SUPREME
COURT OF CANADA
Citation: Yukon Francophone School Board, Education Area #23 v.
Yukon (Attorney General), 2015 SCC 25, [2015] 2 S.C.R. 282
|
Date: 20150514
Docket: 35823
|
Between:
Yukon
Francophone School Board, Education Area #23
Appellant
and
Attorney
General of the Yukon Territory
Respondent
- and -
Attorney
General of Quebec, Attorney General of British Columbia, Attorney General for
Saskatchewan, Attorney General of the Northwest Territories, Commissioner of
Official Languages of Canada, Conseil scolaire francophone de la
Colombie-Britannique, Fédération des parents francophones de
Colombie-Britannique, Fédération des parents francophones de l’Alberta,
Fédération nationale des conseils scolaires francophones and Fédération des
communautés francophones et acadienne du Canada
Interveners
Coram: McLachlin C.J. and Abella, Rothstein, Moldaver, Karakatsanis,
Wagner and Gascon JJ.
Reasons
for Judgment:
(paras. 1 to 78)
|
Abella J. (McLachlin C.J. and Rothstein,
Moldaver, Karakatsanis, Wagner and Gascon JJ. concurring)
|
Yukon
Francophone School Board, Education Area #23
v. Yukon (Attorney General), 2015
SCC 25, [2015] 2 S.C.R. 282
Yukon Francophone School Board,
Education Area #23 Appellant
v.
Attorney General of the Yukon
Territory Respondent
and
Attorney General of Quebec,
Attorney General of British Columbia,
Attorney General for Saskatchewan,
Attorney General of the Northwest Territories,
Commissioner of Official Languages of
Canada,
Conseil scolaire francophone de la
Colombie-Britannique,
Fédération des parents francophones de
Colombie-Britannique,
Fédération des parents francophones de l’Alberta,
Fédération nationale des conseils scolaires francophones and
Fédération des communautés francophones
et acadienne du Canada Interveners
Indexed
as: Yukon Francophone School Board, Education Area #23 v. Yukon (Attorney General)
2015 SCC 25
File No.: 35823.
2015: January 21; 2015: May 14.
Present: McLachlin C.J. and Abella, Rothstein, Moldaver,
Karakatsanis, Wagner and Gascon JJ.
on appeal from the court of appeal for yukon
Courts
— Judges — Impartiality — Reasonable apprehension of bias — Allegation that judge’s
comments and interventions at trial as well as his community involvement before
and after appointment as a judge gave rise to reasonable apprehension of bias —
Whether judge’s conduct and community involvement raised reasonable
apprehension of bias.
Constitutional
law — Charter of Rights — Whether school board can unilaterally decide to admit
students who are not covered by s. 23 of the Canadian Charter of Rights and
Freedoms .
The
Yukon Francophone School Board is the first and only school board in the Yukon.
It has responsibility for one school, École Émilie-Tremblay, a French-language
school founded in 1984. In 2009, the Board sued the Yukon government for what
it claimed were deficiencies in the provision of minority language education.
The trial judge ruled in the Board’s favour on most issues.
The
Court of Appeal concluded that there was a reasonable apprehension of bias on
the part of the trial judge based on a number of incidents during the trial as
well as the trial judge’s involvement as a governor of a philanthropic
francophone community organization in Alberta. Accordingly, it ordered a new
trial except on three issues, only two of which were appealed to this Court:
the trial judge’s conclusion that, under s. 23 of the Charter , the Board
had the unilateral right to set admission criteria so as to include students who
are not covered by s. 23 ; and the trial judge’s decision that the Yukon is
required to communicate with the Board in French.
Held:
The appeal from the Court of Appeal’s conclusion that there was a reasonable
apprehension of bias requiring a new trial is dismissed, but the Board’s claims
pursuant to the Languages Act should be joined with the other issues
remitted by the Court of Appeal for determination at a new trial.
The
test for a reasonable apprehension of bias is what would a reasonable, informed
person think. The objective is to protect public confidence in the legal system
by ensuring not only the reality, but the appearance of a fair adjudicative
process. Impartiality and the absence of bias have developed as both legal and
ethical requirements. Judges are required — and expected — to approach every
case with impartiality and an open mind. Because there is a presumption of
judicial impartiality, the test for a reasonable apprehension of bias requires
a real likelihood or probability of bias. Judicial impartiality and neutrality
do not mean that a judge must have no prior conceptions, opinions or
sensibilities. Rather, they require that the judge’s identity and experiences
not close his or her mind to the evidence and issues. The reasonable
apprehension of bias test recognizes that while judges must strive for
impartiality, they are not required to abandon who they are or what they know. A
judge’s identity and experiences are an important part of who he or she is, and
neither neutrality nor impartiality is inherently compromised by them. Judges
should be encouraged to experience, learn and understand “life” — their own and
those whose lives reflect different realities. The ability to be open-minded is
enhanced by such knowledge and understanding. Impartiality thus demands not
that a judge discount or disregard his or her life experiences or identity, but
that he or she approach each case with an open mind, free from inappropriate
and undue assumptions.
In
the present case, the threshold for a finding of a reasonable apprehension of
bias has been met. In addition to several disparaging and disrespectful remarks
made by the trial judge and directed at counsel for the Yukon, several
incidents occurred which, when viewed in the circumstances of the entire trial,
lead inexorably to this conclusion.
The
first was the trial judge’s conduct during an incident where counsel for the
Yukon attempted to cross-examine a witness based on confidential information
contained in student files. After hearing some argument on the confidentiality
issue, the trial judge told counsel he would entertain additional arguments on
the matter the following day. However, he started the next day’s proceedings
with a ruling unfavourable to the Yukon and without giving the parties an
opportunity to present further argument. While this by itself is unwise, the
trial judge’s refusal to hear the Yukon’s arguments after his ruling, and his
reaction to counsel, are more disturbing. He both characterized the Yukon’s
behaviour as reprehensible and accused counsel for the Yukon of playing games.
Viewed in the context of the entire record, the trial judge’s conduct was
troubling and problematic.
The
trial judge’s treatment of the Yukon’s request to submit affidavit evidence
from a witness who had suffered a stroke was also improper. The judge accused
counsel for the Yukon of trying to delay the trial, criticized him for waiting
half-way through the trial to make the application, suggested that the incident
amounted to bad faith on the part of the government, and warned counsel for the
Yukon that he could be ordered to pay costs personally if he brought the
application. There was no basis for the accusations and criticism levelled at
counsel and, viewed in the context of the rest of the trial, this incident
provides further support for a finding of a reasonable apprehension of bias.
Moreover,
the trial judge’s refusal to allow the Yukon to file a reply on costs is highly
problematic in the overall context of the trial. After the release of his
reasons on the merits, the trial judge required each party to file their costs
submissions on the same day. To the Yukon’s surprise, the Board sought not only
solicitor-client costs, but also punitive damages and solicitor-client costs
retroactive to 2002. The trial judge’s refusal to allow the Yukon to file a
reply factum is questionable, particularly in light of the fact that the Yukon
could not have known the quantum of costs sought by the Board at the time it
filed its factum. The judge’s refusal is made all the more worrisome by his
decision to award a lump-sum payment to the Board, in addition to retroactive
costs.
All
of these incidents, taken together and viewed in their context, would lead a
reasonable and informed person to see the trial judge’s conduct as giving rise
to a reasonable apprehension of bias.
However,
the Court of Appeal erred when it concluded that the trial judge’s current
service as a governor of the Fondation franco-albertaine substantially
contributed to a reasonable apprehension of bias. Membership in an association
affiliated with the interests of a particular race, nationality, religion, or
language is not, without more, a basis for concluding that a perception of bias
can reasonably be said to arise. Canada has devoted a great deal of effort to
creating a more diverse bench. That very diversity should not operate as a
presumption that a judge’s identity closes the judicial mind.
In
the present case, it is difficult to see how, based on the evidence, one could
conclude that the Fondation franco-albertaine’s vision could be said to
“clearly align” with certain positions taken by Board in this case or that the
trial judge’s involvement in the organization foreclosed his ability to
approach this case with an open mind. Standing alone, vague statements about
the organization’s mission and vision do not displace the presumption of
impartiality. Although consideration of the trial judge’s current role as
governor of the Fondation franco-albertaine was a valid part of the contextual
bias inquiry in this case, his involvement with an organization whose functions
are largely undefined on the evidence cannot be said to give rise to a
reasonable apprehension of bias.
The
Court of Appeal’s conclusion that the Board could not unilaterally decide whom
to admit to its school should not be disturbed. There is no doubt that a
province or territory can delegate the function of setting admission criteria
for children of non-rights holders to a school board. This delegation can
include granting a minority language school board wide discretion to admit the
children of non-rights holders. In this case, however, the Yukon has not
delegated the function of setting admission criteria for the children of non-rights
holders to the Board. In the absence of any such delegation, there is no
authority for the Board to unilaterally set admission criteria which are
different from what is set out in the territorial regulation applicable to
French-language instruction.
