Docket:
T-1071-11
Citation: 2014 FC 152
Ottawa, Ontario, February 17, 2014
PRESENT: The Honourable Madam Justice Bédard
BETWEEN:
|
ELI LILLY CANADA INC.
|
Applicant
|
and
|
ATTORNEY GENERAL OF CANADA AND MINISTER OF HEALTH
|
Respondents
|
REASONS FOR JUDGMENT AND JUDGMENT
[1]
The applicant, Eli Lilly Canada Inc. [Eli Lilly]
brings this application for a judicial review, under section 18.1 of the Federal
Courts Act, RSC 1985, c F-7, of a decision made by the Minister of Health [Minister],
dated May 30, 2011. In that decision, the Minister refused to list Canadian
Patent No. 2,379,329 [‘329 Patent] on the patent register maintained under the Patented
Medicines (Notice of Compliance) Regulations (SOR/93-133, as amended by
SOR/98-166, SOR/99-379, SOR/2006-242) [Regulations] against Eli Lilly’s product
Trifexis [New Drug Submission [NDS] No. 141 509].
[2]
The Minister found that the ‘329 Patent did not
meet the product specificity requirement set out in paragraph 4(2)(b) of
the Regulations.
[3]
The Minister considered that the ‘329 Patent did
not contain claims for the formulation combining both medicinal ingredients (spinosad
and milbemycin oxime). Rather, the Minister was of the view that the patent
claimed a formulation comprising only one of the two medicinal ingredients present
in Trifexis, namely spinosad, and that, referencing the general family of
milbemycins in the definition of oral formulation provided in the disclosure of
the patent was insufficient to meet the product specificity requirement.
[4]
For the reasons that follow, the application is dismissed.
I. Background
[5]
The ‘329 Patent application was filed on August
2, 2000, and the patent was issued on October 20, 2009. It is entitled “Oral
Treatment of Companion Animals with Ectoparasiticidal Spinosyns”.
[6]
On September 16, 2010, Eli Lilly filed the NDS
141 509 regarding Trifexis, and the Notice of Compliance [NOC] was issued on November
1, 2011. Trifexis is a veterinary drug product indicated for the prevention of
heartworm, the prevention and treatment of flea infestations, and the treatment
and control of adult hookworm, adult roundworm and adult whipworm infections in
dogs and cats. It is not disputed that Trifexis is authorized as an oral dosage
form of a drug that contains two active medicinal ingredients: spinosad and
milbemycin oxime.
[7]
On September 16, 2010, Elanco, a division of Eli
Lilly, submitted the ‘329 Patent to the Minister for listing on the patent
register.
[8]
The ‘329 Patent contains seven claims but it is
sufficient, for the purpose of these proceedings, to reproduce the two
independent claims 1 and 5:
1. A single-dose oral
formulation for controlling an ectoparasite infestation on a dog or cat
comprising an ectoparasiticidal amount of spinosad, or a physiologically
acceptable N-demethyl derivative or salt thereof, and a physiologically
acceptable carrier in a dosage form selected from tablet, capsule or liquid
suitable for administration once every at least 7 days at a dose of 10 to 100mg
of spinosad per kg of body weight.
[…]
5. A single-dose oral
formulation for controlling an ectoparasite infestation on a dog or cat
comprising an ectoparasiticidal amount of spinosad, or a physiologically
acceptable N-demethyl derivative or salt thereof, and a physiologically
acceptable carrier in a chewable treat oral dosage form suitable for
administration once every at least 7 days at a dose of 10 to 100mg of spinosad
per kg of body weight.
[9]
The term “oral formulation” is defined in the
disclosure portion of the patent:
(p.8; lines 6-13) The
formulations of this invention may further include, in combination with the
spinosyn component, one or more other compounds that have activity against the
specific ectoparasite or endoparasite to be controlled, such as, for example,
synthetic pyrethroids, natural pyrethins, organophosphates, organochlorines, carbamates,
foramidines, […].milbemycins, […] [emphasis added]
[…]
(p. 8; lines 16-19)
The term “oral formulation” means that the spinosyn component or components,
either alone or in combination with one or more of the other types of compounds
listed supra, is formulated into a product or formulation suitable for
administering to the animal by mouth. […]
II. The
Minister’s decision
[10]
The ‘329 Patent was assessed for eligibility by
the Office of the Patented Medicines and Liaison [OPML] of the Therapeutic
Products Directorate of Health Canada. On November 8, 2010, Mr. Waleed Jubran,
Senior Patent Officer at the OPML, issued a preliminary decision stating that
the OPML was of the view that the ‘329 Patent did not contain a claim for both
spinosad and milbemycin oxime, but was limited to claims directed to a
formulation comprising spinosad only.
[11]
In reply to the preliminary decision, Eli Lilly
filed additional submissions along with two affidavits of expert witnesses, Dr.
Manon Paradis and Mr. Michel Sofia, and maintained that the claims cover both
medicinal ingredients. Eli Lilly argued that while each claim specifically
referenced spinosad, it also referenced milbemycin oxime indirectly. More
precisely, each claim referenced an “oral formulation” which formulation is
defined in the patent to include spinosyn alone or in combination with certain
other active ingredients, the list of which includes milbemycins. Further, Eli Lilly
submitted that a person skilled in the art would understand that the term “oral
formulation” could include spinosyn and milbemycin oxime which is in the family
of milbemycins.
[12]
On May 30, 2011, the Minister issued a final decision
in which she refused to list the ‘329 Patent on the register. In her decision, the
Minister clearly indicated that she disagreed with Eli Lilly’s position that
the reference to milbemycins in the definition of oral formulation was
sufficient to conclude that the patent claimed a formulation containing both
spinosad and milbemycin oxime. The Minister’s reasoning appears in the
following excerpt of her decision:
In the case of
formulation patents, as noted in the above paragraph, the PM(NOC)
Regulations specify that the claimed formulation must include, as an
element, the medicinal ingredient(s) contained in the approved drug. […]
While we agree that
the ‘329 patent contains claims for a formulation containing the medicinal
ingredient spinosad, there are no claims in the ‘329 patent specifying
milbemycin oxime as the second medicinal ingredient present in the formulation
of the invention. The mere mention of milbemycins in the disclosure as one of
many groups of compounds that may be combined with spinosad in the formulation
of the invention is not sufficient to constitute a claim for the formulation
containing the medicinal ingredient(s), as required by section 2 and paragraph
4(2)(b) of the PM(NOC) Regulations. […]
[…]
Milbemycins are
characterized as a family of macrolide antibiotics with insecticidal and acaricidal
activity and include not only milbemycin oxime but milbemectin, nemadectin and
moxidectin as well. (…)
Therefore, even if
the OPML accepts your position that the PM(NOC) Regulations do not
require that all of the medicinal ingredients be present in the approved drug
be specified in the claim for the formulation, a close examination of the
above-noted passage of the disclosure reveals that the specific medicinal
ingredient milbemycin oxime, which is not explicitly mentioned in the claims,
is also not explicitly mentioned in the disclosure. Rather, as indicated
above, milbemycins are mentioned as one of many groups of compounds that may be
combined with spinosad in the formulation of the invention.
