Docket: T-578-11
Citation:
2012 FC 445
Toronto, Ontario, April 18, 2012
PRESENT: The Honourable Madam Justice Mactavish
BETWEEN:
|
CANADIAN HUMAN RIGHTS
COMMISSION
|
|
|
Applicant
|
and
|
|
ATTORNEY GENERAL OF CANADA,
FIRST NATIONS CHILD AND
FAMILY CARING SOCIETY,
ASSEMBLY OF FIRST NATIONS,
CHIEFS OF ONTARIO,
AMNESTY INTERNATIONAL
|
|
|
Respondents
|
AND
BETWEEN:
Docket: T-630-11
|
FIRST NATIONS CHILD AND
FAMILY CARING SOCIETY
|
|
|
Applicant
|
and
|
|
ATTORNEY GENERAL OF CANADA, ASSEMBLY OF FIRST NATIONS,
CANADIAN HUMAN RIGHTS
COMMISSION,
CHIEFS OF ONTARIO and
AMNESTY INTERNATIONAL
|
|
|
Respondents
|
AND
BETWEEN:
Docket: T-638-11
|
ASSEMBLY OF FIRST NATIONS
|
|
|
Applicant
|
and
|
|
ATTORNEY GENERAL OF CANADA,
FIRST NATIONS CHILD AND
FAMILY CARING SOCIETY,
CANADIAN HUMAN RIGHTS
COMMISSION, CHIEFS OF ONTARIO and
AMNESTY INTERNATIONAL
|
|
|
Respondents
|
REASONS FOR JUDGMENT AND JUDGMENT
TABLE
OF CONTENTS
PARA
1.
Introduction............................................................................................................. 1
2.
The
Parties............................................................................................................. 11
A.
The
Complainants...................................................................................... 11
B.
The
Canadian Human Rights Commission................................................ 14
C.
The
Interveners.......................................................................................... 15
D.
The
Respondent to the Complaint............................................................. 18
3.
The
Human Rights Complaint............................................................................... 19
4.
Background
to the Complaint............................................................................... 25
A.
The
First Nations Child and Family Services Program
National Program Manual.......................................................................... 32
B.
Directive
20-1............................................................................................ 35
C.
Enhanced
Prevention Focused Funding.................................................... 47
D.
The
1965 Indian Welfare Agreement with Ontario................................... 50
E.
The
Alleged Discrimination....................................................................... 53
5.
The
Procedural History of the Complaint.............................................................. 63
A.
The
Proceedings Before the Commission.................................................. 64
B.
The
Federal Court Proceedings................................................................. 69
C.
The
Tribunal Proceedings.......................................................................... 75
6.
The
Tribunal Decision.......................................................................................... 100
7.
The
Issues on These Applications........................................................................ 108
8.
The
Procedural Issues.......................................................................................... 113
A.
Does
the Tribunal have the Power to Decide Issues that Could Result
in the Dismissal of a Human Rights Complaint without
Conducting
a Full Hearing on the Merits of the Complaint that
Provides the Parties
with an Opportunity to Adduce Viva Voce
Evidence?........................... 115
B.
Was
the Process that was Followed by the Tribunal in Deciding
the Comparator Group Issue Fair?........................................................... 159
9.
The
Section 5 Issues............................................................................................ 206
A.
The
Tribunal’s Failure to Consider the Complaint under
Subsection 5(a) of the Act....................................................................... 207
B.
Does
Subsection 5(b) of the Canadian Human Rights Act
Require that there be a Comparator Group in all
Cases?......................... 222
i.
Standard
of Review........................................................................ 231
ii.
The
Purpose of the CHRA and its Interpretation............................ 243
iii.
The
Ordinary Meaning of “Differentiate Adversely”..................... 251
iv.
The
French and English Versions of Subsection 5(b)..................... 272
v.
The
Incoherence Created Between Subsections 5(a) and (b)......... 276
vi.
The
Role of Comparator Groups in a Discrimination Analysis....... 280
vii. The Supreme Court of
Canada’s Decision in Withler..................... 316
viii. The Lessons to be
Learned from Withler........................................ 332
ix.
The
Significance of the Repeal of Section 67 of the Canadian
Human Rights Act........................................................................... 341
x.
The
International Law Arguments.................................................. 348
xi.
Summary
of Conclusions Regarding the Need for a
Comparator Group under Subsection
5(b) of the Act.................... 357
C.
The
Failure of the Tribunal to Consider Canada’s own Choice of
Provincial Child Welfare Standards as an Appropriate
Comparator....... 367
10.
Conclusion........................................................................................................... 391
1. Introduction
[1]
The
Government of Canada funds child welfare services for First Nations children
living on reserves. The provinces fund child welfare services for all other Aboriginal
and non-Aboriginal children.
[2]
The
First Nations Child and Family Caring Society and the Assembly of First Nations
filed a human rights complaint with the Canadian Human Rights Commission in
which they allege that the Government of Canada under-funds child welfare
services for on-reserve First Nations children. They say that the result of
this under-funding is that the level of some of the services provided for these
children is inadequate, and that other child welfare services otherwise
available to Canadian children are not available to First Nations children
living on reserves. The complainants allege that this amounts to discrimination
in the provision of services customarily available to the public on the grounds
of race and national or ethnic origin.
[3]
The
Canadian Human Rights Commission referred the complaint to the Canadian Human
Rights Tribunal for hearing. Following a preliminary motion brought by the
Government, the Tribunal dismissed the complaint. The Tribunal determined that
there could be no adverse differential treatment in the provision of child
welfare services to First Nations children living on reserve as no other group receives
child welfare services from the Government of Canada.
[4]
The
Tribunal held that in order for the complainants to establish adverse
differential treatment under subsection 5(b) of the Canadian Human Rights
Act, R.S.C., 1985, c. H-6 [the Act], a comparison had to be made between
the child welfare services provided by the Government of Canada to First
Nations children living on reserves, and similar services provided to others by
the same service provider. According to the Tribunal, subsection 5(b) of the
Act does not permit a comparison between services provided by two different
service providers to two different sets of recipients.
[5]
In
the absence of a proper comparator group, the Tribunal concluded that there
could be no finding of adverse differential treatment on the part of the
Government of Canada. As a result, the Tribunal dismissed the complaint without
a full hearing on the merits.
[6]
These
reasons relate to three applications for judicial review brought with respect
to that decision.
[7]
For
the reasons that follow, I have concluded that although the Tribunal had the
power to decide this issue in advance of a full hearing on the merits of the
complaint, the process that it followed was not fair as the Tribunal considered
a substantial volume of extrinsic material in arriving at its decision.
[8]
I
have also concluded that the decision was unreasonable as the Tribunal failed
to provide any reasons as to why it could not consider the complaint under
subsection 5(a) of the Canadian Human Rights Act. Subsection 5(a) of the
Act makes it a discriminatory practice to deny a service to any individual
on the basis of a prohibited ground of discrimination.
[9]
The
Tribunal also erred in its interpretation of subsection 5(b) of the Act, and in
concluding that the complaint could not succeed in the absence of an
identifiable comparator group. In interpreting subsection 5(b) the way it did,
the Tribunal applied a rigid and formulaic interpretation of the provision -
one that is inconsistent with the search for substantive equality mandated by
the Canadian Human Rights Act and Canada’s equality jurisprudence.
[10]
Finally,
in making the factual determination that no appropriate comparator group was available
to assist in its discrimination analysis, the Tribunal erred in failing to
consider the significance of the Government’s own adoption of provincial child
welfare standards in its funding policies.
2. The Parties
[11]
The
human rights complaint in issue in this proceeding was brought by the First
Nations Child and Family Caring Society and the Assembly of First Nations who
will be referred to collectively in these reasons as “the complainants”.
[12]
The
First Nations Child and Family Caring Society (the “Caring Society”) is a
non-profit organization committed to research, policy development and advocacy
on behalf of First Nations agencies that serve the well-being of Aboriginal
children, youth and families, including children living on reserves. The Caring
Society has a particular interest in the prevention of, and the response to the
mistreatment of Aboriginal children.
[13]
The
Assembly of First Nations (“AFN”) is a national advocacy organization that
works on behalf of over 600 First Nations on issues such as Treaty and
Aboriginal rights, education, housing, health, child welfare and social
development.
B. The
Canadian Human Rights Commission
[14]
Amongst
other responsibilities, the Commission is charged with the investigation and
conciliation of complaints of discrimination brought pursuant to the Canadian
Human Rights Act. In the event that the Commission determines that an
inquiry is warranted, it may refer the complaint to the Canadian Human Rights
Tribunal for hearing. In appearing before the Tribunal, the Commission is
statutorily mandated to represent the public interest having regard to the
nature of the complaint: see section 51 of the Act.
C. The Interveners
[15]
Two
organizations were granted “Interested Party” status before the Tribunal and both
appeared as interveners in this Court.
[16]
Amnesty
International is an international non-governmental organization committed to
the advancement of human rights across the globe. It was granted
interested party status before the Tribunal to assist it in understanding the
relevance of Canada’s international human rights obligations to the complaint,
and its submissions in this Court were limited to the international law issues.
[17]
The
Chiefs of Ontario is a non-profit organization representing the
political and other interests of the 132 First Nations in the Province of Ontario. It was granted interested party status before the Tribunal to speak to the
particularities of on-reserve child welfare services in Ontario, and its
submissions in this Court were largely related to this subject.
D. The Respondent to
the Complaint
[18]
The
complaint names Indian and Northern Affairs Canada as the respondent in this
case. It is the government department charged with primary responsibility for
meeting the federal government’s constitutional, treaty, political and legal
responsibilities to Canada’s First Nations and Inuit peoples. It appears that
the department has undergone at least one name change since the complaint was
filed, and is now known as Aboriginal Affairs and Northern Development Canada.
To avoid confusion, it will be referred to in these reasons as the “Government
of Canada” or simply “the Government”.
3. The
Human Rights Complaint
[19]
The
complainants filed their human rights complaint with the Commission in February
of 2007.
[20]
The
complaint alleges that the funding formula used by the Government of Canada to
fund First Nations child and family services (known as Directive 20-1) results
in inequitable levels of child welfare services being provided to First Nations
children living on reserves as compared to other Canadian children living off
reserve. The complaint further alleges that this inequity amounts to
discrimination in the provision of services to First Nations children on the
basis of the children’s race and national or ethnic origin.
[21]
According
to the terms of Directive 20-1, the funding formula aims to ensure that First
Nations children living on reserves receive a “comparable” level of child
welfare services to that provided to other Canadian children. However, the
complaint alleges that studies have revealed that 22 percent less funding is available
on a per child basis for First Nations children living on reserves than is
provided to children living off reserves in the average province.
[22]
The
complaint further alleges that the funding formula set out in Directive 20-1
provides unlimited resources for First Nations children who have been removed
from their homes and are in foster care. However, child welfare services
designed to allow abused or neglected children to remain safely in their homes
with the necessary support services (known as “least disruptive measures”) are
allegedly grossly under-funded. The result of this is that a disproportionate
number of First Nations children are removed from their homes, thus
perpetuating the legacy of the residential school system.
[23]
Moreover,
the complaint alleges that jurisdictional disputes between the Government of
Canada and the provinces result in delays in the delivery of child welfare
services to First Nations children living on reserves, and in certain of these
services being denied altogether.
[24]
The
complaint concludes by asserting that the alleged discrimination is systemic
and ongoing. The complainants contend that the Government of Canada has been
aware of the problem for years, and has been presented with studies confirming
the inequity in 2000 and again in 2005 and 2006. Yet, according to the
complaint, the discriminatory treatment of First Nations children living on
reserves continues.
4. Background to the
Complaint
[25]
Because
of the way that the hearing unfolded before the Tribunal, it did not make
detailed factual findings regarding the manner in which child welfare services
are actually delivered to First Nations children living on reserves, or with
respect to the nature and scope of the Government of Canada’s role in that
regard.
[26]
However,
in order to put the issues raised by these applications for judicial review
into context, it is helpful to have a more fully-developed understanding of the
complainants’ allegations as they relate to the way child welfare services are
provided to First Nations children living on reserves.
[27]
It
should, however, be made clear at this juncture that what follows is primarily
a description of the complainants’ allegations. It is provided solely
for the purpose of putting the Tribunal’s decision into context and providing a
framework for the issues raised by these applications for judicial review.
Nothing in the following description should be understood to be findings of
fact made by this Court. The responsibility for making the necessary factual
findings in order to determine whether there has been discrimination within the
meaning of section 5 of the Canadian Human Rights Act rests exclusively
with the Canadian Human Rights Tribunal.
[28]
Child
welfare is ordinarily a matter falling within provincial jurisdiction. Provincial
or territorial child welfare laws apply to all children living within the
province or territory in question. Provincial and territorial governments
ordinarily fund child welfare services for their residents, except where the
child is a “Registered Indian” living on a reserve.
[29]
Pursuant
to the First Nations Child and Family Services Program, funding for child
welfare services for First Nations children living on reserves is provided by
the Government of Canada. It transfers funds to the provinces or territories,
to Bands or tribal councils, or directly to government-authorized First Nations
child and family services agencies operating on reserves. The degree of
supervision and control exercised by the Government of Canada over these
services is a matter of dispute between the parties.
[30]
Parliament
has not legislated in the area of child welfare, but has instead adopted
provincial standards for the delivery of child welfare services on reserves.
Government funding for child welfare is complex, and involves three governing
policies and hundreds of bilateral and trilateral agreements. One of these
arrangements has been described by the Supreme Court of Canada as “an example
of flexible and co-operative federalism at work and at its best”: see NIL/TU,O Child and
Family Services Society v. B.C. Government and Service Employees' Union, 2010 SCC
45, [2010] 2 S.C.R. 696 at para. 44.
[31]
The
complaint was originally brought solely with respect to one of the three
governing policies, namely Directive 20-1. It was subsequently
broadened to include the First Nations Child and Family Services Program, which
includes Directive 20-1, the more recent Enhanced Prevention Focussed Approach
(“EPFA”) program, and the special agreement governing child welfare
services
in Ontario known as the “1965 Welfare Agreement”.
A. The First Nations
Child and Family Services Program National Program Manual
[32]
I
understand the respondent to agree that the Government’s “National Program
Manual” for First Nations child and family services covers all three of the
funding policies governing the delivery of child welfare services to First
Nations children living on reserves.
[33]
Section
1.3.2 of the Manual provides that:
The primary objective of the [First Nations Child
and Family Services] program is to support culturally appropriate child and
family services for Indian children and families resident on reserve or
Ordinarily Resident On Reserve, in the best interest of the child, in
accordance with the legislation and standards of the reference province [emphasis
added].
[34]
Funding
is primarily provided to recipients through one of the three different
arrangements referred to above, each of which is more fully described below.
The Government of Canada also has other arrangements or agreements directly
with some jurisdictions (such as First Nations governments) which specify how it
will fund child welfare services in that jurisdiction.
B.
Directive 20-1
[35]
Directive
20-1 is a funding formula that originally applied to the provinces and the Yukon Territory. It did not, however, apply to the Province of Ontario, nor did it apply to
a small number of agencies that operated under separate funding agreements.
Directive 20-1 came into effect in 1991.
[36]
The
“Principles” governing the Directive 20-1 program are set out at section 6 of
the document. Section 6.1 provides that “[t]he department … is committed to
expanding First Nations Child and Family Services on reserve to a level comparable
to the services provided off reserve in similar circumstances…” [emphasis
added].
[37]
Directive
20-1 continues to apply in British Columbia, Manitoba, Newfoundland, New Brunswick and Yukon. Yukon’s situation is somewhat unique in that the Government of
Canada funds services there for all First Nations children, both on and off
reserve. Two First Nations child and family services agencies in Saskatchewan also operate pursuant to Directive 20-1.
[38]
The
complainants’ human rights complaint does not address child welfare services in
Nunavut or the Northwest Territories. This is because funding for child
welfare services in these territories is provided by or through the territorial
governments with funding from the territorial governments’ own budgets, a
portion of which comes from transfer payments from the Government of Canada.
[39]
The
way in which funds flow from the Government of Canada to the beneficiaries
differs from province to province, and in some cases within different parts of
the same province, depending on the specific agreements in place.
[40]
Directive
20-1 is characterized by two distinct funding streams: maintenance and
operations.
[41]
In
the maintenance stream, the Government reimburses approved costs incurred by
provincial or First Nations child welfare agencies for maintaining a child in
care outside the family home. Maintenance funding is based on provincial and
territorial rates established by the Government of Canada.
[42]
In
contrast, funding for operations is calculated according to the population of
eligible children on a reserve, plus an amount per band and a further amount
for remoteness (where applicable). “Eligible” children are registered Indians
with at least one parent resident living on a reserve.
[43]
Operational
funding covers all other expenses associated with on-reserve child welfare,
including programs and services to support children and families, staff
salaries and benefits, and operational costs such as travel, bookkeeping, rent
and facilities.
[44]
The
distinction between maintenance and operational funding under Directive 20-1 is
central to the complainants’ discrimination claim. They contend that the ‘per
child’ operations formula fails to account for the divergent child welfare
needs across communities. For example, an isolated reserve with a high
proportion of residential school survivors obtains equal funding to an urban
reserve with ready access to off-reserve community resources.
[45]
Indeed,
the complainants allege that the greater the number of at-risk children in a
given community, the fewer the services that are actually available to each
child.
[46]
The
complainants further assert that the separation between the two funding streams
has resulted in an increase in the number of First Nations children
unnecessarily being taken into care. Directive 20-1’s emphasis on maintenance
funding means that ‘least disruptive measures’ such as addiction services,
special needs support services, counselling, and parenting education (which are
funded from the limited ‘per child’ operations budget) are often unavailable
for children living on reserves.
C. Enhanced Prevention
Focussed Funding
[47]
In
2007, the Government of Canada developed the Enhanced Prevention Focussed
Approach to child welfare funding. The EPFA was developed as a pilot project in
Alberta, but has since been applied to Saskatchewan and Nova Scotia (since
2008), and Quebec and Prince Edward Island (since 2009). The Government
anticipates that other jurisdictions will transition to this formula by 2013.
