Date: 20120515
Docket: IMM-4760-11
Citation: 2012 FC 569
Ottawa, Ontario, May 15, 2012
PRESENT: The Honourable Mr. Justice Simon Noël
BETWEEN:
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B010
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Applicant
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and
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THE MINISTER OF CITIZENSHIP
AND IMMIGRATION
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Respondent
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REASONS FOR JUDGMENT AND JUDGMENT
[1]
B010
[the applicant] seeks judicial review of a decision of the Immigration Division
[ID or panel] of the Immigration and Refugee Board of Canada [IRB] dated July
6, 2011. The ID issued a deportation order after determining that the applicant
was inadmissible for engaging in people smuggling in the context of
transnational crime as set out in para 37(1)(b) of the Immigration
and Refugee Protection Act, SC 2001, c 27 [IRPA].
I. Alleged Facts
[2]
The
applicant, a Tamil refugee claimant from Sri Lanka, arrived in Canada on August
13, 2010 on the MV Sun Sea, an unregistered ship with 492 migrants on board
seeking refuge. Their journey from Thailand had lasted
approximately three months.
[3]
A
Globe and Mail article published on August 23, 2010 describes “the saga of the Sun Sea and its 492
bedraggled passengers” as “the stuff of spy thrillers.” The article goes on to
outline the very serious danger and difficult conditions faced by the migrants
(Trial Record [TR] at 268, 273):
The
ship’s former owners are shocked the journey was attempted at all. Bhumindr
Harinsuit, managing director of Harin Panich, said the 30-year-old
Japanese-built ship was barely able to make the trek between Bangkok and Songkhla. The idea of
taking the rickety boat as far as Canada
was too crazy to contemplate.
“Even
in the Gulf of
Thailand, if
there were rough seas she wouldn’t travel […]” Making the trip even more
astonishing was its cargo of 492 human beings. When sold, the ship only had
sleeping space for 15 crew, one small toilet, a galley kitchen and life rafts
for a maximum of 30 people. With space for only 12 tonnes of water, supplies
would have had to have been harshly rationed to keep from running out
mid-journey.
“The
captain was taking an amazing risk. We wouldn’t even send it to Malaysia,” Mr. Harinsuit said. “The
surprise isn’t that someone died [on the way to Canada], the surprise is that it was only one
person who died.”
[4]
A
Canada Border Services Agency [CBSA] investigation revealed that the ship had
been part of an elaborate for-profit scheme to bring migrants to Canada. It also
emerged from the investigation that the applicant was one of 12 migrants
serving as the ship’s crew during the voyage. As a result, an immigration officer
reported the applicant under subsection 44(1) of the IRPA as being inadmissible
to Canada for people
smuggling. A subsection 44(2) report was then referred to the ID and an
admissibility hearing was held on April 15, 2011.
[5]
The
applicant testified at the hearing that until 2009, he had lived in the area of
Sri
Lanka
controlled by the Liberation Tigers of Tamil Eelam [LTTE]. When the Sri Lankan
army reasserted control of the area that year, he was held in a detention camp
for suspected ties to the LTTE, interrogated, and beaten over a period of five
months. As his ties to the LTTE were unsubstantiated, the applicant was
eventually released, but remained the target of repeated harassment and
interrogation by government forces.
[6]
When
he later refused to report to a detention camp and was nearly taken away by
paramilitaries, the applicant fled to Thailand, leaving behind his
wife and child. The applicant then waited in Bangkok while an
agent arranged for him to travel to a country where he could claim refugee status.
Unable to acquire a visa after a two-month wait, the agent offered him an
opportunity to travel to Canada on the MV Sun Sea. The cost of the trip
would be $30,000 and the applicant paid $5,000 up front.
[7]
Ten
days later, the applicant made his way to the ship in a van with about ten other
men. They all boarded the vessel, which at that time had only a Thai crew and
no other passengers on board. At the hearing before the ID, the applicant
testified that he placed his belongings in one of the cabins of the vessel and
slept. After two or three days, the Thai crew purportedly abandoned the vessel,
leaving its passengers behind. The applicant claims that there was then a discussion
as to what to do, that one of the men asked him if he could work on the ship,
and that because he had already paid a portion of the fee for the voyage and
feared returning to Sri Lanka, he agreed to help. For the rest of the voyage,
the applicant worked twice a day in three-hour shifts in the engine room,
monitoring the temperature, water, and oil level of the equipment. With regard
to any material benefit he may have gained from his work, the applicant
testified before the ID that he did not receive better accommodation or extra
food, that he slept in a room because he was one of the first on the ship, and
that he shared the room with eight others. Questioned again about receiving any
extra food, the applicant stated that he received extra food on one occasion
when the engine had broken down while he was on duty and one of the other men
worked to repair it (TR at 57-63, Transcript of Proceedings at 11-17).
[8]
There
were notable differences between the above account provided to the ID and some
of the answers given by the applicant in solemn declarations made to CBSA
enforcement officers over the course of several interviews. During questioning,
when asked what he received in exchange for working in the engine room, the
applicant answered that he was able to sleep in a room in a level above (TR at
192, 196). Questioned as to why others would have identified him as a member of
the LTTE, the applicant eventually stated the following: “See I was taken first
on the ship, because of that I had a place to sleep and then I had the desire
to learn more about the engine room so I had the opportunity and I worked there
and then by working there we had kind of like extras, like noodles and stuff
like that so maybe looking at all these things they have thought this way” (TR
at 221). And later, questioned about what kind of food he received in comparison
to the limited rations of noodles and water received by the passengers, the
following exchange took place (TR at 237):
Q: Tell me about what kind of
meals you ate.
A: Whatever is cooked that we
eat but sometimes when I work in the engine room we are given some noodles.
Q: Tell me about the chicken
and the pork and the beef.
A: They give us that. After a
few days they said that’s all, we ran out of stock.
Q: Tell me about the soda pop,
Coca Cola, Pepsi.
A: Yeah they gave soda.
Q: Not just everybody though.
A: That I don’t know.
Q: That was just to you guys. You guys
got all kinds of good stuff. There was liquor, cigarettes if you wanted them,
pop, soda, traditional foods.
A: Most of the people I see they were
smoking but I’m not into smoking.
Q: But you still got traditional foods
just like everyone else in the crew. See the thing is the passengers could
smell it. The people in the hatch could smell it. They can smell the cooking 3
times a day for you guys while they’re stuck with noodles and small amounts of
water.
A: What can I do? Those people give that
what can I do? Whatever is given to me I’ll eat.
[9]
In
his solemn declarations, the applicant also confirmed that after the Thai crew
left the ship, and before any other passengers had yet to board, he and seven
of the men he had first boarded the ship with formed a crew that proved capable
of picking up nearly five-hundred migrants and feeding them while navigating
across the Pacific Ocean to Canada (TR at 195, 229). The applicant explained
that he volunteered to work in the engine room because of his previous
experience as a mechanic, but denied already knowing he would take on this role
before boarding the ship.
[10]
At
the hearing, the applicant also denied knowing any of the other crew members
prior to the voyage, but was presented with evidence to the contrary. Three
photographs show him posing with three members of the crew (including the
captain) while still in Bangkok. The men can even be
seen eating a meal together in one of the photos. Invited to respond, the
applicant could not remember when these photographs were taken and could only
explain that he would sometimes interact with other members of the Tamil
Diaspora he encountered in Bangkok during the approximately two and a half
months he spent there. Despite the photos, the applicant insisted that he did
not remember seeing the crew members in Bangkok (TR at
232-233).
II. Impugned
Decision
A. Interpreting the
Relevant Provisions of the IRPA and Identifying the Requirements to
Establish People Smuggling
[11]
The
applicant was reported inadmissible to Canada under para 37(1)(b)
of the IRPA, which reads as follows:
Immigration
and Refugee Protection Act, SC 2001, c 27
Organized
criminality
37. (1) A permanent resident or a foreign national is inadmissible on grounds
of organized criminality for
[…]
(b)
engaging, in the context of transnational crime, in activities such as
people smuggling, trafficking in persons or money laundering.