III. The Regulatory framework
[13]
The applicable regulatory framework, and its
history, has been outlined in several judgments. In Gilead Sciences Canada
Inc v Canada (Ministry of Health), 2012 FCA 254, [2012] FCJ No 1259 [Gilead], Justice Trudel provided the following useful summary:
The Regulatory framework
21. Drug manufacturers wishing to sell a new drug in Canada must submit a new drug submission to the Minister and obtain a notice of compliance.
These documents set out basic information regarding the drug in question.
Although most new drugs are covered by patents which protect them from being
copied, generic drug producers may work patents without infringing them in
order to seek the necessary approvals from the Minister to release generic
equivalents of drugs as soon as the patents expire. This is known as the
"early working exception" of the Patent Act
(R.S.C., 1985, c. P-4) [Patent Act].
22. To ensure that this exception is not abused, the Patent Act also provides for the PM (NOC) Regulations to
manage this exception. To benefit from the protections of the PM (NOC)
Regulations, drug companies must apply to the Minister to have the patents
related to their drugs listed on a patent register.
23. Thus the Patent Act and the PM
(NOC) Regulations seek to balance "effective patent enforcement" over
new and innovative drugs with the "timely market entry" of lower
priced generic versions once the patents have expired (Regulatory
Impact Analysis Statement, (2006) Canada Gazette Part II., Vol. 140,
1510-1525) [RIAS].
24. According to the Minister, deficiencies in the language of
the PM (NOC) Regulations led to court decisions which made it too easy to list
patents on the register and thus tilted the balance too far in favour of patent
protection. To correct this, the Minister introduced revisions to the PM (NOC)
Regulations in 2006. Among the key features of these revisions is the concept
of "product specificity," whereby the subject matter of the patent
must reflect the subject matter of the approved drug submission to qualify for
listing on the patent register (respondent's memorandum of fact and law at
paragraph 7).
[14]
The eligibility requirements for patent listing on
the register are set out in subsection 4(2) of the Regulations. In this case,
we are concerned with paragraph 4(2)(b) of the Regulations pertaining to
a claim for a formulation. The current versions of the relevant provisions read
as follows:
2. “claim for the formulation”
“claim for the
formulation” means a claim for a substance that is a mixture of
medicinal and non-medicinal ingredients in a drug and that is
administered to a patient in a particular dosage form; (revendication de la formulation)
[…]
3. (2) The Minister shall maintain a
register of patents and other information submitted under section 4. To
maintain the register, the Minister may refuse to add or may delete any
patent or other information that does not meet the requirements of that
section.
[…]
4. (1) A
first person who files or who has filed a new drug submission or a supplement
to a new drug submission may submit to the Minister a patent list in relation
to the submission or supplement for addition to the register.
(2) A patent on a patent list in
relation to a new drug submission is eligible to be added to the register if
the patent contains
(a) a claim for the medicinal ingredient and the
medicinal ingredient has been approved through the issuance of a notice of
compliance in respect of the submission;
(b) a claim for the formulation that contains
the medicinal ingredient and the formulation has been approved through the
issuance of a notice of compliance in respect of the submission;
(c) a claim for the dosage form and the dosage form has
been approved through the issuance of a notice of compliance in respect of
the submission; or
(d) a claim for the use of the medicinal ingredient,
and the use has been approved through the issuance of a notice of compliance
in respect of the submission.
[…]
|
2. « revendication
de la formulation »
« revendication de
la formulation » Revendication à l’égard d’une substance qui est un mélange
des ingrédients médicinaux et non médicinaux d’une drogue et qui est
administrée à un patient sous une forme posologique donnée. (claim for the
formulation)
[…]
3. (2) Le ministre tient un registre des brevets et des autres
renseignements fournis aux termes de l’article 4. À cette fin, il peut
refuser d’y ajouter, ou en supprimer, tout brevet ou tout autre renseignement
qui n’est pas conforme aux exigences de cet article.
[…]
4. (1) La
première personne qui dépose ou a déposé la présentation de drogue nouvelle
ou le supplément à une présentation de drogue nouvelle peut présenter au
ministre, pour adjonction au registre, une liste de brevets qui se rattache à
la présentation ou au supplément.
(2) Est admissible à l’adjonction
au registre tout brevet, inscrit sur une liste de brevets, qui se rattache à
la présentation de drogue nouvelle, s’il contient, selon le cas :
a) une revendication de l’ingrédient
médicinal, l’ingrédient ayant été approuvé par la délivrance d’un avis de
conformité à l’égard de la présentation;
b) une revendication de la
formulation contenant l’ingrédient médicinal, la formulation ayant été
approuvée par la délivrance d’un avis de conformité à l’égard de la
présentation;
c) une revendication de la forme
posologique, la forme posologique ayant été approuvée par la délivrance d’un
avis de conformité à l’égard de la présentation;
d) une
revendication de l’utilisation de l’ingrédient médicinal, l’utilisation ayant
été approuvée par la délivrance d’un avis de conformité à l’égard de la
présentation.
[…]
|
IV. Issues
and standards of review
[15]
When assessing the eligibility of a patent to be
listed on the patent register, the Minister must apply a three-prong analytical
framework that is well established. This framework was enunciated by Justice Hughes
in Abbott Laboratories and Canada (Attorney General), 2008 FC 700 [Abbott
Laboratories], and it has since been approved on several occasions by the
Federal Court of Appeal (Abbott Laboratories Ltd v Canada (Attorney General),
2008 FCA 354, [2009] FCJ No 1580 at paras 29-33, [Abbott]; G.D.
Searle & Co v Canada (Minister of Health), 2009 FCA 35, [2009] FCJ No
145 at paras 33-35 [Searle]; Purdue Pharma v Canada (Attorney
General), 2011 FCA 132, [2011] FCJ No 578 at paras 11-13 [Purdue]
and more recently in Gilead at paras 11-12. This framework must be
adapted to the specific type of patent that is at issue.
[16]
In this case, paragraph 4(2)(b) of the
Regulations which relates to a claim for a formulation is involved. The
Minister was required to answer the following questions:
(1) What
formulation does the patent claim?
(2) What
is the formulation of the NOC issued for the drug in question?
(3) Is the formulation claimed by the patent that which was authorized
in the NOC?
[17]
In this application, the Court is asked to determine
whether the Minister erred in answering the above-noted questions.
[18]
The standards of review applicable to the
Minister’s assessment of these three questions have been well established by
the Federal Court of Appeal in Abbott at paras 29-34, and these were
reiterated on several occasions, including in Searle, Purdue and Gilead.
