Docket: IMM-4080-13
Citation:
2014 FC 762
[UNREVISED ENGLISH CERTIFIED TRANSLATION]
Ottawa, Ontario, July 30, 2014
PRESENT: The Honourable Mr. Justice Roy
BETWEEN:
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MINISTER OF PUBLIC SAFETY AND
EMERGENCY PREPAREDNESS
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Applicant
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and
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EDGARD PHILISTIN
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Respondent
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JUDGMENT AND REASONS
[1]
This is an application by the Minister of Public
Safety and Emergency Preparedness [the Minister] for judicial review of a
decision by the Immigration Appeal Division [IAD] to reopen a case that had
been heard and determined. Indeed, this case was already the subject of a
judicial review. The application for judicial review is brought pursuant to
section 72 of the Immigration and Refugee Protection Act, SC 2001,
c 27 [the Act].
[2]
It is section 71 of the Act that permits an
appeal to be reopened on one specific condition. It reads as follows:
Reopening appeal
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Réouverture de
l’appel
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71. The Immigration
Appeal Division, on application by a foreign national who has not left Canada under a removal order, may reopen an appeal if it is satisfied that it failed to
observe a principle of natural justice.
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71. L’étranger qui
n’a pas quitté le Canada à la suite de la mesure de renvoi peut demander la
réouverture de l’appel sur preuve de manquement à un principe de justice
naturelle.
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I.
Facts
[3]
Mr. Philistin is a citizen of Haiti who has been a permanent resident since 1994.
[4]
Following a conviction for criminal harassment,
an offence punishable by a maximum term of imprisonment of 10 years, he was
found to be inadmissible under paragraph 36(1)(a) of the Act. A
deportation order was issued on March 10, 2010.
[5]
The IAD heard an appeal from the removal order
on November 29, 2010. A request for an adjournment was denied at that
time. Counsel for Mr. Philistin wanted a psychological assessment of the
respondent to be conducted, and the request was denied because it was late and
also because that evidence was irrelevant. The appeal was dismissed on
January 14, 2011.
[6]
An application for judicial review was dismissed
on November 22, 2011 (2011 FC 1333). Two arguments were submitted to the
Court: was the IAD’s decision unreasonable and did the refusal to grant an
adjournment constitute a breach of procedural fairness? Mr. Philistin failed
on both arguments, but only the one pertaining to the refusal to grant the
adjournment is relevant in this case.
[7]
At the hearing before the IAD, the respondent’s
mother testified that Mr. Philistin presented behavioural symptoms similar
to those of his son, the witnesses’ grandson, who had been diagnosed as
suffering from dysphasia. The adjournment would have permitted a psychological
assessment to be done. It appears that the IAD did not note any language
problems on the part of Mr. Philistin.
[8]
Moreover, counsel for Mr. Philistin, who
signed the respondent’s memorandum in our matter but did not argue the case
before this Court, stated that she “never doubted the problems brought to light
by the mother’s testimony” (Philistin v Canada (Public Safety and Emergency
Preparedness), 2011 FC 1333 [Philistin], at para 11).
[9]
This lack of a psychological assessment will not
permit the respondent to avail himself of the assistance of a designated
representative. After the hearing before the IAD but prior to the hearing
before our Court on the first judicial review in November 2011, a report was
prepared by a psychologist who concluded that the respondent had poor
comprehension skills similar to an intellectual disability.
[10]
The need for the assistance of a designated
representative was a new argument before the Court in November 2011. The Crown
objected on the basis that it was a new argument, and the Court agreed. The
Court noted that Mr. Philistin’s counsel had not requested a designated
representative before the IAD. No allegation was made that he suffered from an
intellectual disability that prevented him from appreciating the nature of the
criminal acts he committed. Even though his counsel now argues that she noted
the respondent’s confusion at the hearing before the IAD, this was not mentioned
before the IAD; at that point, she spoke only about the same speech disorder
that affected Mr. Philistin’s son. Therefore, the well‑known rule
that a judicial review can only deal with the matter that was before the
administrative tribunal means that the new argument could not be heard.
[11]
As a result, the argument regarding the refusal
to grant an adjournment was rejected. The Court found that Mr. Philistin had
been able to make representations on his appeal based on humanitarian and
compassionate considerations. The Court concluded on this argument with the
following sentence at the end of paragraph 15: “Moreover, the applicant’s testimony at the hearing was clear and there
was no evidence before me that his ability to communicate was compromised.”
