SUPREME
COURT OF CANADA
Between:
Ali
Hassan Saeed
Appellant
and
Her
Majesty The Queen
Respondent
- and -
Attorney
General of Ontario,
Canadian
Association of Chiefs of Police and
Criminal
Lawyers’ Association (Ontario)
Interveners
Coram: McLachlin C.J. and Abella, Cromwell, Moldaver, Karakatsanis,
Wagner, Gascon, Côté and Brown JJ.
Reasons
for Judgment:
(paras. 1 to 91)
Reasons
Concurring in the Result:
(paras. 92 to 130)
Dissenting
Reasons:
(paras. 131 to 168)
|
Moldaver J. (McLachlin C.J. and Cromwell,
Wagner, Gascon, Côté and Brown JJ. concurring)
Karakatsanis J.
Abella J.
|
R.
v. Saeed,
2016 SCC 24, [2016] 1 S.C.R. 518
Ali Hassan Saeed Appellant
v.
Her Majesty The Queen Respondent
and
Attorney General of Ontario,
Canadian Association of Chiefs of Police
and
Criminal Lawyers’ Association
(Ontario) Interveners
Indexed as: R. v. Saeed
2016 SCC 24
File No.: 36328.
2015: December 1; 2016: June 23.
Present: McLachlin C.J. and Abella, Cromwell, Moldaver,
Karakatsanis, Wagner, Gascon, Côté and Brown JJ.
on appeal from the court of appeal for alberta
Constitutional
law — Charter of Rights — Search and seizure — Search incident to arrest —
Accused arrested in connection with sexual assault — Police have reasonable
grounds to believe complainant’s DNA is present on accused’s penis — Police
seek penile swab from accused — Accused complies in privacy of police cell —
Police do not attempt to obtain warrant — Complainant’s DNA detected on swab
and introduced as evidence at trial — Whether common law power of search
incident to arrest authorizes penile swabs — Whether swab was unreasonable and
contrary to accused’s right to be secure against unreasonable search or seizure
— If so, whether evidence discovered in search should be excluded — Canadian
Charter of Rights and Freedoms, ss. 8 , 24(2) .
Around
4:00 a.m. on May 22, 2011, the complainant was viciously attacked and
sexually assaulted. At 6:05 a.m., the accused was arrested and was advised
of his right to counsel. He was mistakenly released and re‑arrested at
8:35 a.m. Based on the complainant’s allegations, the supervising police
officer felt that there were reasonable grounds to believe the complainant’s
DNA would still be found on the accused’s penis and a penile swab should be
taken. The penile swab could not be taken immediately. Around 9:30 a.m.,
the accused was handcuffed to a wall in a cell with no toilet or running water
to preserve the evidence. He spent about 30 to 40 minutes handcuffed in
the dry cell. The supervising officer did not seek a warrant for the swab,
because in his view, the swab was a valid search incident to arrest. The swab
took place at around 10:45 a.m. before two male officers who blocked the
cell’s window with their bodies. The police permitted the accused to conduct
the swab. The accused pulled his pants down and wiped a cotton‑tipped
swab along the length of his penis and around the head. The swab was tested and
revealed the complainant’s DNA.
At
trial, the central issue was the identity of the complainant’s assailant. The
accused challenged the admissibility of the evidence of the complainant’s DNA
obtained from the penile swab. The trial judge ruled that the penile swab
violated the accused’s s. 8 Charter right to be free from
unreasonable search and seizure. However, she admitted the DNA evidence under
s. 24(2) of the Charter and relied on it to convict the accused of
sexual assault causing bodily harm and unlawful touching for a sexual purpose.
The Court of Appeal dismissed the accused’s appeal. The majority held that
taking the swab violated s. 8 of the Charter but the evidence was
admissible under s. 24(2) . McDonald J.A., concurring in the result,
held that s. 8 was not violated.
Held
(Abella J. dissenting): The appeal should be dismissed.
Per McLachlin C.J. and Cromwell, Moldaver,
Wagner, Gascon, Côté and Brown JJ.: The accused’s s. 8 Charter
rights were not breached and the evidence of the complainant’s DNA obtained
from the swabbing was properly admitted.
To
be reasonable and therefore consistent with s. 8 of the Charter :
(1) a search must be authorized by law; (2) the authorizing law must
be reasonable; and (3) the search must be conducted reasonably.
Determining whether the common law power of search incident to arrest may
reasonably authorize a penile swab involves striking a proper balance between
an accused’s privacy interests and valid law enforcement objectives. In some
cases, an accused’s privacy interests will be so high as to be almost
inviolable. In those cases, the common law power of search incident to arrest
must yield, and a search will be allowed only where the accused consents, or a
warrant is obtained, or perhaps in exigent circumstances. In others, while the
accused’s privacy interests may be significant, they will not be so significant
as to preclude the power of the police to search incident to arrest. In these
cases, the existing general framework of the common law power of search
incident to arrest must instead be tailored to ensure the search will be Charter ‑compliant.
This case falls into the second category.
A
penile swab does not fall within the scope of R. v. Stillman, [1997] 1
S.C.R. 607. First, a penile swab is not designed to seize the accused’s own
bodily materials but rather, the complainant’s. Accused persons do not have a
significant privacy interest in a complainant’s DNA. Second, a penile swab is
in some ways less invasive than taking dental impressions and the forcible
taking of parts of a person. Third, unlike with the accused’s bodily materials
or impressions, evidence of the complainant’s DNA degrades over time. In sum, a
penile swab implicates different privacy interests and law enforcement
objectives than seizures of an accused’s bodily samples and impressions.
The
common law power of search incident to arrest must be delineated in a way that
is consistent with s. 8 of the Charter . There can be no doubt that
requiring a penile swab is an intrusion on an accused’s privacy. A penile swab
has the potential to be a humiliating, degrading and traumatic experience. On
the other side of the ledger, it can serve important law enforcement objectives.
It can enable the police to preserve important evidence that runs the risk of
degrading or being destroyed. Sexual assaults are notoriously difficult to
prove and this type of evidence is highly reliable. A penile swab can be
crucial in the case of complainants who are unable to testify. The privacy
interests at issue are similar to those implicated in strip searches and they
can be protected by a similar approach. As with strip searches, the common law
must provide a means of preventing unjustified searches before they occur and a
means of ensuring that when these searches do occur, they are conducted in a
reasonable manner. The reasonable grounds standard and guidelines regarding the
manner of taking the swab provide these two protections. These two
modifications to the common law power of search incident to arrest ensure that
it is Charter ‑compliant.
The
police may take a penile swab incident to arrest if they have reasonable
grounds to believe that the search will reveal and preserve evidence of the
offence for which the accused was arrested. The reasonable grounds standard
will prevent unjustified searches before they occur and will hold the police to
a higher level of justification before they can take a penile swab. Whether
reasonable grounds have been established will vary with the facts of each case.
Relevant factors include the timing of the arrest in relation to the alleged
offence, the nature of the allegations, and whether there is evidence that the
substance being sought has already been destroyed. The potential for
destruction or degradation of the complainant’s DNA will always be a concern in
this context.
The
swab must also be conducted in a reasonable manner. The following factors will
guide police in conducting penile swabs incident to arrest reasonably. A swab should, as a general rule, be conducted at the police station. It
should be conducted in a manner that ensures the health and safety of all
involved. It should be authorized by a police officer acting in a supervisory
capacity. The accused should be informed shortly before the swab of the nature
of the procedure, its purpose and the authority of the police to require the
swab. The accused should be given the option of removing his clothing and
taking the swab himself or the swab should be taken or directed by a trained
officer or medical professional, with the minimum of force necessary. The
officers carrying out the swab should be of the same gender as the accused
unless the circumstances compel otherwise. There should be no more police
officers involved in the swab than are reasonably necessary in the
circumstances. The swab should be carried out in a private area. It should be
conducted as quickly as possible and in a way that ensures that the person is
not completely undressed at any one time. A proper record should be kept of the
reasons for and the manner in which the swabbing was conducted.
In
light of these requirements, the penile swab in this case did not violate the
accused’s rights under s. 8 of the Charter . The accused was validly
arrested. The swab was performed to preserve evidence of the sexual assault.
The police had reasonable grounds to believe that the complainant’s DNA had
transferred to the accused’s penis during the assault and that it would still
be found on his penis. The swab was performed in a reasonable manner. The
police officers were sensitive to the need to preserve the accused’s privacy
and dignity. The accused was informed in advance of the procedure for taking
the swab and its purpose. The swab itself was conducted quickly, smoothly, and
privately. The swab took at most two minutes. The accused took the swab
himself. There was no physical contact between the officers and the accused.
The officers took detailed notes regarding the reasons for and the process of
taking the swab. The swab did not fundamentally violate the accused’s human
dignity.
Per Karakatsanis J.: How we treat those suspected of serious
criminal offences says a great deal about the values of our free and democratic
society. Given the profound impact that a genital swab can have on an
individual’s privacy and human dignity, the common law power of search incident
to arrest does not authorize the police to take genital swabs. Since the penile
swab taken from the accused was not authorized by law, it was unreasonable and
in violation of s. 8 of the Charter . However, in the exceptional
circumstances of this case, the evidence obtained in breach of the Charter
was nonetheless admissible under s. 24(2) of the Charter .
Section 8 of
the Charter balances an individual’s interest in privacy with the
state’s interest in investigating and prosecuting crime. The common law power
to search an individual incident to arrest must evolve in a way that is
consistent with Charter principles. Some kinds of searches fall outside
the scope of the common law power because they do not reflect a reasonable
balance between the individual’s interest in preserving dignity and privacy and
the state’s interest in investigating crime.
The principles animating
R. v. Stillman, [1997] 1 S.C.R. 607, suggest that it would not be a
reasonable balancing of the competing individual and state interests for the
common law to authorize genital swabs. A swab of the genital area is far more
damaging to personal dignity and privacy than a swab of the inside of the mouth
or a pluck of hair from the head. Genital swabs are substantially more invasive
and dehumanizing. One cannot be taken without exposing, touching and
manipulating the genitals, the most private area of the body, in the presence
of others. It is difficult to conceive of a more personal or private interest
in our bodies. Moreover, although the purpose of a genital swab may be to
search for residue deposited on the individual’s genitals, an effect of the seizure
is to put the individual’s DNA in the hands of the state, available for
undetermined potential future use.
Turning
to society’s interests in effective law enforcement, genital swabs can advance
compelling state interests. Sexual assault is a very serious offence. It is
notoriously difficult to prove. A search for the victim’s DNA on the genitals
of the arrested person can yield highly probative physical evidence. However,
the state interests are no more compelling here than they were in Stillman.
Further, as in Stillman, it is not clear in this case whether there is
any other lawful means to conduct genital swabs. Without finally deciding the
issue, there is no warrant obviously available for genital swabs. If no warrant
is available, then it simply does not follow that the common law can advance
state interests by allowing the police to take a genital swab before the sample
degrades in the time it would take to obtain a warrant. Finally, the troubling
compromise of an individual’s dignity during detention in a dry cell cannot be
used to justify the greater affront to dignity that a genital swab would
represent. One indignity cannot justify another.
Balancing
the competing individual and state interests, it is not reasonable to permit
the police to take warrantless genital swabs under the common law power of search incident to
arrest.
Recognizing
that the traditional safeguards for the common law power are insufficient to
protect the enhanced privacy interests at stake with genital swabs, the majority
proposes a heightened threshold test for this specific search incident to
arrest: the police must also have reasonable grounds to believe the genital
swab will reveal and preserve evidence of an offence.
Additional requirements for particular types of searches incident to arrest
should be avoided. A specific threshold test is much
less effective in safeguarding privacy than judicial pre‑authorization. Moreover, defining the threshold requirements is a nuanced exercise
which may be best left to Parliament.
In
the exceptional circumstances of this case, the trial judge’s decision to admit
the evidence should be upheld. In considering the seriousness of the Charter ‑infringing
state conduct, the trial judge found that the officer who directed the swab did
not appropriately consider the accused’s Charter rights and the ambit of
the police’s power of search incident to arrest, but that there was no actual
bad faith on the part of the police. Where the police act on a mistaken
understanding of the law where the law is unsettled, their Charter ‑infringing
conduct is less serious. The impact of the breach on the Charter ‑protected
interests of the accused was obviously serious, and weighs against admitting
the evidence. There is no doubt that this was a very intrusive search that
engaged the core of the accused’s bodily privacy. Finally, society’s interest
in the adjudication of the case on its merits weighs in favour of admission.
The DNA evidence was reliable and probative. The evidence was very important in
the Crown’s case. The assault was particularly heinous and society has a keen
interest in the adjudication of this case on its merits. Having regard to all
the circumstances, on balance, the trial judge was justified in concluding that the
admission of the evidence would not bring the administration of justice into
disrepute.
Per
Abella J. (dissenting): The evidence should be excluded.
In
determining whether evidence should be excluded under s. 24(2) of the Charter , three factors are to be balanced under R. v.
Grant, 2009 SCC 32, [2009] 2 S.C.R. 353: the seriousness of the Charter ‑infringing
state conduct; the impact of the breach on Charter ‑protected
interests of the accused; and the societal interest in adjudication on the
merits. No factor is determinative or absolute.
