Docket: T-211-16
Citation:
2017 FC 312
Ottawa, Ontario, March 27, 2017
PRESENT: The
Honourable Mr. Justice Bell
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BETWEEN:
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CECILIA CARROLL
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Applicant
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and
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ATTORNEY
GENERAL OF CANADA
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Respondent
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JUDGMENT AND REASONS
I.
Overview
[1]
Cecilia Carroll [Ms. Carroll] seeks judicial
review of a December 24, 2015 decision by the Canadian Human Rights Commission
[the Commission] not to refer her complaint to the Canadian Human Rights
Tribunal for inquiry, pursuant to subparagraph 44(3)(b)(i) of the Canadian
Human Rights Act, RSC, 1985, c H-6 [Act].
[2]
For the reasons herein, I would dismiss this
application for judicial review.
II.
Background
[3]
Ms. Carroll began her employment with Employment
and Social Development Canada [ESDC] in 1986. On February 3, 1993, she commenced
sick leave without pay due to back pain. Ms. Carroll has not returned to work
since, and has been receiving disability benefits from Sun Life of Canada since
1993.
[4]
In 2007, ESDC contacted Ms. Carroll regarding
her sick leave. It provided her with three options: (i) return to work; (ii)
retire on medical grounds; or (iii) be dismissed due to medical incapacity.
These directions were based upon the Treasury Board Secretariat’s Directive
on Leave and Special Working Arrangements [the Directive]. I note here that
while on sick leave without pay, Ms. Carroll continued to accumulate pension
entitlement and the employer was required to contribute to the pension plan. Since
this time, she has been unable to provide any date by which she might be able
to return to work. Ms. Carroll did not wish to choose any of these options,
preferring instead to continue to receive long term disability benefits and
remain on sick leave without pay. After having contacted her in 2007 and due to
issues unrelated to this judicial review application, the ESDC did not take any
concrete action until 2011; seventeen years after Ms. Carroll began her sick
leave. Ms. Carroll eventually agreed, “under duress”,
to apply for retirement on medical grounds, which was approved effective December
29, 2011.
[5]
In February 2012, Ms. Carroll filed a human
rights complaint before the Commission, in which she contended the application
of the Directive discriminated against persons suffering from a disability. On
March 5, 2012, the Commission advised Ms. Carroll that her complaint would not
be considered until she had pursued all remedies available to her, including
the grievance process. Accordingly, Ms. Carroll filed a grievance with ESDC
which was rejected at all three internal levels. Her union refused to refer the
matter to grievance arbitration before the Public Service Labour Relations
Board. The response at the final level of the grievance process stated that Ms.
Carroll had not provided “information concerning a
possible return to work or any necessary accommodations that could make a
return to work successful”.
[6]
On September 11, 2013, Ms. Carroll applied to
re-open her complaint before the Commission. After reviewing the complaint, the
Commission concluded it was “vexatious” within
the meaning of paragraph 41(d) of the Act in that her allegations had already
been dealt with by an alternative decision-maker, with the authority to decide
upon the issues (the grievance process). Ms. Carroll challenged this decision
by way of an application for judicial review before this Court. In Carroll v
Canada (Attorney General), 2015 FC 287, [2015] FCJ no 250 [Carroll 2015],
Mosley, J. granted the application for judicial review, quashed the
Commission’s decision and referred it back for re-determination, with
directions to render a decision based on “the full
record concerning the applicant’s grievances and its own consideration of the
merits of those grievances”. The Court went on to say that “[f]or greater certainty, the Commission shall not dismiss
the complaint pursuant to subparagraph 44(3)(b)(ii) of the [Act]”.
Importantly, I would note here that Ms. Carroll interprets Mosley, J.’s
direction as requiring the Commission to consider the full record of the
grievance she filed pursuant to the collective agreement. With respect, I do
not share that view. I interpret Mosley, J.’s direction as referring to Ms.
