Date: 20060524
Docket: A-302-05
Citation: 2006 FCA 194
CORAM: DÉCARY
J.A.
LÉTOURNEAU J.A.
PELLETIER
J.A.
BETWEEN:
GLEN CURRIE, DOUGLAS FILLMORE,
ANDREW MCAULEY AND VINCENT O’NEILL
Appellants
and
HER MAJESTY THE QUEEN IN RIGHT OF CANADA,
as represented by CANADA CUSTOMS AND REVENUE AGENCY
Respondent
REASONS FOR JUDGMENT
PELLETIER J.A.
INTRODUCTION
[1]
It is not
uncommon for employees who have a common Work Description to have different
duties and responsibilities. So long as those different duties and
responsibilities all fall within the general language of their common Work
Description, all is well. But, when some of those duties and responsibilities
fall outside that Work Description, does article 56.01 of the Collective
Agreement permit the adjudicator to order an employer to provide a customized Work
Description to the affected employee? The adjudicator in this case was of the
view that he could only respond to changes in work assignment which affected
all those subject to the common Work Description, so that any changes to be
made would have to be made to the common Work Description. The issue in this
appeal is whether that conclusion withstands review on the most deferential
standard of review.
[2]
This is an appeal of a decision of
the Federal Court, reported at 2005 FC 733, dismissing the appellants’
application for judicial review of the decision of a member of the Public
Service Staff Relations Board (as it then was), sitting as an adjudicator,
dismissing their job description grievance.
[3]
The
appellants are employed as investigator/auditors. Their positions are
classified as PM-03. Exercising their rights under article 56.01 of the
Collective Agreement, the appellants demanded from their employer a “complete
and current statement of the duties and responsibilities” of their positions.
Their employer provided them with a copy of Work Description PM-0286 which is
applicable to classification PM-03. The appellants allege that Work Description
PM-0286 does not represent a complete and current statement of the duties and
responsibilities of their positions because they are regularly assigned work
beyond the scope of that Work Description. The adjudicator dismissed the
grievance, finding that Work Description PM-0286 was “capacious” enough to
encompass the duties in question.
[4]
The
appellants applied for judicial review of the adjudicator’s decision. After a
brief review of the facts, the application judge examined the issue of the
standard of review with care and concluded that he could only intervene in the
case of a patently unreasonable decision. He then dismissed the application for
judicial review, saying that “the operative paragraphs of the decision cogently
address the evidence and demonstrate a rational basis for the decision.” See paragraph
15 of the application judge’s reasons. For the reasons which follow, I am
unable to agree with this conclusion.
FACTS AND PROCEDURAL HISTORY
[5]
This
dispute arises because of the division of the investigator/auditor function
into two classifications, PM-03 and PM-04. The responsibilities of those
classifications are described in Work Descriptions PM-0286 and PM-0677
respectively. The two Work Descriptions are largely the same except for the
complexity of the files to be handled. Any other differences are simply
consequences of the difference in file complexity.
[6]
In the introduction
to the PM-0286 and PM-0677 Work Descriptions, the employer describes its
complexity rating system, which consists of an objective grid in which various
factors are assigned point values. The complexity rating of a given file is a
function of the total points attributed to that file. Thus, files with a point
value of less that 30 are rated as complexity 10/11 which is defined as
Simple/Routine while files with a point value between 30 and 43 are rated as
complexity 20/22 which is defined as Difficult.
[7]
The primary
distinction between Work Descriptions PM-0286 and PM-0677 is that the former
provides that persons classified as PM-03 will be assigned files of complexity
10 (Simple/Routine) while the latter provides that persons classified as PM-04
will be assigned files of complexity 20 (Difficult). There are consequential
differences throughout the balance of the Work Descriptions which reflect the
difference in complexity. The adjudicator acknowledged the relationship of the
complexity rating and consequential changes in the Work Descriptions at
paragraph 23 of his reasons.
[8]
A partial side by
side comparison of the two Work Descriptions illustrates their structure:
Work
Description PM-0286 (applicable to classification PM-03):
KEY ACTIVITIES
Investigating routine
domestic and international tax fraud schemes, complexity 10, that
require minimum or medium accounting knowledge, through the analysis and
evaluation of information and allegations from numerous sources to ascertain
whether available facts indicate fraud in order to ensure compliance with the
Statutes
administered by the Agency.