The
first factor engages its own continuum. The key is not so much whether the
conduct fits within a compartment called “good faith” or “bad faith”, but
whether the police reasonably believed they were respecting the Charter .
As a police officer’s disregard of Charter requirements becomes more
deliberate or flagrant, his or her conduct approaches the “bad faith” end of
the spectrum. The police did not make any inquiry to determine whether a swab
would be probative. The accused had ample opportunity to wash away the
evidence and it would have been impossible for the police to know whether the
best source of DNA evidence was a genital swab. The police nonetheless chose
the most invasive option. Restrictions on obtaining bodily samples as part of a
search incident to arrest were already articulated by this Court
and the police must be taken to have been aware of them. The police are
required to get prior judicial authorization yet there was no explanation for
why they took no steps towards obtaining either a general warrant or a
telewarrant. There were no exigent circumstances. The only testimony
demonstrating any concern about the need to preserve evidence was a vague
statement by one officer. Most significantly, it is by no means clear that a warrant
was even legally available. There is no statutory authority for a warrant in
these circumstances. The police officers failed to establish reasonable and
probable grounds that the evidence sought would still be present on the
accused’s genitals. They handcuffed him to a pipe against a wall and deprived
him of access to water or bathroom facilities. He was instructed to expose the
most private part of his body and swab it in front of two uniformed police
officers. All of this occurred without consent and without prior judicial
authorization. These circumstances fall at the opposite end of the “good faith”
continuum.
The
next Grant question is the impact of the breach on the Charter ‑protected
interests of the accused. This Court has found that the taking of hair, buccal
and dental samples is the ultimate invasion of an individual’s privacy and that
strip searches are inherently humiliating and degrading regardless of
the manner in which they are carried out. The impact of the
genital swab on the accused’s Charter ‑protected interests was
therefore as profound as one can imagine. The invasion
of dignity and bodily integrity does not depend on whether it is penetrative,
painful or uncomfortable. A genital swab does not just require the individual to
expose his or her genitals to state scrutiny, it asks that individual to
violate his or her own bodily integrity by collecting potentially self‑incriminatory
evidence from the most private area of his or her body.
The
third Grant factor is society’s interest in an adjudication on the
merits. This factor is nuanced and multi‑faceted. What is weighed is the
seriousness of the offence, the reliability of the evidence and its importance
to the Crown’s case. The seriousness of the offence can point both towards
inclusion and exclusion of the evidence. What is of utmost importance is the
long‑term reputation of the justice system — the public has a vital
interest in a justice system that is beyond reproach.
The
reputation of the justice system weighs against admission of the evidence. The
law is clear that judicial authorization is required to conduct invasive
searches with a view to obtaining bodily samples. The police officers’
unjustified and unexplained avoidance of this requirement weighs against
admissibility. So does their disregard for the likelihood that a warrant was
not even available. The deliberate failure to consider a warrant in the absence
of exigent circumstances is, at its best, careless; ignoring the legal
possibility that under Canadian law the police were not even entitled to take a
penile swab, is fatal.
Cases Cited
By Moldaver J.
Distinguished:
R. v. Stillman, [1997] 1 S.C.R. 607; referred to: R. v. Golden,
2001 SCC 83, [2001] 3 S.C.R. 679; R. v. Grant, 2009 SCC 32, [2009] 2
S.C.R. 353; R. v. Caslake, [1998] 1 S.C.R. 51; R. v. Fearon, 2014
SCC 77, [2014] 3 S.C.R. 621; R. v. Dyment, [1988] 2 S.C.R. 417; R. v.
Monney, [1999] 1 S.C.R. 652; R. v. Legere (1988), 89 N.B.R. (2d)
361; R. v. Laporte, 2016 MBCA 36, [2016] M.J. No. 104 (QL); R.
v. Parchment, 2015 BCCA 417, 378 B.C.A.C. 146; R. v. Backhouse
(2005), 194 C.C.C. (3d) 1; R. v. Smyth, [2006] O.J. No. 5527 (QL); R.
v. H. (T.G.), 2014 ONCA 460, 120 O.R. (3d) 581; R. v. H.‑G.,
2005 QCCA 1160.
By Karakatsanis J.
Discussed:
R. v. Stillman, [1997] 1 S.C.R. 607; referred to: R. v.
Caslake, [1998] 1 S.C.R. 51; Cloutier v. Langlois, [1990] 1 S.C.R.
158; R. v. Golden, 2001 SCC 83, [2001] 3 S.C.R. 679; R. v. Laporte,
2012 MBQB 227, 283 Man. R. (2d) 9; R. v. Tessling, 2004 SCC 67, [2004] 3
S.C.R. 432; R. v. Dyment, [1988] 2 S.C.R. 417; R. v. Pohoretsky,
[1987] 1 S.C.R. 945; Hunter v. Southam Inc., [1984] 2 S.C.R. 145; R.
v. Grant, 2009 SCC 32, [2009] 2 S.C.R. 353; R. v. Côté, 2011 SCC 46,
[2011] 3 S.C.R. 215; R. v. Cole, 2012 SCC 53, [2012] 3 S.C.R. 34; R.
v. Vu, 2013 SCC 60, [2013] 3 S.C.R. 657.
By Abella J. (dissenting)
R.
v. Stillman, [1997] 1 S.C.R. 607; R. v. Grant, 2009 SCC 32, [2009] 2
S.C.R. 353; R. v. Spencer, 2014 SCC 43, [2014] 2 S.C.R. 212; R. v.
Taylor, 2014 SCC 50, [2014] 2 S.C.R. 495; R. v. Kitaitchik (2002),
166 C.C.C. (3d) 14; R. v. Buhay, 2003 SCC 30, [2003] 1 S.C.R. 631; R.
v. Chuhaniuk, 2010 BCCA 403, 292 B.C.A.C. 89; R. v. Washington, 2007
BCCA 540, 248 B.C.A.C. 65; R. v. Morelli, 2010 SCC 8, [2010] 1 S.C.R.
253; R. v. Dhillon, 2012 BCCA 254, 93 C.R. (6th) 260; R. v. Voong,
2013 BCCA 527, 347 B.C.A.C. 278; R. v. Golden, 2001 SCC 83, [2001] 3
S.C.R. 679; R. v. Kokesch, [1990] 3 S.C.R. 3; Vancouver (City) v.
Ward, 2010 SCC 27, [2010] 2 S.C.R. 28; R. v. Harrison, 2009 SCC 34,
[2009] 2 S.C.R. 494; R. v. Côté, 2011 SCC 46, [2011] 3 S.C.R. 215.
Statutes and Regulations Cited
Act to amend the Criminal Code and the Young Offenders Act (forensic
DNA analysis), S.C. 1995, c. 27, s. 1.
Canadian Charter of Rights and Freedoms,
ss. 8 , 10 (b), 24(2) .
Criminal Code, R.S.C. 1985, c. C‑46,
ss. 151 , 272(1) (c), 487.01 , 487.05 , 487.06(1) .
Police and Criminal Evidence Act 1984
(U.K.), 1984, c. 60, ss. 62(1), (10), 63, 65.
Authors Cited
Madden, Mike. “Marshalling the Data: An Empirical Analysis of
Canada’s Section 24(2) Case Law in the Wake of R. v. Grant” (2011), 15 Can.
Crim. L.R. 229.
Milne, Justin. “Exclusion of Evidence Trends post Grant: Are
Appeal Courts Deferring to Trial Judges?” (2015), 19 Can. Crim. L.R.
373.
Paciocco, David M. “Section 24(2) : Lottery or Law — The
Appreciable Limits of Purposive Reasoning” (2011), 58 C.L.Q. 15.
Paciocco, David M., and Lee Stuesser. The Law of Evidence,
7th ed. Toronto: Irwin Law, 2015.
Stewart, Hamish. “Section 24(2) : Before and After Grant”
(2011), 15 Can. Crim. L.R. 253.
APPEAL
from a judgment of the Alberta Court of Appeal (Watson, McDonald and
Bielby JJ.A.), 2014 ABCA 238, 5 Alta. L.R. (6th) 219, 315 C.C.C. (3d) 127,
314 C.R.R. (2d) 338, [2014] 12 W.W.R. 291, [2014] A.J. No. 739 (QL), 2014
CarswellAlta 1181 (WL Can.), affirming the accused’s convictions for sexual
assault causing bodily harm and sexual interference. Appeal dismissed, Abella J.
dissenting.
Peter J. Royal, Q.C., and Conor
Davis, for
the appellant.
Maureen J. McGuire and Melanie Hayes‑Richards, for the respondent.
Melissa Adams and Susan Magotiaux, for the intervener the
Attorney General of Ontario.
David Lynass and Greg Preston, for the intervener the
Canadian Association of Chiefs of Police.
Howard L. Krongold and Vanessa MacDonnell, for the intervener the
Criminal Lawyers’ Association (Ontario).
The
judgment of McLachlin C.J. and Cromwell, Moldaver, Wagner, Gascon, Côté and Brown
JJ. was delivered by
Moldaver J. —
I.
Introduction
[1]
The common law power of search incident to
arrest is an ancient and venerable power. For centuries, it has proved to be
an invaluable tool in the hands of the police. Perhaps more than any other
search power, it is used by the police on a daily basis to detect, prevent, and
solve crimes. This case is no exception. By the same token, it is an
extraordinary power. Searches incident to arrest are performed without prior
judicial authorization, and they inevitably intrude on an individual’s privacy
interests. That, too, is the case here.
[2]
The appellant, Ali Hassan Saeed, was convicted
of sexual assault causing bodily harm and unlawful touching for a sexual
purpose. At his trial, the Crown introduced evidence showing that the
complainant’s DNA was found on Mr. Saeed’s penis within several hours of the
assault. Police obtained this evidence through a warrantless penile swab,
conducted at the police station following Mr. Saeed’s arrest.
[3]
Mr. Saeed objected to the admission of this
evidence. He argued in the courts below, and now before us, that his right to
be secure against unreasonable search and seizure under s. 8 of the Canadian
Charter of Rights and Freedoms was violated because the police performed
the penile swab without his consent or a warrant.
[4]
At issue, once again, is the scope of the common
law power of the police to search incident to arrest. Courts have examined and
re-examined this power as new investigative methods and types of evidence have presented
themselves. But no matter the context, to be constitutional, searches incident
to arrest must be reasonable.
[5]
Reasonableness in this context involves striking
a proper balance between an accused’s privacy interests and valid law
enforcement objectives. In some cases, an accused’s privacy interests will be
so high as to be almost inviolable. In those cases, the common law power of
search incident to arrest must yield, and a search will be allowed only where
the accused consents, or a warrant is obtained, or perhaps in exigent
circumstances. In others, while the accused’s privacy interests may be
significant, they will not be so significant as to preclude the power of the
police to search incident to arrest. In these cases, the existing general
framework of the common law power of search incident to arrest must instead be
tailored to ensure the search will be Charter -compliant.
[6]
For reasons that follow, I am of the view that
this case falls into the second category. To be precise, I am satisfied that
while a penile swab constitutes a significant intrusion on the privacy
interests of the accused, the police may nonetheless take a swab incident to
arrest if they have reasonable grounds to believe that the search will reveal
and preserve evidence of the offence for which the accused was arrested, and
the swab is conducted in a reasonable manner.
[7]
Applying those requirements to this case, I
conclude that the police had reasonable grounds to conduct the swab and that in
carrying it out, they took reasonable steps to respect Mr. Saeed’s privacy. It
follows that Mr. Saeed’s s. 8 Charter rights were not breached, and that
the evidence of the complainant’s DNA obtained from the swabbing was properly
admitted. Accordingly, I would dismiss the appeal.
II.
Facts
[8]
In the early morning hours of May 22, 2011, the
complainant, age 15, and her friend S, age 14, attended a small party at an
apartment building in the city of Edmonton. Another of the complainant’s
friends, a man called Skip, joined them. There were three men at the party
other than Skip. One was introduced as Ali.
[9]
The complainant and S drank alcohol at the
party. At some point, the complainant became tired. She was very
intoxicated. S and Skip helped her to a bedroom to sleep. Around 4:00 a.m.,
the complainant awoke and discovered that S and Skip had left the apartment.
She then went outside to find S. When she reached the front yard of the
building, she was viciously attacked, in full public view, by a man who pushed
her to the ground, hit her multiple times, tore her clothes, called her names,
and proceeded to sexually assault her.
[10]
In the meantime, S and Skip returned to the
apartment and found that the complainant — and Ali — were gone. S went outside
to look for her friend and heard the complainant screaming. She saw her friend
on the ground outside of the apartment with a man on top of her. The man’s
pants were pulled down and he had a knife in his hand. S recognized the man as
Ali. She yelled for Skip to separate them. Skip pulled the man off the
complainant.
[11]
Skip drove the complainant and S to the group
home where they both lived. The police were called and they arrived at the
home around 5:00 a.m.
[12]
The complainant was taken to the hospital. She
had bruises, cuts, and scrapes all over her body, including her face. The
examining nurse, who had special training with respect to sexual assault cases,
noted tenderness in the complainant’s outer vagina but no other injuries in the
genital area.
