Date:
20081117
Docket:
A-350-08
Citation: 2008 FCA 354
CORAM: LÉTOURNEAU
J.A.
SHARLOW
J.A.
PELLETIER J.A.
BETWEEN:
ABBOTT LABORATORIES LIMITED
Appellant
and
ATTORNEY GENERAL OF CANADA and
THE MINISTER OF HEALTH
Respondents
REASONS FOR
JUDGMENT
SHARLOW J.A.
[1]
Abbott
Laboratories Limited submitted to the Minister of Health an application to list
Canadian Patent No. 2,182,620 against the drug Meridia on the patent register
maintained by the Minister pursuant to the Patented Medicines (Notice of
Compliance) Regulations, SOR/93-133 (the NOC Regulations). The
Minister refused the request because he concluded that the 620 patent was not
eligible for listing against Meridia. Abbott’s application for judicial review
of the Minister’s decision was dismissed by Justice Hughes (2008 FC 700). The
main issue on appeal is whether Justice Hughes erred in declining to intervene.
Statutory Framework
[2]
The
mandate of the Minister includes the administration of the Food and Drug
Regulations, C.R.C., c. 870. Those regulations are intended to ensure,
among other things, that all drugs sold in Canada meet certain
standards of safety and efficacy. A drug cannot be sold in Canada without a
notice of compliance issued by the Minister under the Food and Drug
Regulations signifying that the Minister is satisfied that the drug meets
those standards. In addition to issuing the notice of compliance, the Minister
approves the packaging for the drug and a product monograph that states the
approved use of the drug and provides technical information for medical
professionals.
[3]
The
application for a notice of compliance for a new drug (an “innovator” drug) is
called a “new drug submission”. The task of satisfying the Minister as to its
safety and efficacy may require the submission of extensive scientific
information, including the results of clinical trials. If a notice of
compliance is sought for a drug (a “generic” drug) that is similar in specified
respects to an innovator drug for which a notice of compliance has been issued,
the approval process may be shortened because the generic drug producer may
rely on specified comparisons to the innovator drug. An application for a
notice of compliance using the shortened procedure is called an “abbreviated
new drug submission”.
[4]
If
an innovator drug embodies the invention described in a patent, the patent must
be respected by a generic drug producer wishing to market a generic version of
the drug. However, by virtue of section 55.2 of the Patent Act, R.S.C.
1985, c. P-4, it is not an infringement for the generic drug producer to do the
work reasonably required to prepare an abbreviated new drug submission for its generic
version based on permitted comparisons to the innovator drug. Section 55.2 is called
the “early working exception”.
[5]
Subsection
55.2(4) of the Patent Act empowers the Governor in Council to make regulations
intended to deter abuses of the early working exception. The Governor in
Council exercised that power in enacting the NOC Regulations.
[6]
Pursuant
to the NOC Regulations, the Minister is required to maintain a “patent
register”. The holder of a notice of compliance for an innovator drug that
embodies the invention described in a patent may, subject to a number of
conditions, list the patent against the drug. Generally, a generic drug
producer seeking a notice of compliance for a generic version of the innovator
drug on the basis of an abbreviated new drug submission must “address” the
patents listed against the innovator drug. That may be done in a number of
ways. One is by alleging that the generic drug will not infringe the listed
patent. Another is by alleging that the listed patent is invalid.
[7]
If
an allegation of non-infringement or invalidity is made, the innovator has the
right to commence an application in the Federal Court to challenge the
allegation. Commencing the application automatically prevents
the Minister from issuing a notice of compliance for the generic drug for a
period of time, generally 24 months (shorter if the application is dismissed
before the end of that period, longer if the Federal Court extends the time).
That delay in the market entry of the generic drug may represent a significant
economic advantage to the innovator and a corresponding economic detriment to
the generic drug producer. From the point of view of generic drug producers,
the automatic delay has been characterized as “draconian” because it operates
regardless of the merits of any patent dispute that might arise between the
innovator and the generic drug producer (see Merck Frosst
Canada Inc. v. Canada (Minister of National Health and Welfare), [1998] 2
S.C.R. 193, at paragraph 33, per Justice Iacobucci, writing for the Court).
