R. v. Hynes, [2001] 3 S.C.R. 623, 2001 SCC 82
Dwayne W. Hynes Appellant
v.
Her Majesty The Queen Respondent
and
The Attorney General of Canada,
the Attorney General for Ontario,
the Attorney General of Manitoba,
the Attorney General of British Columbia
and the Attorney General for Alberta Interveners
Indexed as: R. v. Hynes
Neutral citation: 2001 SCC 82.
File No.: 27443.
2001: February 13; 2001: December 6.
Present: McLachlin C.J. and L’Heureux‑Dubé, Gonthier,
Iacobucci, Major, Bastarache, Binnie, Arbour and LeBel JJ.
on appeal from the court of appeal for newfoundland
Constitutional law -- Charter of Rights -- Court of
competent jurisdiction -- Preliminary inquiry -- Exclusion of evidence --
Whether preliminary inquiry justice is court of competent jurisdiction to
exclude evidence -- Canadian Charter of Rights
and Freedoms, s. 24(2) .
The accused stands charged with three offences under
the Criminal Code arising from a motor vehicle accident. The judge
presiding over the preliminary hearing into the charges held voir dires
to determine the admissibility of statements made by the accused to the police
while he was under arrest. The accused argued that these statements were
obtained by the police in a fashion infringing his rights under ss. 7 , 10 (a),
10 (b) and 11 (a) of the Canadian Charter of Rights and Freedoms .
After completion of the Crown’s evidence on each of the voir dires, the
accused sought a declaration that the presiding judge constituted a “court of
competent jurisdiction” under s. 24 of the Charter . The judge
refused on the ground that, sitting in his capacity as a preliminary inquiry
justice, he was not a “court of competent jurisdiction” for the purpose of
excluding evidence under s. 24(2) . The Trial Division dismissed the
accused’s application to direct the preliminary inquiry judge to conduct
the inquiry under s. 24 . The Court of Appeal upheld that decision.
Held (Iacobucci, Major,
Binnie and Arbour JJ. dissenting): The appeal should be dismissed.
Per McLachlin C.J. and
L’Heureux-Dubé, Gonthier, Bastarache and LeBel JJ.: A justice presiding at
a preliminary inquiry is not a “court of competent jurisdiction” for the
purpose of excluding evidence under s. 24(2) of the Charter .
A “court of competent jurisdiction” is one that
possesses jurisdiction over the subject matter, jurisdiction over the person,
and jurisdiction to grant the remedy. The test for the third element is
whether the court or tribunal is suited to grant the remedy sought under
s. 24 in light of its function and structure. The primary function of a
preliminary inquiry justice is to determine whether the Crown has sufficient
evidence to warrant committing the accused to trial. In support of this
function, Parliament equipped the preliminary inquiry with a structure that
shares broad similarities with that of the trial court. The preliminary
inquiry is not a trial, however, and this distinction is reflected in the
powers and procedure. Preliminary inquiry justices should not be allowed
general powers to exclude evidence for Charter breaches. First,
recognizing a remedial jurisdiction in preliminary inquiry justices has the
potential to transform the role Parliament intended this process to perform in
the criminal justice system. Instead of performing a preliminary screening
function, the preliminary inquiry might become a forum for trying Charter
breaches and awarding remedies. Second, assigning this new role to preliminary
inquiry justices might undermine the expeditious nature of the preliminary
inquiry. Third, trial courts are better situated than preliminary inquiries to
engage in s. 24(2) determinations. Finally, Charter litigation at
the preliminary stage may ultimately serve no other practical purpose than to
increase the costs and delays associated with this process. If the accused is
discharged as the result of excluded evidence under s. 24(2) , the Crown
may still prefer a direct indictment against the accused and proceed to trial
regardless. There is no statutory right of appeal from the ruling of a
preliminary inquiry justice. The Crown’s power to proceed by preferred
indictment cannot be accepted as a proper substitute for a statutory appeal
mechanism. Parliament intended Charter issues to be resolved in a forum
equipped with established and well-understood avenues of appeal. The trial
court is the obvious choice for this task.
Under the current rule, the preliminary inquiry
justice may consider the admissibility of the accused’s statement based on
voluntariness, but not Charter violations. Although these powers appear
similar, only the latter involves an exercise of remedial authority – an
authority with which a preliminary inquiry justice is not cloaked. Further,
the common law confessions rule always results in the exclusion of offending
evidence. As such, it involves a relatively discrete inquiry. By contrast,
the s. 24(2) inquiry transcends the immediate facts of the Charter breach
and embraces a much more comprehensive appraisal of the impact of the evidence
on the fairness of the trial and the repute of the justice system. These
issues are best reserved for the trial judge, who is likely to have a more
complete picture of the evidence and its significance in the context of the
case and is thus better situated to decide such questions.
Per Iacobucci, Major,
Binnie and Arbour JJ. (dissenting): A preliminary inquiry hearing, by virtue
of its function and structure, is an appropriate forum for excluding statements
obtained contrary to the Charter . Many statutory provisions in Part
XVIII of the Criminal Code demonstrate that a preliminary inquiry
justice has been provided with the power to determine the admissibility of
evidence, including s. 542 , which requires a preliminary inquiry justice to
exclude confessions under exclusionary rules at common law. A “much more
comprehensive appraisal” is not necessarily required to determine whether
statements that violate the Charter should be excluded. Generally, if
an accused’s statement is obtained in violation of Charter rights,
self-incriminating evidence will be excluded under s. 24(2) without the
need for much further inquiry. Even if a much more comprehensive appraisal is
required, there will be overlap between the “administration of justice” test
used to determine whether evidence should be excluded pursuant to s. 24(2)
of the Charter and the factors used in the common law confessions rule.
With such overlap, the voir dire needed to exclude a confession at
common law will provide virtually all the requisite information for exclusion
under the Charter . Moreover, the rationale for the common law
exclusionary rule is much the same as the “remedial” rationale for
s. 24(2) of the Charter .
If the test for committal is the intended function of
the preliminary inquiry and if a “much more comprehensive appraisal” is
required to determine whether to exclude confessions obtained contrary to the Charter ,
the discovery mechanism engaged by the preliminary inquiry is adequate to the
task. A preliminary inquiry justice is required to hear an accused’s witnesses
even if evidence introduced by the Crown satisfies the test for committal.
Defence counsel have a statutory right to cross-examine the Crown’s evidence
and to call witnesses. Moreover, there is nothing to suggest that if justices
at preliminary inquiries are given the power to exclude confessions obtained
contrary to the Charter , additional cost and delay will be occasioned.
A discharge at the preliminary inquiry stage that manages to avoid a jury trial
saves an enormous amount of otherwise wasted time and resources. If
preliminary inquiry justices do not have power to exclude evidence pursuant to
s. 24(2) of the Charter , fewer discharges will result. Conversely, if
preliminary inquiry justices are given the power to exclude evidence, more
accused people will be discharged. If an accused is improperly discharged, the
Crown can always prefer a direct indictment pursuant to s. 577 of the Code
and proceed to trial regardless of the preliminary inquiry justice’s decision.
The justice could also refuse to grant the remedy the accused seeks. By having
the Charter question determined and rejected, an accused would be more
likely to plead guilty and avoid a trial. If the preliminary inquiry justice
decided to exclude evidence pursuant to the Charter , the decision would
not bind the trial judge. Under the present preliminary inquiry system, where
preliminary inquiry justices are not thought to have the power to grant Charter
remedies, preliminary inquiries routinely engage Charter -related
evidence. The preliminary inquiry justice should be permitted to rule on Charter
issues. It is not supportable by logic or efficiency to permit a preliminary
inquiry justice to determine the admissibility of statements for common law
purposes but not for Charter purposes when it is recognized that
preliminary inquiry justices are armed with all the facts. Parliament could
not have intended such waste.
This Court’s obiter analysis in Mills,
if binding, should be overruled to the extent that it holds that the provincial
court and its members are not courts of competent jurisdiction for purposes of
excluding certain evidence obtained contrary to s. 24(2) of the Charter .
This change is incremental and Mills has been attenuated by subsequent
decisions. The change suggested reflects a better understanding of the Charter .
Guided by the substantial case law, preliminary inquiry justices are well
placed to decide whether to exclude evidence pursuant to the Charter in
a fair manner that corresponds to the law.
Cases Cited
By McLachlin C.J.
Applied: R. v.
974649 Ontario Inc., [2001] 3 S.C.R. 575, 2001 SCC
81; followed: Mills v. The Queen, [1986] 1 S.C.R. 863; referred
to: R. v. Smith, [1989] 2 S.C.R. 1120; R. v. Seaboyer,
[1991] 2 S.C.R. 577; R. v. Bernard, [1988] 2 S.C.R. 833; R. v.
Robinson, [1996] 1 S.C.R. 683; R. v. Chaulk, [1990] 3 S.C.R. 1303; R.
v. B. (K.G.), [1993] 1 S.C.R. 740; Caccamo v. The Queen, [1976] 1
S.C.R. 786; Skogman v. The Queen, [1984] 2 S.C.R. 93; R. v. O’Connor,
[1995] 4 S.C.R. 411; R. v. Chew, [1968] 2 C.C.C. 127; R. v. Girimonte
(1997), 121 C.C.C. (3d) 33; R. v. Richards (1997), 115 C.C.C. (3d) 377; United
States of America v. Shephard, [1977] 2 S.C.R. 1067; Patterson v. The
Queen, [1970] S.C.R. 409; R. v. Rahey, [1987] 1 S.C.R. 588; R. v.
Garofoli, [1990] 2 S.C.R. 1421; Kourtessis v. M.N.R., [1993] 2
S.C.R. 53; R. v. Power, [1994] 1 S.C.R. 601; R. v. Collins,
[1987] 1 S.C.R. 265; R. v. Duguay, [1989] 1 S.C.R. 93; R. v. Stillman,
[1997] 1 S.C.R. 607; R. v. Belnavis, [1997] 3 S.C.R. 341; R. v.
Oickle, [2000] 2 S.C.R. 3, 2000 SCC 38.
By Major J. (dissenting)
R. v. Pearson (1957),
117 C.C.C. 249; R. v. Ferrero (1981), 59 C.C.C. (2d) 93; R. v. Ward
(1976), 31 C.C.C. (2d) 466, aff’d Ont. C.A., February 15, 1977; Mills v. The
Queen, [1986] 1 S.C.R. 863, aff’g (1983), 43 O.R. (2d) 631, aff’g (1983),
40 O.R. (2d) 112, aff’g (1982), 2 C.R.R. 300; R. v. 974649 Ontario Inc.,
[2001] S.C.R. 575, 2001 SCC 81; United States of America v. Shephard,
[1977] 2 S.C.R. 1067; R. v. Stillman, [1997] 1 S.C.R. 607; R. v.
Feeney, [1997] 2 S.C.R. 13; R. v. Caslake, [1998] 1 S.C.R. 51; R.
v. Cook, [1998] 2 S.C.R. 597; R. v. Oickle, [2000] 2 S.C.R. 3, 2000
SCC 38; Rothman v. The Queen, [1981] 1 S.C.R. 640; R. v. Grossi
(1992), 133 A.R. 278; R. v. McIntosh (1999), 141 C.C.C. (3d) 97; Skogman
v. The Queen, [1984] 2 S.C.R. 93; R. v. Barbeau, [1992] 2 S.C.R.
845; R. v. R. (L.) (1995), 100 C.C.C. (3d) 329; R. v. George
(1991), 5 O.R. (3d) 144; R. v. Dawson (1998), 123 C.C.C. (3d) 385; R.
v. Arviv (1985), 19 C.C.C. (3d) 395, leave to appeal refused, [1985] 1
S.C.R. v; R. v. Ertel (1987), 58 C.R. (3d) 252, leave to appeal refused,
[1987] 2 S.C.R. vii; R. v. Seaboyer, [1991] 2 S.C.R. 577; Schwartz v.