[12]
A year later, on December 14, 2012, an
application to reopen the file was presented. It seems that the one‑year
delay can be explained by the fact that Mr. Philistin had been unable to
obtain a new psychological assessment until December 2012 because of a lack of
financial resources. In any event, the report was obtained on December 12
and relied upon to have the appeal reopened.
II.
Decision
[13]
The application to reopen the appeal was the
subject of a short decision on May 31, 2013. The decision under review is
very brief. It refers to the report of the psychological assessment of
December 12, which had found a mild intellectual disability that the IAD
described as [translation] “making it difficult for him to appreciate the nature of the
proceedings, the language used and the relevant concepts.” The IAD also
noted what can only be the [translation]
“testimony” of his counsel, who admitted that the nature of Mr. Philistin’s
mental condition was not known at the hearing before the IAD and that the IAD also
had no reason to doubt the ability to appreciate. Finally, the IAD saw a new
fact in the psychological assessment report that would justify the presence of
a designated representative at the hearing of his appeal but did not explain
why the presence of Mr. Philistin’s counsel was not sufficient for this
purpose.
[14]
The IAD’s analysis is also short. It noted that
its ability to reopen an appeal is very limited because once a decision is
rendered, it is functus officio and could only render a second decision
if there had been a breach of the rules of natural justice. Without much
explanation, it concluded that natural justice required that the appeal be
reopened because a designated representative should have been provided to him given
[translation] “that the appellant
was unable to appreciate the nature of the proceedings at
his appeal hearing”.
III.
Arguments and standard of review
[15]
The Minister offers two arguments in support of
his application for judicial review:
1.
the principles of res judicata and stare
decisis should have prevented the IAD from reopening this case, which had
been heard and determined by the IAD and confirmed by the Federal Court;
2.
there was no breach of a principle of natural
justice.
[16]
The parties agree that the standard of review
applicable to both issues is correctness. The Federal Court of Appeal decision
in Hillary v Canada (Citizenship and Immigration), 2011 FCA 51 [Hillary]
appears to me to dispose of the issue as the parties propose.
[17]
Obviously, the result is that the IAD decision
does not benefit from the deference that other decisions are entitled to where
the standard of review is reasonableness. As stated in Dunsmuir v New Brunswick, 2008 SCC 9, [2008] 1 S.C.R. 190 [Dunsmuir], at paragraph 50:
[50] …When applying the correctness
standard, a reviewing court will not show deference to the decision maker’s
reasoning process; it will rather undertake its own analysis of the
question. The analysis will bring the court to decide whether it agrees
with the determination of the decision maker; if not, the court will substitute
its own view and provide the correct answer. From the outset, the court must
ask whether the tribunal’s decision was correct.
IV.
Analysis
[18]
The Minister contends that the IAD erred because
the issue in the application to reopen was already determined by the Federal
Court in its 2011 decision. Thus, the Court already decided that the IAD did
not breach the principles of natural justice: the issue is res judicata
or stare decisis.
[19]
The difference between res judicata and stare
decisis seems to be that, in the case of res judicata, the parties
must be the same while that is not the case for the doctrine of stare
decisis. What is important is that the issues being raised are the same and
that they “have already been answered by a higher court whose judgment has the
authority of res judicata ” (Canada (Attorney General) v
Confédération des syndicats nationaux, 2014 SCC 49, para 25). Here, the
applicant submits that he can rely on res judicata since we are dealing
with the same parties and in addition, of course, he argues that the same issue
decided judicially and in a final manner is being relitigated (Danyluk v
Ainsworth Technologies Inc, 2001 SCC 44, [2001] 2 S.C.R. 460).
[20]
To dispose of this issue, it is not necessary to
consider the three branches of the principle of res judicata (or
estoppel). In my view, the matter is resolved when the issue that was
determined is examined more closely. The Minister simply states that the
Federal Court, in 2011, found that there had not been a breach of the
principles of natural justice at that time and that, therefore, a natural
justice issue cannot be raised now.
[21]
With respect, I do not believe that the Federal
Court decision dealt with the same issue. The alleged breach of natural justice
was not the same as the one at issue here. In 2011, the Court declined to
consider the argument that a designated representative should have been appointed.
Indeed, the Crown explicitly asked the Court to do so. Moreover, the narrow
question that the Court answered was to determine whether the refusal to grant
an adjournment breached the principles of natural justice. The issue of the
ability to appreciate the nature of the proceedings was not addressed. As the
Court said at the end of paragraph 14 of the reasons for judgment: “Today the grounds should be limited to those
specifically argued by the applicant to obtain a postponement of his appeal
hearing before the IAD.”
