Docket: T-1525-15
Citation:
2017 FC 534
Ottawa, Ontario, May 31, 2017
PRESENT: The
Honourable Mr. Justice Roy
BETWEEN:
|
PETER ROULEAU
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Applicant
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and
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ATTORNEY
GENERAL OF CANADA
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Respondent
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JUDGMENT AND REASONS
[1]
The applicant, Peter Rouleau, seeks judicial
review of the Social Security Tribunal (SST)-Appeal Division’s (“Appeal
Division”) refusal to grant him leave to appeal a decision of the SST-General
Division (“General Division”). The General Division held that he did not have a
“severe and prolonged” disability as required to
access Canada Pension Plan (CPP) disability benefits and the Appeal Division
was satisfied that an appeal of that decision of the General Division did not
have a reasonable chance of success. For the reasons that follow, the
application for judicial review is dismissed.
[2]
While decisions of the Appeal Division on the
merits may be the subject of a judicial review before the Federal Court of
Appeal, decisions to deny leave may be the subject of a judicial review
application before this Court. This is one such case.
I.
Background
[3]
The applicant, currently 55 years old, was
involved in a motor vehicle accident in 2005. Although he was taken to the
hospital, but was not admitted and x-rays were not taken following that
accident, he claims that he began experiencing medical troubles after that
accident. He was dismissed from his last job in July 2010 when it seems that he
could not continue fulfilling the requirements of the position and his employer
could not accommodate him. He received employment insurance (EI) benefits for a
time following his termination. He first applied for CPP disability benefits in
May 2011 without success. His request for reconsideration produced a second negative
decision in April 2012.
[4]
As was the state of the law at the time, the
applicant appealed the reconsideration decision to the
Office of the Commissioner of Review Tribunals (OCRT). However, the Jobs,
Growth and Long-Term Prosperity Act, SC 2012, c 19 directed that any
appeals, filed with the OCRT before April 1, 2013 and not yet heard, were
deemed to have been filed with the newly-created SST-General Division. That was
the case with the applicant’s appeal filed with the OCRT. Thus the matter was
transferred and the applicant’s General Division hearing occurred on February
25, 2015. The General Division issued its negative decision on March 2, 2015.
II.
The General Division
[5]
The General Division proceeded to review
evidence of the applicant’s medical condition and work capacity. The applicant
testified that he was unable to work because of severe depression with
psychotic episodes and chronic pain. He claims that he cannot stand or walk for
long periods, has severe headaches, has pinched nerves in his left spine, which
cause leg pain, sleeps poorly, and is unable to bend or do heavy lifting. He would
have made one suicide attempt in December 2010 for which he was not
hospitalized.
[6]
The medical evidence, as reviewed by the General
Division, shows that the applicant had seen a number of health practitioners. X-rays
and MRIs showed mild degenerative disk disease as well as spine scoliosis and
foraminal stenosis together with mild chord impingement and diffuse disc bulge.
The family doctor concluded that there are functional limitations while a
chiropractor wrote that the condition will generate some degree of impairment.
A neurologist noted that there is no evidence of neuropathy of radiculopathy in
muscles. A rheumatologist was consulted and he concluded, according to the
decision, that there is chronic neck pain but essentially normal findings and
range of motion. The applicant also saw a psychiatrist for his depression
symptoms; the depression was confirmed. The February 2012 report discusses the
effect of various abuses on depression, with diagnoses being dysthymia, chronic
pain, alcohol abuse in early remission, and marijuana dependence. A number of
recommendations are listed, including cognitive behavioral therapy, sleep
disorder clinic and treatment for drug abuse. Notes from the applicant’s family
physician show that his symptoms persisted, but at times he was “doing better.”
[7]
On the other hand, the applicant selected two
physicians and sought their treatment without referrals, Dr. Turner (a
psychiatrist) and Dr. Boucher (a pain expert), to complete an assessment to
support his CPP disability benefits application. Dr. Turner diagnosed him with
moderate to severe depression with psychotic features in partial remission,
commenting that he “would be expected to meet
requirements for CPP disability.” He specifically disagreed with the
other psychiatrist’s diagnosis and suggested that at the time the applicant was
seen by the other psychiatrist, he was suffering from a major depression in
partial remission. Dr. Boucher reported that the applicant “is incapable of regularly pursuing any substantially gainful
occupation.”