[13]
Constable Mitchell took S back to the apartment
building to investigate. They arrived at around 5:44 a.m. S directed
Constable Mitchell to the apartment where she and the others had been partying,
and told him that the assailant’s name was Ali.
[14]
Constable Mitchell knocked on the apartment
door. Mr. Saeed answered. When asked his name, he said it was Ali. Constable
Mitchell arrested Mr. Saeed immediately and advised him of his right to counsel
under s. 10 (b) of the Charter . It was 6:05 a.m.
[15]
Mr. Saeed was taken to the police station but
mistakenly released sometime between 7:00 a.m. and 7:30 a.m. Constable
Mitchell was still at the scene when an officer brought Mr. Saeed back to the
apartment. Constable Mitchell re-arrested Mr. Saeed at 8:35 a.m. He once
again advised Mr. Saeed of his s. 10 (b) rights.
[16]
Constable Mitchell returned to the police
station with Mr. Saeed. They arrived at 8:50 a.m. Mr. Saeed was immediately
permitted to speak to a lawyer. He took up the opportunity and finished the
call at around 9:20 a.m.
[17]
At some point that morning, the complainant
disclosed to investigating officers that the sexual assault had involved penile
penetration. This information was relayed to Detective Fermaniuk, who had a
supervising role in the investigation. Based on this information and the
proximity in time of the assault to the arrest, Detective Fermaniuk felt that
there were reasonable grounds to believe the complainant’s DNA would be found
on Mr. Saeed’s penis. Accordingly, he determined that a penile swab should be
taken from Mr. Saeed to preserve this evidence.
[18]
The penile swab could not be taken immediately
after Mr. Saeed finished speaking to counsel because Constable Craddock, the
officer responsible for collecting physical evidence, was not at the station.
She was completing an interview with the complainant and photographing her
injuries. In anticipation that a swab would be taken, at around 9:30 a.m.,
after Mr. Saeed had finished speaking to counsel, Detective Fermaniuk directed
Constable Mitchell to place him in a dry cell, with no toilet or running water,
to preserve the evidence. Mr. Saeed was handcuffed to the wall to prevent him
from licking his hands or otherwise washing away evidence. Mr. Saeed was fully
clothed.
[19]
In his time on the force, Detective Fermaniuk
had not personally been involved in taking a penile swab. He testified that he
considered getting a warrant for the swab, but he did not follow up on this
because in his view, the proposed swab was a valid search incident to arrest.
He also testified that taking a swab was more respectful of Mr. Saeed, as
applying for a warrant would have resulted in Mr. Saeed being handcuffed to a
wall for several hours while the warrant was obtained. He did not consider
getting a telewarrant.
[20]
Constable Craddock returned to the station at
around 10:00 a.m. Detective Fermaniuk requested a penile swab be performed,
and Constable Craddock agreed that a swab was appropriate based on the
allegation of penetration. Seizing DNA evidence such as a penile swab would
ordinarily have been part of Constable Craddock’s job. However, in view of her
gender, Detective Fermaniuk directed Constable Mitchell to perform the penile
swab. Constable Craddock explained the procedure to Constable Mitchell.
[21]
Mr. Saeed spent about 30 to 40 minutes in total
handcuffed in the dry cell. At around 10:10 a.m., he was escorted from the cell
to speak with an interpreter. Acting Detective Kachkowski informed Mr. Saeed
of the possibility that the police might take DNA swabs from him and arranged
for a phone call with the interpreter. During the call, Acting Detective
Kachkowski repeated to Mr. Saeed the reason for his arrest and once again advised
him of his s. 10 (b) rights. Mr. Saeed indicated that he had already
spoken to a lawyer, and that he understood that he was not required to make any
statements.
[22]
The call with the interpreter was used to
prepare Mr. Saeed for the process of taking the swab. Constable Craddock
explained the process of obtaining a swab to the interpreter, and had the
interpreter repeat the process back to her to make sure that the interpreter
understood. Mr. Saeed then spoke directly to the interpreter about the swabbing
process. The interpreter informed Mr. Saeed how the swab would be taken, and
that he could choose either to take the swab himself, or to have a male officer
take it for him.
[23]
Following the call with the interpreter, Mr.
Saeed was escorted back to the dry cell, where Constable Craddock took pictures
of him fully clothed. Several scratches on his face were apparent. She left
the room.
[24]
The swab took place at around 10:45 a.m.
Constable Mitchell, Detective Fermaniuk, and Mr. Saeed were the only persons in
the cell at the time. The cell had a small window, located towards the top of
the door. During the swabbing process, the officers blocked the window with
their bodies so that no one could look into the room. Constable Craddock stood
outside the closed door.
[25]
The procedure took at most two minutes. Mr.
Saeed was fully clothed, but pulled his pants down in order to take the swab.
Constable Mitchell handed Mr. Saeed a swab with a cotton tip and a four to five
inch-long handle. Under Constable Mitchell’s direction, Mr. Saeed wiped the
cotton tip of the swab along the length of his penis and around the head before
returning the swab to Constable Mitchell. The swab came into contact only with
the skin on the outside of Mr. Saeed’s body. Mr. Saeed then pulled up his
pants. Constable Mitchell returned the swab to Constable Craddock, who sealed
it in order to preserve the evidence.
[26]
The swab was tested. It revealed the
complainant’s DNA on Mr. Saeed’s penis.
[27]
At trial, the central issue was the identity of
the complainant’s assailant. The main evidence implicating Mr. Saeed came from
the testimony of the complainant and S, and the DNA evidence from the penile
swab. The complainant testified to the assault, but in cross-examination, she
recanted her identification of Mr. Saeed. S maintained her identification
of Mr. Saeed, but her identification was far from ironclad. She was
intoxicated when she witnessed the sexual assault, did not know Mr. Saeed well,
and identified him for the first time to police only when she saw Constable
Mitchell leading him from the apartment building.
[28]
As indicated, Mr. Saeed challenged the
admissibility of the evidence of the complainant’s DNA obtained from the penile
swab. The Crown called Kenneth Hunter, a forensic specialist, to provide
expert opinion evidence. Mr. Hunter testified that he would expect to
find the complainant’s vaginal DNA on the accused’s penis for a period of time
after a sexual assault involving penile penetration, if no condom was used. He
further stated that urination by the accused, humidity, warmth, sweat, and the
natural bacteria present on the accused’s skin could all cause this type of DNA
evidence to degrade. An accused could also wash off or wipe away the DNA
evidence.
[29]
Mr. Hunter could not state definitively the time
frame within which a swab must be taken, due to the many factors that affect
how long a complainant’s DNA will remain on the accused’s penis — including
whether the accused chooses to destroy the evidence. Mr. Hunter referred to a
study on DNA transfer conducted on consenting couples who were not permitted to
wipe or wash after intercourse. The study found that DNA degradation began
five hours after intercourse for some couples, but for others, degradation did
not begin until twenty-four hours after intercourse. However, because of the
likelihood that an accused will urinate, wash, or wipe away the evidence, Mr.
Hunter testified that a swab should be taken as soon as possible. Mr. Saeed
did not give evidence on the s. 8 application.
III.
Decisions Below
A.
Alberta Court of Queen’s Bench — Sulyma J.
[30]
The trial judge ruled that the penile swab
violated Mr. Saeed’s s. 8 Charter right to be free from unreasonable
search and seizure. She concluded that exigent circumstances are required to
justify conducting a warrantless penile swab. Exigent circumstances — namely,
the imminent loss of evidence — did not exist in this case. However, the trial
judge noted that based on the factors governing the reasonableness of strip
searches set out in R. v. Golden, 2001 SCC 83, [2001] 3 S.C.R. 679, the
police conducted the swab in a reasonable manner.
[31]
The trial judge admitted the evidence from the
penile swab under s. 24(2) of the Charter , having regard to the factors
set out in R. v. Grant, 2009 SCC 32, [2009] 2 S.C.R. 353. She found
that there was no bad faith on the part of the police.
[32]
Mr. Saeed did not testify at trial. On the
evidence before her, the trial judge convicted him of sexual assault causing
bodily harm under s. 272(1) (c) of the Criminal Code, R.S.C. 1985, c.
C-46 , and unlawful touching for a sexual purpose under s. 151 of the Criminal
Code . In convicting Mr. Saeed, the trial judge relied on S’s
identification and the DNA evidence. Mr. Saeed appealed his convictions.
B.
Alberta Court of Appeal, 2014 ABCA 238, 5 Alta.
L.R. (6th) 219 — Watson, McDonald and Bielby JJ.A.
[33]
The Alberta Court of Appeal unanimously
dismissed the appeal. The court divided on whether the taking of the swab
violated Mr. Saeed’s s. 8 rights, but agreed that the DNA evidence was properly
admitted at trial.
[34]
For the majority, Watson and Bielby JJ.A. held
that taking the swab violated Mr. Saeed’s rights under s. 8 . In their view,
the seizure of bodily material that may infringe upon a person’s dignity was
governed by this Court’s decision in R. v. Stillman, [1997] 1 S.C.R.
607. And because a penile swab infringes on a person’s dignity, absent Mr.
Saeed’s consent, the police were required under Stillman to obtain a
warrant for the swab. There were no exigent circumstances in this case that
would justify bypassing the warrant requirement.
[35]
Justice McDonald, concurring in the result, held
that Mr. Saeed’s s. 8 rights were not violated because the swab was a valid
search incident to arrest. He distinguished Stillman, holding that it
applies only to samples of an accused’s own bodily substances. In his view,
the search here was effectively a strip search and was therefore governed by
the requirements in Golden. The police met these requirements.
IV.
Analysis
[36]
To be reasonable and therefore consistent with
s. 8 of the Charter , a search must meet three requirements: (1) the search
must be authorized by law; (2) the authorizing law must be reasonable; and (3)
the search must be conducted reasonably (R. v. Caslake, [1998] 1 S.C.R.
51, at para. 10). The Crown relies on the common law power of search incident
to arrest as the authorizing law.
[37]
The existing general framework for a valid
search incident to arrest purports to authorize a broad range of searches. It
requires only that (1) the individual searched has been lawfully arrested; (2)
the search is truly incidental to the arrest in the sense that it is for a
valid law enforcement purpose related to the reasons for the arrest; and (3)
the search is conducted reasonably (R. v. Fearon, 2014 SCC 77, [2014] 3
S.C.R. 621, at para. 27).
[38]
Despite this broadly framed power, in some contexts,
the accused’s privacy interests are so high that the police are precluded from
relying on the power of search incident to arrest, because if the common law
authorized such a search, it would not be reasonable and therefore not
consistent with the Charter . In others, while the police may rely on
the power of search incident to arrest, the power must be tailored to ensure
that the accused’s heightened privacy interests receive adequate protection.
In other words, in these contexts, the common law power of search incident to
arrest must be modified to permit only reasonable searches — that is, searches
that are Charter -compliant.
[39]
Although Mr. Saeed has challenged the manner in
which this search was conducted, the main issue on this appeal is whether the
police were entitled to rely on the common law power of search incident to
arrest to take the penile swab, given the particular privacy interests at stake
here. There is no real dispute that the police met the existing requirements
of the general framework for a search incident to arrest. Mr. Saeed was
validly arrested and the police had a legitimate law enforcement purpose
related to his arrest for performing the search.
[40]
The Crown submits that the police were entitled
to rely on the common law power of search incident to arrest, with some
modifications, to take the penile swab. The Crown points to this Court’s
decision in Golden. In Golden, this Court modified the common
law power of search incident to arrest in respect of strip searches, to ensure
it conformed to the Charter . Specifically, Golden stated that
the police must have reasonable grounds to believe the strip search is
necessary in the particular circumstances and follow certain restrictive
guidelines in carrying out the search (paras. 98-99 and 101). The Crown
maintains that similar modifications for penile swabs will bring the existing
general common law framework in line with the Charter .
[41]
Mr. Saeed accepts the law as set out in Golden,
but submits that it does not apply here. He says that the question of whether
the police were entitled to rely on the common law power of search incident to
arrest can instead be resolved by a straightforward application of this Court’s
decision in Stillman. In that case, the Court held that the common law
power of search incident to arrest cannot reasonably authorize the police to
seize the accused’s bodily samples and certain impressions, such as dental
impressions. Instead, the police must have either consent or a warrant. Mr.
Saeed says that a penile swab is a seizure of a bodily sample, and therefore,
as the police had neither his consent nor a warrant, they were not entitled to
take the swab.
[42]
With respect, I disagree with Mr. Saeed’s
submission. In particular, I reject his argument that this case can be decided
on a straightforward application of Stillman. But that is not the end
of the matter. An accused’s privacy interests are invariably implicated by a
penile swab. While I would reject Mr. Saeed’s argument that the privacy
interests are so high as to require the police to obtain either consent or a
warrant, I agree that the common law power of search incident to arrest must be
tailored to protect the enhanced privacy interests involved. In my view, the
police may take a penile swab incident to arrest if they have reasonable
grounds to believe the swab will reveal and preserve evidence of the offence,
and if the search is carried out in accordance with guidelines that are
designed to respect the accused’s privacy interests and interfere with them as
little as possible.
A.
Stillman Does Not Apply
[43]
As indicated, Mr. Saeed submits that a penile
swab falls within the scope of Stillman. I disagree.