Planning and
conducting routine investigations, including searches and seizures
under the Income Tax Act, Excise Tax Act, Excise Act and/or the Criminal
Code.
INTERACTION
Conducting
interviews of taxpayers, third parties and witnesses, including hostile and
uncooperative witnesses, and interrogating suspects to determine the extent
of their knowledge and to judge their credibility while respecting the
taxpayer’s rights under the Canadian Charter of Rights and Freedoms.
Discretion, sensitivity and persuasion are needed when dealing with reluctant
parties.
Interacting
with third parties, including chartered banks, trust companies, credit
unions, accounting firms, law firms, and the taxpayer’s customers, clients or
suppliers when serving requirements for information and documents.
INFLUENCE
The conduct of
investigations and the outcome of the criminal prosecutions of cases may have
national implications for establishing jurisprudence. Cases are less
likely to contain complexity factors where it is possible that decisions
made by the investigator could lead to precedent setting court decisions that
impact on the operation of the national Investigations programs as well as
other future criminal proceedings outside of the CCRA.
SKILL AND
KNOWLEDGE
All
investigations cases contain some degree of the elements of skill and knowledge
as outlined below. Cases with a complexity rating of 10 likely require
less skill and knowledge than do cases with a complexity rating of 20.
The existence of fewer skill and knowledge factors produces a less
complex environment. In total, this environment could be classified as routine.
|
Work
Description PM-0677 (applicable to classification PM-04):
KEY ACTIVITIES
Investigating difficult
domestic and international tax fraud schemes, complexity 20, that
require minimum or medium accounting knowledge, through the analysis and
evaluation of information and allegations from numerous sources to ascertain
whether available facts indicate fraud in order to ensure compliance with the
Statutes administered by the Agency.
Planning and
conducting difficult investigations, including searches and seizures
under the Income Tax Act, Excise Tax Act, Excise Act and/or the Criminal
Code.
INTERACTION
All
investigation cases involve some degree of difficulty of interaction as
outlined below. Cases with a complexity rating of 20 will contain more
elements, as compared to complexity 10 cases, and those that are present will
have a greater degree of difficulty.
Conducting
interviews of taxpayers, third parties and a variety of witnesses,
including hostile and uncooperative witnesses, and interrogating suspects to
determine the extent of their knowledge and to judge their credibility while
respecting the taxpayer’s rights under the Canadian Charter of Rights and
Freedoms. Discretion, sensitivity and persuasion are needed when dealing with
reluctant parties.
Interacting
with third parties, including chartered banks, trust companies, credit
unions, accounting firms, law firms and the taxpayer’s customers, clients or
suppliers when serving requirements for information and documents. Cases
with a higher complexity rating will have more third parties, will likely
include more foreign witnesses thus requiring more difficult interaction.
INFLUENCE
The conduct of
investigations and the outcome of the criminal prosecutions of cases may have
national implications for establishing jurisprudence. Cases often contain
complexity factors where it is possible that decisions made by the
investigator could lead to precedent setting court decisions that impact on
the operation of the national Investigations programs as well as other future
criminal proceedings outside of the CCRA.
SKILL AND
KNOWLEDGE
All
investigations cases contain some degree of the elements of skill and
knowledge as outlined below. Cases with a complexity rating of 20 require
more skill and knowledge than do cases with a complexity rating of 10.
The existence of more skill and knowledge factors, many of them
having a higher degree of complexity, produces a more complex
environment. In total, this environment could be classified as difficult.
|
[9]
This comparison is a
mere sampling of the terms of the two Work Descriptions but it illustrates the
fact that the description of the tasks and challenges of the positions is simply
a function of the degree of complexity of the files handled.
[10]
The appellants
demanded a statement of their duties and responsibilities, as provided in article
56.01 of the Collective Agreement:
56.01 Upon written
request, an employee shall be provided with a complete and current statement of
the duties and responsibilities of his or her position, including the
classification level and, where applicable, the point rating allotted to his or
her position, and an organization chart depicting the position’s place in the
organization.