[Emphasis
added.]
|
Loi
sur l’immigration et la protection des réfugiés,
LC
2011, ch 27
Activités
de criminalité organisée
37.
(1) Emportent interdiction de territoire pour criminalité organisée les faits
suivants :
[…]
b)
se livrer, dans le cadre de la criminalité transnationale, à des
activités telles le passage de clandestins, le trafic de personnes ou
le recyclage des produits de la criminalité.
[Nous
soulignons.]
|
[12]
In
its reasons, the ID first examined the term ‘transnational.’ Finding no
interpretation of it anywhere in the IRPA, the panel relied on the United
Nations Convention Against Transnational Organized Crime, November 2000, GA
Res 55/25, Annex I [the Convention], which sets out in para 2(a)
of article 3 of the Convention that an offence is transnational in nature when
it is committed in more than one State. The ID was thus satisfied there was a
transnational component to the MV Sun Sea operation since people had been
transported from Thailand to Canada.
[13]
Turning
then to the meaning of ‘people smuggling,’ the ID first noted that Annex III of
the Convention, the Protocol against Smuggling of Migrants by Land, Sea and
Air [the Protocol], offered the definition of a similar term: ‘smuggling of
migrants’. Article 3 of the Protocol defines this as “the procurement, in order
to obtain, directly or indirectly, a financial or other material benefit, of
the illegal entry of a person into a State Party of which the person is not a
national or a permanent resident” and ‘illegal entry’ is defined as “crossing
borders without complying with the necessary requirements for legal entry into
the receiving State.” The applicant argued that this provision of the Protocol
should be applied to define ‘people smuggling’ and that in fact, previous
decisions of the IRB had done just that: HIC v Canada (Minister of
Citizenship and Immigration), [2004] IDD 1 at paras 16-17; Canada
(Minister of Citizenship and Immigration) v Khan, 2004 CanLII 56758 (IRB)
at 15 and 26; Canada (Minister of Public Safety and Emergency Preparedness)
v Chung, [2007] IADD 506 at paras 9, 14 and 19; Canada (Minister of
Public Safety and Emergency Preparedness) v UOP, [2009] IDD 9 at paras 6,
13 and 17.
[14]
The
ID was not convinced by this argument, concluding instead that past IRB
decision-makers had wrongly viewed section 37 of the IRPA as Canada’s response
to the Protocol, thus incorrectly adopting all of its notions. According to the
ID, it was in fact section 117 of the IRPA that criminalized the smuggling of
migrants, as called for by article 6 of the Protocol. Section 37’s role then is
to recognize the criminality of this act and makes it a ground for deportation.
As a result, the panel preferred the argument submitted by the Minister of
Public Safety and Emergency Preparedness [the Minister] that there was no need
to consult the Convention and Protocol for a definition of ‘people smuggling’
when such a definition could already be found in subsection 117(1) of the IRPA:
Immigration and Refugee Protection Act, SC 2011,
c 27
Human Smuggling and Trafficking
Organizing entry into Canada
117.
(1) No person shall knowingly organize, induce, aid or abet the coming into
Canada of one or more persons who are not in possession of a visa, passport
or other document required by this Act.
[Emphasis
added.]
|
Loi
sur l’immigration et la protection des réfugiés,
LC
2011, ch 27
Organisation
d’entrée illégale au Canada
Entrée
illégale
117.
(1) Commet une infraction quiconque sciemment organise l’entrée au Canada
d’une ou plusieurs personnes non munies des documents — passeport, visa ou
autre — requis par la présente loi ou incite, aide ou encourage une telle
personne à entrer au Canada.
[Nous
soulignons.]
|
[15]
In
order to prove that ‘people smuggling’ had occurred for the purposes of
subsection 37(1), the ID concluded that six elements were required. The first
two elements are found in subsection 37(1) itself, specifically, that the
smuggler is either a permanent resident or foreign national and that the crime
is transnational. The panel confirmed that the Minister had already established
these two elements given that the applicant was a foreign national and that there
was a transnational component since the migrants were brought from Thailand to Canada.
[16]
The
ID drew the remaining four elements from subsection 117(1), relying on the
Ontario Superior Court’s decision in R v Alzehrani (2008), 75 Imm LR
(3d) 304, [2008] OJ 4422 [Alzehrani], in which the defendants were
accused of engaging in a conspiracy to smuggle people across the border between
Canada and the United States in contravention of section 117 of the IRPA. At
para 10 of Alzehrani, based on a reading of subsection 117(1), Justice Molloy determined
that in order to establish the offence, the Crown had to prove that: (i) the
persons being smuggled did not have the required documents to enter Canada;
(ii) the persons were coming into Canada; (iii) the smuggler was organizing,
inducing, aiding or abetting the person to enter Canada; and (iv) the accused
had knowledge of the lack of required documents.
[17]
Before
proceeding with its analysis of these four remaining elements, the ID addressed
the applicant’s concern that this interpretation contained no requirement that
the smuggler engage in the act of smuggling for financial benefit, as set out
in the Protocol definition of ‘smuggling of migrants.’ The panel acknowledged
that para 3(3)(f) of the IRPA required that its provisions be construed
and applied in a manner that complies with international human rights
instruments to which Canada is signatory. The ID further recognized that the
definition under section 117 was not the same as that of the Convention and
Protocol because it did not require that the smuggler commit the offence for
financial or other material benefit. That said, the panel interpreted the
Convention “as setting a minimum with which signatories must comply. The fact
that section 117 is broader than the Protocol definition does not mean it is
not in compliance with that instrument” (TR at 8, ID Reasons at para 24).
[18]
The
panel also acknowledged that not requiring that the offence be committed for financial
or material gain could pose difficulties in certain situations: “For example, a
relative could assist a genuine refugee claimant in coming to Canada without
documents and if the relative was a foreign national or permanent resident of
Canada, they would be liable to deportation, and certainly if they were
reported and referred to the Immigration Division, the Immigration Division
would be required to hear the case” (TR at 8, ID Reasons at para 25). The ID
concluded however that if necessary, this was a problem for Parliament to
resolve by amending the legislation.
B. Analyzing the Evidence to Determine
Whether the Applicant Engaged in People
Smuggling
[19]
The
ID confirmed that the appropriate standard of proof in this matter was that of
‘reasonable grounds to believe’ as set out in section 33 of the IRPA. This
standard requires something more than mere suspicion, but less than the
standard of ‘balance of probabilities,’ and it will be met where there is an
objective basis for the belief the applicant engaged in people smuggling, based
on compelling and credible information (Mugesera v Canada (Minister of
Citizenship and Immigration), 2005 SCC 40 at para 114, [2005] 2 S.C.R. 100 [Mugesera]).
[20]
While
the applicant essentially claimed to have become a member of the crew by
accident, the panel noted that the Minister had submitted three photographs
that cast doubt on this account. As mentioned, the photographs are of the
applicant with some of the other crew members and the captain, taken while they
were still onshore in Thailand. The applicant claimed
that he did not know the men in the photographs prior to boarding the ship, but
that there were many Sri Lankan Tamils in Thailand and he would
often mix with them if he encountered them while out somewhere. He believed
that the photographs must have been taken on such an occasion.
[21]
The
ID rejected the applicant’s explanation and determined that there was
reasonable ground to believe he had boarded the ship knowing that he would be a
crew member. The panel noted that the applicant had mechanical experience and
that the photographs submitted by the Minister showed that the applicant had
spent time in Thailand with the
captain of the ship and two other members of the crew. The ID further noted
that the applicant was among the first to board the ship and was deliberately
evasive when asked about the functions performed by other members of the crew
not in the engine room. Taking all of the above into consideration, the panel was
satisfied that there were reasonable grounds to believe the applicant knew
before boarding the ship that he would be a crew member and it did not believe
his explanations to the contrary. The ID remarked that even if it were wrong on
this point, the applicant had still chosen to work once on the ship (TR at 11,
ID Reasons at paras 34-35).