[48]
Under
the EPFA, agencies submit a multi-year business plan with performance targets.
The plan is then approved by the Government of Canada and the relevant
provincial government. The funding formula under the EPFA includes budget
categories for maintenance, operations and prevention, with allocated resources
spread over a five-year period.
[49]
Although
initially developed to provide greater flexibility to agencies in the
allocation of their funds, the complainants take issue with a number of aspects
of the EPFA. They allege that maintenance funding - the most costly element of
child welfare programs - is capped, and that any deficit in maintenance costs
must thus be covered by funding from the least disruptive measures or
operations budgets. The complainants further allege that funding for preventative
services is decreased in the third, fourth and fifth years of the plan.
D. The 1965 Indian
Welfare Agreement with Ontario
[50]
Child
welfare services are provided to First Nations children living on reserves in Ontario pursuant to a federal-provincial agreement known as the “Memorandum of Agreement
Respecting Welfare Programs for Indians” (or “1965 Indian Welfare Agreement”).
[51]
Pursuant
to this agreement, the Government of Canada reimburses Ontario an agreed-upon
share of the costs of delivering child welfare services to on-reserve children,
including the costs of maintaining children in care. The Government provides
additional funding to First Nations and First Nations child and family services
agencies for prevention services.
[52]
One
of the stated objectives of the 1965 Indian Welfare Agreement is to see that
the needs of First Nations communities are met in accordance with the standards
applicable to non-First Nations communities.
E. The
Alleged Discrimination
[53]
The
complainants point out that a 2009 Report of Parliament’s Standing Committee on
Public Accounts concluded that “the average per capita per child in care
expenditure of the [Department of Indian Affairs and Northern Development]
funded system is 22% lower than the average of the selected provinces”: at 5.
[54]
This
under-funding, the complainants say, translates into fewer services being
available to First Nations children living on reserve as compared to children
living off reserve. The lack of preventative services for on reserve children,
in particular, means that a disproportionately high number of Aboriginal
children are in care.
[55]
The
complainants have provided a “Fact Sheet” from the Indian and Northern Affairs
website that observes that the disproportionate placement rates for First
Nations children living on reserves “reflect a lack of available prevention
services to mitigate family crisis”.
[56]
Indeed,
the complainants allege in their complaint that an estimated 30 to 40 percent
of children “in care” in Canada are Aboriginal. They also note that the Report
of the Standing Committee on Public Accounts found that five to six percent of
First Nations children living on reserves are in care, which is almost eight
times the percentage of children living off reserve who are in care.
[57]
Dr.
Cindy Blackstock, the Executive Director of the Caring Society, filed an
affidavit with the Tribunal in connection with the Government’s motion to
dismiss. According to Dr. Blackstock’s affidavit, there are now more First
Nations children living away from their families in the care of child welfare
authorities than there were at the height of the residential schools program.
[58]
The
complaint further alleges that various studies have revealed that the level of
child welfare services provided to on-reserve children is less than the level
of services provided to off-reserve children, notwithstanding the greater needs
of First Nations children living on reserves. These greater needs result from
poverty and poor housing conditions, as well as from exposure to family
violence and substance abuse.
[59]
The
complainants have also produced a 2000 Joint National Policy Review conducted
by the Government of Canada and the Assembly of First Nations which observed
that much of the dysfunction in First Nations communities is attributable to
the fall-out from the residential schools experience.
[60]
This
Review also appears to be the foundation for the claim that there is 22 percent
less funding available on a per child basis for First Nations children living
on reserves as compared to the provincial average. It should, however, be
noted that the Government vigorously disputes this claim. As will be discussed
later in these reasons, the Government filed an expert report prepared by KPMG
with the Tribunal in connection with the merits of the case that takes issue
with this allegation.
[61]
The
Auditor General of Canada and the Standing Committee on Public Accounts have
also concluded that child welfare services for First Nations children living on
reserves continue to be under-funded.
[62]
The
complainants allege that they have made repeated attempts to have the Government
address inequities in funding through negotiations and political means, but to
no avail. The long-term failure of the Government to address this problem in a
meaningful fashion has led to the filing of the human rights complaint.
5.
The Procedural History of the Complaint
[63]
Because
the complainants have challenged the way in which the Tribunal handled this
case, it is necessary to review the process that culminated in the decision
under review.
A.
The Proceedings Before the Commission
[64]
After
the complaint was filed with the Commission and an Assessor had been appointed
to examine the complaint, the Government of Canada wrote to the Commission
asking that it decline to deal with the complaint under section 41(1)(c) of the
Canadian Human Rights Act. The Government argued that the complaint was
outside the Commission’s jurisdiction and did not disclose a prima facie
case of discrimination.
[65]
Amongst
other things, the Government argued that it does not itself deliver child
welfare services to First Nations children living on reserves. As a
consequence, section 5 to the Canadian Human Rights Act (which prohibits
discrimination in the provision of services) had no application. This argument
has become known as the “services issue”.
[66]
The
Government of Canada also argued that because it does not provide funding for
child welfare services for anyone other than First Nations children living on
reserves, it could not discriminate in the provision of these services. It was
not appropriate, the Government submitted, to compare the level of services
provided by provincial child welfare authorities to the services provided to on-reserve
First Nations children. The Government further argued that such a
cross-jurisdictional comparison could not amount to adverse differential treatment
by one service provider on the basis of a proscribed ground. This is the
“comparator group issue”.
[67]
The
Assessor recommended that the Commission deal with the complaint. He observed
that the funding issue had been exhaustively examined by various experts in the
field, who had made numerous recommendations for improvement. The question was
whether the alleged lack of funding and the structure of the funding formula
were discriminatory. The Assessor concluded that this could not be determined
without an inquiry. He thus recommended that the complaint be referred to the
Tribunal, without an investigation, for further inquiry.
[68]
In
a decision dated September 30, 2008, the Commissioners accepted the Assessor’s recommendation.
In so doing, the Commissioners observed that the determination of whether a
prima facie case of discrimination had been established was one that should
properly be made by the Tribunal. The Commissioners also stated that there was
enough information in the complaint to demonstrate a sufficient link to a
prohibited ground and an alleged discriminatory practice.
B. The Federal Court
Proceedings
[69]
The
Government of Canada then brought an application for judicial review of the
Commission’s decision to refer the complaint to the Tribunal for a hearing,
citing both the services and the comparator group issues as grounds for review.
In turn, the complainants brought a motion to strike the Government’s Notice of
Application, or, in the alternative, to stay the application until the Tribunal
could deal with the complaint on its merits.
[70]
Prothonotary
Aronovitch refused the complainants’ motion to strike the Attorney General’s application:
Canada (Attorney General) v. First Nations Child and Family Caring
Society of Canada (24 Nov. 2009), Ottawa T-1753-08 (F.C.) (Proth.). She was
satisfied, however, that it would be “just and equitable” to stay the
Government’s application for judicial review pending the Tribunal’s decision:
at 6.
[71]
Prothonotary
Aronovitch noted that the complainants had submitted that the issues raised by
the Government’s application were novel and complex, and could not be separated
from the merits of the complaint. The complainants further argued that if the
issues were determined on the basis of the limited record before the Court, it
would deprive them of a full hearing on a complete record. Because the issues
were complex and of importance to First Nations people, the complainants submitted
that a full exploration of the issues before the Tribunal was warranted.
[72]
In
accepting the complainants’ arguments, Prothonotary Aronovitch
observed: “The subject matter of the complaint being serious and complex, I
agree that it should not be determined in a summary fashion and in the absence
of the factual record necessary to fully appreciate the matters in issue”: at
5. She went on to note that “[t]here is an interest … in allowing a full and
thorough examination in the specialized forum of the Tribunal, of issues which
may have an impact on the future ability of aboriginal peoples to make discrimination
claims”: at 6.
[73]
Prothonotary
Aronovitch’s decision was subsequently upheld by Justice O’Reilly: see Canada (Attorney General) v. First Nations Child and Family Caring Society of Canada, 2010 FC 343, [2010] F.C.J. No. 397 (QL).
[74]
Accordingly,
the Attorney General’s application to judicially review the Commission’s
referral decision was stayed pending the outcome of the Tribunal proceedings.
Prothonotary Aronovitch subsequently granted a further stay pending the outcome
of these applications for judicial review of the Tribunal’s decision.
C. The
Tribunal Proceedings
[75]
Once
the complaint was referred to the Tribunal, Grant Sinclair, the
then-Chairperson of the Tribunal, assumed responsibility for the management of
the proceeding. At the first case management conference on February 4, 2009, the
Government raised both the services and the comparator group
issues, asking the Tribunal to make preliminary decisions in relation to these
matters. Mr. Sinclair refused to deal with either of the issues on a
preliminary basis. It was his view that the issues were complex, and required a
full hearing.
[76]
The
hearing commenced on September 14, 2009 with an opening statement from Dr.
Blackstock on behalf of the Caring Society. Mr. Sinclair then addressed a
number of housekeeping matters, including the granting of interested party
status to the Chiefs of Ontario and Amnesty International. The hearing then
adjourned to the week of November 16, 2009, when it was
anticipated that the hearing of evidence would begin. The case was scheduled
for 13 weeks of hearing, and it was expected that hearing would be completed in
February of 2010.
[77]
On
November 2, 2009, Shirish Chotalia replaced Mr. Sinclair as Chairperson of the
Tribunal. She immediately became involved in the management of the case. Four
days after she took office, Ms. Chotalia held a case management conference with the
parties. She advised
the parties that she wanted them to work together to narrow the scope of the
complaint and to reduce the number of witnesses to be called.
[78]
In
the course of the November case management conference, the
Chairperson asked counsel for the Government why it had not sought a stay of
the Tribunal proceedings pending the outcome of its judicial review application
in the Federal Court. Counsel responded that he had been instructed not to
seek a stay from the Tribunal, but that his client was contemplating bringing a
motion to have the services and comparator group issues dealt with “in a
summary fashion and before the merits are dealt [with]”: Joint Application Record,
Volume 11, at 3018. While the Chairperson expressed a concern as to how the
necessary evidence would get before the Tribunal to decide the issue, the
parties did not discuss the matter further at that time.
[79]
The
Chairperson asked the parties to file affidavits for each of their proposed
witnesses, outlining the witness’s evidence-in-chief. She indicated that the
parties would then have the option to cross-examine the affiants. This
disclosure would allow the Tribunal and the parties to understand the evidence
and to identify the points in dispute.
[80]
All
of the parties strongly opposed this last-minute change in approach to the
management of this case. They all felt that the Chairperson’s requests would
impose onerous burdens on them. Counsel for the Caring Society observed that
the case was ready to proceed on its merits in eight days’ time, suggesting
that the Chairperson was now unilaterally imposing a discovery process on the
parties that was more onerous than that in a civil action in a Superior Court.
Counsel for the Government of Canada was also concerned that his client was
being asked to plead its defence before hearing the complainants’ evidence.
[81]
The
case
management conference concluded with all counsel agreeing
to seek instructions with respect to the Chairperson’s suggestions. Counsel
also agreed to see if progress could be made in relation to an agreed statement
of facts.
[82]
As
a result of this case
management conference, there was some confusion on the part of the parties as
to whether Mr. Sinclair remained seized with the case. Counsel for the Caring
Society wrote to the Tribunal on November 9, 2009, seeking clarification of
this issue. The
Government of Canada responded, arguing that the former Chairperson had not been
seized of the matter, taking no position as to who should preside over the
case. The Commission also wrote to the Tribunal submitting that Mr. Sinclair had
indeed been seized with the matter.
[83]
The
parties did not receive any response from the Tribunal in relation to this
issue at that time, although the Chairperson subsequently canvassed the idea of
appointing a three-person panel to hear the case with the parties in the course
of a case management conference held in December of 2009. None of the parties
raised any objection to this proposal, apart from the concern being expressed that
the appointment of a panel not further delay the proceedings. Similarly, none
of the parties objected when the new Chairperson assumed sole carriage of this
matter.
[84]
While
the Caring Society has raised the issue of Mr. Sinclair’s status in its Notice
of Application, it confirmed at the hearing that it is not seeking any relief
in this regard. I note that subsection 48.2(2) of the Act gives the Tribunal
Chairperson the discretion to decide whether or not to allow a member whose
term has expired to complete any inquiry that the member had begun. Moreover,
Mr. Sinclair had not yet heard any evidence in this case, and he was thus not
seized of the matter. There is also no evidence as to whether he was even
available to continue dealing with the case. In these circumstances, I do not
intend to address this issue any further.
[85]
On
November 12, 2009, the Tribunal issued a Direction, vacating the November
16-20, 2009 dates that had been set for the commencement of the hearing on the
merits. Counsel for the Caring Society again wrote to the Tribunal raising concerns
about the Tribunal’s unilateral action, the delay of the proceedings and the
fairness of the process the Tribunal was following. The Tribunal did not
respond to this letter.
[86]
A
second case
management conference was held with the new Chairperson on December 14, 2009.
In the course of this conference, the Chairperson suggested that the parties
engage in a process mediation in an effort to identify ways to streamline the
proceedings. While concerns were repeatedly expressed about the ongoing delay
of the hearing, the parties ultimately agreed to engage in such a process, and
they subsequently participated in some seven days of meetings with the
mediator. This process did not result in an agreement being reached on any of
the substantive issues.
[87]
In
the meantime, counsel for the Government advised the
Tribunal during the December 14 case management conference that it would be filing
its motion on December 21, 2009 to have the complaint dismissed. The
Chairperson set January 19, 2010 for the hearing of the motion. Without
consulting with the parties, the Tribunal subsequently vacated all of the
remaining dates that had been set aside for the hearing on the merits.
[88]
On
December 21, 2009, the Government of Canada filed its motion to dismiss the
complaint for want of jurisdiction with the Tribunal, arguing that the
complaint did not come within the purview of sections 3 and 5 of the Canadian
Human Rights Act.
A copy of the relevant statutory provisions is attached as an appendix to these
reasons.
[89]
The
Government’s motion was based upon the services and comparator group issues,
and was supported by a brief affidavit from the Director of the Social Reform
Program Directorate at the Department of Indian Affairs and Northern
Development.
[90]
The
following day, the Caring Society filed a motion with the Tribunal to amend its
complaint to include allegations of retaliation. The retaliation issue arose
when Dr. Blackstock was allegedly excluded from a meeting with Government
representatives.
[91]
Counsel
for the
Government
responded to the Caring Society’s motion by letter dated January 29, 2010, in
which it sought to clarify what had occurred at the meeting in issue.
[92]
The
Tribunal has never dealt with the Caring Society’s motion to amend the
complaint, nor did the Caring Society ever follow up with the Tribunal in order
to have the motion addressed.
[93]
The
Caring Society raised the Tribunal’s failure to deal with its motion to amend
its complaint to allege retaliation in its memorandum of fact and law, suggesting
at the hearing that it is evidence of unequal treatment on the part of the
Tribunal. The Caring Society does not, however, allege bias on the part of the
Tribunal, nor does it seek any specific relief in this regard. As a result, I
do not intend to deal further with this issue, particularly in light of the
fact that Dr. Blackstock’s allegations of retaliation are evidently now the
subject of a separate human rights complaint.
[94]
The
Caring Society continued to object to the fairness of the process being
followed by the Tribunal in relation to the Government’s motion to have the
complaint dismissed, alleging, amongst other things, that the motion was
premature, and that the evidentiary record was not sufficient to decide the
motion.
[95]
Nevertheless,
the complainants subsequently filed substantial affidavit evidence and documentary
material with the Tribunal in response to the Government’s motion to dismiss. The
parties also cross-examined the deponents of the affidavits filed by the
opposing side, and filed the transcripts of the cross-examinations with the
Tribunal.
[96]
The
record before the Tribunal on the motion to dismiss was ultimately approximately
2,000 pages in length, plus an additional amount of legal authorities. As will
be discussed later in these reasons, this number becomes important in relation
to the fairness of the process followed by the Tribunal in dismissing the
complaint.
[97]
The
motion to dismiss was finally heard on June 2 and 3, 2010. When no decision
was forthcoming from the Tribunal, counsel for the Caring Society wrote letters
to the Tribunal in August and December of 2010, asking when a decision could be
expected. The Tribunal did not respond to either of these letters.
[98]
In
November of 2010, counsel for the Government of Canada requested an opportunity
to make submissions regarding a recent Supreme Court of Canada decision. The
Assembly of First Nations also requested leave to comment on Canada’s endorsement of the United Nations Declaration on the Rights of Indigenous Peoples. The
parties’ exchange of submissions on both matters was completed by December 23,
2010.
[99]
In
February of 2011, the Caring Society, Amnesty International and the Commission
each wrote to the Tribunal, once again expressing their concern regarding the
delay in the delivery of a decision on the motion to dismiss. When no response
was received from the Tribunal, the Caring Society commenced an
application in this Court seeking an order of mandamus to compel the
Tribunal to render a decision in relation to the Government’s motion to dismiss
the complaint. This application was discontinued when the Chairperson
released her decision on March 14, 2011, dismissing the complaint.
6. The
Tribunal Decision
[100] I will discuss
the Tribunal’s analysis of certain issues in greater detail later in these
reasons, as I examine each of the grounds for judicial review. However, the
following brief synopsis of the decision will assist in putting the ensuing
discussion into context.
[101] The Tribunal determined
that it had the authority to dismiss a human rights complaint without a full viva
voce hearing on the merits where the facts of the case were clear and
uncontroverted or where the issues involved raised pure questions of law,
provided that the
parties had had a full and ample opportunity to be heard.