[8]
The General Division also considered the
applicant’s work history to assess evidence of work capacity. He was terminated
from his last job described as a “line cook / prep cook”
in July 2010 because the employer could not accommodate the applicant
complaining of headaches and numbness in his arms. He received EI benefits in
2010 and 2011. He interviewed with a catering company, unsuccessfully, for
another position in 2010. For all intents and purposes, that appears to end the
applicant’s work history since being terminated in 2010.
[9]
To qualify for CPP disability benefits,
applicants must meet the criteria set out in the Canada Pension Plan,
RSC, 1985, c C-8 [the CPP Act] at paragraph 44(1)(b): the person must be younger
than 65 years old, not entitled to a retirement pension and have made CPP
contributions for not less than the minimum qualifying period (MQP). Whether an
applicant is “disabled” is defined at paragraph
42 (2) (a), which reads:
42 (1) In this Part,
|
42 (1)
Les définitions qui suivent s’appliquent à la présente partie.
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…
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(…)
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When person deemed disabled
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Personne déclarée invalide
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(2) For the purposes of this Act,
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(2)
Pour l’application de la présente loi :
|
(a) a person shall be considered to be
disabled only if he is determined in prescribed manner to have a severe and
prolonged mental or physical disability, and for the purposes of this
paragraph,
|
a) une
personne n’est considérée comme invalide que si elle est déclarée, de la
manière prescrite, atteinte d’une invalidité physique ou mentale grave et
prolongée, et pour l’application du présent alinéa :
|
(i) a disability is severe only if by
reason thereof the person in respect of whom the determination is made is
incapable regularly of pursuing any substantially gainful occupation, and
|
(i) une
invalidité n’est grave que si elle rend la personne à laquelle se rapporte la
déclaration régulièrement incapable de détenir une occupation véritablement
rémunératrice,
|
(ii) a disability is prolonged only if
it is determined in prescribed manner that the disability is likely to be
long continued and of indefinite duration or is likely to result in death;
and
|
(ii)
une invalidité n’est prolongée que si elle est déclarée, de la manière
prescrite, devoir vraisemblablement durer pendant une période longue,
continue et indéfinie ou devoir entraîner vraisemblablement le décès;
|
[10]
The nature of disability benefits is that they
are conditional. The disability must be severe and prolonged in order to
qualify. Evidently, the criteria described in subparagraph 42(2)(a) are
characterized by employability. The severity of the disability is measured
against the incapacity to regularly pursue any substantially gainful occupation
(see Granovsky v Canada (Minister of Employment and Immigration), 2000
SCC 28, [2000] 1 S.C.R. 703 [Granovsky]). Thus, the Social Security
Tribunal is tasked with determining how severe is the disability by considering
how employable an applicant is. As put by Binnie J in Granovsky., “(a) related consideration is the variety of functions
against which the limitations of a person with a disability may be measured. In
the context of the CPP, the yardstick is employability. An individual may
suffer severe impairments that do not prevent him or her from earning a living.”
(para 28).
[11]
In its analysis, the General Division
recognized, as per Villani v Canada (Attorney General), 2001 FCA 248,
[2002] 1 FCR 130 [Villani], that such cases “must
be assessed in a real world context” considering factors such as the applicant’s
age, level of education, language proficiency, and past work and life
experiences. In Villani, the Court of Appeal had to decide what was the
level of disability required in order to have access to a pension (para 36). Prior
to Villani, there was uncertainty as to whether subparagraph 42(2)(a)(i)
allowed for the circumstances of individuals to be taken into account in
considering how employable someone is. Is it total disability, a complete
incapacity to work, that constitutes the appropriate criterion? The Court of
Appeal found instead that subparagraph 42(2)(a)(i) must be applied in a “real world” context. As the Court put it at para 38, “it follows from this that the hypothetical occupations which
a decision-maker must consider cannot be divorced from the particular
circumstances of the applicant, such as age, education level, language
proficiency and past work and life experience.” Hence, the test is not
whether a person is incapable of pursuing any conceivable form of occupation,
but rather that the assessment be made in a real world context.
[12]
Next, the General Division concluded that
because the applicant had some capacity to work, it should apply Inclima v
Canada (Attorney General), 2003 FCA 117 [Inclima], which requires
applicants with work capacity to show that efforts to obtain and maintain
employment have been unsuccessful due to their health condition. The tribunal
found that the applicant had made no attempts to look for alternate work after
his last interview in 2010.
[13]
The General Division weighed the medical
evidence. Less weight was given to the reports from Dr. Turner and Dr. Boucher
as the applicant self-referred “with the sole purpose
of being evaluated regarding his application for CPP disability benefits.”
In the view of the General Division, without impugning the reputations, “these assessments must be placed in context” (para
56).