Carroll’s grievances in general; that is, her complaints or grievances
regarding violations of her right to be free from discrimination.
[7]
Shortly thereafter, on April 17, 2015, the
Commission informed Ms. Carroll that it had referred her complaint to an
investigator. In her oral submissions, Ms. Carroll contended that the ESDC
indicated to the investigator a willingness to mediate, but she was not made
aware of this. The Investigative Report [Report], dated September 23, 2015,
found that the “practice of applying the Directive
(former Policy) is reasonably necessary to achieve the legitimate work-related
purpose and further inquiry is not warranted”. The investigator readily
concluded that, prima facie, the Directive’s requirement that employees
on sick leave make one of the three choices outlined above was discriminatory
toward people with disabilities. She (the investigator) therefore went on to
consider the three-part test outlined in British Columbia (Public Service
Employee Relations Commission) v BCGSEU, [1999] 3 S.C.R. 3 [Meiorin],
which can be stated as follows:
1) Was
the policy, rule, practice or standard adopted for a purpose that is rationally
connected to the performance of the job?
2) Is
the policy, rule, practice or standard based on an honest and good faith belief
that it is necessary to the fulfillment of that legitimate work-related
purpose?
3) Is
the policy, rule, practice or standard reasonably necessary to achieve the
legitimate work-related purpose?
[8]
The investigator concluded that the three-part Meiorin
test was met and recommended the Commission dismiss the complaint. Both parties
were invited to make, and did make, submissions regarding the Report. Ms.
Carroll filed a “cross-disclosure submission”
[Reply] to ESDC’s response on November 19, 2015. The Commission then reviewed
the Report and the parties’ submissions, including Ms. Carroll’s Reply,
following which it dismissed her complaint pursuant to subparagraph 44(3)(b)(i)
of the Act. The Commission concluded that an inquiry was not warranted. It is
that decision of the Commission which is now being challenged by Ms. Carroll.
[9]
I note that in an e-mail message to Ms. Carroll
dated January 25, 2016, an officer of the Commission set out the material it
considered. This included the summary of the complaint, an amended summary, the
Report by investigator Erin Sweeney, both parties’ response to the Report, and
Ms. Carroll’s Reply.
III.
Issues
[10]
Ms. Carroll does not seriously question the
findings of fact, nor does she challenge the Commission’s interpretation of the
law. She does, however, appear to take exception to the application of the
facts to the law in several respects. For example, she contends the Commission
failed to deal with the substance of her complaint of discrimination, provided
insufficient reasons, and erred in its analysis with respect to the employer’s
duty to accommodate up to the point of undue hardship. She further contends
that the Commission violated her right to procedural fairness or natural
justice in that (i) the investigator did not inform her that ESDC was willing
to submit the complaint to mediation; (ii) the submissions at the grievance
stage were not before the Commission; and (iii) approximately 96 pages of her
materials (Tab H of Ms. Carroll’s materials) were not placed before the
Commission.
IV.
Analysis
A.
Standard of Review
[11]
First, I would note that sufficiency of the
reasons is not a stand-alone ground of review: Newfoundland and Labrador
Nurses' Union v Newfoundland and Labrador (Treasury Board), 2011 SCC 62 at
para 12, [2011] 3 S.C.R. 708 [Newfoundland Nurses]. The reasons must be
viewed in their entirety, and in light of all of the evidence, in order to
determine whether they are reasonable. In addition, the reasons must allow a
reviewing court to understand how the tribunal arrived at its ultimate
conclusion (Taman v Canada (Attorney General), 2017 FCA 1 at paras
37-38, [2017] FCJ no 7 [Taman]). It is trite law that in order to meet
the reasonableness requirement, the reasons must demonstrate justification,
transparency and intelligibility and fall within the range of possible,
acceptable outcomes which are defensible in respect of the facts and the law: Dunsmuir
v New Brunswick, 2008 SCC 9, [2008] SCR 190 [Dunsmuir]. The
Commission’s findings of fact are, of course, to be shown deference: see, Keith
v Canada (Correctional Service), 2012 FCA 117 at paras 47-48, [2012] FCJ no
505. In reaching the conclusion that the standard of review on the first three
issues is that of reasonableness, I am mindful of the broad discretion
conferred upon the Commission pursuant to subparagraph 44(3)(b)(i) of the Act
as to whether or not to institute an inquiry.
