Date: 20121227
Docket: T-195-12
Citation: 2012 FC 1546
[UNREVISED
ENGLISH CERTIFIED TRANSLATION]
Ottawa, Ontario, December 27, 2012
Present: The Honourable Madam
Justice Tremblay-Lamer
BETWEEN:
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GAËTAN TREMBLAY
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Applicant
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and
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ATTORNEY GENERAL OF CANADA
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Respondent
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REASONS FOR JUDGMENT AND JUDGMENT
[1]
The applicant
is seeking judicial review pursuant to subsection 18.1(1) of the Federal
Courts Act, RSC 1985, c F-7, to have set aside a decision rendered on
December 12, 2011, by the Appeal Division of the Parole Board of Canada
[the Appeal Division], upholding a decision by the Parole Board of Canada [the
Board] dated June 8, 2011, denying the applicant’s application for day
parole and parole.
THE FACTS
[2]
The
applicant’s criminal record dates back to 1969, when he was 19 years old.
Between 1969 and 1981, he was convicted of a variety of offences, including
automobile theft, theft, causing damage, assault, mischief, breaking and
entering with theft, breach of parole, breaking and entering, possession of narcotics
for the purposes of trafficking and possession of a weapon. It was determined
that violence was an integral and pervasive part of the applicant’s lifestyle.
[3]
The
applicant is now 62 years old and has been serving a life sentence for
second degree murder since September 10, 1981, with eligibility for parole
after 15 years. On February 11, 1982, he was also sentenced to 10
years’ imprisonment for manslaughter, to be served concurrently with the life
sentence.
[4]
The
first murder was initially reported in September 1981 by the Correctional Service
of Canada [CSC]. On December 2, 1981, the Board requested a copy of the
police report in the second degree murder case. On December 29, 1981, a
CSC officer contacted a Sûreté du Québec detective to gather the relevant information. The
manslaughter was described only by the applicant, the sole witness to the
crime. Another account is provided by the CSC officer.
[5]
Between
1982 and 1983, the CSC made several requests to specific CSC institutions and
various police forces for investigation reports related to these crimes. On
June 9, 1987, the CSC asked the Sûreté du Québec to send it any reports relating to
the perpetration of these crimes.
[6]
On
February 17, 1988, the CSC asked Quebec’s Ministère de la Justice to send it the report
of the judge and/or of counsel for the Crown as well as a variety of other
documents. On February 6, 1991, the CSC asked the Service correctionnel du Québec to provide it with the
information presented during the trial.
[7]
On
April 15, 1995, the Board reviewed the information requests made to the
various bodies: the sole account of the murder was contained in the
confidential information report already in the file, and no account was
available for the manslaughter offence.
[8]
On
October 5, 1996, the CSC reiterated its request to the Palais de justice de
Québec for copies of the tapes
containing the Attorney General of Quebec’s submissions on sentencing and the
reasons given by the court in relation to sentencing, detention, eligibility
for parole and recommendations associated with the applicant’s alleged crimes.
On July 22, 1997, the transcription department informed the CSC that
hearings have only been recorded since late 1993 and that it would therefore be
impossible to obtain recordings of hearings held before then.
[9]
Over
the course of the applicant’s 30 years of incarceration, several
psychological and psychiatric reports have been prepared. These contain other
accounts of the crimes provided by the applicant to CSC professionals. Finally,
the applicant described the circumstances of the crimes once again during the
Board hearing held on June 8, 2011.
THE BOARD’S DECISION
[10]
On
the same day, June 8, 2011, the Board denied the applicant’s application
for day parole and full parole on the following grounds: the applicant’s convictions
dating back to 1969; his repeat offences since then and the aggravation of his
offences; the violent circumstances surrounding them; the lack of official
information available; the accounts related by the applicant; the statistics
relating to offenders with similar profiles; the negative personal factors; the
assessments of professionals (psychological and psychiatric reports, the most
recent of which is from 2008); the applicant’s participation in institutional
programs; the difficulties encountered in the institution; his conduct during
temporary absences; a major offence report dated September 30, 2010; the
applicant’s self-perception; a report from his case management team; his background,
childhood and personal history; his drug problems; the number of years he has
spent in correctional institutions; his explanations regarding the perpetration
of his crimes and the concerns and injustices that he raised.