[22]
Examining
the elements set out in Alzehrani, above, the ID asserted that the
Minister had established that: (i) the passengers of the MV Sun Sea did not
have the documents required to enter Canada; (ii) they were coming
to Canada; and (iii) the applicant aided in their coming into Canada by serving
as an engine room assistant. As for the fourth element, the panel admitted that
it was not entirely clear from the evidence whether the applicant knew the
passengers did not have the required documents or whether he merely suspected
that they did not have them. Regardless, the ID applied the concept of wilful
blindness also invoked in Alzehrani. The panel was satisfied that if the
applicant did not know whether the passengers had the required documents, it
was because he deliberately chose not to obtain that knowledge.
[23]
Turning
then briefly to the question of material benefit, the ID concluded that if it
had erred and profit or material gain was indeed a necessary element of people
smuggling, it did not believe the applicant had received a material benefit for
working as a member of the MV Sun Sea. The panel ruled that the Minister had
failed to establish that the applicant received free passage or was paid for
his work. While he may have received better accommodations than the regular
passengers, the panel did not consider this to be a material benefit.
[24]
Finally,
before concluding, the ID addressed the applicant’s argument that people
smuggling had not occurred because the intent of the passengers was never to
enter Canada
clandestinely, but rather to report to a port of entry to make refugee claims.
The applicant submitted that the IRPA allows refugee claimants without the
required documents to enter Canada, attend at a port of entry, present
themselves for examination, and make a refugee claim. Accordingly, they had
complied with the requirements and there was no ‘illegal entry’ as required by
article 3 of the Protocol.
[25]
The
ID rejected this argument, satisfied that there was no requirement in the IRPA
that people smuggling involve a plan to bring people into Canada without
presenting them for examination at a port of entry. It further noted that in
the two cases considered where migrants had appeared at a port of entry, the
courts still found this constituted ‘coming into Canada’ as required by section
117 of the IRPA (R v Godoy (1996), 34 Imm LR (2d) 66 at para 35, [1996]
OJ 2437 [Godoy] and R v Mossavat (1995), 30 Imm LR (2d) 201 at
para 1, [1995] OJ 2645 (CA) [Mossavat]).
III. Parties’ Positions
[26]
The
applicant asserts that the ID performed an incomplete statutory analysis of para
37(1)(b), failed to properly distinguish the essential elements required
to constitute ‘people smuggling,’ and erroneously concluded that it was
equivalent to the criminal offence of ‘organizing entry into Canada’ found in
section 117 of the IRPA. As a result, he contends the panel incorrectly defined
the term ‘people smuggling’ and that its definition would lead to absurd
results. When applying the ordinary principles of statutory interpretation and
considering the plain meaning of the words read in their entire context, the
objectives of the IRPA, and Canada’s international law obligations, the
applicant submits that ‘people smuggling’ should properly be defined “as the
secret or clandestine movement of persons across borders for material benefit”
(Applicant’s Further Memorandum of Argument [AFMA] at para 4). Because he did
not receive profit or material benefit and the MV Sun Sea and its passengers
did not enter Canada secretly or
clandestinely, the ID erred in finding the applicant inadmissible.
[27]
Not
surprisingly, the Minister asserts the ID correctly relied on section 117 of
the IRPA and contests the applicant’s definition of ‘people smuggling,’ arguing
his narrow definition would also lead to absurd results. The Minister
specifically opposes the notion that people smuggling requires the migrants to
have entered Canada clandestinely, maintaining that entering Canadian territory
without the required documents is in itself sufficient to invoke the provision.
In addition, it puts forward that material benefit is not necessary to engage
in people smuggling and that regardless, the applicant received a material
benefit in the form of superior accommodations and food in return for his work
as a crew member.
[28]
The
applicant’s secondary argument is that the ID misapplied the concept of wilful
blindness when it imputed that he had knowledge the other passengers lacked the
necessary documents to enter Canada. He says he believed that he and the other
passengers could legally file a refugee claim without the documents and so he
had no reason to enquire as to whether the other passengers possessed the
necessary documentation. He could therefore not be wilfully blind to that fact.
For its part, the Minister disputes this assertion and argues that even if the
ID had erred in its finding on this point, it would not be determinative of the
case because there is no mens rea requirement under para 37(1)(b).
[29]
As
the Minister has pointed out, in essence, the applicant is not challenging the
ID’s finding that he aided the migrants aboard the ship to enter Canada without the
required documents or that he was not truthful when he claimed to have become a
crew member “by happenstance.” Instead, the applicant is only arguing that the
ID should have applied a more restrictive definition of ‘people smuggling’ for
the purposes of inadmissibility under para 37(1)(b) that included both a
profit or material benefit component and a clandestine component. Such an
interpretation of the provision would arguably spare him from its application.
Likewise, the applicant’s criticism of the ID’s application of wilful blindness
is also an attempt to dodge section 117.
IV. Issues
[30]
The
applicant asks this Court to consider two issues:
1.
Did
the ID err in its interpretation of the term ‘people smuggling’ found in
paragraph 37(1)(b) of the IRPA?
2.
Did
the ID err in its understanding or application of the concept of wilful
blindness?
The applicant
submits that if the ID erred on either point, this would render the finding
that he engaged in people smuggling unreasonable as well.
V. Standard of
Review
[31]
The
applicant submits that the interpretation of a statute (the interpretation of
‘people smuggling’) and the application of a legal test (wilful blindness) are
both questions of law to which the applicable standard of review is correctness
(Sittampalam v Canada (Minister of Citizenship and Immigration), 2006
FCA 326 at paras 15 and 31, [2006] FCJ 1512 [Sittampalam]; Ezemba v
Canada (Minister of Citizenship and Immigration), 2005 FC 1023 at para 14,
[2005] FCJ 1265). Accordingly, the Court would owe no deference to the ID’s
determination of these issues. The Minister disagrees, stating that since the
issues at play here are the tribunal’s findings of facts and weighing of the
evidence, this Court should show deference and the applicable standard of
review would therefore be reasonableness.
[32]
I
agree that the issue the applicant has raised with respect to the ID’s
understanding of the concept of wilful blindness and whether it failed to
correctly address elements of the legal test is a question of law that should
be decided on the standard of correctness (Canada (Minister of Citizenship
and Immigration) v Khosa, 2009 SCC 12 at para 44, [2009] SCJ 12 [Khosa];
Mugesera, above, at para 37; Belalcazar v Canada (Minister of Public
Safety and Emergency Preparedness), 2011 FC 1013 at para 14, [2011] FCJ
1332). However, the ID’s application of wilful blindness to the facts remains
subject to the reasonableness standard of review (Onyenwe v Canada (Minister of
Citizenship and Immigration), 2011 FC 604 at paras 9-10, [2011] FCJ
807).
[33]
With
regard to the ID’s interpretation of the IRPA, the Supreme Court has
consistently spoken of the need for deference when a tribunal is interpreting
its own statute (Alberta (Information and Privacy Commissioner) v Alberta Teachers’
Association, 2011 SCC 61 at para 30, [2011] SCJ 61 [Alberta Teachers’];
Smith v
Alliance Pipeline Ltd,
2011 SCC 7 at paras 37-39 [Alliance Pipeline], [2011] 1 S.C.R. 160; Khosa,
above, at para 44; Dunsmuir v New Brunswick, 2008 SCC 9 at
para 54, [2008] 1 S.C.R. 190 [Dunsmuir]). Accordingly, this Court will
apply the standard of reasonableness to the ID’s interpretation of para 37(1)(b)
of the IRPA, ensuring that there was justification, transparency, and
intelligibility within the decision-making process and that the ID’s
interpretation fell within a range of possible, acceptable outcomes which are
defensible in respect of the facts and law (Dunsmuir, above, at para
47).