[102] The
Tribunal considered whether the Government’s funding program for child welfare
services for First Nations children living on reserves constituted a ‘service’
within the meaning of section 5 of the Canadian Human Rights Act. The
Tribunal concluded that the Attorney General had not met its burden in
establishing that the facts necessary to decide the issue were clear, complete
and uncontroverted. The Tribunal held that the services question was “a
fact-driven inquiry”, that there were material facts in dispute, and that the
evidentiary record on the motion was not sufficient to decide whether the
Government of Canada provides a “service” to First Nations children living on
reserve.
[103] The
Tribunal was, however, satisfied that the comparator group issue raised a pure
question of law and that the parties had had a full and ample opportunity to be
heard in relation to the issue. According to the Tribunal, there was no
additional evidence that the complainants could provide that could further
their position.
[104] Subsection
5(a) of the Canadian Human Rights Act makes it a discriminatory practice
to deny a service or access to a service to an individual on the basis of a prohibited
ground. The Tribunal was satisfied that no comparator group is required to
establish discrimination in cases where a service is denied altogether.
[105] Subsection
5(b) of the Act makes it a discriminatory practice to “differentiate adversely
in relation to any individual [in the provision of services], on a prohibited
ground of discrimination”. The Tribunal held that a finding of discrimination
under subsection 5(b) requires a comparison to be made to the treatment
accorded by the service provider to a different service recipient who does not
share the personal attribute identified as the basis for the discriminatory
practice.
[106] The
Tribunal then considered whether two different service providers could be
compared to each other in order to find adverse differentiation under subsection
5(b) of the Act. Specifically, the Tribunal asked itself whether it could
compare the child welfare services provided by the Government of Canada to
those provided by the provinces in order to determine whether the Government of
Canada had committed a discriminatory practice in the provision of services.
[107] In
concluding that such a comparison could not be made, the Tribunal held that
subsection 5(b) required a comparison to be made to services provided to others
by the same service provider. Given that the Government of Canada did not
provide child welfare services to recipients other than First Nations children
living on reserves, it followed that there could be no adverse differentiation
in the provision of services under subsection 5(b) of the Act. As a result, the
Tribunal dismissed the complaint.
7. The Issues on These
Applications
[108] The issues
raised by these applications for judicial review are the following:
1. Does
the Tribunal have the power to decide issues that could result in the dismissal
of a human rights complaint without conducting a full hearing on the merits of
the complaint that provides the parties with an opportunity to adduce viva
voce evidence?
2. Was
the process the Tribunal followed in deciding the comparator group issue fair?
3. Did
the Tribunal err in failing to consider the complaint under subsection 5(a) of
the Canadian
Human Rights Act?
4. Does
subsection 5(b) of the Canadian Human Rights Act require that
there be a comparator group in all cases? and
5. Did
the Tribunal err in concluding that there was no relevant comparator group in
this case?
[109] It
will also be necessary to identify the appropriate standard of review to be
applied in relation to the Tribunal’s decision on each of these issues.
[110] It
is also important to understand what is not in issue in these
applications.
[111] None
of the parties has sought to judicially review the Tribunal’s decision on the
services issue, and that issue is thus not before me.
[112] The
Government also argued before the Tribunal that its funding formulae are an
expression of pure executive policy, and that the issues raised by the complaint
are thus not justiciable. However, the parties agree that the justiciability
issue is not before me in these applications.
8. The
Procedural Issues
[113] The applications
for judicial review raise two issues with respect to the process that was followed
by the Tribunal in this case. The first is whether the Canadian
Human Rights Act
permits the Tribunal to decide an issue that could determine the outcome of a
case before embarking on a full hearing on the merits of the complaint that
allows the parties to lead viva voce evidence. The second is whether the
process followed by the Tribunal in this case was fair to the parties.
[114] I will first consider
whether the Tribunal has the authority to address issues on a preliminary basis
in advance of a full hearing on the merits. The fairness of the process that the
Tribunal followed in this case will be addressed further on in these reasons.
A. Does the Tribunal
have the Power to Decide Issues that Could Result in the Dismissal of a Human
Rights Complaint without Conducting a Full Hearing on the Merits of the
Complaint that Provides the Parties with an Opportunity to Adduce Viva Voce
Evidence?
[115] The Commission
characterizes this issue as “whether the Tribunal had the jurisdiction to
summarily dismiss the complaint on the merits”, whereas the Caring Society
states the issue as “whether the Tribunal erred in dismissing the complaint
without a hearing”.
[116] Neither
characterization properly identifies the issue before the Court as the premise
underlying each description is erroneous. The Tribunal did not dismiss the
complaint “summarily” or “without a hearing”. It did conduct a hearing on the
comparator group issue. The parties were able to adduce evidence addressing the
issue, and were able to challenge the evidence led by the opposing side. Each
party was also afforded the opportunity to appear and to make submissions to
the Tribunal in relation to the comparator group question. What the applicants
really take issue with is the form that the hearing took.
[117] The applicants
argue that the process the Tribunal followed in this case raises a true
question concerning its jurisdiction. As a result, they say that the Tribunal’s
choice of procedure should be reviewed against the standard of correctness.
[118] In contrast, the
Government of Canada contends that the Tribunal’s conclusion that it had the
authority to decide a discrete issue on the basis of a preliminary motion, in
advance of a full hearing on the merits, involves the interpretation of the
powers conferred on the Tribunal by its enabling legislation. As a consequence,
the
Government
says the issue is reviewable on the reasonableness standard.
[119] I need not
resolve this issue as I am satisfied that the Tribunal correctly concluded that
it had the authority to determine the process to be followed in deciding the issues
raised by a human rights complaint. The Tribunal also correctly decided that it
does not always have to hold a full evidentiary hearing in relation to each and
every issue raised by a complaint in order to decide substantive issues coming
before it.
[120] The applicants
submit that the Canadian Human Rights Act requires the
Tribunal to inquire into each complaint referred to it by the Commission. They
further submit that the Act and the jurisprudence only allow the Tribunal to
dismiss a complaint without a full hearing on the merits in limited
circumstances: that is, where there has been an abuse of process, including an
undue delay in the process.
[121] In dismissing
this complaint on its merits on a preliminary motion, the applicants say that
the Tribunal expanded
its jurisdiction in a way that is unsupported by either the Act or the jurisprudence.
[122] The applicants
further contend that it is not open to the Tribunal to usurp the screening function
that Parliament has assigned to the Commission by summarily dismissing a complaint
without a full hearing on the merits.
[123] Finally, the
applicants submit that this Court has already determined that this
case raises important and complex issues which should not be determined in the
absence of the necessary factual record.
[124] Subsection 49(1)
of the Act empowers the Commission to ask the Tribunal Chairperson to
“institute an inquiry into the complaint if the Commission is satisfied that,
having regard to all the circumstances of the complaint, an inquiry is
warranted”. Subsection 53(1) allows the Tribunal to dismiss a complaint at the
conclusion of an inquiry if the Tribunal is satisfied that the complaint is not
substantiated. The Act does not, however, specify the form that the inquiry
must take.
[125] That said, after
providing due notice, subsection 50(1) of the Act requires the Tribunal member
assigned to the case to “give all parties to whom notice has been given a full
and ample opportunity, in person or through counsel, to appear at the inquiry,
present evidence and make representations”.
[126] Paragraph
50(3)(e) of the Act empowers the Tribunal to decide procedural issues related to
the inquiry. Moreover, the
Tribunal is not bound by the strict rules of evidence, and is specifically
empowered to receive evidence by oath, affidavit or otherwise: paragraph
50(3)(c).
[127] Administrative
tribunals are intended to provide a fast, flexible and informal alternative to
the traditional court system. This is reflected in subsection 48.9(1) of the
Act which provides that “[p]roceedings before the Tribunal shall be conducted
as informally and expeditiously as the requirements of natural justice and the
rules of procedure allow”.
[128] It is,
therefore, properly part of the Tribunal’s adjudicative role to identify an
appropriate procedure to secure the just, fair and expeditious determination of
each complaint coming before it. The nature of that procedure may vary from
case to case, depending on the type of issues involved.
[129] Administrative
tribunals are “masters of their own procedure”. In Prassad v. Canada (Minister of Employment and Immigration), [1989] 1 S.C.R. 560, [1989] S.C.J. No.
25 (QL) at para. 16, the Supreme Court observed that “[i]n the absence of
specific rules laid down by statute or regulation, they control their own
procedures subject to the proviso that they comply with the rules of fairness
and, where they exercise judicial or quasi-judicial functions, the rules of
natural justice.”
[130] In the case of
the Tribunal, subsection 48.9(2) of the Act empowers the Chairperson to make
rules of procedure governing the practice and procedure before the Tribunal.
Rule 3 of the Tribunal’s Rules of Procedure permits the parties to bring
motions before the Tribunal, and allows the Tribunal to establish a procedure
for the resolution of the issues raised by the motion.
[131] Nothing in
either the Act or the Tribunal’s Rules of Procedure limits the type of
motions that can be brought before the Tribunal. Consequently, I see no
statutory or regulatory impediment that would preclude the bringing of a motion
to have the Tribunal determine a substantive issue in advance of a full hearing
of the complaint on its merits.
[132] Nor is there
anything in the Act or the Tribunal’s Rules that would preclude the Tribunal
from deciding such a motion, as long as it provides the parties with a “full
and ample opportunity” to adduce the evidence necessary to decide the issue and
to make submissions. The process followed by the Tribunal in relation to the
hearing of the motion must also be fair, and the rules of natural justice must
be respected.
[133] The applicants
say that the jurisprudence has established that the Tribunal may only
dismiss a complaint on a preliminary motion in the clearest of cases, and then
only where proceeding with the case would amount to an abuse of process.
[134] In
support of this contention, the applicants rely on the decision of this Court
in Canada (Canadian Human Rights Commission) v. Canada Post, 2004 FC 81,
[2004] 2 F.C.R. 581 [Cremasco], as well as the Tribunal’s decisions
in Harkin
v. Canada (Attorney General), 2009 CHRT 6, [2009] C.H.R.D. No. 6
(QL) and Buffet v. Canada (Canadian Armed Forces), 2005 CHRT 16, [2005]
C.H.R.D. No. 9 (QL).
[135] In Cremasco,
the human rights complaint before the Tribunal was over
eight years old, and the issues raised by the complaint had already been the
subject of two labour arbitrations and a separate complaint to the Commission.
Following a motion brought by the respondent to have the complaint dismissed
without a hearing, the Tribunal concluded that the proceeding amounted to an abuse
of process and dismissed the complaint.
[136] In
upholding this decision on judicial review, Justice von Finckenstein stated
that he could not accept “the proposition advanced by the Commission that the
Tribunal must hold a full hearing when a matter is referred to it”: at para.
16.
[137] After
examining some of the statutory provisions referred to above, Justice von
Finckenstein observed that it was “hard to fathom” why it would be in anyone’s
interest for the Tribunal to hold a hearing in a case where the hearing would
amount to an abuse of its process: at para. 18. He concluded that there was no
statutory or jurisprudential bar that would preclude the Tribunal from
dismissing a complaint on the basis of a preliminary motion on the grounds of
abuse of process, “always assuming there are valid grounds to do so”: at para.
19. This decision was subsequently affirmed by the Federal Court of Appeal:
2004 FCA 363, 329 N.R. 95.
[138] While
the decision in Cremasco arose in the context of an alleged abuse of
process, nothing in the decisions of either the Federal Court or the Federal
Court of Appeal states that the Tribunal can only dismiss a human rights
complaint without a full hearing on the merits in cases of abuse of process.
What Justice von Finckenstein’s decision does say is that the Tribunal
is not obliged to hold a full hearing in relation to every complaint that the
Commission refers to it.
[139] I
have also carefully reviewed the Tribunal’s decisions in Harkin and Buffet.
I do not read either decision as saying that the Tribunal may only
dismiss a complaint in advance of a full hearing in cases of abuse
of process or undue delay.
[140] I
do, however, understand the Government to
agree with the statement in Buffet that the Tribunal’s power to dismiss
a human rights complaint in advance of a full hearing on the merits should be
exercised cautiously, and then only in the clearest of cases: above at para.
39. I
also agree with this statement.
[141] Most
human rights cases are highly dependant on their individual facts and those
facts are often hotly contested. As a result, many cases involve serious issues
of credibility. While it is open to the Tribunal to receive evidence by way of
affidavit, the more contested the facts and the greater the issues of
credibility, the less appropriate this will be. Such cases may well require a
full hearing on their merits, including viva voce evidence in chief and
cross-examinations held in the presence of a Tribunal member.
[142] Similarly,
where
the issues of fact and law are complex and intermingled, it may well be more
efficient to await the full hearing before ruling on the preliminary issue: see
Newfoundland
(Human Rights Commission)
v. Newfoundland (Department of Health) (1998), 164 Nfld. & P.E.I.R.
251, 13 Admin. L.R. (3d) 142 at para. 21.
[143] That
said, there may be cases where a full hearing involving viva voce evidence
is not necessarily required. As the Tribunal noted, this could include cases
where there is no dispute as to the facts, or where the issue is a pure
question of law.
[144] There
may also be cases where it is appropriate to decide issues raised by a
complaint in stages, in a particular order, so that the hearing may unfold in
an efficient manner.
[145] For
example, it may be entirely appropriate for the Tribunal to choose to hear and
decide a truly discrete or threshold question in advance of the full hearing on
the merits of the complaint, particularly if the determination of the question
has the potential to narrow the issues, focus the hearing, or dispose of the
case altogether.
[146] A
hypothetical example discussed during the course of the hearing illustrates
this point. The Tribunal could be faced with a pay equity case that would
potentially involve a two-year-long hearing, in which a question arises as to
whether the relationship between the complainants and the respondent is such
that the respondent was in fact an “employer” within the meaning of section 11
of the Act. In such a case, it might well be appropriate for the Tribunal to
hear and decide this issue first, as a negative decision on this point might
dispose of the entire complaint.
[147] Indeed,
it would make no sense in this hypothetical scenario to compel the parties to go
through the time and expense of a two-year-long hearing, if the legal status of
the relationship between the complainants and the respondent was potentially
dispositive of the complaint, and could quickly and fairly be determined before
a full examination of the wage discrimination issue.
[148] The
examples referred to above are not intended to provide an exhaustive list of
all of the circumstances where the Tribunal might choose to deal with issues in
advance of a full hearing on the merits of a complaint. In every case, the
Tribunal will have to consider the facts and issues raised by the complaint
before it, and will have to identify the appropriate procedure to be followed
so as to secure as informal
and expeditious a hearing process as the requirements of natural justice and
the rules of procedure allow.
[149] However,
the process adopted by the Tribunal will have to be fair, and will always have
to afford each of the parties “a full and ample opportunity to appear[,] … present
evidence and make representations” in relation to the matter in dispute.
[150] I do not agree
with the applicants’ suggestion that Prothonotary Aronovitch provided specific directions
to the Tribunal as to the form that the Tribunal hearing should take.
Prothonotary Aronovitch was faced with a motion to stay an application for
judicial review pending the Tribunal’s decision in relation to the applicants’
human rights complaint. It was in that context that she observed that the
issues before the Tribunal were “serious and complex”, and that
there was an interest in allowing a full and thorough examination of the issues
raised by the complaint in the specialized forum of the Tribunal. It was up to
the Tribunal to decide how best to conduct that examination, subject always to
the rules of fairness and natural justice.
[151] I
also do not accept the applicants’ argument that, in considering the
Government’s motion, the Tribunal was improperly usurping the Commission’s screening
function and was reviewing the Commission’s decision
to refer the complaint to the Tribunal.
[152] In
this regard, I adopt the words of Justice von Finckenstein in Cremasco,
where he stated that “[t]his was not a review of the decision to refer by the
Commission. Rather, it was a de novo decision in which the Member was
determining how best to deal with the issues which had been referred to the
Tribunal”: above at para. 14.
[153] It also bears
noting that the Commission’s Assessment Report made no finding as to whether
the applicants’ human rights complaint disclosed a prima facie case of
discrimination. Moreover, the Commission’s September 30, 2008,
decision made it clear that such a finding could only be made by the Tribunal:
see also Halifax
(Regional Municipality) v. Nova Scotia (Human Rights Commission), 2012 SCC 10 at
para. 23.
[154] Finally,
I do not accept Amnesty International’s argument that the proper monitoring and
enforcement of Canada’s international human rights obligations require that the
Tribunal hold a viva voce hearing on the merits.
[155] I
accept Amnesty’s contention that international human rights law requires Canada to monitor and enforce individual human rights domestically, and to provide
effective remedies where these rights are violated: see, for example, the Universal
Declaration of Human Rights,
GA Res. 217(III), UN GAOR, 3d Sess., Supp. No. 13, UN Doc. A/810 (1948) 71,
article 8;
Committee on the Rights of the Child, General Comment No. 2: The Role of
Independent National Human Rights Institutions in the Protection and Promotion
of the Rights of the Child, 32d Sess., UN Doc. CRC/GC/2002/2 (15
Nov. 2002) at paras. 1 and 25; Committee on the Rights of the Child, General
Comment No. 5: General measures of implementation of the Convention on the
Rights of the Child (Articles 4, 42 and 44(6)), 34th Sess., UN
Doc. CRC/GC/2003/5 (3 Oct. 2003) at para. 65.
[156] That said, I do
not read the international instruments relied upon by Amnesty to mandate the
particular form that these enforcement measures must take. Provided that the
Tribunal operates independently, and that the procedures it follows are fair
and are able to address the issues in question, Canada will have met its
international obligations.
[157] I am
thus satisfied that the Tribunal’s power to control its own process allows it to
consider motions raising substantive issues, including motions to dismiss human
rights complaints, brought in advance of a full hearing into the merits of the
complaint in some circumstances. The process followed by the Tribunal in this
regard will, however, always be subject to the requirements of procedural
fairness.
[158] The
next question, then, is whether the process followed by the Tribunal in this
case was fair.
B. Was the Process that was Followed
by the Tribunal in Deciding the Comparator Group Issue Fair?
