Date: 20130305
Docket: A-105-12
Citation: 2013 FCA 54
CORAM: NOËL
J.A.
PELLETIER
J.A.
MAINVILLE
J.A.
BETWEEN:
GILLES OUELLETTE
Appellant
and
ATTORNEY GENERAL OF CANADA
Respondent
REASONS FOR JUDGMENT
MAINVILLE J.A.
[1]
This is an appeal
from a decision of Justice Bédard of the Federal Court (the Federal Court
judge) dated March 1, 2012, citation number 2012 FC 284 (the
Decision), in which she dismissed the appellant’s application for judicial review
of a decision by the Appeal Division of the National Parole Board (the Appeal
Division) dated February 16, 2011. The Appeal Division had confirmed a
decision of the National Parole Board (the Board) dated June 16, 2011, in
which the Board denied the appellant day parole and parole under the Corrections
and Conditional Release Act, S.C. 1992, c. 20 (the Act).
[2]
The appellant raised
several grounds of appeal regarding the errors allegedly made by the Federal
Court Judge, the Appeal Division and the Board in relation to (a) a breach of
procedural fairness with regard to his right to be heard, (b) the assessment of
his file and the evidence it included, and (c) the application of the correct
legal tests for reviewing applications for conditional release, specifically
the principles that can be derived from Steele v. Mountain Institution,
[1990] 2 S.C.R. 1385 (Steele), Pinet v. St. Thomas Psychiatric
Hospital, 2004 SCC 21, [2004] 1 S.C.R. 428 (Pinet), and Mooring
v. Canada (National Parole Board), [1996] 1 S.C.R. 75 (Mooring).
[3]
At the beginning of
the hearing of the present appeal, the Attorney General of Canada argued that
the appeal was moot, given that the Board and the Appeal Division had rendered
new decisions since and had again denied the appellant parole. In the light of
these circumstances, counsel for the appellant conceded that the grounds of
appeal involving the breach of procedural fairness and the assessment of the
evidence on file were moot. He maintained, however, that the appeal should be
heard with regard to the correct legal tests for assessing applications for parole
given the systemic nature of this issue.
[4]
After briefly
deliberating the matter, and applying the guidelines set out in Borowski v.
Canada (Attorney General), [1989] 1 S.C.R. 342, this Court decided to
exercise its discretion and to rule on the appeal despite its mootness, but
solely in respect of the correct legal tests for assessing applications for parole
in the light of Steele, Pinet and Mooring.
BACKGROUND
[5]
The appellant has a
criminal record that dates back to 1974, and which includes convictions for
conspiracy to commit robbery, armed robbery and possession of a restricted
weapon. He was arrested in January 1983 and found guilty of violently
murdering an elderly couple in the course of a home invasion and robbery. The
victims were found prone on the floor with their hands tied behind their backs.
They had been stabbed in the back and fatally shot. In accordance with the Criminal
Code, R.S.C. 1985, c. C-46, the appellant was sentenced to two concurrent
life sentences for the two murders.
[6]
Under the Act, the
appellant’s eligibility for parole is subject to the appellant serving at least
25 years of imprisonment. According to his correctional record, he has been
eligible for day parole since January 2005 and full parole since
January 2008. To date, however, the Board has denied all his applications
for parole.
[7]
On December 16,
2009, the Board again denied the appellant parole. It noted that various
professionals had diagnosed the appellant with narcissistic personality
disorder with paranoid features and antisocial traits: Appeal Book (AB) at
pp 309-310. It also noted that, in the opinion of the appellant’s case
management team at the Correctional Service of Canada, the appellant’s
potential for reintegration into society was low and there was still a high
risk that he would commit further criminal offences, in part because he still
denies that he committed the murders of which he was convicted: AB,
p. 310. It also noted the appellant’s clear resistance to treatment given
that he had not followed any prison programs to counter the factors
contributing to his criminal behaviour: AB, p. 310.
[8]
The Board did,
however, point out that the appellant seemed to have recently begun reflecting
on his criminal past by undergoing psychological treatment, working with a
support worker from Option-Vie on a regular basis and pursuing his studies: AB,
p. 311.
[9]
While denying the
appellant parole in its decision dated December 16, 2009, the Board nonetheless
set an early date to review his case in six months’ time. In that time, it
expected him to (a) work closely with his parole officer to identify goals to
meet in order to lower his security classification; (b) to continue the
psychological treatment he had begun; (c) to pursue his work with Option-Vie in
order to develop greater flexibility and openness; and (d) to work on
developing a release plan (AB at pp. 311-312).
[10]
Such was the context
in which the Board held a new review six months later, on June 16, 2010. Following
this review, the Board again refused to grant the appellant parole. It is this
decision, dated June 16, 2010, that the appellant challenged before the
Appeal Division and the Federal Court judge, and is now challenging before this
Court.
PREVIOUS DECISIONS
(a) Board’s decision
dated June 16, 2010
[11]
The Board concluded
that the appellant had not fully realized the expectations it had set in its
previous decision, dated December 16, 2010. These are its findings (AB at
pp. 683-685):
i.
the appellant is not
cooperating fully with his parole officer;
ii.
he is a demanding,
self-rationalizing and self-centred individual, who is constantly in conflict
with his case management team;
iii.
he has not completed
any correctional programs regarding his criminal past and has not shown any
interest in doing so;
iv.
although the
appellant completed his psychological follow-up, he has still not revealed his
inner world, and the psychologist is still not able to conclude that the risk
of his reoffending has been lowered;
v.
the appellant has
good relations with the Option-Vie representative, who is helping him loosen
his defence mechanisms, but he nonetheless fails to demonstrate openness,
cooperation and transparency towards Correctional Service of Canada workers;
vi.
even though the
appellant has been working on a release plan, the plan is premature, and his
case management team continues to be of the opinion that he presents an undue
risk to society.