VI. Analysis
A. Did the ID err in its
interpretation of the term ‘people smuggling’ found in paragraph
37(1)(b) of the IRPA?
[34]
The term ‘people smuggling’ found in para
37(1)(b) is left undefined. By basing itself almost entirely on section
117, the applicant is of the view the ID failed to conduct any significant
analysis of statutory interpretation, ignoring several important aspects
including meaning, purpose, and context. The applicant relies here on Bell ExpressVu
Limited Partnership v Rex, 2002 SCC 42, [2002] 2 S.C.R. 559 [Bell],
where the Supreme Court noted that Driedger’s modern approach to statutory
interpretation has been the preferred approach across a wide range of
interpretive settings. Driedger’s modern approach notably calls for the words
of an Act “to be read in their entire context and in their grammatical and
ordinary sense harmoniously with the scheme of the Act, the object of the Act,
and the intention of Parliament” (Elmer A Driedger, Construction of Statutes,
2d ed (Toronto: Butterworths, 1983) at 87, cited in Bell, above, at para
26).
[35]
The applicant argues that when applying these
principles, ‘people smuggling’ is properly defined as “the secret or
clandestine movement of persons across borders for material benefit or profit”
(AFMA
at para 4). Naturally, the applicant relies on this definition in order to
avoid the consequences of para 37(1)(b). As mentioned, if ‘people
smuggling’ requires a secret or clandestine component, it is argued this would not
encompass him because the ID believed that he and others on board the MV Sun
Sea planned to report directly to a port of entry to make a refugee claim (TR
at 12, ID Reasons at para 41). Likewise, if the definition requires an element
of material benefit or profit, this would not apply to him because the ID found
that he paid for passage aboard the ship and gained no material benefit from
his work as a crew member (TR at 14-15, ID Reasons at para 50).
[36]
However,
and at the risk of repeating myself, I must stress that in applying the
reasonableness standard of review, this Court’s task is not to assess the
applicant’s proposed definition, but only to determine whether the ID’s chosen
interpretation falls within a range of possible, acceptable outcomes which are
defensible in respect of the facts and law (Dunsmuir, above, at paras 47
and 54).
[37]
For the sake of clarity and comparison, here
are para 37(1)(b) and the possible definitions at play in subsection
117(1) of the IRPA and article 3 of the Protocol:
Immigration
and Refugee Protection Act, SC
2001, c 27
Organized criminality
37. (1) A permanent resident or a foreign national is inadmissible on grounds
of organized criminality for
[…]
(b) engaging, in the context of transnational crime, in
activities such as people smuggling, trafficking in persons or money
laundering.
[…]
Human Smuggling and Trafficking
Organizing entry into Canada
117. (1) No person shall knowingly organize,
induce, aid or abet the coming into Canada of one or more persons who are not
in possession of a visa, passport or other document required by this Act.
Protocol against the Smuggling of Migrants by Land, Air and Sea,
supplementing the United Nations Convention against Transnational Organized
Crime
3 (a) “Smuggling of migrants” shall mean the procurement, in order to
obtain, directly or indirectly, a financial or other material benefit,
of the illegal entry of a person into a State Party of which the person is
not a national or a permanent resident;
(b)
“Illegal entry” shall mean crossing borders without complying with the
necessary requirements for legal entry into the receiving State.
[…]
[Emphasis
added.]
|
Loi sur l’immigration et la protection des réfugiés, LC 2001, ch 27
Activités de criminalité organisée
37. (1) Emportent interdiction de territoire
pour criminalité organisée les faits suivants :
[…]
b) se livrer, dans le cadre de la criminalité
transnationale, à des activités telles le passage de clandestins, le
trafic de personnes ou le recyclage des produits de la criminalité.
[…]
Organisation d’entrée illégale au Canada
Entrée illégale
117. (1) Commet une infraction quiconque
sciemment organise l’entrée au Canada d’une ou plusieurs personnes non munies
des documents — passeport, visa ou autre — requis par la présente loi ou
incite, aide ou encourage une telle personne à entrer au Canada.
Protocole
contre le trafic illicite de migrants par terre, air et mer, additionnel à la
Convention des Nations Unies contre la criminalité transnationale organisée
3 a) L’expression “trafic illicite de migrants” désigne le fait d’assurer, afin
d’en tirer, directement ou indirectement, un avantage financier ou un
autre avantage matériel, l’entrée illégale dans un État Partie d’une
personne qui n’est
ni un ressortissant
ni un résident permanent de cet État;
b) L’expression
“entrée illégale” désigne le franchissement de frontières alors que les
conditions nécessaires à l’entrée légale dans l’État d’accueil.
[…]
[Nous soulignons.]
|
[38]
I would begin with a few preliminary remarks.
First, I would observe that to apply Driedger’s modern approach and read para
37(1)(b) in its entire context, as the applicant suggests, one must
first tackle the IRPA in its entirety to get a sense of its overall structure
“and also turn up other provisions that may have some significant relation to
the provision to be interpreted. By reading related provisions together, the
court uncovers aspects of what the legislature intended [emphasis added]”
(Ruth Sullivan, Statutory Interpretation, 2d ed (Toronto: Irwin Law Inc,
2007) at 132 [Statutory Interpretation]). Indeed, by examining the IRPA
as a whole, the ID identified the important relationship between subsections
37(1) and 117(1) and came to the conclusion that section 117, found under the
heading ‘human smuggling and trafficking,’ serves to criminalize the act that
then renders anyone who has engaged in it inadmissible for ‘people smuggling’
under para 37(1)(b).
[39]
Second, given the significant emphasis that has
been placed on the term ‘human smuggling’ located in the heading above section
117, I note that it is well accepted that headings may be treated as an
integral part of the context and relied on as “intrinsic aides” to interpret a
statute or to examine its structure (R v Lohnes, [1992] 1 S.C.R. 167 at
para 23, [1992] SCJ 6; Charlebois v Saint John (City), 2005 SCC 74,
[2005] 3 S.C.R. 563; Statutory Interpretation, above, at 142-144).
Accordingly, I find it reasonable to utilize the heading above section 117 in
order to give added credence to the existence of a link between it and
subsection 37(1).
[40]
Third, I do not ignore there is a difference
between the terms ‘people smuggling’ and ‘human smuggling’ found respectively
in para 37(1)(b) and the heading above section 117. However, when
considering the textual analysis technique by which different words appearing
in the same statute should be given different meanings, as exemplified by
Justice Dickson in R v Frank (1977) 75 DLR (3d) 481, [1978] 1 S.C.R. 95, I
see no meaningful or plausible reason in this case to distinguish between the
act of ‘people smuggling’ and that of ‘human smuggling.’ Both provisions are
clearly meant to address the same criminal activity: the smuggling of human
beings.
[41]
Should this difference in terms remain a
concern, I would point out that the definition relied on by the applicant found
in article 3 of the Protocol also refers not to ‘people smuggling,’ but instead
to the ‘smuggling of migrants.’ Nevertheless, it is this Court’s view that all
three terms clearly seek to address the same act and so the only question that
remains is whether ‘people smuggling’ had to be interpreted on its own, or
whether it was reasonable for the ID to also rely on section 117, but not to
adopt all components found in article 3 of the Protocol.