[159] The applicants
raise several issues with respect to the fairness of the process followed by the
Tribunal in this case. Where an issue of procedural fairness arises, the task
for the Court is to determine whether the process followed by the decision-maker
satisfied the level of fairness required in all of the circumstances: see Canada
(Citizenship and Immigration) v. Khosa, 2009 SCC 12, [2009] 1 S.C.R. 339 at
para. 43.
[160] The Commission
argues that it was treated unfairly, as it was not aware that the Tribunal was
actually going to address the merits of the complaint in deciding the motion.
[161] I do
not accept this argument. It was clear from the Notice of Motion served by the
Government of Canada that it was seeking to have the complaint dismissed by the
Tribunal, and on what grounds.
[162] One
of the grounds the Government cited in its Notice of Motion supporting the
dismissal of the complaint was that the complaint did not fall within section 5
of the Canadian Human Rights Act. The Notice of Motion asserted
that the Government does not provide funding for child welfare services for
anyone other than First Nations children living on reserve, and that it could
not be compared to provincial child welfare service providers. It is also clear
from the transcript of the motion hearing that the applicants, including the
Commission, understood what was at stake on the motion.
[163] I am
thus satisfied that the
Commission was aware of what was at issue on the Government’s motion, notably
that the complaint could be dismissed if the Tribunal found that it did not come
within the scope of the service and/or discrimination requirements of section 5
of the Act.
[164] The
applicants also say that the process that the Tribunal followed was unfair as
they were unable to lead the necessary evidence to respond to the comparator
group issue. There is, however, no indication that the Tribunal limited the
type or amount of evidence that could be adduced on the motion in any way. Nor
have the applicants identified any specific evidence that they were unable to
put before the Tribunal in response to the Government’s motion. Consequently, I
am not persuaded that they were treated unfairly in this regard.
[165] The
applicants further contend that the Tribunal erred by failing to respect First
Nations culture in deciding one of the most important cases to come before it
involving Canada’s First Nations people. They submit that the Supreme Court of
Canada has long recognized the value of oral evidence in cases involving
Aboriginal peoples. By insisting on proceeding with the motion on the basis of
a written record, the applicants say that the Tribunal failed to respect First
Nations’ customs and traditions.
[166] There
are two difficulties with this argument. The first is that, once again, the
applicants have failed to identify any evidence that they were unable to
put before the Tribunal in relation to the comparator group issue as a result
of the Tribunal’s choice of procedure. The second difficulty is that the
applicants have not explained how oral evidence would be relevant to the
interpretive exercise that the Tribunal undertook in relation to section 5 of
the Canadian Human Rights Act.
[167] I am,
however, satisfied that there was a breach of procedural fairness in this case
as the Tribunal considered extrinsic evidence, without advising the parties
that it would be considering this evidence in deciding the motion, and without
affording the parties any opportunity to respond to it.
[168] In
preparation for the hearing on the merits of the complaint, the parties served
and filed documents with the Tribunal which related to the merits of the case.
These filings continued after the Government brought its motion to dismiss
in December of 2009. Indeed, the parties continued to file material with the
Tribunal that related to the merits of the complaint well after the motion to
dismiss was heard in June of 2010.
[169] By all accounts,
the parties filed many thousands of pages of documents with the
Tribunal addressing the merits of the complaint.
[170] I do
not understand the Government to take issue with the assertion in paragraphs 42
and 51 of Dr. Blackstock’s affidavit that the parties were never
advised that the Tribunal would be considering material filed outside of the
motion context in connection with the motion to dismiss.
[171] The
materials filed by the Government of Canada in support of its motion to dismiss
were relatively brief, whereas the applicants filed a significant amount of
responding material. Affiants were cross-examined on their affidavits, and the
transcripts of those cross-examinations were filed with the Tribunal. As
mentioned earlier in these reasons, the record before the Tribunal on the
motion to dismiss was approximately 2,000 pages in length, plus authorities.
[172] The Tribunal
appeared to recognize at paragraph 62 of its decision that the motion to
dismiss should be decided “on the basis of the record generated by the motion”.
[173] However, it is
clear from other statements in the reasons that the Tribunal did not confine
itself to “the record generated by the motion”. The reasons show that the
Tribunal did not distinguish between the material filed by the parties in
relation to the Government’s motion to dismiss and the materials filed in
relation to the merits of the complaint, and that the Tribunal considered
material filed outside of the motion context in deciding the issues before it.
[174] In paragraph six
of its decision, the Tribunal states that:
The Crown’s motion has resulted
in the following evidence being placed before me. In this case, the Crown, and
the complainants, and two interveners, Chiefs of Ontario (The Ont. Chiefs) and
Amnesty International (Amnesty), have filed the documents and the submissions
as outlined in Appendix “A”.
Other references to the documents in
Appendix “A” appear at paragraphs 17 and 107 of the decision.
[175] Appendix “A”
contains a list of 118 documents, including document lists, witness
lists, will-say statements, statements of particulars, documentary disclosure, experts’
reports and so on. Many of these documents relate to the merits of the case and
were not filed in connection with the motion to dismiss.
[176] Of particular
concern to the applicants is one of the Government’s experts’
reports – the report prepared by KPMG – which the Government filed with the
Tribunal several months after the hearing of the motion. The KPMG report
is an opinion prepared by an accounting firm addressing, amongst other things,
the feasibility of comparing child welfare funding levels across jurisdictions.
The report also calls into question the complainants’ assertion that the
Government of Canada provides 22 percent less funding per child for child
welfare services than does the average province.
[177] The Tribunal
went on in paragraph 6 of its decision to state that “I have vetted the
materials filed relevant to this motion, more than 10,000 pages”
[emphasis added]. The Tribunal then observes that “[i]ronically, this volume of
materials appears to be grossly insufficient to address the scope and breadth
of this complaint”.
[178] The Tribunal’s
confusion as to the scope of the record before it is clearly reflected in the
statement appearing at paragraph 49 of the decision, which states that “[t]he
Tribunal record on this motion alone consists of more than 10,000 pages”
[emphasis added].
[179] The Tribunal’s decision
was released on March 14, 2011, “subject to editorial revisions”. On April 7,
2011, the Tribunal issued an amended decision correcting various errors in the
original text. Significantly, it made no changes to any of the statements cited
above.
[180] It thus appears
on the face of the decision that, unbeknownst to the parties, the Tribunal
considered as much as 8,000 pages of extrinsic material in deciding the
Government’s motion to dismiss. The parties were not aware that this was going
to happen, and thus had no opportunity to address or respond to any of the
material.
[181] The Caring
Society commenced its application for judicial review on April 13, 2001. One of
the grounds for review cited in the Caring Society’s Notice of Application was
that it was denied procedural fairness as a result of the Tribunal’s reliance
on extrinsic evidence.
[182] On April 18,
2011, the Government of Canada filed a request under Rule 317 of the Federal
Courts Rules, SOR/98-106.
[183] The Tribunal’s Director of Registry Operations responded to the Rule 317 request shortly thereafter. The
Registry official provided a “Certified Index confirming all of the
documentation that was before Chairperson Chotalia when making the
determination of March 14, 2011, which dismissed the complaint in the matter
T1340/7008”. The Index included all of the materials referenced in Appendix “A”
to the Tribunal’s decision, except the parties’ experts’ reports. The covering
letter from the Registry official states: “Please note that the expert reports
filed by the parties were not taken into consideration by the Chairperson when
rendering her ruling. As such, they do not appear in the Certified Index”.
[184] I am not
prepared to attach any weight whatsoever to this statement.
[185] First of all, it
flies in the face of the Tribunal’s own statement that it had “vetted” the
materials relevant to the motion, which it identified as the documents listed
in Appendix “A” of the decision. The parties’ experts’ reports are specifically
referenced in Appendix “A”.
[186] Moreover, the
Registry official’s statement appears to have been an attempt to respond to the
procedural
fairness arguments advanced by the Caring Society in its Notice of Application for
Judicial Review. As such, it is improper.
[187] Reviewing courts
have repeatedly cautioned adjudicators against trying to shore-up their
decisions through after-the-fact affidavit evidence filed in response to
applications for judicial review of their decisions: see, for example, Sapru
v. Canada (Minister of Citizenship and Immigration), 2011 FCA 35,
413 N.R. 70 at
para. 51,
and Sellathurai v. Canada (Minister of Public Safety and Emergency
Preparedness), 2008 FCA 255, [2009] 2 F.C.R. 576 at para. 45.
[188] What happened in
this case is even more problematic than what occurred in Sapru and Sellathurai. When a
decision-maker files an affidavit in an ex post facto attempt to improve
on his or her decision, the statements in issue are made under oath and it is
at least open to the aggrieved party to challenge statements contained in the
affidavit through cross-examination.
[189] In this case,
the statement as to what materials the Tribunal did and did not consider in
deciding the motion to dismiss came not from the Tribunal member herself, but
rather from a public servant within the Tribunal Registry. There is no
explanation as to how the Registry official knew what the Tribunal member had
or had not considered in arriving at her decision. Nor is there any explanation
as to why contradictory statements appear in the decision itself. Moreover, the
statement in question is contained in a letter rather than in an affidavit.
Consequently, the applicants have no way to challenge the Registry officer’s
assertions.
[190] At
the end of the day what we are left with is the Tribunal’s own statement that
it had “vetted” 10,000 pages of material in relation to the motion to dismiss,
when the record on the motion before it was only some 2,000 pages in length.
There is, moreover, no suggestion by any of the parties that the authorities
filed in relation to the motion came anywhere close to accounting for the 8,000
page difference.
[191] Taking
the Tribunal’s statements in its decision at face value, I can only conclude
that the Tribunal considered thousands of pages of material not properly before
it on the motion to dismiss, without advising the parties accordingly, and
without affording them any opportunity to make representations in this regard. This is a clear breach
of procedural fairness: Pfizer Co. v. Deputy Minister of
National Revenue (Customs & Excise), [1977] 1
S.C.R. 456 at 463.
[192] As
the Ontario Court of Appeal observed in Khan v. University of Ottawa,
148 D.L.R. (4th) 577, 34 O.R. (3d) 535 (C.A.) at para. 33, “[t]he right to
procedural fairness means little unless the person affected is informed of
contrary information and arguments and given an opportunity to address them before
the decision is made”.
[193] I do
not understand the Government to dispute that the Tribunal considered extrinsic
evidence in arriving at its decision on the motion to dismiss. However, it
points out that there is no reference to anything in the KPMG report in the
Tribunal’s reasons. While the Government accepts that the applicants are not
required to show that they were actually prejudiced by the Tribunal’s reliance
on extrinsic evidence, it says that the applicants do have to show that the
material the Tribunal relied upon may have affected the result.
[194] The
Government submits there is no evidence in this case that the extrinsic
material played any role in the Tribunal’s decision to dismiss the applicants’
human rights complaint. As a result, any error on the part of the Tribunal was not
material to the outcome.
[195] I
would start by noting that the applicants need not show actual
prejudice resulting from the Tribunal’s consideration of extrinsic evidence in
order to prove that they have been denied procedural fairness in this matter.
They need only show that the Tribunal’s breach of fairness may reasonably have
prejudiced them: see Khan, above at para. 34; Kane v. Board of
Governors of the University of British Columbia, [1980] 1 S.C.R. 1105 at 1116.
[196] The
Tribunal’s consideration of extrinsic evidence in this case was, moreover, not
limited to its review of the KPMG report. As I previously noted, it appears
from the Tribunal’s decision that it considered thousands of pages of material
that was not part of the motion record. The KPMG report is only 141 pages in
length.
[197] While
I have not been provided with the all of the documentary material that was
filed with the Tribunal in relation to the merits of the case, it is clear from
the record before me that this material included document lists, witness lists,
will-say statements, statements of particulars, documentary disclosure, the
applicants’ experts’ reports and so on. In my view, the sheer volume of
extrinsic materials “vetted” by the Tribunal cannot help but raise real
concerns about the fairness of the process followed in relation to the motion
to dismiss.
[198] Moreover,
the comparator group issue has been “on the table” from virtually the moment
the complainants filed their complaint with the Commission in 2007. Indeed, the
Government’s response to the receipt of the complaint was to immediately seek
to have the Commission summarily dismiss it for want of jurisdiction on the
basis of both the services and comparator group issues.
[199] As a
consequence, it is impossible to imagine that there would be no mention of the
comparator group issue in any of the thousands of pages of material that the
parties filed with the Tribunal in relation to the merits of the complaint. It
is therefore only reasonable to assume that some of these submissions would
have been relevant to the issues being addressed by the Tribunal on the motion
to dismiss. Consequently, I am satisfied that the Tribunal’s breach of fairness
may reasonably have prejudiced the applicants.
[200] The
Government of Canada also submits that even if I were to conclude that the
Tribunal’s reliance on extrinsic evidence did constitute a breach of procedural
fairness, this error, by itself, would not justify setting aside the Tribunal’s
decision. According to the Government, the decision should be allowed to stand
if this Court finds that the Tribunal did not err in its interpretation of
section 5 of the Act as it relates to the comparator group issue.
[201] However,
as the Supreme Court of Canada observed in Cardinal v. Director of Kent
Institution,
[1985] 2 S.C.R. 643 at 661,
[1985] S.C.J. No. 78 (QL), the denial of a fair hearing “must always render a
decision invalid, whether or not it may appear to a reviewing court that the
hearing would likely have resulted in a different decision”.
[202] In reaching this
conclusion, the Supreme Court observed that “[t]he right to a fair hearing must
be regarded as an independent, unqualified right which finds its essential
justification in the sense of procedural justice which any person affected by
an administrative decision is entitled to have”. The Court further observed
that it is not for a reviewing court to deny that right “on the basis of
speculation as to what the result might have been had there been a [fair]
hearing”: all quotes at 661.
[203] I recognize that
there is a limited exception to this rule. A reviewing court may disregard a
breach of procedural fairness “where the demerits of the claim are such that it
would in any case be hopeless”: W. Wade, Administrative Law (6th
ed. 1988) at 535, as cited in Mobil Oil Canada Ltd. et al. v.
Canada-Newfoundland Offshore Petroleum Board, [1994] 1 S.C.R. 202 at 228,
[1994] S.C.J. No. 14 (QL). See also Yassine v. Canada (Minister of
Employment and Immigration) (1994), 172 N.R. 308, 27 Imm. L.R. (2d) 135 at para. 9 (F.C.A.).
This may arise where, for example, the circumstances of the case involve a
legal question which has an inevitable answer: Mobil Oil, above at
228.
[204] I am not
persuaded that this case comes within either the Yassine or Mobil Oil
exceptions. I am, moreover, satisfied that the Tribunal committed three
different reviewable errors in its interpretation and application of
section 5 of the Act and in its treatment of the comparator group issue. As a result,
the Tribunal’s decision must be set aside.
[205] These
errors will be addressed in the next section of these reasons.
9. The Section 5
Issues
[206] As will be
explained below, I have concluded that the Tribunal
erred in failing to provide any reasons as to why the complaint could not
proceed under subsection 5(a) of the Canadian Human Rights Act. I have
also found that its interpretation of subsection 5(b) of the Act was
unreasonable. Finally, I have concluded that the Tribunal failed to have regard
to a material fact in concluding that no appropriate comparator group was
available to assist in the analysis under subsection 5(b) of the Act, namely
the Government’s own choice of provincial child welfare standards as the
appropriate comparator.
A. The Tribunal’s
Failure to Consider the Complaint under Subsection 5(a) of the Act
[207]
The
human rights complaint at issue in this proceeding was brought under section 5
of the
Canadian Human
Rights Act,
which provides that:
5. It is a discriminatory
practice in the provision of goods, services, facilities or accommodation
customarily available to the general public
(a) to deny, or to deny access
to, any such good, service, facility or accommodation to any individual, or
(b) to differentiate adversely
in relation to any individual,
on
a prohibited ground of discrimination.
|
5. Constitue un acte
discriminatoire, s’il est fondé sur un motif de distinction illicite, le
fait, pour le fournisseur de biens, de services, d’installations ou de moyens
d’hébergement destinés au public :
a) d’en priver un individu;
b) de le défavoriser à
l’occasion de leur fourniture.
|
[208] Section 3 of the Act identifies
“race” and “national or ethnic origin” as prohibited grounds of
discrimination.
[209] The complaint under consideration by the
Tribunal asserts that as a result of the Government of Canada’s under-funding
of child welfare services, First Nations children living on reserves receive a
lower quality of certain services. However, at page three of the complaint form, the
complainants specifically allege that jurisdictional disputes between the
Government of Canada and the provinces have caused First Nations children
living on reserve to be denied services that are otherwise available to
Canadian children living off reserve.
[210] The complainants also put
evidence before the Tribunal on the motion to dismiss alleging that the
Government of Canada’s actions have denied First Nations children on reserves access
to certain child welfare
services: see, for example, Dr. Blackstock’s affidavit at paras. 11, 42 and 48;
Elsie Flette’s affidavit at paras. 24 and 26.
[211] Of particular concern
to the complainants is the alleged lack of funding for preventative measures
that would allow First Nations children living on reserves to remain in their
homes under the supervision of child welfare authorities. According to the
complaint, the denial of these services has resulted in a disproportionate
number of First Nations children living on reserves being taken from their
homes and placed into foster care. As was noted earlier, the complainants
argue that this has the effect of perpetuating the legacy of the residential
schools experience.
[212] Documentary evidence
was also put before the Tribunal through Dr. Blackstock’s affidavit to support the
complainants’ contention that the Government’s actions have resulted in certain
child welfare services being denied altogether to First Nations children living
on reserves. For example, the October, 2006 “Fact Sheet” from Indian and
Northern Affairs states:
[T]he current federal funding
approach to child and family services has not let First Nations Child and
Family Services Agencies keep pace with provincial and territorial policy
changes. As a result, First Nations Child and Family Services Agencies are
unable to deliver the full continuum of services offered by the provinces and
territories to other Canadians [emphasis added].
[213]
Similar
comments regarding the unavailability of some child welfare services for First
Nations children living on reserves appear in the report of the Parliamentary
Standing Committee on Public Accounts.