This, however, does
not preclude the Board from claiming that the Yukon has insufficiently ensured
compliance with s. 23 , and nothing stops the Board from arguing that the
Yukon’s approach to admissions prevents the realization of s. 23 ’s purpose.
Finally, it is
unclear why the Court of Appeal decided that this case was not a suitable
vehicle for determination of rights under the Yukon’s Languages Act. The Board’s claims raise significant factual issues that may well
lead to a finding that parts of the claims were justified and should be
determined at the new trial with the benefit of a full evidentiary record.
Cases Cited
Discussed:
R. v. S. (R.D.), [1997] 3 S.C.R. 484; referred to: Committee
for Justice and Liberty v. National Energy Board, [1978] 1 S.C.R. 369; Wewaykum
Indian Band v. Canada, 2003 SCC 45, [2003] 2 S.C.R. 259; C.U.P.E. v.
Ontario (Minister of Labour), 2003 SCC 29, [2003] 1 S.C.R. 539; Miglin
v. Miglin, 2003 SCC 24, [2003] 1 S.C.R. 303, rev’g on other grounds (2001),
53 O.R. (3d) 641; Baker v. Canada (Minister of Citizenship and Immigration),
[1999] 2 S.C.R. 817; Ruffo v. Conseil de la magistrature, [1995] 4
S.C.R. 267; R. v. Lippé, [1991] 2 S.C.R. 114; Valente v. The
Queen, [1985] 2 S.C.R. 673; Cojocaru v. British Columbia Women’s
Hospital and Health Centre, 2013 SCC 30, [2013] 2 S.C.R. 357; Arsenault-Cameron
v. Prince Edward Island, [1999] 3 S.C.R. 851; Brouillard v. The Queen,
[1985] 1 S.C.R. 39; Jones v. National Coal Board, [1957] 2 All
E.R. 155; Take and Save Trading CC v. Standard Bank of SA Ltd., 2004 (4)
S.A. 1; South African Commercial Catering and Allied Workers Union v. Irvin
& Johnson Ltd. (Seafoods Division Fish Processing), 2000 (3) S.A. 705; Locabail
(U.K.) Ltd. v. Bayfield Properties Ltd., [2000] Q.B. 451; Mahe v. Alberta, [1990] 1 S.C.R. 342; Quebec
(Education, Recreation and Sports) v. Nguyen, 2009 SCC 47, [2009] 3 S.C.R.
208; Attorney General of Quebec v. Quebec Association of Protestant School
Boards, [1984] 2 S.C.R. 66; Solski (Tutor of) v. Quebec (Attorney
General), 2005 SCC 14, [2005] 1 S.C.R. 201; Conseil scolaire
francophone de la Colombie-Britannique v. British Columbia, 2013 SCC 42, [2013]
2 S.C.R. 774.
Statutes and Regulations Cited
Access to Information and Protection of Privacy Act, R.S.Y. 2002, c. 1.
Alberta Act, S.C. 1905, c. 3 (reprinted
in R.S.C. 1985, App. II, No. 20), s. 17.
Canadian Charter of Rights and Freedoms,
s. 23 .
Constitution Act, 1867, ss. 93 , 93A .
Constitution Act, 1982, s. 59 .
Constitution Amendment, 1997 (Quebec),
SI/97-141, s. 1.
Constitution Amendment, 1998 (Newfoundland Act), SI/98-25, s. 1(2).
Education
Act, R.S.O. 1990, c. E.2, s. 293.
Education Act, R.S.Y. 2002, c. 61.
Education
Act, 1995, S.S. 1995, c. E-0.2, s. 144.
French
First Language Instruction Regulations, P.E.I. Reg. EC480/98, s. 10.
French Language Instruction Regulation,
Y.O.I.C. 1996/99, ss. 2, 9.
Languages Act, R.S.Y. 2002, c. 133, s. 6.
Manitoba Act, 1870, S.C. 1870, c. 3
(reprinted in R.S.C. 1985, App. II, No. 8), s. 22.
Northwest
Territories Act , S.C. 2014, c. 2 [as en. by the Northwest Territories
Devolution Act , S.C. 2014, c. 2, s. 2 ], s. 18(1) (o).
Nunavut
Act, S.C. 1993, c. 28, s. 23(1) (m).
Public
Schools Act, R.S.M. 1987, c. P250, s. 21.15(5).
Saskatchewan Act, S.C. 1905, c. 42
(reprinted in R.S.C. 1985, App. II, No. 21), s. 17.
School
Act, R.S.B.C. 1996, c. 412, s. 166.24.
Yukon
Act, S.C. 2002, c. 7, s. 18(1)(o).
Authors Cited
Barak, Aharon. The Judge in a Democracy. Princeton: Princeton
University Press, 2006.
Canadian Judicial Council. Commentaries
on Judicial Conduct. Cowansville, Que.: Yvon Blais,
1991.
Canadian Judicial Council. Ethical Principles for Judges.
Ottawa: The Council, 1998.
Cardozo, Benjamin N. The Nature of the Judicial Process. New
Haven: Yale University Press, 1921.
Laskin, Bora. “The Common Law is Alive and Well — And, Well?”
(1975), 9 L. Soc’y Gaz. 92.
Minow, Martha. “Stripped Down Like a Runner or Enriched by
Experience: Bias and Impartiality of Judges and Jurors” (1992), 33 Wm. &
Mary L. Rev. 1201.
Webber, Jeremy. “The Limits to Judges’ Free Speech: A Comment on the
Report of the Committee of Investigation into the Conduct of the Hon. Mr
Justice Berger” (1984), 29 McGill L.J. 369.
APPEAL
from a judgment of the Yukon Court of Appeal (Groberman, Bennett and MacKenzie JJ.A.),
2014 YKCA 4, 351 B.C.A.C. 216, 599 W.A.C. 216, [2014] Y.J. No. 6 (QL), 2014
CarswellYukon 10 (WL Can.), setting aside a decision of Ouellette J., 2011 YKSC
57, [2011] Y.J. no132 (QL), 2011 CarswellYukon 67 (WL Can.), and
ordering a new trial. Appeal largely dismissed.
Roger J. F. Lepage, Francis P. Poulin and André Poulin-Denis, for the appellant.
François Baril, Maxime Faille and Mark Pindera, for the respondent.
Dominique A. Jobin, for the intervener the
Attorney General of Quebec.
Karrie Wolfe, for the intervener the Attorney General of British Columbia.
Alan F. Jacobson and Barbara
C. Mysko,
for the intervener the Attorney General for Saskatchewan.
Guy Régimbald, for the intervener the Attorney
General of the Northwest Territories.
Pascale Giguère and Mathew Croitoru, for the intervener the Commissioner
of Official Languages of Canada.
Robert W. Grant, Q.C., Maxine Vincelette and David P. Taylor, for the interveners Conseil
scolaire francophone de la Colombie-Britannique and Fédération des parents
francophones de Colombie-Britannique.
Nicolas M. Rouleau and Sylvain Rouleau, for the intervener Fédération
des parents francophones de l’Alberta.
Mark C. Power and Justin Dubois, for
the interveners Fédération nationale des conseils scolaires francophones and
Fédération des communautés francophones et acadienne du Canada.
The judgment of the Court was
delivered by
[1]
Abella J. — After a trial involving claims by the
Yukon Francophone School Board about minority language education rights, the
trial judge found that the Yukon government had failed to comply with its
obligations under s. 23 of the Canadian Charter of Rights and Freedoms .
Based largely on the conduct of the trial judge, the Court of Appeal concluded
that there was a reasonable apprehension of bias and ordered a new trial. That
conduct is at the centre of this appeal.
Background
[2]
The Yukon Francophone School Board was
established in 1996 and is the first and only school board in the Yukon. Public
schools are generally administered directly by the Yukon government in
consultation with school councils. Under the Education Act, R.S.Y. 2002,
c. 61, school boards have considerably more authority than school councils. The
Yukon Francophone School Board has responsibility for one school, École
Émilie-Tremblay, a French-language school founded in 1984.
[3]
In 2009, the Board sued the Yukon government for
what it claimed were deficiencies in the provision of minority language
education. The trial took place in two phases. A number of incidents occurred
during the trial which set the stage for the bias argument in the Court of
Appeal. It is worth noting that, even during the course of the trial, the Yukon
was concerned about bias and brought a recusal motion on the ground that
certain comments and decisions by the trial judge, as well as his involvement
in the francophone community in Alberta both before and during his time as a
judge, gave rise to a reasonable apprehension of bias. The trial judge
dismissed the motion, finding that many of the acts complained of by the Yukon
were procedural in nature and involved decisions of a discretionary nature. He
also concluded that his involvement in the francophone community created no
reasonable apprehension of bias, observing that counsel for the Yukon did not
raise the issue when the case was assigned nor at an earlier point in the
proceedings.