[42]
Considering then the interpretation of
subsection 37(1) and 117(1) of the IRPA, I am mindful of the words of the Chief
Justice of the Supreme Court and her colleague Justice Major expressed in Canada
Trustco Mortgage Co v Canada, 2005 SCC 54 at para 10, [2005] 2 S.C.R. 601 [Canada
Trustco]:
10 It has been long established as a matter of statutory
interpretation that “the words of an Act are to be read in their entire context
and in their grammatical and ordinary sense harmoniously with the scheme of the
Act, the object of the Act, and the intention of Parliament”: see 65302 British Columbia Ltd. v. Canada, [1999] 3 S.C.R. 804, at para. 50. The interpretation of a statutory
provision must be made according to a textual, contextual and purposive
analysis to find a meaning that is harmonious with the Act as a whole. When
the words of a provision are precise and unequivocal, the ordinary meaning of
the words play a dominant role in the interpretive process. On the other hand, where
the words can support more than one reasonable meaning, the ordinary meaning of
the words plays a lesser role. The relative effects of ordinary meaning,
context and purpose on the interpretive process may vary, but in all cases the
court must seek to read the provisions of an Act as a harmonious whole. [Emphasis
added.]
[43]
There is little doubt we find ourselves in the
situation described above “where the words can support more than one reasonable
meaning.” As demonstrated by the arguments of both parties and the different
provisions they rely on, while the word ‘smuggling’ may include a profit or
material benefit component (as seen in article 3 of the Protocol), it is not
strictly necessary (see section 117 of the IRPA). In this situation, the
Supreme Court instructs us that the ordinary meaning of the word plays a lesser
role and that we should seek to conduct a textual, contextual, and purposive
analysis to find a meaning that is harmonious with the IRPA as a whole. The
Supreme Court put great emphasis on this latter point by repeating that in all
cases, regardless of which analysis proves most helpful, courts should seek to
read the provisions of the IRPA as a harmonious whole.
[44]
This then raises a second important point. If
the provisions of the IRPA are to be read in such a manner, how can we adopt an
interpretation of the IRPA in which two sections hold different meanings when
they employ such strikingly similar terms and appear to address the same
conduct? One would be hard pressed to explain why an individual convicted of
‘organizing entry into Canada’ pursuant to section 117 could remain admissible to Canada despite para
37(1)(b). Indeed, when the offence set out in section 117 is located
under the heading ‘human smuggling and trafficking’ and may result in both a
fine of up to $1,000,000 and life imprisonment for any individual that smuggles
a group of 10 or more persons, how can an individual convicted of this offence
not be found to have engaged in ‘people smuggling’ under para 37(1)(b)?
It strikes me as improbable that differing interpretations given to the terms
‘people smuggling’ and ‘human smuggling’ could justify such a contradiction.
Hence, for the sake of coherence and consistency, unless the contrary is
clearly indicated by the context, this is another indication that para 37(1)(b)
should be interpreted in conformity with section 117 so that it may be given “a
meaning that is harmonious with the Act as a whole” (Canada Trustco,
above, at para 10).
[45]
This conclusion is further supported by a
purposive analysis of the provisions, where section 3 of the IRPA comes into
play. Section 3 provides meaningful guidance as to the objectives and proper
application of the IRPA. While it does not impose directions, it certainly provides
the decision-maker and this Court with greater guidance on how to interpret the
statute. Its importance will also become readily apparent as we examine related
jurisprudence of this Court and the Court of Appeal:
Immigration and Refugee Protection Act, SC 2011, c27
OBJECTIVES AND APPLICATION
Objectives — immigration
3. (1) The objectives of this Act with
respect to immigration are
[…]
(i) to promote international justice
and security by fostering respect for human rights and by denying access to
Canadian territory to persons who are criminals or security risks;
[…]
Objectives -- refugees
(2) The objectives of this Act with respect
to refugees are
[…]
(h) to promote international justice
and security by denying access to Canadian territory to persons, including
refugee claimants, who are security risks or serious criminals.
Application
(3) This Act is to be construed and applied
in a manner that
(a) furthers the domestic and
international interests of Canada;
[…]
(f) complies with international human
rights instruments to which Canada is
signatory.
|
Loi sur l’immigration et la protection des
refugiés,
LC 2011, ch27
OBJET DE LA LOI
Objet en matière d’immigration
3. (1) En matière d’immigration, la présente
loi a pour objet :
[…]
i) de promouvoir, à
l’échelle internationale, la justice et la sécurité par le respect des droits
de la personne et l’interdiction de territoire aux personnes qui sont des
criminels ou constituent un danger pour la sécurité;
[…]
Objet relatif aux réfugiés
(2) S’agissant des réfugiés, la présente loi
a pour objet :
[…]
h) de promouvoir, à
l’échelle internationale, la sécurité et la justice par l’interdiction du
territoire aux personnes et demandeurs d’asile qui sont de grands criminels
ou constituent un danger pour la sécurité.
Interprétation et mise en œuvre
(3) L’interprétation et la mise en œuvre de
la présente loi doivent avoir pour effet :
a) de promouvoir les intérêts
du Canada sur les plans intérieur et international;
[…]
f) de se conformer aux
instruments internationaux portant sur les droits de l’homme dont le Canada est
signataire.
|
The IRPA thus seeks to promote international justice and
security by fostering respect for human rights and by denying access to
Canadian territory to persons who are criminals. Furthermore, it is clear that
the IRPA is to be interpreted and applied in a manner that furthers the
domestic and international interests of Canada while also complying with the
international human rights instruments to which Canada is a signatory. This is also corroborated by
section 12 of the Interpretation Act, RSC 1985, c I-21, which states
that every enactment “shall be given such fair, large and liberal construction
and interpretation as best ensures the attainment of its objects.”
[46]
With regard to the need to comply with
international instruments, it is important to point out that para 3(3)(f)
does not require that a definition found in an international instrument (in
this case the Protocol) be imported in its entirety into the IRPA. For example,
I note that in Sittampalam, above, at
para 40, when asked to consider international instruments, Justice Linden of
the Federal Court of Appeal had the following to say:
40 With respect to the
appellant’s argument that criminal jurisprudence and international instruments
should inform the meaning of a criminal “organization”, I disagree. Although
these materials can be helpful as interpretive aides, they are not directly
applicable in the immigration context. Parliament deliberately chose not to
adopt the definition of “criminal organization” as it appears in section 467.1
of the Criminal Code, R.S. 1985, c. C-46. Nor did it adopt the
definition of “organized criminal group” in the [Convention]. The wording in
paragraph 37(1)(a) is different, because its purpose is different.
[Emphasis added.]
[47]
In the case at bar, the ID concluded that
section 37 only recognizes the criminality of smuggling while section 117 is
the one to actually implement the Protocol by criminalizing such activity. The
question remains, does such an interpretation conform to the objectives of the
IRPA? In other words, do section 117 and its definition of human smuggling meet
Canada’s domestic and international obligations by complying with the
international Convention and Protocol to which Canada is a signatory?
[48]
After examining the relevant provisions, I
conclude the ID’s interpretation is correct and section 117 is in fact the
provision that, for Canadian domestic purposes, criminalizes the smuggling of
human beings into Canada. While it is broader in scope than the definition set out
in the Protocol and does not have the more restricted scope sought by the
applicant, it remains the legislative answer to Canada’s obligations undertaken
by its adherence to the Protocol since it clearly condemns the act of human
smuggling (albeit to a broader extent) and remains a legitimate response to
valid human rights concerns. Furthermore, in the unlikely event section 117’s
broader definition should somehow conflict with the Convention or Protocol, it
is worth remembering that a validly enacted legislation will prevail over
international law (Statutory Interpretation, above, at 33).
[49]
The
ID was cognizant of the fact para 3(3)(f) called for the IRPA to be
construed and applied in a manner that complies with international human right
instruments to which Canada is a signatory. The panel recognized that the
definition in section 117 differed from that found in the Protocol. However, it
reasonably concluded that the fact section 117’s definition was broader than
that of the Protocol did not hinder its compliance with the latter. Nothing in
the Protocol or in the Convention explicitly prevents criminalizing those who
engage in migrant smuggling without deriving material gain or profit from it.