[214]
While the
complaint form tracks the language of section 5 of the Act in general terms, it
does not make specific reference to section 5, nor does it distinguish between
subsections 5(a) and (b) of the legislation. Moreover, the Government’s motion
to dismiss simply references section 5 of the Act in support of its contention
that the Tribunal lacks jurisdiction to deal with the complaint, and does not
distinguish between subsection 5(a) and (b) as they may apply to the complaint.
[215] There was some discussion between
the parties and the Tribunal, both before and during the hearing of the motion
to dismiss, as to whether the complaint related to both subsections 5(a) and
(b) or just to subsection 5(b) of the Act. Moreover, some of the parties’
arguments on the motion to dismiss referred specifically to subsection 5(b) of
the Act.
[216] That said, most of the
written and oral submissions before the Tribunal were directed at the question of
whether there could be discrimination under section 5 of the Act as a whole
if the Government of Canada did not provide child welfare services to anyone
other than First Nations children living on reserves.
[217] There was no attempt
by any of the parties during the hearing of the motion to dismiss to address
the differences in wording between subsections 5(a) and 5(b) of the Act, nor
were any submissions made with respect to the implications that the differences
in wording between subsections 5(a) and 5(b) might have for the complaint.
[218] In addition, a number
of the applicants’ oral submissions addressed the fact that the alleged result
of the Government’s conduct was to deny certain child welfare services to First
Nations children living on reserves, seemingly bringing the complaint within subsection
5(a) of the Act.
[219]
At paragraph
125 of its decision, the Tribunal concluded that a comparator group is not
required in cases where there has been a denial of services as
contemplated by subsection 5(a) of the Act, although it made no factual findings
in this regard. The Tribunal did, however, find that a comparator group was required
to establish adverse differential treatment under subsection 5(b) of the
legislation.
[220] Although the Tribunal
examined the complaint in relation to subsection 5(b) of the Act at some
considerable length, it provided no explanation whatsoever as to why the
complaint could not be considered under subsection 5(a) of the Act, to the
extent that it dealt with the alleged denial of child welfare services to First
Nations children living on reserves. This is an error of law and a breach of
procedural fairness: see Newfoundland and Labrador Nurses' Union v. Newfoundland and Labrador (Treasury Board),
2011 SCC 62, [2011] 3 S.C.R. 708 at para. 22.
[221]
The
complete absence of reasons on this point also means that this aspect of the
Tribunal’s decision lacks the justification,
transparency and intelligibility required of a reasonable decision: Dunsmuir v. New Brunswick, 2008 SCC 9, [2008]
1 S.C.R. 190, at para. 47, and Khosa,
above at para. 59.
B. Does
Subsection 5(b) of the Canadian Human Rights Act Require that there be a
Comparator Group in all Cases?
[222] It will be recalled that
subsection 5(b) of the Canadian
Human Rights Act
makes it a discriminatory practice to “differentiate adversely in
relation to any individual, on a prohibited ground of discrimination” in the
provision of services customarily available to the general public.
[223]
The Tribunal
accepted the Government’s argument that in order to find adverse differential
treatment for the purposes of subsection 5(b) of the Act, the treatment
accorded to the complainant must necessarily be compared to the treatment
accorded to others receiving the same service from the same service provider.
[224] In reaching this
conclusion, the Tribunal acknowledged the need for a broad, liberal and
purposive approach to the interpretation of the Act. However, it also noted
that the words of the statute must be capable of bearing the interpretation
sought.
[225] The Tribunal observed
that the French version of subsection 5(b) used the term “défavoriser” in lieu
of “differentiate adversely”, accepting that this term did not necessarily
contemplate the need for a comparison. As a result of the Tribunal’s finding
that the English version of the provision necessarily required a comparison,
whereas the French version of the provision did not, the Tribunal turned to
consider principles of statutory interpretation and case law in an effort to
ascertain Parliament’s intent in enacting subsection 5(b) of the Act.
[226] Applying general rules
of statutory construction, the Tribunal held that the narrower interpretation
in the English version of subsection 5(b) was to be preferred. In coming to
this conclusion, the Tribunal also had regard to jurisprudence
which it saw as confirming the need for a comparator group analysis in every
case. It also attempted to distinguish jurisprudence leading to the opposite result.
[227] Having determined that
a discrimination analysis under subsection 5(b) necessarily required a
comparison, the Tribunal then concluded that it could not compare child welfare
services provided by the Government of Canada with similar services provided by
the provinces. This led the Tribunal to conclude that there was no appropriate
comparator group in this case for the purposes of a subsection 5(b) analysis.
[228] The Tribunal was also
not persuaded that the repeal of section 67 of the Canadian Human Rights Act
(which insulated discrimination under or pursuant to the Indian Act
from review under the Act) had any relevance to the issue before it. According
to the Tribunal, the amendment merely subjected the Government of Canada and
First Nations to the prohibitions against discrimination on prescribed grounds
in their provision of services to Aboriginal persons.
[229] The Tribunal concluded
that the complainants could not establish adverse differentiation in the
provision of services for the purposes of subsection 5(b) of the Act without
comparing the child welfare services provided by the Government of Canada to First
Nations children living on reserves with the child welfare services provided by
the Government to others. Given that the Government of Canada did not provide
child welfare services to anyone other than First Nations children living on
reserves, and having determined that the child welfare services provided by the
Government of Canada could not be compared to the child welfare services
provided by provincial or territorial governments, the Tribunal dismissed the
complaint.
[230] I will first examine
the Tribunal’s finding that the wording of subsection 5(b) necessarily required
a comparison in order to establish adverse differential treatment in the
provision of a service. I will then go on in the next section of these reasons
to address the Tribunal’s conclusion that there was no appropriate comparator
group in this case as the child welfare services provided by the Government of
Canada to First Nations children living on reserves could not be compared to
provincial child welfare services for the purposes of establishing discrimination
under subsection 5(b) of the Act.
i) The Standard of Review
[231] The first issue for determination
in examining the Tribunal’s conclusion that subsection 5(b) of the Act
necessarily required a comparison to be made to another group receiving the
same service from the same service provider is the standard of review to be
applied to this aspect of the Tribunal’s decision.
[232]
The
applicants argue that the Tribunal’s conclusion that a comparator group is
required to establish discrimination under subsection 5(b) of the Act is a true
question of jurisdiction, thus requiring review on the correctness standard: Dunsmuir,
above at para. 59. I
do not agree.
[233]
The
interpretive exercise engaged in by the Tribunal required it to identify the
necessary elements in a discrimination analysis under a provision of the Canadian Human Rights
Act. The
Tribunal was interpreting a provision in its own enabling legislation in
relation to an issue falling squarely within its “core function and expertise”:
see Canada (Canadian Human Rights Commission) v. Canada (Attorney General), 2011 SCC 53, [2011] 3 S.C.R. 471 [Mowat] at para. 24.
[234]
It
is now well established that decisions involving the interpretation of a
Tribunal’s enabling legislation presumptively attract a reasonableness standard
of review, and will only attract a correctness standard in limited
circumstances: see, for example, Smith v. Alliance Pipeline Ltd., 2011
SCC 7, [2011] 1 S.C.R. 160 at para. 28 and Dunsmuir, above at paras.
58-61. See also Toussaint v. Canada (Attorney General), 2011 FCA 213,
420 N.R. 364 at para. 18; Celgene Corp. v. Canada (A.G.), 2011 SCC 1, [2011]
1 S.C.R. 3 at para. 34.
[235] The applicants have attempted to classify
this issue as ‘jurisdictional’ and thus reviewable on the correctness standard.
However, decisions of the Supreme Court since Dunsmuir have repeatedly
emphasized the need for reviewing courts to shift their focus away from
historically broad notions of ‘jurisdiction’ in favour of increased deference
to specialized decision-makers interpreting their enabling legislation: see Mowat,
above; Smith, above at para. 28; and Alberta (Information and Privacy
Commissioner) v. Alberta Teachers' Association, 2011 SCC 61, 339 D.L.R. (4th)
428.
[236] I also do not accept
the applicants’ argument that the interpretation of subsection 5(b) of the Act
is an issue of general importance to the legal system as a whole, thus attracting
the correctness standard of review.
[237] It is true that
reviewing courts did not historically defer to human rights tribunals on legal
questions, which they often perceived to be of general importance. However,
the Supreme Court has recently distanced itself from this position: see Mowat,
above at paras. 19-24.
[238] Indeed, the Supreme
Court recognized in Mowat that there is a “degree of tension between
some policies underpinning the present system of judicial review, when it
applies to the decisions of human rights tribunals”: at para. 21. However, it
concluded that reviewing courts owe the same deference to human rights
tribunals interpreting their enabling legislation as is owed to other
administrative tribunals. Moreover, the Court instructed reviewing courts to
exercise restraint in classifying human rights issues as being issues ‘of
central importance to the legal system’, even where they are of broad import:
at paras. 23-24.
[239] Mowat also reminds us that
regard must be had to the expertise of the Tribunal in relation to the issue
before it: at para. 25. In this case, the Tribunal has expertise in human
rights matters: see subsection 48.1(2) of the Act.
[240] The Tribunal was thus interpreting a provision
in its own enabling legislation relating to the definition of discrimination,
an issue falling squarely within its core function and expertise. As such, the
Tribunal’s interpretation of subsection 5(b) of the Canadian Human Rights Act is reviewable on the standard of
reasonableness.
[241] I would note, however,
that at the end of the day, my conclusion regarding the standard of review has
no impact on the result. This is because I am satisfied that the Tribunal’s
interpretation of subsection 5(b) was unreasonable.
[242]
In
coming to this conclusion, I would start by considering the purpose of the Canadian Human Rights
Act and the
general interpretive principles that apply to it.
ii) The Purpose of the CHRA and its
Interpretation
[243] When addressing a question of
statutory interpretation, the words of an Act are to
be read in their entire context, and in their grammatical and ordinary sense,
harmoniously with the scheme of the Act, the object of the Act, and the
intention of Parliament: see Re Rizzo and Rizzo Shoes Ltd. [1998] 1
S.C.R. 27, [1998] S.C.J. No. 2 (QL) at para. 21, and see Ruth Sullivan,
ed., Sullivan on the Construction of Statutes, 5th ed. (Markham: LexisNexis, 2008) at 1.
[244]
In this case
we are dealing with the Canadian Human Rights Act, quasi-constitutional
legislation which
Parliament has enacted
to give effect to the fundamental Canadian value of equality - a value that the
Supreme Court of Canada has described as lying at the very heart of a free and
democratic society: see Canada (Attorney General) v. Mossop, [1993] 1
S.C.R. 554 at 615, [1993] S.C.J. No. 20 (QL), per Justice L’Heureux-Dubé,
dissenting (but not on this point).
[245]
As identified
in section 2 of the Act, the purpose of the legislation is to ensure that
individuals have an equal opportunity to make for themselves the lives that
they are able and wish to have, without being hindered by discriminatory
practices based upon considerations such as race, national or ethnic origin,
sex and age, amongst others.
[246]
Human rights
legislation has been described as “...the final refuge of the disadvantaged and
the disenfranchised”: Zurich Insurance Co. v. Ontario (Human Rights
Commission) [1992] 2 S.C.R. 321, [1992] S.C.J. No. 63 (QL) at para. 18. As
such, the Supreme Court of Canada has repeatedly warned of the dangers of
strict or legalistic interpretative approaches that would restrict or defeat
the purpose of such a quasi-constitutional document: see Mossop, above at
613, per Justice L’Heureux-Dubé J., dissenting (but not on this point). Rather,
the task of the Court is to “breathe life, and generously so, into the
particular statutory provisions [in issue]”: Gould v. Yukon Order of
Pioneers, [1996] 1 S.C.R. 571 at para. 7.
[247]
Indeed, the
Supreme Court has observed on numerous occasions that human rights legislation
is to be given a large, purposive and liberal interpretation in a manner
consistent with its overarching objectives, so as to ensure that the remedial
goals of the legislation are best achieved: see, for example, Mossop, above
at 611-12. See also Insurance Corp. of British Columbia v. Heerspink,
[1982] 2 S.C.R. 145, 3 C.H.R.R. D/1163; Ontario (Human Rights
Commission) v. Simpsons Sears Ltd., [1985] 2 S.C.R. 536, [1985] S.C.J. No.
74 (QL) [O’Malley]; Canadian National Railway Co. v. Canada (Canadian Human Rights Commission), [1987] 1 S.C.R. 1114, [1987] S.C.J. No. 42
(QL) [Action Travail].
[248]
These cases teach
us that ambiguous language should be interpreted in a way that best reflects
the remedial goals of the statute. It follows that a strict grammatical
analysis may be subordinated to the remedial purposes of the law: see New Brunswick (Human Rights Commission) v. Potash Corporation of Saskatchewan Inc.,
2008 SCC 45, [2008] 2 S.C.R. 604 at para. 67.
[249]
That is, “it
is inappropriate to rely solely on a strictly grammatical analysis,
particularly with respect to the interpretation of legislation which is
constitutional or quasi-constitutional in nature”: Quebec (Commission
des droits de la personne et des droits de la jeunesse) v. Montréal (City),
2000 SCC 27, [2000] 1 S.C.R. 665 at para. 30 (citing Gould, above, and O’Malley,
above).
[250]
This
interpretive approach does not, however, permit interpretations which are
inconsistent with the wording of the legislation: see Potash Corporation,
above at para. 19. See also Mowat, above at para. 33, and Bastien
Estate v. Canada, 2011 SCC 38, [2011] 2 S.C.R. 710 at para. 25.
iii) The
Ordinary Meaning of “Differentiate Adversely”
[251]
As will be
explained below, the Tribunal erred in concluding that the ordinary meaning of
the term “differentiate adversely” in subsection 5(b) requires a comparator
group in every case in order to establish discrimination in the provision of
services. This conclusion is unreasonable as it flies in the face of the scheme
and purpose of the Act, and leads to patently absurd results that could not
have been intended by Parliament.
[252]
The term
“differentiate adversely” is not unique to the services provision in section 5
of the Canadian
Human Rights Act.
Identical language also appears in subsection 6(b) of the Act, which makes it a
discriminatory practice to “differentiate
adversely
in relation to any individual” on a prohibited ground of discrimination in the
provision of commercial premises or residential accommodation [emphasis added].
[253]
Subsection
7(b) of the Act similarly makes it a discriminatory practice “in the course of
employment, to differentiate adversely in relation to an employee” on
the basis of a prohibited ground [emphasis added].
[254]
In my view, the
ordinary meaning of the phrase “differentiate adversely in relation to any individual”
on a prohibited ground of discrimination is to treat someone differently than
you might otherwise have done because of the individual’s membership in a
protected group. This interpretation is one that accords with the purpose of the Act and
the intention of Parliament in enacting the Canadian Human Rights
Act.
[255]
In contrast,
the Tribunal’s conclusion that the term “differentiate adversely” in subsection
5(b) requires a comparator group in every case in order to establish
discrimination in the provision of services leads to patently absurd results
that could never have been intended by Parliament.
[256]
On the
Tribunal’s analysis, the employer who consciously decides to pay his or her
only employee less because she is a woman, or black, or Muslim, would not have
committed a discriminatory practice within the meaning of subsection 7(b) of
the Act because there is no other employee to whom the disadvantaged employee
could be compared.
[257]
Similarly,
the shopkeeper who forces his or her employee to work in the back of the shop
after discovering that the employee is gay would not have committed a
discriminatory practice if no one else was employed in the store.
[258]
It will be
recalled that section 2 of the Act identifies the purpose of the Canadian Human Rights
Act as being to
ensure that individuals have an equal opportunity to make for themselves the
lives that they are able and wish to have, without being hindered by
discriminatory practices based upon considerations such as sex, colour,
religion and sexual orientation, amongst others.
[259]
In the
examples cited above, individuals are clearly being treated in an adverse
differential manner in their employment because of their membership in a
protected group. However, according to the Tribunal’s interpretation, no
recourse would be available to these individuals under the Act. Such an
interpretation does not accord with the purpose of the legislation and is
unreasonable.
[260]
Other
examples discussed during the hearing serve to further illustrate that a person
or a group can be treated in an adverse differential manner even if there is no
one else working for the same employer or receiving the same services from the
same service provider.
[261]
Take the
employer who sets out to hire only foreign workers in the belief that the
company could pay such workers 50 percent of the going rate. On the Tribunal’s
analysis, that employer would not have committed a discriminatory practice if the
company did not employ any Canadian workers to whom the foreign workers could
be compared.
[262]
Similarly,
the restaurateur who insists on seating a customer at the back of the room
because of the colour of the customer’s skin would not have committed a discriminatory
practice if the restaurant never served another customer.
[263]
Lastly, the
Tribunal’s interpretation of subsection 5(b) of the Act would mean that it
would not be a discriminatory practice for the Government of Canada to limit
the services it provides only to a single protected group, even if the Government
admitted that its decision to do so was based on discriminatory
considerations.
[264]
That is, no
recourse would be available under subsection 5(b) of the Act in the
hypothetical situation where the responsible Minister expressly acknowledged that
the Government made the decision to limit the services it provided to a
particular class of individuals because it did not like or respect the group in
question because of their race or their national or ethnic origin, and did not
feel that they were worthy of support or dignity because of their membership in
that particular group.
[265]
The
Government of Canada agrees that the Tribunal’s interpretation of subsection
5(b) leads to the results described above. Nevertheless, it maintains that the
Tribunal’s interpretation of the legislation is not only reasonable, but is in
fact correct.
[266] I cannot agree. An interpretation
of “differentiate
adversely” as the
term is
used in subsections
5(b), 6(b) and 7(b) of the Act that leads to the above conclusions does not fall within the range of
possible acceptable outcomes which are defensible in light of the facts and the
law. Such an interpretation is inconsistent with Parliament’s clearly articulated purpose in enacting the Canadian Human Rights
Act, and could not have been what
Parliament intended in enacting these provisions of the Act. It is simply
unreasonable.