[11]
The appellants did not
attempt to conceal the fact that their request under article 56.01 was intended
to be the first step in the reclassification of their individual positions from
PM-03 to PM-04. We were advised by counsel for the appellants at the
hearing of this matter that a request for reclassification will not be
processed unless the employee agrees that his or her job description is
accurate. An accurate description of the extent to which the appellants worked
on files with a complexity rating of 20 or higher is therefore a critical
element of their Work Description since, as noted, it is the complexity of the
files assigned which distinguishes between the PM-03 and PM-04 classifications.
[12]
The
adjudicator’s reasons make it clear that there was evidence that the appellants,
whose positions were all classified at the PM-03 level, were being assigned to
work on files of complexity 20:
[8]… For example, the
grievor Currie has since September 2003 to the date of hearing been handling a
case rated at the 20+ complexity code level, descriptor ‘difficult’ and as such
is being remunerated at the PM-04 investigator auditor pay rate. It is more
unusual that a file originally complexity rated at the PM grade and level and
subsequently re-rated up award to the AU grade and level (where more formal
accounting qualifications are required) would remain assigned to an
investigator in the PM group mot possessing those formal qualifications. But
this is not unheard of. Thus, in 1966, grievor Currie was assigned a case given
an initial complexity rating at the PM-03 grade and level which, two years
later, following repeated inquiries on his on his part, was rerated to the
AU-02 level. In that case, the employer agreed to the payment of 2.5 years
wages in back pay at the AU-02 pay-rate and the continued payment of wages on
that basis for the hours continued to be worked by Currie on the file, until
the conclusion of legal proceedings arising out of it in 1998-1999.
[13]
Under the
heading of Representations of the Parties, the adjudicator’s reasons reflect
that the appellants argued that they were asked to work on files whose
complexity rating was greater than 10:
[14] The employer chose
to lead no evidence to counter that given by the grievors O’Neill and Currie as
to the duties and responsibilities actually performed by each of them. They are
often and on a regular basis called for them [sic] to handle files which are
complexity rated at the PM-04 level or even higher. … But here the employer is
requiring on an ongoing basis the performance of the same work by employees at
the PM-03 level as it does for employees at the PM-04 level.
[14]
Unfortunately,
we cannot tell from the adjudicator’s reasons whether he accepted that the
appellants worked on files of complexity 20, and whether they did so “often and
on a regular basis”.
[15]
At paragraph 20 of
his reasons, the adjudicator speaks of the horizontal and vertical challenge
confronting the appellants. After a succinct statement of the difference
between a classification grievance and a job description grievance, the
adjudicator focuses on the consequences of a national, multi-position job
description. Referring to the appellants’ horizontal challenge, he notes, at
paragraph 21 of his reasons, that:
… the evidence heard
here before me is referable solely to
the particular positions occupied by the grievors; they can speak only of the
duties and responsibilities they each perform. Without agreement on the part of
the employer that their testimony is to be considered representative of each
PM-03 investigator/auditor position across its entire enterprise, the effect of
any relief granted could only be the development of a position specific Work
Description which comprises “a complete and current statement of the duties and
responsibilities” of each individual grievor’s position:…
[16]
The adjudicator goes
on to describe the consequences of the appellants’ position as the “balkanization of the
employer’s generic Work Descriptions...”. This leads him to observe that:
It is not surprising
then that the jurisprudence of the Board sets a high standard of proof where,
as here, grievors assert that the employer’s work generic descriptions do not
comprise that ‘complete and current statement of the duties and
responsibilities of [the] position’ which must be submitted upon written
request to any employee a stipulated at article 56 of the Collective Agreement.
It is standard which has not been met, the grievors having failed to overcome
this ‘horizontal’ barrier to their grievances.
[17]
I take it
from these comments that the adjudicator did not deal with the extent to which
the appellants worked on files with a complexity rating of 20 or more because
the employer would not agree that the testimony of the appellants was
applicable to the other investigator/auditors classified at the PM-03 level.
[18]
The adjudicator then
goes on to discuss the appellants’ vertical challenge, that of overlapping job
descriptions. The adjudicator’s position is that the appellants have failed to
take into account the complexity factor when proposing changes to their Work
Description:
[22] … It is simply not appropriate to that end
to carve out of the higher-rated Work Description [PM-04] particular duties and
responsibilities which arguably fall within the Work Description of the
lower-rated job classification, when the latter is capacious enough to
comprehend those duties and responsibilities. This is precisely what has
occurred here.
