R. v. Oickle, [2000] 2 S.C.R. 3
Her Majesty The Queen Appellant
v.
Richard Floyd Oickle Respondent
and
The Attorney General for Ontario and
the Criminal Lawyers’
Association (Ontario) Interveners
Indexed as: R. v. Oickle
Neutral citation: 2000 SCC 38.
File No.: 26535.
1999: November 2; 2000 September 29.
Present: L’Heureux‑Dubé, McLachlin, Iacobucci,
Major, Bastarache, Binnie and Arbour JJ.
on appeal from the court of appeal for nova scotia
Criminal law — Evidence —
Admissibility —
Confessions —
Voluntariness — Common
law limits on police interrogation — Proper scope of confessions rule — Police informing arson suspect that he had “failed” polygraph test — Suspect subsequently confessing to
arson during skillful and lengthy interrogation — Whether police improperly induced suspect’s confession.
Criminal law — Evidence —
Confessions —
Voluntariness —
Polygraph — Police
informing arson suspect that he had “failed” polygraph test — Suspect subsequently confessing to
arson during skillful and lengthy interrogation — Whether police’s failure to tell suspect that polygraph results
inadmissible producing involuntary confession — Whether misleading of suspect concerning accuracy of polygraph
rendered confession involuntary — Whether polygraph creating oppressive atmosphere — Whether tactical disadvantage to
defence when suspect confessed following polygraph test relevant to
voluntariness of confession.
Criminal law — Appeal —
Court of Appeal —
Standard of appellate review — Voluntariness of confessions — Court of Appeal disagreeing with trial judge as to weight to be
given various pieces of evidence — Whether disagreement grounds to reverse trial judge’s finding on
voluntariness of confession.
During the police investigation of a series of eight
fires, the accused agreed to submit to a polygraph. The test took place in a
motel and the police audiotaped the events. The accused was informed of his
rights to silence, to counsel, and to leave at any time. He was also informed
that while the interpretation of the polygraph results was not admissible,
anything he said was admissible. At the conclusion of the test, around 5 p.m.,
the officer conducting the test informed the accused that he had failed it. The
accused was reminded of his rights and questioned for one hour. At 6:30
p.m., a second officer questioned the accused and, after 30 to 40 minutes, the
accused confessed to setting the fire to his fiancée’s car and provided the
police with a statement. He appeared emotionally distraught at this time. The
accused was arrested and warned of his rights. At the police station, he was
placed in an interview room equipped with videotaping facilities where he was
questioned about the other fires. Around 8:30 p.m. and 9:15 p.m., the accused
indicated that he was tired and wanted to go home. He was informed that he was
under arrest and he could call a lawyer but that he could not go home. A third
officer took over the interrogation at 9:52 p.m. He questioned the accused
until about 11:00 p.m., at which time the accused confessed to setting seven of
the eight fires. The accused was then seen crying with his head in his hands.
The police then took a written statement from the accused. He was placed in a
cell to sleep at 2:45 a.m. At 6:00 a.m., a police officer noticed that the
accused was awake and asked whether he would agree to a re‑enactment. On
the tape of the re‑enactment, the accused was informed of his rights and
was advised that he could stop the re‑enactment at any time. The police
drove the accused to the various fire scenes, where he described how he had set
each fire. The accused was charged with seven counts of arson. The trial
judge ruled on a voir dire that the accused’s statements, including the
video re‑enactment, were voluntary and admissible, and subsequently
convicted him on all counts. The Court of Appeal excluded the confessions and
entered an acquittal.
Held (Arbour J. dissenting): The appeal should be allowed and the
conviction restored.
Per L’Heureux‑Dubé,
McLachlin, Iacobucci, Major, Bastarache and Binnie JJ.: The confessions
rule focuses not just on reliability but also on voluntariness broadly
defined. The common law confessions rule can offer protections beyond those
guaranteed by the Canadian Charter of Rights and Freedoms . While it may
be appropriate in certain cases to interpret one in light of the other, it
would be a mistake to assume one subsumes the other entirely. In defining the
confessions rule it is important to keep in mind its twin goals of protecting
the rights of the accused without unduly limiting society’s need to investigate
and solve crimes.