[44]
Three factors played a significant role in the
Court’s decision in Stillman that the police must have consent or a
warrant to seize the accused’s bodily samples and certain impressions. First,
seizing samples of the accused’s own body to obtain information about
him without his consent intrudes on an accused’s privacy and dignity in a very
significant way (Stillman, at para. 42, quoting with approval R. v.
Dyment, [1988] 2 S.C.R. 417, at pp. 431-32). Second, forcefully removing
the accused’s hair and taking his dental impressions — a two-hour long
procedure which involved inserting instruments and substances into the
accused’s mouth — was highly intrusive (Stillman, at paras. 44 and 46).
Third, the accused’s DNA or bodily impressions do not change, degrade, or
disappear over time (Stillman, at para. 49). In other words, the
accused has a significant privacy interest in his own bodily samples, the
methods for taking these samples and impressions are invasive, and there is no
reason the police need to rush to seize this evidence.
[45]
The same cannot be said of a penile swab.
First, a penile swab is not designed to seize the accused’s own bodily
materials but rather, the complainant’s. The privacy interest accused persons
have in their own samples and impressions stems, in part, from the fact that
these samples and impressions are part of their bodies and can reveal personal
information about them. The complainant’s DNA is not part of the accused’s
body, and does not reveal anything about him.
[46]
In R. v. Monney, [1999] 1 S.C.R. 652,
this was the very reason upon which the Court distinguished Stillman.
In that case, the Court considered the power of customs officers to conduct a
“bedpan vigil” and seize drugs from an accused’s expelled faecal matter.
Justice Iacobucci, writing for the Court, concluded that the accused’s privacy
interest in his own bodily fluids did not extend to the drugs contained in his
bodily waste, as the drugs sought were not “bodily samples containing personal
information relating to the [accused]” (para. 44; see also para. 45).
[47]
The same principle applies here. The evidence
sought is not personal information relating to the accused. Accordingly,
accused persons do not have a significant privacy interest in the complainant’s
DNA, any more than they have a significant privacy interest in drugs that have
passed through their digestive system.
[48]
That said, I accept as a practical reality that
swabs are likely to contain bodily substances of the accused from which his DNA
could be obtained. But the fact that the evidence sought is the complainant’s
DNA, and not information about the accused, changes the context. Unlike the
situation in Stillman, taking a penile swab raises only a risk that an
accused’s privacy interest in the information contained in his bodily
substances will be intruded upon. And, as I shall explain, this risk is
manageable. Put simply, if an accused’s DNA is obtained through a penile swab
and the swab was taken without a warrant authorizing such seizure, or the
accused’s consent, the accused’s DNA cannot be used for any purpose.
[49]
Second, a penile swab is in some ways less
invasive than a two-hour long process for taking dental impressions and
forcefully removing hair from an accused’s body. As a general rule, it will be
quick and painless. It is not penetrative. No objects or substances are
placed inside the accused. Nor does the swab involve “the forcible taking of
parts of a person” (Stillman, at para. 41, quoting with approval R.
v. Legere (1988), 89 N.B.R. (2d) 361 (C.A.), at p. 379). While the accused
is required to expose a private area of his body to conduct the swab, the
procedure for taking the swab is not invasive.
[50]
Third, unlike with the accused’s bodily
materials or impressions, evidence of the complainant’s DNA degrades over
time. The accused can also destroy this evidence, whether intentionally or
accidentally. It cannot be said that this evidence is in “no danger of
disappearing” or that there is “simply no possibility of the evidence sought
being destroyed if it [is] not seized immediately” (Stillman, at para.
49).
[51]
In sum, the issue in this case cannot be
resolved by a straightforward application of Stillman. A penile swab
implicates different privacy interests and law enforcement objectives than
seizures of an accused’s bodily samples and certain impressions.
B.
The Police Can Rely on the Power of Search
Incident to Arrest
[52]
Even though Stillman does not apply, the
question remains: Are an accused’s privacy interests in this context so high as
to require consent, a warrant, or exigent circumstances, or can the police rely
on the common law power of search incident to arrest in taking a penile swab?
[53]
The principles and policy considerations which
this Court has identified in Fearon, Golden, and Stillman provide the framework needed to resolve this question. In short, our task is to weigh the privacy interests and law
enforcement objectives involved and “delineate the scope of the common law
power . . . in a way that is consistent with the Charter right to be
protected against unreasonable search and seizure” (Golden, at para.
87). This Court has, in Fearon, and in “both Stillman and Golden,
. . . modified the common law power in relation to particularly invasive types
of searches in order to make that power consistent with s. 8 of the Charter ”
(para. 44). With respect, these authorities do not bear out
Karakatsanis J.’s statement that the common law power can only be tailored to
comply with the Charter “in the rarest of cases” (para. 118).
[54]
There can be no doubt that requiring an
individual to expose and swab his genitals is an intrusion on an accused’s
privacy. Much like a strip search, a penile swab has the potential to be a
“humiliating, degrading and traumatic experience” for the accused (Golden,
at para. 83). A penile swab may be all the more humiliating because it
requires more than a mere visual inspection of the accused’s genitals.
[55]
But that is not the end of the story. Swabbing
itself is not inherently invasive. It can be conducted in a matter of
minutes. It is not penetrative. The cotton swab touches only the accused’s
outer skin. It does not cause pain or physical discomfort. It does not pose
any risk to the accused’s health. And the evidence sought — the complainant’s
DNA — does not implicate any particular privacy interest of the accused. The
DNA sought belongs to someone else.
[56]
In short, this search is a significant intrusion
on the accused’s privacy because of the body part searched. If the same search
was conducted elsewhere on the accused’s body — the back of his hands, for
example — there could be no suggestion that the swab was a “humiliating,
degrading and traumatic experience”.
[57]
Unlike my colleague Karakatsanis J., I do not
find the approach in the United Kingdom to be particularly helpful in assessing
the privacy interests implicated here. The regime in the United Kingdom
operates in an entirely different context, with different rules. The treatment
of penile swabs in the United Kingdom cannot be considered in a contextual
vacuum. For example, in the United Kingdom, if an individual refuses to
consent to a penile swab without “good cause”, this can be used by the court or
jury in determining whether that person is guilty of the offence charged (Police
and Criminal Evidence Act 1984 (U.K.), 1984, c. 60 (“P.A.C.E.”), s.
62(10)). Further, while the United Kingdom allows these swabs to be taken only
with consent, it allows for hair (other than pubic hair) and saliva samples to
be taken without consent or a warrant, unlike in Canada (P.A.C.E., s.
63). At bottom, while the majority of the Court in Golden found P.A.C.E.
useful in the context of strip searches (para. 101), it does not follow that P.A.C.E.’s
treatment of penile swabs — or any other type of search incident to arrest —
reflects Canadian constitutional standards.
[58]
On the other side of the ledger, a penile swab
conducted incident to arrest can serve important law enforcement objectives.
[59]
Penile swabs performed incident to arrest enable
the police to preserve important evidence. If this evidence is not promptly
seized, it runs the risk of degrading or even worse, being destroyed by the
accused. As my colleague Karakatsanis J. accepts, sexual assaults are
notoriously difficult to prove (para. 107). This type of evidence is highly
reliable. It can be crucial in the case of complainants who are unable to
testify, such as children, adults with disabilities, or those who have died or
suffered serious injuries as a result of the offence or otherwise (see, for
example, the first complainant in R. v. Laporte, 2016 MBCA 36, [2016]
M.J. No. 104 (QL)). And of course, a penile swab incident to arrest may serve,
in the end, to exclude a particular suspect.
[60]
The facts of this case demonstrate the
usefulness of a penile swab performed incident to arrest. By taking the swab,
the police obtained evidence which was highly probative of Mr. Saeed’s
involvement in the crime, and preserved evidence which might otherwise have
been destroyed.
[61]
At bottom, while there is no disputing that a
penile swab intrudes on an accused’s privacy, the intrusion is limited. In my
view, it is not so substantial as to require the police to obtain consent or a
warrant. Permitting these swabs to be taken only with the accused’s consent —
as in the United Kingdom — would strike an inappropriate balance in the Canadian
context. It would countenance an approach that effectively disregards the
interests of victims of sexual assault, where the evidence is most likely to be
pertinent, and all but ignores the public interest in bringing sexual offenders
to justice.
[62]
The privacy interests here are similar to those
implicated in strip searches, and they can be protected by a similar approach.
Both strip searches and penile swabs involve law enforcement inspecting
private areas of an accused’s body. While a strip search does not always
require touching of the accused’s private areas, both strip searches and penile
swabs can involve such contact (see Golden, at paras. 101 and 114; see
also R. v. Parchment, 2015 BCCA 417, 378 B.C.A.C. 146). The guidelines
set out in Golden contemplate the touching of an accused’s private areas
to remove evidence or weapons (para. 101, see guideline 10). This process
could certainly involve the exposure and possible manipulation of an accused’s
genitals, a potentially humiliating experience to be sure. Hence, the need for
explicit guidelines designed to ensure, so far as possible, that the search is
conducted in the least humiliating manner. So too, penile swabs must be
conducted with the same care.
[63]
As with strip searches, therefore, the common
law must provide a means of preventing unjustified searches before they occur —
to minimize the number of accused affected by this type of search — and a means
of ensuring that when these searches do occur, they are conducted in a
reasonable manner — to minimize the impact a swab can have on an accused who is
subjected to one.
[64]
The reasonable grounds standard and guidelines
regarding the manner of taking the swab provide these two protections. The
reasonable grounds standard prevents unjustified searches before they occur (Golden,
at para. 89). It holds the police to a higher level of justification before
they can take a penile swab, thereby limiting the number of cases in which
accused persons will be required to expose their genitals for a swab. Detailed
guidelines regarding the manner of taking the swab ensure that when a penile
swab is taken, it is “conducted in a manner that
interferes with the privacy and dignity of the person being searched as little
as possible” (Golden, at para. 104). Both serve
to protect the accused’s privacy while ensuring the police are free to pursue
the valid objective of preserving this highly probative, perishable evidence.
These two modifications to the common law ensure that it is Charter -compliant,
or in other words, that it is reasonable.
[65]
I would add that, in some ways, allowing the
police to take a penile swab incident to arrest is more beneficial to an
accused than requiring a warrant. If the police were required to obtain a
warrant, during the time needed to obtain it, they would either have to keep
the accused handcuffed without access to water or toilet facilities (perhaps
for several hours) in order to preserve the evidence, or run the risk of the
accused destroying the evidence. Realistically, the police are going to choose
the former, leaving accused persons to wait for an indefinite period in an
uncomfortable and potentially degrading position. On the other hand, if the
police are able to exercise their common law power of search incident to arrest
and take a swab promptly, the waiting time for an accused will be minimal.
Looked at that way, a prompt swab would seem more humane than requiring an
accused to wait for a warrant to issue.
[66]
Mr. Saeed makes one further argument in favour
of requiring a warrant. He says that because an accused’s DNA is likely to be
collected in the course of taking a penile swab, if the police are not required
to obtain a warrant, there is nothing to prevent them from using penile swabs
to obtain the accused’s DNA, thereby avoiding Stillman and the warrant
procedures set out in the Criminal Code .
[67]
In my view, this argument is flawed. Stillman
continues to govern the procedure for seizing the accused’s own bodily
materials. The police must obtain consent or prior judicial authorization in
order for evidence of the accused’s DNA to be legally obtained. The police
cannot use a penile swab incident to arrest to circumvent Stillman and
the warrant procedures set out in the Criminal Code . If DNA of the
accused is obtained through a penile swab and the swab was taken without a
warrant authorizing such seizure, or the accused’s consent, the accused’s DNA
cannot be used for any purpose.
[68]
If Mr. Saeed’s argument were to be accepted,
swabs of an accused’s person incident to arrest would never be permitted.
Lower courts have held — and Mr. Saeed appears to accept — that the police may
dab or swab an accused’s hands incident to arrest to check for gunshot residue
or to obtain a sample of blood visible on the accused’s skin (see, for example,
R. v. Backhouse (2005), 194 C.C.C. (3d) 1 (Ont. C.A.), at paras. 139-45;
R. v. Smyth, [2006] O.J. No. 5527 (QL) (S.C.J.)). Either of these
procedures might enable the police to obtain the accused’s DNA, but the police
are not entitled to use them for that purpose.
[69]
Similarly, the police are entitled to seize
evidence found on the accused during a reasonable strip search incident to
arrest, such as the bag found between the accused’s buttocks in Golden.
The police could in theory test such evidence to obtain the accused’s DNA. But
if the police were to use a strip search to obtain the accused’s DNA, they
would clearly be in violation of the accused’s s. 8 rights.