The Queen, [1977] 1 S.C.R. 673; R. v. Jewitt, [1985] 2 S.C.R. 128; R.
v. Bernard, [1988] 2 S.C.R. 833; R. v. Chaulk, [1990] 3 S.C.R. 1303;
Watkins v. Olafson, [1989] 2 S.C.R. 750; R. v. Therens, [1985] 1
S.C.R. 613; R. v. Collins, [1987] 1 S.C.R. 265.
Statutes and Regulations Cited
Canadian Charter of Rights and
Freedoms, ss. 7 , 10 (a), (b), 11 (a),
(b), 24 .
Criminal Code, R.S.C. 1985, c. C-46, ss. 2 “justice”, 220 [repl. 1995, c. 39, s.
141], 252(1)(b) [repl. 1994, c. 44, s. 12], 255(3) [rep. & sub. c.
27 (1st Supp.), s. 36 ], 535 [idem, s. 96 ], 536, 537(1)(g), (i)
[am. 1997, c. 18, s. 64], 540, 541, 541(5) [am. 1994, c. 44, s. 54], 542(1),
548(1) [rep. & sub. c. 27 (1st Supp.), s. 101 ], 577 [idem, s. 115 ].
Authors Cited
Alford, David G., et al. Some
Statistics on the Preliminary Inquiry in Canada. Ottawa: Department of
Justice, 1984.
Canada. Department of Justice.
Consultation Paper. Do we still need preliminary inquiries? Options for
changes to the Criminal Code. Ottawa: Department of Justice Canada, 1994.
Freedman, Samuel. “Admissions and
Confessions”. In Roger E. Salhany and Robert J. Carter, eds., Studies in
Canadian Criminal Evidence. Toronto: Butterworths, 1972, 95.
Gold, Alan D., and Jill R.
Presser. “Let’s Not Do Away with the Preliminaries: A Case in Favour of
Retaining the Preliminary Inquiry” (1996), 1 Can. Crim. L.R. 145.
Greenspan, Edward L., and Marc
Rosenberg. “The Preliminary Inquiry”. In Vincent M. Del Buono, ed., Criminal
Procedure in Canada: Studies. Toronto: Butterworths, 1982, 263.
Martin, G. Arthur. “Preliminary
Hearings”. In Special Lectures of the Law Society of Upper Canada, 1955.
Toronto: Richard de Boo, 1955, 1.
Martin, John C. Martin’s
Annual Criminal Code 2002. Aurora, Ont.: Canada Law Book, 2002.
Ontario. Criminal Justice Review
Committee. Report of the Criminal Justice Review Committee. Toronto:
The Committee, 1999.
Ontario. Royal Commission Inquiry
into Civil Rights. Report of the Royal Commission Inquiry into Civil Rights,
vol. 2, Report No. 1. Toronto: Queen’s Printer, 1968.
Pomerant, David, and Glenn
Gilmour. Working Document. A Survey of the Preliminary Inquiry in Canada. Ottawa:
Department of Justice Canada, 1993.
Stuart, Don. Annotation on Mills
v. R. (1986), 52 C.R. (3d) 1.
APPEAL from a judgment of the Newfoundland Court of
Appeal (1999), 177 Nfld. & P.E.I.R. 232, 26 C.R. (5th) 1, [1999] N.J. No.
210 (QL), dismissing the accused’s appeal from an order of O’Regan J. Appeal
dismissed, Iacobucci, Major, Binnie and Arbour JJ. dissenting.
David C. Day, Q.C.,
for the appellant.
Thomas G. Mills, for
the respondent.
S. R. Fainstein, Q.C.,
and Peter De Freitas, for the intervener the Attorney General of Canada.
Robert Kelly, for the
intervener the Attorney General for Ontario.
Darrin R. Davis, for
the intervener the Attorney General of Manitoba.
Alexander Budlovsky,
for the intervener the Attorney General of British Columbia.
Written submissions only by James A. Bowron for
the intervener the Attorney General for Alberta.
The judgment of McLachlin C.J. and L’Heureux-Dubé,
Gonthier, Bastarache and LeBel JJ. was delivered by
The Chief Justice –
I. Introduction
1
The issue in this case is whether a justice presiding at a preliminary
inquiry has the power to exclude statements obtained in violation of the
accused’s Charter rights in assessing whether sufficient evidence exists
to warrant committing the accused to trial.
2
The appellant stands charged with three offences under the Criminal
Code, R.S.C. 1985, c. C-46 , arising from a motor vehicle accident: causing
death by criminal negligence (s. 220 ); failure to stop at an accident scene (s.
252(1) (b)); and impaired driving (s. 255(3) ). The judge presiding
over the preliminary hearing into the charges held voir dires to
determine the admissibility of statements made by the appellant to the police
while he was under arrest. The appellant argued that these statements were
obtained by the police in a fashion infringing his rights under ss. 7 (right to
life, liberty and security of the person), 10(a) (right to be promptly
informed of reasons for arrest or detention), 10(b) (right to retain and
instruct counsel without delay upon arrest or detention), and 11(a)
(right to be informed of specific offence) of the Canadian Charter of Rights
and Freedoms .
3
After completion of the Crown’s evidence on each of the voir dires,
the appellant sought a declaration that the presiding judge constituted a
“court of competent jurisdiction” under s. 24(1) of the Charter and
could therefore rule on whether the police, in obtaining the statements of the
accused, violated his rights or freedoms and, if so, whether this evidence
should be excluded pursuant to s. 24(2) . The judge refused on the ground that,
sitting in his capacity as a preliminary inquiry justice, he was not a “court
of competent jurisdiction” for the purpose of excluding evidence under s.
24(2) . The question before us is whether he erred in doing so.
4
I conclude that the preliminary inquiry justice did not err in refusing
to exclude the evidence for breach of the Charter . The preliminary
hearing is not a trial but simply a preliminary review to determine whether
there is sufficient evidence to proceed to trial. Whether admitting evidence
obtained as a result of a Charter breach would bring the administration
of justice into disrepute is best determined at the time of trial, when all the
relevant circumstances can be weighed by the judge, as mandated by s. 24(2) .
The accused’s ability to apply for the exclusion of evidence under s. 24(2) at
trial adequately safeguards his rights under the Charter .
II. Constitutional
and Statutory Provisions
5
Criminal Code, R.S.C. 1985, c. C-46
535. Where an accused who is charged with
an indictable offence is before a justice, the justice shall, in accordance
with this Part, inquire into that charge and any other indictable offence, in
respect of the same transaction, founded on the facts that are disclosed by the
evidence taken in accordance with this Part.
.
. .
537. (1) A justice acting under this Part
may
.
. .
(g) receive evidence on the part of the prosecutor or the
accused, as the case may be, after hearing any evidence that has been given on
behalf of either of them;
.
. .
(i) regulate the course of the inquiry in any way that appears
to him to be desirable and that is not inconsistent with this Act;
.
. .
542. (1) Nothing in this Act prevents a
prosecutor giving in evidence at a preliminary inquiry any admission,
confession or statement made at any time by the accused that by law is
admissible against him.
.
. .
548. (1) When all the evidence has been
taken by the justice, he shall
(a) if in his opinion there is sufficient evidence to put the
accused on trial for the offence charged or any other indictable offence in
respect of the same transaction, order the accused to stand trial; or
(b) discharge the accused, if in his opinion on the whole of the
evidence no sufficient case is made out to put the accused on trial for the
offence charged or any other indictable offence in respect of the same
transaction.
Canadian
Charter of Rights and Freedoms
24. (1) Anyone whose rights or freedoms, as
guaranteed by this Charter , have been infringed or denied may apply to a court
of competent jurisdiction to obtain such remedy as the court considers
appropriate and just in the circumstances.
(2) Where, in proceedings under subsection (1), a
court concludes that evidence was obtained in a manner that infringed or denied
any rights or freedoms guaranteed by this Charter , the evidence shall be
excluded if it is established that, having regard to all the circumstances, the
admission of it in the proceedings would bring the administration of justice
into disrepute.
III. Judgments
6
In an oral decision, Power Prov. Ct. J., the judge presiding over the
preliminary inquiry, dismissed the appellant’s application for a declaration
that a preliminary inquiry judge or justice is a “court of competent
jurisdiction” under s. 24(1) for the purpose of excluding Charter -offending
evidence under s. 24(2) . In his view, the decisions of this Court in Mills
v. The Queen, [1986] 1 S.C.R. 863, R. v. Smith, [1989] 2 S.C.R.
1120, and R. v. Seaboyer, [1991] 2 S.C.R. 577, compelled the conclusion
that a preliminary inquiry justice is not a court of competent jurisdiction for
this purpose.
7
The appellant brought an application before the Newfoundland Trial
Division in the nature of certiorari and mandamus to direct the
preliminary inquiry judge to conduct the inquiry under s. 24 . O’Regan J., in
an oral judgment, dismissed this application on the ground that the authorities
did not support it. The Court of Appeal, Green J.A. dissenting, dismissed a
further appeal from this order: (1999), 177 Nfld. & P.E.I.R. 232.
8
Gushue J.A. wrote the main reasons for the majority of the Court of
Appeal. He reviewed the current authorities and concluded that they supported
the view that a justice on a preliminary hearing is not a court of competent
jurisdiction for the purpose of excluding evidence. He noted that the current
state of the law seemed incongruous, given the sections of the Criminal Code
that define the authority of a justice sitting on a preliminary inquiry (at
para. 18):
The justice is granted the statutory authority to inquire into the
charges that are “disclosed by the evidence” (s. 535), to use his or her
discretion to receive evidence tendered by the prosecutor or the accused
(s. 537(1)) and, with particular reference to admissions, confessions or
statements made by an accused, a prosecutor is expressly granted the right to
adduce such evidence if it is “by law admissible against him” (the
accused). Thus, in reaching his decision as to whether there exists sufficient
evidence to require the accused to stand trial (s. 548(1)), it would appear
that the justice must assess all of the admissible evidence placed
before him. [Emphasis in original.]
9
Gushue J.A. noted the further anomaly that a preliminary inquiry justice
can exclude statements because they are not voluntary, but cannot exclude them
on the ground that they were obtained in violation of the Charter . As a
result, a justice on a preliminary inquiry may be required to commit the
accused for trial on statements that will be ruled inadmissible at trial, even
where no case against the accused would exist without this evidence.
10
Finally, Gushue J.A. speculated that the exclusion of evidence may not
even constitute a Charter remedy. Rather than granting a remedy under
s. 24(2) , the justice is merely electing not to rely on the impugned evidence
for the purpose of committal. Nevertheless, Gushue J.A. considered himself
bound by the authority of this Court to hold that a preliminary inquiry justice
has no power to exclude evidence on Charter grounds.
11
Marshall J.A. concurred with Gushue J.A. However, he disagreed with
Gushue J.A.’s view that the result was anomalous. To the contrary, he
considered it entirely congruent and compatible with both the Criminal Code and
the Charter . In Marshall J.A.’s opinion, s. 24(2) operates to exclude
evidence only after “a comprehensive vetting of ‘all the circumstances’” (para.
100). This can best be done at trial, where the judge has the fullest account
of the relevant evidence. By contrast, empowering preliminary inquiry justices
to make this determination “risks inculpatory evidence being ruled inadmissible
on a less than full appreciation of the facts. Such happenings would be
calculated to expose the justice system to disrepute, and endanger a
concomitant diminution of confidence in the judiciary’s capacity to protect the
public, and in the integrity of the Charter and other laws of the state”
(para. 100).