The application of the confessions rule is of
necessity contextual. Hard and fast rules simply cannot account for the
variety of circumstances that vitiate the voluntariness of a confession. When
reviewing a confession, a trial judge should therefore consider all the
relevant factors. The judge should strive to understand the circumstances
surrounding the confession and ask if it gives rise to a reasonable doubt as to
the confession’s voluntariness, taking into account all the aspects of the
rule. The relevant factors include threats or promises, oppression, the
operating mind requirement and police trickery. While obviously imminent
threats of torture will render a confession inadmissible, most cases will not
be so clear. The use of veiled threats, for instance, requires close
examination. The police may often offer some kind of inducement to the suspect
to obtain a confession. This becomes improper only when the inducements,
whether standing alone or in combination with other factors, are strong enough
to raise a reasonable doubt about the voluntariness of the confession. An
important consideration in all cases is to look for a quid pro quo offer
by interrogators, regardless of whether it comes in the form of a threat or a
promise. Oppressive conditions and circumstances clearly also have the
potential to produce an involuntary confession. In assessing oppression,
courts should consider whether a suspect was deprived of food, clothing, water,
sleep, or medical attention; was denied access to counsel; was confronted with
fabricated evidence; or was questioned aggressively for a prolonged period of
time. The operating mind doctrine only requires that the accused knows what he
is saying and that it may be used to his detriment. Like oppression, the operating
mind doctrine should not be understood as a discrete inquiry completely
divorced from the rest of the confessions rule. The operating mind doctrine is
just one application of the general rule that involuntary confessions are
inadmissible. Lastly, the police use of trickery to obtain a confession must
also be considered in determining whether a confession is voluntary or not.
This doctrine is a distinct inquiry. While it is still related to
voluntariness, its more specific objective is maintaining the integrity of the
criminal justice system. There may be situations in which police trickery,
though neither violating the right to silence nor undermining voluntariness per
se, is so appalling as to shock the community. In such cases, the
confessions should be excluded.
In sum, because of the criminal justice system’s
overriding concern not to convict the innocent, a confession will not be
admissible if it is made under circumstances that raise a reasonable doubt as
to voluntariness. Voluntariness is the touchstone of the confessions rule and
a useful term to describe the various rationales underlying the rule. If the
police interrogators subject the suspect to utterly intolerable conditions, or
if they offer inducements strong enough to produce an unreliable confession,
the trial judge should exclude it. Between these two extremes, oppressive
conditions and inducements can operate together to exclude confessions. If the
trial judge properly considers all the relevant circumstances, then a finding
regarding voluntariness is essentially a factual one, and should only be
overturned for some palpable and overriding error which affected the trial
judge’s assessment of the facts.
In this case, the Court of Appeal applied the wrong
standard of appellate review. Determining whether or not a confession is
voluntary is a question of fact, or of mixed law and fact. Therefore, a
disagreement with the trial judge regarding the weight to be given various
pieces of evidence is not grounds to reverse a finding on voluntariness. The
Court of Appeal also reached the wrong conclusion with regard to
voluntariness. The police conducted a proper interrogation. The accused was
fully apprised of his rights at all times. The police questioning, while persistent
and often accusatorial, was never hostile, aggressive, or intimidating. In
this context, the alleged inducements offered by the police do not raise a
reasonable doubt as to the confession’s voluntariness.
In particular, the police did not improperly offer
leniency to the accused by minimizing the seriousness of his offences. While
the police did minimize the moral significance of the crimes, they never
suggested that a confession would minimize the legal consequences of the accused’s
crimes. As for the offers of psychiatric help, at no point did the police ever
suggest that the accused could only get help if he confessed. There was never
any insinuation of a quid pro quo. The police did suggest that
confession would make the accused feel better, that his fiancée and members of
the community would respect him for admitting his problem, and that he could
better address his apparent pyromania if he confessed. However, read in
context, none of these statements contained an implied threat or promise. As
to the alleged threats against the accused’s fiancée, there were moments when
the police intimated that it might be necessary to question her to make sure
she was not involved in the fires. The relationship the accused had with his
fiancée was strong enough potentially to induce a false confession were she
threatened with harm. However, no such threat ever occurred. The most they
did was promise not to polygraph her if the accused confessed. Given the
entire context, the most likely reason to polygraph her was not as a suspect,
but as an alibi witness. This is not a strong enough inducement to raise a
reasonable doubt as to the voluntariness of the accused’s confession. The
timing of the comments regarding his fiancée suggests that there was no causal
connection between the police inducements and the subsequent confession. The
police did not improperly abuse the accused’s trust to obtain a confession.