[19]
The first question the Minister was asked to
answer involves the construction of the patent claims which is a question of
law that is reviewable under the correctness standard of review. The second
question is reviewable under the reasonableness standard of review, but the
parties agree that this question is not at issue in this case. The third
question involves two sub-questions. First, it requires the Minister to interpret
paragraph 4(2)(b) of the Regulations, and that exercise is reviewable under
the correctness standard of review. Second, it requires the Minister to apply paragraph
4(2)(b) of the Regulations to the specific facts of the case, and this
involves a question of mixed fact and law that is to be reviewed under the
reasonableness standard of review.
[20]
Therefore, this Court must answer the following
questions:
(1) Did
the Minister correctly construe the ‘329 Patent?
(2) Did
the Minister correctly interpret the requirements set out in paragraph 4(2)(b)
of the Regulations?
(3) Was the Minister’s decision to exclude the ‘329 Patent from the
patent register reasonable?
V. Arguments
of the parties
A. The Applicant
[21]
The applicant argues that each of the three
steps of the analytical framework must be applied independently. Accordingly, at
the first stage of the analysis, the patent must be construed on a stand-alone
basis, based on the principles elaborated by the Supreme Court of Canada in Free
World Trust v Électro Santé Inc, 2000 SCC 66 [Free World] and Whirlpool
Corp v Camco Inc, 2000 SCC 67 [Whirlpool], without
regard to the language of subsection 4(2) of the Regulations. The applicant
argues that the comparison exercise between the patent claims and the drug
submission, with consideration to the requirements of the Regulations, must be
undertaken at the last stage of the analysis, once the patent has been properly
construed.
[22]
The applicant contends that the Minister erred
in the interpretation of the ‘329 Patent. In requiring that the specific words
“milbemycin oxime” be recited in the patent to conclude that it covers a
formulation containing both spinosad and milbemycin oxime, the Minister
construed the ‘329 Patent in light of her interpretation of the Regulations
instead of construing it first, in an independent and purposive manner. In the
applicant’s view, the Minister conflated claim construction with the interpretation
of paragraph 4(2)(b) of the Regulations, and in doing so, she introduced
additional requirements for specificity to the claims. The applicant relies on
this passage of Purdue and insists that the Minister erred in the same
manner that the judge did in that case:
17. That said, I agree with Purdue that the judge impermissibly
imported the legislative requirements of paragraph 4(2)(c)
into his construction of the patent (reasons for judgment at paras. 43-45 and
49 (excluding only the first sentence)). The legislative requirements are to be
considered in the context of question three. Question one is concerned solely
with the construction of the patent and its relevant claims. That is, the
patent is to be construed in accordance with the principles articulated in Whirlpool.
18. The comments in the latter portion of paragraph 49 of the
judge's reasons indicate that the provisions of the Regulations factored
heavily into his conclusion. Since that approach does not accord with Whirlpool, the judge erred when he defined and applied the
product specificity concept of the Regulations at the claims construction stage
of the framework.
[23]
The applicant insists on the following principles
applicable to claim constructions: the patent must be read as of the date of
its publication, as a whole, in a purposive manner through the eyes of the
person skilled in the art with one meaning and one interpretation, for all
purposes. Further, the applicant insists that claim construction involves
identifying where the fences around the monopoly are instead of limiting the
analysis to identifying the inventive step. It adds that the patent must be
read by a mind willing to understand, not a mind willing to misunderstand.
[24]
For the applicant, at the first stage of the
analysis, the only question to be answered is: What does the ‘329 Patent cover?
The applicant argues that, properly construed, the ‘329 Patent covers different
oral formulations, comprising the spinosyn component alone or in combination
with different compounds, of which a formulation comprising both spinosad and
milbemycin oxime.
[25]
The applicant’s proposition is essentially the same
as formulated before the Minister. The applicant argues that the patent claims
expressly mention spinosad and they also reference milbemycin oxime indirectly through
the defined term “oral formulation”. The definition of “oral formulation”
includes a formulation containing both spinosad and milbemycins. Since
milbemycin oxime was known at the time of the publication of the patent to be one
of the compounds in the family of milbemycins, the ‘329 Patent clearly claims a
formulation containing spinosad and milbemycin oxime. The applicant further argues
that the ‘329 Patent is addressed to veterinarians. The person skilled in the
art would be one holding a degree in veterinarian medicine and would understand
that the patent can cover a formulation containing spinosad alone or in combination
with milbemycins. Further, that person skilled in the art would also understand
that when referring to milbemycins, the patent could include milbemycin oxime
which is part of the family of milbemycins.
[26]
In support of its position, the applicant relied
on the affidavit of Dr. Paradis.
[27]
Dr. Paradis is a veterinarian and professor at the
Department of Clinical Sciences, Faculty of Veterinary Medicine of the University of Montreal and she specializes in dermatology.
[28]
Dr. Paradis expressed the view that the ‘329
Patent is addressed to veterinarians and that the person skilled in the art
“would have a Diploma in Veterinary Medicine and would have worked in the field
for at least a couple of years”. Further, she added, at paragraph 20, that the
“person skilled in the art would be familiar with the use of the drugs
mentioned in the patent for the treatment of various diseases in animals like
fleas, heartworms and intestinal worms”.
[29]
In addition, Dr. Paradis discussed the
composition of Trifexis and explained what spinosad and milbemycin oxime are,
along with their respective and combined actions in Trifexis. With respect to
milbemycin oxime, Dr. Paradis explained, in paragraphs 24 and 25 of her
affidavit, that milbemycin oxime is part of the family of macrocyclic lactones
which are broad potent antiparasitic agents that include two closely related
chemical groups: avermectins (e.g., ivermectin, abamectin, eprinomectin,
doramectin and selamectin) and milbemycins (e.g., milbemycin oxime and
moxidectin).
[30]
In the summary of her analysis, Dr. Paradis
explained her understanding that both spinosad and milbemycin oxime are covered
by the ‘329 Patent as follows:
17. The ‘329 Patent
is for the use of spinosad, a new compound for the treatment of fleas and other
ectoparasites, either alone or in combination with one or more compounds. Each
claim contains reference to both spinosad and milbemycin oxime. Spisonad is
specifically mentioned within the claims, and the term “oral formulation” is
defined to include milbemycin oxime in the specification. Also, the inventors
use the term “comprising” within the claims to indicate they contemplated
spinosad could be formulated with one or more additional ingredients.
[31]
Dr. Paradis holds the view that Trifexis falls
within the scope of the ‘329 Patent and that this would be understood by
veterinarians (paragraph 42 of her affidavit). Further, she explained in paragraphs
44 and 47 of her affidavit why she is of the view that milbemycin oxime is
also mentioned in the claims:
44. […] First, the
patent defines “oral formulation” to include milbemicyn oxime, and second,
the use of the term “comprising” means that the inventors contemplated spinosad
could be formulated with one or more additional ingredients. [emphasis added]
[…]
47. The inventors go
on to state at page 8, lines 7-13, that “the formulations of this invention may
further include, in combination with the spinosyn component, one or more other
compounds that have activity against the specific ectoparasite or endoparasite
to be controlled, such as, for example, synthetic pyrethroids, natural
pyrethins, organophosphates, organochlorines, carbamates, formanidines,
avermectins, milbemycins, insect growth regulators […], nitromethylenes,
pyredines and pyrazoles.” The investors specifically contemplated the use of
spinosad with milbemycin oxime. [emphasis in original]
[32]
The applicant also relied on the affidavit of Mr.