12
Green J.A., dissenting, agreed with Gushue J.A. that not permitting a
preliminary inquiry justice to exclude evidence on Charter grounds was
anomalous and incongruous and that excluding evidence should not be viewed as
the grant of a Charter remedy. Unlike Gushue J.A., however, Green J.A.
did not consider this Court’s previous decisions with respect to the exclusion
of inadmissible evidence by a justice at a preliminary inquiry as binding. The
cases relied upon had not definitively resolved the issue and the obiter comments
in these cases did not represent the fully considered opinion of the Court.
13
From a practical perspective, Green J.A. was of the view that
preliminary inquiries offered sufficient context for the decision to exclude
evidence for Charter breaches. While this may result in the Crown
leading more evidence than it otherwise would, this disadvantage is more than
offset by the importance of not subjecting an accused to the expense,
inconvenience and publicity of a trial where there is insufficient admissible
evidence. Moreover, he felt that the “only means of effective enforcement of
the right to have Charter -offending evidence excluded for the purpose of
resisting committal to trial is the exercise of the jurisdiction at the
preliminary” (para. 69). Green J.A. accordingly held that the preliminary
inquiry justice is a court of competent jurisdiction to exclude evidence under
s. 24(2) of the Charter .
IV. Issue
14
Is a justice presiding at a preliminary inquiry a court of competent
jurisdiction for the purposes of an application under s. 24(1) of the Charter
to exclude evidence under s. 24(2) ?
V. Discussion
15
With the enactment of s. 24 of the Charter , Parliament provided a
mechanism for enforcing the rights and freedoms guaranteed by the Charter .
Section 24(1) provides that anyone whose rights and freedoms under the Charter
are infringed or denied may apply to a “court of competent jurisdiction”
for an appropriate and just remedy. Section 24(2) complements this general
remedial provision with more specific direction in cases where evidence is
obtained in violation of Charter rights. It directs courts to exclude
such evidence if, “having regard to all the circumstances, the admission of it
in the proceedings would bring the administration of justice into disrepute”.
Since this remedy can issue only in “proceedings under subsection (1)”, it is similarly
available only from a “court of competent jurisdiction”.
16
Consequently, this appeal turns on the question of whether a preliminary
inquiry justice is a court of competent jurisdiction under s. 24(1) for the
purpose of excluding evidence under s. 24(2) . This issue is not novel. The
Court has considered the definition of “court of competent jurisdiction” on a
number of occasions. It has also addressed the power of preliminary inquiry
justices to grant Charter remedies – including the exclusion of evidence
under s. 24(2) – in several of these decisions. I propose to consider the
existing jurisprudence, and then to apply the test for identifying a court of
competent jurisdiction that emerges from these decisions.
A.
Prior Jurisprudence
17
The test for identifying a court of competent jurisdiction under s.
24(1) originated in Mills, supra. The issue before the Court in Mills
was whether a judge or justice presiding at a preliminary inquiry was a
court of competent jurisdiction for the purpose of determining whether an
accused’s s. 11 (b) right to be tried within a reasonable time was
infringed and, if so, to stay the proceedings as a remedy. Lamer J. (as he
then was), with the agreement of the Court on this point, defined a “court of
competent jurisdiction” as one that has: (1) jurisdiction over the person; (2)
jurisdiction over the subject matter; and (3) jurisdiction to grant the remedy
(p. 890). Applying this test, the Court unanimously held that a preliminary
inquiry justice is not a court of competent jurisdiction for the purposes of
granting a stay under s. 24(1) .
18
This holding sufficed to dispose of the appeal. However, the Court
proceeded to consider the issue on appeal in the present case: the power of a
preliminary inquiry justice to exclude evidence obtained in violation of Charter
rights under s. 24(2) . The majority of the Court, per McIntyre J.,
held that a preliminary inquiry justice is not a court of competent
jurisdiction for this purpose. McIntyre J. emphasized that the role of the
preliminary inquiry justice is confined to assessing the sufficiency of the
Crown’s case and consequently committing or discharging the accused. This
limited screening function, in his view, did not provide a sufficient
jurisdictional foundation to permit a preliminary inquiry justice to embark on Charter
questions or to grant Charter remedies, including the exclusion of
evidence (at pp. 954-55):
He has no jurisdiction to acquit or convict, nor to impose a penalty,
nor to give a remedy. He is given no jurisdiction which would permit him to
hear and determine the question of whether or not a Charter right has
been infringed or denied. He is, therefore, not a court of competent
jurisdiction under s. 24(1) of the Charter . It is said that he
should be a court of competent jurisdiction for the purpose of excluding
evidence under s. 24(2) . In my view, no jurisdiction is given to enable him to
perform this function. He can give, as I have said, no remedy. Exclusion of
evidence under s. 24(2) is a remedy, its application being limited to
proceedings under s. 24(1) . [Emphasis added.]
19
La Forest J., in a separate opinion, concurred with this view. He added
that the preliminary inquiry is not designed to engage in the balancing of
factors demanded by the s. 24(2) remedy (at pp. 970-71):
... I agree with McIntyre J. that the preliminary hearing magistrate
has no jurisdiction to exclude evidence under s. 24(2) of the Charter .
While this power may seem similar to the magistrate’s duty regarding
admissibility of evidence, what is involved is the granting of a remedy under
s. 24(2) . That remedy, it should be observed, is to be exercised “having
regard to all the circumstances”. Those circumstances may again require more
evidence than is presented at the preliminary hearing. This evidence can be
presented at trial.
20
Three dissenting justices took the view that s. 24 did permit a
preliminary inquiry justice to exclude evidence on Charter grounds.
21
In Seaboyer, supra, the Court affirmed the majority view
in Mills that a preliminary inquiry judge has no power to exclude
evidence on Charter grounds under s. 24(2) , again emphasizing the
specialized function of the preliminary inquiry and the limits of its process
(at pp. 638-39):
I see no reason to depart from the statement of
McIntyre J. in Mills that the Criminal Code does not permit a
preliminary inquiry judge to determine whether a Charter right has been
infringed or denied. Both statutory interpretation and policy support this
view. The Criminal Code restricts the task of the preliminary inquiry
judge to determining if there is a sufficient case to warrant prosecution.
While evidentiary rulings may be made in the course of discharging this
function, they have no effect on the outcome of the trial or the accused’s
guilt or innocence. To discharge the function of determining if there is
sufficient evidence to warrant committal it is sufficient to accept the rules
of evidence as they stand; the rights of the accused do not require more at
this stage. As for policy, there is much to be said for leaving Charter
challenges in so far as possible to the trial judge. The trial judge is likely
to have a more complete picture of the evidence and its significance in the
context of the case and is thus better situated to decide such questions.
Moreover, permitting constitutional challenges before the preliminary court
judge is likely, as in this case, to produce interlocutory appeals on narrow
issues which may take years to complete, during which time the trial judge is
delayed. All these reasons suggest constitutional questions are best left to
the trial judge. [Emphasis added.]
22
Mills and Seaboyer thus rejected the argument that a
preliminary inquiry justice is a court of competent jurisdiction under s. 24(1)
for the purposes of excluding evidence under s. 24(2) . This conclusion was,
strictly speaking, obiter in both cases; nevertheless it stands as an
authoritative legal statement of the existing general rule. This, however,
does not mean that the law is inevitably frozen. New cases may bring
considerations to light which favour revising the rule or recognizing
exceptions to it. Underlying principles or rules may have evolved, suggesting
the rule should be adjusted. Uncertainties may have arisen or the rule become
unduly technical. Any or all of these considerations may support
reconsideration of an established general rule: see R. v. Bernard,
[1988] 2 S.C.R. 833, per Dickson C.J. (in dissent but not on this
point); R. v. Robinson, [1996] 1 S.C.R. 683; R. v. Chaulk, [1990]
3 S.C.R. 1303; R. v. B. (K.G.), [1993] 1 S.C.R. 740.
23
It is in this spirit that I approach the appellant’s submission that the
Court should revisit the general rule that a preliminary inquiry justice is not
a “court of competent jurisdiction” for the purpose of excluding evidence under
s. 24(2) of the Charter . This case brings before the Court a question
hitherto not specifically explored – whether the general power of a preliminary
inquiry justice to exclude confessions extends to exclusion on Charter grounds.
It comes over a decade after Mills, during which time the test for
“court of competent jurisdiction” under s. 24(2) has evolved into what is
described in the companion case, R. v. 974649 Ontario Inc., [2001] 3
S.C.R. 575, 2001 SCC 81 (“Dunedin”), as the functional and structural
approach. And it concerns a submission that strict application of the Mills
rule to preliminary inquiry justices results in technical distinctions between
what evidence the justice can and cannot exclude. Against this background, I
turn to the issue before the Court.
B.
Application of the Functional and Structural Test
24
The issue before the Court is whether a preliminary inquiry justice is
a “court of competent jurisdiction” under s. 24(2) for the purpose of
excluding evidence, in particular confessions, on grounds that they were
obtained in breach of the Charter and that their admission would bring
the administration of justice into disrepute.
25
In Dunedin, the Court elaborated on the “functional and
structural” approach to identifying a court of competent jurisdiction. For the
purposes of this appeal, it suffices to set out the key elements of this
approach.
26
The starting point is the tripartite Mills test. A “court of
competent jurisdiction” is one that possesses jurisdiction over the subject
matter, jurisdiction over the person, and jurisdiction to grant the remedy. Dunedin
provides guidance on the third and final element of this test. It
clarifies that whether a court or tribunal possesses the power to grant the
remedy sought is first and foremost a matter of discerning legislative intent.
The question in all cases is whether Parliament or the legislature intended to
empower the court or tribunal to make rulings on Charter violations that
arise incidentally to their proceedings, and to grant the remedy sought as a
remedy for such violations.
27
Absent express empowerment, this determination requires consideration of
the function performed by the court or tribunal and the structure,
powers and processes conferred on it by Parliament or the legislature. This
approach rests on the theory that where Parliament or a legislature confers on
a court or tribunal a function that engages Charter issues, and equips
it with procedures and processes capable of fairly and justly resolving these
incidental Charter issues, then it must be presumed that the legislature
intended the court or tribunal to exercise this power. Distilled to a single statement,
the test of power to grant the remedy sought can be stated as follows: is the
court or tribunal suited to grant the remedy sought under s. 24 in light of its
function and structure?
28
In the present appeal, the jurisdiction of the preliminary inquiry
justice over the parties and the subject matter is uncontested. The sole issue
in dispute is whether he also had the necessary power to grant the remedy
sought (i.e. the exclusion of evidence obtained as a result of a Charter breach).
The powers of a preliminary inquiry justice are entirely statutory, and
therefore the power to grant the remedy sought must derive expressly or
impliedly from its enabling legislation, namely Part XVIII of the Criminal
Code . Parliament did not expressly empower preliminary inquiry justices
under the Code to exclude evidence obtained in violation of the Charter .
The question is whether Parliament conferred this remedial power by
implication.
29
It is true that in this case, as in Dunedin, the relevant
legislation predates the Charter . Nonetheless, Parliament’s intention
must be assessed in light of the new regime of rights and remedies ushered in
with the Charter ’s enactment. It is only in this manner that the
purpose of the Charter – as well as the mandates of the courts and
tribunals in existence at its inception – can be meaningfully realized: Dunedin,
at paras. 37-43. The question remains whether the function and structure that
Parliament bestowed upon the preliminary inquiry, and its silence on this issue
following the Charter ’s enactment, lead to the inference that Parliament
intended the presiding justice to exclude evidence on Charter grounds.
30
The primary function of a preliminary inquiry justice is to determine
whether the Crown has sufficient evidence to warrant committing the accused to
trial: Criminal Code, s. 548(1) ; Caccamo v. The Queen, [1976] 1
S.C.R. 786. The preliminary inquiry is not a trial. It is rather a pre-trial
screening procedure aimed at filtering out weak cases that do not merit trial.