The Court of Appeal criticized the police for questioning the accused in such a
gentle, reassuring manner that they gained his trust. This does not render a
confession inadmissible. Lastly, to hold that the police conduct in this
interrogation was oppressive would leave little scope for police
interrogation. They were always courteous; they did not deprive the accused of
food, sleep, or water; they never denied him access to the bathroom; they fully
apprised him of his rights at all times, and they did not fabricate evidence.
While the re‑enactment was admittedly done at a time when the accused had
had little sleep, he was already awake when they approached him, and was told
that he could stop at any time.
The mere failure to tell a suspect that the polygraph
is inadmissible will not automatically produce an involuntary confession. Courts
should engage in a two‑step process. First, the confession should be
excluded if the police deception shocks the community. Second, even if not
rising to that level, the use of deception is a relevant factor in the overall
voluntariness analysis. Here, the police made it abundantly clear to the
accused just what was admissible and what was not. The accused was not
confused on this point. Further, although the police exaggerated the accuracy
of the polygraph, merely confronting a suspect with adverse evidence ‑‑
even exaggerating its accuracy and reliability ‑‑ will not,
standing alone, render a confession involuntary. Finally, tactical
disadvantage to the defence when a suspect confesses following a polygraph is
not relevant to the voluntariness of the confession; instead, if anything, it
simply suggests prejudicial effect. However, given the immense probative value
of a voluntary confession, exclusion is inappropriate.
Per Arbour J.
(dissenting): There were improper inducements held out by police officers who
interrogated the accused and these inducements, considered cumulatively and
contextually in light of the “failed” polygraph test, require the exclusion of
the accused’s statements. Moreover, the proximity and the causal connection
between the “failed” polygraph test and the confession also compels this
result. While some deference is always required because of the privileged
position from which the trial judge assesses credibility, including on a voir
dire, appeal courts must ensure that the question of the voluntariness
of a confession was correctly decided by the trial judge, in accordance with
the applicable law, and on a reasonable view of the facts.
The statements were obtained as a result of fear of
prejudice or hope of advantage held out by persons in authority. Repeated
threats and promises were made. They were often subtle, but against the
backdrop of the polygraph procedure, they overwhelmed the free will of the
accused. The overall interrogation strategy was sound, and although it relied
on considerable deception on the part of the police, that in itself is neither
illegal nor sufficient to vitiate the voluntary nature of a confession. The
line is crossed when, as here, improper inducements are put forward by persons
in authority in an oppressive atmosphere, undermining the interrogated person’s
control over his mind and will. First, the promise of psychiatric help was
improper. While it is true that the police did not explicitly tell the accused
that the only way he could get psychiatric help was if he confessed, this was
the clear implication of what was said. Second, after the accused’s initial
confession, the police minimized the seriousness of the additional legal
consequences that would flow from a confession to all the fires, suggesting to
the accused that it made no difference whether he had set one or ten fires and
that if he confessed, the other fires could be bundled with the car fire. This
was clearly improper. Third, the threat to interrogate the accused’s fiancée
clearly suggested that the accused could spare her his predicament by admitting
his sole involvement in all the fires. The relationship between her and the
accused was such that the threats to implicate her placed impermissible
pressure on the accused to confess. The foregoing representations constituted
threats, promises and inducements within the meaning of the confessions rule
and, when combined with the prevalent ambiguity concerning just what was and
was not admissible in court against the accused, as well as the oppressive
atmosphere created by the “infallible” polygraph test, they are sufficient to
raise a reasonable doubt as to voluntariness of the accused’s confessions. The
combination of the lies and misrepresentations, which are not impermissible,
with the inducements, which are, caused the accused to make involuntary
admissions. At the very least, the trial judge had to have a reasonable doubt
about the application of the classic voluntariness rule.