[14]
Based on “investigative
findings”, the General Division was of the view that there was no
demonstration of “any significant abnormalities that
would suggest that the appellant is incapable of working”. The General
Division concluded that the applicant has “some
limitations, but is unable to conclude that the [applicant] is incapable of
some type of gainful employment.” As such, he does not meet the criterion
of subparagraph 42(2)(a)(i) which requires that the disability be so severe
that the person is incapable regularly of pursuing any substantially gainful
occupation. The tribunal did not assess whether his disability was “prolonged.”
III.
Decision under review
[15]
The applicant must seek leave to appeal the
General Division’s decision to the Appeal Division, pursuant to subsection
56(1) of the Department of Employment and Social Development Act, SC
2005, c 34 [the Act]. There is no appeal as of right to the Appeal Division.
Under the Act, subsections 58(1) and (2), the Appeal Division refuses
leave if it is satisfied that the appeal “has no
reasonable chance of success”. Furthermore, the Act provides
specifically that only the enumerated grounds of appeal can be considered by
the Appeal Division:
Grounds of appeal
|
Moyens d’appel
|
58 (1) The
only grounds of appeal are that
|
58 (1)
Les seuls moyens d’appel sont les suivants :
|
(a) the General Division failed to
observe a principle of natural justice or otherwise acted beyond or refused to
exercise its jurisdiction;
|
a) la
division générale n’a pas observé un principe de justice naturelle ou a
autrement excédé ou refuse d’exercer sa compétence;
|
(b) the General Division erred in law
in making its decision, whether or not the error appears on the face of the
record; or
|
b) elle
a rendu une décision entachée d’une erreur de droit, que l’erreur ressorte ou
non à la lecture du dossier;
|
(c) the General Division based its
decision on an erroneous finding of fact that it made in a perverse or capricious
manner or without regard for the material before it.
|
c) elle
a fondé sa décision sur une conclusion de fait erronée, tirée de façon
abusive ou arbitraire ou sans tenir compte des éléments portés à sa
connaissance.
|
Thus, the Appeal Division would grant leave
to appeal only if one of these three grounds of appeal is present. However,
even if these grounds of appeal are raised, it will still be open to the Appeal
Division to refuse leave if satisfied that the appeal has no reasonable chance
of success. Subsection 58(2) reads:
Criteria
|
Critère
|
(2) Leave to appeal is refused if the
Appeal Division is satisfied that the appeal has no reasonable chance of
success.
|
(2) La
division d’appel rejette la demande de permission d’en appeler si elle est
convaincue que l’appel n’a aucune chance raisonnable de succès.
|
[16]
The applicant’s leave application alleged
several errors of law and facts. The Appeal Division considered each argument
and ultimately dismissed the leave request on August 11, 2015, finding that
none of the arguments had a reasonable chance of success. I have summarized the
arguments most relevant to the present judicial review.
[17]
First, the applicant argued the General Division
erred in law by concluding that his EI benefits were relevant to assessing his
work capacity. The Appeal Division disagreed. This fact was relevant to
determining whether the applicant had shown that his health condition prevented
him from regularly pursuing substantially gainful employment, as it is a step
taken by the applicant after he stopped working as a cook. In order to receive
EI benefits, the applicant had to declare himself good and ready to work in
2011. The evidence shows his attempts at finding work were negligible as he
attended only one interview. In the view of the Appeal Division, there is no
error of law that can ground an appeal in noting that receiving EI benefits in
2011 indicates that the applicant was then able to perform gainful employment.
[18]
Second, the applicant argued that the General
Division erred in applying Inclima because he had no work capacity after
his last job ended in July 2010. The Appeal Division found that the General
Division was merely stating the principle of law for which Inclima stands,
that is that where “there is evidence of work capacity,
[an applicant] must also show that efforts at obtaining and maintaining
employment have been unsuccessful by reason of that health condition”
(para 3).
[19]
I note that, when read in context, the General
Division was in fact concluding that there was evidence of work capacity after
the applicant was terminated from his last job. That merely showed a
disagreement with counsel who was arguing that there was no capacity for
gainful employment. He received EI benefits and he went for one job interview.
Other than that, there was no evidence that he looked to alternate work. The
Appeal Division saw no error of law in the statement of law made by the General
Division.