[267] Subsections 5(b), 6(b) and 7(b)
of the Act must be read together, and accorded a harmonious interpretation.
Therefore, to the extent that the Tribunal attempted to distinguish case law
arising under subsection 7(b) on the basis that “[d]isability cases bring with
them particular and individualized situations”, the Tribunal erred: see
Tribunal’s decision at paras. 124-25.
[268] Moreover, the examples cited
above illustrate that the types of situations in which a direct comparator will
not be available to prove discrimination extend well beyond the disability in
employment context. Yet each example clearly involves a discriminatory
practice.
[269] My conclusion as to
the interpretation of the phrase “differentiate adversely” as it is used in
subsection 5(b) of the Canadian Human Rights Act is confirmed when
regard is had to the French version of the legislation, and to the incoherence
that the Tribunal’s interpretation of subsection 5(b) would create within
section 5 as a whole.
[270] Further confirmation
of my interpretation of the legislation is found in the jurisprudence dealing
with what
is required to establish a prima facie case of discrimination under the Canadian
Human Rights Act and the role of comparator groups in discrimination
analyses. My interpretation also accords with Parliament’s intention in
repealing section 67 of the Canadian Human Rights Act and with Canada’s obligations under international law.
[271] I will address each of
these matters in turn.
iv) The French and English Versions of
Subsection 5(b)
[272] The French version of
subsection 5(b) states that it is a discriminatory practice “s’il est fondé sur
un motif de distinction illicite,
le fait, pour le fournisseur … de services … destinés au public … de le défavoriser
à l’occasion de leur fourniture”
[emphasis added].
[273] As the Tribunal noted, the term “défavoriser”
as it is used in subsection 5(b) of the Act does not necessarily require a
comparator in all cases: see para. 114 of the Tribunal’s reasons.
[274] I have already
explained why the English version of section 5(b), properly interpreted, also does
not require a comparison. As a result, there is no
incoherence
between the English version of subsection 5(b) and the French version of the
same provision: the two versions share a common meaning.
[275] The Tribunal’s
interpretation of subsection 5(b) does, however, create an internal incoherence
within section 5 of the Canadian Human Rights Act. This issue will be
addressed next.
v) The
Incoherence Created Between Subsections 5(a) and (b)
[276] A further reason for concluding
that the Tribunal’s interpretation of subsection 5(b) of the Canadian Human Rights
Act is
unreasonable is that it would create
an internal incoherence between subsections 5(a) and (b) by establishing
different legal and evidentiary requirements in order to establish
discrimination under each provision.
[277] There is a general principle of
statutory interpretation that “the provisions of an Act fit together to form a
coherent and workable scheme” to “give effect to a plausible and coherent
plan”: Sullivan, above at 361 and 364. Interpreting section 5 of the Act so as
to impose a higher evidentiary burden on claimants who suffer adverse
differentiation in the provision of a service than is imposed on those who are
denied the service altogether does not support a “plausible and coherent plan”:
Sullivan, above at 364. Indeed, the Tribunal’s interpretation of section 5 of the
Act has the opposite effect.
[278] That is, requiring a
comparator group in every case brought under subsection 5(b) of the Act but not
for complaints brought under subsection 5(a) would create anomalous results. As
the Commission has pointed out, the Tribunal’s interpretation would mean that “[i]f
the funding was $0, the CHRA would apply; if the funding was $1 and
arguably insufficient, the CHRA would not apply”: Memorandum of Fact and
Law of the Commission, at para. 101.
[279] Neither the wording of
the legislation nor the jurisprudence contemplates such an anomalous result:
see Battlefords and District Co-operative Ltd. v. Gibbs, [1996] 3 S.C.R.
566, 140 D.L.R. (4th) at para. 49, McLachlin J. (as she
then was), concurring.
vi) The Role of Comparator Groups in a
Discrimination Analysis
[280] My conclusion that the Tribunal’s
interpretation of subsection 5(b) of the Act is unreasonable is further
supported by the jurisprudence that has developed under both the Canadian Human Rights
Act and under
section 15 of the Canadian Charter of Rights and Freedoms, Part I of the
Constitution Act, 1982, being Schedule B to the Canada Act 1982
(U.K.), 1982, c. 11 [the Charter].
[281] While not a universally accepted
proposition, the Supreme Court of Canada has long held
that equality is an inherently comparative concept, and that determining
whether discrimination exists in a given case will often involve some form of
comparison: Law
Society British Columbia v. Andrews, [1989] 1 S.C.R. 143, [1989]
S.C.J. No. 6 (QL) at para. 26.
[282]
This does not
mean, however, that there must be a formal comparator group in every case in
order to establish discrimination under subsection 5(b) of the Act.
[283]
The onus is
on a complainant to establish a prima facie case of discrimination under
the Canadian
Human Rights Act.
The test for establishing a prima
facie
case of
discrimination is a flexible one, and does not necessarily contemplate a rigid
comparator group analysis.
[284]
According to
the Supreme Court of Canada, a prima facie case of discrimination is one
that covers the allegations made, and which, if believed, is complete and
sufficient for a decision in favour of the complainant, in the absence of a
reasonable answer from the respondent: O’Malley, above.
[285]
Once a complainant
has established a prima facie case of discrimination, the burden shifts
to the respondent to provide a reasonable explanation for the conduct in issue.
[286]
Although
rarely mentioned in early human rights cases, the notion of comparator groups
has figured prominently in equality jurisprudence in recent years, particularly
in cases brought under section 15 of the Charter: see, for example, Law v.
Canada (Minister of Employment and Immigration), [1999] 1 S.C.R. 497,
[1999] S.C.J. No. 12 (QL).
[287] While the analytical
frameworks under section 15(1) of the Charter and under federal and provincial
human rights statutes have evolved separately and have taken distinct forms,
they have not done so in isolation from one another. As the British Columbia
Court of Appeal recognized in British Columbia (Ministry of Education) v. Moore, 2010 BCCA 478, 326 D.L.R. (4th) 77 at para. 40, Rowles J.A., dissenting
(but not on this point), there has been “considerable cross-fertilization”
between the two areas of the law.
[288]
One
area of “cross-fertilization” from the Charter jurisprudence has been the
occasional adoption of a formal comparator group analysis in the interpretation
of human rights legislation: Moore, above at para. 112, Rowles
J.A., dissenting (but not on this point).
[289] It is thus important to
understand precisely what it is that we are talking about when we consider
whether a comparator group is required in order to establish adverse
differential treatment in the provision of services for the purposes of
subsection 5(b) of the Canadian
Human Rights Act.
[290] A comparator group is
not part of the definition of discrimination. Rather, it is an evidentiary
tool that may assist in identifying whether there has been discrimination
in some cases.
[291] There are many types
of human rights cases in which no comparator group analysis will be required. A
woman who is sexually harassed by her boss does not need to establish that
other employees have not been subjected to similar treatment to succeed in
establishing a prima facie case of discrimination.
[292] Similarly, a
comparator group may not be necessary to establish adverse differential
treatment in employment on the basis of disability: see, for example, Lane
v. ADGA Group Consultants Inc. (2008), 91 O.R. (3d) 649, 295 D.L.R. (4th)
425 at para. 94 (Ont. Div. Ct.). Looking to a comparator group may in fact be inappropriate
in such cases. Disabled employees are often not seeking to be treated in the
same way as their co-workers. Rather, it is often the crux of a disability
claim that the individual seeks to be treated differently than his or
her co-workers in order to have a disability accommodated.
[293] Indeed, identical
treatment may in some cases result in “serious inequality”: see, for example, Andrews,
above at para. 26. It is therefore sometimes necessary to treat
people differently in order to achieve substantive equality: Law, above
at para. 46.
[294] A test for
discrimination that requires likes to be treated alike is the essence of formal
equality, “leaving persons who are differently situated to be treated
differently”: see Beverley Baines, “Equality, Comparison, Discrimination,
Status”, in Fay Faraday, Margaret Denike & M. Kate Stephenson, eds., Making
Equality Rights Real: Securing Substantive Equality Under the Charter (Toronto: Irwin Law, 2006) 73 at 76.
[295] Such a “similarly situated”
approach to equality is one that harkens back to invidious ‘separate but equal’
regimes, and has long been rejected in Canadian law: see, for example, Brooks v. Canada Safeway Ltd., [1989] 1 S.C.R. 1219, [1989]
S.C.J. No. 42 (QL) versus Bliss v. Attorney General of Canada, [1979] 1
S.C.R. 183.
[296]
In
some cases, a comparison to others may be helpful. An unsuccessful candidate
for a position may seek to compare his or her own qualifications to the
qualifications of the successful candidate in an effort to establish that there
has been discrimination in the hiring process: see, for example, Shakes v. Rex Pak Ltd. (1982), 3 C.H.H.R. D/1001 (Ont.
Bd. Inq.).
[297]
However, an
unsuccessful job applicant can also establish that he or she has been the
victim of discrimination
in employment, even if no
one else was ever hired:
Israeli v. Canadian Human Rights Commission (1983), 4 C.H.H.R. D/1616 (C.H.R.T.).
[298]
Moreover,
as the Federal Court
of Appeal observed
in Lincoln v. Bay
Ferries Ltd., 2004
FCA 204, 322 N.R. 50, the decisions in O’Malley and Ontario (Human Rights Commission)
v. Etobicoke (Borough),
[1982] 1 S.C.R. 202, [1982] S.C.J. No. 2 (QL) explain what it is that a
complainant must demonstrate in order to establish a prima facie case of discrimination. The Court
noted that “[t]he tribunals’ decisions in Shakes … and Israeli …
are but illustrations of the application of that guidance”: at para. 18.
[299]
Similarly, in
Morris v. Canada (Canadian Armed Forces), 2005 FCA 154, 334 N.R. 316,
the Federal Court of Appeal held that the legal definition of a prima facie
case does not require the complainant to adduce any particular type of evidence
to prove the facts necessary to establish that he or she was the victim of a
discriminatory practice within the meaning of the Canadian Human Rights Act:
see para. 27.
[300] It should be noted that Morris
involved a complaint brought under subsection 7(b) of the Act alleging adverse differential
treatment in employment on the basis of a prohibited ground. As noted earlier,
subsection 7(b) uses precisely the same language as appears in subsection 5(b)
of the Act, making it a discriminatory practice to “differentiate adversely” in
employment on the basis of a prohibited ground.
[301]
The Tribunal
in Morris had concluded that the complainant had established discrimination
on the basis of age, even though he had been unable to produce comparative
evidence regarding the treatment accorded to his co-workers. In finding that
the complaint had been substantiated, the Tribunal held that it would suffice “if the evidence establishes that
discrimination was a factor in denying the complainant an employment
opportunity”: Morris v. Canada (Canadian Armed Forces) (2001) 42
C.H.R.R. D/443, [2001] C.H.R.D. No. 41 (QL) (C.H.R.T.) at para. 75.
[302]
In
upholding the Tribunal’s decision, the
Federal Court of Appeal specifically rejected the appropriateness of a fixed
formula or test for the establishment of a prima facie case, noting that
a flexible legal test is better suited to advancing the broad purpose
underlying the Act. The Federal Court of Appeal noted that “[d]iscrimination
takes new and subtle forms” and that it was “now recognized that comparative
evidence of discrimination comes in many more forms than the particular one
identified in Shakes”: Morris, above at para. 28.
[303]
While
not binding on the Tribunal Chairperson in this case, it is noteworthy that the
Canadian Human Rights Tribunal has previously determined that a comparator group is not always
required for the purposes of establishing a prima facie case of discrimination under section
7(b) of the Act: see, for example, Lavoie v. Canada (Treasury Board of
Canada), 2008 CHRT 27, [2008] C.H.R.D. No. 27 (QL) at paras. 143 and 153.
[304] In finding that a comparator group is
always required to establish discrimination under subsection 5(b) of the Act, the Tribunal in this case placed
great reliance on the decision of the Federal Court of Appeal in Re Singh, [1989] 1 F.C. 430,
[1988] F.C.J. No. 414 (QL) at para. 17.
[305] Singh involved alleged
discrimination in the refusal of visitors’ visas. The matter came before the
Federal Court of Appeal on a reference, and the issue for the Court was whether
the Commission could investigate a human rights complaint filed by a Canadian
resident alleging discrimination in the provision of a service customarily
available to the general public as a result of the refusal of a visitor’s visa
to the complainant’s family member living outside of Canada.
[306] It was in this context
that the Federal Court of Appeal said: “Restated in algebraic terms, it is a
discriminatory practice for A, in providing services to B, to differentiate on
prohibited grounds in relation to C”: at para. 17. The Court thus concluded
that the Commission could indeed investigate such complaints.
[307] The Tribunal appears to
have understood the Federal Court of Appeal’s algebraic formulation as the
Court having “restated the s. 5(b) test” for all purposes: see the Tribunal
decision at para. 117.
[308] However, the comment
in Singh cited above was clearly not intended to be a definitive
statement of the test to be applied in all subsection 5(b) cases. Indeed, this
statement was subsequently described by the Federal Court of Appeal as “an
apparent obiter”: see Canada (Attorney General) v. Watkin,
2008 FCA 170, 167 A.C.W.S. (3d) 135 at para. 29.
[309] All the Federal Court
of Appeal was saying with its algebraic formulation in Singh was that an
individual could suffer discrimination for the purposes of section 5(b) of the Canadian
Human Rights Act as a result of adverse differential treatment accorded to
a family member.
[310] The Federal Court of
Appeal did go on in Singh to state: “Or, in concrete terms, it would be
discriminatory practice for a policeman who, in providing traffic control
services to the general public, treated one violator more harshly than another
because of his national or racial origins”: at para. 17.
[311] I agree with the
Caring Society that the police example provided by the Federal Court of Appeal
in Singh is just that: one example provided in a particular context in
an effort to explain the nature of discrimination in that case. It is,
moreover, clear from the reasons in Singh that the Federal Court of
Appeal did not intend its comment to identify the only form that discrimination
could take, nor did it foreclose other means by which discrimination may be
proven.
[312] Indeed, as the Caring
Society points out at paragraph 75 of its memorandum of fact and law, “the
Court did not preclude a finding of discrimination if the same policeman
treated a violator more harshly because of his national or ethnic origin than
he would have had the violator not been of that origin” [emphasis in the
original].
[313] I also agree with the
Caring Society that “[i]n treating Singh as prescriptive of the only
manner of proving discrimination, the Chairperson incorrectly determined that a
comparator group is required in every case, and by extension, in this case”:
Memorandum of Fact and Law at para. 75.
[314] It is also important
to note that the issue of whether a comparator group is required to establish
discrimination under subsection 5(b) of the Act was not even before the Federal
Court of Appeal in Singh. As a result, the Tribunal’s reliance on the Singh
decision was misplaced.
[315] As was noted earlier,
the use of comparator groups in the statutory human rights context has been
imported from the section 15 Charter jurisprudence. However, the Supreme Court
of Canada has recently expressed real concern with respect to the role of
comparator groups in the evaluation of section 15 claims. As will be discussed
in the next section of these reasons, the recent decision in Withler v.
Canada (Attorney General), 2011 SCC 12, [2011] 1 S.C.R. 396 lends further
support for the view that the Tribunal’s interpretation of subsection 5(b) of
the Act is unreasonable.
vii) The Supreme Court
of Canada’s
Decision in Withler
[316] The Supreme Court’s decision in Withler was released approximately
10 days before the Tribunal rendered its decision in this case, although the
decision does not appear to have been brought to the Tribunal’s attention.
Although it is not determinative of this case because of the differences in the
analytical frameworks applicable under the Canadian Human Rights Act and
the Charter, Withler is nevertheless instructive as it provides
important guidance with respect to the use and limitations of comparator groups
in identifying discrimination.
[317] Indeed, as Justice
Rowles observed in her dissenting opinion in Moore, importing concepts
from Charter jurisprudence into the statutory human rights context “is
appropriate so long as the exercise enriches the substantive equality analysis,
is consistent with the limits of statutory interpretation and advances the
purpose and quasi-constitutional status of the enabling statute”: above at
para. 51, citing Leslie A. Reaume, “Postcards from O'Malley:
Reinvigorating Statutory Human Rights Jurisprudence in the Age of the Charter”
in Fay Faraday, Margaret Denike & M. Kate Stephenson, eds., Making
Equality Rights Real: Securing Substantive Equality Under the Charter (Toronto: Irwin Law, 2006) 373 at 375.
[318] Moreover, as I noted
earlier, the use of comparator groups as an evidentiary tool in identifying
discrimination has been imported into the statutory human rights context from
section 15 Charter jurisprudence. To the extent that the comparator group
analysis is a creature of the Charter, the jurisprudence developed in the
Charter context is of obvious assistance in understanding the role and
limitations of comparator group analyses in statutory human rights cases.
[319] It also bears
mentioning that the differences in the analytical frameworks under section 15
of the Charter and statutory human rights cases are narrowing. Indeed, in R.
v. Kapp, 2008 SCC 41, [2008] 2 S.C.R. 483, the Supreme Court rejected the Law
decision’s focus on human dignity, and refocused the Court’s approach to
discrimination on the principles outlined in the Andrews case: see Moore,
above at para. 52, Rowles J.A., dissenting (not on this point).
[320] Andrews is an early Charter
decision which “closely
parallels traditional human rights jurisprudence”: see Moore, above at
para. 53, Rowles J.A., dissenting (but not on this point). Indeed, in attempting to define
“discrimination” in Andrews, Justice McIntyre drew on established statutory
human rights jurisprudence, including the decisions in O’Malley and
Action Travail, above, in articulating the definition of
discrimination that has formed the foundation of the section 15(1) Charter
analysis.
[321] In Withler, above
at para. 43, the Supreme Court observed that the application of a strict
comparator approach can be detrimental to the goal of substantive equality and
to the discrimination analysis.