Its paramount purpose is to “protect the accused from a needless, and indeed,
improper, exposure to public trial where the enforcement agency is not in
possession of evidence to warrant the continuation of the process”: Skogman
v. The Queen, [1984] 2 S.C.R. 93, at p. 105. The justice evaluates the
admissible evidence to determine whether it is sufficient to justify requiring
the accused to stand trial. (The trial judge cannot, with due respect to the
contrary suggestion of Gushue and Green JJ.A., simply “choose not to” rely on
offered evidence without first making a positive ruling against its
admissibility.)
31
Over time, the preliminary inquiry has assumed an ancillary role as a discovery
mechanism, providing the accused with an early opportunity to discover the
Crown’s case against him or her: Skogman, supra, at pp. 105-6.
Nonetheless, this discovery element remains incidental to the central mandate
of the preliminary inquiry as clearly prescribed by the Criminal Code ;
that is, the determination of whether “there is sufficient evidence to put the
accused on trial” (s. 548(1) (a)).
32
In support of this function, Parliament equipped the preliminary inquiry
with a structure that shares broad similarities with that of the trial court.
It is conducted like a trial with regard to the presentation of evidence.
Further, the preliminary inquiry is a court of record, and evidence is taken
under oath in the presence of the accused. The accused has the right to
cross-examine witnesses and respond to the Crown’s case. The preliminary
inquiry justice, in assessing the sufficiency of the Crown’s case, may rule on
the admissibility of evidence. Section 542(1) of the Code expressly
includes statements made by the accused in the evidence that the Crown may call
at a preliminary inquiry. The traditional rules governing the admissibility of
evidence apply. Most notably, the preliminary inquiry justice may refuse to
admit statements of the accused to persons in authority if they were not made
voluntarily.
33
The preliminary inquiry is not a trial, however, and this distinction is
reflected in the powers and procedure. Significantly, the preliminary inquiry
justice has no authority to grant remedies. The justice cannot, for example,
order the Crown to provide particulars or disclosure to the defence, stay
proceedings for abuse of process, compel the production of third party records,
or grant relief against informer privilege by recourse to the innocence at
stake exception: R. v. O’Connor, [1995] 4 S.C.R. 411; R. v. Chew,
[1968] 2 C.C.C. 127 (Ont. C.A.); R. v. Girimonte (1997), 121 C.C.C. (3d)
33 (Ont. C.A.); R. v. Richards (1997), 115 C.C.C. (3d) 377 (Ont. C.A.).
These powers are reserved for the trial judge. The Crown also has a discretion
to lead only a prima facie case at the preliminary inquiry and rarely
calls all the evidence it plans to lead at trial: Caccamo, supra,
at pp. 809-10.
34
The appellant argues that recognizing the power to exclude Charter -offending
evidence at the preliminary inquiry would bolster its function as a screening
mechanism. He relies in substance on the reasoning of Green J.A. (in dissent)
in the Court of Appeal. Green J.A. emphasized that the preliminary inquiry
justice is directed under the Code to inquire into whether sufficient
evidence exists to commit the accused to trial. Pursuant to United States
of America v. Shephard, [1977] 2 S.C.R. 1067, “sufficient evidence” under
s. 548(1) of the Code means “sufficient admissible evidence”.
Further, the preliminary inquiry justice is granted the discretion to receive
evidence tendered by the prosecutor or the accused, including admissions,
confessions or statements that are “by law . . . admissible
against [the accused]”: s. 542(1) (emphasis added). This evidence-screening
function, in Green J.A.’s view, requires the justice to examine all the
evidence to determine whether it is relevant and, if so, whether it would be
admissible against the accused at trial. Thus, the exclusion of evidence
“whether based on a Charter breach or not, falls squarely within the
basic purpose and function of a preliminary inquiry of screening evidence”
(para. 51).
35
The appellant similarly argues that by conferring on preliminary inquiry
justices the function of screening unmeritorious cases on the basis of
admissible evidence (although Parliament actually uses the word “admissible”
only in relation to admissions, confessions or statements), Parliament must be
taken to have impliedly intended that preliminary inquiry justices have the
power to decide Charter issues incidental to that function, including
the exclusion of evidence on Charter grounds. He argues that the basic
function of the preliminary inquiry is frustrated if justices have no choice
but to rely on evidence to commit the accused despite their conviction that
this evidence would not be admitted against the accused at trial. The result
may be to subject an accused unnecessarily to the expense, inconvenience and
indignity of a trial.
36
On its face, this argument is strong. Yet against it may be put the
fact that the preliminary inquiry, as mandated by Parliament, is in essence a
screening process – its primary purpose is neither to determine rights, nor to
grant remedies for their breach. It is quite plausible to infer that while
Parliament intended preliminary inquiry justices to have the power to determine
the admissibility of evidence in aid of their screening function, this power
stops short of permitting them to enter on Charter questions. In fact,
preliminary inquiry justices have for almost two decades performed their
screening functions without apparent difficulty, absent any power to exclude
evidence on grounds of Charter breach. The possibility that some cases
may pass the screening stage which might be dismissed, were Charter
exclusion possible, is not cause for serious concern, it is argued, since the
offending evidence can be excluded at trial. This possibility may be less
disadvantageous than allowing preliminary inquiring justices general powers to
exclude evidence for Charter breaches.
37
The disadvantages of the latter course are manifest. First, recognizing
a remedial jurisdiction in preliminary inquiry justices has the potential to
transform the role Parliament intended this process to perform in the criminal
justice system. Instead of performing a preliminary screening function, the
preliminary inquiry might become a forum for trying Charter breaches and
awarding remedies. This function seems remote from that envisaged by
Parliament for preliminary inquiries.
38
Second, assigning this new role to preliminary inquiry justices might
undermine the expeditious nature of the preliminary inquiry. As discussed, the
preliminary inquiry “is not a trial and should not be allowed to become a
trial”: Patterson v. The Queen, [1970] S.C.R. 409, at p. 412. Yet s.
24(2) frequently involves an extensive and comprehensive inquiry. It requires
the judge to determine the extent of Charter protections, whether they
were breached, and finally whether, in “all the circumstances” it is necessary
to exclude evidence to preserve the repute of the administration of justice.
It seems reasonable to conclude that the Crown might be compelled to present a
much fuller case – perhaps its entire case – in order to place “all the
circumstances” before the court. The accused might also present more evidence
than is generally the case, since it is the accused who bears the burden of
establishing a Charter breach and showing that the threshold for
exclusion is satisfied.
39
Without seeking to overdramatize the matter, experience and common sense
suggest that preliminary inquiries would become longer and more complex if
applications to exclude evidence on Charter grounds were part of their
daily fare. This in turn would increase the degree to which preliminary
inquiry justices and trial judges are doing the same work, resulting in
additional cost and delay. In all probability, the preliminary inquiry would
become less preliminary and more like a trial.
40
Third, trial courts are better situated than preliminary inquiry
justices to engage in s. 24(2) determinations. This Court has repeatedly identified
the trial court as the preferred forum for resolving Charter issues: Mills,
supra; R. v. Rahey, [1987] 1 S.C.R. 588; R. v. Garofoli,
[1990] 2 S.C.R. 1421; Kourtessis v. M.N.R., [1993] 2 S.C.R. 53; O’Connor,
supra. This principle holds particularly true for s. 24(2)
determinations. The inquiry is potentially wide-ranging, sometimes complex.
Preliminary inquiry justices usually possess the expertise necessary to deal
with Charter issues; indeed sitting as trial judges they do so
routinely. However, it is the trial judge that will generally enjoy the
fullest appreciation of “all the circumstances” relevant to a s. 24(2)
determination. At the preliminary inquiry, where evidence may be incomplete
and the full circumstances unknown, this assessment may be difficult, or worse,
erroneous. The result may be to exclude evidence that would have been admitted
in the light of the fuller picture presented at trial. This in turn may lead
to the premature dismissal of cases warranting prosecution at the preliminary
stage.
41
The question is at what stage of the proceedings it is best to assess
whether “the admission of it in the proceedings would bring the administration
of justice into disrepute”. Clearly, there is much to be said in favour of
leaving this assessment to the trial. As L’Heureux-Dubé J. observed in R.
v. Power, [1994] 1 S.C.R. 601, at p. 630:
It should also be underlined that evidence adduced at a preliminary
inquiry is incomplete. Indeed, a number of witnesses, who will be called to
testify at trial, are not called at the preliminary inquiry and vice versa.
In my view, therefore, the evidence adduced at a preliminary inquiry does not
properly reflect the whole of the evidence that will be presented at trial on
the merits, nor does it give sufficient indication of the strength of the
evidence that will be presented at trial.
The very
nature of the preliminary inquiry suggests that the justice will have access to
only a portion of the evidence that will be led at trial. Consequently, the
preliminary inquiry may provide an insufficient vantage from which to assess
“all the circumstances” that must inform the s. 24(2) analysis.
42
Moreover, whether the admission of evidence will bring the
administration of justice into disrepute is not a matter of scientific
precision so much as an informed judgment based on the entire context of the
trial. While R. v. Collins, [1987] 1 S.C.R. 265, and subsequent cases,
established the factors that must guide this determination, the ultimate
decision depends to some degree on the judge’s assessment of their relative
significance in the case at hand. The trial judge evaluates these factors in
the context of the trial as a whole and the requirements of essential
fairness. This endeavour may involve the weighing of evidence, assessments of
credibility, and other such determinations that fall outside the narrow mandate
and powers of a preliminary inquiry justice. Justices at a further remove are
also less likely to be able to evaluate the situation as well as the trial
judge. Thus appellate courts accord considerable deference to the trial judge’s
conclusion on whether admission of a particular piece of evidence would bring
the administration of justice into disrepute: R. v. Duguay, [1989] 1
S.C.R. 93; R. v. Stillman, [1997] 1 S.C.R. 607; R. v. Belnavis,
[1997] 3 S.C.R. 341. The same reasoning suggests that justices at the stage of
preliminary screening may be similarly disadvantaged.
43
Finally, Charter litigation at the preliminary stage may
ultimately have no practical effect beyond increasing the costs and delays
associated with this process. If the preliminary inquiry justice excludes
evidence under s. 24(2) , but still commits the accused to trial, his or her
conclusion on this issue does not bind the trial judge. When the Crown seeks
to introduce the evidence at trial, the exact same matter will require
litigation again. Conversely, if the accused is discharged as the result of
excluded evidence under s. 24(2) , the Crown may still prefer a direct
indictment against the accused pursuant to s. 577 of the Criminal Code and
proceed to trial regardless.
44
Several of the intervening Attorneys General cautioned that the
discretion of the Crown to prefer a direct indictment, now used sparingly,
might be exercised routinely in situations where the preliminary inquiry
justice’s decision to exclude evidence under s. 24(2) curtailed a prosecution
before it reached trial. Indeed, the Crown may have no other available option,
since no right of appeal lies from the order made at the preliminary inquiry.
Consequently, regardless of the finding at the preliminary stage on the s.
24(2) issue, its effect in practice might often prove negligible.
45
The lack of a statutory right of appeal from the ruling of a preliminary
inquiry justice is particularly telling. The majority of the Court in Mills,
per McIntyre J., clearly stated that decisions respecting a Charter remedy
should be subject to review (at pp. 958-59):
[T]he Charter is silent on the question of appeals and the
conclusion must therefore be that the existing appeal structure must be employed
in the resolution of s. 24(1) claims. Since the Charter has
conferred a right to seek a remedy under the provisions of s. 24(1) and since
claims for remedy will involve claims alleging the infringement of basic rights
and fundamental freedoms, it is essential that an appellate procedure exist.