[11]
In
short, the Board recognized that the applicant had made some progress while
incarcerated but noted that he still had a long way to go with respect to
certain key areas at the root of his criminal conduct.
THE DECISION OF THE
BOARD’S APPEAL DIVISION
[12]
Following
a file review, the Appeal Division concluded that there were no grounds
justifying its intervention or any modification of the Board’s decision. It was
of the view that the Board had taken into account all the available information
relevant to the offences of murder and manslaughter pursuant to
paragraph 101(b) of the Corrections and Conditional Release Act,
SC 1992 c 20 [CCRA]. A summary of the charges to which the applicant
pleaded guilty is included in the criminal profile report dated
December 13, 1991. The applicant’s file also contains various reports,
including psychological assessment reports dated September 28, 2004,
April 30, 2008, and April 1, 2011, that raise serious concerns about
the sadistic nature of the murder and its sexual overtones.
[13]
Furthermore,
the Appeal Division is of the view that the Board fairly analyzed and weighed
all the available relevant information in analyzing the applicant’s risk of re‑offending
against the pre-release criteria set out in the CCRA and Board policy, and the
information was reliable and persuasive. The written reasons for the decision
clearly indicate that the Board took into account the positive factors such as
the applicant’s compliance in the institution, his periods of incarceration in
minimum security institutions and his participation in several programs over
the years. The Board nevertheless determined that the negative factors
outweighed the positive and held that the applicant presented too high a risk
of re‑offending to be granted day parole or full parole.
[14]
In
the end, the Appeal Division found that it was reasonable for the Board to deny
the applicant’s application for day parole and full parole on account of his
serious and violent criminality, his limited self-awareness and insight and his
lack of progress with the factors contributing to his criminal conduct, which
would lower his significant risk of violent recidivism. The Board’s
determinations are the least restrictive measures consistent with the
protection of society.
ISSUE
[15]
It
must be determined first whether there has been a breach of procedural fairness
with respect to the lack of documentary evidence in the Board’s file or the
failure to provide the applicant with access to it, and then whether the
evidence is comprehensive, reliable and persuasive.
STANDARD OF REVIEW
[16]
It
is well established by the case law of this Court that procedural fairness is a
question of law to which the standard of correctness applies (Miller v
Canada (AG), 2010 FC 317 at paragraph 39 [Miller], citing Dunsmuir
v New Brunswick, 2008 SCC 9 at paragraphs 54, 79 and 87 and Canada
(Minister of Citizenship and Immigration) v Khosa, 2009 SCC 12 at paragraph 43).
Therefore, a breach of procedural fairness invalidates a decision about
eligibility for day parole and full parole (Fernandez v Canada (AG),
2011 FC 275).
[17]
However,
“the administrative decision must not be interfered with
by this Court failing clear and unequivocal evidence that the decision is quite
unfair and works a serious injustice on the inmate” (Desjardins v Canada (National Parole Board), [1989] FCJ no
910 at paragraph 9). Furthermore, “[w]hile parole is not a right but a
privilege, and therefore its revocation does not require the judicial-type
process more commonly associated with the concept of natural justice, it does require
at least an observance of fairness . . . [and] it is
necessary to consider what the nature of the consequences is for the person who
has allegedly been denied fairness” (Lathan v Solicitor
General of Canada et al,
[1984] 2 FC 734, at page 744, reiterated in Aney v Canada
(AG), 2005 FC 182 at paragraph 31).