[12]
The Board therefore
refused to grant parole because it was of the opinion that the appellant’s
likelihood of reoffending still presented an unacceptable risk to society.
(b) Decision of the
Appeal Division dated February 16, 2011
[13]
For the purpose of
his appeal before the Appeal Division, the appellant’s first ground of appeal
was that the Board had not acted fairly: he submitted that he had been unable
to provide a complete testimony on account of interruptions and interventions
from the board members. After listening to the recording of the hearing before
the Board, the Appeal Division rejected this argument. It concluded rather
that, even though the board members had asked several relevant questions, they
had also allowed the appellant to express himself, had listed closely to what
he said and had conducted the hearing fairly and equitably.
[14]
As a second ground of
appeal, the appellant submitted that the Board had not applied the correct
criteria for examining his application for parole. The Appeal Division was of
the opinion that the Board had applied the correct legal test, namely the “risk
to re-offend, which is assessed as unacceptable for society”: AB at
p. 862.
[15]
As to his third
ground of appeal, the appellant submitted that the Board had based its decision
on erroneous and incomplete facts. In the Appeal Division’s view, the evidence
before the Board had allowed it to reasonably conclude that paroling the
appellant still presented an unacceptable risk to society.
(c) Decision of the Federal Court
judge dated March 1, 2012
[16]
The issues raised in
the judicial review hearing before the Federal Court were the same as those
raised in the appeal before the Appeal Division: Decision at para. 24.
[17]
With regard to the
alleged breach of procedural fairness, the Federal Court judge reread the full
transcript of the hearing before the Board, and like the Appeal Division, she
concluded that the appellant had the opportunity to participate fully in the
process and to express himself on all of the relevant aspects of the decision
to be made by the Board: Decision at para. 32.
[18]
With regard to the
legal tests that are applicable to parole, the Federal Court judge was of the
view that “although it wishes to facilitate the applicant’s reintegration into
society, the Board had to determine whether the applicant’s release would
result in an unacceptable risk for society, the protection of society being the
paramount consideration . . .”: Decision at para. 36.
[19]
With regard to the
assessment of the facts, the Federal Court judge found that the Board’s
decision was sufficiently detailed and addressed elements that were relevant to
assessing the appellant’s risk of reoffending: Decision at para. 37. She
was also of the opinion that, given the evidence in the record, it was
reasonable for the Board to conclude that the appellant’s progress over the six
months preceding its decision had not reduced his risk of reoffending: Decision
at paras. 38 and 39.
ISSUE
[20]
The only issue is
whether, in the light of Steele, Pinet and Mooring, the
Federal Court judge erred in deciding that the Board had applied the correct
legal tests to dispose of the appellant’s application for parole.
PARTIES’ RESPECTIVE POSITIONS
[21]
According to the
appellant, the Board erred in law in (a) not considering the length of his
imprisonment when assessing his risk to society (Steele); (b) not
applying the least restrictive measure possible in order to protect society (Pinet);
and (c) not agreeing to consider all the relevant information the appellant
wished to submit in support of his application for parole (Mooring). The
Federal Court judge neither identified nor corrected these errors and therefore
also made errors in law.
[22]
According to the
respondent, the Board was only required to examine whether the appellant’s
release into the community would present an unacceptable risk to society in the
light of the principles and criteria set out at sections 100 to 102 of the
Act. The Board considered these principles and criteria. Consequently, the
Appeal Division and the Federal Court judge did not err in refusing to intervene.
PERTINENT LEGISLATION
[23]
Part II of the Act
deals with conditional release, detention and long-term supervision. For the
purposes of this appeal, the following definitions from Part II are
relevant:
99. (1) In this Part,
“parole”
means full parole or day parole;
“full parole” means the authority granted to an offender by the Board or a
provincial parole board to be at large during the offender’s sentence;
“day
parole” means the
authority granted to an offender by the Board or a provincial parole board to
be at large during the offender’s sentence in order to prepare the offender
for full parole or statutory release, the conditions of which require the
offender to return to a penitentiary, community-based residential facility,
provincial correctional facility or other location each night or at another
specified interval;
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99. (1) Les
définitions qui suivent s’appliquent à la présente partie.
«
libération conditionnelle » Libération conditionnelle totale ou semi-liberté.
« libération
conditionnelle totale » Régime accordé sous l’autorité de la Commission ou d’une commission
provinciale et permettant au délinquant qui en bénéficie d’être en liberté
pendant qu’il purge sa peine.
«
semi-liberté »
Régime de libération conditionnelle limitée accordé au délinquant, pendant qu’il
purge sa peine, sous l’autorité de la Commission ou d’une commission
provinciale en vue de le préparer à la libération conditionnelle totale ou à
la libération d’office et dans le cadre duquel le délinquant réintègre chaque
soir — ou à tout autre intervalle précisé — l’établissement résidentiel
communautaire, le pénitencier, l’établissement correctionnel provincial ou
tout autre lieu précisé.
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[24]
Under
paragraph 107(1)(a) of the Act, the Board has exclusive
jurisdiction and absolute discretion to grant parole to an offender, subject to
certain statutes, specifically the Criminal Code provisions specifying
or providing for a minimum period of imprisonment before an offender becomes
eligible for parole.
[25]
Section 100 of
the Act describes the purpose of conditional release.
100. The purpose of conditional release is to
contribute to the maintenance of a just, peaceful and safe society by means
of decisions on the timing and conditions of release that will best facilitate
the rehabilitation of offenders and their reintegration into the community as
law-abiding citizens.