[12]
Issues of procedural fairness and natural
justice must be measured against the standard of correctness: Mission
Institution v Khela, 2014 SCC 24 at para 79, [2014] SCJ no 24; Canada
(Citizenship and Immigration) v Khosa, 2009 SCC 12 at para 43, [2009] SCJ
no 12.
B.
Reasonableness of the Commission’s Decision
(1)
Substance of the Commission’s decision
[13]
At the outset of her written submissions, Ms.
Carroll submits that the Report failed to respond to the substance of her
complaint dated October 17, 2013. In the first paragraph of her complaint, Ms.
Carroll clearly stated:
I am a person with a disability and feel
that I was discriminated against due to my disability. I believe that Service
Canada’s use of Treasury Board’s Directive on Leave and Special Working
Arrangements is discriminatory against people with Disabilities.
[14]
To support her contention, she refers this Court
to numerous passages in the Report which indicate that the scope of the
investigation was to “focus on how the respondent
applied the TSB Directive (formally Policy) and whether it did so in a
discriminatory matter”. Ms. Carroll says that she is not interested in
knowing whether the application of the Directive was discriminatory;
rather, she is focused on the discriminatory nature of the Directive itself. To
support her position, she relies on Carroll 2015, where Mosley J. addressed
the importance of dealing with the substance of a complaint:
The case law clearly
establishes that an investigation which does not deal with the substance of a
complaint, fails to investigate a relevant question, or fails to consider
crucial evidence is unfair because it is not thorough. That unfairness carries
over to any eventual dismissal decision rendered by the Commission.
[15]
With respect, Ms. Carroll’s assertion fails to grasp
the foundational premise of the Report. While the Report does not quote
verbatim from Ms. Carroll’s complaint, the investigator clearly addressed the
issue raised by her. As previously mentioned, she (the investigator)
acknowledged that, prima facie, the Directive was discriminatory against
a person, or a class of persons, with disabilities. Ms. Carroll explicitly
acknowledged and agreed with this finding in her response to the Report. As
such, I am of the view that the investigator fulsomely addressed whether or not
the Directive was discriminatory against Ms. Carroll. The Report reasonably
dealt with the substance of her complaint.
(2)
Sufficiency of Reasons
[16]
As already noted, Ms. Carroll contends the
Commission provided insufficient reasons. The Commission’s decision states, in
part, the following:
Before rendering the decision, the
Commission reviewed the report disclosed to you previously and any
submission(s) filed in response to the report. After examining this
information, the Commission decided, pursuant to subparagraph 44(3)(b)(i) of
the Canadian Human Rights Act, to dismiss the complaint because:
• in all of the circumstances of the complaint, further
inquiry is not warranted.