There is no provision in the Code which provides a specific right to
appeal against the granting, or the refusal, of a Charter remedy under
s. 24(1) , but appeals are provided for which involve questions of law and fact.
The Charter , forming part of the fundamental law of Canada, is
therefore covered and the refusal of a claim for Charter relief will be
appealable by a person aggrieved as a question of law, as will be the granting
of such relief by the Crown. The appeal will follow the normal,
established procedure. [Emphasis added.]
46
Contrary to this principle, the Crown would lack a right of appeal from
the decision of a preliminary inquiry justice excluding evidence under s. 24(2)
and discharging the accused as a result. Such a decision would amount to a
final determination in favour of the accused. The Crown’s power to proceed by
preferred indictment in such circumstances cannot be accepted as a proper
substitute for a statutory appeal mechanism. This power is, and should be,
exercised sparingly. Its routine exercise by the Crown to nullify rulings by a
preliminary inquiry justice on Charter issues may carry serious
ramifications. As Marshall J.A. emphasized in the court below, resort by the
Crown to its discretion under s. 577 as a matter of course “would be calculated
to engender impressions that there were no teeth in the recourse given to
individuals” (para. 101) to enforce their Charter rights. It would
certainly do little to preserve the repute of the administration of justice in
the eyes of the public it serves. I have difficulty accepting that Parliament
intended this result. The more compelling conclusion is that Parliament
intended Charter issues to be resolved in a forum equipped with
established and well understood avenues of appeal. The trial court is the
obvious choice for this task.
47
The appellant argues that deferring s. 24(2) issues to trial creates
anomalies in the operation of preliminary inquiries, particularly in relation
to statements of the accused. Preliminary inquiry justices can generally
exclude admissions, confessions or statements made by an accused on the grounds
of inadmissibility at common law. Indeed, Parliament directly alludes to this
power in s. 542(1) of the Code. This produces the apparent anomaly of a
preliminary inquiry justice being empowered to exclude statements made by an
accused because they are not voluntary (and thus inadmissible at common law)
but not because they were obtained in breach of the Charter . This
anomaly, the appellant contends, is exacerbated by the fact that the same
circumstances may be relevant to both the voluntariness of a statement and the
alleged breach of the Charter . Nonetheless, the preliminary inquiry
justice, pursuant to the current rule, may consider the admissibility of the
statement based on the former concern (voluntariness), but not the latter (Charter
violations).
48
However, the fact that exclusion of evidence is involved should not
blind us to the fundamental distinctions that exist between excluding evidence
under the common law, on one hand, and excluding evidence under s. 24(2) of the
Charter on the other. Although these powers appear similar, only the
latter involves an exercise of remedial authority – an authority with
which a preliminary inquiry justice is not cloaked: Mills, supra,
at pp. 970-71 (per La Forest J.). Further, the common law confessions
rule always results in the exclusion of offending evidence. As such, it
involves a relatively focussed inquiry into the immediate circumstances
surrounding the alleged statements of the accused. By contrast, the s. 24(2)
inquiry transcends the immediate facts of the Charter breach and
embraces a much more comprehensive appraisal of the impact of the evidence on
the fairness of the trial and the repute of the justice system: see R. v.
Oickle, [2000] 2 S.C.R. 3, 2000 SCC 38, at para. 30. As discussed,
imposing this task on the preliminary inquiry may hamper or distort its
intended function as an expeditious charge-screening mechanism. At any rate,
given the non-binding nature of evidentiary rulings at the preliminary inquiry,
and the power of the Crown to prefer a direct indictment, the perceived
benefits of litigating s. 24(2) issues at the preliminary stage may prove more
illusory than real.
49
The specialized and limited function of the preliminary inquiry leads me
to conclude that Parliament, while furnishing this process with trial-like
features, did not intend for it to engage in s. 24(2) considerations. These
issues are best reserved for the trial judge, who “is likely to have a more
complete picture of the evidence and its significance in the context of the
case and is thus better situated to decide such questions”: Seaboyer, supra,
at p. 638. Consequently, I see little reason to depart from the clear
precedent to this effect established in Mills and Seaboyer.
VI. Conclusion
50
The preliminary inquiry justice, the reviewing judge and the Court of
Appeal did not err in holding that the preliminary inquiry justice had no power
to enter into the question of whether the statements taken from the appellant
had been obtained as a result of Charter breach and, if so, whether they
should be excluded on this ground. I would dismiss the appeal and remand the
case for continuation of the preliminary inquiry.
The reasons of Iacobucci, Major, Binnie and Arbour JJ. were delivered
by
Major J. (dissenting) –
I. Introduction
51
It is a tenet of Canadian law that an accused is entitled to make full
answer and defence to a criminal charge at a preliminary inquiry (R. v.
Pearson (1957), 117 C.C.C. 249 (Alta. S.C.), at p. 257, “[t]here can be no
doubt that an accused is entitled to make a full answer and defence at a
preliminary inquiry”; R. v. Ferrero (1981), 59 C.C.C. (2d) 93 (Alta.
C.A.); R. v. Ward (1976), 31 C.C.C. (2d) 466 (Ont. H.C.), aff’d Ont.
C.A., February 15, 1977).
52
Although a defence can be made, the presiding justice cannot weigh its
merits. If, at the conclusion of the preliminary inquiry, there is admissible
evidence which if believed would result in a conviction, the accused is
committed for trial.
53
Another tenet of our law is that the Canadian Charter of Rights and
Freedoms rights belong to all Canadians. They are not rights granted by
the court. The court’s function is to identify them.
54
Obviously, if an accused has a Charter right, it should be
recognized at the earliest stage. There are many rights for the accused at a preliminary
inquiry. The most obvious is the right to a fair and unbiased proceeding, and
the acceptance of only legally admissible evidence.
55
Historically, preliminary inquiries were conducted by untrained lay
magistrates drawn as a mix from the community consisting of farmers, police
officers, merchants and blacksmiths, whose time on the bench was brief and
whose appointment to the bench was frequently the beginning of the journey to
retirement. The tribunals presided over by this group of people were variously
referred to as “police courts”, “provincial courts” or “appearances before a
Justice of the Peace”. In 1968, Ontario’s Royal Commission Inquiry into Civil
Rights criticized that “[i]n this Province we have an elaborate system of
training for police officers in law and police duties, but ironically laymen
are appointed to hold judicial office and receive no real opportunity for
training” (Report of the Royal Commission Inquiry into Civil Rights,
vol. 2, Report No. l, 1968, at pp. 519-20).
56
Today, although the Criminal Code, R.S.C. 1985, c. C-46 ,
technically permits a justice of the peace to conduct a preliminary inquiry
(see s. 2 “justice” and s. 535 of the Code), “[a]s a matter of practice
preliminary inquiries are usually conducted by provincial court judges” (Martin’s
Annual Criminal Code 2002, at p. 907). Provincial court judges are former
lawyers with wide legal training and hear with few exceptions the majority of
criminal cases in Canada.
57
Whatever considerations may have properly limited the presiding justice
at preliminary hearings more than 50 years ago should be abandoned in favour of
recognizing provincial court judges fully trained in the law as courts of
competent jurisdiction to exclude certain evidence obtained contrary to s.
24(2) of the Charter at the first opportunity.
58
In Mills v. The Queen, [1986] 1 S.C.R. 863, in obiter, a
majority of the Court concluded that preliminary inquiry justices were not a
court of competent jurisdiction for this purpose and accordingly should not
have the jurisdiction to exclude evidence pursuant to s. 24(2) of the Charter .
This conclusion has been followed in subsequent cases in Canadian courts.
59
In this decision, I conclude the obiter in Mills is not
binding. There are sound reasons not to follow it. These reasons conclude
that a preliminary inquiry justice should have jurisdiction to exclude
statements obtained contrary to the Charter , pursuant to s. 24(2) .
II. Application
of the Functional and Structural Test
A. Generally:
Part XVII of the Criminal Code
60
Only a “court of competent jurisdiction” has the power to exclude
evidence pursuant to s. 24(2) of the Charter . This appeal, as noted,
raises once again whether a preliminary inquiry justice is a “court of competent
jurisdiction” for the purposes of excluding evidence pursuant to s. 24(2) .
61
I agree with the functional-structural approach used to determine
whether a court is a “court of competent jurisdiction” pursuant to s. 24(2) ,
described in the companion case R. v. 974649 Ontario Inc., [2001] 3
S.C.R. 575, 2001 SCC 81 (“Dunedin”). I disagree with the application of
the test to the present appeal.
62
The functional and structural test revolves around “whether the
legislator endowed the court or tribunal with the power to pronounce on Charter
rights and to grant the remedy sought for the breach of these rights” (Dunedin,
supra, at para. 25). As described in Dunedin, “[t]he paramount
question remains whether the court or tribunal, by virtue of its function and
structure, is an appropriate forum for ordering the Charter remedy in
issue” (para. 35). To determine the function and structure of a court or
tribunal, “the language of the enabling legislation” may provide guidance (Dunedin,
at para. 46).
B. Part
XVIII of the Criminal Code
63
Preliminary inquiries are governed by Part XVIII of the Code.
Many statutory provisions in Part XVIII demonstrate that a preliminary inquiry
justice has been provided with the power to determine the admissibility of
evidence (ss. 535, 537, 540 and 548). In United States of America v.
Shephard, [1977] 2 S.C.R. 1067, Ritchie J. held that a justice is “required
to commit an accused person for trial in any case in which there is admissible
evidence which could, if it were believed, result in a conviction” (p. 1080
(emphasis added)).
64
Section 542 of the Code is at the heart of the present appeal.
Under s. 542, a prosecutor is only permitted to introduce any “admission,
confession or statement made at any time by the accused that by law is admissible
against him” (emphasis added). There is no dispute that s. 542 of the Code
requires a preliminary inquiry justice to exclude confessions under
exclusionary rules at common law. Under the common law, confessions that are
not voluntary are inadmissible.
C. Relatively
Focussed Discrete Inquiry Versus Much More Comprehensive Appraisal
65
To determine whether to exclude involuntary confessions that offend the
common law, McLachlin C.J. concludes, a preliminary inquiry justice is engaged
in a “relatively focussed inquiry” (para. 48). That “relatively focussed
inquiry” is contrasted with the “much more comprehensive appraisal” a judge is
said to have to undertake in determining whether to exclude evidence –
including confessions – for Charter purposes (para. 48).
66
A “much more comprehensive appraisal” is not necessarily required to
determine whether statements that violate the Charter should be
excluded. This Court has held that generally, if an accused’s statement is
obtained in violation of Charter rights, self-incriminating evidence
will be excluded under s. 24(2) without the need for much further inquiry: R.
v. Stillman, [1997] 1 S.C.R. 607; R. v. Feeney, [1997] 2 S.C.R. 13; R.
v. Caslake, [1998] 1 S.C.R. 51; R. v. Cook, [1998] 2 S.C.R. 597.
For example, in Stillman, Cory J. held, at para. 119:
If the evidence is conscriptive and the Crown fails to demonstrate on a
balance of probabilities that the evidence would have been discovered by
alternative non-conscriptive means, then its admission will render the trial
unfair. The Court, as a general rule, will exclude the evidence without
considering the seriousness of the breach or the effect of exclusion on the
repute of the administration of justice. This must be the result since an
unfair trial would necessarily bring the administration of justice into
disrepute. [Emphasis added.]