[22]
It appears to me that it is inappropriate for
the applicant to argue res judicata when he successfully objected to the
new argument submitted on judicial review that a designated representative
should have been appointed because of his alleged confusion. That was the issue
on the application to reopen the appeal, an issue that is different from the
one the Court disposed of with finality on the previous judicial review.
[23]
The issue of whether there was a breach of
natural justice, as section 71 of the Act requires to permit an appeal to
be reopened, seems more difficult to me.
[24]
It is not particularly clear from the IAD’s
reasons what the principle of natural justice is that was allegedly breached.
In his application to reopen, Mr. Philistin submits [translation] “that
a breach of natural justice resulted from the fact that the applicant did not
benefit from the designation of a representative in the proceedings heard
before the IAD” (para 43). The same type of argument was submitted on
this judicial review. The IAD failed to articulate the principle of natural
justice at issue. The only indication I could find is at paragraph 24 of the respondent’s
memorandum where he states that [translation]
“having the opportunity to ‘put forward his rights and his arguments’ is an
essential component of the right to be heard.”
[25]
In my view, that must be what the IAD had in
mind when it concluded that there had been a breach of a principle of natural
justice. The Federal Court of Appeal also articulated the concept in Hillary
(above):
[34] … The
principle of natural justice relevant to the present case is the right to be
represented at an administrative hearing. Without representation, an individual
may not able to participate effectively in the decision-making process,
especially when facing a more powerful adversary, such as a government
department.
[26]
But the respondent was represented before the IAD.
The judge of this Court, at the first judicial review, noted that “[i]t is also obvious that the applicant did have the
opportunity to be heard and to present his arguments. … Moreover, the
applicant’s testimony at the hearing was clear and there was no evidence before
me that his ability to communicate was compromised (Philistin, above,
para 15). I cannot find any reasons that could cause even a suspicion that Mr. Philistin
did not have adequate representation. Therefore, I cannot see how the
representation referred to in section 167 of the Act was not ensured. This
section reads as follows:
Right to counsel
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Conseil
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167. (1) A person
who is the subject of proceedings before any Division of the Board and the
Minister may, at their own expense, be represented by legal or other counsel.
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167. (1)
L’intéressé qui fait l’objet de procédures devant une section de la
Commission ainsi que le ministre peuvent se faire représenter, à leurs frais,
par un conseiller juridique ou un autre conseil.
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Representation
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Représentation
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(2) If a person who
is the subject of proceedings is under 18 years of age or unable, in the
opinion of the applicable Division, to appreciate the nature of the
proceedings, the Division shall designate a person to represent the person.
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(2) Est commis
d’office un représentant à l’intéressé qui n’a pas dix-huit ans ou n’est pas,
selon la section, en mesure de comprendre la nature de la procédure.
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[27]
I am not suggesting that additional
representation, apart from that of counsel, could not be appropriate in some
cases. But again, it would be necessary to establish the need for it for this effective
participation in the decision‑making process that natural justice
requires.
[28]
But there is more. The test set out at
subsection 167(2) of the Act provides for the designation of a
representative only where the person is unable to appreciate the nature of the
proceedings. As noted, the IAD did not articulate how the test was met. At
best, it stated that [translation]
“the appellant suffers from a mild intellectual disability,
making it difficult for him to appreciate the nature of the proceedings, the
language used and the relevant concepts”.
[29]
I was unable to find the source of these
findings in either of the two psychological assessments, in particular the
second one, which the IAD relied on. The respondent is considered to be
affected by a mild intellectual disability. The assessment states that [translation] “[it]
is quite easy to understand that for a person with a disability, with a marked
deficiency in vocabulary and in understanding abstract language, perfect
appreciation of legal proceedings remains obscure. It is difficult enough for a
person who is better equipped than he really is.” The conclusion of the
report states [translation] “The measures of intelligence and adaptive behaviours place Mr. Philistin
at the level of mild intellectual disability, more pronounced again in the
language sphere, while the perceptive sphere is slightly better”. I could
not find anywhere in the two reports the suggestion that the respondent was
unable to appreciate the nature of the proceedings, a high standard. At best,
he did not have a perfect appreciation of the legal proceedings. And who could
blame him. Indeed, if he could not appreciate the nature of the proceedings, neither
the member of the IAD nor the Federal Court judge nor even his counsel were
able to detect it.