Sofia, a patent agent with Bereskin & Parr LLP who has over 23 years of experience
in the field of intellectual property. He was past President of the Intellectual
Property Institute of Canada and of the Canadian Group of the International Association
for the Protection of Industrial Property.
[33]
At paragraph 16 of his affidavit, Mr. Sofia
expressed the view that when read in a purposive manner, with one
interpretation for all purposes, each claim of the ‘329 Patent covers spinosad,
including when combined with milbemycin oxime.
[34]
He further opined, at paragraph 53 of his
affidavit, that “the term “milbemycins” is used in a broad manner, and a person
skilled in the art would understand this term to mean “a family of novel
macrolide antibiotics with insecticidal and acaricidal activity” of which “milbemycin
oxime” is a member”. He then referenced the Merck Index entries that
define milbemycins and milbemycin oxime.
[35]
The applicant contends that the Minister would
have reached a different conclusion if she had properly construed the patent
without regard to the Regulations. In the applicant’s view, it is only when the
OPML applied paragraph 4(2)(b) of the Regulations that they found there
were no claims to the specific formulation because the claims, or the
definition of “oral formulation”, in the patent do not expressly enumerate
milbemycin oxime. To support this argument, the applicant relied on the
Minister’s decision and on the cross-examination of Mr. Jubran. The applicant
argues that Mr. Jubran conceded that when construed without regard to the Regulations,
the ‘329 Patent covers the specific formulation comprising spinosad and
milbemycin oxime.
[36]
In answering a question from counsel for the
applicant, Mr. Jubran acknowledged that the patent, when read by itself,
without applying the requirements of subsection 4(2) of the Regulations, could
extend to a combination of spinosad and milbemycin oxime: The relevant excerpt
from the transcription of the cross-examination reads as follows:
Q. You would be able
to appreciate that spinosad and milbemycin oxime are within the scope of
spinosad as claimed and milbemycin as described at page 8 of the patent?
A. Well spinosad is
claimed, milbemycin oxime is, again a part of the family of milbemycins
referred to in the disclosure.
[…]
Q. We certainly can
figure it out if we have to, that oral formulation would extend to a
combination of spinosad and milbemycin oxime?
A. If you are just
reading the patent by itself, yes.
Q. Yes. I am setting
aside the second tier of analysis. I will get to it, but you are ahead of me.
I am setting aside
the second tier of analysis under the Regulations, I am just looking at the
patent claims and the patent disclosure right now.
A. Okay
Q. I think you and I
are essentially in agreement that if we set aside the regulatory analysis that
OPML does, but look only at the patent claims and disclosure and the product
monograph, we can see that the claims cover Trifexis generally, without the
regulatory analysis.
Are we agreed?
A. I can’t agree that
the claim covers Trifexis.
I can agree that
somebody reading this patent could read in an extra compound or family of
compounds, one of which could be something else.
But for me, when we
do our analysis, it’s always after that step; there is something else that we
have to apply.
So I can’t say that
is covers the product.
[37]
Turning to the third step of the analysis, the
applicant contends that the ‘329 Patent was refused for listing only because it
did not contain a specific recitation of the term milbemycin oxime. On that issue,
the applicant referred the Court to the Minister’s decision and the following
excerpt from Mr. Jubran’s cross-examination:
Q. … What did the
OPML look for in that second tier of analysis that was missing from the claim?
Was it the specific
wording, “milbemycin oxime”, had to be there? It had to say “an oral
formulation comprising spinosad and milbemycin oxime?”
A.
Yes.
Q. That’s it?
A. Yes.
Q. That is the
technical requirement that we did not meet. That is the sole requirement that
we did not meet.
A. The claim for the
formulation in the patent contains spinosad. There is no mention of milbemycin
oxime in the claim as required by the 4(2)(b).
If you look at the
definition, even if you look at the definition of oral formulation and you take
into account milbemycins, “milbemycin” is referring to a broad family of
compounds. There is still no specificity there for milbemycin oxime.
So the milbemycin
oxime component is missing from the claim.
[38]
The applicant argues that in requiring a
specific recitation of milbemycin oxime, the Minister erred. Its position turns
on two arguments. First, the applicant insists that subsection 4(2) of the
Regulations, when properly interpreted, should not require a recitation of
every specific word contained in the product’s monograph. Second, the applicant
argues that even if a perfect match is required between the product’s monograph
and what is claimed in the patent, the ‘329 Patent, when properly construed, is
directed to a formulation that contains the specific ingredients spinosad and
milbemycin oxime.
[39]
The applicant argues that a proper
interpretation of the Regulations, and more specifically of paragraph 4(2)(b)
of the Regulations, should require that a patent “covers” the innovator’s
approved drug, akin to the assessment made in the context of an infringement
allegation, and that the product specificity requirement should not go as far
as requiring that the patent claims “recite” every medicinal ingredient
contained in the approved drug.
[40]
The applicant insists that prior to the 2006
amendments to the Regulations, ancillary patents were recognized to be eligible
for listing on the patent register, and that specifically in Eli Lilly
Canada Inc v Canada (Minister of Health), 2003 FCA 24, [2003] 3 FC 140, the
Federal Court of Appeal allowed the listing of a patent on the mere possibility
of infringement by a second entrant, but where the approved product made no use
of the invention disclosed in the patent. The applicant submits that the
Governor in Council found this interpretation too broad and sought to re-align
the Regulations with the policy intent of the Regulations. Relying on Merck
Frosst Canada v Canada (Minister of National Health and Welfare), [1998] 2
SCR 193, the applicant states the original intent of the Regulations, at paragraph
15, of its Supplemental Submissions:
15. According to the
Supreme Court of Canada in Merck Frosst Canada v. Canada, [1998] 2
S.C.R. 193, the original policy intent of the Regulations is to “prevent
patent infringement”. The Regulations ensured that the exception to
patent infringement (s. 55.2) was not abused by generic drug applicants seeking
to sell their product in Canada during the term of the patent while nonetheless
allowing generic competitors to undertake their regulatory approval work necessary
to ensure they are in a position to market their products immediately after the
expiry of any relevant patents.
[41]
The applicant acknowledges that to restore that
balance, the Regulations introduced the product specificity requirement, the purpose
of which “is to only allow patents to be listed where direct infringement
results from unauthorized use of the approved drug product” (para 13 of the applicant’s
Supplemental Submission). However, in the applicant’s view, those amendments
were not meant to require a reciting of the exact medicinal ingredients in both
the patent and the NDS but rather to “restrict listing of patents to those
where the claims covered the subject matter of the approved drug” (para
16 of the applicant’s Supplemental Submissions). The applicant insists that in
order to respect Parliament’s intent, the Minister must follow the law of
patent construction and determine whether a patent covers a specific
formulation. In this case, the applicant contends that it is clear that the ‘329
Patent covers the subject matter of Trifexis.