[4]
The trial judge’s decision on the merits touched
on a number of issues, only two of which remain relevant in this appeal. He
concluded that the Yukon had failed to give the Board adequate management and
control of French-language education in accordance with s. 23 of the Charter
and the Education Act, and that the Board had the authority to determine
which students would be admitted to the French school, including those not
expressly contemplated by s. 23 of the Charter . He also ordered the
Yukon to communicate with and provide services to the Board in French, in
compliance with s. 6 of the Languages Act, R.S.Y. 2002, c. 133. The
Yukon government appealed.
[5]
On appeal, the Court of Appeal noted that an
apprehension of bias can arise either from what a judge says or does during a
hearing, or from extrinsic evidence showing that the judge is likely to have
strong predispositions preventing him or her from impartially considering the
issues in the case. After reviewing the transcript and the trial judge’s
written rulings, the Court of Appeal concluded that, based on a number of
incidents as well as on the trial judge’s involvement in the francophone
community, the threshold for a finding that there was a reasonable apprehension
of bias had been met. It referred to a number of problematic occurrences during
the trial.
[6]
The first related to an incident involving the
confidentiality of student files. At one point during the trial, counsel for
the Yukon, using information in student files, attempted to cross-examine a
parent who testified that his children had transferred from the French school
because it lacked special needs resources. Counsel for the Board objected,
arguing in part that the files were confidential.
[7]
The trial judge heard general submissions on the
issue and expressed concern that the Yukon may have breached its
confidentiality obligations by sharing the files with its counsel. He
indicated, however, that the issue was very important and that he would
entertain additional arguments the following morning. The next morning, rather
than invite further submissions, the trial judge instead immediately commenced
the proceedings by ruling that, by sharing the files, the Yukon appeared to
have violated the Education Act and the Access to Information and
Protection of Privacy Act, R.S.Y. 2002, c. 1. In the trial judge’s view,
such conduct was [translation]
“objectionable and reprehensible”.
[8]
After the ruling, counsel for the Yukon, who had
intended to present further argument on the issue, reminded the trial judge
that he had indicated the previous day that he would entertain additional
submissions. The trial judge, however, refused to hear further argument,
instead repeatedly asking counsel whether he had obtained consent to use the
files. When counsel reminded the judge that both parties had disclosed many
student records during the discovery process, the trial judge accused him of
playing games.
[9]
In reviewing the incident, the Court of Appeal
found that although there was no obvious explanation for the trial judge’s
decision to start the proceedings before hearing from counsel with a ruling
suggesting that the Yukon had breached its confidentiality obligations by
sharing the files, this by itself did not necessarily reflect an animus against
the Yukon and its counsel. But his reaction to counsel’s
subsequent attempt to raise concerns and draw his attention to statutory
provisions which had been overlooked, was more troubling. In
the Court of Appeal’s view, “[i]t [did] not appear that the judge’s questions
were genuinely directed at obtaining information; rather the impression left by
the transcript is that the judge was, in effect, taunting counsel.”
[10]
Similarly, when another issue involving the
confidentiality of student files arose again later in the trial, the Court of
Appeal found that the trial judge’s criticism that counsel’s submissions lacked
conviction and sincerity, was not justified. It was also concerned more
generally that the trial judge’s treatment of counsel “with a lack of respect
on many occasions during the trial” contributed to the conclusion that there
was a reasonable apprehension of bias.
[11]
In another rebuke, the Court of Appeal was of
the view that the trial judge’s treatment of the Yukon’s request to submit
affidavit evidence from one of its witnesses was unwarranted. The Yukon
anticipated calling Gordon DeBruyn, an employee with the Department of
Education, to testify at the trial. Mr. DeBruyn, however, suffered a stroke
just before the trial was to begin. The trial judge refused to grant the Yukon
an adjournment, deciding instead to divide the trial into two phases, with the
issues related to Mr. DeBruyn’s anticipated evidence deferred to the second
phase.
[12]
Shortly after the second phase of the trial
began, counsel for the Yukon told the trial judge that he would be seeking to
submit the evidence of Mr. DeBruyn by affidavit because he had not yet fully
recovered from his stroke. A letter from a speech pathologist confirmed that
Mr. DeBruyn continued to experience mild residual aphasia and that being
confronted with questions during cross-examination could cause stress that
would exacerbate his communication difficulties.
[13]
Criticizing counsel for not having determined
the witness’s condition earlier, the trial judge saw no basis for granting the
request based on the letter from the speech pathologist. He noted that Mr.
DeBruyn had returned to work and was present in the courtroom, and questioned
whether he was, in fact, a necessary witness. While he told counsel that he
could still bring the application, he also warned him that it could be viewed
as an attempt to cause a delay in the proceedings which could result in an
order for costs against him personally. Counsel accordingly decided not to make
the application and Mr. DeBruyn did not testify. In describing the situation in
his subsequent costs ruling, the trial judge found that the incident amounted
to bad faith on the Yukon’s part.
[14]
The Court of Appeal disagreed. It found that
there was no basis for concluding that Mr. DeBruyn was not an important witness
or, given Mr. DeBruyn’s ongoing recovery from his stroke, for criticizing
counsel for waiting until the beginning of the second phase before indicating
that he would be seeking to submit affidavit evidence. In accusing counsel of
engaging in delaying tactics and threatening him with a personal order for
costs, the trial judge’s conduct was suggestive of bias.
[15]
Moreover, the Court of Appeal found the trial
judge’s refusal to allow the Yukon to file reply costs submissions and his
procedure for awarding costs to be “grossly unfair”. After the release of his
reasons on the merits, the trial judge gave each party 14 days to make costs
submissions, to be submitted at the same time. When the Yukon got the Board’s
submissions, it asked the trial judge if it could file a reply because the
Board sought not only solicitor-client costs, but, in addition, [translation] “punitive
costs” and costs retroactive to 2002. The trial judge refused the request to
make further submissions, instead asking the government provide him with [translation] “the
details of and schedule for the concessions [the Yukon] will still make to the
[Board]”. Based in part on his view that the evidence demonstrated bad faith
and numerous breaches of s. 23 of the Charter , the trial judge awarded
the Board $969,190 in costs on a solicitor-client basis as well as an
additional “lump sum” of $484,595 (50% of the
solicitor-client costs).
[16]
The Court of Appeal set aside the costs order.
Acknowledging that a reasonable apprehension of bias with respect to the costs proceeding
did not necessarily amount to a reasonable apprehension of bias at trial, it
was nonetheless of the view that the Yukon should have been given the
opportunity to reply because it could not reasonably have anticipated the
unusually expansive costs claim advanced by the Board.
[17]
As for the Yukon’s bias argument about the trial
judge’s involvement in the francophone community in Alberta, the Court of
Appeal concluded that the trial judge’s background before becoming a
judge did not raise a reasonable apprehension of bias:
The fact that the judge in this case had experience
in the provision of minority language education was, in fact, a positive
attribute. He was able to approach the issues with important insights gained
from his experience. [para. 181]
[18]
On the other hand, the Court of Appeal found his
involvement as a governor of the Fondation franco-albertaine while he was a
judge on this case to be inappropriate. The Fondation franco-albertaine
promoted a particular vision of the francophone community which, according to
the Court of Appeal, would “clearly align it with some of the positions
taken by the [Board] in this case”. If the trial judge wanted
to remain involved in the Fondation franco-albertaine, he had to refrain from
sitting on cases such as the one under appeal. While there was nothing in the
record suggesting that the Yukon knew or ought to have known about the judge’s
background, in the Court of Appeal’s view, parties are not expected to research
a judge’s history and are entitled to assume that the judge will disclose
anything of relevant concern about his or her background.
[19]
Ultimately, the Court of Appeal concluded that
the trial judge’s conduct during the trial and his association with the Fondation
franco-albertaine gave rise to a reasonable apprehension of bias. A new trial
was therefore ordered on most issues. The Court of Appeal, however, did not
send back all the legal issues, making determinations about two of them which
were appealed to this Court. First, it held that the trial judge erred in
interpreting s. 23 of the Charter to give the Board the unilateral right
to set admission criteria so as to include students who are not covered by s.
23 . Second, it concluded that the trial judge erred in ordering all of the
Yukon’s communications with the Board to be in French since, in its view, the
s. 6 Languages Act claims were not appropriately part of the litigation.
Analysis
[20]
The test for a reasonable apprehension of bias
is undisputed and was first articulated by this Court as follows:
. . . what would an
informed person, viewing the matter realistically and practically — and having
thought the matter through — conclude. Would he think that it is more likely
than not that [the decision-maker], whether consciously or unconsciously, would
not decide fairly. [Citation omitted.]
(Committee
for Justice and Liberty v. National Energy Board, [1978] 1 S.C.R. 369, at
p. 394, per de Grandpré J. (dissenting))
[21]
This test — what would a reasonable, informed
person think — has consistently been endorsed and clarified by this Court:
e.g., Wewaykum Indian Band v. Canada, [2003] 2 S.C.R. 259, at para. 60; C.U.P.E.
v. Ontario (Minister of Labour), [2003] 1 S.C.R. 539, at para. 199; Miglin
v. Miglin, [2003] 1 S.C.R. 303, at para. 26; Baker v. Canada (Minister
of Citizenship and Immigration), [1999] 2 S.C.R. 817, at para. 46; R. v.