[30]
The respondent is also faced with jurisprudence
from this Court stating that the failure to observe a principle of natural
justice comes from the IAD itself. Accordingly, not only does new evidence not give
rise to a remedy under section 71 of the Act (Nazifpour v Canada
(Minister of Citizenship and Immigration), 2007 FCA 35, [2007] 4 FCR 515 [Nazifpour])
but the failure to observe a principle of natural justice must come from the
IAD itself, which will then want to correct the error (Canada (Citizenship
and Immigration) v Ishmael, 2007 FC 212; Canada (Citizenship and
Immigration) v Kang, 2009 FC 941; Wilks v Canada Immigration and Refugee
Board, 2009 FC 306). This approach seems to flow naturally from the English
version of section 71, which speaks in terms of “may
reopen an appeal if it is satisfied that it failed to observe a principle of
natural justice”. The failure to observe must be the IAD’s.
[31]
This reading of the section, which is clear in
English, is indeed consistent with the rule that an administrative tribunal can
rehear a matter where there has been a finding that the initial decision
contained an error vitiating it, such as a case where the principles of natural
justice were not observed (Chandler v Alberta association of architects,
[1989] 2 S.C.R. 848).
[32]
As is now established, the common meaning
between the versions of the texts that were adopted in both official languages
must be ascertained. In my view, the English version is unequivocal and contains
the common meaning. It is that version that prevails (Schreiber v Canada (Attorney General), 2002 SCC 62, [2002] 3 S.C.R. 269). If instead the conclusion
was that neither of the two versions is ambiguous, the narrower version will
generally be favoured (R v Daoust, 2004 SCC 6, [2004] 1 S.C.R. 217). There
again, the English version will prevail because it is the narrower one.
[33]
Thus, in this case, the IAD’s decision is
deficient in two respects. First, in order to apply section 71 of the Act,
the IAD would have had to find that it failed to observe a principle of natural
justice. This was not done. The IAD even found specifically that it had not [translation] “breached a principle of
natural justice” in the decision where it reopened the appeal in the course of
which no breach was committed. The other difficulty is the application of
subsection 167(2) of the Act, which the IAD invoked in its decision. I
cannot see how that subsection can be relied on in light of the available
evidence.
[34]
When looked at more closely, the respondent’s
argument is presented as an attempt to circumvent the reach of section 71
of the Act. This section eliminated the IAD’s jurisdiction to reopen an appeal on
the basis of new evidence (Nazifpour, above). Here, new evidence is
being introduced, and a breach of a principle of natural justice is alleged. If
the principle of natural justice is that the IAD did not designate a
representative because the person was unable to appreciate the nature of the proceedings,
I have attempted to show that this could not be the case here simply because
the new evidence does not establish that the applicant was unable to appreciate
the nature of the proceedings. In any event, one cannot understand merely from reading
the IAD decision under review what representation was involved because the
respondent was already represented by counsel whose role, inter alia, was
to explain the nature of the proceedings to her client.
[35]
If section 167 of the Act is excluded from
the equation, the respondent’s situation does not improve. There is no
indication in the record that the IAD breached a rule of natural justice. As
indicated above, the only attempt at articulation was that a breach of natural
justice, without naming it or even describing it, resulted from the fact that no
representative was designated, even though nobody had asked for this. No
authority was provided, and the Court is not aware of any, that supports the
proposition that the failure to designate a representative where the person is
represented by counsel could constitute a breach of a principle of natural
justice. Simply stating that there was a breach of a principle of natural
justice is not sufficient. Again, it must be identified and demonstrated. Nothing
of the kind was done in this case.
V.
Conclusion
[36]
Since the IAD decision must be reviewed on a
correctness standard, no deference is owed. The Court concludes that the IAD
decision issued on May 31, 2013, should be quashed. No failure to observe
a principle of natural justice was established, which is required under
section 71 of the Act, which was relied on to reopen the appeal. Moreover,
the wording of section 71 requires that the IAD must have failed to
observe a principle of natural justice in order for section 71 to be
applied. The decision under review specifically denies that there was such a failure.
If, as the IAD did, one must use subsection 167(2) of the Act in the hope
of defining a breach of the principles of natural justice, this demonstration
could not be supported by the evidence because it does not establish that the
respondent did not appreciate the nature of the proceedings based solely on the
psychological assessment report.
.