[17]
While the decision is admittedly very brief, the
Commission stated that it arrived at this conclusion after assessing the Report
and the parties’ submissions in response to the Report, including Ms. Carroll’s
Reply. When the Commission provides no reasons of its own, the investigative
report constitutes the reasons for the decision: Sketchley v Canada (AG),
2005 FCA 404 at para 37, [2005] FCJ no 2056 [Sketchley]. The Court
provided the following explanation:
While it is true that the investigator and
Commission do have “mostly separate identities”, (Canada (Human Rights
Commission) v. Pathak, , [1995] 2 F.C. 455 (C.A.), at paragraph 21,
per MacGuigan J.A., (Décary J.A. concurring)), it is also well established
that, for the purpose of a screening decision by the Commission pursuant to
subsection 44(3) [as am. by R.S.C., 1985 (1st Supp.), c. 31, s. 64; 1998, c. 9,
s. 24] of the Act, the investigator cannot be regarded as a mere independent
witness before the Commission (Syndicat des employés de production du Québec
et de l’Acadie v. Canada (Canadian Human Rights Commission), , [1989] 2
S.C.R. 879, at page 898 (SEPQA)). The investigator’s report is prepared for the
Commission, and hence for the purposes of the investigation, the investigator
is considered to be an extension of the Commission (SEPQA, at page 898). When
the Commission adopts an investigator’s recommendations and provides no reasons
or only brief reasons, the courts have rightly treated the investigator’s
report as constituting the Commission’s reasoning for the purpose of the
screening decision under subsection 44(3) of the Act (SEPQA, at pages 902-903; Bell
Canada v. Communications, Energy and Paperworkers Union of Canada, , [1999]
1 F.C. 113 (C.A.), at paragraph 30 (Bell Canada); Canadian
Broadcasting Corp. v. Paul (2001), , 198 D.L.R. (4th) 633 (F.C.A.), at
paragraph 43).
[Emphasis
in original]
[18]
In her Report, the investigator explains that
she intends to apply a two-step analysis: first, an examination of whether the
Directive is prima facie discriminatory; second, an assessment of
whether the Directive meets the three-part test articulated in Meiorin.
[19]
As previously mentioned, the investigator first
found that the application of the Directive was prima facie discriminatory
against a person or class of persons with disabilities, since it deprives them
of an opportunity to (i) remain an employee on leave without pay; and (ii)
continue to contribute to a pension. The investigator then applied the Meiorin
test and concluded the Directive is bona fide justified: it allows ESDC
to fulfill its purpose of ensuring its workforce remains productive, and allows
management to effectively resolve leave without pay situations. In my view, the
Report’s reasons allow this Court to understand its recommendation that further
inquiry by the Canadian Human Rights Tribunal is not warranted. In her report,
the investigator states she took into consideration: all the documentary
evidence submitted during the section 41 process, Mosley, J.’s March 6, 2015
decision, the parties’ positions, and all documentary evidence submitted during
the course of the investigation. The analysis of the Meiorin test by the
investigator is exhaustive, and allows the Court to understand how she came to
her ultimate conclusion. As a result, I am of the view the Commission’s
decision was reasonable in the circumstances: see, Dunsmuir, above, at
para 47; Newfoundland Nurses, above, at para 26; Taman, above, at
para 38; Sketchley, above, at para 37.
(3)
Accommodation to the Point of Undue Hardship
[20]
Ms. Carroll submits that by remaining on sick
leave without pay until the age of 65 she would not cause ESDC any undue
hardship. She contends that in order for ESDC to fulfill its purpose of
remaining productive, it simply needs to hire new employees. In addition,
during oral submissions, Ms. Carroll contended that since her employer allowed
her to remain on sick leave without pay for fourteen years, it must not have
endured any undue hardship.
[21]
With respect, the jurisprudence does not support
Ms. Carroll’s position. In Hydro Québec v Syndicat des employé-e-s de
techniques professionnelles et de bureau d’Hydro-Québec, section locale 2000
(SCFP-FTQ), 2008 SCC 43, [2008] 2 S.C.R. 56, an employee’s record of absences
indicated that she had missed 960 days of work between January 1994 and July
2001. In addition, at the time of her dismissal, she had been absent from work
for five months and would no longer be able to work on a regular basis without
continuing absenteeism. The Court held at para 19 that “[t]he
employer’s duty to accommodate ends where the employee is no longer able to
fulfill the basic obligations associated with the employment relationship for
the foreseeable future”.