[23] I say this because, by focusing upon
particular terminological usage in Work Description PM-0677 for the higher-rated
PM-04 classification, the grievors fail to acknowledge that this usage is
driven by the principal feature which distinguishes the two Work Descriptions
and their correlative classifications: the complexity rating of the files
assigned to employees engaged as investigator/auditor.
[19]
In the
end, the adjudicator dismisses the appellants’ grievances as it is his view
that Work Description PM-0286 is broad enough to include the appellants’ actual
work assignments. In doing so, he was prepared to accept that even if the
appellants were doing work beyond their Work Description on an ongoing and
permanent basis, their Work Description was not affected even though they might
be entitled to additional compensation. This view of the issues is made clear
in the adjudicator’s oral reasons given at the conclusion of the hearing:
For fuller reasons to be given, I
am satisfied… PM-0286 effective 18-05-00 (Exhibit 3B) comprises a complete and
current statement of the duties and responsibilities of [the appellants’]
positions as investigator/auditor at the PM-03 level. That said, the grievors
are entitled to the wage rate agreed to by the collective bargaining process
for the work which they are in fact performing. If that work substantially
comprises duties and responsibilities within the higher rated PM-04
classification as detailed in Work Description PM-0677, they may seek relief
either by filing an acting pay grievance under article 64.07 of the Collective
Agreement where such work is temporary, or where on an ongoing and permanent
basis, through the CCRA classification grievance process.
[Emphasis added.]
STANDARD OF REVIEW
[20]
I am
prepared to accept, for purposes of this appeal, that the standard of review is
that which the application judge identified, the patently unreasonable
decision. Relying upon the decision of the Supreme Court of Canada in Voice
Construction Ltd. v. Construction & General Workers’ Union, Local 92,
2004 SCC 23, [2004] 1 S.C.R. 609, the application judge described a patently
unreasonable decision as one which borders on the absurd. I prefer, however, to
describe a patently unreasonable decision as one which is “so flawed that no
amount of curial deference can justify letting it stand.” Law Society of New
Brunswick v. Ryan, 2003 SCC 20, [2003] 1 S.C.R. 247, at para. 52. My
preference is rooted in the fact that the issues raised in applications for
judicial review are generally questions about which reasonable people can
disagree. See for example Royal Oak Mines Inc. v. Canada (Labour Relations
Board), [1996] 1 S.C.R. 369, where four members of a seven member panel
found that the decision under review was not patently unreasonable while three
members (Sopinka J., McLachlin J. and Major J.) found that it was. Whether or
not one believes intervention is warranted at the most deferential end of the
spectrum ought not to be justified in terms which undercut the legitimacy of
those who hold a different view.
[21]
More
fundamentally, I subscribe to the view expressed by Professor David Mullan when
he said:
… In any event, there
have to be concerns with a regime of judicial review which would allow any
irrational decision to escape rebuke even under the most deferential standard
of scrutiny.
Mullan, David J.
"Recent Developments in Standard of Review", in Taking the
Tribunal to Court: A Practical Guide for Administrative Law Practitioners.
Canadian Bar Association (Ontario), October 20, 2000.
[22]
If we must
have three standards of review, it seems to me that our commitment to a
rational system of law is best served by describing the most deferential
standard in terms which allow for deference on a basis other than an acceptable
degree of irrationality, or a tolerable proximity to absurdity.
[23]
In Dr.
Q v. College of Physicians and Surgeons of British Columbia, 2003 SCC 29, [2003]
1 S.C.R. 226, the Supreme Court held that the role of an appellate court
reviewing the decision of a court of review is to identity whether that court
properly identified and applied the correct standard of review. See paragraphs
43 and 44. Where the reviewing court has not correctly identified the standard
of review, the appellate court is to identity and apply the correct standard. Where
the reviewing court has identified the appropriate standard of review, it may
nonetheless have improperly applied it. Unfortunately, the judge has not given
us the benefit of his reasoning and I am therefore not in a position to read
the adjudicator’s decision in the light of that reasoning. Upon conducting my
own analysis of the adjudicator’s decision, I come to a different conclusion,
which is that the adjudicator’s decision is so deeply flawed that no amount of curial
deference justifies letting it stand.