[70]
I add this final point on warrants. I recognize
that the question of whether the police can obtain a warrant to take a penile
swab is not settled. The only possible source of authorization at present is the
general warrant provision in s. 487.01 of the Criminal Code . But this
warrant power cannot “be construed as to permit interference with the bodily
integrity of any person” (s. 487.01(2) ). “Bodily integrity” is not defined in
the Criminal Code , and this Court has not defined it in the context of
s. 487.01(2) . Clearly, a strong argument can be made that taking a penile swab
interferes with an accused’s “bodily integrity”. At the same time, some courts
have upheld general warrants for photographs of an accused’s genital or anal
areas, including situations where the taking of the photographs has required
touching or manipulation of the accused’s private areas (see, for example, R.
v. H. (T.G.), 2014 ONCA 460, 120 O.R. (3d) 581, at para. 48; R. v. H.-G.,
2005 QCCA 1160, at para. 4 (CanLII)). At the very least, there is a lack of
clarity regarding the availability of a general warrant in these circumstances
(Laporte, at para. 65).
[71]
Assuming for argument’s sake that at present, a
warrant authorizing the taking of a penile swab is not available, my conclusion
would not change. It is true that if no warrant is available, the indignity
occasioned to an accused while waiting for a warrant and the possibility that
the evidence might degrade or be destroyed during this time frame cannot be
relied upon to support the police common law power of search incident to
arrest. But the unavailability of a warrant in no way precludes the operation
of the common law power of search incident to arrest (Fearon, at paras.
16 and 45). In Golden, the unavailability of a warrant did not prevent
the Court from holding that strip searches can be conducted as an incident of
arrest in appropriate circumstances. Importantly, while the Court noted that
there were a few legislative provisions governing searches of the person, these
provisions were “directed at the circumstances under which particular types of
evidence may be obtained from a person” and they did not address “the scope of
police powers to conduct personal searches for evidence or weapons incident to
arrest” (para. 85). Absent legislative guidance, it fell to the Court “to
determine the scope of the common law power to search as an incident to arrest,
and what the limits are to this power in the context of strip searches” (Golden,
at para. 85).
[72]
In the end, while I have not found it necessary
to decide whether a warrant is available, Parliament might wish to establish an
express, comprehensive legislative regime for these and other intrusive
searches, such as body cavity searches, to provide greater direction to the
police. The common law power of search incident to arrest, as modified in
these reasons, is not the only solution.
C.
Requirements for Conducting a Valid Penile Swab
Incident to Arrest
[73]
I turn now to the requirements for taking a
penile swab incident to arrest.
[74]
First, as with every search incident to arrest,
the arrest itself must be lawful. The swab must be truly incident to the
arrest, in the sense that the swab must be related to the reasons for the
arrest, and it must be performed for a valid purpose. The valid purpose will
generally be to preserve or discover evidence (Caslake, at para. 19).
[75]
Second, the police must also have reasonable
grounds to believe that a penile swab will afford evidence of the offence for
which the accused was arrested. These grounds are not to be confused with the
reasonable grounds required for the arrest. They are independent. Whether
reasonable grounds have been established will vary with the facts of each
case. Relevant factors include the timing of the arrest in relation to the
alleged offence, the nature of the allegations, and whether there is evidence
that the substance being sought has already been destroyed.
[76]
For example, the police will generally lack
reasonable grounds if the alleged sexual offence did not involve contact
between the suspect’s penis and the complainant. Similarly, if the suspect is
arrested several days after the alleged offence, the police will probably lack
reasonable grounds because it is likely that the evidence will have degraded or
been wiped or washed away in the interim.
[77]
To be clear, meeting the reasonable grounds
standard is more than a mere pro forma exercise. The potential for destruction
or degradation of the complainant’s DNA will always be a concern in this
context. The greater the time frame between the alleged offence and the swab,
the more difficult it will be for the police to establish reasonable grounds
for believing that the swab will afford evidence of the offence for which the
accused was arrested.
[78]
Finally, the penile swab must be conducted in a
reasonable manner. Above all, the police must take care to respect the privacy
of the accused. To this end, I would outline a number of factors to guide
police in conducting penile swabs incident to arrest reasonably:
1. The penile swab should, as a general
rule, be conducted at the police station;
2. The swab should be conducted in a
manner that ensures the health and safety of all involved;
3. The swab should be authorized by a
police officer acting in a supervisory capacity;
4. The accused should be informed
shortly before the swab of the nature of the procedure for taking the swab, the
purpose of taking the swab, and the authority of the police to require the
swab;
5. The accused should be given the
option of removing his clothing and taking the swab himself, and if he does not
choose this option, the swab should be taken or directed by a trained officer
or medical professional, with the minimum of force necessary;
6. The police officer(s) carrying out
the penile swab should be of the same gender as the individual being swabbed,
unless the circumstances compel otherwise;
7. There should be no more police
officers involved in the swab than are reasonably necessary in the
circumstances;
8. The swab should be carried out in a
private area such that no one other than the individuals engaged in the swab
can observe it;
9. The swab should be conducted as
quickly as possible and in a way that ensures that the person is not completely
undressed at any one time; and
10. A proper record should be kept of the
reasons for and the manner in which the swabbing was conducted.
[79]
Some of these factors require further
explanation. As with strip searches, penile swabs should generally be
performed at the police station. This requirement is even stricter for penile
swabs than strip searches. Safety concerns may justify a strip search for
weapons in the field. Safety concerns are highly unlikely to justify a penile
swab in the field. However, I would not rule out the possibility that a penile
swab may reasonably be performed in another suitable location, such as a
hospital, if there is some valid reason for doing so.
[80]
The police may use force in taking a penile swab
incident to arrest, but only if the force used is “necessary and proportional
in the specific circumstances” (Golden, at para. 116). In other words,
as with strip searches, if the accused resists the swab, the police may only
use the minimum amount of force necessary to obtain it. The fact that an
accused resists does not entitle the police “to engage in behaviour that
disregards or compromises his or her physical and psychological integrity and
safety” (Golden, at para. 116).
[81]
As a general rule, the police must explain to
the accused the procedure for taking a swab before it is taken, to ensure the
accused understands the nature of the procedure and the steps it involves.
Reviewing the procedure with the accused in advance can only help to keep the
procedure quick and efficient. Giving the accused the option of taking the
swab himself enables the accused to minimize the intrusiveness of the swab. A
detailed record of how the swab was conducted is important for after-the-fact
review of these searches to be effective (Fearon, at para. 82). And it
is likely to focus police officers’ attention on whether their conduct is
reasonable (Fearon, at para. 82).
[82]
These factors require the police to take great
care in performing a penile swab and will often ensure that the swab is
performed in a reasonable manner. But they will not be determinative in every
case. As this Court observed in Golden, the greater the intrusion on
the accused’s privacy, the higher the degree of justification required before
the search may be carried out, and the greater the constraints there will be as
to the manner in which it may be performed (para. 87). The same logic applies
here. My colleague Karakatsanis J. raises the concern that a “genital swab is
even more intrusive in the context of a female individual” (para. 101). These
reasons should not be taken as deciding the question of whether a penetrative
swab performed in accordance with the common law police power of search
incident to arrest would be reasonable and therefore Charter -compliant.
They are restricted to genital swabs conducted on the outer surface of the
skin.
[83]
At bottom, whether a particular penile swab
incident to arrest complies with s. 8 will depend on the facts of the case.
The onus is on the Crown to establish that the police had reasonable grounds to
believe the swab would reveal the evidence sought and that the swab was
conducted in a reasonable manner.
V.
Application
[84]
In light of the requirements set out above,
taking the penile swab did not violate Mr. Saeed’s rights under s. 8 of the Charter .
[85]
There is no question that Mr. Saeed was validly
arrested. And as indicated, the swab was performed for a valid purpose related
to Mr. Saeed’s arrest: preserving evidence of the sexual assault for which Mr.
Saeed was arrested. The only questions remaining are whether the police had
reasonable grounds to believe the swab would afford the evidence sought, and
whether the swab was taken in a reasonable manner.
A. The Police Had Reasonable Grounds
[86]
The police had the required reasonable grounds.
The nature of the allegations gave the police reasonable grounds to believe
that the complainant’s DNA had transferred to Mr. Saeed’s penis during the
assault. And the timing of the swab — within several hours of the assault —
gave the police reasonable grounds to believe that the complainant’s DNA was
still there at the time of the swab. The police had no reason to think that
Mr. Saeed had taken steps to destroy the evidence, especially given that he was
in police custody for most of the time following the assault.
[87]
Mr. Hunter’s expert opinion evidence confirmed
the reasonableness of the officers’ belief that the complainant’s DNA had
transferred to Mr. Saeed, and would likely still be there at the time of the
swab. I would emphasize that the issue at this stage is not whether the police
knew the science behind DNA degradation testified to by the Crown’s expert, Mr.
Hunter. The police are not required to know to a scientific degree of
certainty that evidence of the complainant’s DNA will be found on an accused’s
penis in order to justify a swab. Rather, the issue is whether, when they took
the sample, the police had reasonable grounds to believe that evidence of the
complainant’s DNA would be found on Mr. Saeed’s penis.
B. The Swab Was Conducted in a Reasonable Manner
[88]
The Crown has established that the swab was
performed in a reasonable manner. In short, the police officers involved in the
swab were sensitive to the need to preserve Mr. Saeed’s privacy and dignity.
[89]
Mr. Saeed was informed in advance of the
procedure for taking the swab and the purpose of the swab. The swab itself was
conducted quickly, smoothly, and privately. The swab took at most two
minutes. Mr. Saeed took the swab himself. There was no physical contact
between the officers and Mr. Saeed. The officers involved took detailed notes
regarding the reasons for and the process of taking the swab.
[90]
While the process of taking a penile swab from
Mr. Saeed intruded on Mr. Saeed’s privacy, it did not fundamentally violate his
human dignity. Far from it. The police conducted a well-grounded search
incident to a valid arrest. They took care to minimize the intrusion on Mr.
Saeed’s privacy. I therefore conclude that the search did not breach Mr.
Saeed’s s. 8 Charter rights.
VI.
Conclusion
[91]
For the reasons set out above, the penile swab
taken incident to Mr. Saeed’s arrest did not violate his right under s. 8 of
the Charter to be secure against unreasonable search and seizure. The
police had reasonable grounds to believe that the swab would afford evidence of
the complainant’s DNA, and they conducted the swab in a reasonable manner. The
evidence from the penile swab was therefore properly admitted at trial.
Accordingly, I would dismiss the appeal.
The following are the reasons
delivered by
[92]
Karakatsanis J. — How we treat those suspected of serious criminal offences says a
great deal about the values of our free and democratic society. This case is
no exception. My colleague Moldaver J. concludes that the common law should
empower police to swab a person’s genitals on arrest — without a warrant.
Given the profound impact such state conduct can have on an individual’s
privacy and human dignity, I cannot agree.
[93]
Section 8 of the Canadian Charter of
Rights and Freedoms balances an individual’s interest in privacy with the
state’s interest in investigating and prosecuting crime. While the state’s
interest in obtaining probative evidence is undeniably important, a genital
swab represents a profound affront to individual privacy and human dignity.
Obviously, a genital swab cannot be taken without exposing, touching and
manipulating the genitals, the most private area of the body, in the presence
of others. Regardless of whether it can be lawfully used, a genital swab also
gives the police a sample which contains the individual’s DNA. It is difficult
to conceive of a more personal or private interest in our bodies.
[94]
As a result, I conclude the common law power of
search incident to arrest does not authorize the police to take genital swabs.
Since the penile swab taken from Mr. Saeed was not authorized by law, it
was unreasonable and in violation of s. 8 of the Charter .
[95]
However, on balance, I agree with the courts
below that the evidence obtained in breach of the Charter was
nonetheless admissible under s. 24(2) .
I.
Analysis: Section 8
[96]
Section 8 of the Charter provides that
“[e]veryone has the right to be secure against unreasonable search or seizure.”
[97]
The common law authorizes the police to search
an individual incident to arrest; however, this power is an exception to the
general rule that a warrantless search is presumptively unreasonable (R. v.
Caslake, [1998] 1 S.C.R. 51, at para. 13). Although the precise limits of
this common law power are not defined, that does not mean the power is
unlimited (Cloutier v. Langlois, [1990] 1 S.C.R. 158, at p. 186). It
must evolve in a way that is consistent with Charter principles,
particularly the Charter right to be free from unreasonable search and
seizure (Cloutier, at p. 184; R. v. Golden, 2001 SCC 83, [2001] 3
S.C.R. 679, at paras. 86-87). In R. v. Stillman, [1997] 1 S.C.R. 607, Cory J. emphasized the
importance of placing limits on the power of search incident to arrest:
When [the police] are
carrying out their duties as highly respected and admired agents of the state
they must respect the dignity and bodily integrity of all who are arrested. The
treatment meted out by agents of the state to even the least deserving
individual will often indicate the treatment that all citizens of the state may
ultimately expect. Appropriate limits to the power of search incidental to
arrest must be accepted and respected. [Emphasis
added; para. 47.]
[98]
Thus, some kinds of searches fall outside the
scope of the common law power of search incident to arrest because they do not
reflect a reasonable balance between the individual’s interest in preserving
dignity and privacy and the state’s interest in investigating crime. The issue
in this appeal is whether expanding the common law to permit the police to take
genital swabs incident to arrest would strike a reasonable balance between
these competing individual and state interests.
[99]
In Stillman, this
Court held that mouth swabs, dental impressions and hair samples cannot be
taken as part of searches incident to arrest because they represent too great
an infringement of bodily integrity and affront to privacy and dignity.