[322] As summarized in the
headnote, Withler states that:
A “mirror comparator group”
analysis may become a search for sameness, may shortcut the substantive
equality analysis and may be difficult to apply. While equality is inherently
comparative and comparison plays a role throughout the s. 15(1) analysis, a
mirror comparator approach can fail to identify - and may, indeed, thwart the
identification of - the discrimination at which s. 15 is aimed. What is
required is an approach that takes account of the full context of the claimant
group’s situation, the actual impact of the law on that situation, and whether
the impugned law perpetuates disadvantage to or negative stereotypes about that
group.
[323] The Supreme Court
noted in Withler that the central issue in section 15(1) cases is
whether the impugned law violates what it described as “the animating norm of
s. 15(1)”, namely substantive equality: at para. 2. The Court went on in the
same paragraph to observe that in order to determine whether there has been a
violation of substantive equality, regard must be had to the “full context” of
the case, “including the law’s real impact on the claimants and members of the
group to which they belong”.
[324] The Court cautioned
that “[c]are must be taken to avoid converting the inquiry into substantive
equality into a formalistic and arbitrary search for the ‘proper’ comparator
group”. According to the Court there was, at the end of the day, only one
question, namely “[d]oes the challenged law violate the norm of substantive
equality in s. 15(1) of the Charter?”: at para. 2.
[325]
The
Supreme Court reiterated in Withler that equality is an inherently comparative concept. While
recognizing that a level of comparison may be “inevitable”, it did not accept
that a rigid comparator group analysis is essential in every case. Indeed, the
Court cautioned that comparison must be approached with caution, advocating
instead for consideration of “the full context of the claimant group’s
situation and the actual impact of the law on that situation”: at para. 43.
[326]
The Court
observed that decisions such as Law, above, emphasize that the analysis
more usefully focuses on “factors that identify impact amounting to
discrimination”. These factors include the “perpetuation of disadvantage and
stereotyping as the primary indicators of discrimination”: both quotes from Kapp,
above at para. 23, as cited in Withler, above at para. 53.
[327] Indeed, the Court
recognized in Withler that there may even be cases where there
is no appropriate comparator group – such as the circumstances that present
themselves in the present case - where no one is like the complainants for the
purpose of comparison: see para. 59.
[328] Quoting Professor
Margot Young, the Court cautioned that “[i]f there is no counterpart to the
experience or profile of those closer to the centre, the marginalization and
dispossession of our most unequal will be missed. These cases will seem simple
individual instances of personal failure, oddity or happenstance”: “Blissed
Out: Section 15 at Twenty”, in Sheila McIntyre & Sanda Rodgers, eds., Diminishing
Returns: Inequality and the Canadian Charter of Rights and Freedoms (Markham: Butterworths, 2006) 45 at 63, as cited in Withler, above at para. 59.
[329] The Supreme Court thus
concluded that a mirror comparator group analysis “may fail to capture
substantive inequality, may become a search for sameness, may shortcut the
second stage of the substantive inequality analysis, and may be difficult to
apply”. Not only may such an approach fail to identify discrimination, the
Court said, it may actually thwart that identification: at para. 60.
[330] While recognizing that
the first stage of the subsection 15(1) analysis requires a “distinction”, thus
engaging the concept of comparison, the Court nevertheless held in Withler
that:
It is unnecessary to
pinpoint a particular group that precisely corresponds to the claimant group
except for the personal characteristic or characteristics alleged to ground the
discrimination.
Provided that the claimant establishes a distinction based on one or more
enumerated or analogous grounds, the claim should proceed to the second step of
the analysis. This provides the flexibility required to accommodate claims
based on intersecting grounds of discrimination. It also avoids the problem
of eliminating claims at the outset because no precisely corresponding group
can be posited [at
para. 63,
emphasis added].
[331] The Court observed
that the probative value of
comparative evidence will depend on the circumstances of the particular case:
at para. 65. In cases where no precise comparator exists due to the
complainants’ unique situation, a decision-maker may legitimately look at
circumstantial evidence of historic disadvantage in an effort to establish
differential treatment: see Withler, above at para. 64.
viii) The
Lessons to be Learned from Withler
[332] Aboriginal people
occupy a unique position within Canada’s constitutional and legal structure.
They are, moreover, the only class of people identified by the Government of
Canada for legal purposes on the basis of race.
[333] This creates many
unusual or singular situations. Indeed, the sui generis nature of the
Crown’s relationship to First Nations people has long been recognized by the
Supreme Court: see, for example, R. v. Marshall, [1999] 3 S.C.R. 456,
[1999] S.C.J. No. 55 (QL) at para. 44.
[334] At the same time, no
one can seriously dispute that Canada’s First Nations people are amongst the
most disadvantaged and marginalized members of our society.
[335] As a result of their
unique position in the Canadian constitutional order, Canada’s First Nations
people receive services from the federal government that are not provided to
other Canadians at the federal level. These include child welfare services,
education services and health care, amongst others.
[336] This has the effect of
placing Canada’s First Nations people in the “no man’s land” envisaged by
Professor Young, where there may be no counterpart to the experience or profile
of those marginalized or dispossessed individuals or groups who are seeking the
vindication of their rights through the legal process.
[337] By interpreting
subsection 5(b) of the Canadian Human Rights Act so as to require a
mirror comparator group in every case in order to establish adverse
differential treatment in the provision of services, the Tribunal’s decision
means that, unlike other Canadians, First Nations people will be limited in
their ability to seek the protection of the Act if they believe that they have
been discriminated against in the provision of a government service on the
basis of their race or national or ethnic origin. This is not a reasonable
outcome.
[338]
The O’Malley
test is flexible enough to allow the Tribunal to have
regard to all of the factors that may be relevant in a given case. These may
include historic disadvantage, stereotyping, prejudice, vulnerability, the
purpose or effect of the measure in issue, and any connection between a
prohibited ground of discrimination and the alleged adverse differential
treatment.
[339] Canadian legislation
must be interpreted in a manner that is consistent with the Charter. As the
Caring Society observed, “[a]n interpretation of the Act that invariably
requires a perfect mirror comparator group, and thereby excludes First Nations
from the ability to make discrimination claims in respect of government
services that other Canadians are able to make, is not consistent with the Charter
or Charter values”: see Memorandum of Fact and Law at para. 81.
[340] I also agree with the
applicants that an
interpretation of subsection 5(b) that accepts the sui generis status of
First Nations, and recognizes that different approaches to assessing claims of
discrimination may be necessary depending on the social context of the claim,
is one that is consistent with and promotes Charter values.
ix) The Significance of
the Repeal of Section 67 of the Canadian Human Rights Act
[341] The applicants and the
Chiefs of Ontario point to the recent repeal of section 67 of the Canadian
Human Rights Act as evidence of Parliament’s intention to be bound by
subsection 5(b) of the Act in relation to services that the Government of
Canada provides to First Nations people. They further submit that this is a contextual factor supporting
a generous interpretation of subsection 5(b) of the Act.
[342] Section 67 of the Act
formerly provided that “[n]othing in this Act affects any provision of the Indian
Act or any provision made under or pursuant to that Act”.
[343]
In
particular, the AFN and the Chiefs of Ontario point to comments made in the
course of Committee
hearings leading up to the passage of the Bill repealing section 67. There,
Jim Prentice (the then-Minister of Indian Affairs) discussed the significance
of the repeal of section 67.
[344]
Minister Prentice
testified that the Canadian
Human Rights Act
would now provide a basis for reviewing federal actions, including the quality
of services provided by the Government of Canada. In this regard, the Minister
stated that:
The repeal of section 67 will
provide [F]irst [N]ation citizens, in particular [F]irst [N]ation women, with
the ability to do something that they cannot do right now, and that is to file
a grievance in respect of an action either by their [F]irst [N]ation
government, or frankly by the Government of Canada, relative to decisions that
affect them. This could include access to programs, access to services, the
quality of services that they've accessed, in addition to other issues …
Canada,
Standing Committee on Aboriginal Affairs and Northern Development, Minutes
of Proceedings and Evidence, 39th Parl., 1st
Sess. (22 March 2007).
[345] The Government argues
that the repeal of section 67 of the Canadian Human Rights Act is
irrelevant to the issues in this case, as section 67 applies only to decisions
authorized by the Indian Act, R.S.C., 1985, c. I-5 or its Regulations,
which is not the case here. The federal funding of child welfare is not
statutorily based, but flows from agreements between the federal government and
agency recipients pursuant to the federal spending power.
[346] The Government further
submits that the federal spending power is not restricted to matters falling
within its legislative authority, and that child welfare falls within
provincial jurisdiction: see NIL/TU,O Child and Family Services Society,
above.
[347] I do not need to
consider all of the ramifications that the repeal of section 67 of the Canadian
Human Rights Act may have for the ability of First Nations people to
challenge actions of the Government of Canada. Suffice it to say that my
interpretation of subsection 5(b) of the Act is one that is consistent with Parliament’s
intent in repealing section 67 of the Act.
x) The International
Law Arguments
[348] Amnesty International,
the AFN and the Chiefs of Ontario submit that the Tribunal also erred in
failing to consider Canada’s international human rights obligations in
interpreting subsection 5(b) of the Canadian Human Rights Act, and
that its interpretation of the legislation is inconsistent with Canada’s
obligations under international law.
[349] Amnesty International
provided detailed arguments regarding a number of international instruments,
the consideration of which, it says, is necessary to properly interpret section
5(b) of the Act. These include the Convention on the Rights of the Child,
20 November 1989, 1577 U.N.T.S. 3, 28 I.L.M. 1456 (entered into force 2 Sept.
1990, accession by Canada 13 Dec. 1991); the International Covenant on Civil
and Political Rights, 19 December 1966, 999 U.N.T.S. 171, Can. T.S. 1976
No. 47, 6 I.L.M. 368 (entered into force 23 Mar. 1976, accession by Canada 19
May 1976); the International Covenant on Economic, Social and Cultural
Rights, 19 December 1966, 993 U.N.T.S. 3, Can. T.S. 1976 No. 46, 6 I.L.M.
360 (entered into force 3 Jan. 1976, accession by Canada 19 May 1976); and the International
Convention on the Elimination of all forms of Racial Discrimination, 7
March 1966, 660 U.N.T.S. 195, 5 I.L.M. 352 (entered into force 4 Jan. 1969,
accession by Canada 14 Oct. 1970).
[350] Amnesty and the AFN
also point to the United Nations Declaration on the Rights of Indigenous
Peoples, GA Res. 61/295, UN GAOR, 61st Sess., Supp. No. 49 Vol.
III, UN Doc. A/61/49 (2007) [UNDRIP] (which has now
been formally endorsed by Canada) as an important indication of the Government
of Canada’s commitment to treating First Nations peoples fairly and equitably.
They further submit that UNDRIP also reflects emerging norms in
international law regarding the rights of indigenous peoples.
[351]
The Supreme
Court of Canada has recognized the relevance of international human rights law
in interpreting domestic legislation such as the Canadian Human Rights Act.
The Court has held that in interpreting Canadian law, Parliament will be
presumed to act in compliance with its international obligations. As a
consequence, where there is more than one possible interpretation of a
provision in domestic legislation, tribunals and courts will seek to avoid an
interpretation that would put Canada in breach of its international
obligations. Parliament will also be presumed to respect the values and
principles enshrined in international law, both customary and conventional.
[352]
While these
presumptions are rebuttable, clear legislative intent to the contrary is
required: see R. v. Hape, 2007 SCC 26, [2007] 2 S.C.R. 292 at para. 53;
Sullivan, above at 548.
[353]
International
instruments such as the UNDRIP and the Convention on the Rights
of the Child may
also inform the contextual approach to statutory interpretation: see Baker
v. Canada (Minister of Citizenship and Immigration), [1999] 2 S.C.R.
817, [1999] S.C.J. No. 39 (QL) at paras. 69-71.
[354]
As a result,
insofar as may be possible, an interpretation that reflects these values and
principles is preferred: see Amnesty
International’s Memorandum of Fact and Law at para. 29; Sullivan, above at 547-49;
Hape, above at paras. 53-54; Baker, above at paras. 65 and 70;
and R. v. Sharpe, 2001 SCC 2, [2001] 1 S.C.R. 45
at para. 175.
[355] I have already
explained why the Tribunal’s interpretation of subsection 5(b) of the Canadian
Human Rights Act is unreasonable when considered in light of domestic legal
principles. Suffice it to say that my interpretation of the provision also accords
more fully with Canada’s international obligations than does that of the
Tribunal, and is thus to be preferred.
[356] Before leaving this
issue, I would observe that a number of Amnesty International’s other arguments
(which relate to the alleged obligations of the Government of Canada under
international law with respect to the provision of child welfare services) are
more properly directed to the underlying merits of the applicants’ human rights
complaint. These arguments need not be addressed in the context of the issues
before this Court.
xi) Summary
of Conclusions Regarding the Need for a Comparator Group under
Subsection 5(b) of the Act
[357] Ultimately, the focus
of both the Tribunal and of the Court must be on the wording of subsection 5(b)
of the Canadian Human Rights Act, which makes it a discriminatory
practice to “differentiate adversely in relation to any individual [in the
provision of services], on a prohibited ground of discrimination”.
[358]
The ordinary
meaning of the phrase “differentiate
adversely
in relation to any individual” on a prohibited ground of discrimination is to
treat an individual or group differently than one might otherwise have done on
the basis of a prohibited ground.
[359]
The
Tribunal’s interpretation of
subsection 5(b) as requiring a
comparator group receiving the same services from the same service provider in
every case is contrary to the purpose and language of both the French and
English versions of the Act, and as such is unreasonable.
[360]
The Tribunal’s interpretation also leads to consequences that do
not fall
within the range of possible acceptable outcomes which are defensible in light
of the facts and the law. This is because it
would deny the protection of the Act to individuals and groups who have been
victims of discriminatory practices if they are unable to identify a suitable
comparator for the purposes of their complaints.
[361]
The Tribunal’s interpretation is, moreover,
contrary to the teachings of the Federal Court of Appeal in Morris that the use of the
term “differentiate adversely” in the Act does not require a complainant to adduce
any particular type of evidence in order to prove the facts necessary to
establish that he or she was the victim of a discriminatory practice.
[362] The Tribunal’s interpretation is also
inconsistent with the Supreme Court’s decision in Withler, which
recognizes that reliance on comparator groups is not always necessary - and may
even thwart the objective of substantive equality - the animating purpose of
both section 15 of the Charter and of the Canadian Human Rights Act: see British Columbia (Public Service
Employee Relations Commission) v. B.C.G.S.E.U., [1999] 3 S.C.R. 3, [1999]
S.C.J. No. 46 (QL) at para. 41 [Meiorin].
[363] Finally, an
interpretation of section 5 of the Act that invariably requires a mirror
comparator group would exclude First Nations Canadians from the protection of
the Act in relation to services provided by the Government of Canada only to
Aboriginal people. Unlike other Canadians, First Nations people would be unable
to make a complaint under section 5 of the Canadian Human Rights Act if
they believed that they were the victim of a discriminatory practice in the
provision of those services. Such an interpretation of what is intended to be a
remedial statute is not consistent with the purpose of the Act, with Charter
values, or with Canada’s obligations under international law. As such, it is
unreasonable.
[364]
This then
takes us to the final issue.
[365]
Having
concluded that a comparator group is always required in order to establish
discrimination under subsection 5(b) of the Canadian Human Rights Act, the Tribunal went on to find
that there was no appropriate comparator group in this case, as the child welfare
services provided by the Government of Canada to First Nations children living
on reserves could not be compared to provincial child welfare services for the
purposes of establishing discrimination under subsection 5(b) of the Act. This finding led the Tribunal to
dismiss the applicants’ human rights complaint.
[366]
As I will explain
below, I am of the view that the Tribunal erred by failing to have regard to
material evidence in
concluding that
there was no appropriate comparator group in this case.
C. The Failure of the Tribunal
to Consider Canada’s own Choice of Provincial Child Welfare Standards as an
Appropriate Comparator
[367]
I have
concluded that subsection 5(b) of the Canadian Human Rights Act does not require a comparator group in order to
establish adverse differential treatment in the provision of services. However,
even if I am mistaken in that conclusion, I am satisfied that the Tribunal
erred concluding that there was no relevant comparator group in this case. The Tribunal
failed to address the parties’ submissions in relation to a material fact on
the record. As a result, its decision on this point lacks the transparency,
intelligibility and justification required of a reasonable decision.
[368]
Although the
Tribunal characterized the comparator group issue as a “pure question of law”,
there was a factual component to the
Tribunal’s analysis. That is, it is implicit in the Tribunal’s decision that it
determined that no appropriate comparator group existed in this case: see
Tribunal’s decision at paras. 5, 10-13 and 128-130.
[369] Having determined that
a discrimination analysis under subsection 5(b) necessarily required a
comparison to be made in order to establish adverse differentiation in the
provision of services, the Tribunal determined that it could not compare the child
welfare services provided by the Government of Canada with those provided by
the provinces.
[370] According to the
Tribunal, the grammatical and ordinary sense of the words of subsection 5(b)
requires a comparison between the services provided by a single service
provider to different individuals. To hold otherwise, the Tribunal stated,
would be to open floodgates to new types of complaints across jurisdictions or
between employers. The Tribunal concluded that nothing in the case law supports
such an interpretation.
[371] The Tribunal was further
of the view that allowing what it called a “cross-jurisdictional” comparison in
this case would constitute preferential treatment of the complainant parties,
and would have the adverse effect for First Nations of inviting future claims
against them, using different First Nations as comparators.
[372]
There
are two aspects to the Tribunal’s finding in this regard: one factual and the other
legal. To the extent
that the Tribunal determined that there was no appropriate comparator group in
this case, that determination is one of mixed fact and law, reviewable on the
standard of reasonableness.
[373] The Tribunal’s conclusion that
there is no appropriate comparator group in this case is unreasonable, as it failed
to consider
a material fact in determining that there was no appropriate comparator group
available in this case. That is, the Tribunal failed to consider the
significance of the Government of Canada’s own adoption of provincial child
welfare standards as the appropriate comparator for the purposes of its child
welfare programs.
