’s interest (the
protection of society) will be advanced through the reintegration of the
offender into society; and
• The element of undue
risk to society remains, but has been given further specificity through the
addition of the words “by reoffending” and “before the expiration according to
law of the sentence the offender is serving”.
[111]
It also seems
to me that the former test was a conjunctive test (all three elements had to be
met), not a balancing test, as indicated by the word “and” at the end of subsection
16(1)(a)(ii). In other words, the absence of undue risk to society was not a
“factor to be considered” alongside reform and rehabilitation, but rather a
criterion that had to be met. Certainly this was the view of Justice La Forest in Lyons, above, where he observed that the inclusion of additional
criteria beyond undue risk made it harder to satisfy the test for parole, not
easier (paragraph 54).
[112]
It is also
notable that in Steele, above, the Supreme Court of Canada observed that
undue risk to society was the “most important factor,” and stated that “[i]f an
inmate’s release continues to constitute an undue risk to the public, then his
or her detention can be justifiably maintained for a lifetime” (paragraph 71).
This is relevant here because the Applicant has argued that section 100.1 of
the CCRA raises the bar for parole, and “effectively operates as an override
clause allowing the [PBC] to legally disregard an inmate’s otherwise protected
rights in terms of the sanctity of the person or the liberty interests derived
from both sections 7 and 12 [of the Charter].” In light of the above
observations in Steele, above, it is arguable that the language of section
100.1, which makes the “protection of society” the “paramount consideration for
the Board,” is in line with prior judicial doctrine applying the Parole Act
and does not amount to an increase in the threshold for parole.
[113]
It could be
argued that the criterion set out in subsection 102(b) raises the bar for
parole. It means that the release must not merely provide a benefit to the
offender (by furthering their reform and rehabilitation as required under the
old law), but rather must provide a positive benefit to society in the form of
contributing to “the protection of society by facilitating the reintegration of
the offender… as a law-abiding citizen.” Depending on how it is interpreted and
applied, this provision has the potential to raise the bar significantly beyond
the threshold of avoiding undue risk: the release must arguably be seen as a
net positive for public safety, which will be a difficult threshold for a
dangerous offender with an indeterminate sentence to meet.
[114]
In the case
of offenders with determinate sentences, the logic of this provision is readily
apparent: a gradual release under the supervision of a parole supervisor is
likely to lead to better reintegration and better long-term outcomes for the
protection of society than an unconditional release at the end of a prison
term, with no supervision. However, this same logic seems to have no
application in the case of indeterminate offenders: there will likely always be
some level of risk involved in their release (even if it does not rise to the
level of “undue risk”), such that it is difficult to see how such a release can
present a net positive for public safety.
[115]
Even if it
could be said that Parliament has raised the bar for parole determinations by
enacting subsection 102(b) of the Act, the Court must be mindful that the
standard is not perfection. Rather, the standard set by the Supreme Court of
Canada in preventing cruel and unusual punishment under section 12 of the Charter
is whether the application of the provision may lead to punishment that is
grossly disproportionate to the circumstances of any given case (Lyons at paragraph 56). It seems to me that, given the guidance of the Supreme
Court of Canada in Steele, above, in particular, and given the record
before the PBC and the Appeal Board and the risk that the Applicant continues
to pose, I cannot say that the punishment of the Applicant has reached the
level of being grossly disproportionate to the circumstances of this case.
[116]
The
determination of whether such a result could occur through the application of subsection
102(b) should be deferred to a proper case. There is authority to the effect
that the Court should decline to decide a constitutional question if it is not
necessary to the disposition of the case. As Justice Mosley observed in Benitez
v Canada (Minister of Citizenship and Immigration), [2007] 1 FCR 107:
57 As
a general rule, the courts should endeavour to avoid expressing an opinion on a
question of law where it is not necessary to do so in order to dispose of a
case, especially when the question of law that need not be decided is a
constitutional question: Attorney General (Que.) and Glassco v. Cumming,
[1978] 2 S.C.R. 605, at page 611; Phillips v. Nova Scotia (Commission of
Inquiry in the Westray Mine Tragedy), [1995] 2 S.C.R. 97, at paragraph 9; Tremblay
v. Daigle, [1989] 2 S.C.R. 530.
Did
the Board Lose Jurisdiction By Misreading the CCRA?
[117] The
Applicant also argues that the Appeal Board lost jurisdiction when it said “…
consistent with section 223 of the CCRA, an offender who began his sentence
under the former Act will be dealt with as if he had begun his sentence under
the Act.” This is not, in my view, a deliberate misreading of section 223, as
the Applicant alleges. As Roxborough, above confirms, the Appeal Board
is simply explaining to the Applicant the implications of section 223 for the
law that is applicable in his case.
[118] The
Applicant argues that, even if no error occurred over the Appeal Board’s
interpretation of section 223 of the CCRA and its application of that statute
to his parole hearing, there are other reviewable errors that require that the
decisions of the PBC and the Appeal Division be set aside. I deal with these
further allegations below.
The
Sentencing Judge’s Intentions
[119] The
Applicant says that the PBC and the Appeal Board failed to take into
consideration the intent of the sentencing judge that was made known at the
time of sentencing on May 4, 1990, which intent “provided an effective means of
gauging the duration of time the applicant should have spent in custody under
the parole regime under the Parole Act and the Parole Regulations
that were in force at that time which is of great significance in determining
whether the test is met to demonstrate that the applicant has resultantly
suffered cruel and unusual treatment with the of [sic] section 12 of the
Charter as described above in Steele”. I have already referred
to this matter above, but I think a few further points need to be made.
[120] The
Applicant says it was the sentencing judge’s “intention” that the Applicant
spend “5 to 7 years” in custody, and he has already spent 24.5 years. The
record shows the Applicant told Dr. Zanatta, the
psychologist who prepared the report, “seven to nine” years. See Respondent’s
Record, page 35.
[121] As I
have already indicated, I do not think the PBC or the Appeal Division were in
error in not applying the Parole Act to the Applicant’s request for
parole.
[122] Subsection
101(a) (subsection 101(b) at the time of the Applicant’s hearing)
of the CCRA says that:
101.