[8]
The
disposition of a prohibition application turns on the determination of the Federal
Court as to whether the allegation of non-infringement or invalidity is justified.
If the allegation is not justified, the Federal Court prohibits the Minister
from issuing a notice of compliance for the generic drug until after the expiry
of the patent. If it is justified, the Federal Court dismisses the application
and the Minister is free to issue a notice of compliance for the generic drug
once the requirements of the Food and Drug Regulations are satisfied.
[9]
The
producer of an innovator drug that embodies the invention described in a patent
obtains the advantages of the NOC Regulations only if the patent is
listed against the drug. There is a large and growing body of jurisprudence
resolving disputes about the eligibility of a patent for listing. Some of that
litigation has resulted in amendments to the NOC Regulations. The
eligibility of a patent for listing is now determined by subsection 4(2) of the
NOC Regulations, which reads in relevant part as follows:
4. (2) A patent on a patent
list in relation to a new drug submission is eligible to be added to the
register if the patent contains
|
4. (2) Est admissible
à l’adjonction au registre tout brevet, inscrit sur une liste de brevets, qui
se rattache à la présentation de drogue nouvelle, s’il contient, selon le cas
:
|
[…]
|
[…]
|
(d)
a claim for the use of the medicinal ingredient, and the use has been approved
through the issuance of a notice of compliance in respect of the submission.
|
d) une revendication de l’utilisation de
l’ingrédient médicinal, l’utilisation ayant été approuvée par la délivrance
d’un avis de conformité à l’égard de la présentation.
|
Facts
[10]
Abbott
is permitted to market Meridia in Canada pursuant to a notice of
compliance issued on December 28, 2000 in response to new drug submission number
048598. The medicinal ingredient in Meridia is sibutramine hydrochloride
monohydrate, also known as sibutramine.
[11]
The
product monograph for Meridia, as approved by the Minister, categorizes Meridia
as an “anorexiant/antiobesity agent”. It states that Meridia is approved for
use “as adjunctive therapy within a weight management program” for obese
patients with a body mass index of 30 kg/m2 or higher, or obese
patients with a body mass index of 27 kg/m2 or higher in the
presence of “other risk factors (e.g. controlled hypertension, type 2 diabetes,
dyslipidemia, visceral fat)”.
[12]
The
product monograph also states the following in bold type under the heading
“Dosage and Administration” (at page 20):
Treatment
with MERIDIA® (sibutramine hydrochloride monohydrate) should only be
given as part of an integrated therapeutic approach for weight reduction and
weight maintenance under the care of a physician with experience in the
treatment of obesity.
[13]
There
is one patent listed against Meridia, Canadian Patent No. 2,003,524. It has a
filing date of November 21, 1989 and has a twenty year term. It apparently claims
the use of sibutramine in the treatment of obesity.
[14]
The
application for the 620 patent was filed on February 3, 1995 and the 620 patent
was issued on January 16, 2007. It is entitled “improving glucose tolerance”. The
parties agree that the issues in this appeal are to be determined on the basis
of claim 6 only. Claim 6 reads as follows:
6.
|
|
The use of
N,N-dimethyl-1-[1-(4-chlorophenyl)-cyclobutyl]- 3-methylbutylamine
hydrochloride monohydrate for improving the glucose tolerance of humans
having Impaired Glucose Tolerance or Non-Insulin Dependent Diabetes Mellitus.
|
[15]
On
February 15, 2007, Abbott submitted an application requesting the Minister to
list the 620 patent on the patent register against Meridia. By letter dated February 23, 2007, the Minister informed Abbott
of his preliminary determination that the 620 patent is not eligible for
listing because the use described in the claims of the 620 patent is not the
approved use of Meridia.
[16]
Representatives
of
Abbott and the Minister met on May 7, 2007. The representatives of Abbott were
accompanied by Dr. Richard Lewanczuk, an endocrinologist claiming expertise in
a number of subjects, including obesity, diabetes and insulin resistance. For
the purposes of this appeal, I assume without deciding that Dr. Lewanczuk’s
expertise qualifies him to opine on matters relating to the construction of
claim 6 of the 620 patent. The record does not suggest that the Minister or
Justice Hughes concluded otherwise.