[20]
Third, the Appeal Division considered the
support letter of the family physician which reported on a condition of
fibromyalgia (June 2012) which would have been questioned by the General
Division. The General Division had concluded that there was no such diagnosis:
in fact, the applicant was seeing that physician on an irregular basis. Indeed,
it was not even mentioned by other doctors. The applicant’s application for
leave to appeal is nebulous as to what is the ground of appeal raised. The
Appeal Division found that such an argument cannot ground an appeal. At any
rate, that issue was not raised on judicial review.
[21]
The applicant also challenged the fact that the
General Division questioned the family doctor statement according to which the
symptoms started in 2009 rather than after the accident in 2005. The applicant
contends that he returned to work following the accident and that his symptoms
worsened in 2009-2010. That also appears to be a red-herring and the argument
was not replicated on judicial review.
[22]
Fourth, the applicant argued that the General
Division erred in placing less weight on the Turner/Boucher assessments because
they were self-referrals. In fact, the ground of appeal speaks of the Tribunal
having presumed that these were one time assessments by the medical
practitioners. The Appeal Division disagreed, holding first that the weight to
be given a piece of evidence is in the General Division’s purview. The Appeal
Division found that the General Division set out “specific,
sound reasons for the way in which it weighed each of the health care
practitioners’ reports, including that investigative findings did not
demonstrate any significant abnormalities that would suggest that the Applicant
was incapable of working.” As for the contention that the General
Division was wrong to give less weight as it “presumes
that these were one time assessments” , the Appeal Division concluded
that it is simply inaccurate as the General Division’s decision acknowledges
that the two doctors relied on by the applicant saw the applicant on a regular
basis. There was not any support for the argument that the General Division was
mistaken in presuming that the evidence of the two doctors was based on one
time assessments. The decision establishes the opposite.
[23]
Finally, the applicant suggested that the
reliance by the General Division on visits to the family doctor in early 2012
that resulted in comments that the applicant was doing better was misplaced, as
the evidence of Dr. Turner, the psychiatrist the applicant chose to consult,
would tend to suggest a more severe condition later in 2013. The Appeal
Division merely repeats that the position taken by the General Division
concerning the weight to be given is appropriate and reasonable. An appeal on
that basis would not have a reasonable chance of success.
[24]
As a result, the Appeal Division considers that
none of the grounds of appeal would give rise to an appeal that would have a
reasonable chance of success.
IV.
Standard of review
[25]
Federal Court case law consistently applies a
reasonableness standard in reviewing the merits of the SST-Appeal Division’s
leave decisions: Tracey v Canada (Attorney General), 2015 FC 1300 [Tracey]
at para 17; Canada (Attorney General) v Hoffman, 2015 FC 1348 at paras
26-27; Canada (Attorney General) v Hines, 2016 FC 112 at para 28; Osaj
v Canada (Attorney General), 2016 FC 115 at para 11. There is no reason to
depart from that case law, especially where the grounds of appeal examined by
the Appeal Division relate to questions of law or fact. Appeals based on the
violation of natural justice principles would be controlled on the correctness
standard of review.
[26]
Dunsmuir v New Brunswick, 2008 SCC 9, [2008] 1 S.C.R. 190 [Dunsmuir], explains that the
reasonableness standard is
[…] concerned
mostly with the existence of justification, transparency and intelligibility
within the decision-making process. But it is also concerned with whether the
decision falls within a range of possible, acceptable outcomes which are
defensible in respect of the facts and law (at para 47).
V.
Arguments
[27]
The applicant made several arguments in his
judicial review which he framed as errors of law, together with a “basket clause” whereby he challenged “the process of medical fact finding [which] is perverse or
capricious under the circumstance” (memorandum of fact and law, para
2(e)). First, he argued that the General Division erred in law in according
less weight to the Turner/Boucher reports on the basis that they were
self-referrals. Second, he argued that the General Division erred in law in
applying Inclima by assuming residual capacity only because the
applicant received employment insurance. Third, the applicant claims that is an
error of law to conclude to a “presumption” of
residual capacity exists 5 years after he was terminated from his last job,
given that he was terminated because of his inability to meet the scheduling
obligations due to medical reasons. Fourth, the applicant contends that there
is an error of law in the conclusion that the Villani factors are not
met. Fifth, as indicated earlier, the fact finding process is said to be
perverse and capricious.
[28]
The respondent argues that the Appeal Division’s
decision, taken as a whole, is reasonable.
VI.
Analysis
[29]
The burden on an application for judicial review
is not to satisfy the reviewing court that it ought to reach a different
outcome than that reached by the Appeal Division. Even more so, the reviewing
court will not examine the decision of the General Division with a view to
assessing its value. Rather, the reviewing court considers whether the finding
of the Appeal Division that the grounds of appeal do not have a reasonable
chance of success is reasonable. Reasonableness is a deferential standard of
review.