(a) parole boards take into consideration all relevant available
information, including the stated reasons and recommendations of the
sentencing judge, the nature and gravity of the offence, the degree of
responsibility of the offender, information from the trial or sentencing
process and information obtained from victims, offenders and other components
of the criminal justice system, including assessments provided by
correctional authorities;
|
101.
a) elles doivent tenir compte de toute l’information pertinente dont
elles disposent, notamment les motifs et les recommandations du juge qui a
infligé la peine, la nature et la gravité de l’infraction, le degré de responsabilité
du délinquant, les renseignements obtenus au cours du procès ou de la
détermination de la peine et ceux qui ont été obtenus des victimes, des
délinquants ou d’autres éléments du système de justice pénale, y compris les
évaluations fournies par les autorités correctionnelles;
|
[123] In the present
case, there is nothing to suggest that the PBC did not take into account the
sentencing judge’s stated reasons and recommendations, and there is a
presumption in law that the PBC did so, which presumption the Applicant has not
rebutted. See Florea, above. The PBC says at page 80 of its Decision
that “your sentence has been tailored to meet the circumstances of your case.”
[124] The sentencing
judge imposed an indeterminate sentence in order to allow the Applicant to deal
with serious problems and render himself ready for parole. I have no evidence
before me that the sentencing judge recommended that any length of time would
be appropriate. If he had, he would, presumably, not have imposed an
indeterminate sentence.
[125] As he explained
the situation to me at the hearing of this application (and there is no
evidence before me to support this), the Applicant says that the sentencing
judge gave some indication that a certain length of time might be expected. But
even if there were such an expectation expressed, this is not a recommendation
and would have to be contingent upon whatever progress the Applicant could
achieve as reviewed by the PBC. The Applicant has not established that anything
was overlooked in this regard. The Applicant has certainly served a long
sentence, but the justification for, and reasonableness of, this sentence have
been assessed in the Decisions of the PBC and the Appeal Division, and reasons
provided for his continued incarceration and unreadiness for parole. It is
noteworthy that the Applicant did not even raise with the Appeal Division the PBC’s
failure to take into account the intentions of the sentencing judge.
ICPM
Program
[126] The Applicant
also says that the PBC and the Appeal Board did not address the programming he
has taken, and disregarded what he calls a “contractual” undertaking that his
failure to admit guilt with regard to his index sexual offences would not count
against him when he applied for parole. He points out that he got the highest
marks possible for the ICPM programming he has taken (“good”) and that he
cannot take the same program again. Hence, he argues that he will remain
incarcerated for life because he will never be able to establish that he is not
a danger to the public. In essence, he says that if his treatment was
insufficient to mitigate his risk because he maintained his innocence, and he
cannot take the treatment again, the risk will never be considered mitigated.
[127] This argument
centres on the fact that the Applicant did eventually take the ICPM Program which he passed with a
“good” mark and which he says means he cannot now be seen as likely to
re-offend. The PBC deals with this issue in its Decision in the following way:
You
then spoke to the Board about the programming that you had taken since your
last hearing. You said that you enjoyed the programs and that you learned a
lot. You said that you were motivated to gain maximum benefit from the program
and were able to identify and speak about the skills that you had acquired and
also to give examples of how you had used the skills. For example you said that
you had learned the importance of “consequential thinking” and learned how to
apply these lessons to your own life. You had learned that your need for
acceptance by negative associates while in the community had led you to adopt a
criminal lifestyle. You spoke about the harm that you had caused to others
during this time in your life. You were able to identify your risk factors and
how you would manage them in the community.
You
said that you gained insight into “consent issues” that were present in some of
your prior relationships and how you had been focused on “Personal Immediate
Gratification”.
In
reply to the concern expressed by your CMT and in the most recent psychological
report that given your ongoing denial of the index offences, you had been
unable to address the sexual offences for which you have been convicted, you
said while the gains that you made although programming were in the context of
your criminal lifestyle at the time, the skills that you acquired were
transferable. You maintained that although you did not commit the offences for
which you were convicted you remain prepared to discuss the matter at any time.
In response to concerns that your gains were recent you said that you have been
working on these issues for many years.
You
said that if granted release you hoped to go to a CRF which would ensure that
you obtained the slow gradual structured release that you require. You spoke
about the community support that you enjoy, including the support of close
family members in the community. The Board notes with great concern that when
the proposed special conditions were reviewed with you, you indicated that you
did not think it reasonable or necessary to impose a special condition “not to
associate with any females 18 years and under unless supervised by a
responsible adult approved by your parole supervisor”. Although you later
qualified your response, the fact remains that you displayed a concerning
resistance to the merits of the condition.
You
provided the Board with a number of documents; a detailed rebuttal of the most
psychological report that draws attention to numerous factual errors which you
say gives rise your concern that the psychologist “blended” your file with that
of another offender, your “Pocket Relapse Prevention Plan and an outline of the
program that you have taken.
Your
assistant who is a close family member, told the board that you have the
support of your family and that they miss you.
Having
read your file, considered the documents you provided and listened to you today
the Board notes the following: your institutional behaviour has been
appropriate and you have made gains though your recent participation in your
correctional plan. However the Board can not ignore that you remain a
moderate-high risk to re‑offend generally, violently and sexually even
after having completed programming. The offences for which you were convicted
were serious and brutal in nature and if you were to reoffend again you would
likely cause great harm to your victim. The gains that you have made are recent
and you have not had the opportunity to internalize these gains. Recent
psychological opinion that you have not addressed your risk factors in the
context of the criminal offences for which you were convicted remains a concern
for the Board. The Board does not agree with your suggestion made during the
hearing that because you refuse to admit your guilt you must remain in prison
for the rest of your life because you will never be seen to have addressed your
risk factors. Although you have made some gains, the Board does not believe
that you have sufficiently mitigated your risk at this point. You do not have
the support of your CMT and you have not been accepted at any CRFs. In
conclusion the Board has determined that you risk is undue and therefore denies
both day and full parole.