[42]
The applicant is of the view that in Gilead, the Federal Court of Appeal created an enhanced requirement for listing by
requiring that the patent recites every medicinal ingredient of the approved
drug. The applicant submits that this does not accord with the intent and
purpose of the 2006 amendments. The applicant invites the Court to depart from
the reasoning adopted in Gilead.
[43]
Further, the applicant contends that in Gilead, the parties did not sufficiently explore the purpose of the Regulations as
explained in the RIAS. The applicant insists that the purpose of the
Regulations was to prevent generic drug manufacturers from taking an undue
advantage of the early working exception until the patent is addressed. In the
applicant’s view, the requirement set out in subsection 4(2) of the Regulations
is one of relevance that is not limited to a mere word to word matching
exercise.
[44]
The applicant further contends that in Gilead the provisions of the Regulations were not interpreted in light of the
Agreement on Trade-Related Aspects of Intellectual Property Rights [TRIPS] and
the North American Free Trade Agreement [NAFTA]. The applicant submits that
Article 31 of TRIPS and Article 1709 of NAFTA require that where the law of a
country member allows for the use of a patented subject matter without the
authorization from the patent owner (like s. 55.2 of the Patent Act, RSC
1985, c P-4), the country member must ensure that certain conditions are
met. More precisely, any incursion on the exclusive rights of the patentee must
be justified on its own individual merit. The applicant contends that such an exercise
is restricted by the interpretation of the Regulations adopted by the Federal
Court of Appeal in Gilead. The applicant states the following at
paragraphs 26 to 28 of its Supplemental Submissions:
26. Subsection
55.2(4) and the Regulations provide the mechanism by which such
authorization may be justified. While not applicable to all situations of
patent infringement, the Regulations do provide that, based upon a
review of the innovator drug product and the patents listed on the Patent
Register, a generic must address those patents before market approval will be
granted. Where the patents listed on the Patent Register have claims that
contain the innovator’s product, the second entry manufacturer will, by
definition, infringe those patent claims when comparing the second entry
manufacturer’s product to the product of the innovator, whether the comparison
is direct or indirect. Using the innovator’s product for commercial purpose, by
definition, is an act of infringement.
27. Therefore, any
patent covering the innovator’s product is to be addressed in accordance with
the Regulations. By circumscribing the patents that are eligible for
listing on the Patent Register, the Minister is restricting the opportunities
available to the patentee to prevent infringement of its patent that will
follow the early working of the invention.
28. Where listing of
the patent is refused, the second entry manufacturer does not need to address,
seek authorization, or justify its infringement of the innovator’s patent,
contrary to NAFTA and TRIPS.
[45]
As a second argument, the applicant contends that
even if the enhanced test adopted in Gilead is the correct one, the ‘329
Patent, properly construed, meets the product specificity requirement as its
claims disclose both spinosad and milbemycin oxime. The applicant referred the
Court to the construction of the patent in the first portion of his arguments. The
applicant insists that since the patent claims a formulation containing
spinosad and milbemycin oxime, the matching requirement is met even with the
test adopted in Gilead.
[46]
The applicant also argues that because of its
similarity to the Canadian framework, the United States [US] regulatory framework should assist the Court in its interpretation of the Regulations. Based on
the affidavit of Mr. Aaron F. Barkoff, who is a registered patent attorney in
the US, the applicant contends that in the US, the Food and Drug
Administration’s role (that is played by the Minister in Canada) is limited to
an administrative exercise, and that the Courts do not require a perfect
matching, word for word, between the patent and the products’ monograph. The
applicant insists that given the similarity between the two regimes, where
doubts exist, the Minister should resolve it in favour of listing the patent.
B. The
Respondents
[47]
The respondents argue that the Minister did not
err in determining that the ‘329 Patent was not eligible for listing on the patent
register as it fails to meet the product specificity requirements set out in
paragraph 4(2)(b) of the Regulations. The respondents submit that the
Minister’s decision is consistent with the principles adopted on several
occasions by the Federal Court and the Federal Court of Appeal in relation to
the application of subsection 4(2) of the Regulations.
[48]
Further, the respondents argue that the Minister
proceeded to the three steps of the analytical framework and did not conflate
the first and third steps.
[49]
The respondents insist that there is a
difference between the conclusions that a court could reach in an infringement
action and the exercise that the Minister is called upon to do in assessing
whether a patent is eligible for listing. The respondents concede that milbemycin
oxime would not necessarily be excluded from the boundaries of the ‘329 Patent,
given the reference to its class in the definition of “oral formulation”, but
that would be a question of patent law. For the respondents, the fact that
milbemycin oxime would not necessarily be excluded from the patent in an
infringement action is not conclusive because, in addition to construing the
patent, the Minister must determine if the patent meets the product specificity
requirements set out in paragraph 4(2)(b) of the Regulations.
[50]
In the respondents’ view, the language used in subsection
4(2) of the Regulations and the case law that has interpreted its paragraphs is
clear and requires a strict test for product specificity: in order to be
eligible for listing on the patent register, the formulation defined in a patent
must precisely and specifically match the formulation described in the product
monograph as authorized in the NOC.
[51]
The respondents assert that in order to meet the
eligibility requirements of paragraph (4)(2)(b) of the Regulations, a
patent must contain claims to a formulation comprising all the medicinal
ingredients found in the referenced NDS. The respondents insist that the 2006
amendments to the Regulations entrenched the concept of product specificity as
the key consideration when assessing the eligibility of a patent and that the
Minister’s role in maintaining the patent register is an active one.
[52]
The respondents argue that the ‘329 Patent does
not meet the product specificity requirement. First, no claims in the ‘329
Patent specify milbemycin oxime as another medicinal ingredient in the
formulation of the invention. Second, milbemycin oxime is not referenced in the
patent’s disclosure section. Since Trifexis was approved for a precise
formulation containing two specific medicinal ingredients (spinosad and
milbemycin oxime), it is not sufficient for the patent claims to merely refer
to the possibility that spinosad may be combined with other ingredients, such
as, in this case, milbemycins, without further specificity.
[53]
In the respondents’ view, it is clear that the
‘329 Patent does not claim the specific formulation that Trifexis described in
its NDS. The respondents contend that Eli Lilly’s construction of the ‘329
Patent requires an exercise of deduction that does not meet the product
specificity requirement. The respondents added that “[u]sing the same deductive
reasoning, it is equally possible to construe the ‘329 Patent as “covering” an
oral formulation containing an unlimited number of other compounds”
(para 1 of the respondents submissions).
[54]
Answering a question from the Court, counsel for
the respondents acknowledged that the Minister’s decision may have been
different if the specific compound “milbemycin oxime” had been included in the
definition of “oral formulation” instead of the broader family of “milbemycins”
to which milbemycin oxime belongs.