S. (R.D.), [1997] 3 S.C.R. 484, at para. 11, per Major J., at para. 31, per L’Heureux-Dubé and McLachlin JJ., at para. 111, per Cory J.;
Ruffo v. Conseil de la magistrature, [1995] 4 S.C.R. 267, at para. 45; R. v. Lippé, [1991] 2 S.C.R. 114, at p. 143; Valente
v. The Queen, [1985] 2 S.C.R. 673, at p. 684.
[22]
The objective of the test is to ensure not only
the reality, but the appearance of a fair adjudicative process. The
issue of bias is thus inextricably linked to the need for impartiality. In
Valente, Le Dain J. connected the dots from an absence of bias to
impartiality, concluding “[i]mpartiality refers to a state of mind or
attitude of the tribunal in relation to the issues and the parties in a
particular case” and “connotes absence of bias, actual or perceived”: p. 685.
Impartiality and the absence of the bias have developed as both legal and ethical
requirements. Judges are required — and expected — to approach every case with
impartiality and an open mind: see S. (R.D.), at para. 49, per
L’Heureux-Dubé and McLachlin JJ.
[23]
In Wewaykum, this Court confirmed the
requirement of impartial adjudication for maintaining public confidence in the
ability of a judge to be genuinely open:
. . . public
confidence in our legal system is rooted in the fundamental belief that those
who adjudicate in law must always do so without bias or prejudice and must be
perceived to do so.
The essence of
impartiality lies in the requirement of the judge to approach the case to be
adjudicated with an open mind. [Emphasis added; paras. 57-58.]
[24]
Or, as Jeremy Webber observed, “impartiality is
a cardinal virtue in a judge. For adjudication to be accepted, litigants must
have confidence that the judge is not influenced by irrelevant considerations
to favour one side or the other”: “The Limits to Judges’ Free Speech: A Comment
on the Report of the Committee of Investigation into the Conduct of the Hon. Mr
Justice Berger” (1984), 29 McGill L.J. 369, at p. 389.
[25]
Because there is a strong presumption of
judicial impartiality that is not easily displaced (Cojocaru v. British
Columbia Women’s Hospital and Health Centre, [2013] 2 S.C.R. 357, at para.
22), the test for a reasonable apprehension of bias requires a “real likelihood
or probability of bias” and that a judge’s individual comments during a trial
not be seen in isolation: see Arsenault-Cameron v. Prince Edward Island,
[1999] 3 S.C.R. 851, at para. 2; S. (R.D.), at para. 134, per Cory J.
[26]
The inquiry into whether a decision-maker’s
conduct creates a reasonable apprehension of bias, as a result, is inherently
contextual and fact-specific, and there is a correspondingly high burden of
proving the claim on the party alleging bias: see Wewaykum, at para. 77;
S. (R.D.), at para. 114, per Cory J. As Cory J. observed in S. (R.D.):
. . . allegations of
perceived judicial bias will generally not succeed unless the impugned conduct,
taken in context, truly demonstrates a sound basis for perceiving that a
particular determination has been made on the basis of prejudice or
generalizations. One overriding principle that arises from these cases is that
the impugned comments or other conduct must not be looked at in isolation.
Rather it must be considered in the context of the circumstances, and in
light of the whole proceeding. [Emphasis added; para. 141.]
[27]
That said, this Court has recognized that a
trial judge’s conduct, and particularly his or her interventions, can rebut the
presumption of impartiality. In Brouillard v. The Queen, [1985] 1 S.C.R.
39, for example, the trial judge had asked a defence witness almost sixty
questions and interrupted her more than ten times during her testimony. He also
asked the accused more questions than both counsel, interrupted him dozens of
times, and subjected him and another witness to repeated sarcasm. Lamer J.
noted that a judge’s interventions by themselves are not necessarily reflective
of bias. On the contrary,
it is clear that judges are no
longer required to be as passive as they once were; to be what I call sphinx
judges. We now not only accept that a judge may intervene in the adversarial
debate, but also believe that it is sometimes essential for him to do so for
justice in fact to be done. Thus a judge may and sometimes must ask witnesses
questions, interrupt them in their testimony and if necessary call them to
order. [p. 44]
[28]
On the other hand, Lamer J. endorsed and applied
the following cautionary comments of Lord Denning in Jones v. National
Coal Board, [1957]
2 All E.R. 155 (C.A.):
Nevertheless,
we are quite clear that the interventions, taken together, were far more than
they should have been. In the system of trial which we have evolved in this
country, the judge sits to hear and determine the issues raised by the parties,
not to conduct an investigation or examination on behalf of society at large . . . .
[p. 159]
(See also Take and
Save Trading CC v. Standard Bank of SA Ltd., 2004 (4) S.A. 1 (S.C.A.), at
para. 4.)
[29]
Although Lamer J. was not convinced that the
trial judge was actually biased, there was enough doubt in his mind to conclude
that a new trial was warranted in the circumstances of the case.
[30]
In Miglin, another case where the
allegation of bias arose because of the trial judge’s interventions, this Court
agreed with the Court of Appeal for Ontario that while many of the trial
judge’s interventions were unfortunate and reflected impatience with one of the
witnesses, the high threshold necessary to establish a reasonable apprehension
of bias had not been met. The Court of Appeal observed:
The principle [that the
grounds for an apprehension of bias must be substantial] was adopted and
amplified in R. v. S. (R.D.), [1997] 3 S.C.R. 484, . . . to
reflect the overriding principle that the judge’s words and conduct must
demonstrate to a reasonable and informed person that he or she is open to the
evidence and arguments presented. The threshold for bias is a high one because
the integrity of the administration of justice presumes fairness, impartiality
and integrity in the performance of the judicial role, a presumption that can
only be rebutted by evidence of an unfair trial. Where, however, the
presumption is so rebutted, the integrity of the justice system demands a new
trial.
The assessment of judicial
bias is a difficult one. It requires a careful and thorough review of the
proceedings, since the cumulative effect of the alleged improprieties is more
relevant than any single transgression . . . . [Citations
omitted; (2001), 53 O.R. (3d) 641, at paras. 29-30.]
[31]
As for how to assess the impact of a judge’s
identity, experiences and affiliations on a perception of bias, Cory J.’s
comments in S. (R.D.) helpfully set the stage:
Regardless of their background,
gender, ethnic origin or race, all judges owe a fundamental duty to the
community to render impartial decisions and to appear impartial. It follows
that judges must strive to ensure that no word or action during the course of
the trial or in delivering judgment might leave the reasonable, informed person
with the impression that an issue was predetermined or that a question was
decided on the basis of stereotypical assumptions or generalizations. [para.
120]
[32]
But it is also important to remember the words
of L’Heureux-Dubé and McLachlin JJ. in S. (R.D.), where they
compellingly explained the intersecting relationship between a judge’s
background and the judicial role:
. . . judges in
a bilingual, multiracial and multicultural society will undoubtedly approach
the task of judging from their varied perspectives. They will certainly have
been shaped by, and have gained insight from, their different experiences, and
cannot be expected to divorce themselves from these experiences on the occasion
of their appointment to the bench. In fact, such a transformation would deny
society the benefit of the valuable knowledge gained by the judiciary while
they were members of the Bar. As well, it would preclude the achievement of a
diversity of backgrounds in the judiciary. The reasonable person does not
expect that judges will function as neutral ciphers; however, the reasonable
person does demand that judges achieve impartiality in their judging.
It is apparent, and a reasonable person
would expect, that triers of fact will be properly influenced in their
deliberations by their individual perspectives on the world in which the events
in dispute in the courtroom took place. Indeed, judges must rely on their
background knowledge in fulfilling their adjudicative function. [paras. 38-39]
[33]
Judicial impartiality and neutrality do not mean
that a judge must have no prior conceptions, opinions or sensibilities. Rather,
they require that the judge’s identity and experiences not close his or her
mind to the evidence and issues. There is, in other words, a crucial difference
between an open mind and empty one. Bora Laskin noted that the strength of the
common law lies in part in the fact that
the judges who administer it
represent in themselves and in their work a mix of attitudes and a mix of
opinions about the world in which they live and about the society in which they
carry on their judicial duties. It is salutary that this is so, and eminently
desirable that it should continue to be so.
(“The
Common Law is Alive and Well — And, Well?” (1975), 9 L. Soc’y Gaz. 92,
at p. 99)
[34]
The reasonable apprehension of bias test
recognizes that while judges “must strive for impartiality”, they are not
required to abandon who they are or what they know: S. (R.D.), at para.
29, per L’Heureux-Dubé and McLachlin JJ.; see also S. (R.D.), at para.
119, per Cory J. A judge’s identity and experiences are an important part of
who he or she is, and neither neutrality nor impartiality is inherently
compromised by them. Justice is the aspirational application of law to life.