Given
the progress that you have made in your correctional plan and your CMTs ongoing
efforts to accommodate your other needs, the Board also concludes that you
sentence is being tailored to meet the circumstances of your case and does not
offend Section 12 of the Charter.
[128] The Applicant
appears to be of the view that because he has successfully taken the available ICPM
programming, and there is no other course he can take, the PBC was obliged to
accept that he did not remain at a moderate-high risk to re-offend violently
and sexually.
[129] Dr. Zanatta’s
report of December 22, 2011 indicates why this cannot be the case:
Summary
and Recommendations
Mr.
Van Boeyen is a designated Dangerous Offender serving an indeterminate sentence
after being convicted of the brazen attacks of four unknown young females. In
spite of some initial admissions, he has never accepted culpability for these
sexual offences and has maintained his innocence despite the evidence and
convictions. He remains incarcerated after being in prison for some
twenty-three years and, in my opinion, will never admit to the crimes that the
Courts have indicated that he is guilty of. Mr. Van Boeyen has maintained his
innocence, provided various exculpatory accounts, and is now well entrenched in
his denial. It is unlikely that any further intervention will alter or
successfully challenge his defences and denial. Of concern, Mr. Van Boeyen has
and is convinced of his views suggesting that comprise may be at times
difficult to achieve particularly when he has holds negative attitudes towards
the justice system and CSC.
Prior
to his incarceration Mr. Van Boeyen essentially lived a self-indulgent
hedonistic lifestyle with no regard for others or consequences but has matured
and grown up somewhat over the years. However the core features of his
personality or personality disorder including antisocial and narcissistic
traits remain quite pronounced.
One
of the purposes of an indeterminate sentence is to shift the responsibility of
predicting dangerousness or risk and decisions regarding community
reintegration to the Parole Board particularly when the Courts have difficulty anticipating
rehabilitative outcomes. For the sexual crimes that Mr. Van Boeyen has been
convicted of, it is unlikely that the Courts would have given a determinate
sentence totaling the amount of time that Mr. Van Boeyen has already served.
Mr. Van Boeyen’s case has been reviewed by the Parole Board on several
occasions and any release decisions would have considered his non participation
in CSC programs and his denial of culpability. To this credit, Mr. Van Boeyen
has now successfully completed the recommended sex offender program and
demonstrated that he has learned the material albeit treating his prior
lifestyle as a crime cycle and not any of the sexual offences that he was
convicted of. More focus however needs to be devoted to internalizing and expanding
the risk factors he needs to monitor as well as possible relapse prevention
strategies.
Predictive
measures place Mr. Van Boeyen at a moderate to high risk for further sexual
violence. Given the severity of the sexual violence in the crimes he was convicted
for, the uncertainties regarding his past (i.e., nature and or extent of his
sexual deviance) and his dismissiveness and or unwillingness to be forthright
with respect to any wrongdoing leading to his convictions; his potential for
further harm must be considered as remaining, at least, in the moderate range
of risk despite his advancing age and apparent physical difficulties. His index
offences are predatory and required some degree of physical exertion and
control of the victims. At this juncture, it appears with some of his physical
limitations, the probability of predatory sexual crimes of the same magnitude
has abated to some extent. This cannot be said when one considers younger or
more vulnerable victims (e.g., elderly, impaired or intoxicated, physically or
mentally challenged females). Clearly, very strict monitoring and supervision
will be required for quite some time if released on a day parole or to a
Community Resource Facility (CRF) with particular attention paid to
circumstances that would place Mr. Van Boeyen in the company of potentially
vulnerable females.
Should
the Board feel that a community release is premature at this time; Mr. Van
Boeyen should continue to solidify the concepts that he has learned in the
program that he taken by participating in the sex offender maintenance program.
He also needs to establish clearer plans for residing in the community whether
with his family or not and resources for his care in the event, or eventuality,
of his failing physical health. Apparently, due to medical considerations Mr.
Van Boeyen is being supported for a transfer to the ‘rehab’ unit at RTC where
more adequate resources can be devoted to his care.
[…]
[130] Clearly, the PBC
and the Appeal Board are not in a position to disregard the assessment of Dr.
Zanatta, and had to take it into account when assessing the Applicant’s parole
eligibility. The Applicant complains that he is being designated and is being
dealt with as an “untreated sex offender,” when there is no evidence to support
this designation. A reading of the PBC and the Appeal Board decisions reveals
that this is not the case. The PBC noted his completion of treatment and his
progress and did not adopt or endorse the view that he was “untreated”. Rather,
the PBC concluded, reasonably in my view, that despite his recent progress he
had yet to mitigate his risk. The Applicant sees “untreated sex offender” and
“unmitigated risk” as equivalent phrases, but I do not agree with this
characterization.
[131] The Applicant
claims that he was told he could participate in the ICPM program and that he
was promised (he alleges a contract) that if he successfully completed it, his
failure to admit guilt for his index sexual offences would not be a factor when
it came to assessing his eligibility for parole. He said this “contract” was
not honoured after he took
and successfully completed the ICPM program.
[132] The
documentation submitted to support this position (e-mail of Mr. Wise dated June
23, 2010 and the letter from Mr. Brian Lim and Mr. John Kay of November 4,
2010) simply assures the Applicant that he can take the program without
admitting guilt and without negative consequences. The letter from Mr. Lim and
Mr. Kay reads, in relevant part, as follows:
We
do agree that it is possible to participate in the ICPM program and successful
complete while maintaining your innocence and further believe that you will not
suffer any negative consequences from maintaining your innocence.
[133] A statement of
belief is not a contractual commitment. Nor does successful completion of the
program mean that the Applicant is ready for parole. The Applicant’s successful
completion of the ICPM program was fully acknowledged and discussed by the PBC
which came to the conclusion that more time was needed to assess whether the
Applicant had internalized the gains obtained through programming as
recommended by the Applicant’s CMT and his psychologist.