In addition, the statements are inadmissible on the
basis that the manner in which they were obtained by the police places the
accused in the unfair position of having to lead prejudicial, unreliable and
inadmissible evidence against himself in order to impeach the veracity of the
statements obtained. The admission into evidence of a confession, given in
circumstances where it is intimately linked to a “failed” polygraph test, as it
was in this case, is wholly inconsistent with the holding of this Court in Béland
and severely, and unjustifiably, prejudices an accused’s fair trial interests.
Since the confession and the polygraph are so intimately linked, the accused
will unavoidably have to reveal having failed the polygraph if he wishes to
cast doubt on the truthfulness of his confession. This comes at too high a
cost to the accused’s fair trial interests. He is forced to incriminate
himself by introducing an otherwise inadmissible piece of evidence which cannot
help but strengthen what is often the sole evidence against him. Given the
unparalleled weight attributed to confessions, the prejudicial effect that
flows from an accused’s reference to his “failed” polygraph test is
overwhelming. Therefore, confessions should be excluded where, as here, the accused,
because of the intimate causal and temporal connection between a “failed”
polygraph and a subsequent confession, is unable to demonstrate fully the
impact of the circumstances surrounding its making without inevitably
introducing the polygraph evidence.
Cases Cited
By Iacobucci J.
Applied: R. v.
Ewert, [1992] 3 S.C.R. 161; Ward v. The Queen,
[1979] 2 S.C.R. 30; R. v. Fitton, [1956] S.C.R. 958; R. v. Murakami,
[1951] S.C.R. 801; referred to: R. v. Nugent (1988), 84 N.S.R.
(2d) 191; R. v. Hebert, [1990] 2 S.C.R. 151; Ibrahim v. The King,
[1914] A.C. 599; Prosko v. The King (1922), 63 S.C.R. 226; Boudreau
v. The King, [1949] S.C.R. 262; R. v. Wray, [1971] S.C.R. 272; Rothman
v. The Queen, [1981] 1 S.C.R. 640; Horvath v. The Queen, [1979] 2
S.C.R. 376; R. v. Whittle, [1994] 2 S.C.R. 914; Hobbins v. The Queen,
[1982] 1 S.C.R. 553; R. v. Liew, [1999] 3 S.C.R. 227; R. v. Broyles,
[1991] 3 S.C.R. 595; R. v. Stillman, [1997] 1 S.C.R. 607; R. v.
Collins, [1987] 1 S.C.R. 265; R. v. Precourt (1976), 18 O.R. (2d)
714; R. v. Mills, [1999] 3 S.C.R. 668; R. v. Leipert, [1997] 1
S.C.R. 281; Reilly v. State, 355 A.2d 324 (1976); R. v. Kalashnikoff
(1981), 57 C.C.C. (2d) 481; R. v. Lazure (1959), 126 C.C.C. 331; R.
v. Ewert (1991), 68 C.C.C. (3d) 207; R. v. Jackson (1977), 34 C.C.C.
(2d) 35; Commissioners of Customs and Excise v. Harz, [1967] 1 A.C. 760;
R. v. Smith, [1959] 2 Q.B. 35; R. v. Desmeules, [1971] R.L. 505; Comeau
v. The Queen (1961), 131 C.C.C. 139; R. v. Hanlon (1958), 28 C.R. 398;
R. v. Puffer (1976), 31 C.C.C. (2d) 81, aff’d [1980] 1 S.C.R. 321 (sub
nom. McFall v. The Queen); R. v. Hayes (1982), 65 C.C.C. (2d)
294; R. v. Rennie (1981), 74 Cr. App. R. 207; R.
v. Hoilett (1999), 136 C.C.C. (3d) 449; R. v. Owen (1983), 4 C.C.C.