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100. La mise en liberté sous condition vise à
contribuer au maintien d’une société juste, paisible et sûre en favorisant,
par la prise de décisions appropriées quant au moment et aux conditions de
leur mise en liberté, la réadaptation et la réinsertion sociale des
délinquants en tant que citoyens respectueux des lois.
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[26]
In that regard,
subsection 128(1) expressly provides that an offender who is released on
parole nonetheless continues to serve his or her sentence until its expiration
according to law:
128. (1) An offender who is released on
parole, statutory release or unescorted temporary absence continues, while
entitled to be at large, to serve the sentence until its expiration according
to law.
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128. (1) Le délinquant qui bénéficie d’une
libération conditionnelle ou d’office ou d’une permission de sortir sans
escorte continue, tant qu’il a le droit d’être en liberté, de purger sa peine
d’emprisonnement jusqu’à l’expiration légale de celle-ci.
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[27]
The criteria the
Board must apply when granting parole are set out in section 102 of the
Act, namely (a) the offender will not, by reoffending, present an undue risk to
society before the expiration according to law of the sentence the offender is
serving; and (b) the release of the offender will contribute to the protection
of society by facilitating the reintegration of the offender into society as a
law-abiding citizen:
102. The
Board or a provincial parole board may grant parole to an offender if, in its
opinion,
(a) the offender will not, by
reoffending, present an undue risk to society before the expiration according
to law of the sentence the offender is serving; and
(b) the release of the offender will
contribute to the protection of society by facilitating the reintegration of
the offender into society as a law-abiding citizen.
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102. La
Commission et les commissions provinciales peuvent autoriser la libération
conditionnelle si elles sont d’avis qu’une récidive du délinquant avant l’expiration
légale de la peine qu’il purge ne présentera pas un risque inacceptable pour
la société et que cette libération contribuera à la protection de celle-ci en
favorisant sa réinsertion sociale en tant que citoyen respectueux des lois.
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[28]
The principles that
guided the Board in achieving the purpose of conditional release in its
decision regarding the appellant dated June 16, 2010, were set out as
follows in section 101 of the Act as it then read.
101. The
principles that shall guide the Board and the provincial parole boards in
achieving the purpose of conditional release are
(a) that the protection of
society be the paramount consideration in the determination of any case;
(b) that parole boards take into
consideration all available information that is relevant to a case, including
the stated reasons and recommendations of the sentencing judge, any other
information from the trial or the sentencing hearing, information and
assessments provided by correctional authorities, and information obtained
from victims and the offender;
(c) that parole boards enhance
their effectiveness and openness through the timely exchange of relevant
information with other components of the criminal justice system and through
communication of their policies and programs to offenders, victims and the
general public;
(d) that parole boards make the
least restrictive determination consistent with the protection of society;
(e) that parole boards adopt and
be guided by appropriate policies and that their members be provided with the
training necessary to implement those policies; and
(f) that offenders be provided
with relevant information, reasons for decisions and access to the review of
decisions in order to ensure a fair and understandable conditional release
process.
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101. La Commission et les commissions provinciales sont guidées dans l’exécution
de leur mandat par les principes qui suivent :
a) la protection de la société est
le critère déterminant dans tous les cas;
b) elles doivent tenir compte de
toute l’information pertinente disponible, notamment les motifs et les
recommandations du juge qui a infligé la peine, les renseignements
disponibles lors du procès ou de la détermination de la peine, ceux qui ont
été obtenus des victimes et des délinquants, ainsi que les renseignements et
évaluations fournis par les autorités correctionnelles;
c) elles accroissent leur
efficacité et leur transparence par l’échange de renseignements utiles au
moment opportun avec les autres éléments du système de justice pénale d’une
part, et par la communication de leurs directives d’orientation générale et
programmes tant aux délinquants et aux victimes qu’au public, d’autre part;
d) le règlement des cas doit,
compte tenu de la protection de la société, être le moins restrictif
possible;
e) elles s’inspirent des directives
d’orientation générale qui leur sont remises et leurs membres doivent
recevoir la formation nécessaire à la mise en oeuvre de ces directives;
f) de manière à assurer l’équité et
la clarté du processus, les autorités doivent donner aux délinquants les
motifs des décisions, ainsi que tous autres renseignements pertinents, et la
possibilité de les faire réviser.
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[29]
These principles were
slightly amended by the recent Safe Streets and Communities Act, mainly
to provide for an increased role for victims, and to replace the principle of
the least restrictive determination by that of decisions “that are limited to
only what is necessary and proportionate to the purpose of conditional release”.
In their latest version, sections 100.1 and 101 of the Act thus read as
follows:
100.1 The
protection of society is the paramount consideration for the Board and the
provincial parole boards in the determination of all cases
101. The
principles that guide the Board and the provincial parole boards in achieving
the purpose of conditional release are as follows:
(a) parole boards take into
consideration all relevant available information, including the stated
reasons and recommendations of the sentencing judge, the nature and gravity
of the offence, the degree of responsibility of the offender, information
from the trial or sentencing process and information obtained from victims,
offenders and other components of the criminal justice system, including
assessments provided by correctional authorities;
(b) parole boards enhance their
effectiveness and openness through the timely exchange of relevant
information with victims, offenders and other components of the criminal
justice system and through communication about their policies and programs to
victims, offenders and the general public;
(c) parole boards make decisions
that are consistent with the protection of society and that are limited to
only what is necessary and proportionate to the purpose of conditional
release;
(d) parole boards adopt and are
guided by appropriate policies and their members are provided with the
training necessary to implement those policies; and
(e) offenders are provided with
relevant information, reasons for decisions and access to the review of
decisions in order to ensure a fair and understandable conditional release
process.