[22]
The evidence is unequivocal that Ms. Carroll
will not be able to return to work in the foreseeable future. There is
therefore no useful purpose to be served by assessing ESDC’s duty to
accommodate to the point of undue hardship. Ms. Carroll is simply no longer
able to fulfil the obligations associated with her employment relationship. It
is important to note that Ms. Carroll proposed no steps to ESDC that it could
take, or should have taken, to re-integrate her into the workplace. The finding
regarding undue hardship is reasonable in the circumstances.
V.
Procedural Fairness and Natural Justice
[23]
I will briefly address Ms. Carroll’s contention
that she was denied procedural fairness or that natural justice was not
respected in the circumstances. Ms. Carroll received a letter from the
Commission on April 20, 2015 which indicated that, if interested in mediation,
she should contact the investigator as soon as possible. Ms. Carroll did not
respond to that invitation to mediate. ESDC received a similar letter to which
it responded positively. Ms. Carroll contends that, had she been made aware of
ESDC’s willingness to mediate, she would have pursued that avenue. Since the
investigator failed to inform her of ESDC’s willingness to mediate, Ms. Carroll
contends she was denied procedural fairness. With respect, her argument fails
based upon the fact that she was offered the opportunity to mediate the dispute
and did not indicate any willingness to do so. In my view, her failure to
respond positively to the opportunity to mediate forecloses any complaint she
might have about not being informed of ESDC’s position. Furthermore, I would
note efforts or offers to mediate are made “without
prejudice” to the issues confronting the Commission (Union Carbide
Canada Inc v Bombardier Inc, 2014 SCC 35 at para 31, [2014] SCJ no 35). For
that reason, I question whether such information should have even been raised
by Ms. Carroll in the circumstances.
[24]
Second, Ms. Carroll contends that her
submissions during the grievance process were not before the Commission. I note
here that neither were those of the ESDC. Just as the mediation process is
separate and distinct from the Commission’s process, the same can be said about
the grievance process. The parties are entitled to expand, reduce, or adopt
entirely different arguments before the Commission as compared to the arguments
advanced during the grievance process contemplated by the collective agreement.
Ms. Carroll contends that in Carroll 2015 Mosley, J. directed that
evidence from the grievances was to be considered on the re-determination. I
have already indicated in my opening observations why I believe Ms. Carroll is
misinterpreting Mosley, J’s. directions. He was, with respect, referring to her
grievances in a general way, namely, her complaint that she was the victim of
discrimination. The material reviewed by the investigator is, in my view,
sufficient to respond to the claim of a breach of procedural fairness or a failure
to respect the principles of natural justice (Slattery v Canada (Human
Rights Commission) (TD), [1994] 2 FCR 574, [1994] F.C.J. No. 181 at para 56).
[25]
Finally, Ms. Carroll contends that 96 pages of
her Application Record were not before the Commission; those constitute pages
71 to 166. Upon a review of the investigator’s Report and the Commission’s
decision, I am unable to determine with any certainty whether all of that
material was before either the investigator or the Commission. I would note, however,
that a breach of procedural fairness will only result in the quashing of a
decision in the event the breach would have had an effect on the outcome (Re:Sound
v Fitness Industry Council of Canada, 2014 FCA 48 at para 81, [2015] 2 FCR
170; Canadian Cable Television Association v American College Sports
Collective of Canada, Inc, [1991] 3 FCR 626, [1991] FCJ no 502). I have
carefully reviewed all of the material Ms. Carroll contends was not considered
and am satisfied that none of it would have had an effect upon the outcome.
[26]
I am satisfied no grounds exit upon which to
quash the Commission’s decision based upon the procedural fairness and natural
justice issues raised by Ms. Carroll.
VI.
Conclusion
[27]
Based upon all of the foregoing, I am satisfied
the Commission’s decision is reasonable in the circumstances and that there was
no violation of procedural fairness or the principles of natural justice. In
the event procedural fairness or natural justice were breached in the
circumstances, I am of the view such breach(es) had no effect upon the decision
the Commission was called upon to make. As a result, I would dismiss the application
for judicial review.