Date: 20110414
Docket: A-288-10
Citation: 2011 FCA 132
CORAM: BLAIS
C.J.
LAYDEN-STEVENSON
J.A.
STRATAS
J.A.
BETWEEN:
PURDUE PHARMA
Appellant
and
ATTORNEY GENERAL OF CANADA and MINISTER OF HEALTH
Respondents
REASONS FOR JUDGMENT
LAYDEN-STEVENSON J.A.
[1] The Minister of Health (the Minister) determined that
Canadian Patent No. 2,098,738
(the '738 Patent) was ineligible for
listing on the patent register maintained under the Patented Medicines (Notice
of Compliance) Regulations, SOR/93-133 (the Regulations). The
appellant, Purdue Pharma (Purdue), applied to the Federal Court for judicial
review of the Minister’s decision. Justice Crampton (the judge) dismissed its
application. Purdue now appeals from the Federal Court judgment. For the
reasons that follow, I would dismiss the appeal.
Background
[2] The statutory
framework and legislative history underlying the Regulations is well-known and
fully described in the decisions of this Court and need not be repeated here.
See: Wyeth Canada v. ratiopharm
inc., 2007 FCA 264, [2008] 1 F.C.R. 447; Abbott Laboratories Ltd. v.
Canada (Attorney General), 2008 FCA 354, [2009] 3 F.C.R. 547 (Abbott
Meridia); and G.D. Searle & Co. v. Canada (Minister
of Health), 2009 FCA 35, 71 C.P.R. (4th) 389 (G.D. Searle).
[3] The factual
context may be summarily stated. Purdue, an innovator, filed a new drug submission
(NDS) in relation to the drug TARGIN in May, 2009 and received a notice of compliance
(NOC) for TARGIN in December, 2009. TARGIN is a combination controlled release
tablet that contains oxycodone hydrochloride (oxycodone) and naloxone
hydrochloride (naloxone). Oxycodone is an opioid analgesic used for continuous
relief of moderate to severe pain over several days or more. Naloxone is for
the treatment of opioid-induced constipation.
[4] At the time
of filing its TARGIN NDS, Purdue also filed a Form IV Patent List for its '738
Patent. The Minister is required, under the Regulations, to maintain a patent
register. Subject to meeting the eligibility requirements of the Regulations,
an innovator (owner or licensee) holding a NOC that embodies the invention
described in a patent can list the patent against its NOC. If a patent is
listed on the patent register, the innovator may benefit from the advantages of
the Regulations, in addition to any rights under the Patent Act, R.S.C.
1985, c. P-4. Purdue’s '738 Patent is listed on the register with respect to
its OXYCONTIN drug, which contains oxycodone as the only medicinal ingredient.
The '738 Patent
[5] Oxycodone is
not new. The '738 Patent is titled “Controlled Release Oxycodone Compositions”
and addresses controlled release formulations and dosage forms of oxycodone or
a salt thereof. The invention relates to methods and formulations which are
said to improve the efficiency and quality of pain management and substantially
reduce variability, daily dosages, and the time and resources required for
titration. There are 28 claims. Claims 1 and 2 are use claims; Claims 3 and 4
are formulation claims; Claims 5-24 are dosage form claims; Claims 25-28 are
process claims for the preparation of a dosage form. There are both independent
and dependent claims. We are concerned only with Claim 5, a dosage form claim,
which reads as follows:
5. A solid
controlled release oral dosage form, comprising
oxycodone or a
salt thereof in an amount from about 10 to about 160 mg said oxycodone or salt
thereof being dispensed in a matrix which includes;
an effective
amount of a controlled release
matrix selected from the group consisting of hydrophilic polymers, hydrophobic
polymers, digestible substituted or unsubstituted hydrocarbons having from
about 8 to about 50 carbon atoms, polyalkylene glycols, and mixtures of any of
the foregoing; and
a suitable
amount of a suitable pharmaceutical diluent, wherein said composition provides
a mean maximum plasma concentration of oxycodone from about 6 to about 240
ng/ml from a mean of about 2 to about 4.5 hours after administration, and a
mean minimum plasma concentration from about 3 to about 120 ng/ml from a mean of
about 10 to about 14 hours after repeated administration every 12 hours through
steady-state conditions.