[30]
Even questions of law are reviewed on a standard
of reasonableness. It is only a few questions of law which are reviewed on a
standard of correctness (Dunsmuir, paras 55 to 61). Since Dunsmuir,
the Supreme Court of Canada has created a presumption that a question of law
concerned with the tribunal’s own statute or statutes connected to its function
deserves the deference that comes with the standard of reasonableness (Alberta
(Information and Privacy Commissioner) v Alberta Teachers’ Association,
2011 SCC 61, [2011] 3 S.C.R. 654 [Alberta Teachers’ Association], at para
34).
[31]
This application presents a single question: was
the Appeal Division’s decision to refuse leave to appeal reasonable? Given that
leave to appeal a decision of the General Division is refused if the Appeal
Division is satisfied that the appeal has no reasonable chance of success, the
applicant must satisfy this Court, on a balance of probabilities, that the
decision to deny leave was unreasonable. This Court will not re-weigh the
evidence. It will not substitute its view of the evidence. It will consider if
the decision under review, that of the Appeal Division, falls in a range of
possible acceptable outcomes in view of the law and the facts, and if there is
justification, transparency and intelligibility within the decision-making
process.
[32]
The Court will limit itself to the arguments
offered by the applicant. I will analyze each of the applicant’s above
arguments except the fourth, which was not at all put before the Appeal
Division.
A.
The “Villani factors”
[33]
The respondent argues that the fourth “error of law” is raised for the first time before
this Court. As such, the argument should not be entertained. Since the Court is
reviewing the reasonableness of the Appeal Division’s decision, it cannot
review a ground that the tribunal did not consider.
[34]
The respondent is right to raise the decision in
MacKenzie v Canada (Attorney General), 2015 FCA 201 [MacKenzie]
where the Court of Appeal stresses that powers of reviewing courts on judicial
review are limited. Reviewing courts do not retry cases, they do not reweigh
the evidence and they do not re-do what the tribunal did. They consider the
administrative tribunal’s decision for its legality: has it been made in a
reasonable fashion? Where a particular issue has not even been raised before
the administrative tribunal, there cannot be a judicial review of that which
has not been heard and decided.
[35]
Here, the Villani factors were considered
by the General Division (para 52), but according to the respondent, not by the
Appeal Division. That assertion was not disputed by the applicant. A review of
the decision of the Appeal Division does not support any contention that the
matter was before the Appeal Division.
[36]
Where a matter is not even raised before the
administrative tribunal, it can hardly be said that it has been considered and
that the decision is unreasonable. There is, in fact, no decision to review.
[37]
In my view, this is an appropriate case to
refuse to consider the matter on judicial review: there is no decision to
review, whatever standard of review would be appropriate. The ability of a
reviewing court to refuse to consider an issue raised for the first time on
judicial review is well established. In Alberta Teachers’ Association,
the Supreme Court found as follows:
[22] The ATA sought judicial review of the
adjudicator’s decision. Without raising the point before the Commissioner or
the adjudicator or even in the originating notice for judicial review, the ATA
raised the timelines issue for the first time in argument. The ATA was indeed
entitled to seek judicial review. However, it did not have a right to require
the court to consider this issue. Just as a court has discretion to refuse to
undertake judicial review where, for example, there is an adequate alternative
remedy, it also has a discretion not to consider an issue raised for the first
time on judicial review where it would be inappropriate to do so: see, e.g., Canadian
Pacific Ltd. v. Matsqui Indian Band, [1995] 1 S.C.R. 3, per Lamer C.J., at
para. 30: “[T]he relief which a court may grant by way of judicial review is,
in essence, discretionary. This [long-standing general] principle flows from
the fact that the prerogative writs are extraordinary [and discretionary]
remedies.”
[23] Generally, this discretion will not be
exercised in favour of an applicant on judicial review where the issue could
have been but was not raised before the tribunal (Toussaint v. Canada Labour
Relations Board (1993), 160 N.R. 396 (F.C.A.), at para. 5, citing Poirier
v. Canada (Minister of Veterans Affairs), [1989] 3 F.C. 233 (C.A.), at p.
247; Shubenacadie Indian Band v. Canada (Human Rights Commission),
[1998] 2 F.C. 198 (T.D.), at paras. 40-43; Legal Oil & Gas Ltd. v.