[134] The Applicant is
obviously of the view that his successful completion of the ICPM program means
that he has addressed all aspects of his sexual index offences. The PBC and the
Appeal Board cannot, however, be held to a “belief” expressed by Correctional
Program officers who were never asked by the Applicant whether taking the
program would mean that his failure to admit guilt regarding the index sexual offences
would cease to be a factor for consideration at his parole hearing. And, even
if they had been asked that question, whatever they said could have no impact
on the parole assessment because they have no qualifications to assess whether
the Applicant is ready for parole. The documents and words relied upon by the
Applicant are simply referring to the ICPM program; they are not meant to refer
to what will happen later when the Applicant is assessed for parole.
The
“Untreated Sex Offender” Label
[135] In connection
with this point, the Applicant objects to the label of “untreated sex offender”
and says that the PBC and the Appeal Board were wrong to assess him in
accordance with this label and that it is based upon incorrect information. The
phrase occurs in the Applicant’s A4D and Dr. Zanatta’s psychological
report. A reading of both Decisions reveals that the Applicant is not assessed
in accordance with any such label. The PBC simply concludes, on the basis of
reports from the psychologist and the Applicant’s PO and CMT that,
notwithstanding recent gains, the Applicant has not yet “addressed your risk
factors in the context of the criminal offences for which you were convicted”
so that the “Board does not believe that you have sufficiently mitigated your
risk at this point.” The Appeal Board’s conclusions on this issue are entirely
reasonable. As pointed out by the Appeal Board, if the Applicant believes that
“untreated sex offender” in the A4D and the psychological report are in error,
he has internal recourse he can turn to and use. I appreciate the Applicant’s
point that this takes time but, for purposes of this review, I just do not
think that any such label played a material role in the overall assessment of
the Applicant’s readiness for parole.
Not
Allowed to Question Parole Officer
[136] The Applicant
raises a procedural fairness argument to the effect that he was not given an
opportunity to question his PO at his hearing before the PBC.
[137] In the present
case, the Appeal Board dealt with this issue and found that the Applicant was
not
unduly refused the opportunity to question your parole officer. The Federal
Court of Canada in Attorney General of Canada v MacInnis [1997] 1 FC 115
established that the Board applied its statute properly by not allowing
cross-examination. This decision, along with the Supreme Court of Canada
decision in Mooring v Canada (NPB) [1996] 1 S.C.R. 75, reinforces that the
Board is not a judicial or quasi-judicial body.
[138] There can be no
doubt in the present case that a substantial liberty interest of the Applicant
was involved in his PBC hearing. The obligation of the PBC is to take into
account “all available information that is relevant to the case,” but it must
also ensure that the information obtained is accurate and reliable.
[139] Brown and Evans
state that the right to cross-examine “has long been regarded as fundamental to
parties’ ability to present their positions and to answer the case against
them”: Donald J M Brown & John M Evans, Judicial Review of
Administrative Action in Canada, 2d ed (looseleaf), (Toronto: Canvasback
Publishing, 2009) at 10-81, citing Toronto Newspaper Guild Local 87 v Globe
Printing Co (sub nom Re Ontario (Labour Relations Board), [1953] 2 S.C.R. 18
and Gilbert v Ontario (Provincial Police), 193 DLR (4th) 151 (Ont CA).
They note that it is not an absolute right (see Attorney General of Canada v
MacInnis, [1997] 1 FC 115 (FCA), rev’ing [1995] 2 FC 215 (FCTD) [MacInnis]
and Gerle Gold Ltd. v Golden Rule Resources Ltd., [2001] 1 FC 647
(FCA)), but “will be especially important if the facts are complex, if
credibility is an issue, or if there is a conflict in the evidence”: Brown and
Evans, above, at 10-80.
[140] As with any
common law procedural fairness right, the right to cross-examine may be limited
by statute, provided there is no resulting violation of a party’s rights under
the Charter: I.R. v Canada (Minister of Citizenship and Immigration),
2013 FC 973 at paragraph 19. Conversely, where a right under s. 7 of the Charter
is at stake (which is undoubtedly the case here), the principles of fundamental
justice may require expanded procedural protections: Howard v Stony Mountain
Institution, [1984] 2 FC 642 (FCA), 1985 CarswellNat 2 at paras 12, 34-35
(per Chief Justice Thurlow (as he was then), Justice Pratte concurring)
and paras 86, 89-90 (per Justice MacGuigan) [Howard]. A statute
that restricts procedural rights in a manner that is inconsistent with the
principles of fundamental justice is unconstitutional (see Currie v Alberta
(Edmonton Remand Centre), 2006 ABQB 858 [Currie], Charkaoui v
Canada (Citizenship and Immigration), 2007 SCC 9, [2007] 1 S.C.R. 350 [Charkaoui
#1]), as is an exercise of discretion that fails to provide the required
level of procedural protection where a section 7 right is at stake: Suresh v
Canada (Minister of Citizenship and Immigration), [2002] 1 S.C.R. 3 [Suresh].
[141] Since
the Applicant’s liberty is at stake in the parole review process, section 7 of
the Charter is implicated: Cunningham v Canada, [1993] 2 S.C.R. 143;
Lyons, above. As a consequence, the process which results in the
continued deprivation of the Applicant’s liberty must accord with the
principles of fundamental justice. These principles include, at a minimum,
the rules of procedural fairness and natural justice: Singh v Minister of
Employment and Immigration, [1985] 1 S.C.R. 177 at 212-13; Re B.C. Motor
Vehicle Act, [1985] 2 S.C.R. 486; Lyons, above, at paragraph 85.
[142] The
Supreme Court confirmed in Suresh, above, that the factors from Baker
v Canada (Minister of Citizenship and Immigration), [1999] 2 S.C.R. 817 [Baker]
are used to define the content of procedural protections required by section 7
of the Charter as well as the common law duty of procedural fairness:
113 This appeal requires us to determine the
procedural protections to which an individual is entitled under s. 7 of the Charter…
The principles of fundamental justice of which s. 7 speaks, though not
identical to the duty of fairness elucidated in Baker, are the same
principles underlying that duty. As Professor Hogg has said, "The common
law rules [of procedural fairness] are in fact basic tenets of the legal
system, and they have evolved in response to the same values and objectives as
s. 7": see P. W. Hogg, Constitutional Law of Canada (loose-leaf ed.) vol.