TARGIN
[6] As stated
earlier, TARGIN is a controlled release drug in tablet form that contains the
medicinal ingredients oxycodone and naloxone. The Product Monograph’s “Consumer
Information” section, under the heading “What the medication is used for”,
states:
Targin is an oral controlled
release tablet that slowly releases oxycodone (an opioid analgesic) and
naloxone (an opioid antagonist) over a 12 hour period, and requires a dose
every 12 hours to control your pain and lessen the effect of constipation.
Under
the heading “What it does” the following appears:
As its active substances,
Targin contains oxycodone and naloxone. Oxycodone is a medicine used to treat
moderate to severe pain requiring the continuous use of an opioid analgesic
preparation for several days or more… Naloxone is a medicine used to prevent
opioid medications from binding to receptors in the gastrointestinal tract, to
help reduce constipation.
The Relevant Legislative
Provisions
[7] The
current eligibility requirements for listing a patent, subject to transitional
provisions that are not in issue here, have been in effect since October 5,
2006. The rationale underlying the 2006 amendments was explained in detail in
the Regulatory Impact Analysis Statement (RIAS) published with the
amending regulation (SOR/2006-242). The conditions of eligibility for listing
are found in subsection 4(2) of the Regulations. These provisions are
reproduced below. Since we are dealing here with a dosage form claim, paragraph
4(2)(c) is the pertinent provision. The definition of “claim for the
dosage form” in section 2 is also relevant.
Patented
Medicines (Notice
of Compliance) Regulations
(SOR/93-133)
4(2) A
patent on a patent list in relation to a new drug submission is eligible to
be added to the register if the patent contains
(a) a claim for the medicinal
ingredient and the medicinal ingredient has been approved through the
issuance of a notice of compliance in respect of the submission;
(b) a claim for the formulation
that contains the medicinal ingredient and the formulation has been approved
through the issuance of a notice of compliance in respect of the submission;
(c) a claim for the dosage form
and the dosage form has been approved through the issuance of a notice of
compliance in respect of the submission; or
(d) a claim for the use of the
medicinal ingredient, and the use has been approved through the issuance of a
notice of compliance in respect of the submission.
2. “claim for the dosage form” means a claim for a
delivery system for administering a medicinal ingredient in a drug or a
formulation of a drug that includes within its scope that medicinal
ingredient or formulation.
“claim for the formulation” means a claim for a substance
that is a mixture of medicinal and non-medicinal
ingredients in a drug and that is administered to a
patient in a particular dosage form.
“claim for the medicinal ingredient” includes a claim in the
patent for the medicinal ingredient, whether chemical or biological in
nature, when prepared or produced by the methods or processes of manufacture particularly
described and claimed in the patent, or by their obvious
chemical equivalents, and also includes a claim for
different
polymorphs of the medicinal ingredient, but does not
include different chemical forms of the medicinal ingredient.
“claim for the use of the medicinal ingredient” means a claim
for the use of the medicinal ingredient for the diagnosis, treatment,
mitigation or prevention of a disease, disorder or abnormal physical state,
or its symptoms.
|
Règlement
sur les médicaments brevetés (avis de conformité) (DORS/93-133)
4(2) Est
admissible à l’adjonction au registre tout brevet, inscrit sur une liste de
brevets, qui se rattache à la présentation de drogue nouvelle, s’il contient,
selon le cas
a) une
revendication de l’ingrédient médicinal, l’ingrédient ayant été approuvé par
la délivrance d’un avis de conformité à l’égard de la présentation;
b) une
revendication de la formulation contenant l’ingrédient médicinal, la
formulation ayant été approuvée par la délivrance d’un avis de conformité à
l’égard de la présentation;
c) une
revendication de la forme posologique, la forme posologique ayant été
approuvée par la délivrance d’un avis de conformité à l’égard de la
présentation;
d) une
revendication de l’utilisation de l’ingrédient médicinal, l’utilisation ayant
été approuvée par la délivrance d’un avis de conformité à l’égard de la
présentation.
2. « revendication de la
forme posologique » Revendication à l’égard d’un mécanisme de libération
permettant d’administrer l’ingrédient médicinal d’une drogue ou la
formulation de celle-ci, dont la portée comprend cet ingrédient médicinal ou
cette formulation.
« revendication de
la formulation » Revendication à l’égard d’une substance qui est un mélange
des ingrédients médicinaux et non médicinaux d’une drogue et
qui est administrée
à un patient sous une forme posologique donnée.