Judges should be encouraged to experience, learn and understand “life” — their
own and those whose lives reflect different realities. As Martha Minow
elegantly noted, the ability to be open-minded is enhanced by such knowledge
and understanding:
None of us can know anything
except by building upon, challenging, responding to what we already have known,
what we see from where we stand. But we can insist on seeing what we are used
to seeing, or else we can try to see something new and fresh. The latter is the
open mind we hope for from those who judge, but not the mind as a sieve without
prior reference points and commitments. We want judges and juries to be
objective about the facts and the questions of guilt and innocence but
committed to building upon what they already know about the world, human
beings, and each person’s own implication in the lives of others. Pretending
not to know risks leaving unexamined the very assumptions that deserve
reconsideration.
(“Stripped Down Like
a Runner or Enriched by Experience: Bias and Impartiality of Judges and Jurors”
(1992), 33 Wm. & Mary L. Rev. 1201, at p. 1217)
[35]
This recognition was reinforced by Cameron A.J.
of the Constitutional Court of South Africa in South African Commercial
Catering and Allied Workers Union v. Irvin & Johnson Ltd. (Seafoods Division
Fish Processing), 2000 (3) S.A. 705:
. . . “absolute
neutrality” is something of a chimera in the judicial context. This is because
Judges are human. They are unavoidably the product of their own life
experiences and the perspective thus derived inevitably and distinctively
informs each Judge’s performance of his or her judicial duties. But colourless neutrality stands in
contrast to judicial impartiality . . . . Impartiality is that
quality of open-minded readiness to persuasion — without unfitting adherence to
either party or to the Judge’s own predilections, preconceptions and personal
views — that is the keystone of a civilised system of adjudication.
Impartiality requires, in short, “a mind open to persuasion by the evidence and
the submissions of counsel”; and,
in contrast to neutrality, this is an absolute requirement in every judicial
proceeding. [Citations omitted; para. 13.]
[36]
Impartiality thus demands not that a judge
discount or disregard his or her life experiences or identity, but that he or
she approach each case with an open mind, free from inappropriate and undue
assumptions. It requires judges “to recognize, consciously allow for,
and perhaps to question, all the baggage of past attitudes and sympathies”:
Canadian Judicial Council, Commentaries on Judicial Conduct (1991), at
p. 12. As Aharon Barak has observed:
The judge must be capable
of looking at himself from the outside and of analyzing, criticizing, and
controlling himself. . . .
The judge is a product
of his times, living in and shaped by a given society in a given era. The purpose
of objectivity is not to sever the judge from his environment [or] to rid a
judge of his past, his education, his experience, his belief, or his values.
Its purpose is to encourage the judge to make use of all of these personal
characteristics to reflect the fundamental values of the society as faithfully
as possible. A person who is appointed as a judge is neither required nor able
to change his skin. The judge must develop sensitivity to the dignity of his
office and to the restraints that it imposes. [Footnote omitted.]
(The
Judge in a Democracy (2006), at pp. 103-4)
[37]
But whether dealing with judicial conduct in the
course of a proceeding or with “extra-judicial” issues like a judge’s identity,
experiences or affiliations, the test remains
whether a reasonable and informed
person, with knowledge of all the relevant circumstances, viewing the matter
realistically and practically, would conclude that the judge’s conduct gives
rise to a reasonable apprehension of bias . . . . [T]he
assessment is difficult and requires a careful and thorough examination of the
proceeding. The record must be considered in its entirety to determine the
cumulative effect of any transgressions or improprieties. [Citations omitted; Miglin,
at para. 26.]
[38]
Applying this test to the trial judge’s conduct
throughout the proceedings, I agree with the Court of Appeal that the threshold
for a finding of a reasonable apprehension of bias has been met.
[39]
As noted, the Court of Appeal identified
several incidents which, when viewed in the circumstances of the entire trial,
lead inexorably to this conclusion. The first was the trial judge’s conduct
during the incident relating to the confidentiality of student files. When a
parent testified that two of his children had left the school as a result of
the school’s lack of resources for addressing special needs, counsel for the
Yukon attempted to cross-examine the parent based on information in the
children’s school files. Counsel for the Board objected, primarily on the
grounds that the files were confidential, leading the trial judge to express
concern that the Yukon may have breached the students’ confidentiality rights
by sharing the information with its counsel:
[translation]
THE COURT: My concern and my
more direct point, I’ll say it again, is the basic fact that you may have taken
improper advantage of having obtained confidential documents without the
witness’s permission.
[40]
Both parties had already made extensive use of
information from student files. The trial judge, after hearing some argument
after the confidentiality issue was raised, said that he would await further
argument the following morning because he thought the issue was a very serious
one:
[translation]
THE COURT: . . . However, I believe
you are -- I’ll wait for the, for further argument tomorrow morning about the
access your client gave to confidential documents. I think there’s a much more
fundamental issue involved here, namely whether you should have. And then,
since you’ve done it, what are the consequences? If it’s something your client
did that it shouldn’t have done. And so with that, we’ll start again tomorrow
morning.
[41]
The next morning, and before any argument, the
trial judge ruled that the Yukon appeared to have violated the Education Act
and the Access to Information and Protection of Privacy Act,
characterizing its behaviour as [translation]
“objectionable and reprehensible”. Immediately after the unexpected ruling,
counsel for the Yukon asked to make further submissions:
[translation]
MR. FAILLE: Before, before
the witness is recalled, I’d like to make submissions, Your Honour, if I may.
THE COURT: About
what?
MR. FAILLE: About
what you just said, Your Honour.
THE COURT: No.
MR. FAILLE: I would’ve liked
to be able to make submissions before you could make the decision you just
made, because, with all due respect, we believe that, that there’s no legal
basis for it and, and I -- I had assumed that this morning we’d be able to make
submissions about this. That was what I’d understood from what you said yesterday
afternoon.
[42]
When counsel for the Yukon tried to draw the trial judge’s
attention to certain provisions of the Education Act and the Access
to Information and Protection of Privacy Act in support of his position,
the trial judge asked counsel if he had obtained consent to use the files and
refused to hear additional arguments:
[translation]
MR. FAILLE: . . .
We’ve done legal research into this. We’re perfectly familiar with the
provisions of section 20 of the Education Act. We’re also familiar with
the provisions of the Access to Information Act , section 2 of which
provides:
This act does not limit the
information available by law to a party to a proceeding in court or before an
adjudicative body.
THE COURT: I have a
question.
MR. FAILLE: Yes.
THE COURT: Did you
or your client, did you obtain the permission required by section 20,
subsection 3, of the Education Act?
MR. FAILLE: We’re
saying, Your Honour, that permission --
THE COURT: Yes or
no.
MR. FAILLE: Your
Honour, we believe --
THE COURT: The
answer is no?
MR. FAILLE: Your
Honour, the answer is that permission is implied, that confidentiality is
waived. We know very well that the information is confidential and, if I may,
Your Honour, I’d like to make submissions on this point.
THE COURT: No. I’ve made my
ruling, and if you don’t want to give a direct answer about whether you
obtained permission from the parents, from either of them, or from [the older
child], as he seems to be 17 years old now, for the children’s student records
to be used in -- not for the purposes contemplated in the section but for the
trial, I don’t need to hear any other submissions.
[43]
When counsel for the Yukon suggested that the
Board may have breached its confidentiality obligations as well, the trial
judge acknowledged this possibility and then accused counsel of playing games:
[translation]
MR.
FAILLE: In that case, Your Honour, if I may, Ms. Taillefer, in the context of
this case, gave us 170 student registration forms, which are also -- part of
the student record. With the name of the physician of each student registered
at École Émilie-Tremblay, the health insurance number, medical information
about each student. That is what was given to us by the plaintiff in the
context of this case without the parents’ written permission. Is the plaintiff
also guilty under section 20?
THE
COURT: Maybe. Maybe.
MR.
FAILLE: I think maybe so, in fact, because there was no reason to do so. We did
so because we didn’t raise the question of confidentiality. The first person to
raise questions of confidentiality about medical information, dealing with [the
two children], was the witness. It wasn’t us, and we believe we’re entitled to
defend ourselves against the allegations that have been made against us, and
the law on this is clear. That when the question of medical questions is
raised, that the opposing party is entitled to, that the, the right to
confidentiality is implicitly waived as a result. I would’ve made submissions
on this point, but you say, Your Honour, that you are -- that you don’t want to
allow it, but before you find the defendant’s conduct improper, I would like to
file in evidence the 170 student registration forms sent to the defendant by
Ms. Taillefer, clearly in violation of section 20 of the Act. Unless it’s
decided instead that, in the context of this case, there’s information that’s
going, that’ll be shared.
THE
COURT: It seems to me that a little game is being played here.
MR. FAILLE: It’s not
a game, Your Honour. It’s not a game.
[44]
The Court of Appeal criticized the trial judge
for telling counsel he would entertain additional arguments on the matter the
next day, yet starting the proceedings with his ruling without giving the
parties any opportunity to present further argument. While this by itself is
unwise, his refusal to hear the Yukon’s arguments after his ruling, and
his reaction to counsel, were more disturbing. Viewed in the context of
the entire record, the Court of Appeal properly concluded that the trial
judge’s conduct was troubling and problematic.