Although Stillman did not deal with genital swabs, the principles
animating the decision suggest that it would also not be a reasonable balancing
of interests for the common law to authorize genital swabs.
[100]
As Moldaver J. acknowledges, genital swabs
represent a significant interference with individual dignity and privacy. He
concludes, however, that the seizures at issue in Stillman are more
physically intrusive than genital swabs. He suggests that a genital swab can
be conducted in a matter of minutes, touches only the individual’s outer skin,
does not cause pain or physical discomfort, and does not pose any risk to the
individual’s health. He concludes that dental impressions and hair samples are
actually more physically invasive than genital swabs: dental impressions
because they can take up to two hours to create; hair samples, one infers,
because they can cause some pain to remove.
[101]
I cannot agree. A swab of the genital area is
far more damaging to personal dignity and privacy than a swab of the inside of
the mouth or a pluck of hair from the head. In ideal circumstances a genital
swab may take only a few minutes, but it still requires an individual to expose
and manipulate his or her genitals in the presence of other persons. If the
individual resists the swab, the process can be more protracted and especially
invasive.
A genital swab is even more intrusive in the context of a female individual.
Genital swabs are substantially more invasive and dehumanizing than mouth
swabs, hair samples and dental impressions.
[102]
Moldaver J. further distinguishes Stillman
on the basis that there is no informational privacy at stake here because it is
not the purpose of a genital swab to collect biographical information from the
individual. Rather it is to test for the presence of the DNA of another person
— the victim of a sexual assault. However, the Court in Stillman was
concerned about far more than informational privacy in one’s own DNA. The main
principle animating Stillman was a concern to protect human dignity,
which — whatever the degree of informational privacy at stake — is all the more
pronounced in the case of genital swabs.
[103]
Cory J. emphasized in Stillman that
taking bodily samples engages a strong privacy interest related to human
dignity. It “may constitute the ultimate affront to human dignity”, he said
(para. 39). He reiterated: “It has often been clearly and forcefully
expressed that state interference with a person’s bodily integrity is a breach
of a person’s privacy and an affront to human dignity” (para. 42). Notably, he
found that the common law power of search incident to arrest does not go so far
as to authorize the police to take bodily samples because the taking of bodily
samples is “highly intrusive” and “violate[s] the sanctity of the body which is
essential to the maintenance of human dignity” (para. 51). This resonates with
this Court’s repeated emphasis on the close relationship between bodily privacy
and human dignity (see, e.g., R. v. Tessling, 2004 SCC 67, [2004] 3
S.C.R. 432, at para. 21; Golden, at paras. 87 and 98-99; R. v. Dyment,
[1988] 2 S.C.R. 417, at pp. 431-32; R. v. Pohoretsky, [1987] 1 S.C.R.
945, at p. 949). In my view, my colleague’s discussion of Stillman
betrays an unduly narrow reading of the decision and the fundamental interests
it sought to protect.
[104]
Further, although the purpose of a genital
swab may be to search for “residue” deposited on the individual’s genitals, an effect
of the seizure is to put the individual’s DNA in the hands of the state. As
the expert evidence in this case indicated, this residue is indivisible from
the person’s own bodily substances: the sample also contains the individual’s
DNA. Whatever its purpose, a genital swab has the result of giving police a
DNA sample from the individual.
[105]
As Moldaver J. notes, it would presently be
unlawful for the police to treat the genital swab sample as evidence of the
individual’s DNA. In principle, the courts would supervise any such future
use. But the sample would nonetheless exist and remain in the hands of the
police, available for undetermined potential future use. The law may
subsequently evolve, or the sample might be used by the police — perhaps
improperly — for purposes other than to generate evidence the admissibility of
which would be scrutinized in court.
[106]
The highly invasive and dehumanizing nature of
genital swabs has been recognized in the United Kingdom, where genital swabs
are treated as a particularly invasive kind of search and seizure. Under the
U.K. legislation Police and Criminal Evidence Act 1984 (U.K.), 1984, c.
60 (P.A.C.E.), a genital swab is governed by the rules for “intimate
samples”, not body searches, and is prohibited altogether except on
consent (ss. 62(1) and 65). Genital swabs and other intimate samples — like
blood, urine, and semen samples — are in a separate category from both strip
searches and non-intimate samples — such as hair samples and other swabs. The
definition of an intimate sample makes no reference to the purpose of the
sample. What makes these samples “intimate” under P.A.C.E. is the high
degree of bodily invasion, not the purpose of the search.
[107]
Turning to society’s interests in effective law
enforcement, I agree with my colleague that genital swabs can advance
compelling state interests. Not only is sexual assault a very serious offence,
but it is also notoriously difficult to prove. A search for the victim’s DNA
on the genitals of the arrested person can yield highly probative physical
evidence.
[108]
However, I do not agree with Moldaver J. that
the state interests are more compelling here than they were in Stillman.
My colleague says the kind of evidence collected by genital swabs is inherently
transient and vulnerable to destruction, whereas the kind of evidence collected
by mouth swabs, hair samples and dental impressions is in no danger of
disappearing. He concludes that the common law can advance important state
interests by ensuring the police can collect genital swab evidence before it
disappears. However, in stressing that genital swabs enable the police to
preserve evidence which could otherwise disappear, my colleague implicitly
assumes that this is evidence that the police could eventually collect
lawfully, presumably upon obtaining a warrant. But if there is no lawful means
by which the police could collect the evidence, ever, it would not matter how
long the evidence lasts. Nothing would be lost when the evidence disappeared —
no state interests would be compromised — because even if the evidence had
survived, the police would have had no lawful authority to collect it.
[109]
This was the case in Stillman: at the
time of the seizures, the Criminal Code provision authorizing a warrant
for that kind of DNA evidence had not yet been enacted and thus the effect of
the decision was that there was no other lawful means by which the police could
have obtained that evidence. As a result, the question of whether the evidence
would disappear could not have been relevant to the scope of the common law
power at that time: at the time of the seizures, the police could not obtain
the DNA evidence at all. Thus, the fact that the evidence was in no
danger of disappearing in Stillman is not a basis upon which to
distinguish the evidence in this case.
[110]
Similarly, it is not clear whether there is any
other lawful means by which the police can conduct genital swabs. Without
finally deciding the issue, there is no warrant obviously available. The
general warrant provision in s. 487.01(1) of the Criminal Code, R.S.C.
1985, c. C-46 , empowers a judge to issue a warrant to do anything that would,
if not authorized, constitute an unreasonable search or seizure — but that
subsection cannot be “construed as to permit interference with the bodily
integrity of any person” (s.
487.01(2) ). Genital swabs also do not appear to fall within any of the special
warrants. While it is not necessary to decide this issue here, I note that if
no warrant is available for genital swabs, then it simply does not follow that
the common law can advance state interests by allowing the police to take a
genital swab before the sample degrades in the time it would take to obtain a
warrant. Perishability alone cannot transform an unlawful seizure into a
lawful one.
[111]
Finally, Moldaver J. suggests that in order to
prevent an individual from destroying the evidence a genital swab would
collect, the police must detain the individual in a way that makes wiping his or
her genitals impossible. Here, this meant handcuffing Mr. Saeed to a pipe in a
dry cell, without access to water or a toilet. My colleague reasons that such
a form of detention is itself undignified, but this indignity can be prevented
if a warrantless genital swab is carried out as soon as possible.
[112]
This manner of detention certainly involves a
further and troubling compromise of the individual’s dignity. I note, first,
that the trial judge did not make a finding of fact that this manner of
detention is necessary to preserve the evidence a genital swab would
collect. The expert could not identify the time frame within which the residue
will degrade naturally. And, although there was evidence that an individual
can dissipate the residue by wiping or washing his or her genitals, there was
no evidence that detention in a dry cell is the only means by which this can be
prevented.
[113]
More fundamentally, even if this practice was
proven necessary to preserve perishable evidence, this necessity could not be
used to justify the greater affront to dignity that a genital swab would
represent. One indignity cannot justify another. It would be ironic indeed if
s. 8 did not protect individuals from the indignity of genital swabs precisely
because it protects them from the indignity of detention in dry cells.
[114]
Balancing the competing individual and state
interests, I find — as did the Court in Stillman — that the individual’s
freedom from such an indignity and invasion of privacy must prevail. In Stillman,
the individual privacy interests at stake in mouth swabs, dental impressions
and hair samples were so important that the Court held the common law does not
authorize such seizures — even though there was, at that time, no other lawful
means by which the police could have obtained that kind of evidence. (The Criminal
Code warrant for a mouth swab or hair sample was enacted after the
seizures in Stillman: An Act to amend the Criminal Code and the Young
Offenders Act (forensic DNA analysis), S.C. 1995, c. 27, s. 1.) In my
view, the individual privacy interests at stake in this case are even more
compelling: this kind of examination of a person’s genitals is a profound
affront to privacy and dignity. The state interests in this case, while
strong, are no more compelling than they were in Stillman. I conclude
it is not a reasonable balancing of the competing interests to permit the
police to take warrantless genital swabs under the common law power of search
incident to arrest.
[115]
Moldaver J. indeed agrees that the traditional
safeguards for the common law power are insufficient to protect the enhanced
privacy interests at stake with genital swabs. His solution is to add a higher
threshold of police justification. The traditional threshold test for a search
incident to arrest requires only that the arrest be lawful and the search be
conducted for a valid purpose connected to the arrest; no further justification
is needed for the search itself (Cloutier, at pp. 185-86). My colleague
proposes to create a specific test for genital swabs with an additional
requirement: the police must also have reasonable grounds to believe the
genital swab will reveal and preserve evidence of an offence.
[116]
Only once before has this Court imposed a
heightened threshold test for a particular type of search incident to arrest in
order to protect the interests engaged by s. 8 of the Charter . In Golden,
the majority of the Court held that the police may conduct a strip search
incident to arrest only when they have reasonable and probable grounds for the
strip search. Iacobucci and Arbour JJ. explained their reasoning as follows
(para. 98):
In Cloutier, supra, this
Court concluded that a common law search incident to arrest does not require
additional grounds beyond the reasonable and probable grounds necessary to
justify the lawfulness of the arrest itself: Cloutier, supra, at
pp. 185-86. However, this conclusion was reached in the context of a “frisk”
search, which involved a minimal invasion of the detainee’s privacy and
personal integrity. In contrast, a strip search is a much more intrusive
search and, accordingly, a higher degree of justification is required in order
to support the higher degree of interference with individual freedom and
dignity. In order to meet the constitutional standard of reasonableness that
will justify a strip search, the police must establish that they have
reasonable and probable grounds for concluding that a strip search is necessary
in the particular circumstances of the arrest.
[117]
It follows from this passage that a higher
degree of justification than reasonable and probable grounds is required for
searches which are more intrusive than strip searches. Genital swabs, which
require touching and manipulation of the genitals (and result in what is in
fact a DNA sample), are without doubt more intrusive. A straightforward
application of Golden thus implies that something more than reasonable
and probable grounds is required for genital swabs.
My colleague’s threshold test of “reasonable grounds to believe” is
insufficient.
[118]
More fundamentally, additional requirements for
particular types of searches incident to arrest should be avoided. When the
traditional test for search incident to arrest — the arrest must be lawful and
the search must be conducted for a valid purpose connected to the arrest — is
insufficient to protect the individual privacy and dignity interests at stake,
the search is not authorized by the existing common law. Only in the rarest of
cases should the court impose an additional requirement and thereby create a
new test specific to that type of search.
[119]
This is so for at least two reasons. First, a specific threshold test is much less effective in safeguarding
privacy than judicial pre-authorization. As Moldaver J.
acknowledges, the purpose of s. 8 is to prevent
unjustified searches before they happen, not simply to decide after the fact
whether a search should have happened (Hunter v. Southam Inc., [1984] 2
S.C.R. 145, at p. 160; Golden, at para. 89). Additional threshold
requirements for the test for search incident to arrest must be applied in the
field by the police who are focussed on law enforcement. Judicial oversight
would only come after the fact, and only in a subset of cases — where
incriminating evidence is found, charges are laid, and the lawfulness of the
search is challenged at trial. It would come as cold comfort to someone who
has suffered the indignity of a genital swab, for example, to learn some time
later that it never should have happened because there were no reasonable and
probable grounds for it. Judicial pre-authorization minimizes the risk of
unjustified searches occurring much more effectively than does an additional
threshold requirement for the test for search incident to arrest.
[120]
A second problem with judicially imposed threshold
requirements for specific types of searches incident to arrest is that defining
these requirements is a nuanced exercise which may be best left to Parliament.
Not only must the right balance be found between the competing privacy and law
enforcement interests; the framework must be workable for the police. The
common law power of search incident to arrest is a blunt tool, but this makes
it relatively straightforward for the police to use. Rather than complicating
matters with various add-ons intended to perform different functions, it should
be left to Parliament to equip the police with additional tools tailor-made for
specific functions.
[121]
Thus, I certainly agree with Moldaver J. that
Parliament could choose to create a legislative regime for genital swabs that
balances the need to obtain and preserve evidence with the need to safeguard
privacy interests, much as it did for DNA samples.