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100.1 Dans
tous les cas, la protection de la société est le critère prépondérant
appliqué par la Commission et les commissions provinciales.
101. La
Commission et les commissions provinciales sont guidées dans l’exécution de
leur mandat par les principes suivants :
a) elles
doivent tenir compte de toute l’information pertinente dont elles disposent,
notamment les motifs et les recommandations du juge qui a infligé la peine,
la nature et la gravité de l’infraction, le degré de responsabilité du
délinquant, les renseignements obtenus au cours du procès ou de la
détermination de la peine et ceux qui ont été obtenus des victimes, des
délinquants ou d’autres éléments du système de justice pénale, y compris les
évaluations fournies par les autorités correctionnelles;
b) elles
accroissent leur efficacité et leur transparence par l’échange, au moment
opportun, de renseignements utiles avec les victimes, les délinquants et les
autres éléments du système de justice pénale et par la communication de leurs
directives d’orientation générale et programmes tant aux victimes et aux
délinquants qu’au grand public;
c) elles
prennent les décisions qui, compte tenu de la protection de la société, ne
vont pas au-delà de ce qui est nécessaire et proportionnel aux objectifs de
la mise en liberté sous condition;
d) elles
s’inspirent des directives d’orientation générale qui leur sont remises et
leurs membres doivent recevoir la formation nécessaire à la mise en oeuvre de
ces directives;
e) de
manière à assurer l’équité et la clarté du processus, les autorités doivent
donner aux délinquants les motifs des décisions, ainsi que tous autres
renseignements pertinents, et la possibilité de les faire réviser.
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ANALYSIS
Guiding principles
[30]
The Supreme Court of
Canada clarified the Board’s role in matters of parole in R. v. Shropshire,
[1995] 4 S.C.R. 227; R. v. M. (C.A.), [1996] 1 S.C.R. 500; and R. v.
Zinck, [2003] 1 S.C.R. 41. Six guiding principles emerge:
a.
parole is a condition
of the sentence;
b.
parole is possible
only insofar as the legislation permits it;
c.
when it is possible,
parole is within the discretion of the Board;
d.
the Board must,
however, adhere to the principles of fundamental justice when it decides
whether or not to grant parole to an offender;
e.
in that respect, the
Board is also governed by the legal framework established by Parliament, which
may establish appropriate criteria for that purpose, including taking into
account the protection of society as the paramount consideration;
f.
in this context, the
factors considered by the Board are not those that apply during sentencing. Rather,
it is matter of observing the personality and behaviour of the offender during
the offender’s imprisonment in order to assess the danger he or she presents to
society and his or her ability to re-enter the community.
[31]
The underpinnings of
the parole system have been commented on by Chief Justice Lamer in R. v. M.
(C.A.), above. After a careful review of the origins of our current system
(at paras. 58 to 61), he concluded that the Act provides for a system that
enforces sentences rather than one that reduces them: see paras. 62 and 64
of the decision. He wrote the following at paragraph 62:
In short, the history, structure and existing practice of
the conditional release system collectively indicate that a grant of parole
represents a change in the conditions under which a judicial sentence must be
served, rather than a reduction of the judicial sentence itself.
. . . But even though the conditions of incarceration are subject to
change through a grant of parole to the offender’s benefit, the offender’s
sentence continues in full effect. The offender remains under the strict
control of the parole system, and the offender’s liberty remains significantly
curtailed for the full duration of the offender’s numerical or life sentence.
The deterrent and denunciatory purposes which animated the original sentence
remain in force, notwithstanding the fact that the conditions of sentence have
been modified. . . .
(Emphasis added)
[32]
R. v. Shropshire, above, dealt with the criteria and
principles that should guide the trial judge asked to determine whether there
is reason to extend the period of parole ineligibility beyond the statutory
minimum in the case of a conviction for second-degree murder. Justice
Iacobucci, writing for the Supreme Court of Canada, noted that parole is not
guaranteed, that it is only possible when a statute provides for it and that it
is granted only when the Board is of the opinion that the criteria set out in
the Act are met:
On another note, I do not find that permitting trial judges
to extend the period of parole ineligibility usurps or impinges upon the
function of the parole board. I am cognizant of the fact that, upon the
expiry of the period of parole ineligibility, there is no guarantee of release
into the public. At that point, it is incumbent upon the parole board to
assess the suitability of such release, and in so doing it is guided by the
legislative objectives of the parole system: see ss. 101 and 102 of the Corrections
and Conditional Release Act, S.C. 1992, c. 20.
(R. v. Shropshire, above, at para. 34. Emphasis
added.)
[33]
Moreover, “the actual
granting of full parole remains within the discretion of the National
Parole Board”: R. v. M. (C.A.), above, at para. 69. In exercising
this discretion, the Board must, of course, take into account factors defined
by Parliament and principles of fundamental justice.
[34]
Justice LeBel
reiterated these principles in R. v. Zinck, above, at paras. 19 and 20. He
adds that the sentencing process is quite different from the parole process,
the latter process being based mainly on the observation and assessment of the
personality and behaviour of the offender, focusing on dangerousness and the
offender’s ability to re-enter the community.
[19]
Determining the date and conditions of parole eligibility is usually the
prerogative of an administrative body, the Parole Board, in the discharge of
its supervisory functions over the execution of sentences. Over time, however,
the focus of legislation has shifted. The Corrections and Conditional
Release Act (the “Act”) now puts more emphasis than before on the
protection of the public and less on pure rehabilitation objectives and
concerns. . . . Nevertheless, the decision-making process under the
Act remains much different from the judicial determination of a fit sentence. It
is largely based on the ongoing observation and assessment of the personality
and behaviour of the offender during his or her incarceration, which focuses on
dangerousness and the offender’s ability to re-enter the community . . .