(3d) 538; R. v. Serack, [1974] 2 W.W.R. 377; R. v. Clot (1982),
69 C.C.C. (2d) 349; Blackburn v. Alabama, 361 U.S. 199 (1960); Schwartz
v. Canada, [1996] 1 S.C.R. 254; Stein v. The Ship “Kathy K”, [1976]
2 S.C.R. 802; R. v. James, Ont. Ct. (Gen. Div.), January 25, 1991; R.
v. Ollerhead (1990), 86 Nfld. & P.E.I.R. 38; R. v. Fowler
(1979), 23 Nfld. & P.E.I.R. 255; R. v. Alexis (1994), 35 C.R. (4th)
117; R. v. Béland, [1987] 2 S.C.R. 398; R. v. Amyot (1990), 58
C.C.C. (3d) 312; R. v. Romansky (1981), 6 Man. R. (2d) 408; R. v.
Barton (1993), 81 C.C.C. (3d) 574.
By Arbour J. (dissenting)
R. v. Fitton, [1956]
S.C.R. 958; R. v. Middleton (1974), 59 Cr. App. R. 18; R. v. Béland,
[1987] 2 S.C.R. 398; Phillion v. The Queen, [1978] 1 S.C.R. 18; R. v.
Marquard, [1993] 4 S.C.R. 223; R. v. Mohan, [1994] 2 S.C.R. 9; R.
v. Amyot (1990), 58 C.C.C. (3d) 312; R. v. L.E.W., [1996] O.J. No.
753 (QL); DeClercq v. The Queen, [1968] S.C.R. 902; R. v. Murray,
[1951] 1 K.B. 391; R. v. Charrette, [1994] O.J. No. 2509 (QL); R. v.
Whalen, [1999] O.J. No. 3488 (QL); Bigaouette v. The King (1926), 46
C.C.C. 311; R. v. Hodgson, [1998] 2 S.C.R. 449; R. v. Warickshall (1783),
1 Leach 263, 168 E.R. 234; R. v. Hardy (1794), 24 St. Tr. 199; R. v.
Baldry (1852), 2 Den. 430, 169 E.R. 568; R. v. Guidice, [1964]
W.A.R. 128; R. v. Egger, [1993] 2 S.C.R. 451; R. v. Thorne
(1988), 41 C.C.C. (3d) 344; R. v. McIntosh (1999), 141 C.C.C. (3d) 97; R.
v. Terceira (1998), 123 C.C.C. (3d) 1, aff’d [1999] 3 S.C.R. 866; R. v.
Nugent (1988), 84 N.S.R. (2d) 191.
Statutes and Regulations Cited
Canadian
Charter of Rights and Freedoms, ss. 7 , 7 to
14 , 10 , 14 , 24(2) .
Police and Criminal Evidence Act 1984
(U.K.), 1984, c. 60, s. 76(8).
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APPEAL from a judgment of the Nova Scotia Court of
Appeal (1998), 16 C.R. (5th) 29, 164 N.S.R. (2d) 342, 491 A.P.R. 342, 122
C.C.C. (3d) 506, [1998] N.S.J. No. 19 (QL), allowing the accused’s appeal,
setting aside the convictions and entering acquittals. Appeal allowed, Arbour
J. dissenting.
William D. Delaney, for
the appellant.
Arthur J. Mollon, Q.C.,
and Marian Mancini, for the respondent.
Gary T. Trotter, for
the intervener the Attorney General for Ontario.
Michael Code and John
Norris, for the intervener the Criminal Lawyers’ Association (Ontario).
The judgment of L’Heureux-Dubé, McLachlin, Iacobucci,
Major, Bastarache and Binnie JJ. was delivered by
Iacobucci J. –
I. Introduction
1
This appeal requires this Court to rule on the common law limits on
police interrogation. Specifically, we are asked to decide whether the police
improperly induced the respondent’s confessions through threats or promises, an
atmosphere of oppression, or any other tactics that could raise a reasonable
doubt as to the voluntariness of his confessions. I conclude that they did
not. The trial judge’s determination that the confessions at stake in this
appeal were voluntarily given should not have been disturbed on appeal, and
accordingly the appeal should be allowed.