« revendication de
l’ingrédient médicinal » S’entend, d’une part, d’une revendication, dans le
brevet, de l’ingrédient médicinal — chimique ou biologique — préparé ou
produit selon les modes ou procédés de fabrication décrits en détail et
revendiqués dans le brevet ou selon leurs équivalents chimiques manifestes,
et, d’autre part,
d’une revendication
pour différents polymorphes de celui-ci, à l’exclusion de ses différentes
formes chimiques.
« revendication de
l’utilisation de l’ingrédient médicinal » Revendication de l’utilisation de
l’ingrédient médicinal aux fins du diagnostic, du traitement, de
l’atténuation ou de la prévention d’une maladie, d’un désordre, d’un état
physique anormal, ou de leurs symptômes.
|
The
Decision
[8] The
judge concluded the Minister’s determination that “the dosage form contemplated
by Claim 5 relates to a formulation containing oxycodone as the sole medicinal
ingredient and that naloxone is not within the scope of Claim 5 for the
purposes of the Regulation” was correct. With respect to the NOC issued to
Purdue in relation to TARGIN, he agreed with the Minister’s conclusion that the
approved dosage form was a controlled release mechanism for delivering a
formulation containing both oxycodone and naloxone.
[9] Relying
on the definition of a “claim for the dosage form” in section 2 of the
Regulations, the judge rejected Purdue’s argument that paragraph 4(2)(c)
of the Regulations was devoid of any requirement relating to a medicinal
ingredient and that the only relevant consideration was whether the dosage form
in question had been approved. The judge determined that it is implicit that
the two dosage forms referred to in paragraph 4(2)(c) are dosage forms
of something. Section 2 is clear that the something is a delivery system for
administering a medicinal ingredient in a drug or a formulation of a drug. Adopting
Bayer Inc. v. Canada (Minister of Health), 2009 FC 1171, 358
F.T.R. 20, aff’d 2010 FCA 161, 86 C.P.R. (4th) 81 (Bayer) the judge
concluded, in accordance with subsection 33(2) of the Interpretation Act,
R.S.C. 1985, c. I-21, the words “medicinal ingredient” should be interpreted as
including their plural forms.
[10] The
judge held, for the '738 Patent to be listed in relation to TARGIN, the dosage
form claimed in Claim 5 must include within its scope both of the medicinal
ingredients included in the approved dosage form of TARGIN. Relying on his
previous finding that naloxone was not within the scope of the dosage form
claimed under Claim 5 and noting that the NOC issued for TARGIN approved a
dosage form for a formulation containing both oxycodone and naloxone, the judge
found that the Minister correctly determined that the '738 Patent could not be
listed on the patent register in respect of TARGIN.
The Analytical Framework
[11] In Abbott
Meridia and G.D. Searle, this Court adopted the analytical framework
developed by Justice Hughes for the determination of the eligibility of a
patent for listing on the basis of a NDS. The applicable standards of review
have also been determined. The parties agree that the framework applies and
that the appropriate standards of review are settled.
[12] The framework
consists of three questions and can be adapted or reformulated in accordance
with the particular nature of the claim. In the case of a dosage form claim,
the questions are:
1.
What
dosage form does the patent claim?
2.
What
is the dosage form approved by the existing notice of compliance?
3.
Is
the dosage form claimed by the patent that which is approved by the existing
notice of compliance?
[13] The standards
of review are: correctness for the first question; reasonableness for the
second question; and reasonableness for the third question except for its legal
component (the interpretation of the Regulations), which is to be reviewed on a
standard of correctness.
[14] It is the product
specificity requirement of paragraph 4(2)(c) of the Regulations that underlies the analysis of question three. That is primarily
what this case is about.
Question One – What
dosage form does the patent claim?
[15] Purdue
contends the judge, in addressing the first question, erred in three respects.
Its first and second allegations amount to only one – the judge conflated
claims construction with interpretation of the Regulations and thereby failed to
adhere to the teachings of the Supreme Court in Whirlpool Corp. v. Camco
Inc., 2000 SCC 67, [2000] 2 S.C.R. 1067 (Whirlpool). Next, Purdue
asserts the judge, having accepted its expert as a person skilled in the art, erred
in favouring the Minister’s interpretation over that of
Purdue since Purdue’s evidence “is the only evidence before the Court relating
to construction.” I will deal first with the expert evidence issue.