Such a process may extend over several years and lead to decisions that are
highly attentive to context and based, at least in part, on what actually
happened during the incarceration of the offender.
(Emphasis
added)
[35]
Having established
these guiding principles, it is now time to examine one by one the cases referred
to by the appellant in support of his appeal, namely Steele, Pinet and
Mooring.
Steele
[36]
Steele deals with the case of an individual who
was declared a dangerous offender and had passed almost 37 years of his life in
prison. The case concerned the manner in which the provisions of the Criminal
Code dealing with dangerous offenders had been applied to the offender in
question. It was argued that the offender’s lengthy incarceration was cruel and
unusual under section 12 of the Canadian Charter of Rights and Freedoms,
Part I of The Constitution Act, 1982, being Schedule B to the Canada
Act 1982 (U.K.), 1982, c. 11 (the Charter).
[37]
In R. v. Lyons,
[1987] 2 S.C.R. 309, Justice La Forest, writing on this issue on behalf of
the Supreme Court of Canada, determined that an indeterminate sentence, without
any other safeguards, could violate section 12 of the Charter. However, he
found that since, under the Act, the Board is required to regularly review the
continued incarceration of dangerous offenders, sentences can be tailored to
fit the circumstances. He concluded, therefore, that section 12 had not
been violated.
[38]
In the light of this
decision, Justice Cory concluded that Mr. Steele's sentence to an
indeterminate term as a dangerous sexual offender was not in itself contrary to
section 12 of the Charter and that the sentence imposed upon him was
therefore lawful: Steele at p. 1410.
[39]
Mr. Steele, whose
position had been accepted by both the trial judge and the British Columbia
Court of Appeal, submitted, however, that continued incarceration of a
dangerous offender could become cruel and unusual punishment contrary to the
Charter in spite of the Board’s responsible and careful application of the
parole review process in the case of dangerous offenders. Justice Cory rejected
this position as being contrary to the doctrine of R. v. Lyons: Steele
at pp. 1410-1411. In Justice Cory’s opinion, Mr. Steele’s
unlawful incarceration could not have been caused by a flaw in the dangerous
offender provisions, but rather by errors made by the Board in the consideration
and application of the statutory criteria for granting parole. At p. 1412
of Steele, he wrote as follows:
It is only by a careful consideration and application of
these [statutory] criteria that the indeterminate sentence can be made to fit
the circumstances of the individual offender. Doing this will ensure that the
dangerous offender sentencing provisions do not violate s. 12 of the
Charter. If it is clear on the face of the record that the Board has
misapplied or disregarded those criteria over a period of years with the result
that an offender remains incarcerated far beyond the time he or she should have
been properly paroled, then the Board’s decision to keep the offender
incarcerated may well violate s. 12. In my opinion, this is such a case.
[40]
One of the criteria
examined in Steele was whether the inmate had derived the maximum
benefit from imprisonment. According to the appellant, the Board should have
considered this criterion to comply with Steele and thus avoid a flaw in
its decision that could lead to the conclusion that his continued incarceration
for over 25 years is contrary to section 12 of the Charter.
[41]
The appellant
misunderstands the scope of Steele, for two reasons.
[42]
First, Steele is not necessarily
relevant in the present matter. Indeed, important distinctions must be drawn
between offenders sentenced to imprisonment for life, such as the appellant,
and dangerous offenders sentenced to imprisonment for an indeterminate period,
such as in the case of Mr. Steele.
[43]
Indeed, the appellant
was sentenced to two concurrent life sentences, and under the Act, he is
eligible for parole only after serving at least 25 years of his sentence. It is
worth recalling that, in R. v. Luxton, [1990] 2 S.C.R. 711, the Supreme
Court of Canada decided that Parliament’s decision to punish first-degree
murder with life imprisonment without eligibility for parole for 25 years does
not violate the rights guaranteed by sections 7 (right to life, liberty
and security of the person), 9 (right not to be arbitrarily detained or
imprisoned) and 12 (right not to be subjected to any cruel and unusual
treatment or punishment) of the Charter.
[44]
At the time, Chief
Justice Lamer made the following comments:
These sections provide for punishment of the most serious
crime in our criminal law, that of first degree murder. This is a crime that
carries with it the most serious level of moral blameworthiness, namely
subjective foresight of death. The penalty is severe and deservedly so. The
minimum 25 years to be served before eligibility for parole reflects society’s
condemnation of a person who has exploited a position of power and dominance to
the gravest extent possible by murdering the person that he or she is forcibly
confining. The punishment is not excessive and clearly does not outrage our
standards of decency. In my view, it is within the purview of Parliament, in
order to meet the objectives of a rational system of sentencing, to treat our
most serious crime with an appropriate degree of certainty and severity. I
reiterate that even in the case of first degree murder, Parliament has been
sensitive to the particular circumstances of each offender through various
provisions allowing for the royal prerogative of mercy, the availability of
escorted absences from custody for humanitarian and rehabilitative purposes and
for early parole: . . .
(R. v. Luxton, above, at pp. 724-725)
[45]
Steele is concerned with an indeterminate
sentence and is therefore not necessarily relevant to sentences for
imprisonment for life, certainly not for the first 25 years of imprisonment
following such a conviction. Moreover, as will be discussed later, even
assuming that Steele was of some relevance to someone who has served at
least 25 years of a life sentence, the refusal to grant parole after this
period does not in itself constitute cruel and unusual punishment under
section 12 of the Charter as long as Parliament’s criteria for determining
whether or not to grant parole were considered and applied by the Board.