2
In this case, the police conducted a proper interrogation. Their
questioning, while persistent and often accusatorial, was never hostile,
aggressive, or intimidating. They repeatedly offered the accused food and
drink. They allowed him to use the bathroom upon request. Before his first
confession and subsequent arrest, they repeatedly told him that he could leave
at any time. In this context, the alleged inducements offered by the police do
not raise a reasonable doubt as to the confessions’ voluntariness. Nor do I
find any fault with the role played by the polygraph test in this case. While
the police admittedly exaggerated the reliability of such devices, the tactic
of inflating the reliability of incriminating evidence is a common, and
generally unobjectionable one. Whether standing alone, or in combination with
the other mild inducements used in this appeal, it does not render the
confessions involuntary.
II. Facts
3
The facts surrounding the respondent’s interrogation are obviously
central to the resolution of this appeal, and I will refer to them throughout
my legal analysis. At this point, I will simply give an overview.
4
Between February 5, 1994 and April 4, 1995, a series of eight fires
involving four buildings and two motor vehicles occurred in and around the
community of Waterville, Nova Scotia. Most of the incidents occurred between
1:00 a.m. and 4:00 a.m. The vehicle fires involved a van belonging to the
respondent’s father, and a car belonging to the respondent’s fiancée, Tanya
Kilcup. The building fires occurred relatively close to where the respondent
had lived when the various fires occurred. The fires appeared to have been
deliberately set, with the possible exception of Ms. Kilcup’s vehicle. The
respondent was a member of the Waterville Volunteer Fire Brigade, and had
responded to each of the fires in that capacity.
5
The last fire involved Ms. Kilcup’s vehicle. The car was parked in the
driveway of the apartment building where the respondent and Ms. Kilcup lived.
The fire was discovered by a passerby who extinguished it. The Fire Marshall
investigated the fire and concluded that since the car was subject to a prior
recall for a possible faulty ignition switch, the fire may have been accidental
owing to an electrical fault.
6
The police also conducted an extensive investigation of the fires. To
help narrow the list of possible suspects, they asked a total of seven or eight
individuals to submit to polygraph tests. Five or six individuals did so,
passed the test, and were effectively removed from the list of suspects.
Another person had agreed to take a polygraph, but was not examined after the
respondent confessed to the crimes. The respondent, after initial doubts, agreed
to submit to a test. Around 3:00 p.m. on April 26, 1995, the respondent went
to the Wandlyn Motel for the test, according to a prior arrangement. The
police audiotaped the events at the motel. Sergeant Taker administered the
polygraph test. The respondent was fully advised of his rights to silence, to
a lawyer (including the availability of Legal Aid), and to leave at any time.
Sergeant Taker also advised him that while Sergeant Taker’s interpretation of
the polygraph results was not admissible, anything said by the respondent was
admissible. The respondent was given a pamphlet to review, which discussed the
polygraph procedures, and he signed a consent form.
7
Before conducting the test itself, Sergeant Taker conducted a lengthy
“pre-test” interview, which involved a variety of questions, many of them
personal in nature. This interview was designed to provide a basis for the
polygraph test itself, to help Sergeant Taker compose “control questions” for
the polygraph exam, and to foster a sense of intimacy between examiner and
subject. An exculpatory statement, which formed the basis for the polygraph
test itself, was taken at the conclusion of the pre-test. Sergeant Taker then
conducted the polygraph exam, which lasted only a matter of minutes. During
the test Sergeant Taker did not ask about any specific fire, but instead asked
if the respondent’s earlier statement had been truthful. At the conclusion of
the test, around 5:00 p.m., Taker checked the charts and informed the
respondent that he had failed the test. He reminded the respondent that his
rights were still in effect, and proceeded to question him for approximately
one hour. At one point the respondent asked “What if I admit to the car? ...
Then I can walk out of here and it’s over.” Though Sergeant Taker replied “You
can walk out at any time”, the respondent did not leave.
8
At 6:30 p.m. Sergeant Taker was relieved by Corporal Deveau, who
reminded the respondent of his right to counsel. After 30 to 40 minutes, the
respondent confessed to setting fire to his fiancée’s car. He appeared
emotionally distraught at this time. After a recitation of his rights, and an
acknowledgement that he understood them, the police took a written statement,
in which he continued to deny any involvement in the other fires. The
respondent was arrested, warned of his right to counsel, given the secondary
police warning, and driven to the police station at 8:15 p.m. En route he was
very upset and was crying. He was placed in an interview room equipped with
videotaping facilities, which recorded the subsequent interrogation where
Corporal Deveau questioned him about the other fires. Around 8:30 p.m. and
9:15 p.m. the respondent indicated that he was tired, and wanted to go home to
bed. He was informed that he was under arrest, and he could call a lawyer if
he wanted, but that he could not go home. Questioning did not cease.