[55]
The respondents also argue that the Court should
disregard Eli Lilly’s reference to the US law and practice first, because it
was not raised with the Minister before the decision was made and second,
because it is irrelevant to the interpretation of the Regulations which are
different than the framework applicable in the US.
VI. Analysis
(1) Did the Minister correctly
construe the ‘329 Patent?
[56]
The first question that the Minister was
required to answer is: Does the ‘329 Patent claim a formulation that contains
spinosad along with milbemycin oxime? Put differently, the issue is whether the
reference to the family of milbemycins in the definition of oral formulation provided
in the disclosure section of the patent is sufficient to conclude that the
specific formulation comprising spinosad and milbemycin oxime is claimed by the
‘329 Patent. The Minister found it was not. With all due respect, I disagree in
part.
[57]
The principles to claim construction are well
established and they are not in issue in this case but it is worth mentioning
some key principles.
[58]
In Free World, the Court made it clear
that patents must be construed through the eyes of the person skilled in the art
that has a mind willing to understand:
44. The courts have traditionally protected a patentee from the
effects of excessive literalism. The patent is not addressed to an ordinary
member of the public, but to a worker skilled in the art described by Dr. Fox
as
a
hypothetical person possessing the ordinary skill and knowledge of the
particular art to which the invention relates, and a mind willing to understand
a specification that is addressed to him. This hypothetical person has
sometimes been equated with the "reasonable man" used as a standard
in negligence cases. He is assumed to be a man who is going to try to achieve
success and not one who is looking for difficulties or seeking failure.
(Fox,
supra, at p. 184)
[59]
In Whirlpool, the Court endorsed the
purposive approach to claim construction and outlined that a patent must
receive one meaning and must be construed with regard to the entirety of the
patent:
45. The key to purposive construction is therefore the
identification by the court, with the assistance of the skilled reader, of the
particular words or phrases in the claims that describe what the inventor
considered to be the "essential" elements of his invention.
[…]
48. […] In Catnic, as in the earlier case
law, the scope of the monopoly remains a function of the written claims but, as
before, flexibility and fairness is achieved by differentiating the essential
features ("the pith and marrow") from the unessential, based on a
knowledgeable reading of the whole specification through the eyes of the
skilled addressee rather than on the basis of "the kind of meticulous
verbal analysis in which lawyers are too often tempted by their training to
indulge" (Catnic, supra, p. 243).
[…]
53. A second difficulty with the appellants' dictionary
approach is that it urges the Court to look at the words through the eyes of a
grammarian or etymologist rather than through the eyes and with the common
knowledge of a worker of ordinary skill in the field to which the patent
relates. An etymologist or grammarian might agree with the appellants that a
vane of any type is still a vane. However, the patent specification is not
addressed to grammarians, etymologists or to the public generally, but to
skilled individuals sufficiently versed in the art to which the patent relates
to enable them on a technical level to appreciate the nature and description of
the invention: H. G. Fox, The Canadian Law and Practice Relating to Letters
Patent for Inventions (4th ed. 1969), at p. 185.
[…]
[60]
In Bell Helicopter Textron Canada Limitée v
Eurocopter, société par action simplifiée, 2013 FCA 219, at para 74, the
Federal Court of Appeal reiterated that it is the Court’s task to construe the patent
claims and that expert witnesses can be of assistance but they cannot overstep
the Court’s role:
As
noted in Whirlpool at para. 53, the words used in a
patent must be looked at and understood "through the eyes and with the
common knowledge of a worker of ordinary skill in the field to which the patent
relates." This enables the reader to appreciate the nature and description
of the invention on a technical level. Consequently, in construing the claims,
a judge may be assisted by expert witnesses. However, a judge is not bound by
the opinion of any expert. A judge's assessment of the expert evidence will not
be reversed on appeal absent palpable and overriding error: Halford v. Seed Hawk Inc. 2006 FCA 275, 54 C.P.R. (4th)
130 at para. 11; Weatherford at para. 24.
[61]
In Purdue, at para 17, the Federal Court
of Appeal clearly stated that a patent construed in the context of an
eligibility assessment under the Regulations must be construed in accordance
with the principles articulated in Whirlpool.
[62]
In this case, the question to be asked is whether
a person skilled in the art would have understood that the formulations
encompassed in the ‘329 Patent claims, in light of the definition provided for
the term “oral formulation”, could include a formulation containing the
specific medicinal ingredients spinosad and milbemycin oxime.
[63]
It is common ground that milbemycin oxime is
part of the family of milbemycins. That was explained by Dr. Paradis and
recognized by the Minister in the refusal decision. It was also readily
admitted by Mr. Jubran. What is in contention is whether a definition in the
descriptive portion of the patent of “oral formulation” would be understood by
a person skilled in the art to include a formulation comprising both spinosad
and milbemycin oxime.
[64]
In her affidavit, Dr. Paradis states that that
the ‘329 patent claims specifically references the compound milbemycin oxime.
She expresses her opinion as follows:
44. As mentioned,
Trifexis® contains both spinosad and milbemycin oxime. Spinosad is specifically
mentioned within all the claims. However, milbemycin oxime is also mentioned
within the claims for two reasons. First, the patent defines “oral formulation”
to include milbemycin oxime, and second, the use of the term “comprising” means
that the inventors contemplated spinosad could be formulated with one or more
additional ingredients.
[65]
Dr. Paradis’ assertion involves a deduction. Her
affidavit, in referring to the definition of oral formulation in the
description of the patent, uses the words milbemycins and milbemycin oxime as
if they were interchangeable. In fact, the uncontested evidence is that while
milbemycin oxime is a member of the class of milbemycins compounds, it is not
specifically mentioned in the descriptive portion of the patent.
[66]
Dr. Paradis explains that milbemycin oxime is a
macrocyclic lactone and that macrocyclic lactones are a broad spectrum potent
antiparasitic agents that are derived from soil organisms and that they include
two closely related chemical groups, one of which is milbemycins (e.g., milbemycin
oxime and moxidectin). Dr. Paradis does not state specifically in her affidavit
that a person skilled in the art would understand that a reference to
milbemycins encompasses a reference to the precise compound milbemycin oxime.
[67]
In his affidavit, Mr. Sofia asserts that a
person skilled in the art would understand that a reference to milbemycins
could include the specific compound milbemycin oxime. Mr. Sofia is a very
knowledgeable patent agent, but he is not the person skilled in the art, i.e. a
veterinarian.
[68]
However, both parties agree, and the evidence is
unequivocal on that point, that milbemycin oxime is a compound that is included
in the class of compounds described as milbemycins. I conclude that a person
skilled in the art would have had that understanding as of the publication of
the ‘329 Patent.
[69]
With this in mind, I construe the claims in the
‘329 Patent to be directed not only to a formulation including spinosad as the only
active ingredient, but also to formulations that include other active
ingredients such as, but not restricted to, milbemycin oxime.