APPLICANT’S ARGUMENTS
[18]
The applicant’s
accounts are the main source of information about the circumstances surrounding
the crimes, as it seems that none of the police reports, transcripts, psychological
and psychiatric reports produced during the hearing, pathologists’ reports or
other documents relevant to the convictions are available. He himself has been
trying since 1991 to obtain the information about his convictions, in
particular the recordings and transcripts of the statements made before the
Superior Court when his guilty plea was entered in 1981.
[19]
The
relevant provisions of the CCRA and the case law identify the CSC’s and the
Board’s procedural fairness obligations with respect to both sharing
information and ensuring the reliability of the information on which the Board
bases its decision. It is established at paragraph 28 of Gallant v Canada (Deputy Commissioner, Correctional Service Canada),
[1989] 3 FC 329, that procedural fairness dictates that the inmate must receive
all of the relevant information to enable him to make representations regarding
decisions likely to affect his rights, privileges and interests. The case law
specifies that the Board must take into account all available information that
is relevant to a case and ensure that the information on which it is relying is
exhaustive (Mooring v Canada (NPB), [1996] 1 S.C.R. 75 at paragraph 29 [Mooring]).
[20]
The applicant submits that, in this case, the CSC and the
Board failed to provide him with important information about the evidence
relating to the offences: the failure to provide this important information
represents a breach of the duty to provide information set out in the case law
and the CCRA, and therefore a breach of the principle of procedural fairness.
[21]
Secondly, the applicant submits that the Board’s finding that
he must undergo treatment for sexual delinquency is based on information that
is neither reliable nor exhaustive, since, on the one hand, very little
information is available regarding the circumstances of the offence and, on the
other hand, several experts have found in the past that the applicant did not
need to participate in a treatment program for sex offenders. The applicant
also denies the Board’s factual findings indicating that he has a sexual
problem and challenges the consideration of this element in the assessment of
his eligibility for day parole or full parole.
[22]
For these reasons, the applicant is asking the Court to set
aside the decision of June 8, 2011, and remit the file to the Board for a
new hearing.
RESPONDENT’S
ARGUMENTS
[23]
The respondent submits that the Board acted fairly by trying
to obtain all of the documents related to the police investigation and the
applicant’s convictions. It appears from the evidence in the file that the
Board and the Appeal Division made several attempts to obtain these documents.
However, criminal trials have only been recorded since 1983, and the few
documents relating to the police investigation and conviction are already in
the Board’s file.
[24]
The respondent cites paragraph 101(b) of the
CCRA, which states that the information must be available, in the sense
that it must be recorded in any form, so that it may be provided to the Board.
In this case, several documents could not be found in the Board’s files and
were therefore not available. The non-existence of the documents submitted to
the Court and/or the police investigation reports cannot result in a breach of
procedural fairness. A new hearing before the Board will not allow for the
inclusion of these documents in his file because they do not seem to be
available in any form.
[25]
Next, the available information must be relevant. Not all the
documents in the applicant’s file relate to his risk of re-offending with
respect to the parole he is seeking. The use of the term “including” in
section 102 of the CCRA indicates that the list that follows is not
exhaustive. The items following the word “including” are examples of the types
of subjects covered by the definition of the term “relevant available
information” (Canada (Information Commissioner) v Canada (Commissioner of the Royal
Canadian Mounted Police), [2003] 1 S.C.R. 66 at paragraph 29).
[26]
Furthermore,
“. . . the words ‘all available information that is relevant to
a case’ and ‘information and assessments provided by correction authorities’ do
not contemplate that the Board has an open-ended duty to actively seek
potentially relevant information from the CSC” (Miller at paragraph 54).
[27]
Finally,
the respondent submits that the decision of June 8, 2011, is reasonable
and based on all the facts available to the Board, regarding which the
applicant was given the opportunity to make representations.
ANALYSIS
[28]
As a preliminary note, in similar circumstances, the “judge
in theory has an application for judicial review from the Appeal Division’s
decision before him, but when the latter has affirmed the Board’s decision he
is actually required ultimately to ensure that the Board’s decision is lawful” (Cartier v Canada (AG),
2002 FCA 384 at paragraph 10 [Cartier]).
[29]
I
would add that “the requirements of procedural fairness must be assessed
contextually” May v Ferndale Institution, 2005 SCC
82). The Board was required to share the relevant information with the
applicant and ensure its reliability and persuasiveness in order to meet its duty
of fairness (Bouchard v Canada (AG), 2007 FC 608 at paragraphs 21-23).