Surface Rights Board, 2001 ABCA 160, 303 A.R. 8, at para. 12; United
Nurses of Alberta, Local 160 v. Chinook Regional Health Authority,
2002 ABCA 246, 317 A.R. 385, at para. 4).
[38]
The question, had it been put to the Appeal
Division, would have been whether the issue would have a reasonable chance of
success. From that decision, there can be a judicial review; but in this case,
there is no such decision. The Court should refrain from dealing with an issue
that should have properly been put to the tribunal whose function is to review
leave application and whose expertise is recognized by Parliament (see Alberta
Teachers’ Association, paras 24 to 27). It is not for this Court to
substitute itself for the appropriate administrative body, especially where the
issue of the so-called “Villani factors”
was so squarely addressed by the General Division. The issue could have been
raised before the Appeal Division but was not.
[39]
At any rate, what is framed as a question of law
is not such. The applicant argues that the Villani factors were not used
to his benefit. What he would have had to do is not merely show a disagreement
with the findings of fact of the General Division, but rather that the finding
was perverse or capricious such that, had the matter been raised before the
Appeal Division, the conclusion that the appeal had no reasonable chance of
success was not reasonable. That was not done.
B.
Should the other grounds be considered?
[40]
Regarding the other grounds of appeal, it was very
difficult to ascertain what the error of law is; in fact, each “error of law”
was what the applicant considered to be an inappropriate finding of fact, a
disagreement with the finding made.
[41]
During the hearing, the applicant’s counsel clarified
that his proposed grounds of appeal properly fell under paragraph
58(1)(c) of the Act, which allows an appeal if the General Division “based its decision on an erroneous finding of fact that it
made in a perverse or capricious manner or without regard for the material
before it.” That
constitutes a significant change not only concerning the basis on which the
judicial review application was presented, but also from the basis on which the
leave to appeal was heard by the Appeal Division. Therefore, the recasting of
the questions of law as errors of fact would have made the task of the Appeal
Division not simply to assess whether the applicant has a chance of
successfully arguing that the General Division erred in law, but whether the
General Division made a perverse or capricious error or made its decision
without considering the evidence presented. That is not an easy test to meet
for the applicant.
[42]
I agree with the respondent that the grounds of appeal do not permit the Appeal Division to reweigh evidence,
nor is this the role of the Federal Court on judicial review (Tracey at
paras 33 and 46; MacKenzie, at paras 12-13). To put it another way,
re-weighing the evidence heard by the General Division is not a ground of
appeal that can be entertained. The test is quite different. The only ground
allowed is if the finding of fact was made in a capricious or perverse manner
or without considering the evidence by the General Division. Anything else will
fall short of the mark. Once that ground of appeal is raised, the Appeal
Division may conclude that there is no reasonable chance of success that the
requisite level of error can be shown. The applicant’s task is to show that
alleged errors of fact were found not to be perverse or capricious by the
Appeal Division in an unreasonable way. That, in turn, means that the exercise
of the broad discretion conferred on the Appeal Division does not fall within
the range of possible, acceptable outcomes defensible in respect of the facts
and the law, or that there is no justification, transparency or intelligibility
within the decision-making process. That is the demonstration that must be made
by the applicant. Once distilled to its essence, he had to show that the Appeal
Division’s findings fell outside of the range of possible acceptable outcomes,
not that there was a better or different outcome possible. In my view, such
demonstration has not been made in this case and deference has not been
displaced.
[43]
The applicant largely argued his case before the
Appeal Division as being errors of law. That could have been enough to dispose
of the matter without more. Presumably, the Appeal Division would have been
right to readily conclude that the alleged errors of law had no reasonable
chance of success since the applicant concedes, rightly in my view, that they
are not errors of law. However, I read the Appeal Division’s decision as
finding broadly that the grounds of appeal as stated have no reasonable chance
of success. I have chosen to consider the matter as if the applicant had been
consistent and had argued his case before the Appeal Division by arguing that the
alleged errors were in effect of the “capricious and
perverse” variety under paragraph 58(1)(c) instead of the errors of law
under paragraph 58(1)(b). Given the way the case was argued, I prefer to
examine the alleged errors on their merit.
C.
Self-referral
[44]
The applicant bases his first argument,
according to which the Appeal Division should have granted him leave on the
self-referral issue, primarily on Supreme Court of Canada jurisprudence on
admissibility of expert evidence (specifically, White Burgess Langille Inman
v Abbott and Haliburton Co., 2015 SCC 23, [2015] 2 S.C.R. 182 [White]).