67
Indeed, at times, it is considerably more challenging to appreciate and
apply the common law confessions rule than to determine whether
self-incriminating evidence should be excluded pursuant to s. 24(2) . In R.
v. Oickle, [2000] 2 S.C.R. 3, 2000 SCC 38, Iacobucci J. held that “the
confessions rule has a broader scope than the Charter ” explaining, at
para. 30:
For example, the protections of s. 10 only apply “on arrest or
detention”. By contrast, the confessions rule applies whenever a person in
authority questions a suspect. Second, the Charter applies a different
burden and standard of proof from that under the confessions rule. Under the
former, the burden is on the accused to show, on a balance of probabilities, a
violation of constitutional rights. Under the latter, the burden is on the
prosecution to show beyond a reasonable doubt that the confession was
voluntary. Finally, the remedies are different. The Charter excludes evidence
obtained in violation of its provisions under s. 24(2) only if admitting the
evidence would bring the administration of justice into disrepute: see R.
v. Stillman, [1997] 1 S.C.R. 607, R. v. Collins, [1987] 1 S.C.R.
265, and the related jurisprudence. By contrast, a violation of the
confessions rule always warrants exclusion.
68
As part of the common law confessions rule, courts must consider whether
police used trickery to obtain a confession. In Oickle, supra,
this Court held, at para. 65, that the more specific objective of the analysis
“is maintaining the integrity of the criminal justice system” (emphasis
added), a concept introduced by Lamer J. (as he then was) in Rothman v. The
Queen, [1981] 1 S.C.R. 640. In Rothman, Lamer J. held that “[i]t is
of the utmost importance to keep in mind that the inquiry is not concerned with
reliability but with the authorities’ conduct as regards reliability”
(p. 691 (emphasis added)), concluding that “[w]hat should be repressed
vigorously is conduct on [the authorities’ part] that shocks the community” (p.
697). Building on the principle, in Oickle, Iacobucci J. held that “the
confessions rule . . . extends to protect a broader conception of
voluntariness ‘that focuses on the protection of the accused’s rights and fairness
in the criminal process’” (para. 69 (emphasis added)).
69
Even if “a much more comprehensive appraisal” is required, there will be
overlap between the “administration of justice” test used to determine whether
evidence should be excluded pursuant to s. 24(2) of the Charter and the
factors listed above. Certain of the factors used in the common law
confessions rule – “integrity of the criminal justice system”, “the
authorities’ conduct”, “shocks the community” and “fairness in the criminal
process” – will touch on whether the administration of justice would be brought
into disrepute. With such overlap, the voir dire needed to exclude a
confession at common law will provide virtually all the requisite information
for exclusion under the Charter .
70
Sometimes, it is difficult to separate the analysis required to
determine whether to exclude a confession pursuant to the common law and the Charter
analysis. In R. v. Grossi (1992), 133 A.R. 278, Porter Prov. Ct. J.
explained the legal gymnastics he was required to perform to separate the two
(at p. 281):
The first question to be decided then is whether
the statement by the accused is admissible under the common law rules without
reference to the Charter . If it is not admissible under the common law
I need go no further. In the course of such consideration I would have to weed
out the aspect of recent judgments which relate to Charter issues,
ascertain the state of the common law as it relates to confessions and only
then if the statement be thereby admissible move on to any Charter
considerations. That of course is no easy task due to the entanglement of the
two aspects of the law as it relates to confessions. The common law in this
area itself was on shifting ground prior to the advent of the Charter
and the sand has perhaps shifted further since that time.
71
Frequently, the type of questioning used to determine the voluntariness
of confessions will help to engage the “comprehensive appraisal” McLachlin C.J.
requires. In 1955, G. A. Martin, Q.C., suggested the manner in which defence
counsel should elicit evidence of confessions during preliminary inquiries for
common law purposes (“Preliminary Hearings” in the Special Lectures of the
Law Society of Upper Canada, 1955). He stated, at pp. 8-9:
Ascertain from the police officer who is called, or call him yourself,
whether the accused made a statement to the police and whether it was made in
writing. Have it produced and marked as an exhibit. . . .
Enquire fully into all the circumstances surrounding that statement:
who was present, when it was taken, how long the accused was questioned, what
answers he made, what officers had him in their custody from the time of his
arrest until the time the statement was finally made, and so forth, so that you
will be able to go into the trial fully prepared and with confidence that you
know the basis upon which the Crown is prepared to tender that statement.
[Emphasis added.]
72
Counsel at preliminary inquiries enquire fully into “all the
circumstances” surrounding confessions. They do so in part to satisfy the
requirement that a judge must examine “all the evidence concerning the
circumstances under which the statement was made” before determining whether a
statement is voluntary (R. v. McIntosh (1999), 141 C.C.C. (3d) 97 (Ont.
C.A.), at p. 113). If a preliminary inquiry justice considers “all the
circumstances” in determining whether a statement is voluntary for common law
purposes, those circumstances would shed much light, if not complete light, on
the “much more comprehensive appraisal” McLachlin C.J. envisages.
73
In her reasons, McLachlin C.J. draws a distinction between excluding
evidence for common law purposes and excluding evidence pursuant to s. 24(2) of
the Charter (para. 48). She explains that “[a]lthough these powers
appear similar, only the latter involves an exercise of remedial
authority – an authority with which a preliminary inquiry justice is not
cloaked” (para. 48 (emphasis in original)).
74
There should be no such distinction between excluding evidence for
common law purposes and excluding evidence for Charter purposes. In
both instances, the evidence is excluded. Characterizing one as remedial and
the other as not, as McLachlin C.J. holds, does not advance the inquiry. If a
confession is crucial to the Crown’s case, and the confession is excluded
pursuant to common law rules of admissibility, the preliminary inquiry justice
will discharge the accused. In many ways, a discharge at a preliminary inquiry
is the “ultimate” remedy. A discharge at a preliminary inquiry is just as
“remedial” as excluding evidence for Charter purposes at trial.
75
The rationale for the common law exclusionary rule is much the same as
the “remedial” rationale for s. 24(2) of the Charter . In Rothman,
supra, Lamer J. discussed the true reasons for which confessions are
excluded under the common law. At p. 688, he cited an article by Freedman
C.J.M. (S. Freedman, “Admissions and Confessions”, in R. E. Salhany and R. J.
Carter, eds., Studies in Canadian Criminal Evidence (1972), 95), where
he wrote, at p. 99:
It is justice then that we seek, and within its
broad framework we may find the true reasons for the rule excluding induced
confessions. Undoubtedly, as already stated, the main reason for excluding
them is the danger that they may be untrue. But there are other reasons,
stoutly disclaimed by some judges, openly professed by others, and silently
acknowledged by still others – the last perhaps being an instance of an
‘inarticulate major premise’ playing its role in decision-making. These
reasons, all of them, are rooted in history. They are touched with memories of
torture and the rack, they are bound up with the cause of individual freedom, and
they reflect a deep concern for the integrity of the judicial process.
[Emphasis added by Lamer J.]
76
The common law exclusionary rule has a strong remedial component. With
its deep concern for the integrity of the judicial process, evidence is
excluded under the common law because the judicial process would otherwise
suffer. Its remedial component is just as strong as the remedial component of
s. 24(2) of the Charter .
D. Purpose
of the Preliminary Inquiry
77
I disagree with the implications McLachlin C.J. draws from the manner in
which the purpose of the preliminary inquiry is characterized. She explains
that “the preliminary inquiry has assumed an ancillary role as a discovery
mechanism . . .” (para. 31). The primary purpose of the preliminary
inquiry, it follows, is to screen unmeritorious charges. From that, she
concludes, to permit wide-ranging Charter issues to be canvassed at the
preliminary inquiry would be inconsistent with the preliminary inquiry’s
“intended function as an expeditious charge-screening mechanism” (para. 48).
Ultimately, McLachlin C.J. holds, a preliminary inquiry is not an appropriate
forum for excluding evidence obtained contrary to the Charter .
78
Ancillary or not, the discovery mechanism still exists in preliminary
inquiries. In Skogman v. The Queen, [1984] 2 S.C.R. 93, the majority
held that “the preliminary hearing has become a forum where the accused is
afforded an opportunity to discover and to appreciate the case to be made
against him at trial where the requisite evidence is found to be present” (p.
105). Similarly, in R. v. Barbeau, [1992] 2 S.C.R. 845, Cory J. held,
at p. 854:
It cannot be denied that the preliminary hearing
permits the accused to discover the extent of the case against him. It is true
that in Caccamo v. The Queen, [1976] 1 S.C.R. 786, this Court made it
clear that the Crown has a discretion to present only that evidence which makes
out a prima facie case. Nonetheless the fact remains that the
preliminary does permit an accused person to explore to some extent the Crown’s
case.
79
Despite repeated attempts to limit that purpose, the preliminary inquiry
has retained its discovery function (Department of Justice Canada, Consultation
Paper, Do we still need preliminary inquiries? Options for changes to the
Criminal Code (1994), at p. 4).
80
The discovery mechanism engaged by preliminary inquiries often will help
shed light on many issues that are not strictly limited to determining whether
“there is sufficient evidence to put the accused on trial” (s. 548(1) (a)),
the test for committal McLachlin C.J. holds is the preliminary inquiry’s
intended function.
81
I assume, without agreeing, that the test for committal is the intended
function of the preliminary inquiry and that a “much more comprehensive
appraisal” is required to determine whether to exclude confessions obtained
contrary to the Charter . Assuming that to be correct, I conclude below
that the discovery mechanism engaged by the preliminary inquiry is adequate to
the task.
82
McLachlin C.J. correctly states that some Crown counsel only introduce
sufficient evidence to satisfy the test for committal. However, if the Crown
only introduces evidence to satisfy a bare minimum standard, counsel for the
accused may “fill in the blanks” by calling its own witnesses. Section 537(1)(g)
of the Code states that a preliminary inquiry justice may “receive
evidence on the part of the prosecutor or the accused, as the case may
be, after hearing any evidence that has been given on behalf of either of
them” (emphasis added). Section 541(5) of the Code requires a
preliminary inquiry justice to “hear each witness called by the accused who
testifies to any matter relevant to the inquiry . . .”. In Ward,
supra, Cory J. held that the predecessor to s. 541 of the Code requires
a preliminary inquiry justice to hear an accused’s witnesses even if evidence
introduced by the Crown satisfies the test for committal.
83
In the same vein, in R. v. R. (L.) (1995), 100 C.C.C. (3d) 329
(Ont. C.A.), Arbour J.A. (as she then was) held that “the admissibility of
evidence at the preliminary inquiry is determined by the concept of relevance”
(p. 336), subject to applicable exclusionary rules. She held that relevance is
not limited to the test for committal, reasoning that “[i]f relevance was
governed solely by the narrow test for committal, not much would be left of
either the statutory right to cross-examine the Crown’s evidence, or the right
to call defence evidence” (p. 336).
84
Defence counsel have recognized the important function afforded by the
right to call witnesses:
While it has been said that the Crown is only required to call witnesses
sufficient to obtain a committal for trial . . . [s]ection 469 [now
s. 541] . . . provides the accused with an opportunity to call those
witnesses that the Crown has chosen not to call for the preliminary inquiry but
would likely call at trial. This section facilitates discovery of the Crown’s
case and should not be overlooked.
(E. L. Greenspan and M. Rosenberg, “The Preliminary Inquiry”, in V. M.
Del Buono, ed., Criminal Procedure in Canada: Studies (1982), 263, at p.
305.)
85
Accordingly, if Crown counsel chooses to call only sufficient evidence
to meet the Shephard test, s. 541 of the Code could do much to
highlight “all the circumstances” surrounding an offence. By highlighting “all
the circumstances” surrounding an offence, a preliminary inquiry justice will
virtually be compelled, let alone able, to engage in the “much more
comprehensive appraisal” that McLachlin C.J. states a justice must undertake to
determine whether to exclude evidence pursuant to s. 24(2) of the Charter .