9
Constable Bogle took over the interrogation at 9:52 p.m., after giving
the respondent the secondary police warning. Constable Bogle questioned the
respondent until about 11:00 p.m., at which time the respondent confessed to
setting seven of the eight fires. He denied any involvement in the fire in his
father’s van. At this time, Constable Bogle left the room, and the respondent
was seen crying with his head in his hands. Constable Bogle returned with
Corporal Deveau, and took a written statement. The respondent’s Charter
rights and the police warning were on the statement, and were acknowledged by
the respondent. The police warning stated that “[y]ou need not say anything.
You have nothing to hope from any promise or favour and nothing to fear from
any threat whether or not you do say anything. Anything you do say may be used
as evidence.” The statement concluded at 1:10 a.m. on April 27. After the
police attended to various administrative tasks, the respondent was placed in a
cell to sleep at 2:45 a.m. At 6:00 a.m., Corporal Deveau noticed that the
respondent was awake and asked whether he would agree to a re-enactment. On
the tape of the re-enactment, the respondent was given a Charter warning,
the secondary warning, and was advised that he could stop the re-enactment at
any time. The police drove the respondent around Waterville to the various
fire scenes, where he described how he had set each fire. The respondent was
charged with seven counts of arson.
10
At trial, the trial judge held a voir dire to determine the
admissibility of the respondent’s statements, including the video
re-enactment. The trial judge ruled that the statements were voluntary and
admissible, and subsequently convicted him on all counts. However, the Nova
Scotia Court of Appeal found that the statements were involuntary and thus
inadmissible, and allowed the respondent’s appeal. The Court of Appeal
excluded the confessions, overturned the convictions, and entered acquittals.
III. Judicial
Decisions
A. Nova
Scotia Provincial Court
11
MacDonald Prov. Ct. J. concluded that the respondent’s confessions were
voluntary. First of all, there was no evidence that the respondent did not
understand the police warnings. After reviewing the law, the trial judge
concluded that the respondent had an operating mind, and was aware of the
consequences of his actions. The respondent “appeared to be coherent, capable
of understanding the questions that were put to him and to be in complete and
total control of his faculties”. Nor did the police unfairly deprive the
respondent of his right to choose whether or not he wished to speak to the
officers.
12
The trial judge also addressed the relevance of the polygraph test under
the Nova Scotia Supreme Court – Appeal Division’s decision in R. v. Nugent
(1988), 84 N.S.R. (2d) 191. MacDonald Prov. Ct. J. found that the respondent clearly
understood that while the results were not admissible, his statements were.
There being no confusion over the role of the polygraph, MacDonald Prov. Ct.
J. concluded that the use of a polygraph did not render the ensuing confessions
involuntary or otherwise inadmissible.
13
Finally, the trial judge addressed the respondent’s argument that the
re-enactment was not voluntary because he was sleep-deprived at the time. The
trial judge noted that the respondent appeared in full control of his faculties
on the tape of the re-enactment. He was coherent. He understood what was
being asked of him. There was no evidence to suggest that the re-enactments
were anything but voluntary. MacDonald Prov. Ct. J. therefore admitted the
statements and re-enactment into evidence.
B. Nova
Scotia Court of Appeal (1998), 164 N.S.R. (2d) 342 (Pugsley and Cromwell
JJ.A., Flinn J.A. concurring)
14
Pugsley and Cromwell JJ.A. recognized that their role as an appellate
court was not to retry the case or overturn the trial judge’s findings of
fact. The decision of the trial judge should not be set aside unless she made
a wrong assessment of the evidence, failed to consider the relevant
circumstances, or failed to apply the correct legal principle.