[17]
At
the meeting of May 7, 2007, Dr. Lewanczuk made a presentation to the Minister’s
representatives. That meeting was followed by a letter dated June 7, 2007, in
which Abbott explained that it takes the position the 620 patent is eligible
for listing because of the analysis presented by Dr. Lewanczuk at the meeting. I
summarize that analysis as follows:
The 620
patent
1.
A
person skilled in the art would understand the following:
a) The phrase
“impaired glucose tolerance” as used in claim 6 of the 620 patent means pre-diabetes
or pre-type 2 diabetes.
b) The phrase “non-insulin
dependent diabetes mellitus” as used in claim 6 means type 2 diabetes.
c) Pre-type 2 diabetes and
type 2 diabetes are conditions characterized by a deviation from normal glucose
tolerance, with type 2 diabetes representing a more severe deviation than
pre-type 2 diabetes.
2.
A
person skilled in the art would conclude that claim 6 refers to the use of
sibutramine for improving the glucose tolerance of humans having pre-type 2 diabetes
or type 2 diabetes.
The approved use of Meridia
3.
A
physician reading the product monograph for Meridia would understand that the
use of sibutramine as adjunctive therapy within a weight management program would
lead to improved glucose tolerance along with weight loss.
4.
It
follows that a physician would conclude that the approved use of Meridia would
include its use for the purpose of improving glucose tolerance in persons with
pre-type 2 diabetes or type 2 diabetes.
[18]
Abbott
has argued in this appeal that the letter of June 7, 2007 was not intended to
suggest that Meridia was approved for the treatment of type 2 diabetes itself,
or for the treatment of non-obese diabetic patients. The letter is somewhat
ambiguous on that point. However, it is fair to say that the letter is intended
to persuade the Minister at least that the use of Meridia to treat obesity
should be understood to include the use of Meridia to improve glucose tolerance.
[19]
In
addition to summarizing Dr. Lewanczuk’s oral presentation, Abbott’s June 7,
2007 letter to the Minister points out that the efficacy of sibutramine in improving
glucose tolerance formed part of the basis for the issuance of the notice of
compliance for Meridia. In support of that proposition, Abbott referred to studies
described in the product monograph, and also to the portion of the product
monograph entitled “Mechanism of Action”, which states among other things that sibutramine
enhances satiety (reducing appetite) and also increases energy expenditure by
induction of thermogenesis. The latter involves metabolic changes that improve
glucose tolerance, which in turn discourages the production of fat in the
abdomen and promotes weight loss.
[20]
In
summary, Abbott submitted to the Minister that, because the use of Meridia to
treat obesity results in improved glucose tolerance, and because improving
glucose tolerance is the objective of treating persons with pre-type 2 diabetes
or type 2 diabetes, Meridia is approved for the use of improving glucose
tolerance in persons with pre-type 2 diabetes or type 2 diabetes.
[21]
By
letter dated July 25, 2007, the Minister informed Abbott of his decision not to
list the 620 patent. The basis of his conclusion appears in this excerpt from that
letter:
… MERIDIA is approved
as an antiobesity agent/anorexiant for the use in adjunctive therapy within a
weight management program to treat obese patients. It is not indicated for
the treatment of hypertension, type 2 diabetes (Non-Insulin Dependent
Diabetes Mellitus), dyslipidemia, and visceral fat.
In contrast, the ‘620
patent contains claims for the use of sibutramine hydrochloride monohydrate
for improving the glucose tolerance of humans having Impaired Glucose
Tolerance (pre-type 2 diabetes) or Non-Insulin Dependent Diabetes Mellitus
(type 2 diabetes). The claims are not directed towards the treatment of
obesity. As such, the OPML [the Minister] is of the position that the uses
claimed in the ‘620 patent have not been approved through the issuance of the
notice of compliance for the drug product MERIDIA and as such, the ‘620
patent is not eligible to be added to the Patent Register in respect of new
drug submission 048598.
|
[22]
As
I read the Minister’s reasons, he accepted the argument of Abbott that claim 6 of the 620 patent
refers to the use of sibutramine for improving the glucose tolerance of humans
having pre-type 2 diabetes or type 2 diabetes, but he concluded that
the 620 patent is not eligible for listing because Meridia is not approved for that
purpose.