[30]
Two
sections of the CCRA are relevant to this case, namely, sections 101 and 141:
101. The principles that guide the Board and the
provincial parole boards in achieving the purpose of conditional release are
as follows:
(a) parole boards take into
consideration all relevant available information, including the stated
reasons and recommendations of the sentencing judge, the nature and gravity
of the offence, the degree of responsibility of the offender, information
from the trial or sentencing process and information obtained from victims,
offenders and other components of the criminal justice system, including
assessments provided by correctional authorities;
(b) parole boards enhance their
effectiveness and openness through the timely exchange of relevant
information with victims, offenders and other components of the criminal
justice system and through communication about their policies and programs to
victims, offenders and the general public; . . .
(e) offenders are provided
with relevant information, reasons for decisions and access to the review of
decisions in order to ensure a fair and understandable conditional release
process.
141. (1) At least fifteen days before the day set for the
review of the case of an offender, the Board shall provide or cause to be
provided to the offender, in writing, in whichever of the two official
languages of Canada is requested by the offender, the information that is to
be considered in the review of the case or a summary of that information.
(2) Where
information referred to in subsection (1) comes into the possession of the
Board after the time prescribed in that subsection, that information or a
summary of it shall be provided to the offender as soon as is practicable
thereafter. . . .
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101. La Commission et les
commissions provinciales sont guidées dans l’exécution de leur mandat par les
principes suivants :
a) elles doivent tenir
compte de toute l’information pertinente dont elles disposent, notamment
les motifs et les recommandations du juge qui a infligé la peine, la nature
et la gravité de l’infraction, le degré de responsabilité du délinquant, les
renseignements obtenus au cours du procès ou de la détermination de la peine
et ceux qui ont été obtenus des victimes, des délinquants ou d’autres
éléments du système de justice pénale, y compris les évaluations fournies par
les autorités correctionnelles;
b) elles
accroissent leur efficacité et leur transparence par l’échange, au moment
opportun, de renseignements utiles avec les victimes, les délinquants et
les autres éléments du système de justice pénale et par la communication de
leurs directives d’orientation générale et programmes tant aux victimes et
aux délinquants qu’au grand public; […]
e) de manière à
assurer l’équité et la clarté du processus, les autorités doivent donner
aux délinquants les motifs des décisions, ainsi que tous autres
renseignements pertinents, et la possibilité de les faire réviser.
141. (1) Au moins quinze jours
avant la date fixée pour l’examen de son cas, la Commission fait parvenir au
délinquant, dans la langue officielle de son choix, les documents contenant
l’information pertinente, ou un résumé de celle-ci.
(2) La
Commission fait parvenir le plus rapidement possible au délinquant
l’information visée au paragraphe (1) qu’elle obtient dans les quinze jours
qui précèdent l’examen, ou un résumé de celle-ci.[…]
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[31]
According
to subsection 141(1) of the CCRA, the Board was required to share the
relevant information with the applicant at least 15 days before the hearing,
which was held on June 8, 2011. The CCRA specifically states that it is
the “relevant information” that must be shared and not all the existing
information (Strachan v Canada (AG), 2006 FC
155 at paragraph 20 [Strachan]). The evidence shows in this case
that the Board indeed provided the applicant with all of the relevant
information available to it. I adopt as my own the following words of Justice
Crampton (as he then was) regarding paragraph 101(a) of the CCRA (formerly
paragraph 101(b) of the CCRA) in Miller:
. . . the words “all available information that is relevant
to a case” and “information and assessments provided by correction authorities”
do not contemplate that the Board has an open-ended duty to actively seek
potentially relevant information from the CSC. Rather, insofar as the CSC is
concerned, those words simply require the Board to take into consideration all
information received from the CSC that is relevant to a case.