[46]
Second, while it is true that, in Steele,
Justice Cory identified the criterion of whether the inmate has derived the
maximum benefit from imprisonment, this criterion was one of the criteria set
out in the Parole Act, R.S.C. (1985), c. P-2, as it stood at the time. Subsection
16(1) of the Act, reproduced at page 1409 of Steele, then provided as
follows:
16. (1) The
Board may
(a) grant parole
to an inmate, subject to any terms or conditions it considers desirable, if the
Board considers that
(i) in the case of a
grant of parole other than day parole, the inmate has derived the maximum
benefit from imprisonment,
(ii) the reform and
rehabilitation of the inmate will be aided by the grant of parole, and
(iii) the release of the
inmate on parole would not constitute an undue risk to society;
(Emphasis added)
[47]
Justice Cory was thus
commenting on the criteria set out in the version of the Parole Act that
was then in effect. He did not identify the criterion of whether the inmate has
derived the maximum benefit from imprisonment as a condition of the
constitutional validity of the assessment made by the Board of applications for
parole. He simply reiterated the statutory criteria applicable at the time.
[48]
The criteria have
evolved considerably over time. They are now set out in section 102 of the
Act: (a) the offender will not, by reoffending, present an undue risk to
society before the expiration according to law of the sentence the offender is
serving; and (b) the release of the offender will contribute to the protection
of society by facilitating the reintegration of the offender into society as a
law-abiding citizen. The paramount consideration is the protection of society. The
criterion “the inmate has derived the maximum benefit from imprisonment” is no
longer expressly stated in the Act.
[49]
Steele did not limit the criteria Parliament
may select to guide the Board as it exercises its discretion to grant parole. Parliament
may still amend these criteria and establish new ones, as long as they comply
with the Charter.
[50]
Consequently, since,
in the appellant’s case, the Board considered the criteria set out in the Act,
and absent a constitutional challenge of the provisions of the Act setting out
these criteria, the Court cannot conclude that the Board’s decision regarding
the appellant violates section 12 of the Charter or the teachings of Steele
in any way.
Pinet
[51]
The Pinet case
involved an individual charged with murder and found not criminally responsible
on account of mental disorder. First, it is useful to describe the context of
this decision.
[52]
In R. v. Swain,
[1991] 1 S.C.R. 933, the Supreme Court of Canada ruled that the prior
provisions of the Criminal Code providing that an accused who is “insane”
should be kept in strict custody “until the pleasure of the lieutenant governor
of the province is known” were contrary to section 7 of the Charter since
they did not provide for a periodic review, investigation or other form of
procedural safeguard whatsoever.
[53]
In response to this
decision, Parliament enacted Part XX.1 of the Criminal Code,
entitled “Mental Disorder”. Under this part of the Criminal Code, a
review board must make the least onerous and least restrictive disposition to
the accused where a verdict of not criminally responsible on account of mental
disorder has been rendered in respect of the accused. Section 672.54 of
the Criminal Code provides as follows:
672.54 Where
a court or Review Board makes a disposition under subsection 672.45(2) or
section 672.47 or 672.83, it shall, taking into consideration the need to protect
the public from dangerous persons, the mental condition of the accused, the
reintegration of the accused into society and the other needs of the accused,
make one of the following dispositions that is the least onerous and least
restrictive to the accused:
(a) where a verdict of not
criminally responsible on account of mental disorder has been rendered in
respect of the accused and, in the opinion of the court or Review Board, the
accused is not a significant threat to the safety of the public, by order,
direct that the accused be discharged absolutely;
(b) by order, direct that the
accused be discharged subject to such conditions as the court or Review Board
considers appropriate; or
(c) by order, direct that the
accused be detained in custody in a hospital, subject to such conditions as
the court or Review Board considers appropriate.
[Emphasis
added]
|
672.54 Pour
l’application du paragraphe 672.45(2) ou des articles 672.47 ou 672.83, le
tribunal ou la commission d’examen rend la décision la moins sévère et la
moins privative de liberté parmi celles qui suivent, compte tenu de la
nécessité de protéger le public face aux personnes dangereuses, de l’état
mental de l’accusé et de ses besoins, notamment de la nécessité de sa
réinsertion sociale :
a) lorsqu’un
verdict de non-responsabilité criminelle pour cause de troubles mentaux a été
rendu à l’égard de l’accusé, une décision portant libération inconditionnelle
de celui-ci si le tribunal ou la commission est d’avis qu’il ne représente
pas un risque important pour la sécurité du public;
b) une
décision portant libération de l’accusé sous réserve des modalités que le
tribunal ou la commission juge indiquées;
c) une
décision portant détention de l’accusé dans un hôpital sous réserve des
modalités que le tribunal ou la commission juge indiquées.
(Je souligne)
|
[54]
In Winko v.
British Columbia (Forensic Psychiatric Institute), [1999] 2 S.C.R. 625 (Winko),
the Supreme Court of Canada held that this provision did not infringe the
Charter rights to liberty, security of the person and equality given that an
accused who is found not criminally responsible on account of mental disorder
must be granted “an absolute discharge . . . unless the court or
Review Board is able to conclude that they pose a significant risk to the
safety of the public”: Winko at para. 3. In the same decision,
Justice McLachlin made the following comment at paragraph 42:
By creating an assessment-treatment alternative for the
mentally ill offender to supplant the traditional criminal law conviction-acquittal
dichotomy, Parliament has signalled that the NCR [not criminally responsible] accused
is to be treated with the utmost dignity and afforded the utmost liberty
compatible with his or her situation. The NCR accused is not to be punished.