[70]
This interpretation is somewhat broader than
that adopted by the Minister. The Minister’s decision is focussed on the
requirements of paragraph 4(2)(b) of the Regulations, but her reasoning makes
it clear that she understands the patent as not claiming a formulation
containing both spinosad and milbemycin oxime. The Minister’s reasoning appears
from this excerpt of the decision at page 3:
While we agree that the
‘329 Patent contains claims for a formulation containing the medicinal
ingredient spinosad, there are no claims in the ‘329 patent specifying
milbemycin oxime as the second medicinal ingredient present in the formulation
of the invention. The mere mention of milbemycins in the disclosure as one of
many groups of compounds that may be combined with spinosad in the formulation
of the invention is not sufficient to constitute a claim for the formulation
containing the medicinal ingredient(s), as required by section 2 and paragraph
4(2)(b) of the PM(NOC) Regulations. […]
[…]
Therefore, even if
the OPML accepts your position that the PM(NOC) Regulations do not
require that all of the medicinal ingredients be present in the approved drug
be specified in the claim for the formulation, a close examination of the
above-noted passage of the disclosure reveals that the specific medicinal
ingredient milbemycin oxime, which is not explicitly mentioned in the claims,
is also not explicitly mentioned in the disclosure. Rather, as indicated
above, milbemycins are mentioned as one of many groups of compounds that may be
combined with spinosad in the formulation of the invention.
[71]
Applying the correctness standard of review, I therefore
conclude that the Minister erred in interpreting the patent in a manner that
was too restrictive. However, this finding is not conclusive of the eligibility
of the patent to be listed since the matching exercise under paragraph 4(2)(b)
of the Regulations has yet to be done.
(2) Did the Minister correctly interpret the requirements set out
in paragraph 4(2)(b) of the Regulations?
[72]
In her decision, the Minister expressed the view
that under paragraph 4(2)(b) of the Regulations, the claimed formulation
in the ‘329 Patent must include the two medicinal ingredients contained in
Trifexis. This, in my view, is consistent with the principles developed in the
jurisprudence (see for example Abbott, Searle, Bayer, Purdue
and Gilead).
[73]
The jurisprudence has been consistent that the current
version of subsection 4(2) of the Regulations, as amended in 2006, has
introduced a product specificity requirement and that there must be a perfect
match between what is claimed and what has been authorized. In the case of a
claim for a formulation, all of the medicinal ingredients included in the drug
product as authorized must be included in the patent claims. Despite counsel
for the applicant’s very able submissions, I am bound by the judgments rendered
by the Federal Court of Appeal and I cannot depart from the interpretation of subsection
4(2) of the Regulations adopted by the Federal Court of Appeal in a series of
judgments and more recently in Gilead. Furthermore and with respect, I
do not understand Gilead as having enhanced the product specificity
requirement as interpreted in the previous judgments of the Federal Court of
Appeal. I see it as the application of the recognized principles to the
specific set of facts of that case.
[74]
In Purdue, the Federal Court of Appeal
reiterated the requirement for a perfect match between the medicinal
ingredients for which a specific use is claimed in the patent and those
approved in the NOC:
32. In Bayer, the product
specificity requirement under paragraph 4(2)(b) of
the Regulations (a formulation claim) was interpreted. The Court determined
that the patent did not claim the approved formulation because it claimed a
formulation containing only one of the approved medicinal ingredients. The
approved drug was a formulation containing two medicinal ingredients. The
argument that the "product specificity" intended in paragraph 4(2)(b) can be achieved without the strict matching required by
the Minister was rejected. In respect of formulation claims, regard must be had
to the particular components of the approved mixture that are responsible for
the drug's effects in the body.[…]
[…]
34. The judge reasoned that a plain reading of paragraph 4(2)(c) supports the view that a similarly strict or explicit
"matching" between the dosage form claimed under Claim 5 and the
dosage form approved in respect of TARGIN was required for the Minister to
grant Purdue's listing application. This reasoning is consistent with the
statements in the RIAS, which serves as an interpretive tool. The following
appears at pages 1517 and 1518:
Although
amended section 2 defines the phrase "claim for the dosage form" in
very general terms, in order to accommodate future advancements in this field,
the intent is to provide protection for the novel delivery system by which the
approved medicinal ingredient, or a formulation containing that ingredient, is
administered to the patient. Examples include controlled-release tablets and
capsules, implants and transdermal patches. As with
other eligible subject matter, a dosage form patent must include a claim to the
specific dosage form described in the NDS (typically as identified in
the notification issued by the Minister pursuant to paragraph C08.004(1)(a)).
In addition, it must contain a claim that includes within its scope the
approved medicinal ingredient. This latter requirement is meant to ensure that
a patent directed solely to a device, such as an intravenous stand or a
syringe, does not meet the definition of "dosage form" and remains
ineligible for listing. (my emphasis)
44. In my view, the requirement for this level of specificity
is consistent with the text, the object and the purpose of the Regulations. It
is also consistent with the interpretation of the other classes of claims in
section 4 of the Regulations as determined by the jurisprudence of this Court.
45. I do not disagree with Purdue that the purpose of the
Regulations is to prevent patent infringement by a person making use of a
patented invention in reliance on the early working exception. However, there
is no obligation to provide the advantages of the Regulations in every case.
The fact that the Governor in Council establishes eligibility criteria for the
listing of patents does not detract from the legitimate purpose.
[75]
In Gilead, speaking to the product
specificity requirement, Justice Trudel expressed the following:
40. The wording of the PM (NOC) Regulations, as well as their
object and purpose, suggest that the product specificity requirement sets a
high threshold of consistency. Thus, in the case at bar, "the"
medicinal ingredients, i.e., tenofovir, emtricitabine, and rilpirivine, must be
set out in the patent claims and the NOC for the patent to be eligible on the
register.
Second, the
2006 revisions to the PM (NOC) Regulations clearly establish that not all
patents relating to an NDS will necessarily be listed on the patent register.
Under the 1993 version of the Regulations, section 4 provided that persons
could submit a list of patents that they wished to have included on the patent
list provided the patents met certain general criteria. Section 4 now states
that patents are "eligible" for listing if they meet a more specific
and detailed set of criteria. The revised section 3 provides new powers to the
Minister to manage the patent register, including the ability to refuse to list
patents, to remove patents from the register, and to consult with the Patent
Office to determine whether to accept or remove a patent.
[…]
43. The 2006 revisions also clearly introduced the requirement
for product specificity. A plain reading of the version in force prior to the
2006 revisions establishes that if the patent claims were shown to be
"relevant to" the approved drug, the submitted patents were generally
accepted for listing. In contrast, the revised version introduces a requirement
for more detailed information on the product against which the patent is to be
listed, including the medicinal ingredient, the brand name, the dosage form,
the strength, the route of administration and the use as set out in the NDS. In
addition, the categories set out in section 4 are now more detailed and
precisely defined. These changes, combined with the greater emphasis on meeting
eligibility criteria and being subject to the Minister's determination as noted
above, lead to a clear rejection of Gilead's argument for a wide scope of
connection between the patent claims and the NOC.