[122]
In conclusion, I recognize that genital swabs
can provide important evidence of serious offences. In principle, they can be
an effective law enforcement tool. However, the state interest in law
enforcement must be considered in light of the profound impact on privacy and
human dignity inherent in a genital swab. The common law power of search
incident to arrest has limits. I conclude that it does not authorize the police
to take genital swabs.
[123]
Because it was not authorized by law, the swab
the police took from Mr. Saeed’s penis was carried out in breach of s. 8
of the Charter .
II.
Analysis: Section 24(2)
[124]
In the exceptional circumstances of this case, I
would nonetheless uphold the trial judge’s decision to admit the evidence
obtained from Mr. Saeed in breach of the Charter . In deciding whether
the admission of the evidence would bring the justice system into disrepute,
the three factors to consider are (1) the seriousness of the Charter -infringing
state conduct, (2) the impact of the breach on the Charter -protected
interests of the accused, and (3) society’s interest in the adjudication of the
case on its merits (R. v. Grant, 2009 SCC 32, [2009] 2 S.C.R.
353, at para. 71).
[125]
A trial judge’s findings on these issues are
entitled to considerable deference and should be overturned only if the judge
did not consider the proper factors or made an unreasonable finding (Grant,
at para. 86; R. v. Côté, 2011 SCC 46, [2011] 3 S.C.R. 215,
at para. 44; R. v. Cole, 2012 SCC 53, [2012] 3 S.C.R. 34, at para. 82). In this case, the trial judge (and both sets of reasons from
the Court of Appeal, 2014 ABCA 238, 5 Alta. L.R. (6th) 219) held that the
evidence should be admitted. In my view, the trial judge’s exercise of
discretion should not be disturbed.
[126]
In considering the seriousness of the Charter -infringing
state conduct, the trial judge found that the officer who directed the swab did
not appropriately consider Mr. Saeed’s Charter rights and the ambit of
the police’s power of search incident to arrest, but that there was no “actual
bad faith” on the part of the police. She considered that the Charter -infringing
state conduct was serious. However, where the police act on a mistaken
understanding of the law where the law is unsettled, their Charter -infringing
conduct is considered to be less serious (Cole, at paras. 86-87; R.
v. Vu, 2013 SCC 60, [2013] 3 S.C.R. 657, at paras. 69 and 71). If
anything, the trial judge erred in the appellant’s favour by overstating the
seriousness of the state conduct. Since the law respecting genital swabs was
unsettled at the time this swab was taken and the police acted on their
understanding of the law, the first factor does not weigh in favour of the
exclusion of the evidence.
[127]
The second factor — the impact of the breach on
the Charter -protected interests of the accused — was obviously serious,
and weighs against admitting the evidence. There is no doubt that this was a
very intrusive search that engaged the core of the accused’s bodily privacy.
The trial judge found that the process “violated a very core value of privacy,
an accused’s privacy with respect to his genitals, and his right to not being
exposed”. In addition, in Côté, this Court noted that “[i]f the
search could not have occurred legally, it is considerably more intrusive of
the individual’s reasonable expectation of privacy” (para. 72). As discussed above, it is doubtful whether a warrant is available
for this evidence. If the police could not have lawfully obtained this
evidence at all, either under search incident to arrest or under any warrant,
then this would further heighten the impact on the accused’s Charter -protected
interests (Côté, at paras. 58-74). As the trial
judge held, the second factor weighs strongly in favour of exclusion.
[128]
The third factor — society’s interest in the
adjudication of the case on its merits — weighs in favour of admission. This
inquiry asks “whether the truth-seeking function of the criminal trial process
would be better served by admission of the evidence, or by its exclusion” (Grant,
at para. 79). Three relevant considerations are the
reliability of the evidence, the importance of the evidence to the Crown’s
case, and the seriousness of the offence (Grant, at paras. 80-84),
although the latter may “cut both ways” in some cases (para. 84). First, the
DNA evidence was reliable and probative. Second, the evidence was very
important in the Crown’s case. In finding that Mr. Saeed was in fact the
attacker, the trial judge considered the DNA evidence alongside eyewitness
accounts. Although the Crown’s case would not have been gutted without the DNA
evidence, the Crown conceded on appeal that a conviction may not have
reasonably flowed from the remaining evidence. Third, aggravated sexual
assault is a serious offence: while society has an interest in a justice
system that is beyond reproach when the penal stakes are high, this brutal
public assault of an adolescent girl was particularly heinous, and society also
has a keen interest in the adjudication of this case on its merits. Taking all
these considerations together, the third factor weighs in favour of admitting
the evidence.
[129]
Having regard to all the circumstances, the
evidence should be admitted. The impact of the Charter breach on the
accused was very serious. Going forward, in the face of settled law, it would
be difficult to justify its admission. However, the law on this issue was unsettled
at the time of this seizure and the police acted on their understanding of the
law. Furthermore, society has a strong interest in the adjudication of this
brutal sexual assault. On balance, I conclude that the trial judge was
justified in concluding that the admission of the evidence would not bring the
administration of justice into disrepute.
III.
Conclusion
[130]
In the result, I would dismiss the appeal.
The
following are the reasons delivered by
[131]
Abella J. (dissenting) — In R. v. Stillman, [1997] 1 S.C.R. 607, this
Court concluded that searches that violate bodily integrity “may constitute the
ultimate affront to human dignity”. The case involved the taking of hair
samples, buccal swabs, and dental impressions. Because those searches were
found to be “highly intrusive” and “the ultimate invasion of the appellant’s
privacy”, the evidence was excluded. If the taking of hair, buccal and dental
samples are “the ultimate invasion” of an individual’s privacy, one wonders how
to conceptualize a search whereby an individual is required to remove his
clothes and swab his penis in front of two uniformed police officers.
[132]
While I agree with Justice Karakatsanis that the
search was a breach of s. 8 of the Canadian Charter of Rights and
Freedoms , I do not, with respect, share her view that the resulting
evidence should be admitted.
[133]
In determining whether the evidence
should be excluded under s. 24(2) , three factors are to be balanced in
accordance with R. v. Grant, [2009] 2 S.C.R. 353:
•
The seriousness of the Charter -infringing
state conduct;
•
The impact of the breach on Charter -protected
interests of the accused; and
•
The societal interest in adjudication on the
merits.
[134]
While the public clearly has an interest in the
adjudication of a case on its merits, it also has an interest “in ensuring that
the justice system remains above reproach in its treatment of those charged
with . . . serious offences”: R. v. Spencer, [2014] 2 S.C.R. 212, at
para. 80; see also R. v. Taylor, [2014] 2 S.C.R. 495. No factor, in
other words, is determinative. And, of equal significance, none is absolute.
[135]
The first factor engages its own continuum, as
Doherty J.A. pointed out in R. v. Kitaitchik (2002), 166 C.C.C. (3d) 14
(Ont. C.A.):
Police conduct can run the gamut from
blameless conduct, through negligent conduct, to conduct demonstrating a
blatant disregard for Charter rights: see Hill, “The Role of Fault in
Section 24(2) of the Charter ”, in The Charter ’s Impact on the
Criminal Justice System (1996) at p. 57 (Cameron, ed.). What is important
is the proper placement of the police conduct along that fault line, not the
legal label attached to the conduct. [para. 41]
[136]
The key, as a result, is not so much whether the
conduct fits within a compartment called “good faith” or “bad faith”, but
whether the police reasonably believed they were respecting the Charter :
David M. Paciocco and Lee Stuesser, The Law of Evidence (7th ed. 2015),
at p. 408; R. v. Buhay, [2003] 1 S.C.R. 631; R. v. Chuhaniuk
(2010), 292 B.C.A.C. 89, at para. 34.
[137]
Ryan J.A., for the majority, elaborated on the
“good faith” analysis in R. v. Washington (2007), 248 B.C.A.C. 65, where
she explained:
Although good faith is not fully
defined in the jurisprudence, the underlying notion is [that] good faith is
present when the police have conducted themselves in manner that is consistent
with what they subjectively, reasonably, and non-negligently believe to be the
law. This is perhaps better understood as a contrast to situations where the
police deliberately, flagrantly and wilfully breach a Charter right to
gain some perceived advantage, that advantage usually being the avoidance of
compliance with the Charter . [para. 78]
[138]
In other words, as a police officer’s disregard
of Charter requirements becomes more deliberate or flagrant, his or her
conduct approaches the “bad faith” end of the spectrum: R. v. Morelli, [2010]
1 S.C.R. 253; R. v. Dhillon (2012), 93 C.R. (6th) 260
(B.C.C.A.); R. v. Voong (2013), 347 B.C.A.C. 278.
[139]
Where does the police conduct fall on the
spectrum in this case? Even though the trial judge did not conclude that the
police acted in bad faith, neither did she find good faith. This is hardly
surprising in the circumstances. Mr. Saeed was initially arrested at 6:05 a.m.,
released from custody sometime between 7:00 a.m. and 7:30 a.m., and then
re-arrested at 8:35 a.m. When he arrived at the police station at around 8:50
a.m., he was placed in a dry cell with his hands cuffed behind his back to a
metal pipe which was positioned low to the ground. He was made to sit on the
floor in this position for almost an hour without the opportunity to use the
washroom or drink water.
[140]
At 10:26 a.m., he was directed to expose his
genitals and wipe a cotton-tipped swab around the head of his penis in the
presence of two police officers. Mr. Saeed did not consent to the search. While
the swab was conducted, Mr. Saeed was described by one of the officers as being
“naked”.
[141]
Nor did the police make any inquiry to determine
whether a swab would even be probative before chaining him to a
pipe in a dry cell. Mr. Saeed had been free for an hour and a half when
he was re-arrested. Despite the fact that he had ample opportunity to wash away
the evidence, not only before the initial arrest but also during the time that
he was left alone at his apartment before he was re-arrested, the police did
not ask whether he had washed or wiped himself during that time. This is a
crucial information gap, since expert evidence at the trial indicated that
without knowing whether he had washed, it would have been impossible for the
police to know whether the best source of DNA evidence was a genital swab or
Mr. Saeed’s underwear. The police nonetheless chose the most invasive option.
[142]
The police testified that they considered that the
search was authorized as being incidental to arrest. Restrictions on obtaining
bodily samples as part of a search incident to arrest were articulated
in Stillman, 14 years before the
events in this case occurred, and were confirmed in R. v. Golden,
[2001] 3 S.C.R. 679, four years later. The police must
therefore be taken to have been aware of them: R. v. Kokesch, [1990] 3
S.C.R. 3, at p. 34.
[143]
Those decisions confirmed that a search incidental to
arrest does not authorize invasive searches of an individual in order to get
bodily samples as evidence: Golden, at para. 24; Stillman, at
paras. 42-49. That means the police were required to get prior judicial
authorization. Yet there was no explanation for why the police sought no prior
judicial authorization. Their evidence was that they began to consider
obtaining a genital swab from Mr. Saeed at 8:10 a.m., before he was in police
custody for the second time. In the two and a quarter hours
between when they decided to obtain the swab and when they got it, they took no
steps towards obtaining either a general warrant or a telewarrant for the
search.
[144]
Their evidence was that they took no steps to
obtain a warrant because they wanted to “speed up the process of collecting the
evidence” and felt that taking the time to apply for a warrant would leave Mr.
Saeed handcuffed to the pipe for too long. One of the officers said that Mr.
Saeed was handcuffed to the pipe to “preven[t] him from licking his hands and
possibly washing away some of the DNA evidence that we wanted to preserve”. They
never explained why there was no time to get a telewarrant. When asked “[d]id
you ever at all during this point of the investigation turn your mind to the
possibility of applying for a telewarrant?” the answer was “[n]o, I did not.”
[145]
Moreover, as the trial judge found, there were
no exigent circumstances. She found that the only testimony demonstrating any
concern about the need to preserve evidence so as to justify a search
incidental to arrest was merely a “vague statement” by one of the officers.
[146]
It is not for the police to unilaterally decide
to waive an accused’s s. 8 Charter protections by deciding that it is
more in his interests that the swab be performed quickly than that it be
performed constitutionally. It is true that the Crown led expert evidence to
show that DNA evidence may begin to degrade in as little as five hours, but,
notably, there was no evidence from the police that they were even aware of
this information, let alone sought to act in accordance with it. But even if
the police were concerned with obtaining the evidence within five hours,
that time had already elapsed when they finally took the swab.
[147]
But the most significant problem with
this warrantless search is that it is by no means clear that obtaining a
warrant for the genital swab was even legally available. There is no statutory
authority in the Criminal Code, R.S.C. 1985, c. C-46 , for the issuance
of a warrant in these circumstances.
[148]
Section 487.01 of the Code provides for
the issuance of a general warrant, and expressly states that “[n]othing . . .
shall be construed . . . to permit interference with the bodily integrity of
any person” (s. 487.01(2)). Warrants for the taking of bodily samples for
forensic DNA analysis are available under s. 487.05 of the Code. But
warrants issued under this provision are limited to the investigative
procedures in s. 487.06(1) . None of the procedures set out in s.
487.06(1) includes conducting genital swabs.