This case considered the role to be played by trial judges on the admissibility
of expert evidence. Traditionally, the role of the trier of fact has been to
assess the weight to be given to expert testimony. A lack of objectivity, for
instance, would go to weight that testimony would carry. In White, the
Court finds a gate-keeper role for the trial judge. If it is found that the
expert is unable or unwilling to carry out his duty to the court to provide
fair, non-partisan and objective assistance, the trial judge may rule the
testimony inadmissible.
[45]
The applicant’s reasoning, largely based on White,
seems to be that if a court cannot bar an expert witness on the basis that she
was retained by one of the parties, the General Division cannot give less
weight to reports from doctors to whom the applicant self-referred for the
purpose of supporting his CPP application. White is of no assistance to
the applicant. With respect, I am afraid the applicant misreads White. As
the respondent pointed out, admitting and weighing evidence are distinct. They
have different thresholds. Just because a court admits an expert witness paid
by one of the parties does not mean that the judge or jury is prevented from
giving that witness’s testimony less weight: see White at paras 33-34,
40, 45. In fact, White stands for the exact opposite proposition: independence
and impartiality go to weight but may, in some circumstances where the
threshold of White is met, go to admissibility of their testimony. In
other words, the innovation in White is that independence and
impartiality, which always go to weight together with other factors, may also
go to the admissibility of expert testimony. The basis on which the applicant
made his argument is faulty on its face: it cannot succeed.
[46]
The applicant argues that there is no
presumption in law that self-referrals imply some sort of conflict of interest.
He is right. The problem for the applicant is that no such presumption was
asserted by the General Division. That is simply not an issue that arises here.
[47]
The Appeal Division found that the General
Division made no error in weighing the two self-referral reports against the
other evidence. After reviewing the entire record, I am satisfied that the
Appeal Division’s decision was reasonable. There was nothing capricious or
perverse. The General Division faced conflicting medical evidence, both on the
applicant’s mental and physical conditions, and it was responsible for
reviewing this evidence and choosing which reports it accorded more or less
weight. Furthermore, I read the Turner/Boucher reports and while both support
the applicant’s CPP application, neither provides extensive analysis on how his
conditions prevent him from performing some type of work in the “real world”, in the words of Villani.
[48]
My conclusion on this matter is restricted to
its factual context. It should not be read as blanket authority for the
proposition that any medical report produced through a self-referral deserves
less weight. However, it was open to the General Division to assess the
evidence and find that some evidence carried more weight than other. There was
significant evidence that the applicant’s condition was not so severe that there
existed work incapacity in the view of the General Division. The Appeal
Division’s decision was one possible acceptable outcome as the range of
defensible and acceptable outcomes is relatively wide where the decision is
mainly factual (Gaudet v Canada (Attorney General), 2013 FCA 254).
[49]
As in MacKenzie, the applicant is
dissatisfied with the weight given to some medical evidence which was somewhat
discounted because the applicant chose these particular physicians for the
purpose of supporting the granting of a disability pension. In MacKenzie,
the Court of Appeal declined to reweigh the medical evidence which was found to
be lacking in objectivity and substitute its own findings. In that case, the
Court of Appeal was conducting its own judicial review of the decision of the
Appeal Division on the merits of an appeal. We are in this case one step
further removed as it is merely the refusal to grant leave that is the subject
of the judicial review application. Not only cannot this Court reweigh the
evidence presented, but its job is limited to the examination of the leave to
appeal decision. The task of the applicant on the leave application was to
establish that the finding of fact by the General Division was wrong to the
point of being perverse or capricious. Once the Appeal Division is satisfied
that such demonstration has no reasonable chance of success, the leave is
denied. It suffices at this stage that the decision to refuse has been
reasonable in these circumstances. It was a possible acceptable outcome.
D.
The use of the EI benefits received in 2010-2011
[50]
In his second argument, the applicant complained
that the Appeal Division should have found he had grounds to appeal the General
Division’s use of his EI benefits and 2010 job dismissal as evidence of work
capacity on his MQP date. In his view, the General Division erred in applying Inclima
because he had shown there was no work capacity post 2010. The Appeal
Division’s decision that he likely could not succeed on this ground was
reasonable, since the argument made was that the General Division assumed
residual capacity based only on EI benefits received in 2010-2011. That
is not the case.
[51]
In an effort to find an error, the applicant
mischaracterizes the use that was made of Inclima and the evidence. The
General Division had noted that following his termination in 2010, the
applicant had to declare himself ready and able to perform gainful employment
in order to receive EI benefits, which he did. He also applied for a job at a
catering company. Contrary to the applicant’s suggestion, the General Division
did not base its Inclima conclusion of work capacity exclusively on the
fact that the applicant received EI. On the contrary, the decision-maker listed
in the decision the significant evidence of numerous practitioners (family
physician, rheumatologist, psychiatrist, chiropractor, neurologist) for the
conclusion that there is residual capacity under Inclima.