[32]
In
this case, not only were some documents unavailable or not provided by the
correctional authorities on the grounds, for example, that cases prior to 1983
were not recorded, but the Board also made a considerable effort to obtain the
greatest number of relevant documents possible. The same can be said for the
actions taken by the correctional authorities. The situation is complicated by
the fact that the applicant is the sole witness to the crimes in question. I
would also add that not all of the documents in the Board’s possession were
relevant to the assessment of the applicant’s risk of re-offending. It was open
to the Board to determine which were relevant (Miller at paragraph 54).
While the applicant alleges that he did not receive a number of documents
relating to his trial before the Superior Court, those documents were not
relevant to the Board’s decision as to the existence of a current risk
of re-offending.
[33]
As
for the reliability and quality of the information provided to the applicant,
there is no evidence to suggest that the information before the Board is not [translation] “exhaustive, clear and
persuasive”. To the contrary, the Board relied on official documents that the
applicant also has in his possession. I also adopt the following conclusions of
Justice Létourneau in Zarzour v Canada, [2000] FCA 2070 at paragraph 38:
I do not think, as the respondent appears to be
arguing, that it is always necessary to conduct an inquiry to verify
information that the Board receives. Given its needs, resources and expertise,
the Board must be given some latitude, obviously within some legal parameters,
as to the appropriate methods for guaranteeing the reliability of information
that is supplied to it. It may be appropriate to do so by an investigation or
by merely inquiring further. But confronting the person primarily affected
with the allegations made in his regard, and enabling him to comment on them
and rebut them, is also a significant method of verification which is generally
done unless there is some security problem: see section 141 of the Act and
the National Parole Board Policy Manual. Furthermore, in terms of
fairness, the confrontation ensures compliance with those principles and, in
terms of the release objective, is a way of gauging the inmate’s reaction and
his sincerity in the face of the allegations. (Emphasis added.)
[34]
In
this case, as in Miller, the applicant was given many opportunities to
comment on the allegations or circumstances surrounding the crimes, and “[t]he
Board was under no obligation to go further and actively seek to obtain Mr.
Miller’s Casework Record” (Miller at paragraph 51). Furthermore,
most of the documents used by the Board were official; there were criminal
records, professional reports, reports from the current institution or other
institutions attended by the applicant, written representations and testimony
provided by the applicant himself.
[35]
Therefore,
in the circumstances of this case, I am of the view that the applicant received
enough reliable and persuasive information to enable him to make his case fully
and respond to the Board’s allegations at the hearing on June 8, 2011. He
was also given the opportunity to rebut each of the allegations. Nevertheless,
the Board was not satisfied with his explanations. After weighing all the
relevant factors, the Board found that the applicant still had much work to do
before he could reintegrate into society.
[36]
The
requirements of procedural fairness were therefore met. Accordingly, this
application for judicial review is dismissed without costs.
JUDGMENT
THIS COURT’S JUDGMENT IS
that
the application for judicial review is dismissed without costs.
“Danièle Tremblay-Lamer”
Certified true translation
Francie Gow, BCL, LLB
FEDERAL COURT
SOLICITORS OF RECORD
DOCKET: T-195-12
STYLE OF CAUSE: Gaëtan
Tremblay v Attorney General of Canada
PLACE OF HEARING: Montréal, Quebec
DATE OF HEARING: December 19, 2012
REASONS FOR JUDGMENT
AND JUDGMENT: TREMBLAY-LAMER J.
DATED: December 27, 2012
APPEARANCES:
Nadia Golmier
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FOR THE APPLICANT
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Véronique Forest
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FOR THE RESPONDENT
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SOLICITORS OF RECORD:
Nadia Golmier
Montréal, Quebec
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FOR THE RESPONDENT
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William F. Pentney
Deputy Attorney General of Canada
Montréal, Quebec
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FOR THE RESPONDENT
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