[16] First,
although there was no evidence that the Minister consulted a person skilled in
the art, neither was there evidence that she did not. In the context of patent
listing, expert evidence regarding the construction of a patent claim is
permissive, but not obligatory: Abbott Meridia at para. 42. Second, it
is not accurate to say the judge ignored the evidence of Purdue’s expert. He
clearly considered it (reasons for judgment at paras. 10, 38, 41, 42). Third,
the judge was entitled to adopt a construction that differed from that put
forth by the parties, or either of them: Whirlpool at para. 61; Novartis
Pharmaceuticals Canada Inc. v. RhoxalPharma Inc., 2005 FCA 11, [2005] 3
F.C.R. 261 at para. 59. Fourth, although the judge did not explicitly reject
Purdue’s expert’s opinion, he did so implicitly when he concluded that a
purposive interpretation of both Claim 5 and the '738 Patent in its entirety
supports the view that the dosage form contemplated by Claim 5 relates to a
formulation (mixture of medicinal and non-medicinal ingredients) containing
oxycodone as the sole medicinal ingredient (reasons for judgment at para. 47).
Fifth, for reasons that will become apparent, the evidence of Purdue’s expert
was not without difficulty. There is no error warranting the Court’s
intervention in relation to this allegation.
[17] That
said, I agree with Purdue that the judge impermissibly imported the legislative
requirements of paragraph 4(2)(c) into his construction of the patent
(reasons for judgment at paras. 43-45 and 49 (excluding only the first
sentence)). The legislative requirements are to be considered in the context of
question three. Question one is concerned solely with the construction of the
patent and its relevant claims. That is, the patent is to be construed in
accordance with the principles articulated in Whirlpool.
[18] The comments
in the latter portion of paragraph 49 of the judge’s reasons indicate that the provisions
of the Regulations factored heavily into his conclusion. Since that approach
does not accord with Whirlpool, the judge erred when he defined and
applied the product specificity concept of the Regulations at the claims
construction stage of the framework.
[19] Purdue
submits that its expert’s construction should be accepted. I indicated earlier
that the evidence of Purdue’s expert was not without difficulty. I made that
observation for a variety of reasons.
[20] First,
paragraphs 128 through 145 of the expert’s affidavit do not relate directly to
claims construction. Rather, they constitute what may be described as an
infringement analysis albeit in relation to the TARGIN product. The claims
construction portion of the affidavit begins at paragraph 44 and ends at
paragraph 127.
[21] Second, prior
to construing the patent’s claims, Purdue’s expert received a document titled
“Legal Principles of Patent Claim Construction” from Purdue’s counsel. The
content of the document is largely non-contentious. However, there is one
paragraph that constitutes legal argument rather than legal principle (appeal
book, vol. 3, tab 19, p. 474, para. 4). Notably, the Minister does not agree
with the stated proposition. This presents a problem because the expert’s
opinion may have been coloured by this comment, particularly in view of his
statement that he had “applied these principles to my interpretation or
construction of the claim language” (appeal book, vol. 4, tab 38, para. 44).
[22] Third, his
construction of the pertinent claim turns on an interpretation of the word
“comprising”. Purdue’s expert interprets the word “comprising” as not excluding
other ingredients, active or inactive. I do not disagree that the word
“comprising” may be regarded as open-ended. That
is abundantly clear. However, the inclusion of an additional element requires
some justification. There must be a basis for it within the confines of the
patent. No such basis has been shown here.
[23] Reliance on
other cases (two were cited) where “comprising” was construed to include a
particular feature does not transform the result in those cases to a principle
of general application. Cases are rarely identical and frequently are not even
similar. Each will turn on its facts. The interpretation accorded “comprising”
in the two authorities cited by Purdue was based on the particular patents in
suit and the evidence in relation to them. They are not helpful in this matter.
[24] Fourth,
Purdue’s expert states that the disclosure does not teach away from including
additional active ingredients. That statement does not resolve the debate with
respect to naloxone. Purdue produced the affidavit of its Executive Director,
Research and Development for the purpose of providing information regarding
Purdue’s TARGIN product and the history of the invention of the '738 Patent.
Although the deponent holds a PhD in Organic Chemistry, he was a factual
witness. Nonetheless, I think it is safe to assume that the statement at
paragraph 6 of his affidavit is accurate. That paragraph reads:
TARGIN is a combination
product, containing two medicinal ingredients: oxycodone hydrochloride and
naloxone hydrocholoride. Each of these medicinal ingredients performs a
specific function in the human body when TARGIN is administered.