[45]
The Court of Appeal also held that the trial
judge’s conduct was improper in connection with the Yukon’s request to submit
affidavit evidence from Mr. DeBruyn, the witness who had suffered a stroke.
When counsel for the Yukon advised the trial judge early in the second phase of
the trial that he intended to bring an application to have the evidence
admitted by affidavit but had not yet completed the supporting documentation,
the trial judge asked to see the letter circulating among the lawyers from a
speech pathologist explaining Mr. DeBruyn’s condition. The letter stated in
part:
Although Mr. DeBruyn has
recovered extremely well, he continues to experience mild residual aphasia.
Aphasia is a language difficulty that can affect a person’s understanding of
spoken and/or written language as well as verbal and/or written expression. Mr.
DeBruyn continues to make paraphasic speech errors occasionally; that is, he
sometimes uses an unintended word related in meaning or form to the intended
word.
Feeling stressed or nervous and
being presented with questions verbally in a courtroom situation may exacerbate
Mr. DeBruyn’s communication difficulties during his cross examination. He may
hence make aphasic speaking errors. Therefore, it is recommended that Mr.
DeBruyn be given questions in writing instead of being questioned in a courtroom.
It would also be helpful, if Mr. DeBruyn could write down his responses and
review them several times before being asked to submit his answers. This will
allow him to confirm their accuracy and correct any potential language errors.
[46]
After reviewing the letter and asking counsel
about the process for communicating information to include in the affidavit,
the trial judge questioned whether Mr. DeBruyn was even a necessary witness.
When counsel for the Yukon explained that Mr. DeBruyn was in charge of
education facilities and could testify about how decisions concerning the
school’s facilities were made, including the Board’s role in such decisions,
the trial judge continued to express skepticism about the necessity of having
Mr. DeBruyn testify:
[translation]
THE COURT: So you’re telling
me, as an officer of the court, that Mr. DeBruyn is the only person at the
Department of Education who has knowledge of this information?
MR. FAILLE: I think I’ve told
you, Your Honour, to the best of my knowledge and as an officer of the court,
what the information is, what sharing there is, what the responsibility is for
the information. I did say that Mr. DeBruyn was, as far as I know, the primary
person involved, that he wasn’t the only person involved. So it’s a matter of
knowing what -- will it be helpful for the Court to receive that information
without it being the only information? We also intended to call Mr. Callas
anyway to add to Mr. DeBruyn’s evidence and also so Mr. Lepage could cross-examine
a witness on that question.
[47]
The trial judge then noted that in seeking an adjournment at the
beginning of the trial, counsel had stated that Mr. DeBruyn was not only an
essential witness in the trial itself, he was a necessary advisor to the
government during the proceedings. When counsel told the trial judge that Mr.
DeBruyn was in the courtroom and advising him, the trial judge expressed
surprise that counsel had not informed him of Mr. DeBruyn’s presence.
[48]
The trial judge then returned to the letter and asked counsel
about the other steps he had taken earlier to ascertain Mr. DeBruyn’s medical
condition and ability to testify:
[translation]
THE COURT: . . . So
this letter is dated January 17, 2011. It had been known since May, or at least
the end of June, that we were coming back here on January 17. What other steps
were taken before that date, the first day of the trial, to obtain reports
concerning Mr. DeBruyn’s ability or inability to testify?
MR. FAILLE: No other steps
were taken, Your Honour. We wanted to wait and see what his state of health
was. And at that time, if it turned out that he wasn’t able to testify, to
bring the motion that -- that we’ve said we might bring.
THE COURT: You didn’t make
any preparations to find out which witnesses you’d have to call, knowing that
he was the main witness, before January 17, the first day of this trial? To
find out whether he could testify?
MR. FAILLE: Well, it’s that
we were expecting it to be, to be Mr. DeBruyn, if he was able to testify. Or,
of course, if he couldn’t, that we’d sort it out and that it would be Mr. Chic Callas
or a combination of the two.
THE COURT: Knowing that this
witness is an essential witness, you didn’t even take steps to find out whether
he could testify to avoid the problem we have now, and the waste of time we
have now, before January 17, the first day of the trial? That’s what you’re
telling me?
MR. FAILLE: No. I took -- we
took steps before the trial, but it wasn’t until after getting the information
we got about his state of health that we then asked, that we said, well, we’ll
have to get the medical report. If we want Mr. DeBruyn to testify by affidavit,
then obviously we need supporting evidence, so we requested it and we took the
steps. So during the two weeks before the trial, I’d say.
THE COURT: If you wanted to
make a motion to have him testify by affidavit, don’t you think it would’ve
been more appropriate to make that application before the trial started?
MR. FAILLE: No, Your Honour,
it didn’t occur to me. And as you may know, Mr. Lepage and I were very involved
in another case until mid-December, and we then returned to Yellowknife and
came directly from Yellowknife to Whitehorse. But I --
THE COURT: Are there three of
you I see at the table as counsel for the government? I wonder whether Mr. DeBruyn’s
condition was better in October or September, when it was known that there was
a trial date in January, that is, whether he was going to testify?
MR. FAILLE: I don’t know, Your Honour, but I
would have -- in my mind, it was necessary to wait, in fact, to find out what
his state of health was at the time of the trial, not a few months before,
since his health -- obviously, his state of health has changed a lot in the
past few months.
[49]
The trial judge asked about Mr. DeBruyn’s return to work and then
heard submissions from the Board’s counsel. He concluded the discussion by
noting that the speech pathologist’s letter did not suggest that Mr. DeBruyn
was incapable of testifying, only that he could experience difficulties in
expressing himself on cross-examination. He proceeded to tell counsel for the
Yukon that he could still make the application, but warned him that he could be
ordered to pay costs personally:
[translation]
THE COURT: . . . So I -- if you still
want to make your motion, you can. But at some point, my dear colleague, you’re
going to realize that, if someone tries to delay proceedings with letters
saying that a person can testify, then that maybe they’ll have problems on
cross-examination, that that kind of motion could be seen as obstruction and
quite simply to cause delays. And maybe it won’t even be -- and sometimes this
is dealt with through costs. And sometimes, if it’s obviously an act, not
necessarily of the client, but of counsel, costs might awarded be against
counsel.
[50]
Counsel decided not to submit the evidence by
affidavit and Mr. DeBruyn did not testify. In his costs ruling, the trial
judge, in a part of the judgment entitled “Bad faith — at trial”,
suggested that the incident amounted to bad faith on the part of the
government, stating:
It seemed that Mr. DeBruyn was
able to testify. He had been back at work since the fall of 2010 and the
Speech-Language Pathologist’s letter simply indicated that he “may” have
difficulty expressing himself in “cross-examination”. However, the Court gave
counsel for the [Yukon] the opportunity to bring his application . . . .
It is interesting to note that the [Yukon] presented Mr. Charles George Callas
as a witness in place of Mr. DeBruyn, as suggested by the [Board] in May 2010.
Indeed, Mr. Callas and Mr. DeBruyn shared the responsibility for 29 school
buildings. The Court finds that Mr. DeBruyn’s testimony was neither essential
nor unique. In fact, the [Yukon] relied on Mr. Callas’ evidence. Putting over
part of the trial resulted in a much longer trial and the Court was required to
render a decision on an interim injunction application presented at the end of
the first part of the trial.
[51]
In analyzing this incident, the Court of Appeal,
reasonably in my view, concluded that the trial judge’s treatment of the matter
was inappropriate. There was no basis for accusing counsel of trying to delay
the trial, criticizing him for waiting to make the application, or threatening
him with an order for costs. When viewed in the context of the rest of the
trial, this incident provides further support for a finding of a reasonable
apprehension of bias.
[52]
Moreover, the Court of Appeal was rightly
troubled by the trial judge’s disparaging remarks directed at counsel for the
Yukon on several other occasions, which it found to be disrespectful. On one
occasion, for example, the trial judge, in chastising counsel, accused him of
making submissions that [translation]
“lack[ed] conviction and/or sincerity”. The Court of Appeal noted that there
were several other occasions during the trial where the trial judge was
discourteous towards counsel without apparent reason.
[53]
In addition, the trial judge’s refusal to allow
the Yukon to file a reply on costs is highly problematic in the overall context
of the trial. The Court of Appeal concluded that there were sufficient other
indicia of a reasonable apprehension of bias in respect of the trial, so it was
unnecessary to determine whether the trial judge’s conduct with regard to the
costs proceedings could also support the finding of bias at trial. But in my
view some comment on the costs proceedings in this case is warranted. The trial
judge’s refusal to allow the Yukon to file a reply factum, particularly in
light of the fact that it could not have known the quantum of costs sought by
the Board at the time it filed its factum, is questionable, made more so by his
decision to award a [translation]
“lump sum” payment to the Board, in addition to solicitor-client costs going
back to 2002.