[149]
Taken together, we have circumstances that in my
respectful view fall at the opposite end of the “good faith” continuum. The
police officers failed to inquire and obtain the requisite information to
establish reasonable and probable grounds that the evidence sought would still
be present on Mr. Saeed’s genitals. They nevertheless proceeded to handcuff him
to a pipe against a wall and deprive him of access to water or bathroom
facilities. He was then instructed to expose the most private part of his body
and swab it in front of two uniformed police officers. All of this occurred
without Mr. Saeed’s consent and without prior judicial authorization. And on
top of this deliberate disregard for Mr. Saeed’s s. 8 rights, is the fact that
the Criminal Code appears not to countenance such searches at all.
[150]
The next Grant question is the impact of
the breach on the Charter -protected interests of the accused, where we
are to examine “the interests engaged by the infringed right and . . . the
degree to which the violation impacted on those interests”: para. 77.
[151]
This Court concluded in Vancouver (City) v. Ward,
[2010] 2 S.C.R. 28, that “[s]trip searches are inherently humiliating
and degrading regardless of the manner in which they are carried out and
thus constitute significant injury to an individual’s intangible interests”:
para. 64 (emphasis added). Surely this means that the
invasion of dignity and bodily integrity does not depend on whether, as the
majority concludes, it is “penetrative”, painful or uncomfortable. What
is a more private anatomical zone than the genital area?
[152]
A genital swab does not just require the
individual to expose his or her genitals to state scrutiny, it asks that
individual to violate his or her own bodily integrity by collecting potentially
self-incriminatory evidence from that most private of areas. The impact on Mr.
Saeed’s privacy interests is as profound as one can imagine, leaving far in its
wake the prior “ultimate” baseline from Stillman.
[153]
The third Grant factor is society’s
interest in an adjudication on the merits. This too is nuanced and
multi-faceted: R. v. Harrison, [2009] 2 S.C.R. 494, at paras. 33-34.
What is weighed in considering this third factor is the seriousness of the
offence, the reliability of the evidence and its importance to the Crown’s
case: Grant, at paras. 83-84.
[154]
As the majority of this Court explained in Grant,
the seriousness of the offence can be a relevant consideration at this stage of
the analysis, but it points both towards inclusion and exclusion of the
evidence. What is of utmost importance in weighing the third factor is the
long-term reputation of the justice system:
In our view, while the seriousness of
the alleged offence may be a valid consideration, it has the potential to cut
both ways. Failure to effectively prosecute a serious charge due to excluded
evidence may have an immediate impact on how people view the justice system.
Yet . . . it is the long-term repute of the justice system that is s.
24(2) ’s focus. As pointed out in Burlingham, [[1995] 2 S.C.R. 206,]
the goals furthered by s. 24(2) “operate independently of the type of crime for
which the individual stands accused” (para. 51). And as Lamer J. observed in Collins,
[[1987] 1 S.C.R. 265,] “[t]he Charter is designed to protect the accused
from the majority, so the enforcement of the Charter must not be left to
that majority” (p. 282). The short-term public clamour for a conviction in a
particular case must not deafen the s. 24(2) judge to the longer-term repute of
the administration of justice. . . . [W]hile the public has a heightened
interest in seeing a determination on the merits where the offence charged is
serious, it also has a vital interest in having a justice system that is above
reproach, particularly where the penal stakes for the accused are high.
[Emphasis added; para. 84.]
[155]
In Professor Hamish Stewart’s view, “[t]his
passage might well be interpreted as holding that although the seriousness of
the offence enhances the public interest in a trial on the merits, it also
enhances the disrepute associated with the admission of unconstitutionally
obtained evidence; on this interpretation, in most cases, the seriousness of
the offence will be a neutral factor”: “Section 24(2) : Before and After Grant”
(2011), 15 Can. Crim. L.R. 253, at p. 257; see also p. 262; R. v.
Côté, [2011] 3 S.C.R. 215, at para. 53.
[156]
The view in Grant was reiterated in Harrison, where the Court said, “the public . . . has a vital interest in a
justice system that is beyond reproach, particularly where the penal stakes for
the accused are high”: para. 34. Later, in Côté, a majority of this
Court noted:
The seriousness of the offence . . . has the potential
to “cut both ways” and will not always weigh in favour of admission (Grant,
at para. 84). While society has a greater interest in seeing a serious offence
prosecuted, it has an equivalent interest in ensuring that the judicial system
is above reproach, particularly when the stakes are high for the accused
person. [para. 53]
(See also Spencer, at paras. 79-80,
and Taylor, at para. 38.)
[157]
And although the reliability of the evidence and
its importance to the Crown’s case are relevant, bodily evidence will be
excluded, the majority of this Court said in Grant, “where an intrusion
on bodily integrity is deliberately inflicted and the impact on the accused’s .
. . bodily integrity and dignity is high . . . notwithstanding its relevance
and reliability”: para. 111.
[158]
These passages from Grant and Harrison
are clear that, at the very least, the seriousness of the offence should have a
limited role in the third stage of the Grant test, as it had in Morelli. Mr. Morelli was charged with possession of child pornography. The
evidence was obtained through an improperly obtained search warrant. A
majority of the Court found that Mr. Morelli’s s. 8 rights had been violated.
Without the evidence, the Crown had no case. Nevertheless, even though the
police did not breach the accused’s rights intentionally, the Court excluded
the evidence, stating that “we are required by Grant to bear in mind the
long-term and prospective repute of the administration of justice, focussing
less on the particular case than on the impact over time of admitting the
evidence obtained by infringement of the constitutionally protected rights of
the accused”: para. 108. Similarly, in Taylor this Court excluded blood
samples despite the fact that they were “reliable and key to the case” because
they were taken in breach of the accused’s s. 8 rights: para. 38. And, it bears
noting, this Court in Stillman and Côté, both murder cases, excluded
the evidence.
[159]
David M. Paciocco has expressed concern, however, that
notwithstanding this Court’s clear direction on how to apply the third Grant
factor, courts have been overly focused on the seriousness of the offence
resulting in unduly favouring the inclusion of evidence:
We have struggled to maintain
a meaningful purposive approach to s. 24(2) and we have struggled to maintain
doctrinal consistency between it and related constitutional remedies. The
truth is that the fortunes of the exclusionary remedy have at times been driven
more by the politics of exclusion than the pursuit of remedial purpose.
Principles do not perform their usual role of directing conclusions; instead
they are selected from time to time to explain policy choices that have been
made.
(“Section
24(2) : Lottery or Law — The Appreciable Limits of Purposive Reasoning” (2011),
58 C.L.Q. 15, at p. 16)
[160]
One empirical analysis of 100 cases applying the
Grant framework from 2010 demonstrated that at the very least there was
some confusion in how to interpret the third factor:
With respect to
classification of the third Grant factor — society’s interest in
adjudication on the merits — much more interpretive discretion was exercised.
Courts do not seem to coherently or uniformly write about this factor. . . .
It is difficult to extract meaningful conclusions about the data from the third
factor, since courts are considering the factor in different ways. Theoretically,
the factor should always be high: society always has a high interest in seeing
a case adjudicated on its merits. It is unclear, however, how courts are
actually “balancing” this abstract, largely unquantifiable factor alongside the
first two Grant factors, and how they are assessing this factor in cases
where unreliable evidence is being considered, or where evidence that is not
central to the case is being considered.
(Mike
Madden, “Marshalling the Data: An Empirical Analysis of Canada’s Section 24(2)
Case Law in the Wake of R. v. Grant” (2011), 15 Can. Crim. L.R. 229,
at p. 236)
[161]
Ultimately, based on his empirical analysis of
the jurisprudence, Madden concluded that “courts at all levels seem to have
ignored or departed from fairly clear suggestions that were laid down by the
SCC in Grant”: p. 250.
[162]
Another empirical study of the post-Grant
s. 24(2) jurisprudence reached similar conclusions: Justin Milne,
“Exclusion of Evidence Trends post Grant: Are Appeal Courts Deferring to
Trial Judges?” (2015), 19 Can. Crim. L.R. 373. Milne
looked at 60 appellate court decisions from 2011 to 2015 reviewing trial
judges’ application of Grant, to see whether appellate courts were
deferring to the Grant analyses by trial judges. He found that despite
this Court’s strong endorsement of deference to trial judges’ Grant
analyses in Côté, there was no change in the levels of deference shown.
Moreover, he found that appellate courts across Canada were more likely to
defer to trial judges’ analyses when evidence had been admitted and the offence
was serious. He also found that appellate judges who did not show deference
frequently interfered with the trial judge’s findings at each stage of the Grant
analysis: p. 375.
[163]
The case before us provides an opportunity to
confirm the Court’s guidance in Grant and Harrison.
[164]
The trial judge relied on the seriousness of the
offence at the third stage to counter the “serious” breach of Mr. Saeed’s
rights. She acknowledged that “[t]here are certainly dangers to the repute of
the justice system in admitting this evidence”, but did not elaborate on what
those dangers were. Nor did she refer to society’s heightened interest in
protecting the Charter rights of those who are accused of serious
offences. By failing to consider a relevant factor in the analysis, her
analysis is subject to reassessment by this Court: Côté, at para. 87.
[165]
Even though the DNA evidence is reliable and
important to the Crown’s case, it is not necessarily vital. Another witness
provided eyewitness testimony identifying Mr. Saeed as the perpetrator and, as
was noted by the trial judge, S’s evidence was strongly corroborated by the
fact that she was able to guide the police to Mr. Saeed’s apartment.
[166]
But whether or not there is other available
evidence, the reputation of the justice system weighs against admission of the
evidence. The police arrested, released, and re-arrested Mr. Saeed, handcuffed
him to a pipe in a dry cell, and, without taking any steps either to obtain a
warrant or a telewarrant, proceeded to conduct a genital swab for the purposes
of obtaining DNA evidence. The law is clear that judicial authorization is
required to conduct invasive searches with a view to obtaining bodily samples.
The police’s unjustified and unexplained avoidance of this requirement weighs
against admissibility. So does their disregard for the likelihood that a
warrant was not even available for such intrusive searches.
[167]
Put another way, the deliberate failure to consider
a warrant in the absence of exigent circumstances is, at its best, careless;
ignoring the legal possibility that under Canadian law the police were not even
entitled to take a penile swab, is fatal.
[168]
In these circumstances, based on public
confidence in the integrity of the justice system, I would exclude the evidence
and order a new trial.
APPENDIX
Information
for general warrant
487.01 (1) A provincial court judge, a
judge of a superior court of criminal jurisdiction or a judge as defined in
section 552 may issue a warrant in writing authorizing a peace officer to,
subject to this section, use any device or investigative technique or procedure
or do any thing described in the warrant that would, if not authorized,
constitute an unreasonable search or seizure in respect of a person or a
person’s property if
(a) the judge is satisfied by
information on oath in writing that there are reasonable grounds to believe
that an offence against this or any other Act of Parliament has been or will be
committed and that information concerning the offence will be obtained through
the use of the technique, procedure or device or the doing of the thing;
(b) the judge is satisfied that it is in
the best interests of the administration of justice to issue the warrant; and
(c) there is no other provision in this
or any other Act of Parliament that would provide for a warrant, authorization
or order permitting the technique, procedure or device to be used or the thing
to be done.
Limitation
(2) Nothing in subsection (1) shall be
construed as to permit interference with the bodily integrity of any person.
. . .
Information for warrant to take bodily substances for forensic DNA
analysis
487.05 (1) A provincial court judge who
on ex parte application made in Form 5.01 is satisfied by information on
oath that there are reasonable grounds to believe
(a) that a designated offence has been
committed,
(b) that a bodily substance has been
found or obtained
(i) at the place where the offence was
committed,
(ii) on or within the body of the victim
of the offence,
(iii) on anything worn or carried by the
victim at the time when the offence was committed, or
(iv) on or within the body of any person
or thing or at any place associated with the commission of the offence,
(c) that a person was a party to the
offence, and
(d) that forensic DNA analysis of a
bodily substance from the person will provide evidence about whether the bodily
substance referred to in paragraph (b) was from that person
and
who is satisfied that it is in the best interests of the administration of justice
to do so may issue a warrant in Form 5.02 authorizing the taking, from that
person, for the purpose of forensic DNA analysis, of any number of samples of
one or more bodily substances that is reasonably required for that purpose, by
means of the investigative procedures described in subsection 487.06(1) .
. . .
Investigative procedures
487.06 (1) A peace officer or a person
acting under a peace officer’s direction is authorized by a warrant issued
under section 487.05 , an order made under section 487.051 or an authorization
granted under section 487.055 or 487.091 to take samples of bodily substances
by any of the following means:
(a) the plucking of individual hairs
from the person, including the root sheath;
(b) the taking of buccal swabs by swabbing
the lips, tongue and inside cheeks of the mouth to collect epithelial cells; or
(c) the taking of blood by pricking the skin surface with a sterile
lancet.
Appeal
dismissed, Abella J.
dissenting.
Solicitors for the
appellant: Royal & Company, Edmonton; Conor Davis, Edmonton.
Solicitor for the
respondent: Attorney General of Alberta, Edmonton.
Solicitor for the
intervener the Attorney General of Ontario: Attorney General of Ontario,
Toronto.
Solicitor for the
intervener the Canadian Association of Chiefs of Police: Edmonton Police
Service, Edmonton.
Solicitors for the
intervener the Criminal Lawyers’ Association (Ontario): Abergel Goldstein
& Partners, Ottawa.