2, at para. 44.20. In Singh v. Minister of Employment and Immigration,
[1985] 1 S.C.R. 177, at pp. 212-13, Wilson J. recognized that the principles of
fundamental justice demand, at a minimum, compliance with the common law
requirements of procedural fairness. Section 7 protects substantive as well as
procedural rights: Re B.C. Motor Vehicle Act, supra. Insofar as
procedural rights are concerned, the common law doctrine summarized in Baker,
supra, properly recognizes the ingredients of fundamental justice.
114 We therefore find it appropriate to look
to the factors discussed in Baker in determining not only whether the
common law duty of fairness has been met, but also in deciding whether the
safeguards provided satisfy the demands of s. 7. In saying this, we
emphasize that, as is the case for the substantive [page 62] aspects of s. 7 in
connection with deportation to torture, we look to the common law factors
not as an end in themselves, but to inform the s. 7 procedural analysis. At the
end of the day, the common law is not constitutionalized; it is used to inform
the constitutional principles that apply to this case.
115 What is required by the duty of fairness
– and therefore the principles of fundamental justice – is that the issue at
hand be decided in the context of the statute involved and the rights affected:
Baker, supra, at para. 21; Knight v. Indian Head School Division No. 19, [1990] 1 S.C.R. 653, at p. 682; Old St. Boniface Residents Assn.
Inc. v. Winnipeg (City), [1990] 3 S.C.R. 1170, per Sopinka J. More specifically,
deciding what procedural protections must be provided involves consideration of
the following factors: (1) the nature of the decision made and the procedures
followed in making it, that is, "the closeness of the administrative
process to the judicial process"; (2) the role of the particular decision
within the statutory scheme; (3) the importance of the decision to the
individual affected; (4) the legitimate expectations of the person challenging
the decision where undertakings were made concerning the procedure to be
followed; and (5) the choice of procedure made by the agency itself: Baker,
supra, at paras. 23-27. This is not to say that other factors or considerations
may not be involved. This list of factors is non-exhaustive in determining the common
law duty of fairness: Baker, supra, at para. 28. It must necessarily be
so in determining the procedures demanded by the principles of fundamental
justice.
[Emphasis added]
[143] While
procedural protections guaranteed by section 7 are similar to those arising
from the common law rules of procedural fairness in that their specific
content varies according to the context (see Lyons, above, at paragraph
85), there is at least one crucial distinction: where the principles of
fundamental justice require a particular procedural protection, Parliament can
modify that protection only in accordance with section 1 of the Charter:
Gallant v Canada (Deputy Commissioner, Correctional Service Canada),
[1989] 3 FC 329 (FCA) at paragraphs 14 – 20. That is, a law that deprives an
applicant of the required level of procedural protection will be
unconstitutional: see Charkaoui #1, above, and Currie, above.
Similarly, where discretion is exercised without the required level of
procedural protection, that exercise of discretion will be unconstitutional:
see Suresh, above.
[144] However,
while fundamental justice requires a fair process, it does not entitle an
applicant to “the most favourable procedures that could possibly be imagined”: Lyons, above at paragraph 88; Ruby v Canada (Solicitor General), [2002] 4
SCR 3 at paragraph 46.
[145] Charkaoui
#1,
above, describes the procedural protections that must apply in the case of a
substantial (initial) deprivation of liberty:
28 The overarching principle of fundamental
justice that applies here is this: before the state can detain people for
significant periods of time, it must accord them a fair judicial process: New Brunswick (Minister of Health and Community Services) v. G. (J.), [1999]
3 S.C.R. 46. "It is an ancient and venerable principle that no person
shall lose his or her liberty without due process according to the law, which
must involve a meaningful judicial process": Ferras, at para. 19.
This principle emerged in the era of feudal monarchy, in the form of the right
to be brought before a judge on a motion of habeas corpus. It remains as
fundamental to our modern conception of liberty as it was in the days of King
John.
29 This basic principle has a number of
facets. It comprises the right to a hearing. It requires that the hearing be
before an independent and impartial magistrate. It demands a decision by the
magistrate on the facts and the law. And it entails the right to know the case
put against one, and the right to answer that case. Precisely how these
requirements are met will vary with the context. But for s. 7 to be
satisfied, each of them must be met in substance.
[146] The
view expressed in Howard, above, that the Charter had “enhanced”
or expanded the procedural protections provided by common law rules of
procedural fairness (see Howard at paragraphs 12, 90, 98) may seem to
sit uncomfortably with the observation in Suresh that the Baker
factors govern in the s. 7 context as well as in the common law context.
However, this tension may be more apparent than real, because the fact that a Charter
right is at stake will normally weigh heavily in the contextual analysis. As
the Supreme Court observed in Charkoui I, above:
25 …The seriousness of the individual
interests at stake forms part of the contextual analysis. As this Court stated
in Suresh, "[t]he greater the effect on the life of the individual by the
decision, the greater the need for procedural protections to meet the common
law duty of fairness and the requirements of fundamental justice under s. 7 of
the Charter" (para. 118). Thus, "factual situations which
are closer or analogous to criminal proceedings will merit greater vigilance by
the courts": Dehghani v. Canada (Minister of Employment and
Immigration), [1993] 1 S.C.R. 1053, at p. 1077, per Iacobucci J.
[Emphasis added]
[147] The
Court also made it clear in Charkoui I that there is very limited scope
in the section 7 analysis for any balancing of individual Charter rights
against broader societal interests, or for taking into account administrative
convenience. In essence, beyond factors amounting to “necessity”, such
balancing of societal interests is to be left for the section 1 analysis:
21 Unlike s. 1, s. 7 is not concerned with
whether a limit on life, liberty or security of the person is justified, but
with whether the limit has been imposed in a way that respects the principles
of fundamental justice. Hence, it has been held that s. 7 does not permit
"a free-standing inquiry ... into whether a particular legislative measure
'strikes the right balance' between individual and societal interests in
general" (Malmo-Levine, at para. 96). Nor is "achieving the
right balance ... itself an overarching principle of fundamental justice"
(para. 96). As the majority in Malmo-Levine noted, to hold otherwise
"would entirely collapse the s. 1 inquiry into s. 7" (para. 96).