[374]
As
was noted earlier in these reasons, the Government of Canada has itself chosen
to hold its child welfare programming for First Nations children living on
reserves to provincial child welfare standards in its programming manual and
funding policies.
[375] The Government’s
“National Program Manual” for First Nations Child and Family Services program
governs all three of the current policies for the funding and delivery of child
welfare services to First Nations children living on reserves. It will be
recalled that section 1.3.2 of the Manual provides that the “primary objective”
of the First Nations Child and Family Services program is to support
“culturally appropriate” child welfare services to First Nations children
living on reserves “in the best interest of the child, in accordance with
the legislation and standards of the reference province” [emphasis added].
[376] Moreover, Section 6.1
of Directive 20-1 provides that “[t]he department … is committed to expanding
First Nations Child and Family Services on reserve to a level comparable to
the services provided off reserve in similar circumstances…” [emphasis
added]. Similar language appears in the 1965 Indian Welfare Agreement.
[377] The Caring Society and
the AFN specifically addressed this commitment in their complaint form. The
implications of the Government’s adoption of a provincial comparator for the
purpose of its First Nations child welfare programming was, moreover, the
subject of vigorous debate before the Tribunal in the course of the hearing of
the motion to dismiss.
[378] The Tribunal seemed to
be aware that the primary objective of the Government of Canada’s First Nations
Child and Family Services program was to provide child welfare services to
First Nations children living on reserves in accordance with the standards of
the reference province: see the Tribunal’s decision at paras. 85 and 93.
[379] However, the Tribunal never
addressed what, if any, implications this may have in determining that child
welfare services provided by the Government of Canada could not be compared
with those provided by the provinces. The failure of the Tribunal to come to
grips with a key argument advanced by the applicants in support of the Caring
Society and AFN’s human rights complaint means that this aspect of the
Tribunal’s decision lacks the justification,
transparency and intelligibility required of a reasonable decision.
[380] The Government of
Canada argues that little should be made of its reference to provincial child
welfare standards in documents governing its First Nations Child and Family
Services program. According to the Government, this is simply a “financial
accountability issue”.
[381] It is not for me to assess
the significance of the Government’s adoption of provincial child welfare
service levels and standards for the purpose of its First Nations Child and
Family Services program or what implications this may have for the Caring Society
and AFN’s human rights complaint. I would simply note that this choice is part
of “the full context
of the claimant group’s situation”, and is thus a matter that must be addressed
by the Tribunal: Withler, above at para. 43.
[382] As the Tribunal noted,
the arrangements governing the Government of Canada’s funding of child welfare
services for First Nations children living on reserves are extremely complex.
The Tribunal found that the record before it did not sufficiently explain the
true nature of the arrangements surrounding the delivery of the Government’s
First Nations Child and Family Services program. Nor was information put before
the Tribunal with respect to provincial child welfare service standards: see
the Tribunal’s decision at paras. 7, 76 and 80-97.
[383] It will be the task of
the Tribunal to decide what the implications are of Canada’s choice to identify
the meeting of provincial child welfare standards as a primary objective of its
First Nations Child and Family Services program. That determination will require
an
appreciation of the relationship between the Government of Canada and the
provinces in the funding and delivery of child welfare services and will likely require a far
more complete evidentiary record than the one that was before the Tribunal on
the motion to dismiss.
[384] One final note of
caution: to the extent that the Tribunal’s decision may be read as suggesting
that it is never appropriate to look beyond the actions of a respondent service
provider or employer for comparative evidence that may assist in establishing
discrimination under the Act, the decision is clearly in error.
[385] In the hypothetical
case cited earlier where an employer sets out to hire only foreign workers so
as to exploit their vulnerability by paying them less, it would be perfectly open
to the Tribunal to receive expert evidence regarding the “going rate” for
employees providing similar services to other employers. Expert evidence of
market salaries could also assist in the case of the sole employee who believes
that she has been paid less by her employer because she is a woman, or black,
or a Muslim.
[386] In each case, the
probative value of the evidence in question would have to be evaluated by the
Tribunal. There is, however, no reason, in principle, why evidence of this
nature could not be received to demonstrate that there has been discrimination
in a given case.
[387] Indeed, this Court has
held that statistical evidence is often a useful tool in identifying
discrimination: Canada (Canadian Human Rights Commission) v. Canada (Department of National Health and Welfare) (re Chopra) (1998), 146 F.T.R.106,
[1998] F.C.J. No. 432 (QL). Moreover, it is not just statistical evidence regarding
the respondent employer’s own workforce or employment practices that may be
relevant in proving discrimination.
[388] For example, in Action Travail, above, a comparison was made
between the percentage of women employed in certain positions within CN and the
percentage of women employed in the labour market generally, and in similar
blue-collar positions in the same geographic region, in order to demonstrate
the under-representation of women in blue-collar positions within CN: see pp.
1123-24.
[389]
Indeed,
many human rights cases depend upon circumstantial evidence, some of which may involve
trends and practices beyond those of the individual respondent. It has often
been observed that “[d]iscrimination
is not a practice which one would expect to see displayed overtly. In fact,
rarely are there cases where one can show by direct evidence that discrimination
is purposely practised”: see Basi v. Canadian National Railway Company (1988), 9
C.H.R.R. D/5029 at D/5038,
[1988] C.H.R.D. No. 2 (QL) (C.H.R.T.).
[390]
As a result, it
may be well be necessary to look beyond the actions of the respondent employer
or service provider to see if what was described in Basi as “the subtle
scent of discrimination” can be detected: at D/5040.
10. Conclusion
[391]
I
have thus concluded that although the Tribunal had the power to decide the
comparator group issue in advance of a full hearing on the merits of the
complaint, the process that it followed in this case was not fair as the
Tribunal considered a substantial volume of extrinsic material in arriving at
its decision.
[392] I
have also concluded that Tribunal erred in failing to provide any reasons as to
why the complaint could not proceed under subsection 5(a) of the Canadian
Human Rights Act.
[393] The
Tribunal further erred in interpreting subsection 5(b) of the Act as requiring an
identifiable comparator group in every case in order to establish adverse
differential treatment in the provision of services.
[394] Finally,
in determining that no appropriate comparator group was available to assist in
its discrimination analysis, the Tribunal erred in failing to consider the
significance of the Government’s own adoption of provincial child welfare
standards in its programming
manual and funding
policies.
[395] As a result, the three
applications for judicial review are granted. The March 14, 2011 decision of
the Tribunal is set aside, and the matter is remitted to a differently
constituted panel of the Canadian Human Rights Tribunal for re-determination in
accordance with these reasons. In accordance with the agreement of the parties, no order is
made as to costs.
JUDGMENT
THIS COURT ORDERS AND ADJUDGES that:
1.
All
three applications for judicial review are granted.
2.
The March 14,
2011 decision of the Tribunal is set aside, and the matter is remitted to a
differently constituted panel of the Canadian Human Rights Tribunal for
re-determination in accordance with these reasons.
3.
A
copy of these reasons shall be placed on Court Files T-578-11, T-630-11 and
T-638-11; and
4.
Each
party shall bear its own costs.
“Anne
Mactavish”
APPENDIX
A
Canadian
Human Rights Act,
R.S. 1985, c. H-6
2. The purpose of this Act is to
extend the laws in Canada to give effect, within the purview of matters
coming within the legislative authority of Parliament, to the principle that
all individuals should have an opportunity equal with other individuals to make
for themselves the lives that they are able and wish to have and to have
their needs accommodated, consistent with their duties and obligations as
members of society, without being hindered in or prevented from doing so by
discriminatory practices based on race, national or ethnic origin, colour,
religion, age, sex, sexual orientation, marital status, family status,
disability or conviction for an offence for which a pardon has been granted.
3. (1) For all purposes of this
Act, the prohibited grounds of discrimination are race, national or ethnic
origin, colour, religion, age, sex, sexual orientation, marital status,
family status, disability and conviction for which a pardon has been granted.
(2) Where the ground of
discrimination is pregnancy or child-birth, the discrimination shall be
deemed to be on the ground of sex.
5. It is a discriminatory
practice in the provision of goods, services, facilities or accommodation
customarily available to the general public
a) to deny, or to deny access
to, any such good, service, facility or accommodation to any individual, or
(b) to differentiate adversely
in relation to any individual,
on a prohibited ground of
discrimination.
6. It is a discriminatory
practice in the provision of commercial premises or residential accommodation
(a) to deny occupancy of such
premises or accommodation to any individual, or
(b) to differentiate adversely
in relation to any individual,
on a prohibited ground of
discrimination.
7. It is a discriminatory
practice, directly or indirectly,
(a) to refuse to employ or
continue to employ any individual, or
(b) in the course of
employment, to differentiate adversely in relation to an employee,
on a prohibited ground of
discrimination.
41. (1) Subject to section 40, the
Commission shall deal with any complaint filed with it unless in respect of
that complaint it appears to the Commission that
…
(c) the complaint is beyond the
jurisdiction of the Commission; …
48.1 … (2) Persons
appointed as members of the Tribunal must have experience, expertise and
interest in, and sensitivity to, human rights.
…
48.2… (2) A
member whose appointment expires may, with the approval of the Chairperson,
conclude any inquiry that the member has begun, and a person performing
duties under this subsection is deemed to be a part-time member for the
purposes of sections 48.3, 48.6, 50 and 52 to 58.
…
48.9 (1) Proceedings before
the Tribunal shall be conducted as informally and expeditiously as the
requirements of natural justice and the rules of procedure allow.
(2) The Chairperson may make
rules of procedure governing the practice and procedure before the Tribunal,
including, but not limited to, rules governing
(a) the giving of notices to
parties;
(b) the addition of parties and
interested persons to the proceedings;
(c) the summoning of witnesses;
(d) the production and service
of documents;
(e) discovery proceedings;
(f) pre-hearing conferences;
(g) the introduction of
evidence;
(h) time limits within which
hearings must be held and decisions must be made; and
(i) awards of interest.
…
49.
(1) At any stage after the filing of a complaint, the Commission may request
the Chairperson of the Tribunal to institute an inquiry into the complaint if
the Commission is satisfied that, having regard to all the circumstances of
the complaint, an inquiry is warranted.
…
50. (1) After due notice to the
Commission, the complainant, the person against whom the complaint was made
and, at the discretion of the member or panel conducting the inquiry, any
other interested party, the member or panel shall inquire into the complaint
and shall give all parties to whom notice has been given a full and ample
opportunity, in person or through counsel, to appear at the inquiry, present
evidence and make representations.
(2) In the course of hearing
and determining any matter under inquiry, the member or panel may decide all
questions of law or fact necessary to determining the matter.
(3) In relation to a hearing of
the inquiry, the member or panel may
…
(c) subject to subsections (4)
and (5), receive and accept any evidence and other information, whether on
oath or by affidavit or otherwise, that the member or panel sees fit, whether
or not that evidence or information is or would be admissible in a court of law;
(d) lengthen or shorten any
time limit established by the rules of procedure; and
(e) decide any procedural or
evidentiary question arising during the hearing.
…
51. In appearing at a hearing,
presenting evidence and making representations, the Commission shall adopt
such position as, in its opinion, is in the public interest having regard to
the nature of the complaint.
53. (1) At the conclusion of an
inquiry, the member or panel conducting the inquiry shall dismiss the
complaint if the member or panel finds that the complaint is not
substantiated.
…
67. [Repealed, 2008, c. 30, s. 1] Nothing
in this Act affects any provision of the Indian Act or any provision made
under or pursuant to that Act.
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2. La présente loi a pour objet de
compléter la législation canadienne en donnant effet, dans le champ de
compétence du Parlement du Canada, au principe suivant : le droit de tous les
individus, dans la mesure compatible avec leurs devoirs et obligations au
sein de la société, à l’égalité des chances d’épanouissement et à la prise de
mesures visant à la satisfaction de leurs besoins, indépendamment des
considérations fondées sur la race, l’origine nationale ou ethnique, la
couleur, la religion, l’âge, le sexe, l’orientation sexuelle, l’état
matrimonial, la situation de famille, la déficience ou l’état de personne
graciée.
3. (1) Pour l’application de la
présente loi, les motifs de distinction illicite sont ceux qui sont fondés
sur la race, l’origine nationale ou ethnique, la couleur, la religion, l’âge,
le sexe, l’orientation sexuelle, l’état matrimonial, la situation de famille,
l’état de personne graciée ou la déficience.
(2) Une distinction fondée sur
la grossesse ou l’accouchement est réputée être fondée sur le sexe.
5. Constitue un acte
discriminatoire, s’il est fondé sur un motif de distinction illicite, le
fait, pour le fournisseur de biens, de services, d’installations ou de moyens
d’hébergement destinés au public :
a) d’en priver un individu;
b) de le défavoriser à
l’occasion de leur fourniture.
6. Constitue un acte
discriminatoire, s’il est fondé sur un motif de distinction illicite, le
fait, pour le fournisseur de locaux commerciaux ou de logements :
a) de priver un individu de
leur occupation;
b) de le défavoriser à
l’occasion de leur fourniture.
7. Constitue un acte
discriminatoire, s’il est fondé sur un motif de distinction illicite, le
fait, par des moyens directs ou indirects :
a) de refuser d’employer ou de
continuer d’employer un individu;
b) de le défavoriser en cours
d’emploi.
41. (1) Sous réserve de l’article
40, la Commission statue sur toute plainte dont elle est saisie à moins
qu’elle estime celle-ci irrecevable pour un des motifs suivants :
…
c) la plainte n’est pas de sa
compétence; …
48.1 … (2) Les membres doivent
avoir une expérience et des compétences dans le domaine des droits de la
personne, y être sensibilisés et avoir un intérêt marqué pour ce domaine.
…
48.2 … (2) Le membre dont le mandat
est échu peut, avec l’agrément du président, terminer les affaires dont il
est saisi. Il est alors réputé être un membre à temps partiel pour
l’application des articles 48.3, 48.6, 50 et 52 à 58.
…
48.9 (1) L’instruction des plaintes
se fait sans formalisme et de façon expéditive dans le respect des principes
de justice naturelle et des règles de pratique.
(2) Le président du Tribunal
peut établir des règles de pratique régissant, notamment :
a) l’envoi des avis aux
parties;
b) l’adjonction de parties ou
d’intervenants à l’affaire;
c) l’assignation des témoins;
d) la production et la
signification de documents;
e) les enquêtes préalables;
f) les conférences
préparatoires;
g) la présentation des éléments
de preuve;
h) le délai d’audition et le
délai pour rendre les décisions;
i) l’adjudication des intérêts.
…
49. (1) La Commission peut, à
toute étape postérieure au dépôt de la plainte, demander au président du
Tribunal de désigner un membre pour instruire la plainte, si elle est
convaincue, compte tenu des circonstances relatives à celle-ci, que
l’instruction est justifiée.
…
50. (1) Le membre instructeur,
après avis conforme à la Commission, aux parties et, à son appréciation, à
tout intéressé, instruit la plainte pour laquelle il a été désigné; il donne
à ceux-ci la possibilité pleine et entière de comparaître et de présenter, en
personne ou par l’intermédiaire d’un avocat, des éléments de preuve ainsi que
leurs observations.
(2) Il tranche les questions de
droit et les questions de fait dans les affaires dont il est saisi en vertu
de la présente partie.
(3) Pour la tenue de ses audiences,
le membre instructeur a le pouvoir :
…
c) de recevoir, sous réserve
des paragraphes (4) et (5), des éléments de preuve ou des renseignements par
déclaration verbale ou écrite sous serment ou par tout autre moyen qu’il
estime indiqué, indépendamment de leur admissibilité devant un tribunal
judiciaire;
d) de modifier les délais
prévus par les règles de pratique;
e) de trancher toute question
de procédure ou de preuve.
…
51. En comparaissant devant le
membre instructeur et en présentant ses éléments de preuve et ses
observations, la Commission adopte l’attitude la plus proche, à son avis, de
l’intérêt public, compte tenu de la nature de la plainte.
53. (1) À l’issue de
l’instruction, le membre instructeur rejette la plainte qu’il juge non
fondée.
…
67. [Abrogé, 2008, ch. 30, art. 1]
La présente loi est sans effet sur la Loi sur les Indiens et sur les
dispositions prises en vertu de cette loi.
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Canadian Human Rights Tribunal Rules of Procedure (03-05-04)
3. (1) Motions, including motions
for an adjournment, are made by a Notice of Motion, which Notice shall
(a) be
given as soon as is practicable;
(b) be
in writing unless the Panel permits otherwise;
(c)
set out the relief sought and the grounds relied upon; and
(d)
include any consents of the other parties.
(2)
Upon receipt of a Notice of Motion, the Panel
(a)
shall ensure that the other parties are granted an opportunity to respond;
(b)
may direct the time, manner and form
of any response;
(c)
may direct the making of argument and the presentation of evidence by all
parties, including the time, manner and form thereof;
(d)
shall dispose of the motion as it sees fit.
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3.
(1)
Les requêtes, y compris les requêtes d’ajournement, sont présentées par voie
d’avis
de
requête. Ledit avis doit
a)
être donné dans les plus brefs délais possibles;
b)
être communiqué par écrit, à moins que le membre instructeur permette de
procéder différemment;
c)
indiquer le redressement recherché et les motifs invoqués à l’appui; et
d)
préciser tout consentement obtenu des autres parties.
(2)
Dès réception de l’avis de requête, le membre instructeur
a)
doit s’assurer de donner aux autres parties la possibilité de répondre;
b)
peut préciser sous quelle forme, de quelle manière et à quel moment la
réponse doit être présentée;
c)
peut donner des directives au sujet de la présentation de l’argumentation et
de la preuve par toutes les parties, et préciser notamment sous quelle forme,
de
quelle manière et à quel moment elles doivent être présentées;
d)
doit disposer de la requête de la façon qu’il estime indiquée.
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