[23]
Abbott
applied to the Federal Court for judicial review of the Minister’s decision not
to list the 620 patent. In support of its application, it submitted the
affidavit of Loretta Del Bosco, an employee of Abbott, that attests to
procedural facts and authenticates the main documents considered by the
Minister in reaching his decision, including the product monograph for Meridia,
the 620 patent, the application for the patent listing, the Minister’s letter
dated February 23, 2007, stating his preliminary conclusion, the Abbott letter to
the Minister dated June 7, 2007, and the Minister’s letter dated July 25, 2007
stating his decision.
[24]
Abbott
also submitted the affidavit of Dr. Lewanczuk sworn October 9, 2008. That
affidavit was not before the Minister when he made the decision sought to be
reviewed. Justice Hughes concluded that most of the affidavit was inadmissible.
He took into account only paragraphs 44 to 51 of that affidavit, which are the
paragraphs in which Dr. Lewanczuk presents his expert opinion in relation to
the construction of the claims of the 620 patent. Justice Hughes dismissed Abbott’s
application for judicial review of the Minister’s decision.
[25]
For
the purposes of this appeal, the parties agree on the following facts. “N,N-dimethyl-1-[1-(4-chlorophenyl)-cyclobutyl]-
3-methylbutylamine hydrochloride monohydrate”, the substance named in claim 6
of the 620 patent, means sibutramine. The terms “impaired glucose tolerance”
and “pre-type 2 diabetes” are synonymous. The terms “non-insulin dependent
diabetes mellitus” and “type 2 diabetes” are also synonymous. The medical
treatment of either condition is aimed at improving glucose tolerance. Some but
not all persons with pre-type 2 diabetes or type 2 diabetes are obese. Some but
not all obese persons have pre-type 2 diabetes or type 2 diabetes.
Standard of
review
[26]
The
parties agree that Justice Hughes’ review of the Minister’s decision applied
the standard of reasonableness, following Dunsmuir v. New
Brunswick,
[2008] 1 S.C.R. 190, 2008
SCC 9, which is now the leading case on the determination of the standard of
review in matters of administrative law. The Minister argues that Justice
Hughes was correct to apply that standard of review.
[27]
Abbott
argues that Justice Hughes should have applied the standard of correctness. Abbott’s
argument relies on Abbott Laboratories Ltd. v. Canada (Attorney General),
2008 FCA 244, at paragraphs 32 and 33, citing Eli Lilly Canada Inc. v.
Canada (Minister of Health) (F.C.A.), [2003] 3 F.C. 140, at paragraph 5. Each
of those cases involved a challenge to the decision of the Minister to list a
patent, but the only debate was the interpretation of the NOC Regulations.
In this case, the Minister’s decision also required him to determine the
approved use of Meridia.
[28]
Justice
Hughes analyzed the Minister’s decision as comprising three questions. Both
parties accept that he was correct to ask himself those three questions. In
determining the standard of review, Justice Hughes considered the applicable
standard of review separately for each of the three questions (see paragraphs
24 to 28 of his reasons). I will discuss each of the questions in turn.
[29]
The
first question is: “What use does the patent claim?” Justice Hughes concluded
that this is a matter of construction of the patent claim, which is a question
of law to be reviewed on the standard of correctness. I agree. No one argues
that any other standard of review should apply to this question.
[30]
The
second question is: “What is the use approved by the existing notice of
compliance?” Justice Hughes concluded that this is a question of fact to be
reviewed on the standard of reasonableness. I agree that the standard is
reasonableness, but based on different reasoning.
[31]
The
determination of the approved use of a drug requires an interpretation of the
notice of compliance and the product monograph. Generally, the interpretation
of a document that defines legal rights and obligations is a question of law,
and on that basis it is arguable that the interpretation of a product monograph
is a question of law, rather than a question of fact as Justice Hughes found.
Even so, it is an interpretative exercise that must necessarily be informed by a
particular expertise in matters of the safety and efficacy of drugs. Those are matters
on which the Minister is more expert than the Court. Further, it results in a
determination that relates to a single case, rather than a principle of general
application. Based on those considerations, I conclude that in a judicial
review of the Minister’s decision to accept or reject a patent for listing, the
Minister’s determination of the approved use of a drug should be reviewed on the
standard of reasonableness, even if it is a question of law.