Nor is the NCR accused to languish in custody at the pleasure of the Lieutenant
Governor, as was once the case. Instead, having regard to the twin goals of
protecting the safety of the public and treating the offender fairly, the NCR
accused is to receive the disposition “that is the least onerous and least
restrictive” one compatible with his or her situation, be it an absolute
discharge, a conditional discharge or detention: s. 672.54.
(Emphasis added)
[55]
In Penetanguishene
Mental Health Centre v. Ontario (Attorney General), 2004 SCC 20, [2004] 1
S.C.R. 498, rendered concurrently with Pinet, the Supreme Court of
Canada added that even if a review board concludes that an accused who has been
found not criminally responsible on account of mental disorder poses a
significant threat to the safety of the public and can therefore not be
discharged, it must nonetheless make the order that is the least onerous and
least restrictive to the accused in terms of his or her detention in a
psychiatric hospital.
[56]
In Pinet, the
review board had reasonably concluded that Mr. Pinet was not a suitable
candidate for an absolute discharge or a conditional release. His continued
detention in a hospital was therefore imperative. The Supreme Court of Canada
was asked to determine whether the Board had considered the least onerous and
least restrictive requirement when it found that Mr. Pinet should be
detained in a maximum security hospital rather than a hospital with a lower
security level. Justice Binnie, writing for the Court, concluded that the
review board had not considered the requirement when determining the conditions
of the detention. This error in law led to the review board’s neglecting to
consider important factors that could have weighed in favour of detention in a
less restrictive hospital environment.
[57]
The appellant submits
that in its decision regarding him, the Board did not refer to the principle of
making the least restrictive determination under paragraph 101(d)
of the Act as it read at the time of this decision dated June 16, 2010,
and that, in this case, the Federal Court judge should have intervened given
that the absence of any consideration of this requirement is an error in law: Pinet
at para. 49.
[58]
To begin with, I note
that there are few similarities between the provisions of the Criminal Code
regarding an accused found not criminally responsible on account of mental
disorder and those of the Act regarding the conditional release of an offender.
The former deal with the freedom of individuals who should not be punished and
who require frequent medical care, and the latter are simply concerned with managing
offenders’ sentences after they have been found criminally responsible. The
decision to deprive an accused who has been found not criminally responsible on
account of mental disorder of his or her liberty is based on the accused’s
mental disorder and not his or her guilt. This is not the case of an offender
who is deprived of his or her liberty in order to be punished for the offences
he or she has committed. These are two clearly distinct situations that hardly
lend themselves to comparison.
[59]
Indeed, these
distinctions are reflected in the statutory provisions at issue.
[60]
In the case of an
accused who is found not criminally responsible on account of a mental disorder,
the Criminal Code provides for the “least onerous and least restrictive
requirement” for dispositions. Moreover, when a review board is of the opinion
that an accused cannot be released given the risk he or she poses to the safety
of the public, it must nonetheless establish conditions of the accused’s
detention in a hospital while taking into consideration the least onerous and
least restrictive requirement.
[61]
In the case of an
offender, the Act provides quite clearly that “the protection of society [is]
the paramount consideration in the determination of any case”: para. 101(a)
of the Act as it read at the time of the Board’s decision and s. 100.1 of
the Act as it reads now. This paramount consideration will always trump
the principle of the least restrictive determination. In addition, if the Board
concludes that it cannot grant the offender parole, in contrast to a review
board, it cannot establish conditions for continued incarceration.
[62]
Since the Board
concluded that paroling the appellant posed an unacceptable risk to society, it
did not have to question this conclusion in the light of the principle of the
least restrictive determination. Indeed, in the offender’s case, the paramount
consideration under the Act, in all circumstances, remains the protection of
society, and the principle of the least restrictive determination is contingent
upon this paramount consideration and cannot under any circumstances replace
it.
[63]
In the present case,
given that the appellant’s parole poses an unacceptable risk to society, the
Board did not have to examine the principle of the least restrictive
determination. It therefore did not err in law by not discussing this principle
in its decision.
[64]
I note that the
principle of the least restrictive determination was recently replaced by the
principle of the decision that is “limited to only what is necessary and
proportionate to the purpose of conditional release”: para. 101(c) of
the Act as it reads now.
Mooring
[65]
The Mooring
decision concerns a decision in which the Board revoked an offender’s parole. This
decision was made partly on the basis of evidence gathered in a manner that may
have violated the offender’s constitutional rights.
[66]
At paragraphs 25
and 26 of Mooring, Justice Sopinka noted that the Board was not
exercising a judicial or quasi-judicial function and that it did not hear and
assess evidence, but instead acted on information gathered in the course of an
investigation rather than an adversarial proceeding. He therefore concluded
that neither the Board itself nor the proceedings in which it engages were
designed to engage in the balancing of factors required by
subsection 24(2) of the Charter, which provides for the exclusion of
evidence that would bring the administration of justice into disrepute.
[67]
The Board must
nonetheless act fairly and respect the principles of fundamental justice: Mooring,
at paras. 34 and 38. In accordance with these principles, it must
therefore ensure that the information on the basis of which it decides whether
or not to grant parole is “reliable and persuasive”: Mooring, at
para. 36. In that respect, the paramount consideration of the protection
of society under the Act is the guiding principle where the Board is required
to rule on the admissibility of a particular piece of information: Mooring at
para. 37.
[68]
The appellant submits
that Mooring imposes on the Board the duty to accept all the information
that an inmate deems relevant and that the inmate may submit in support of his
or her application for parole. Mooring is not as far-reaching as the
appellant argues. That case allows the Board to consider information that would
not otherwise be admissible in a criminal trial, as long as it is “reliable and
persuasive”. Mooring does not oblige the Board to consider all the
factors before it, but instead allows it to consider information that would perhaps
not be otherwise admissible.