[25] Keeping in
mind that naloxone is held out to be a treatment for opioid-induced
constipation, I note that in the disclosure, specifically the portion titled
“Summary of the Invention”(p. 3, lines 10-14), the following statement appears:
The present invention can also
provide controlled release opioid formulations which have substantially less
inter-individual variation with regard to the dose of opioid analgesic required
to control pain without unacceptable side effects.
In the “Detailed Description” (p. 9, lines
11-15) the following statement appears:
A further advantage of the
present composition, which releases oxycodone at a rate that is substantially
independent of pH, is that it avoids dose dumping upon oral administration. In
other words, the oxycodone is released evenly throughout the gastrointestinal
tract.
In the “Clinical Studies”, Example 17 (p.
29, lines 20-22 and lines 32-34) the following statements appear:
Before remedication, a total
of 104 (57%) of patients reported 120 adverse experiences. The most common were
somnolence, fever, dizziness
and headache.
…
Side effects are expected and easily
managed. Headache may be related to dose.
Dizziness and
somnolence were reported.
It seems that these
excerpts, on their face, provide some indication that the patent does teach
away from naloxone. In other words, it does not appear to contemplate the side
effects naloxone is intended to address. Purdue’s expert’s evidence does not
discuss these excerpts. Although Purdue’s counsel provided an explanation regarding
“inter-individual variation” at the hearing, that is precisely the sort of
technical information one would expect the expert to have addressed.
[26] In the
circumstances, I would attach little weight to Purdue’s expert’s opinion. Essentially,
it is an assertion based on the word “comprising” without more. This was not
the situation in the two cases referred to by Purdue. I agree with the judge that,
taken to its limits, the expert’s opinion would recognize a potentially
unlimited number of unnamed other medicinal ingredients to be within the scope
of that claim.
[27] However,
I need not dwell on this question because, even if I were to assume that
Purdue’s construction of the claim is correct, the product specificity
requirement discussed later in these reasons is not met. Therefore, although
the judge erred in importing the legislative requirements of paragraph 4(2)(c)
of the Regulations into his construction of the patent, he did not err in dismissing
Purdue’s application for judicial review.
Question Two – What is
the dosage form approved by the existing notice of compliance?
[28] The judge
concluded the Minister’s determination that the approved dosage form of
TARGIN is a “controlled release tablet for
the delivery of specific strengths of a formulation containing both oxycodone
and naloxone” was reasonable. No issue is taken with the judge’s conclusion in
relation to question two.
Question
Three – Is the dosage form claimed by the patent that which is approved by the
existing notice of compliance?
[29] Prior to the
2006 amendments to the Regulations, a patent for a delivery system was not
eligible for listing on the patent register. In response to representations
from the innovative industry regarding the significant therapeutic advantages
afforded by novel dosage forms, the Governor in Council determined that
inventions in this area merit the special protection of the Regulations (RIAS at
p.1517). Although this is the first time that paragraph 4(2)(c) has been
considered by this Court, guidance can be gleaned from the jurisprudence that
addressed paragraphs 4(2)(b) and 4(3)(c) of the
Regulations.
[30] In Canada (A.G.)
v. Abbott Laboratories Limited, 2008 FCA 244, 68 C.P.R. (4th)
445, leave to appeal refused, [2008] 3 S.C.R. v (Abbott Prevacid),
Justice Pelletier commented on the level of specificity required under
paragraph 4(3)(c) of the Regulations. The debate there concerned the
eligibility for listing of a patent in relation to a NOC issued pursuant to a
supplementary new drug submission (SNDS) approving a new use. The Federal Court
concluded that the patent was eligible for listing because the patent could be
construed as including the new approved use notwithstanding that it was not
explicitly claimed in the patent. This Court disagreed. Paragraphs 47 and 49 of
the Court’s reasons for judgment read:
[T]he Regulations envisage as
a condition of listing a patent in respect of a change in the use of a
medicinal ingredient that the patent specifically claims the changed use as
opposed to non-specific claims which are wide enough to include the changed
use.
…
I conclude that paragraph 4(3)(c)
of the Regulations requires, as a condition of listing a patent on the Patent
Register, that the patent must specifically claim the very change in use
which was approved by the issuance of a Notice of Compliance with respect
to an SNDS. (my emphasis)
[31] In G.D.