Likewise, nothing in these instruments prevents a Contracting State from making
inadmissible those who engage in such conduct.
[50]
The
applicant referred this Court to articles 2 and 5 of the Protocol, but these
only make clear that the Protocol’s purpose is to protect the rights of
smuggled migrants and that they are not to face criminal prosecution under the
Protocol for having been the object of smuggling. Similarly, article 31 of the Convention
Relating to the Status of Refugees, Can TS 1969 6, which the applicant also
referred to, states the following:
The
Contracting States shall not impose penalties, on account of their illegal
entry or presence, on refugees who, coming directly from a territory where
their life or freedom was threatened in the sense of article 1, enter or are
present in their territory without authorization, provided they present
themselves without delay to the authorities and show good cause for their
illegal entry or presence. [Emphasis added.]
I need only
emphasize here that the inadmissibility ruling under paragraph 37(1)(b)
is not a result of the applicant’s illegal entry into Canada, but rather
of his role in facilitating the entry into Canada of other
refugees. Thus, the ID’s interpretation of sections 37 and 117 remains
compliant with Canada’s obligations under the international
instruments above.
[51]
Continuing
with the purposive analysis, I turn to another compelling point on which the
Minister placed great emphasis, specifically, the Federal Court of Appeal’s
ruling that section 37 of the IRPA should be given an “unrestricted and broad”
interpretation (Sittampalam, above, at para 36). While I note that the
Court of Appeal in that case considered the specific interpretation of the term
‘organization’ in para 37(1)(a) and not the whole section, it is also
apparent that the Court was driven in great part by the IRPA’s objective of
prioritizing the security of Canadians. With respect to immigration, the Court
of Appeal relied on a provision now found in para 3(1)(i), expressed as
the objective “to promote international
justice and security by fostering respect for human rights and by denying
access to Canadian territory to persons who are criminals or security risks.”
I note that the same objective is found to apply with
respect to refugees, as set out in para 3(2)(h), expressed again as an
objective “to promote international justice and security by denying access to
Canadian territory to persons, including refugee claimants, who are
security risks or serious criminals [emphasis added].”
[52]
It
was in fact this same objective of promoting international justice and security
which formed the basis in several cases for applying a broader interpretation
to sections 33 to 37 of the IRPA under previous legislation (see Medovarski v Canada (Minister of Citizenship and Immigration) and Esteban
v Canada (Minister of Citizenship and Immigration), [2005] 2 SCR 539, 2005 SCC 51 [Medovarski]; Charkaoui
v Canada (Citizenship and Immigration), 2007 SCC 9, [2007] 1 S.C.R. 350; Sittampalam, above, at
para 21; Canada (Minister of Citizenship and
Immigration) v Singh, (1998), 151 FTR 101,
[1998] FCJ 1147 (FCTD)).
[53]
As mentioned in Medovarski, above, at
para 10, the objective of the IRPA set out in section 3 is to prioritize
security. With this objective in mind, when applying some of the
inadmissibility provisions in division 4 of the IRPA, our courts have given a
broad and unrestricted approach to such terms as “danger to the security of
Canada” and “member of an organization” found in section 34 (for example, see
Suresh v Canada (Minister of Citizenship and Immigration), 2002 SCC 1 at
para 90, [2002] 1 S.C.R. 3; Poshteh v Canada (Minister of Citizenship and
Immigration), 2005 FCA 85 at para 29, [2005] FCJ 381; Harkat (Re),
2010 FC 1241 at paras 85-88, [2010] FCJ 1426; Charkaoui (Re), 2005 FC
248 at paras 35 and 36, [2005] 3 FCR 389).
[54]
I would add that in Poshteh, above, at
para 29, the Federal Court of Appeal ruled that the availability of a
ministerial exemption justified a continued broad interpretation of the term
‘member.’ I note that the same ministerial exemption to which the Court of
Appeal referred to in section 34 and which justified broad interpretation of
the provision can also be found in section 37. This exception clause thus
permits the Minister to declare that an inadmissible person can remain in Canada if their
presence here would not be detrimental to the national interests (subsection
34(2) and para 37(2)(a) of the IRPA). Such discretionary ministerial
powers may be employed in cases where an individual found inadmissible for
having engaged in ‘people smuggling’ can demonstrate to the Minister personal
circumstances which would justify such an exception. Therefore, even if ‘people
smuggling’ is defined more broadly, another remedy remains available to the
applicant.
[55]
Clearly, given the presence of a ministerial exemption,
the above jurisprudence, and most notably the “unrestricted and broad” approach
applied by the Court of Appeal in Sittampalam, the ID’s interpretation
appears well founded. It begs the question: why should the term ‘people
smuggling’ be given a more restricted interpretation than the one the ID
adopted by relying on subsections 37(1) and 117(1) of the IRPA? The applicant
contends that the basic rules of interpretation call for such, but as we have
seen up to this point, these rules appear to support the ID’s conclusion.
[56]
The
applicant submitted that sections 37 and 117 were not comparable for the
following reasons:
1)
both
sections have different roles within the IRPA: an enforcement and an
inadmissibility purpose;
2)
section
37 leads to a deportation order while section 117 leads to a criminal conviction,
each applying a different approach and resulting in different consequences;
3)
while
section 117 includes the English heading “human smuggling and trafficking,” the
French heading reads “Organisation d’entrée illégale au Canada” and makes
no reference to smuggling. The applicant argues there is therefore no link
between this and section 37’s “passage des clandestins.”
[57]
I
have already commented on the different purposes sought by sections 37
(Inadmissibility) and 117 (Enforcement). The fact there are different purposes
does not forbid the use of a definition in one section for the purposes of
another section. As seen before, I do not see this as an obstacle to a
harmonious interpretation of the statute, quite the opposite.
[58]
As
for the different perceptions drawn by the applicant from the French and English
text references, I find these to be unclear. It is true that different head
notes are employed to explain the sections, but it does not change the fact
that smuggling of human beings is the crime addressed in both provisions. A
reading of para 37(1)(b) and section 117 in both French and English
makes it clear that the concern addressed by the IRPA, both for inadmissibility
and enforcement purposes, was the condemnation of people/human smuggling
(‘passage de clandestins’) into Canada. Subsection 118(1) also makes it clear
that the enforcement purpose targets the ‘trafficking in persons’ (‘traffic de
personnes’). Having reviewed the contextual situation of both sections, I can
only conclude that, regardless of the different terms employed, both provisions
have the same concern in mind: the condemnation of trafficking/smuggling of
people/humans (passage de clandestins) into Canada for both
admissibility and enforcement purposes.
[59]
We
have seen from Canada Trustco, above, at para 10, that para 37(1)(b) must be interpreted in accordance with
the words given, keeping in mind the context in which it was enacted and the
objectives sought. Most importantly, the provision must be given a meaning that
is harmonious with the IRPA as a whole. In this case, ensuring
that ‘people smuggling’ and ‘human smuggling’ are given the same definition
upholds this obligation and I find it entirely
proper and justifiable to define the term ‘people smuggling’ in paragraph
37(1)(b) by relying on section 117 of the same statute when both
provisions use comparable terms, address comparable acts, and are framed by the
same objectives.
[60]
The
ID correctly pointed out that Canada’s obligation under the Convention and its Protocol was to
criminalize the smuggling of migrants and that it was section 117 that
fulfilled this obligation, not section 37. The latter section sets out that
those who engage in smuggling will be inadmissible. It also reasonably follows
then that in order to engage in ‘people smuggling,’ there would have to be
reasonable grounds to believe that the person engaged in ‘human smuggling’ as
set out in section 117. Given the wording of para 37(1)(b), it
was reasonable for the ID to conclude that it was a necessary requirement that
the applicant be a permanent resident or foreign national and that the crime be
transnational. It was also reasonable for the same criteria set out in Alzehrani,
above, identified as necessary elements of the offence set out in section 117 in
the context of ‘human smuggling,’ to be the criteria required in the context of
‘people smuggling’ under section 37.