86
McLachlin C.J. places strong emphasis on the “preliminary screening
function” and the “expeditious nature” of the preliminary inquiry (paras. 37
and 38). To permit preliminary inquiry justices to exclude evidence under the Charter
would result in “additional cost and delay” (para. 39), which she concludes
would be inconsistent with the limited purpose of preliminary inquiries.
Likewise, many interveners in the present appeal argued that to permit Charter
issues to be decided at the preliminary inquiry stage would cause
preliminary inquiries to become a greater burden on the already heavily taxed
criminal justice system.
87
As a general proposition, preliminary inquiries do not occasion
inordinate delay. The great majority of criminal trials are not preceded by a
preliminary inquiry (Department of Justice of Canada, Working Document prepared
by D. Pomerant and G. Gilmour, A Survey of the Preliminary Inquiry in Canada
(April 1993), at p. 7). Preliminary inquiries are usually only reserved for
serious offences (see generally s. 536 of the Code). One study
prepared by the Department of Justice demonstrated that “[e]ighty percent of
preliminaries took one day or less of court time, and only . . . two
percent . . . occupied six or more court days” (D. G. Alford, et al.,
Some Statistics on the Preliminary Inquiry in Canada (1984), at p.
vii). In 1999, Ontario’s Criminal Justice Review Committee concluded that
“[i]n our experience, most preliminary inquiries do not consume an inordinate
amount of court time” (Ontario, Criminal Justice Review Committee, Report of
the Criminal Justice Review Committee (1999), at p. 90).
88
There is nothing to suggest that if justices at preliminary inquiries
are given the power to exclude confessions obtained contrary to the Charter ,
additional cost and delay will be occasioned. One study demonstrated that in
Ontario, 23,993 charges were disposed of in some way by a preliminary inquiry.
Of those charges, 43.1 percent were committed for trial, 4.5 percent were
discharged, and 35.7 percent were withdrawn (Pomerant and Gilmour, supra,
at p. 37, fn. 127). As one article highlights, “[t]here is significant
screening even with the current low standard” (A. D. Gold and J. R. Presser,
“Let’s Not Do Away with the Preliminaries: A Case in Favour of Retaining the
Preliminary Inquiry” (1996), 1 Can. Crim. L.R. 145, at p. 148). If it
was recognized that preliminary inquiry justices had the power to exclude
evidence obtained contrary to the Charter , the screening function would
assume more significance (Gold and Presser, supra, at p. 148). A
discharge at the preliminary inquiry stage that manages to avoid a jury trial
saves an enormous amount of otherwise wasted time and resources.
89
If preliminary inquiry justices do not have the power to exclude
evidence pursuant to s. 24(2) of the Charter , fewer discharges will
result. Accused people will be needlessly committed to trial on the strength
of evidence that will be excluded at trial. Conversely, if preliminary inquiry
justices are given the power to exclude evidence, more accused people will be
discharged. If such discharges are proper, that can hardly be a bad thing.
However, if an accused is improperly discharged, the Crown can always prefer a
direct indictment pursuant to s. 577 of the Code and proceed to trial
regardless of the preliminary inquiry justice’s decision.
90
Equally, the power to exclude evidence could be of some benefit to the
Crown in certain cases. By permitting a preliminary inquiry justice to
determine the Charter issue, the justice could refuse to grant the
remedy the accused seeks. By having the Charter question determined and
rejected, an accused would be more likely to plead guilty and avoid a trial.
As Gold and Presser, supra, state (albeit in the course of addressing a
higher test for committal): “[a] more stringent test of committal would
. . . relieve pressure on the trial courts by screening out
unmeritorious cases, and by creating a situation in which the guilty accused
is more likely to plead, having seen the strength of the Crown’s case and that
a judge thinks he or she is likely to be convicted” (p. 170 (emphasis
added)).
91
If the preliminary inquiry justice decided to exclude evidence pursuant
to s. 24(2) of the Charter , the decision would not bind the trial
judge. The exercise might be analogous to a pre-trial conference, where a
judge expresses his or her preliminary views of the merits of the proceedings.
Practically speaking, though, the decision would weigh heavily in the Crown’s
decision to prefer an indictment. It is telling that the Crown rarely (if
ever) prefers indictments after a preliminary inquiry justice excludes
confessions obtained contrary to the common law and discharges an accused. The
non-binding effect of the preliminary inquiry justice’s decision to exclude a
confession under the common law is not thought to be a reason to repeal the
power or that the “perceived benefits of litigating s. 24(2) issues at the
preliminary stage may prove more illusory than real” (para. 48), quoting
language used by McLachlin C.J. in the context of discussing excluding evidence
pursuant to s. 24(2) .
92
Under the present preliminary inquiry system, where preliminary inquiry
justices are not thought to have the power to grant Charter remedies,
preliminary inquiries routinely engage Charter -related evidence. In R.
v. George (1991), 5 O.R. (3d) 144, the Ontario Court of Appeal held that
“[i]t is now recognized that an accused is entitled to cross-examine Crown
witnesses at a preliminary hearing relating to such matters as Charter defences
which are not of concern to the judge conducting the hearing” (p. 148). The
Ontario Court of Appeal, in R. v. Dawson (1998), 123 C.C.C. (3d) 385,
confirmed its conclusion seven years later, when it held that “[i]t is now commonplace
to have examinations of witnesses at preliminary hearings on all aspects
of potential Charter violations” (p. 390 (emphasis added)). In Dawson,
the Ontario Court of Appeal held that at preliminary hearings, defence counsel
may obtain leave to cross-examine police witnesses on affidavits filed in
support of a wiretap authorization.
93
In the present appeal, the Attorney General for Alberta
recognized that it is often advantageous to probe Charter issues at the
preliminary inquiry:
Inquiry into Charter issues at a Preliminary
Inquiry can fulfill a useful purpose even though the presiding judge cannot
grant a remedy for a perceived breach of Charter rights. Examination
and cross-examination related to the potential breach may be useful in
approaching that issue at trial. It may also be useful for the parties to assess
the potential for a successful Charter application at the trial level.
This can be done without argument on the balancing issues that arise if a Charter
breach is found.
94
Gold and Presser, supra, comment that the preliminary inquiry
exercise enables the defence to “better prepare [its Charter ]
applications in advance, thus saving time in the trial court” (p. 154).
95
An obvious question arises: if Charter evidence is already
routinely investigated at the preliminary inquiry, why not permit the preliminary
inquiry justice to rule on the Charter issue? If it is “useful” to
examine Charter issues in the abstract at the preliminary inquiry stage,
it would be more useful to actually have the matter decided at the preliminary
inquiry stage. Moreover, to allow a preliminary inquiry justice to rule on Charter
issues would permit both Crown and defence counsel to better prepare their Charter
arguments and save time at trial.
96
It is not supportable by logic or efficiency to permit a preliminary
inquiry justice to determine the admissibility of statements for common law
purposes, but not for Charter purposes, when it is recognized that
preliminary inquiry justices are armed with all the facts. Parliament could
not have intended such waste.
E. Whether
an Accused has a Constitutional Right to a Preliminary Inquiry
97
The Ontario Court of Appeal has concluded that an accused does not have
a constitutional right to a preliminary inquiry (R. v. Arviv (1985), 19
C.C.C. (3d) 395, leave to appeal refused, [1985] 1 S.C.R. v, and R. v.
Ertel (1987), 58 C.R. (3d) 252, leave to appeal refused, [1987] 2 S.C.R.
vii). However, that question was not raised in this appeal and should be left
to be decided in the appropriate case. In the interim, it is sufficient to
note that whether a constitutional right to a preliminary inquiry exists or
not, there is a statutory right to one and these reasons relate only to the
right of an accused where a preliminary hearing is in fact being held.
III. The
Supreme Court of Canada’s Decision in Mills
98
Having canvassed the good reasons for which a preliminary inquiry
justice should have the power to exclude confessions obtained contrary to the Charter ,
I now consider whether this Court’s jurisprudence prevents such a sound result.
99
The starting point is Mills, supra. In Mills, the
question at issue was whether a preliminary inquiry justice could grant a stay
of proceedings pursuant to s. 24(1) of the Charter where an accused’s s.
11 (b) right to be tried within a reasonable time was infringed.
However, McIntyre J., for the majority, did not limit his analysis to s.
24(1) . In the course of his opinion, he went on to consider whether a
preliminary inquiry justice would have jurisdiction to exclude evidence
pursuant to s. 24(2) of the Charter . He held, at pp. 954-55:
It is said that [a preliminary inquiry justice] should be a court of
competent jurisdiction for the purpose of excluding evidence under s. 24(2) .
In my view, no jurisdiction is given to enable him to perform this function.
He can give, as I have said, no remedy. Exclusion of evidence under s. 24(2)
is a remedy, its application being limited to proceedings under s. 24(1) .
100
In a separate opinion, La Forest J. agreed that a preliminary inquiry
justice cannot exclude evidence pursuant to s. 24(2) . He held that while the
power to exclude evidence under s. 24(2) “may seem similar to the magistrate’s
duty regarding admissibility of evidence”, what is involved in the s. 24(2)
analysis is the “granting of a remedy” (p. 970) – a remedy that must be
exercised “having regard to all the circumstances”, which, in La Forest J.’s
view, “may again require more evidence than is presented at the preliminary
hearing” (pp. 970-71).
101
Once Mills was decided, this Court has continued to follow its dicta
that a preliminary inquiry justice cannot exclude evidence pursuant to s.
24(2) . For example, in R. v. Seaboyer, [1991] 2 S.C.R. 577, McLachlin
J. (as she then was) held, at pp. 637-38:
In Mills this Court found that a justice presiding over a
preliminary inquiry does not have the jurisdiction to grant a remedy under s.
24 of the Charter because a preliminary inquiry is not a “court of
competent jurisdiction” under that section. The majority held that the
magistrate sitting on a preliminary inquiry is not a court of competent
jurisdiction because the Criminal Code gives the magistrate “no
jurisdiction which would permit him to hear and determine the question of
whether or not a Charter right has been infringed or denied”. . . .
[Emphasis added.]
102
In Seaboyer, the central question was whether a preliminary
inquiry justice had jurisdiction to determine the constitutionality of
legislation under s. 52 of the Constitution Act, 1982 . As in Mills,
the Court’s analysis of s. 24(2) was obiter.
IV. Is the
Obiter in Mills Binding?
103
In the present appeal, it was urged that the obiter in Mills should
be considered binding because the Court expressed an opinion on a matter that
was fully argued. The point emerges from decisions like Schwartz v. The
Queen, [1977] 1 S.C.R. 673, where Martland J. felt he should deal with an obiter
matter because it was “fully argued” before the Court and because it was
“desirable that an expression of opinion on this point by this Court should be
made” (p. 695).
104
In fact, the s. 24(2) question was never fully argued in Mills.
The Schwartz principle does not apply. The conclusion is explained
below.
105
In Mills, four courts issued reasons for decision: the Ontario
Provincial Court, the High Court of Justice, the Ontario Court of Appeal, and
the Supreme Court of Canada. The Provincial Court judge’s reasons for decision
are replete with references to s. 24(1) of the Charter rather than s.
24(2) . His reasons for judgment ((1982), 2 C.R.R. 300) specifically state, at
p. 309: “[s]ection 2 [i.e. s. 24(2) of the Charter ] is not
applicable to this particular application” (emphasis added). Likewise, the
High Court of Justice’s reasons ((1983), 40 O.R. (2d) 112) do not mention s.
24(2) . Finally, the Ontario Court of Appeal’s short endorsement ((1983), 43
O.R. (2d) 631), states that the court preferred “not to express an opinion, in
this case, on this question of jurisdiction” (pp. 631-32). The various reasons
for decision demonstrate that a preliminary inquiry justice’s jurisdiction to
exclude evidence pursuant to s. 24(2) was simply not a live issue in the courts
below.