[32]
The
third question is: “Is the use claimed by the patent that which is approved by
the existing notice of compliance?” Justice Hughes characterized this as a
question of mixed fact and law, and concluded that “considerable deference”
should be given to the Minister’s decision. I take that to mean that in
reviewing the Minister’s determination of this question, Justice Hughes applied
the standard of reasonableness.
[33]
In
my view, Justice Hughes’ analysis of the standard of review to be applied to
the third question is incomplete. I agree that the third question is a question
of mixed fact and law because it requires an application of the law to the
facts. I also agree that the factual component must be reviewed on a standard
of reasonableness. However, the legal component of that question, which in this
case is the meaning of paragraph 4(2)(d) of the NOC Regulations, must
be reviewed on a correctness standard: see Ferring Inc. v. Canada (Minister of
Health), 2007 FCA 276, as altered by the abolition of patent
unreasonableness as a permitted standard of review (Dunsmuir, cited
above); see also Eli Lilly and Abbott Laboratories (cited above).
[34]
In
summary, the Minister’s decision not to list the 620 patent must stand unless it
is based on an incorrect construction of claim 6 of the 620 patent, an incorrect
interpretation of paragraph 4(2)(d) of the NOC Regulations, an unreasonable
conclusion as to the approved use of Meridia, or an unreasonable conclusion as
to whether the use of the sibutramine claimed in the 620 patent is an approved
use of Meridia.
Evidence on
judicial review
[35]
Justice
Hughes on his own motion questioned whether Abbott was entitled to adduce evidence
in the form of the affidavit of Dr. Lewanczuk. He concluded that the affidavit
should be disregarded except for paragraphs 44 to 51 which, in his view,
represented relevant and admissible expert evidence as to how a person skilled
in the art would understand the claims of the 620 patent. The Minister did not
object to that limited use of the affidavit, and does not object now.
[36]
Abbott
argues that Justice Hughes was wrong to raise the question of the admissibility
of the affidavit at the hearing, without advance notice, in the absence of an objection
from the Minister. It is not clear whether Abbott requested an adjournment to
deal with this issue, but there is no reason to believe that could not have
been done. In any event, the admissibility of the affidavit was a question for
Justice Hughes alone. He was not bound by the consent of the parties or the
absence of an objection, although he could have taken those factors into
account. In my view, Abbott’s argument on this point is based on a misunderstanding
of the judicial review procedure.
[37]
The
general rule in an application for judicial review is that the record before
the Federal Court should not include any documentary evidence that was not before
the maker of the decision sought to be reviewed. The rationale for this rule is
judicial efficiency. In an application for judicial review, unlike an
originating application (such as an application for prohibition under the NOC
Regulations), the Federal Court is not the decision maker of first
instance, but rather is reviewing the decision of someone else, in this case
the Minister. Judicial resources would be wasted if the parties to an
application for judicial review of the Minister’s decision, having failed to
put their best foot forward before the Minister, could hope to provide
additional evidence in the Federal Court to impugn the Minister’s decision.
[38]
Exceptions
to the general rule are recognized for facts that are relevant to an allegation
of a breach of natural justice or an allegation of bias, but those exceptions
are not relevant here. I see no reason in principle to recognize a blanket exception
for an application to the Federal Court for judicial review of a decision of
the Minister not to list a patent on the patent register.
[39]
However,
where an application for judicial review requires a determination on a point of
patent construction, it may well be helpful to the Federal Court judge to have
the benefit of a formal expert opinion on patent construction, in the form of
an affidavit. For that reason, the judge should have the discretion to admit such
an affidavit or, as in this case, the portions of an affidavit containing the
expert opinion on patent construction. In exercising that discretion, the
judge should consider whether or not the construction of the patent proposed in
the affidavit is one that was put to the Minister for consideration.
[40]
In
this case, the expert opinion of Dr. Lewanczuk on patent construction was
presented to the Minister orally at the meeting of May 7, 2007, as documented
in the letter dated June 7, 2007 to the Minister from Abbott’s counsel. Justice
Hughes properly exercised his discretion to consider paragraphs 44 to 51 of the
affidavit of Dr. Lewanczuk dealing with his expert opinion, and to refuse to
consider the other paragraphs of Dr. Lewanczuk’s affidavit dealing with other
matters.