[54]
Appellate courts are rightfully reluctant to
intervene on the grounds that a trial judge’s conduct crossed the line from
permissibly managing the trial to improperly interfering with the case.
Reprimands of counsel, for example, may well be appropriate to ensure that
proceedings occur in an orderly and efficient manner and that the court’s
process is not abused. But as the Canadian Judicial Council’s Ethical
Principles for Judges (1998) suggest:
Unjustified reprimands of counsel,
insulting and improper remarks about litigants and witnesses, statements
evidencing prejudgment and intemperate and impatient behaviour may destroy the
appearance of impartiality. . . . A fine balance is to be
drawn by judges who are expected both to conduct the process effectively and
avoid creating in the mind of a reasonable, fair minded and informed person any
impression of a lack of impartiality. [Emphasis added; p. 32.]
[55]
While the threshold for a reasonable
apprehension of bias is high, in my respectful view, the “fine balance” was
inappropriately tipped in this case. The trial judge’s actions in relation to
the confidentiality of student files, the request to have Mr. DeBruyn testify
by affidavit, the disparaging remarks, and the unusual costs award and
procedure, taken together and viewed in their context, would lead a reasonable
and informed person to see the trial judge’s conduct as giving rise to a
reasonable apprehension of bias.
[56]
That said, I respectfully part company with the
Court of Appeal when it concluded that the trial judge’s current service as a
governor of the Fondation franco-albertaine substantially contributed to a
reasonable apprehension of bias. The trial judge had been appointed to the Alberta
Court of Queen’s Bench in 2002 and the Supreme Court of Yukon in 2005. Before
being appointed to the bench, the trial judge played a key role in the creation
of École du Sommet in St. Paul, Alberta and served as a school trustee on the
Conseil scolaire Centre-Est de l’Alberta from 1994 until 1998. From 1999 to
2001, he served as a member of the executive of the Association
canadienne-française de l’Alberta, an organization that lobbies on behalf of
and promotes the francophone community in Alberta. He was a governor of the
Fondation franco-albertaine while he was a judge. Its “mission”
is to [translation]
“[e]stablish charitable activities to enhance the vitality of Alberta’s
francophone community”, and its “vision” is for “[a] francophone community in
Alberta that is autonomous, dynamic and valued”. It is this latter
affiliation that triggered the Court of Appeal’s admonition.
[57]
While the Court of Appeal acknowledged that the
Fondation franco-albertaine was not directly involved
with the community whose rights were being determined in the litigation and had
no affiliation with any organization implicated in the trial, it concluded that
[t]he parallels between the
situations of s. 23 rights-holders in Alberta and those in Yukon are direct and
obvious. Further, the expressed visions of the [Fondation franco-albertaine]
would clearly align it with some of the positions taken by the [Board] in this
case. We are unable, therefore, to accept that the judge’s position as governor
of the [Fondation franco-albertaine] was innocuous. [para. 199]
[58]
It also acknowledged, however, that the
Fondation franco-albertaine “appears to be largely a philanthropic organization
rather than a political group”, and that its goals are primarily charitable,
not partisan. Nevertheless, it was of the view that
the organization’s mission statement
and philosophy shows that it has a particular vision of the francophone
community. In continuing to be a governor of the organization, the judge was,
in effect, publicly declaring his support for that vision. [para. 193]
[59]
While I fully acknowledge the importance of
judges avoiding affiliations with certain organizations, such as advocacy or
political groups, judges should not be required to immunize themselves from
participation in community service where there is little likelihood of
potential conflicts of interest. Judges, as Benjamin
Cardozo said, do not stand on “chill and distant heights”: The Nature of the
Judicial Process (1921), at p. 168. They should not
and cannot be expected to leave their identities
at the courtroom door. What they can be expected to do, however, is
remain, in fact and in appearance, open in spite of them. I find the following observations by Lord Bingham of
Cornhill C.J., Lord Woolf M.R. and Sir Richard Scott V.-C. in Locabail (U.K.) Ltd. v. Bayfield Properties Ltd., [2000] Q.B. 451 (C.A.), to provide a persuasive instructional
template on how to view the relationship between a judge’s identity,
organizational affiliation, and impartiality:
We cannot . . .
conceive of circumstances in which an objection could be soundly based on the
religion, ethnic or national origin, gender, age, class, means or sexual
orientation of the judge. Nor, at any rate ordinarily, could an objection be
soundly based on the judge’s social or educational or service or employment
background or history, nor that of any member of the judge’s family; or
previous political associations; or membership of social or sporting or
charitable bodies; or Masonic associations; or previous judicial decisions; or
extra-curricular utterances (whether in textbooks, lectures, speeches,
articles, interviews, reports or responses to consultation papers); or previous
receipt of instructions to act for or against any party, solicitor or advocate
engaged in a case before him; or membership of the same Inn, circuit, local Law
Society or chambers . . . . By contrast, a real danger of bias
might well be thought to arise if there were personal friendship or animosity
between the judge and any member of the public involved in the case; or if the
judge were closely acquainted with any member of the public involved in the
case, particularly if the credibility of that individual could be significant
in the decision of the case; or if, in a case where the credibility of any
individual were an issue to be decided by the judge, he had in a previous case
rejected the evidence of that person in such outspoken terms as to throw doubt
on his ability to approach such person’s evidence with an open mind on any
later occasion; or if on any question at issue in the proceedings before him
the judge had expressed views, particularly in the course of the hearing, in
such extreme and unbalanced terms as to throw doubt on his ability to try the
issue with an objective judicial mind . . . ; or if, for any
other reason, there were real ground for doubting the ability of the judge to
ignore extraneous considerations, prejudices and predilections and bring an
objective judgment to bear on the issues before him. [Citations omitted; para. 25.]
(See also S. (R.D.),
at paras. 38-39, per L’Heureux-Dubé and McLachlin JJ.)
[60]
The Ethical Principles for Judges provide
guidance to federally appointed judges. They advise that while judges should clearly exercise common sense about joining organizations,
they are not prohibited from continuing to serve their communities outside
their judicial role:
A judge is appointed to
serve the public. Many persons appointed to the bench have been and wish to
continue to be active in other forms of public service. This is good for the
community and for the judge, but carries certain risks. For that reason, it is
important to address the question of the limits that judicial appointment
places upon the judge’s community activities.
The judge administers the
law on behalf of the community and therefore unnecessary isolation from the
community does not promote wise or just judgments. The Right Honourable Gerald
Fauteux put the matter succinctly and eloquently in Le livre du magistrat (translation):
[there
is no intention] to place the judiciary in an ivory tower and to require it to
cut off all relationship with organizations which serve society. Judges are not
expected to live on the fringe of society of which they are an important part.
To do so would be contrary to the effective exercise of judicial power which
requires exactly the opposite approach.
The precise constraints
under which judges should conduct themselves as regards civic and charitable
activity are controversial inside and outside the judiciary. This is not
surprising given that the question involves balancing competing considerations.
On one hand, there are the beneficial aspects, both for the community and the
judiciary, of the judge being active in other forms of public service. This needs
to be assessed in light of the expectations and circumstances of the particular
community. On the other hand, the judge’s involvement may, in some cases,
jeopardize the perception of impartiality or lead to an undue number of
recusals. If this is the case, the judge should . . . avoid the
activity. [Citations omitted.]
(Ethical
Principles for Judges, at p. 33)
[61]
Membership in an association affiliated with the interests of a particular race,
nationality, religion, or language is not, without more, a basis for concluding
that a perception of bias can reasonably be said to arise. We expect a degree
of mature judgment on the part of an informed public which recognizes that not
everything a judge does or joins predetermines how he or she will judge a case.
Canada has devoted a great deal of effort to creating a more diverse bench.
That very diversity should not operate as a presumption that a judge’s identity
closes the judicial mind.
[62]
In this case, the Court of Appeal found that the
trial judge’s involvement as a governor of the Fondation franco-albertaine was
problematic. There is, however, little in the record about the organization. In
particular, it is difficult to see how, based on the evidence, one could
conclude that its vision “would clearly align” with certain
positions taken by the Board in this case or that the trial judge’s involvement
in the organization foreclosed his ability to approach this case with an open
mind. Standing alone, vague statements about the organization’s mission and
vision do not displace the presumption of impartiality. While I agree that
consideration of the trial judge’s current role as a governor of the
organization was a valid part of the contextual bias inquiry in this case, I am
not persuaded that his involvement with an organization whose functions are
largely undefined on the evidence, can be said to rise to the level of a
contributing factor such that the judge, as the Court of Appeal said, “should
not have sat on [this case]” (at para. 200).
[63]
This brings us to the
two legal issues which were appealed to this Court and which the Court of
Appeal did not send back for a new trial. The first is whether the Board can
unilaterally decide whom to admit to the French school.