[…]
[76]
In Searle, Justice Sharlow made it clear
that the fact that the patent at issue could be infringed should not be the
target in interpreting the Regulations:
46. That conclusion is confirmed by considering the purpose of
the NOC Regulations, as explained above. A generic
drug manufacturer who undertakes the work required to seek approval for a
generic version of Celebrex would undoubtedly make use of the patented
invention disclosed in the 201 patent and (but for the early working exception)
would probably infringe claims 1 to 10. If, prior to the expiry of the 201
patent, the generic drug were to be approved for the same uses as Celebrex, the
manufacture and sale of the generic drug would infringe claims 1 to 10.
However, that potential infringement cannot be the target of the NOC Regulations because the deadline relevant to those
claims was missed.
47. The manufacture and sale of a generic version of Celebrex
could also infringe claim 15. Nevertheless, the only part of claim 15 that
reflects the patented invention is the part that
refers to the new compositions of celecoxib. The "use" element of
claim 15 reflects the known medicinal uses of celecoxib. To permit the NOC Regulations to be used to target the potential
infringement of claim 15 based on those known uses would extend the scope of
the NOC Regulations beyond their intended purpose.
48. In my view, the Minister's decision to delist the 201
patent is consistent with the intended purpose of the NOC
Regulations. The Minister's decision letter says that "listing the
201 patent on the Patent Register on the basis of claim 15, which includes a
mention of 'pain', would undermine the intended link between the subject matter
of a patent on a patent list and the content of the underlying submission for
the NOC in relation to which it is submitted." As I read the decision
letter, the Minister's reasons express substantially the same rationale as Abbott 244.
[77]
That principle was reiterated in Purdue. The
Court was dealing with a patent directed to dosages and made it clear that even
if a patent claim could be construed so as to include a certain dosage that did
not mean that the claim would satisfy the requirements of the Regulations:
41. The product specificity requirement of paragraph 4(2)(c) of the Regulations requires a matching between: (1) the
claim for the dosage form; and (2) the dosage form that has been approved
through the issuance of a notice of compliance.
42. The claim for the dosage form is defined by the
construction of the patent, that is, the question one inquiry. This equates to
the definition of "claim for the dosage form" in section 2. However,
the fact that naloxone may come within the scope of Claim 5 does not end the
matter because even if it is within the patent's scope, it nonetheless may not
match the dosage form approved by the NOC.
43. Claim 5 relates to oxycodone and, at best, does not exclude
naloxone from within its scope. That is not the same as the dosage form of the
NOC, which explicitly includes both oxycodone and naloxone. Purposive claims
construction under question one contemplates a different inquiry than the
legislated test under paragraph 4(2)(c), which asks
specifically whether the claimed dosage form and the approved dosage form are
the very same. Absent precise and specific matching, the patent is not eligible
for listing on the patent register under the Regulations. Thus, Purdue's
OXYCONTIN drug met the matching requirement; its TARGIN drug did not.
[78]
Having concluded that the Minister adopted the
correct interpretation of paragraph 4(2)(b) of the Regulations, I still
need to determine if her finding that the ‘329 Patent does not meet the product
specificity requirement was reasonable.
(3) Was the Minister’s decision to exclude the ‘329 Patent from
the patent register reasonable?
[79]
It is clear that the Minister’s finding that the
‘329 Patent claims did not match the authorized formulation in Trifexis was
based on her preliminary finding that the ‘329 Patent did not claim a
formulation containing both spinosad and milbemycin oxime.
[80]
As indicated earlier, my interpretation of the
‘329 Patent claims is somewhat broader than that of the Minister. I concluded,
in the first tier of the analysis, that the claims are directed not only to a
formulation including spinosad alone as the active ingredient, but also to
formulations that include other active ingredients such as, but not restricted
to, milbemycin oxime. In other words, I concluded that the ‘329 Patent could
extend to a formulation containing both spinosad and milbemycin oxime.
[81]
The question now is whether the fact that the
claims can be read as covering a formulation that could, but that does not
necessarily, comprise the specific ingredient, milbemycin oxime, is sufficient
to meet the strict matching requirement with Trifexis’ NOC which clearly comprise
this specific ingredient.
[82]
The situation in Gilead was somewhat
similar to that in this case. In Gilead, the Federal Court of Appeal found
that the Federal Court (Mosley J.) did not err in its reasoning under the
product specificity requirement (Gilead, at para 47). It is useful to
reproduce the following excerpt from the Federal Court’s judgment in that
regard:
46. There is nothing in the '475 Patent that points
specifically to rilpivirine as the third ingredient in the class of NNRTIs. As
the evidence of Dr. Miller on behalf of the applicant states, several other
NNRTI's had been studied for their efficacy in treating HIV prior to the grant
of the patent. References to an NNRTI in the patent are not to a specific
medicinal ingredient but rather to the class of compounds, one or more of which
may have been found to be suitable to be included in a formulation with
tenofovir and emtricitabine. The claims that specify such a formulation are not
specific to the drug in the Complera NDS.
Gilead Sciences Canada Inc v Canada (Minister of Health), 2012 FC 2, [2012]
FCJ No 495
[83]
The applicant distinguishes the facts in Gilead from those in this case. He asserts that the medicinal ingredient that
was not specifically mentioned in the patent claims in Gilead (the
patent referred to the general class of non-nucleoside transcriptase inhibitors
(NNRTIs) to which the specified medicinal ingredient mentioned in the approved
drug belongs), but was specified in the NDS, was invented and disclosed only
after Gilead’s invention and as such, a person of ordinary skill in the art
could not have known of its existence at the relevant time. This distinction is
a valid one as it is clear in this case that, at the relevant time, milbemycin
oxime existed and was part of the family of milbemycins.
[84]
However, the Federal Court of Appeal endorsed
the Federal Court’s reasoning pertaining to the product specificity
requirement. It is worth noting that Justice Mosley’s finding was that it was
insufficient for a patent to meet the product specificity requirement by
referring to a class of compound rather than to a specific medicinal
ingredient. He found that the claim was not specific enough to match the
medicinal ingredients in Complera. That conclusion was based on the principle
above, not on the fact that the third medicinal ingredient could not have been
claimed in the patent because it had not been discovered at the date of the
patent’s publication.
[85]
I feel bound by this reasoning and, therefore, I
conclude that it should equally apply to the case at bar. Referring to the
general family of milbemycins in the definition of oral formulation is not
specific enough to conclude that the claims match the formulation contained in
Trifexis. In my respectful view, this conclusion is not altered by the
possibility that the ‘329 Patent could extend to a formulation containing
milbemycin oxime.
[86]
For all of these reasons, I conclude that the
Minister’s decision to refuse to list the ‘329 Patent on the patent register
was reasonable despite the fact that the Minister erred in her construction of
the patent claims.