[41]
Even
if I had concluded that Justice Hughes was wrong to consider paragraphs 44 to
51 of Dr. Lewanczuk’s affidavit, I would disregard that error in determining
this appeal. There are three reasons for that. First, the Minister has never objected
and still does not object to consideration of those paragraphs by Justice
Hughes. Second, the substance of the paragraphs considered by Justice Hughes
was set out in the letter dated June 7, 2007 from Abbott’s counsel to the
Minister. Third, there is no real controversy on the construction of claim 6 of
the 620 patent.
[42]
I
emphasize that an applicant for a patent listing who engages in a debate with
the Minister about the construction of a patent claim is not required as a
matter of law to provide the Minister with an expert opinion in the form of an
affidavit (although it may do so). Nor is the Minister required to support his
construction of a patent claim with an expert opinion in the form of an
affidavit (although he may do so). The Minister is entitled to determine what
evidence he considers relevant, in any form that he considers acceptable, and
is not obliged to follow the laws of evidence in considering questions of
patent listing. However, it may be difficult or impossible to establish what evidence
was before the Minister, if the evidence is not documented at all.
[43]
I
will now discuss the three questions considered by Justice Hughes.
Construction of claim 6
of the 620 patent
[44]
Counsel
for Abbott agreed at the hearing that, for the purposes of this appeal, the
following construction of claim 6, as stated at paragraph 33 in the reasons of
Justice Hughes, may be taken as correct:
- The use of
sibutramine for improving the glucose tolerance of humans, obese and
otherwise, having pre-type 2 diabetes or type 2 diabetes.
|
[45]
The
inclusion of the phrase “obese and otherwise” in Justice Hughes’ construction
of claim 6 does not reflect any express statements in the 620 patent.
Rather, it is intended to emphasize that claim 6, properly construed, is not
limited to the treatment of persons who are obese. As stated above, a person
with pre-type 2 diabetes or type 2 diabetes may or may not be obese.
[46]
As
I read the Minister’s decision, the construction of claim 6 of the 620 patent
that he implicitly adopted is substantially the same as the construction of
that claim by Justice Hughes. For that reason, I conclude that for the purposes
of this appeal, there is no dispute about the construction of claim 6.
Approved use
of Meridia
[47]
Abbott
argued in its submissions to the Minister that, because the use of sibutramine to treat
obesity leads to improved glucose tolerance along with weight loss, physicians
would believe that they are permitted to use sibutramine for the purpose contemplated
by claim 6 (that is, improving glucose tolerance in persons with pre-type 2
diabetes or type 2 diabetes). The Minister rejected that argument because
obesity is not the same as a condition such as type 2 diabetes that may or may
not be associated with obesity. More specifically, the Minister determined
that Meridia is approved for use in the treatment of obese persons with a
certain initial body mass index, but it is not approved for the treatment of other
conditions, such as type 2 diabetes, even if they may be associated with obesity.
Justice Hughes found the Minister’s determination to be reasonable. I agree. In
this regard, I emphasize that the Minister’s understanding of the uses he has
approved for a drug is entitled to considerable deference.
[48]
Abbott
argued in the appeal that, although the Minister concluded that Meridia is not
approved for the treatment of persons with type 2 diabetes, he did not say
whether Meridia is approved for the use of improving glucose tolerance in
persons with pre-type 2 diabetes. There is no merit in this argument. A fair
reading of the Minister’s letters leaves no doubt that he did not consider
Meridia to be approved for anything except the treatment of obesity in persons
who meet the specific criteria set out in the product monograph.
Comparing the
claimed use of sibutramine and the approved use of Meridia
[49]
The
Minister concluded that the claimed use of sibutramine is not the approved use
of Meridia. Justice Hughes found that conclusion to be reasonable. I agree, in
relation to the factual elements of the conclusion. It remains only to consider
whether this conclusion is based on an incorrect interpretation of paragraph 4(2)(d)
of the NOC Regulations.
[50]
It
appears to me that the principal dispute about the meaning of paragraph 4(2)(d)
of the NOC Regulations is based on Abbott’s argument that, because claim
6 would necessarily be infringed by the use of sibutramine for improving the
glucose tolerance of an obese person with pre-type 2 diabetes or type 2
diabetes, the patent should be listed against Meridia.