This in turn would relieve the state from its burden of justifying intrusive
measures, and require the Charter complainant to show that the measures
are not justified.
22 The question at the s. 7 stage is whether
the principles of fundamental justice relevant to the case have been observed
in substance, having regard to the context and the seriousness of the
violation. The issue is whether the process is fundamentally unfair to the
affected person. If so, the deprivation of life, liberty or security of the
person simply does not conform to the requirements of s. 7. The inquiry then
shifts to s. 1 of the Charter, at which point the government has an
opportunity to establish that the flawed process is nevertheless justified
having regard, notably, to the public interest.
23 It follows that while administrative
constraints associated with the context of national security may inform the
analysis on whether a particular process is fundamentally unfair, security
concerns cannot be used to excuse procedures that do not conform to fundamental
justice at the s. 7 stage of the analysis. If the context makes it impossible
to adhere to the principles of fundamental justice in their usual form,
adequate substitutes may be found. But the principles must be respected to pass
the hurdle of s. 7. That is the bottom line.
[148] All
of this appears to set the bar very high in terms of restricting procedural
rights on the basis of administrative constraints or administrative
convenience: where it is “impossible” to apply procedural protections required
by the principles of fundamental justice in their usual form, “adequate
substitutes” may be used. I do not read this as stating that matters of
administrative efficiency and effectiveness can never factor into the
contextual analysis of what the duty of fairness requires, but Court clearly
seems to be emphasizing that this is not to be the focal point where section 7
rights are at stake.
Case law regarding requests to
cross examine in a parole hearing
[149] In Lyons, above, while finding that the dangerous offender provisions of the Criminal
Code were saved from constitutional invalidity by the availability of
regular review of individual cases through the parole process, the Supreme
Court observed that an indeterminate sentence gives rise to special concerns
with respect to procedural fairness. The relevant parts of Justice La Forest’s judgment for the majority are as follows:
57 I would, therefore, conclude that Part XXI
[now Part XXIV] does not violate s. 12 of the Charter.
58 Before leaving this issue, however, I
would make one further comment. The conclusion that the liberty interest of a
dangerous offender that is at stake in any parole hearing is, as a practical
matter, different from that of "ordinary" offenders serving
determinate sentences might affect the way in which the procedural adequacy of
the review procedure might be viewed….
[…]
76 In the context of s. 7, it seems to me
that the nature and quality of the procedural protections to be accorded the
individual cannot depend on sterile logic or formalistic classifications of the
type of proceeding in issue. Rather, the focus must be on the functional nature
of the proceeding and on its potential impact on the liberty of the individual.
[…]
90 Furthermore, it is clear from my earlier
comments that the fairness of the process by which the deprivation of
liberty is occasioned cannot, in the case of a dangerous offender, be
considered in isolation from the process by which that deprivation of liberty
is reviewed. Given the severity of the [page363] impact of such review on a
dangerous offender's liberty interests, at least as opposed to those of an
"ordinary" offender, it seems to me that considerations of
fundamental justice might require correspondingly enhanced procedural
protections at such a review. In this regard, I note that the Ouimet
Commission recommended that dangerous offenders be given a right to judicial
review of their status every three years, with the court having the power to release
the offender (Report of the Canadian Committee on Corrections (1969), at pp.
262-63). I agree that this would afford the convict greater safeguards, but I
do not view it to be constitutionally required. Indeed, as was pointed out by
the court in both Moore and Langevin, supra, the Parole Board is supposedly
more expert in determining whether release is warranted, and its decisions are
subject to judicial review, including review on Charter grounds.
However, the fairness of certain procedural aspects of a parole hearing may
well be the subject of constitutional challenge, at least when the review is of
the continued incarceration of a dangerous offender. The fairness of the
review procedure, however, is not an issue in the present case.
[Emphasis added]
[150] Justice La Forest
drew specific attention to the “unreliability of psychiatric evidence” in
assessing future risk of violent behaviour, and the associated risk of “false
positives.” He observed that this problem served to “fortify the conclusion
that the procedural protections accorded to the offender, especially on review,
ought to be very rigorous” (at paragraphs 99-100).
[151] The
application judge in MacInnis, above, gave significant weight to these
observations in concluding that the principles of fundamental justice required
that a prisoner serving an indeterminate sentence be permitted to appear by
counsel at their statutory review hearing before the Parole Board, and be
permitted to cross-examine the authors of clinical reports provided to the
Board:
26 … For an applicant who is in jail on an
indeterminate sentence, the stakes in a parole hearing could not be higher. He
has an obvious concern in assuring that his case is at least presented as fully
and effectively as possible.
[…]
28 It is apparent that psychiatric and
psychological reports are important components of the evidence weighed by the
Board. In this case, there are conflicting reports describing the condition of
the applicant. Should the Board have the benefit of the examination of these
experts in order to assess the basis for their clinical opinions? While this
would increase the administrative burden on the Board, it would likely, in the
Court's opinion, result in a more informed decision. An informed decision
does not mean that the decision will be positive or negative, it will simply
mean that it will be more informed: R. v. Lyons, supra, at page 368.
29 Parliament has determined that the
National Parole Board proceedings are not to be adversarial in nature. On the
other hand, Parliament has not legislated any alternative procedures for
dangerous offenders. This is so despite the recognition by the Supreme Court
that, from the perspective of the deprivation of liberty, there is a difference
between inmates serving a determinate versus an indeterminate sentence: R.
v. Lyons, supra, pages 345 and 362. In my opinion, hearings before the
Board must reflect the differences associated with such status. The question is
not whether the legislation is to be impugned but rather whether the Board should
adopt procedures that are fully consistent with the requirements of section 7
of the Charter for this inmate who is serving an indeterminate sentence.
The Court is not advocating the full menu of procedural rights associated with
a trial-like proceeding. This would be unwise. Counsel are now permitted to be
present only as an assistant within the meaning of subsection 140(8) of the
Act. It is the Court's opinion that, given the liberty issues at stake, when
reviewing the status of a dangerous offender, counsel can be of assistance to
the Board, as well as the inmate, in ensuring that important factual
matters are not overlooked or that the Board does not adopt procedures which
are basically unfair to the inmate…. The Court is of the same opinion
regarding the right to examine the experts on their clinical reports.