ANALYSIS
[24]
It is
clear from the adjudicator’s reasons that he felt he could not, or felt he
should not, require the employer to provide position specific Work Descriptions.
As noted, he was of the view that this would lead to the balkanization of the
employer’s generic Work Descriptions. This view led him to suggest, in an oral
ruling pronounced at the conclusion of the hearing before him and subsequently
reproduced in his reasons for decision, that where an employee is required on
an ongoing and permanent basis to do work which is substantially outside the Work
Description applicable to his or her position, the employee’s remedy is to
apply for reclassification.
[25]
This
speaks of a relatively rigid conception of the role of an employee’s Work
Description. That view is not shared by all adjudicators. Adjudicator Galipeau
pointed out in Breckenridge and The Library of Parliament, [1996]
C.P.S.S.R.B. No. 69 (Q.L.) that:
[70] The job
description, or, to use the expression enshrined in the collective agreement,
“the statement of duties and responsibilities”, is the cornerstone of the
employment relationship between these employees and the Library of Parliament.
It is a fundamental, multipurpose document which is referred to with regard to
classification, staffing, remuneration, discipline, performance evaluation,
identification of language requirements, and career planning. It is erroneous
to limit its scope solely to use with regard to classification. It must be
sufficiently complete to lend itself to the other uses I have just mentioned.
[26]
This view
of the role of a Work Description suggests that it is a document which must
reflect the realities of the employee’s work situation since so many aspects of
the employee’s rights and obligations in the workplace are bound to his or her Work
Description.
[27]
The
adjudicator’s suggestion that reclassification is the appropriate remedy for an
employee regularly engaged in doing work beyond the scope of his or Work
Description is a particularly relevant example of this point. In argument
before us, counsel for the appellants, without contradiction from opposing
counsel, advised that a reclassification grievance will not proceed unless the
employee agrees that his or her Work Description is accurate. Consequently, a
person whose position is classified at the PM-03 level but who is regularly
working on files of complexity 20 or greater cannot apply for reclassification
unless he or she agrees that Work Description PM-0286 accurately
describes their duties and responsibilities. As we have seen, the
distinguishing characteristic of Work Description PM-0286 is the fact that the incumbent
is assigned to work on files of complexity 10. Consequently, the applicant who
seeks reclassification from PM-03 to PM-04 must agree that their job
consists of working on files of complexity 10, which effectively undercuts the
basis of their request for reclassification.
[28]
As a
result, the only way in which individual employees can access the reclassification
process is by means of a revised job description which accurately describes the
duties and responsibilities of their position. Article 56.01 of the Collective
Agreement is the mechanism by which the employee is able to demand such a job
description. An interpretation of article 56.01 which forecloses its use in the
very circumstances which give it a purpose cannot withstand even the most deferential
review by this Court.
[29]
I would
therefore allow the appeal with costs, set aside the order of the application
judge, set aside the decision of the adjudicator and remit the matter to be
decided by a different adjudicator on a basis consistent with these reasons. I
would point out that nothing in these reasons should be taken as a finding of
fact as to whether, and to what extent, the appellants are engaged in working
on files of complexity 20 or greater. That is a question for the adjudicator to
decide on the basis of the evidence which is put before him or her.
“J.D. Denis Pelletier”
“I agree
Robert Décary J.A.”
LÉTOURNEAU J.A. (Dissenting reasons)
[30]
This is an
appeal against a decision of Strayer J. (judge) who dismissed the appellants’
application for the judicial review of a decision rendered by an Adjudicator
appointed under the Public Service Staff Relations Act, R.S.C. 1985, c.
P-35 (PSSRA) to hear the appellants’ grievances regarding their job
description.
[31]
The
appellants contend that the judge erred in applying a standard of patent
unreasonableness to the review of the decision of the Adjudicator. They argue
that the appropriate standard is correctness or, in the alternative,
reasonableness. The respondent takes the position that patent unreasonableness
is the appropriate standard.