Searle, Justice Sharlow, writing for the Court, formulated the test
required under paragraph 4(3)(c) as, “Does claim 15 of the 201 patent
claim the very use that was approved by the issuance of the NOC in
response to SNDS 072375…”
[32] In Bayer,
the product specificity requirement under paragraph 4(2)(b) of
the Regulations (a formulation claim) was interpreted. The Court determined
that the patent did not claim the approved formulation because it claimed a
formulation containing only one of the approved medicinal ingredients. The
approved drug was a formulation containing two medicinal ingredients. The
argument that the “product specificity” intended in paragraph 4(2)(b)
can be achieved without the strict matching required by the Minister was
rejected. In respect of formulation claims, regard must be had to the
particular components of the approved mixture that are responsible for the
drug’s effects in the body.
[33] For
ease of reference, the definition of “claim for the dosage form” in section 2 and
paragraph 4(2)(c) of the Regulations are again reproduced.
Patented
Medicines (Notice
of Compliance) Regulations
(SOR/93-133)
2. “claim for the dosage form” means a claim for a
delivery system for administering a medicinal ingredient in a drug or a
formulation of a drug that includes within its scope that medicinal
ingredient or formulation.
4(2) A
patent on a patent list in relation to a new drug submission is eligible to
be added to the register if the patent contains
(c) a claim for the dosage form and the dosage
form has been approved through the issuance of a notice of compliance in
respect of the submission;
|
Règlement
sur les médicaments brevetés (avis de conformité) (DORS/93-133)
2. « revendication de la
forme posologique » Revendication à l’égard d’un mécanisme de libération
permettant d’administrer l’ingrédient médicinal d’une drogue ou la
formulation de celle-ci, dont la portée comprend cet ingrédient médicinal ou
cette formulation.
4(2) Est
admissible à l’adjonction au registre tout brevet, inscrit sur une liste de
brevets, qui se rattache à la présentation de drogue nouvelle, s’il contient,
selon le cas
c) une
revendication de la forme posologique, la forme posologique ayant été
approuvée par la délivrance d’un avis de conformité à l’égard de la
présentation;
|
[34] The
judge reasoned that a plain reading of paragraph 4(2)(c) supports
the view that a similarly strict or explicit “matching” between the dosage form
claimed under Claim 5 and the dosage form approved in respect of TARGIN was
required for the Minister to grant Purdue’s listing application. This reasoning
is consistent with the statements in the RIAS, which serves as an interpretive
tool. The following appears at pages 1517 and 1518:
Although amended section 2
defines the phrase “claim for the dosage form” in very general terms, in order
to accommodate future advancements in this field, the intent is to provide
protection for the novel delivery system by which the approved medicinal
ingredient, or a formulation containing that ingredient, is administered to the
patient. Examples include controlled-release tablets and capsules, implants and
transdermal patches. As with other eligible subject matter, a dosage form
patent must include a claim to the specific dosage form described in the NDS
(typically as identified in the notification issued by the Minister pursuant to
paragraph C08.004(1)(a)). In addition, it must contain a claim that includes
within its scope the
approved medicinal ingredient. This
latter requirement is meant to ensure that a patent directed solely to a
device, such as an intravenous stand or a syringe, does not meet the definition
of “dosage form” and remains ineligible for listing. (my emphasis)
[35] Purdue
disagrees with the judge’s interpretation of paragraph 4(2)(c) of the
Regulations. It contends the judge failed to recognize the statutory
interpretation principle that “different language should be given different
effects.”
[36] In AstraZeneca
Canada Inc. v. Canada (Minister of Health), 2006 SCC 49, [2006] 2
S.C.R. 560 at paragraph 26, Justice Binnie set out in general terms the
principles that govern the interpretive exercise in this case. The starting
point is that “the words of an Act and regulations are to be read in their
entire context and in their grammatical and ordinary sense harmoniously with
the scheme of the Act, the object of the Act and the intention of Parliament.” He
added that “the scope of a regulation such as the provisions of the NOC
Regulations is constrained by its enabling legislation, in this case s.
55.2(4) of [the] Patent Act” (citations omitted).
[37] Purdue’s
first argument is: “for claims for the dosage form under [paragraph] 4(2)(c),
all that is required is that the dosage form has been approved.” Purdue draws a
distinction between the wording of paragraph 4(2)(b) which refers to a
claim for the formulation that contains the medicinal ingredient and
paragraph 4(2)(c) which makes no reference to a medicinal
ingredient. According to Purdue, since there is no requirement for a medicinal
ingredient in paragraph 4(2)(c), it had to establish only that the
delivery system approved under the TARGIN NOC (the controlled release tablet)
was the same as that claimed under Claim 5.