[…]
33 In summary, fairness under section 7 must
be fundamental to justice: R. v. S. (R.J.), supra, at page 45 [of
L'Heureux-Dubé J.'s reasons]. With respect to this inmate, serving an
indeterminate sentence, the principles of fundamental justice mandate both the
right to appear by counsel as well as the right to examine the authors on the
clinical reports.
[Emphasis added]
[152] The Federal
Court of Appeal, however, took a distinctly different view in MacInnis, above,
emphasizing the importance of context in determining the procedural protections
guaranteed by the principles of fundamental justice. The Court found that the
procedures followed by the PBC were consistent with the section 7 rights of offenders
sentenced to indeterminate sentences, and that introducing the enhanced
procedural protections requested by Mr. MacInnis would damage the established
parole review system:
19 What exactly the "principles of
fundamental justice" are has been the subject of much discussion since the
advent of the Charter… The procedures employed by the Board must ensure
that the offender is treated fairly. The respondent believes that additional
procedures beyond those provided in the CCRA are necessary in order for him to
receive a fair hearing. These procedures, an increased role for counsel and
the right to cross-examination of witnesses, are concepts identifiable with the
adversarial process. While these elements may be integral to ensuring fairness
in a criminal proceeding, they are not always required before administrative
tribunals […]
20 Whether or not an inmate should be granted
parole is a decision to be made by the Board in keeping with the provisions of
the CCRA. The parole system is unique and separate from the courts and
different considerations apply. The importance of the context in which the
hearing takes place was emphasized by Sopinka J. in [Mooring v Canada (National Parole Board), [1996] 1 S.C.R. 75 at 98]:
It is a basic tenet of our legal
system that the rules of natural justice and procedural fairness are adjusted
by reference to the context in which they are administered. This is one of the
basic tenets of our legal system to which Lamer J. referred in Re B.C. Motor
Vehicle Act as the source of the principles of fundamental justice. In my
opinion, adherence by the Board to the practice and procedures outlined above
constitutes full compliance with the principles of fundamental justice and
therefore, with s. 7 of the Charter. [Emphasis added.]
21 In addition to the common law rules of
natural justice and fairness, the "practice and procedures" referred
to and affirmed by Sopinka J. are those established by the CCRA. These include
the paragraph 4(g) requirement that correctional decisions be made in a
forthright and fair manner, with access by the offender to an effective
grievance procedure; the paragraph 101(f) requirement that the conditional
release process be fair and understandable; and the paragraph 101(a)
requirement that the protection of society be the paramount consideration in
the determination of any case before the Board.
22 The Court in Mooring also
emphasized that Board hearings are different from judicial proceedings. The
Parole Board does not act in either a judicial or a quasi-judicial capacity.
Its members may have no legal training. Although counsel is present at the
hearing, it is an inquisitorial not an adversarial process. The state's
interests are not represented by counsel. The traditional rules of evidence do
not apply. The Board does not have the power to issue subpoenas and evidence is
not given under oath. The introduction of the adversarial elements the
respondent desires do not fit into this model. If the prisoner has the right to
cross-examine, the next logical step would be to give the state the right to
counsel and to cross-examine witnesses also. The use of cross-examination
techniques and enhanced roles for counsel would inevitably lead to an
increasingly formal process, one which a "lay bench" would have difficulty
presiding over. The Board would have to be given the power to subpoena. On
a practical point, the increased cost of requiring the authors of clinical
reports to be available for cross- examination would be an enormous strain to
introduce on an already cash strapped system. The respondent argues that
such requirements would only be granted to offenders serving indeterminate
sentences. I have difficulty imagining how such a distinction could be
maintained. If the right to cross-examine and the power of subpoena is made
available to one category of offender, it would inevitably have to be granted
to all.
23 I do not agree with the respondent's
contention that the Board's procedural rulings fail to address the differences
associated with serving an indeterminate sentence. The respondent relies
extensively on the following obiter statements of La Forest J. in Lyons [quoted above]:
[…]
24 I am unable to read as much into these
statements as counsel for the respondent advocates. La Forest J. suggests
that "enhanced procedural protections" might be required, and
speculates that the fairness of "certain procedural aspects" of
review hearings for dangerous offenders may be the subject of a future
constitutional challenge. He does not identify either the "procedural aspects"
referred to, nor does he suggest what "enhanced procedural
protections" might be required.
25 One would assume that Parliament
realized that Parole Board hearings have an increased significance for those
serving indeterminate sentences. Subsection 761(1) of the Criminal Code
stipulates that the respondent's "condition, history and
circumstances" are to be reviewed every two years by the Board. The
section does not provide for a new trial or some form of judicial review every
two years. The composition and mandate of the Board reflect its primary
purpose, the protection of society. Absent a decision by Parliament that a
dangerous offender should be reevaluated by a trial judge in a judicial
proceeding, I am not prepared to create a hybrid process to meet the
respondent's perceived needs.
26 The procedures advocated by the Board
allow the respondent to make his argument for parole fully and are in keeping
with the rules of fairness. Indeed the procedures requested by the respondent
would do little in my opinion to enhance the procedural fairness of his parole
hearing. He is entitled to the help of an assistant during the review
process. The reports concerning the respondent were provided ahead of time and
he was given ample opportunity to submit a written response. Given that the
respondent had an ample opportunity to challenge these reports,
cross-examination of the authors was not necessary to ensure fairness.
[footnote: See Irvine v. Canada (Restrictive Trade Practices Commission),
[1987] 1 S.C.R. 181; and County of Strathcona No. 20 and Chemcell Ltd. v.
Maclab Enterprises Ltd., Provincial Planning Board and City of Edmonton,
[1971] 3 W.W.R. 461 (Alta. C.A.)]