[32]
Furthermore,
the appellants submit that the Adjudicator committed reviewable errors of law
and jurisdiction in dismissing their grievances. Therefore, it was an error of
law for the judge not to intervene and correct those errors, especially after
having acknowledged that the Adjudicator took into account an irrelevant
consideration. That irrelevant consideration, it is alleged, is the impact that
the appellants’ grievances would have on the employer’s classification system
if they were allowed.
[33]
As
previously mentioned, the grievances filed by the appellants were job
description grievances. The appellants complained that the employer failed to
provide to them, upon request, the complete and current statement of the duties
and responsibilities of their position as investigator/auditor,
as required by article 56 of the Collective Agreement binding them. Article
56.01 is the relevant provision and reads:
Statement of Duties
56.01 Upon written request, an employee shall be
provided with a complete and current statement of the duties and
responsibilities of his or her position, including the classification level
and, where applicable, the point rating allotted by factor to his or her
position, and an organization chart depicting the position’s place in the
organization.
(Emphasis added)
[34]
I believe
that there is no merit in the appellants’ contention that the Adjudicator took
into account the irrelevant consideration mentioned above.
[35]
First, the
Adjudicator properly reminded the parties that what was brought in issue by
article 56.01 was a job description grievance, not a job classification
grievance over which the Board would be without jurisdiction in light of the
exclusionary provisions contained in section 7 of PSSRA.
[36]
This
precision brought by the Adjudicator was made necessary by the fact that the
appellants sought in their grievance presentations to obtain that their
“current job description be re-written to include the additional duties
identified and that [their] job description be properly point rated and classified”
(emphasis added): see the grievance presentations in the Appeal Book, at pages
271 to 282.
[37]
Then the
Adjudicator proceeded to highlight the interrelationship between job
descriptions and job classifications as well as the similarities and
differences regarding job description grievances and job classification
grievances. He also examined and compared the appropriate relief warranted in a
job classification grievance and the relief available under article 56.01
pursuant to a job description grievance. It is in this context that he pointed
out that the relief sought by the appellants was specific to their particular
situation or position and not representative of the duties and responsibilities
assumed by the members of the PM-03 investigator/auditor group across the
employer’s enterprise.
[38]
I cannot
say that the Adjudicator’s discussion of the appellants’ purpose in invoking
article 56.01, and of the resulting effect of the appellants’ claims on the
classification system, is irrelevant to the assessment and determination of
either the proper scope of that article or the relief to be afforded to
claimants pursuant to that provision. In any event, the judge did not see that
discussion as the operative paragraphs of the decision: see paragraph 15 of the
judge’s decision.
[39]
I am
satisfied, as the judge was, that the Adjudicator’s decision was in substance
“an interpretation of article 56.01 of the Collective Agreement as applied to
the facts of these particular grievances”: see the judge’s decision at
paragraph 12. That being said, I am willing to recognize, as the judge found,
that the Adjudicator’s decision contains a number of considerations that are
sources of ambiguity. However, when the decision is read as a whole, I am
satisfied that the Adjudicator addressed the question that was put to him
pursuant to article 56.01. I cannot conclude that his decision was either
unreasonable or patently unreasonable.
[40]
In view of
the conclusion that I have reached, it is therefore not necessary to decide
whether the applicable test in this case is unreasonableness simpliciter
or patent unreasonableness. I would point out, however, that this is yet
another case where this Court, the judge in his decision and the parties in
their written and oral submissions spent more time trying to ascertain the
applicable standard of review than discussing the merits of the case. In the
end, the debate focussed on reasonableness simpliciter as opposed to
patent unreasonableness, a metaphysical exercise akin to trying to determine
the sex of angels. I agree with Scurfield J. in Flin Flon School Division No. 46 v. Flin Flon
Teachers’ Assn. of the Manitoba Teachers’ Society, [2006] M.J. No. 71, at paragraph 30 that
“in practice, the compression of the two most deferential standards will
rarely, if ever, make any difference to the result”. The net advantage of this
compression would be a considerable saving of both the litigants’ and the
Courts’ time.
[41]
Furthermore,
when applicable, the standard of patent unreasonableness means that the courts
must defer to a decision rendered by an expert tribunal even if that decision
is unreasonable. The compression would also avoid this result which offends
litigants’ sense of justice.
[42]
For these
reasons, I would dismiss the appeal with costs.
“Gilles Létourneau”