[38] The
judge made short shrift of this argument by referring to the definition of
“claim for a dosage form” in section 2. By virtue of the definition, paragraph
4(2)(c) necessarily requires a claim for a dosage form for
administering a medicinal ingredient in a drug. I completely agree with the
judge’s reasoning.
[39] Purdue’s
second argument is that there is a further distinction in relation to the
definition of “claim for the dosage form” and “claim for the formulation.” A
claim for the dosage form “requires that the medicinal ingredient be within
the scope of the claim, while a claim for the formulation refers only to
the mixture of medicinal and non-medicinal ingredients” (emphasis in original).
In Purdue’s view, the language in the definition of a claim to the dosage form
indicates that the medicinal ingredient is not required to be a part of a claim
for the dosage form.
[40] To the
extent that this submission adds anything to its first argument, it hinges on
Purdue’s proposed construction of Claim 5 of the '738 Patent, specifically that
it is broad enough to include naloxone although it is not expressly named in
that claim. Yet that is precisely the problem. The claim is so broad that, as
noted earlier, it could cover an unlimited number of unnamed other medical
ingredients. That is not what the patent eligibility requirements are about.
[41] The product
specificity requirement of paragraph 4(2)(c) of the Regulations requires
a matching between: (1) the claim for the dosage form; and (2) the dosage form
that has been approved through the issuance of a notice of compliance.
[42] The
claim for the dosage form is defined by the construction of the patent, that
is, the question one inquiry. This equates to the definition of “claim for the
dosage form” in section 2. However, the fact that naloxone may come within
the scope of Claim 5 does not end the matter because even if it is within the
patent’s scope, it nonetheless may not match the dosage form approved by the
NOC.
[43] Claim 5
relates to oxycodone and, at best, does not exclude naloxone from within its
scope. That is not the same as the dosage form of the NOC, which explicitly
includes both oxycodone and naloxone. Purposive claims construction under
question one contemplates a different inquiry than the legislated test under
paragraph 4(2)(c), which asks specifically whether the claimed
dosage form and the approved dosage form are the very same. Absent precise and
specific matching, the patent is not eligible for listing on the patent
register under the Regulations. Thus, Purdue’s OXYCONTIN drug met the matching
requirement; its TARGIN drug did not.
[44] In my
view, the requirement for this level of specificity is consistent with the
text, the object and the purpose of the Regulations. It is also consistent with
the interpretation of the other classes of claims in section 4 of the
Regulations as determined by the jurisprudence of this Court.
[45] I do
not disagree with Purdue that the purpose of the Regulations is to prevent
patent infringement by a person making use of a patented invention in reliance
on the early working exception. However, there is no obligation to provide the
advantages of the Regulations in every case. The fact that the Governor in
Council establishes eligibility criteria for the listing of patents does not
detract from the legitimate purpose.
[46] I have
not overlooked Purdue’s submission that the judge erred in not admitting into
evidence the exhibit to the cross-examination of Ms. Thompson. As I understand
it, Purdue obtained a certified copy of an affidavit filed in another
proceeding that, in turn, exhibited (with respect to a third proceeding), the
notice of application and the transcript of the cross-examination of another
deponent. The judge refused to admit the document noting that it had not formed
part of the record before the Minister and was of little probative value to the
issues raised in the application before him.
[47] Purdue
maintains that the impugned affidavit was that of an employee of the Office of
Patented Medicines and Liaison (OPML) at the time the decision was rendered
regarding the eligibility for listing of the '738 Patent and that the testimony
was thus before the OPML.
[48] The
judge did not err in refusing to admit the exhibit. He considered its
admissibility and concluded that the deponent’s testimony was not before the
Minister. That is a factual determination. Purdue has not established palpable
or overriding error in this respect. Moreover, if Purdue’s purpose was to
establish that the Minister’s reasoning changed over time, as noted in G.D.
Searle, the judicial review of the Minister’s decision “should be based on
the reasons expressed by the Minister in the final decision letter” (at para.
29).
[49] For the
foregoing reasons, I conclude that the judge did not err in dismissing the
application for judicial review. I would dismiss the appeal with costs.
"Carolyn
Layden-Stevenson"
“I agree.
Pierre Blais C.J.”
“I agree
David Stratas”