27 The Boards' procedural rulings
sufficiently address the dual requirements of ensuring that society is
protected and the respondent has a fair hearing. The respondent must be
reminded that his freedom is not the paramount issue before the Board. The
Board must first and foremost protect the Canadian public. Dangerous
offenders are not so designated lightly. The proceedings under which the
respondent was declared a dangerous offender and sentenced to an indeterminate
period of incarceration are among the most serious undertaken in Canadian court
rooms. The respondent was found to be a great danger to Canadian society, so
much so that his indeterminate incarceration was felt to be necessary. As such,
all Canadians have a vital stake in ensuring that the Board comes to a fully
informed and appropriate decision. It is in the best interests of all concerned
that the procedure be fair, and in my opinion the administrative process
currently in place meets that requirement. The introduction of piecemeal
elements of the adversarial system would do little to increase the fairness of
the respondent's hearing, but much to damage the fundamental nature of Board
hearings. Accordingly, I find that the Board's refusal to grant the enhanced
procedures requested by the respondent did not violate his right to liberty
under section 7 of the Charter.
[Emphasis added]
[153] Based
upon prior case law cited above, I have some doubts that refusal to allow some
form of questioning or cross examination in the present context was
procedurally fair. However, the Court of Appeal in MacInnis, above,
clearly found that the PBC’s procedures were adequate to address the unique
circumstances of those serving indeterminate sentences, that they “allow the
respondent to make his argument for parole fully and are in keeping with the
rules of fairness,” and that “the procedures requested by the respondent would
do little… to enhance the procedural fairness of his parole hearing.” The
Federal Court of Appeal did not say that it was balancing the respondent’s
procedural fairness rights against competing societal concerns; rather, it
referred to the “dual requirements of ensuring that society is protected
and the respondent has a fair hearing,” and found that the applicant’s
procedural rights were adequately protected. In that context, the fact that the
requested procedures would, in the Court’s opinion, “do… much to damage the
fundamental nature of Board hearings” seems like a valid consideration. I think
I must follow the Court of Appeal’s guidance on this issue as did the Appeal
Board. Irrespective of my concerns, I am bound by MacInnis.
Failure
to Provide Copy of Decision
[154] The Applicant
also complains that the PBC did not provide a copy of its Decision to him
within the statutory timeframe stipulated in subsection 166(2)(b) of the
CCRA, and this cut into the time available for him to prepare his appeal and to
do the research he wanted to do. The Applicant was informed of the PBC’s Decision
at the conclusion of the parole hearing on January 24, 2012. As the transcript
shows, the PBC provided the Applicant with its Decision and basic reasons at
that time, so the Applicant knew what he had to work on immediately. While
there was an administrative delay of nine days in delivering the formal reasons
to him, in these circumstances, I cannot accept that the Applicant was
materially prejudiced by this delay. At the hearing before me on this judicial
review, the Applicant first said that the delay “did not overly prejudice” him,
but then went on to try and suggest otherwise. A review of the record does not
suggest to me that this particular timing issue caused the Applicant any real
prejudice. His submissions to the Appeal Board were thorough and fulsome: see Yu,
above, at paragraphs 28-30, and Uniboard Surfaces, above, at paragraph 48.
Other
Issues
[155] The Applicant
also raises a number of other issues and makes general assertions that the
Appeal Board failed to respond accurately or adequately to the grounds of
appeal which he raised. He also argues that the Appeal Board changed the
grounds he submitted and then based its assessment on its own version of what
it thought he was saying. He says the Appeal Board was non-responsive and
simply supported the position of the PBC. My review of the record before me
leads me to conclude that this is not an accurate assessment of what occurred.
The Applicant is refusing to confront the real and material basis of the
Decision as articulated by the PBC and the Appeal Board.
[156] The Applicant’s
primary concern, and this is quite understandable, is that he has now been
incarcerated for over 24 years and he feels there is nothing further he can do
in order to earn parole. It is not, of course, the role of the Court to assess
why the Applicant has spent so much time in prison. However, he did receive an
indeterminate sentence, and there are indications on the file of a lack of willingness
and cooperation on his part in addressing and alleviating the risks he poses to
the public. Given the information and materials adduced, it was also reasonable
for the PBC and the Appeal Board to conclude that he remains a dangerous
offender with “a moderate-high risk to re-offend generally, violently and
sexually, even after having completed programming.”
[157] This assessment,
however, is not without some acknowledgement that the Applicant has made some
progress and needs to internalize and consolidate his gains. He has maintenance
programming available to him to help him do this. The PBC summarized the
position as follows:
Having
read your file, considered the documents you provided and listened to you today
the board notes the following: your institutional behaviour has been
appropriate and you have made gains though your recent participation in your
correctional plan. However the Board can not ignore that you remain a
moderate-high risk to re‑offend generally, violently and sexually even
after having completed programming. The offences for which you were convicted
were serious and brutal in nature and if you were to reoffend again you would
likely cause great harm to your victim. The gains that you have made are recent
and you have not had the opportunity to internalize these gains. Recent
psychological opinion that you have not addressed your risk factors in the
context of the criminal offences for which you were convicted remains a concern
for the Board. The Board does not agree with your suggestion made during the
hearing that because you refuse to admit your guilt you must remain in prison
for the rest of your life because you will never be seen to have addressed your
risk factors. Although you have made some gains, the Board does not believe
that you have sufficiently mitigated your risk at this point. You do not have
the support of your CMT and you have not been accepted at any CRFs. In
conclusion the Board has determined that you risk is undue and therefore denies
both day and full parole.
Given
the progress that you have made in your correctional plan and your CMTs ongoing
efforts to accommodate your other needs, the Board also concludes that you
sentence is being tailored to meet the circumstances of your case and does not
offend Section 12 of the Charter.
[158] Having reviewed
the record before me, I cannot say that this conclusion lacks justification,
transparency and intelligibility, or that it falls outside the range of
possible, acceptable outcomes which are defensible in respect of the facts and law.
The Applicant’s frustrations are understandable, but given the record before the
PBC and the Appeal Board and the governing jurisprudence, I can find no
procedural, legal or jurisdictional error and nothing that, materially
speaking, could be said to render either Decision unreasonable.
JUDGMENT
THIS
COURT’S JUDGMENT is that the application is dismissed with costs
to the Respondent.
“James Russell”