106
The question was not live at the Supreme Court of Canada, either. A
review of the parties’ written representations demonstrates that s. 24(2) was
not argued by the parties, never mind “fully argued” in accordance with Schwartz.
The accused’s 46-page factum in Mills makes no reference to s. 24(2) of
the Charter . The narrow issue, as framed by counsel for the accused,
was whether a “judge or justice presiding at a preliminary inquiry a court of
competent jurisdiction for the purposes of an application under section 24(1)
of the Charter where the application alleges a breach of section 11 (b)
rights” (p. 12). No mention is made of s. 542 of the Code, the
statutory provision at the heart of the present appeal.
107
The Crown’s factum in Mills was an even lengthier tome, running
some 70 pages long. It frames the narrow issue in identical terms to the
accused’s, and fails to mention s. 542 of the Code. The Crown’s factum
refers to s. 24(2) of the Charter in a grand total of two
paragraphs. Ironically, in one paragraph, the Crown argued that a preliminary
inquiry justice should have the jurisdiction to exclude evidence
pursuant to s. 24(2) of the Charter . The paragraph states:
The Respondent [i.e. the Crown] points out that the
position taken above [i.e. to the effect that a preliminary inquiry justice has
no jurisdiction pursuant to s. 24(1) of the Charter ] does not foreclose
the availability of all s. 24 relief at the preliminary inquiry. For example,
a justice conducting a preliminary inquiry has the jurisdiction under Part XV
of the Code to make rulings on the admissibility of evidence;
consequently, he could under s. 24(2) of the Charter exclude evidence in
the appropriate cases. This is an example of how the Charter enforcement
provisions plug into the existing judicial formats and procedures.
[Respondent’s factum, p. 33, at para. 45]
108
To summarize, in Mills, none of the courts below the Supreme
Court of Canada considered whether a preliminary inquiry justice has
jurisdiction to exclude evidence pursuant to s. 24(2) of the Charter .
One court expressly stated that s. 24(2) was not at issue, while the Ontario Court
of Appeal declined to consider the question. Likewise, the parties’ written
submissions at the Supreme Court of Canada fail to address the question. The
one specific reference to a preliminary inquiry justice’s jurisdiction to
exclude evidence pursuant to s. 24(2) of the Charter is made by the
Crown in one paragraph: a paragraph that argues that a justice in fact does
have jurisdiction to exclude evidence pursuant to s. 24(2) .
109
The obiter analysis in Mills was not fully argued at the
Supreme Court of Canada. The Court’s analysis should not be treated as an
authoritative and binding statement of the law in accordance with Schwartz.
The Court’s analysis was solely obiter, a house of cards upon which
future decisions were built. Finally, the issue squarely before the Court in Mills,
i.e., the power of a preliminary justice to stay proceedings, was different
from the issue addressed in obiter, i.e., the power to exclude evidence.
110
A stay is a final, binding decision, akin to an acquittal, subject only
to appeal (see R. v. Jewitt, [1985] 2 S.C.R. 128). In contrast, a
decision to exclude evidence at the preliminary inquiry has effect only in that
proceeding, and assuming the accused is committed for trial, does not bind the
trial court nor does it bind the Crown from proceeding by indictment if there
is no committal. In short, nothing in Mills compelled the conclusion
reached in obiter with respect to s. 24(2) .
V. Assuming
the Court’s Obiter Analysis in Mills is Binding, Should it be
Overruled?
111
In this part of the reasons, it is assumed that the Court’s obiter analysis
of s. 24(2) of the Charter in Mills represented a fully argued
and authoritative principle of law. On this assumption, I consider whether
there are reasons to depart from the obiter rule. Until now, the s.
24(2) analysis in Mills was never seriously challenged.
112
In R. v. Bernard, [1988] 2 S.C.R. 833, Dickson C.J. explained the
circumstances under which the Court should overrule a previous decision. In Bernard,
Dickson C.J. held that “[t]here must be compelling circumstances to justify
departure from a prior decision” (p. 849), and set out a number of factors to
consider. A few years later, Lamer C.J. recognized that the factors in Bernard
“were not held to be a comprehensive list nor was it claimed that they must all
be present in a particular case to justify overruling a prior decision” (R.
v. Chaulk, [1990] 3 S.C.R. 1303, at p. 1353).
113
In addition to the guidance provided in Bernard, it is
significant that the seven-member Court in Mills was divided four to
three on this portion of the judgment. In the 15 years since Mills was
decided, and for the reasons previously outlined, it is my opinion that, to the
extent Mills holds that the provincial court and its members are not
courts of competent jurisdiction for purposes of excluding certain evidence
obtained contrary to s. 24(2) of the Charter , it should be overruled.
A. The
Change is Incremental
114
In a number of decisions, the Supreme Court of Canada has considered
whether incremental changes should be made to the common law. Much of the
analysis is helpful to determine whether incremental changes should be made to Charter
jurisprudence. In determining whether to change the common law, the Court
has shown itself to be willing to do so, in part, where “the process of change
is a slow and incremental one, based largely on the mechanism of extending an
existing principle to new circumstances” (Watkins v. Olafson, [1989] 2
S.C.R. 750, at p. 760, per McLachlin J.).
115
In the present appeal, the narrow change to the obiter in Mills
is a slow and incremental one. In many respects, to permit statements
obtained contrary to the right to counsel to be excluded pursuant to s. 24(2)
of the Charter is a mirror image of what preliminary inquiry justices
are already required to do when they exclude an involuntary confession under
the common law. Indeed, because all aspects of all Charter violations
are already explored at the preliminary inquiry, an arguable case could be made
for the proposition that a preliminary inquiry justice should be permitted to
exclude evidence from all Charter violations (and not just
self-incriminating statements obtained contrary to the Charter ) pursuant
to s. 24(2) . The narrow ambit of this decision simply extends “an existing
principle to new circumstances”.
B. The
Decision has been Attenuated by Subsequent Decisions
116
In Bernard, supra, Dickson C.J. recalled that the Court
has held that where a decision has been attenuated by subsequent decisions, it
may be appropriate to overrule the earlier decision (pp. 855-56). As well,
academic criticism may be considered as Dickson C.J. did in Bernard.
117
Mills has been subject to criticism. In a case annotation
published shortly after Mills was decided ((1986), 52 C.R. (3d) 1),
Professor D. Stuart stated, at pp. 7-8:
What is troublesome, however, is the majority conclusion reached by
McIntyre J. and La Forest J. that a justice at the preliminary inquiry cannot
exclude evidence pursuant to s. 24(2) by reason of a Charter violation in the
obtaining of that evidence. Although the justice’s function is restricted to
determining whether there is sufficient evidence to warrant a committal for
trial, this power has traditionally and consistently been interpreted as
referring to legally admissible evidence. The voluntariness of admissions and
other evidentiary issues which can result in exclusion have always been viewed
as part of the justice’s function. While it may be justifiable to remove some
Charter issues from the scope of the justice’s consideration, those which
relate directly and specifically to the admissibility of evidence seem
appropriately to fit within the justice’s function. This is particularly true
when one remembers Estey J.’s admonition in Skogman . . . in
which he stressed the importance of the justice’s role in ensuring that accused
persons not be subjected to the rigours of the trial process and the resources
of the state when available admissible evidence does not warrant it. The
explanation offered by McIntyre J., which links the application of s. 24(2) to
“proceedings under s. 24(1) ” . . ., is a tenuous thread with which to
sew up this issue. The notion of committing on inadmissible evidence is a
strange one.
118
Certain illogical implications stem from Mills. For example,
suppose two accused persons, A and B, are charged with the same indictable
offence, after which a plain, serious and obvious Charter violation has
occurred. A elects to forego a preliminary inquiry, choosing instead to be
tried by a provincial court judge, who is required to apply Charter remedies
and may exclude evidence pursuant to s. 24(2) of the Charter . On the
afternoon of the same day, B appears before the same provincial court judge for
a preliminary inquiry hearing. The judge is prohibited from ruling on Charter
violations, so the violations found in A’s morning trial must await trial
in B’s case, where a different judge will presumably exclude evidence in the
same way it was excluded for the other accused. Nothing is achieved by the
process, other than wasting judicial time and resources, and delaying the Charter
remedies to which the accused is entitled. One judge commented on the anomaly,
wondering whether a provincial court judge is required “to admit such evidence
at the preliminary knowing full well that it will have to be excluded at trial”
(Grossi, supra, at p. 281).
119
Finally, as previously explained, Mills has been attenuated by
the tendency to have all aspects of potential Charter violations
explored at a preliminary inquiry, even where the Crown’s case satisfies the
test for committal (R. (L.), supra; Dawson, supra).
C. The
Change Reflects a Better Understanding of the Charter
120
If this Court’s understanding of the Charter develops over time,
changes should be made to rules that are inconsistent with that present
understanding. The analysis is closely related to the idea that where a
decision has been attenuated by subsequent decisions, it may be appropriate to
overrule the decision.
121
In 1986, when Mills was decided, s. 24(2) was not yet well
understood. This Court’s first ruling on s. 24(2) of the Charter which
was in its infancy occurred one year before Mills, in R. v. Therens,
[1985] 1 S.C.R. 613. Important cases on the meaning of s. 24(2) like R. v.
Collins, [1987] 1 S.C.R. 265, had not yet been decided. All of which may
explain the Court’s apprehension in 1986 in moving too quickly to recognize
provincial courts as courts of competent jurisdiction for purposes of applying Charter
remedies.
122
Today, with close to 20 years of case law on the issue of whether
evidence should be excluded pursuant to the Charter , the rules are much
better understood. Guided by this substantial case law, preliminary inquiry
justices are well placed to decide whether to exclude evidence pursuant to the Charter
in a fair manner that corresponds to the law.
123
Distilled to the narrow exception carved out in these reasons –
self-incriminating statements obtained contrary to the Charter – our
understanding of s. 24(2) has substantially developed since 1986, when Mills
was decided. As previously mentioned, this Court has held that generally,
if an accused’s statement is obtained in violation of Charter rights, self-incriminating
evidence will be excluded under s. 24(2) without the need for much further
inquiry. The obiter analysis of s. 24(2) in Mills should be
modified to comply with our present understanding of the circumstances under
which self-incriminating evidence is excluded pursuant to s. 24(2) of the Charter .
VI. Conclusion
124
I conclude that a preliminary inquiry hearing, by virtue of its function
and structure, is an appropriate forum for excluding statements obtained
contrary to the Charter . At preliminary inquiries, counsel routinely
investigate Charter issues not strictly related to the test for
committal, largely because Parliament did not intend relevant questions to be
limited to the test for committal. Section 542 of the Code requires
preliminary inquiry justices to be satisfied beyond a reasonable doubt that
confessions are voluntary. In determining whether a confession is voluntary,
justices look at all the circumstances. In so doing, preliminary inquiry
justices become sufficiently informed to determine Charter violations
and to determine whether self-incriminating evidence should be excluded
pursuant to s. 24(2) of the Charter .
125
Consequently, I would allow the appeal.
Appeal dismissed, Iacobucci,
Major, Binnie and Arbour
JJ. dissenting.
Solicitors for the appellant: Lewis, Day, St. John’s.
Solicitor for the respondent: The Department of Justice, St.
John’s.
Solicitor for the intervener the Attorney General of Canada: The
Attorney General of Canada, Ottawa.
Solicitor for the intervener the Attorney General for Ontario: The
Ministry of the Attorney General, Toronto.
Solicitor for the intervener the Attorney General of Manitoba: The
Department of Justice, Winnipeg.
Solicitor for the intervener the Attorney General of British
Columbia: The Ministry of the Attorney General, Vancouver.
Solicitor for the intervener the Attorney General for Alberta: The
Department of Justice, Edmonton.