[52]
As a result, the General Division applied Inclima
because it concluded on the evidence that there was residual work capacity. It
considered all the evidence it had before it about the applicant’s attempts to
find work up until the MQP date: his job dismissal in 2010, EI benefits in 2010
and 2011, and an unsuccessful interview. Beyond these events, it found “no evidence that the [applicant] continued to look for any
alternate work.”
[53]
The applicant contends that Inclima does
not apply to his case because he was suffering from a severe and prolonged
disability. However, that is tautological. The applicant is again disagreeing
with the factual finding of residual capacity. Inclima, at
paragraph 3, requires an applicant to show that efforts to obtain a job
have been unsuccessful due to their health condition if there is
evidence of work capacity. The applicant argues that the medical evidence was
sufficient to show there was no work capacity, hence there was no basis to
apply Inclima. But that can be true only if the medical evidence shows
an absence of work capacity. And there lies the disagreement between the
applicant and the General Division. With some work capacity, the applicant
under Inclima had to show he was denied work by reason of that health
condition. The evidence showed that there was no such attempt after 2011.
E.
Process of medical fact finding was perverse and
capricious
[54]
The applicant mischaracterized the medical
evidence on this record by not acknowledging that it is far from unanimous. The
General Division decision is an assessment of the evidence available to
conclude that there is evidence of work capacity. Applying Inclima, the
General Division concludes that there was no effort at obtaining and
maintaining employment. The assessment of the evidence is a question of fact.
For an appeal to succeed, the applicant had to show that the alleged erroneous
finding of fact – that there was evidence of work capacity – was made in a
perverse or capricious manner, or without regard for the material before the
tribunal. There was evidence before the General Division. The applicant prefers
the evidence of the two practitioners he chose to consult. That does not show
that the decision is made in a capricious or perverse manner.
[55]
Once again, the applicant’s argument before this
Court boils down to argue that the evidence ought to be reweighed in order to
reach a different conclusion, not that the conclusion reached was capricious or
perverse. Other than stating that the “only conclusion
available to the General Division on the evidence on a reasonable basis is that
the applicant qualifies for CPP” (memorandum of fact and law, para 18),
there is no demonstration that is even attempted. The Appeal Division did not
find the standard of paragraph 58(1)(c) was met simply on the basis of the
opinions of Dr. Turner and Dr. Boucher, as the applicant wishes. The rest of
the evidence had to be factored in for the General Division to assess it in its
entirety. The General Division was entitled to discount the weight of these
opinions. It also had to consider the rest of the information. Thus, the view
taken by the General Division was neither capricious nor perverse and reflected
the material before it. The finding of the Appeal Division has not been shown
to be unreasonable.
[56]
By recasting his argument as he did by
indicating that his arguments are all under paragraph 58(1)(c) of the Act
(finding of fact made in a capricious or perverse manner, or without regard for
the evidence), it becomes in fact redundant to consider the “basket clause” according to which the process of
medical fact finding was perverse or capricious. At the heart of the dispute in
this case is the issue of the work capacity of the applicant. The various
grounds are dressed up originally as questions of law; however, as acknowledged
by the applicant, they all point to a finding of fact of residual work capacity
as made by the General Division. At the end of the day, the applicant disagrees
with the assessment of the evidence which concludes that there was work
capacity. The burden on the applicant to show that the finding was capricious
or perverse was not discharged.
VII.
Conclusion
[57]
The applicant was right to focus his case on
paragraph 58(1)(c) of the Act. His specific grievances were not errors of law.
The law as stated by the General Division and the Appeal Division was stated
adequately. More precision and a better articulation would have been beneficial
and may have avoided litigation. However, to prevail, the applicant had to do
more than seeking to reweigh the evidence in this Court. He had to show that
the findings of fact of the General Division were capricious and perverse such
that the Appeal Division was unreasonable in its conclusion that he had no
reasonable chance of success. That is a high bar. It is the failure to show that
it was not reasonable for the Appeal Division to find no reasonable chance of
success that is fatal. Merely showing that the findings of fact are debatable
does not reach the high bar of “perverse or capricious
or without regard for the material” before the General Division. The
judicial review is dismissed.
VIII.
Costs
[58]
The applicant sought costs; the respondent did
not. Accordingly, no costs are awarded.