[61]
Likewise,
it was reasonable for the ID not to include any criteria not already found in subsections
37(1) and 117(1). While the applicant sought to include a “secret or
clandestine” element, the panel correctly pointed out that where a person
smuggled appeared at the port of entry to make a refugee claim, an individual
that had aided that person to enter Canada could still be found guilty of an
offence under section 117 (Godoy, above, at para 35 and Mossavat,
above, at paras 1-2). The Minister also rightfully submitted to this Court that
no such component can be derived from a reading of para 37(1)(b), of
section 117, or even of the Protocol, and this in either French or English. The
Minister also referred this Court to section 159 of the Customs Act, RSC
1985, c 1 (2d Supp), which defines smuggling as follows: “Every person commits
an offence who smuggles or attempts to smuggle into Canada, whether clandestinely
or not, any goods subject to duties, or any goods the importation of which
is prohibited, controlled or regulated by or pursuant to this or any other Act
of Parliament [emphasis added].” I agree with the Minister that subsections
37(1) and 117(1) do not require a “secret or clandestine” component, but are
instead concerned only with the ‘organizing of entry into Canada,’ whether the
person entering declares themselves at a port of entry or not, when such a
person is “not in possession of a visa, passport or other
document required by this Act” (subsection
117(1) of the IRPA). Evidence submitted to the ID showed that the majority of
the passengers on board the MV Sun Sea were in fact not in possession of the
visas and passports required by the IRPA.
[62]
As
to the argument calling for a “material benefit or profit” component, section
121 of the IRPA makes clear that deriving profit from an offence under section
117 is not a necessity and profit will only be factored into the penalty handed
out for engaging in such an activity. The ID therefore refused to read into the
provision a “material benefit or profit” component. Still, should this conclusion
prove incorrect, it is appropriate to mention that a material benefit is something
that provides a person a concrete benefit over others. For example, the Federal
Court of Appeal determined
that receiving special schooling for children without having to pay constituted
a material benefit (Woolner v Canada (1999), 92 ACWS (3d) 1105 at para 13, [1999] FCJ 1615). More recently in R v Pereira, 2008 BCSC
184 at para 2, [2008] BCJ 2779, while interpreting the definition of “Organized
criminal group” set out in article 2(a) of the Convention, which explicitly
contains “a financial or other material benefit” component, the British
Columbia Superior Court defined the term as follows: “The New Oxford Dictionary
defines ‘benefit’ as ‘an advantage or profit gained from something’
and ‘material’ as ‘important; essential; relevant.’ The benefit has to be
material in the sense that it must be ‘important’ or ‘essential’ and can
include, but is not limited to, a financial benefit [emphasis added].”
[63]
Examining
the issue of profit or material benefit, the ID observed that the Minister had
not established that the applicant received free passage in exchange for
working during the voyage or that he was paid for working. As for any possible
material benefit, while recognizing that the applicant had received better
lodging than the regular passengers, the ID did not consider this to be a
material benefit. The panel did not address the evidence regarding access to
better food on board the ship.
[64]
As
outlined in paragraphs 7 and 8 of these reasons, the panel had evidence before
it that because of his work as a crew member in the engine room, the applicant received
better lodging and food as compared to the hundreds of passengers on board (see TR at
192, 196, 221, and 237). I find these tangible benefits did constitute important
advantages gained from his work as a crew member and were therefore a material
benefit. Should there be any doubt regarding this conclusion, I need only point
to the markedly different conditions of the passengers in comparison to the
crew, as described in a CBSA Report (TR at 253, Canada, CBSA, Sun Sea Human
Smuggling Operation (January 27, 2011) at 12):
Many
of the migrants comment on the poor – some use words like ‘terrible’,
‘horrible’ – conditions of their accommodations on the Sun Sea. Some migrants say the children on board suffered even more
than the adults. There is general agreement among the migrants that people were
very angry about the conditions on board and that the conditions they
experienced were much worse than what they were promised by agents […]
Complaints about the Sun Sea include:
-
food shortages
-
water shortages (being limited to ½ litre per day per
person)
-
abuse of power by
crew members via food and water
(punishing certain people by refusing them food and/or water, allowing some
people more water than others, refusing water to people who requested more water
because they couldn’t pass urine)
-
having to bathe in
salt water
-
inadequate
toilet facilities
-
cramped
space
-
five or
more people crowded into a single, small cabin
-
difficulty
finding somewhere to sleep comfortably
-
some
people having to sleep on the deck
-
some
people getting sick
-
the fact
there was a fatality during the voyage
-
the fact
that several of the people onboard had to be taken to the hospital when the
ship arrived in Canada. [Emphasis added.]
There were
reasonable grounds to believe that because of his work as a crew member, the
applicant did not have to experience the conditions described above. As a
result, I find the ID’s conclusion that the applicant did not receive any
material benefit to be unreasonable in light of the facts found in the record.
B. Did the ID err in its
understanding or application of the concept of wilful blindness?
[65]
Relying on Alzehrani, above, the ID sets
out that to have engaged in people smuggling, the applicant must have had
knowledge that the migrants being smuggled did not have the required documents.
Considering the issue, the ID undertook the following analysis which I will
provide in full for greater certainty (TR at 14, ID Reasons at paras 48-49):
It is not
entirely clear from the evidence whether [the applicant] actually knew that the
passengers did not have the required documents or merely suspected that they
did not have the documents. However in [Alzehrani], a case involving a
prosecution for people smuggling contrary to section 117 of the IRPA, at
paragraph 34, the court held that:
Wilful blindness is the equivalent of
knowledge; it is knowledge that is imputed to an accused who suspected the
truth, knew its probability, but deliberately refrained from making the inquiry
that would have confirmed his suspicion, because he wished to avoid actual
knowledge: R. v. Sansregret, [1985] 1 S.C.R. 570 at 585-586”.
[The
applicant] is from Sri Lanka, he knew that as a Sri Lankan he needed a visa to
enter Canada and he travelled on the MV Sun Sea to try to
circumvent the visa requirement. He spent more than three months on a ship with
hundreds of other people from Sri Lanka. He has
testified that he thought that the other people on board who were travelling on
the MV Sun Sea were in similar circumstances to him. He had ample opportunity
to find out if the passengers had [the] documents required for entry. I am
satisfied that if he did not actually know that they did not have the required
documents, it was because he deliberately chose not to obtain that knowledge. I
am satisfied that at the very least he was wilfully blind as to whether the
passengers had the required documents. Since wilful blindness is the equivalent
of knowledge, the final element of the definition of people smuggling, that the
person concerned knew that the people being smuggled did not have the required
documents, is met.
[66]
The applicant attacks the ID’s application of
wilful blindness in two ways. First, he argues the ID erred in its
understanding of the test for wilful blindness and failed to consider one of
its elements. Second, he argues the ID erred in its assessment of the evidence
when applying that test. Beginning with the first point, the applicant
argues that the panel applied the incorrect legal test
for wilful blindness because it omitted an essential mens rea element
not discussed in para 34 of Alzehrani. Specifically, it relies on the
following statement made by the Supreme Court in R v Sansregret, [1985]
1 SCR 570 at para 22, [1985] SCJ 23:
22 Wilful
blindness is distinct from recklessness because […] [it] arises where a person who
has become aware of the need for some inquiry declines to make the inquiry
because he does not wish to know the truth. He would prefer to remain ignorant.
The culpability […] in wilful blindness […] is justified by the accused’s fault
in deliberately failing to inquire when he knows there is reason for inquiry.
[…] [Emphasis added.]