[69]
The Board’s duty to
take into account all available information that is relevant does not arise
from Mooring, but rather from the provisions of the Act and the duty to
respect the principles of fundamental justice. Paragraph 101(a) of the
Act, as it stands now (echoing paragraph 101(b) of the Act as it
was when the Board issued its decision) provides expressly that the Board must
take into consideration all relevant available information, including
information obtained from the offender.
[70]
This statutory
obligation, which flows from the principles of fundamental justice, does not mean
that the Board must accept and take into account all the information an inmate
wishes to produce. Only the “relevant” information must be considered, that is,
any information relating to the criteria that should guide the Board’s
decision. Relevant information is information that can establish whether the
offender will, by reoffending, present an unacceptable risk to society if the
offender is granted parole, or whether the offender’s release will contribute
to the protection of society by fostering the offender’s reintegration into the
community as a law-abiding citizen.
[71]
It is the Board’s
role to determine which information is relevant for that purpose. The Board’s
decision in this matter therefore calls for considerable deference.
[72]
The appellant
nonetheless submits that the Board refused to take into account the adversarial
atmosphere between him and the Correctional Service of Canada and that this
refusal was unreasonable. According to the appellant, this information was
relevant for the purposes of assessing the risk he poses to society and his
reintegration into society.
[73]
Indeed, the appellant
refuses to recognize his responsibility for the murders of which he was
convicted and for which he was given a harsh sentence. He denies committing
these crimes. According to the appellant, his refusal to acknowledge his guilt
is one of the main causes of his difficulties with Correctional Services, and,
in turn, these difficulties undermine his efforts to be granted parole by the
Board.
[74]
Offenders who
maintain their innocence of the crimes of which they were convicted often
refuse to take appropriate action to correct their criminal behaviour. They can
also have trouble obtaining a reduced security rating, which can have an effect
on their applications for parole. How should the Board conduct investigations
in the cases of such offenders? This is an issue on which the Canadian case law
seems silent, but that the courts in the United Kingdom have examined on a few
occasions.
[75]
I have gleaned the
following principles from the U.K. case law:
a.
It is clear that when
the Board reviews an application for parole, it must assume that the offender is
guilty of the offence of which he or she was convicted. It is not the Board’s
role to investigate the offender’s guilt or to question the offender’s
conviction or sentence: R. v. The Parole Board and the Home Secretary, ex
parte Oyston (2000), [2000] All E.R. (D) 274 (CA Civ.), The Independent,
17 April 2000.
b.
In contrast, parole
cannot be denied solely on the ground that the offender denies his or her guilt:
R. v. Home Secretary, ex. p. Zulfikar, [1996] COD 256; The Times, 26
July 1995.
c.
However, a denial of
guilty accompanied by the offender’s refusal to correct his or her
criminal behaviour is a factor the Board must take into account when assessing
the offender’s risk to society: R. v. Home Secretary, ex parte Lillycorp,
The Times, 13 December 1996.
d.
Indeed, when denial
of guilt also translates into the offender’s refusal to take action to correct
his or her criminal behaviour, it is often difficult for the Board to properly
assess the risk to society. The Board must therefore proceed on a case-by-case
basis. When, in such circumstances, the Board can still not properly assess the
risk, the protection of society criterion must prevail.
[76]
Lord Bingham made the
following comments about this issue in R. v. Parole Board and the Home
Secretary, ex parte Oyston, above:
Convicted prisoners who persistently deny the commission of the offence or
offences of which they have been convicted present the Parole Board with
potentially very difficult decisions. Such prisoners will probably not express
contrition or remorse or sympathy for any victim. They will probably not engage
in programmes designed to address the causes of their offending behaviour.
Since they do not admit having offended they will only undertake not to do in
the future what they do not accept having done in the past. Where there is no
admission of guilt, it may be feared that a prisoner will lack any motivation
to obey the law in the future. Even in such cases, however, the task of the
Parole Board is the same as in any other case: to assess the risk that the
particular prisoner if released on parole, will offend again. It can give no
credence to the prisoner’s denial. Such denial will always be a factor and may
be a significant factor in the Board’s assessment of risk, but it will only be
one factor and must be considered in the light of all other relevant factors.
In almost any case the Board would be quite wrong to treat the prisoner’s
denial as irrelevant, but also quite wrong to treat a prisoner’s denial as
necessarily conclusive against the grant of parole.
[77]
This is the approach
that was followed by the Board in the case at bar.
[78]
In its decision dated
December 16, 2009, the Board defined its expectations of the appellant
despite his denials of guilt for his crimes. During its review on June 16,
2010, the Board gave the appellant ample opportunity to argue that his denials
of guilt were the root of his trouble in following correctional programs: AB at
pp. 713 to 727, 788, 791. The Board also gave the appellant ample opportunity
to describe his difficult relationship with the officers of the Correctional
Service of Canada: AB at pp. 737, 746-747, 751 to 753, 755 to 762.
[79]
At the review, and in
its decision dated June 16, 2010, the Board stated that it had not
considered the appellant’s denials of guilt when denying him parole: AB at pp.
685 and 727. Instead, the Board made its decision on the basis of the criteria
set out in the Act and followed them by taking into account the information
before it, including the information provided by the appellant during the review.
I can see no overriding error in the Board’s decision in that regard.
CONCLUSION
[80]
For these reasons, I
would dismiss the appeal.
“Robert M. Mainville”
“I agree.
Marc Noël
J.A.”
“I agree.
J.D. Denis
Pelletier J.A.”
Certified true
translation
François Brunet, Revisor