[64]
The admission criteria to the French school in
the Yukon are set out in the French Language Instruction Regulation,
Y.O.I.C. 1996/99. The Regulation states that only “eligible
students” are entitled to receive French-language instruction at a school in
the Yukon: s. 9. “[E]ligible student” is defined in the Regulation to
mean:
. . . a student whose parent or parents are
citizens of Canada who have the right under section 23 of the Charter to have
their children educated in the French language and include those students whose
parents or siblings would have the right under section 23 if they were citizens
of Canada or if the instruction referred to in section 23 was not limited to
Canada; [s. 2]
[65]
Notwithstanding the Regulation, from the time of the
Board’s creation in 1996 until the trial, the Board had decided which students
could be admitted to its school, whether or not they were the children of s. 23
rights holders. On the first day of the trial, however, the Yukon sent a letter
to the Board’s president notifying him of its intention henceforth to enforce
the Regulation:
[translation] . . . [the] Regulation specifies the
eligibility requirements for students in Education Area #23. The Regulation
also states that residents must file a declaration with the Yukon Francophone
School Board so the Minister of Education can make the final determination on
the eligibility of a citizen to be a resident of Education Area #23. . . .
This is an important step . . . .
That is why I am asking you to ensure that the Department of Education receives
. . . the declarations filed with the Board for all students
registered at École Émilie-Tremblay.
[66]
The issue, therefore, is whether s. 23 grants
the Board the unilateral power to admit students other than those who are
“eligible” according to the Regulation. This raises questions about the
allocation of constitutional powers.
[67]
Section 23 of the Charter establishes the
general framework for the minority language educational rights of Canadian
citizens: Mahe v. Alberta, [1990] 1 S.C.R. 342; see also Quebec (Education, Recreation and
Sports) v. Nguyen, [2009] 3 S.C.R. 208, at para. 23; Attorney General of
Quebec v. Quebec Association of Protestant School Boards, [1984] 2 S.C.R.
66, at p. 82; and Solski (Tutor of) v. Quebec (Attorney General), [2005]
1 S.C.R. 201, at paras. 5-10. Where numbers warrant, ss. 23(1) and 23(2) give
certain Canadian citizens the right to have their children receive education in
a province or territory’s minority language at the government’s expense.
[68]
That said, this Court recently
reaffirmed that while “the Charter
reflects the importance of language rights, it also reflects the importance of
respect for the constitutional powers of the
provinces”: Conseil scolaire francophone de la Colombie-Britannique
v. British Columbia, [2013] 2 S.C.R. 774, at
para. 56. Pursuant to s. 93 of the Constitution Act, 1867 , provincial
legislatures have authority to make laws in relation to education. Federalism remains a
notable feature in matters of minority language rights. As this Court stated in
Solski, a case upholding Quebec legislation requiring a student to have
received the “major part” of his or her education in English in order to
qualify for access to publicly funded English-language schools:
As education falls within the
purview of provincial power, each province has a legitimate interest in the
provision and regulation of minority language education . . . .
. . .
. . . The latitude
given to the provincial government in drafting legislation regarding education
must be broad enough to ensure the protection of the French language while
satisfying the purposes of s. 23 . As noted by Lamer C.J. in Reference re
Public Schools Act (Man.), at p. 851, “different interpretative approaches
may well have to be taken in different jurisdictions, sensitive to the unique
blend of linguistic dynamics that have developed in each province”. [Citation
omitted; paras. 10 and 34.]
[69]
There is no doubt that a province or territory
can delegate the function of setting admission criteria for children of
non-rights holders to a school board. This delegation can include granting a
minority language school board wide discretion to admit the children of
non-rights holders.
[70]
There is also no doubt that a province or
territory may pass legislation which offers protections higher than those
protected by the Charter . Section 23 establishes a constitutional
minimum: Mahe, at p. 379. Two important corollaries flow
from this. First, because the Charter sets out minimum standards with
which legislation must comply, any legislation which falls below these
standards contravenes the Charter and is presumptively unconstitutional.
Second, because the Charter sets out only minimum standards, it
does not preclude legislation from going beyond the basic rights recognized in
the Charter to offer additional protections. This fact was
recognized by Dickson C.J. in Mahe, where he explained that s. 23
establishes “a minimum level of management and control in a given situation; it
does not set a ceiling”: p. 379. Provincial and territorial governments are
permitted to “give minority groups a greater degree of management and control”
than that set out in the provision: p. 379.
[71]
Some provinces have accepted this invitation and granted school
boards wide discretion to admit the children of non-rights holders. In Ontario,
for example, s. 293 of the Education Act, R.S.O. 1990, c. E.2, provides
in part that a French-language school board may admit the child of a non-rights
holder if the admission is approved by a majority vote of an admissions
committee. In Manitoba, s. 21.15(5) of the Public Schools Act, R.S.M.
1987, c. P250, allows the francophone school board to admit any other child beyond
those entitled to admission under the act upon written request for admission to
the board.
[72]
Other provinces have given minority language school boards
generous authority over admissions, but imposed specific limitations on the
exercise of the power. In Prince Edward Island, for example, the
French-language school board may admit children whose parents are not s. 23
rights holders, but any such child must first be released by the
English-language board: French First Language Instruction Regulations,
P.E.I. Reg. EC480/98, s. 10. A similar regime exists in Saskatchewan: The
Education Act, 1995, S.S. 1995, c. E-0.2, s. 144.
[73]
Still other provinces have given limited authority to minority
language school boards to admit the children of non-rights holders. In British
Columbia, the French-language school board has the discretion to admit the
child of an immigrant who, if the parent were a Canadian citizen, would be a s.
23 rights holder: School Act, R.S.B.C. 1996, c. 412, s. 166.24.
[74]
In this case, however, the Yukon has not
delegated the function of setting admission criteria for children of non-rights
holders to the Board. In the absence of any such delegation, there is no
authority for the Board to unilaterally set admission criteria which are
different from what is set out in the Regulation. This does not preclude
the Board from claiming that the Yukon has insufficiently ensured compliance
with s. 23 , and nothing stops the Board from arguing that the Yukon’s approach
to admissions prevents the realization of s. 23 ’s purpose: see Mahe, at
pp. 362-65. But that is a different issue from whether the Board has, in the
absence of delegation from the Yukon, the unilateral right to decide to admit
children other than those who are covered by s. 23 or the Regulation.
[75]
This bring us to the second issue decided by the
Court of Appeal, namely, whether the Yukon is required, by virtue of s. 6(1) of
the Languages Act, to communicate with and provide services to the Board
and its employees in French. Section 6(1) provides:
6(1) Any member of the public in
the Yukon has the right to communicate with, and to receive available services
from, any head or central office of an institution of the Legislative Assembly
or of the Government of the Yukon in English or French, and has the same right
with respect to any other office of any such institution if
(a) there is a significant demand for
communications with and services from that office in both English and
French; or
(b) due to the nature of the office, it is
reasonable that communications with and services from that office be in
both English and French.
[76]
The Court of Appeal decided that this case was
not a suitable vehicle for the determination of rights under s. 6 of the Languages
Act. In my respectful view, it is unclear to me why this should be so. The
Board’s Languages Act claims raise significant factual issues that may
well lead to a finding that parts of the claims were justified. Whether a
particular communication is covered by s. 6(1) may depend both on the nature of
the communication and the capacity in which it is communicated. As the Court of
Appeal observed, it is unlikely that the question has a simple answer given
that the Board and its personnel engage in various types of communications with
the government. This argues, it seems to me, for a determination at the new
trial with the benefit of a full evidentiary record, not for a dismissal of the
claims.
[77]
The appeal from the Court of Appeal’s conclusion that there was a
reasonable apprehension of bias requiring a new trial is accordingly dismissed,
but the Languages Act claims are to be joined with the other issues
remitted by the Court of Appeal for determination at the new trial.
[78]
In the circumstances, I would make no order for costs.
Appeal largely dismissed.
Solicitors for the
appellant: Miller Thomson, Regina.
Solicitors for the
respondent: Gowling Lafleur Henderson, Ottawa; Attorney General of the Yukon
Territory, Whitehorse.
Solicitor for the
intervener the Attorney General of Quebec: Attorney General of Quebec, Québec.
Solicitor for the
intervener the Attorney General of British Columbia: Attorney General of
British Columbia, Victoria.
Solicitor for the
intervener the Attorney General for Saskatchewan: Attorney General for
Saskatchewan, Regina.
Solicitors for the
intervener the Attorney General of the Northwest Territories: Gowling Lafleur
Henderson, Ottawa.
Solicitor for the
intervener the Commissioner of Official Languages of Canada: Office of the
Commissioner of Official Languages, Gatineau.
Solicitors for the interveners Conseil scolaire francophone de la
Colombie-Britannique and Fédération des parents francophones de Colombie-Britannique:
Gall, Legge, Grant & Munroe, Vancouver; Power Law, Vancouver.
Solicitors for the
intervener Fédération des parents francophones de l’Alberta: Nicolas M.
Rouleau, Toronto; WeirFoulds, Toronto.
Solicitors for the
interveners Fédération nationale des conseils scolaires francophones and
Fédération des communautés francophones et acadienne du Canada: Power Law,
Vancouver.