The Supreme
Court’s more recent decision of R v Briscoe, 2010 SCC 13, [2010] 1 SCR
411 [Briscoe], relied on by the Minister, also cites the very same
passage at para 22. Having consulted Morris Manning and Peter Sankoff, Manning,
Mewett & Sankoff: Criminal Law, 4th ed (Markham: LexisNexis, 2009) at
180 [Criminal Law], a source relied on by the Supreme Court on several
occasions, it confirms that “[w]here the case for the Crown depends upon wilful
blindness, it must show that the accused had a knowledge of the need for
enquiry and deliberately refrained from ascertaining the true facts [emphasis
added].” Based on the above, I agree that wilful blindness requires a
consideration of whether the applicant knew of a need to make the enquiry.
[67]
Regarding
this first matter of mens rea, I agree that the ID did not explicitly
enunciate this component of the concept of wilful blindness. However, the
Supreme Court recently confirmed that “[a] decision-maker is not required to
make an explicit finding on each constituent element, however subordinate,
leading to its final conclusion” (Newfoundland and Labrador
Nurses’ Union v Newfoundland and Labrador (Treasury
Board),
2011 SCC 62 at para 16, [2011] SCJ 62). In addition, I note the ID did make a
finding that the applicant knew of a reason for inquiry. Specifically, the ID
determined at para 48 of its reasons that the applicant knew that as a Sri
Lankan, he needed a visa to enter Canada. This was sufficient for
it to determine he had knowledge of a need for inquiry under section 117 and
shows that the panel’s understanding of the test for wilful blindness was not
deficient.
[68]
Turning to the second point, the applicant
argues that factually, he did not have a subjective reason to enquire about the
documentation of other passengers because he believed and was told that they
could lawfully claim refugee status despite lacking the passports and visas
necessary to enter Canada (TR at 64). He argues that as a result, the ID would have
erred in concluding he had a reason to make the enquiry. The applicant views
this as an incorrect application of both the concept of wilful blindness and of
the law.
[69]
I highlight that section 117 does not require
that a person know they are committing an illegal act; it simply requires that
they know they are engaging in that act. After all, “it is well established
that ignorance of the law is no defence” (R v Jorgensen, [1995] 4 S.C.R. 55
at para 97, [1995] SCJ 92). By analogy, for a person to be charged with
knowingly importing narcotics, he or she must know they are committing that
act, but they need not know it is illegal. Further, where they did not know but
suspected narcotics were in a package they were carrying, but decided not to
ask, the concept of wilful blindness will apply to impute them with that
knowledge. Their lack of knowledge was deliberate and they were wilfully
refraining from making inquiries so as not to discover the truth (Criminal
Law, above, at 178). Likewise, the applicant suspected other passengers did
not have the necessary documentation, but chose not to enquire. The knowledge
they did not have the necessary documentation can therefore reasonably be
imputed to him, whether or not he knew it was illegal to enter Canada without these
documents.
[70]
I would address one final argument raised by
the Minister before concluding on this issue. Attempting to refute the
applicant’s argument, the Minister argued there is no mens rea requirement
under para 37(1)(b), as it is not a criminal provision, and that even if
the ID had erred in applying the concept of wilful blindness, the error would
therefore not be determinative. I reject this argument. The Minister has taken
position that para 37(1)(b) does not criminalize ‘people smuggling,’ but
rather establishes that those engaged in ‘people smuggling’ are inadmissible to
Canada. The Minister argued that it was in fact section 117 that set out what ‘people
smuggling’ is and criminalized such conduct. Following the Minister’s logic
then, to find an individual has engaged in ‘people smuggling’ requires that his
conduct meet the requirements set out in section 117. One such requirement is
that the individual know the migrants he is smuggling do not have the necessary
documents. If the ID erred in attributing that knowledge to the applicant
through the concept of wilful blindness, then the requirement would not have
been met and the applicant could not have engaged in ‘people smuggling.’ Hence,
an error in the application of the concept would be determinative in the case
at bar. While the standard of proof is clearly different and paragraph 37(1)(b)
requires that there have been reasonable grounds to believe a person engaged in
‘people smuggling,’ for this to occur, there must also be reasonable grounds to
believe that all the requirements set out in section 117 were met.
[71]
In
light of my above finding that knowledge of the passenger’s lack of required
documents was properly imputed to the applicant, the ID’s conclusion that he engaged
in people smuggling was reasonable. The applicant knowingly aided the coming
into Canada of persons
who were not in possession of documents required by the IRPA, as defined by subsection
117(1). Accordingly, it was also reasonable to conclude the applicant was
inadmissible to Canada for having engaged, in the context of
transnational crime, in ‘people smuggling’ as set out in para 37(1)(b).
The ID’s reasons satisfy the requirement of justification, transparency, and
intelligibility, and its decision falls within a range of possible, acceptable
outcomes which are defensible in respect of the facts and law (Dunsmuir,
above, at para 47).
[72]
The
applicant suggested the following certified question:
1. “Does ‘people smuggling’
in section 37(1)(b) of IRPA include requirements of either or both (1) a
financial or material benefit and (2) crossing of a border without complying
with the necessary requirements for legal entry into the necessary state?”
[73]
The
applicant argues that the act of ‘people smuggling’ referred to in para 37(1)(b)
of the IRPA has never previously been interpreted by this Court and that
different interpretations have been given to it by the IRB. It is argued that
this is a question of general importance that merits certification and review
by the Federal Court of Appeal as called for by para 74(d) of the IRPA.
The applicant considers that ‘people smuggling’ should be interpreted in the
context of para 37(1)(b) of the IRPA and that relying on section 117 did
not adhere to the rules of statutory interpretation. As seen above, the
applicant argues that contrary to section 117 of the IRPA, ‘people smuggling’
properly defined in para 37(1)(b) requires that the smuggler engage in
the activity for a financial benefit with the intention of clandestinely
bringing people into Canada. The applicant also implied in his last submissions
that if the standard of review applicable for the interpretation of ‘people
smuggling’ was reasonableness, then a certified question should be certified,
relying on Khosa, above, at para 30. However, no specific question was
submitted.
[74]
The
Minister objects to the proposed question, arguing that it is not dispositive
of the application due to the findings of fact made by the IRB. It is also not
consistent with the jurisprudential dicta that section 37 must be given an
“unrestricted and broad” interpretation and that in essence, what the applicant
is claiming for is a restrictive interpretation of the term ‘people smuggling.’
The Minister did not comment on the standard of review question sought by the
applicant.
[75]
I
have decided to certify an amended question. One of the main issues at play in
this procedure is the interpretation to be given to ‘people smuggling’ as
referred to in para 37(1)(b) of the IRPA. This interpretation is
determinative of the scope to be given to it. The parties did not submit any
guiding jurisprudence on the topic and our research has shown none.
Furthermore, depending on the definition or interpretation given, it may be dispositive
of the case at hand. Therefore, I do consider that the following amended
question is one that is serious, of general importance, and that should be
certified:
1) For the purposes
of para 37(1)(b) of the IRPA, is it appropriate to define the term
‘people smuggling’ by relying on section 117 of the same statute rather than a
definition contained in an international instrument to which Canada is a signatory?
[76]
In
reference to the request by the applicant for a certified question regarding
the appropriate standard of review applicable to a tribunal’s interpretation of
its own statute (for which no question was submitted for consideration), I
relied for this point on clear jurisprudence from the Supreme Court of Canada
to conclude that the issue called for reasonableness (Alberta Teachers’,
above, at para 30; Alliance
Pipeline,
above, at paras 37-39; Khosa, above, at para 44; Dunsmuir, above, at
para 54).
In such circumstances, I do not see why it is necessary for this Court to
certify a question on this point.
JUDGMENT
THIS COURT’S
JUDGMENT is that the application for
judicial review is dismissed and the following question is certified:
1) For the purposes
of para 37(1)(b) of the IRPA, is it appropriate to define the term
‘people smuggling’ by relying on section 117 of the same statute rather than a
definition contained in an international instrument to which Canada is a signatory?
“Simon Noël”
___________________________
Judge