[51]
As
stated above, it is now agreed that for the purposes of this appeal, claim 6 of
the 620 patent should be construed as follows (my emphasis):
6. The use of
sibutramine for improving the glucose tolerance of humans, obese and otherwise,
having pre-type 2 diabetes or type 2 diabetes.
|
[52]
If
claim 6 is valid (and there is no challenge in this case to the validity of
claim 6), Abbott may well be correct to say that claim 6 would be infringed by
the use of sibutramine for improving the glucose tolerance of an obese person with
pre-type 2 diabetes or type 2 diabetes. However, I need not express an opinion
on that point. Abbott’s argument is based on the premise that paragraph 4(2)(d)
of the NOC Regulations asks whether the use of Meridia for the purpose approved
by the Minister would or might infringe claim 6 of the 620 patent. In my view,
that is not the question asked by paragraph 4(2)(d).
[53]
As
explained above, the eligibility of a patent for listing against an approved
drug is governed by paragraph 4(2)(d) of the NOC Regulations, reproduced
here for ease of reference:
4. (2) A patent on a patent
list in relation to a new drug submission is eligible to be added to the
register if the patent contains
|
4. (2) Est admissible
à l’adjonction au registre tout brevet, inscrit sur une liste de brevets, qui
se rattache à la présentation de drogue nouvelle, s’il contient, selon le cas
:
|
[…]
|
[…]
|
(d) a claim for the use of the medicinal
ingredient, and the use has been approved through the issuance of a notice of
compliance in respect of the submission.
|
d) une revendication de l’utilisation de
l’ingrédient médicinal, l’utilisation ayant été approuvée par la délivrance
d’un avis de conformité à l’égard de la présentation.
|
[54]
As
I read paragraph 4(2)(d), it asks whether claim 6 of the 620 patent
claims a use of the sibutramine that is an approved use of Meridia. That
question was deliberately chosen for the current version of paragraph 4(2)(d)
of the NOC Regulations to avoid the broad interpretation given to the
more general provision it replaced (compare, Eli Lilly (cited above) at
paragraphs 34 and 35, and the Regulatory Impact Analysis Statement,
Canada Gazette Part II, Vol. 140, No. 21 (October 18, 2006), at page 1514). To
accept the broader infringement question posed by Abbott as a permissible means
of interpreting paragraph 4(2)(d) would not be consistent with its
current language, or the purpose for which it was enacted.
[55]
I
have not ignored the argument of Abbott that, according to paragraph 4(2)(d)
of the NOC Regulations, the 620 patent is eligible for listing if only
one of the uses it claims for sibutramine is an approved use of Meridia. It
seems to me that the Minister does not disagree with that proposition. However,
the Minister concluded, reasonably in my view, that Meridia is not approved for
improving glucose tolerance in anyone.
[56]
I
conclude that the Minister’s decision not to list the 620 patent was based on a
correct interpretation of paragraph 4(2)(d) of the NOC Regulations.
Conclusion
[57]
I
summarize as follows the three questions the Minister was required to consider in
determining whether the 620 patent was eligible for listing against Meridia,
and the Minister’s answers to those questions:
1.
What
use of sibutramine is claimed by the 620 patent? Answer: It claims the use of
sibutramine for improving the glucose tolerance of humans, obese and otherwise,
having pre-type 2 diabetes or type 2 diabetes.
2.
What
is the approved use of Meridia? Answer: Meridia is approved for use as
adjunctive therapy within a weight management program for obese patients with a
body mass index of 30 kg/m2 or higher, or obese patients with a body
mass index of 27 kg/m2 or higher in the presence of other risk
factors (e.g. controlled hypertension, type 2 diabetes, dyslipidemia, visceral fat).
3.
Is
the use of sibutramine claimed by the 620 patent an approved use of Meridia? Answer:
No.
[58]
Justice
Hughes dismissed the application for judicial review because the Minister’s
decision not to list the 620 patent against Meridia was correct in law and reasonable
in fact. I agree. I would dismiss this appeal with costs.
“K.
Sharlow”
“I
agree.
Gilles Létourneau J.A.”
“I
agree.
J.D. Denis Pelletier J.A.”