15
The court first addressed the admissibility of the respondent’s initial
confession to lighting the fire in Ms. Kilcup’s car. Confessions will only be
admissible if the Crown proves, beyond a reasonable doubt, that they were made
voluntarily. A statement will be involuntary if it is the result of either
“fear of prejudice” or “hope of advantage” held out by persons in authority.
Vigorous and skillful questioning, misstatements of fact by the police, and
appeals to the conscience of the accused do not necessarily make a resulting
statement inadmissible. The statement will not be excluded simply because the
accused believes it will be to his or her advantage to confess. It is only
when this belief is induced or confirmed by persons in authority that the
statements should be excluded.
16
Turning to the facts of this case, the court found that the police did
not advise the respondent that the results of the polygraph were not admissible
as evidence. Sergeant Taker should also have advised the respondent that the
polygraph was not infallible. The accused’s ensuing confusion about the
significance of his failure of the test was an important aspect of the overall
context that had to be considered in deciding whether the statements were
voluntary.
17
Against the backdrop of the polygraph examination, the police
questioning developed other themes that, in light of all the other
circumstances, constituted improper inducements to confess. While any one of
these might not be sufficient to produce doubt about the voluntariness of the
statements, their cumulative effect was overwhelming. Shortly after the
polygraph results were given to the respondent, Sergeant Taker suggested that
confessing would prevent him from getting into any more trouble than he was
already in, and that confessing would allow him to get the help he needed if he
had done these things. The police also minimized the seriousness of the
offence, and warned that they might have to interrogate Ms. Kilcup. These
actions, where they result in a confession, are improper inducements.
18
Another factor was the police’s abuse of their relationship with the
respondent. After gaining the respondent’s trust, Sergeant Taker and Corporal
Deveau breached that trust by unfairly and aggressively exploiting the results
of the test as a confession-inducing instrument. Immediately before the first
confession, Deveau said to the respondent that he was probably his “best friend
right now”. This statement was an abuse of confidence.
19
The court also disagreed with the trial judge’s conclusion that the
respondent appeared coherent and in control of his faculties on the videotape.
The court felt that the transcript of the audiotape revealed that the
respondent did not appreciate the role the equipment played in the process, and
the separate role played by Sergeant Taker in his role as interpreter of the
result. The conclusions of the trial judge failed to take into account several
comments of Sergeant Taker wherein he assured the respondent that the polygraph
machine was reliable.
20
Although none of the inducements on their own would require exclusion,
taken cumulatively and in light of the use of the polygraph test, the
statements were clearly involuntary and should have been excluded.
21
The court allowed the appeal. Since the statements were the only
evidence that directly implicated the respondent, and without them, no
reasonable trier of fact could convict, the convictions were set aside and
acquittals entered.
IV. Analysis
A. Standard
of Review for Voluntariness
22
While determining the appropriate legal test is of course a question of
law, applying this test to determine whether or not a confession is voluntary
is a question of fact, or of mixed law and fact. See R. v. Ewert,
[1992] 3 S.C.R. 161, at p. 161; Ward v. The Queen, [1979] 2 S.C.R. 30,
at p. 42 (per Spence J.); R. v. Fitton, [1956] S.C.R. 958, at pp.
983-84 (per Fauteux J.); R. v. Murakami, [1951] S.C.R. 801, at p.
803 (per Rand J., Locke J. concurring). Therefore, as this Court held
in Ewert, a disagreement with the trial judge regarding the weight to be
given various pieces of evidence is not grounds to reverse a finding on
voluntariness. Respectfully, I believe that the Court of Appeal did just
that. Therefore, following Ewert, the appeal must be allowed.
23
While the foregoing might suffice technically to dispose of this appeal,
I believe it is important to take this opportunity to set out the proper scope
of the confessions rule. There was much argument among the parties and
interveners in this appeal on this point, and this Court has not directly addressed
the issue since the introduction of the Canadian Charter of Rights and
Freedoms . Because of this lack of clarity, it has been often difficult to
discern in various cases what standards have been applied. In addition,
several arguments not addressed by the trial judge were raised before our
Court. It is therefore necessary to broaden the discussion to deal with these
issues.
B. The
Development of the Confessions Rule
1. Two Elements of the Rule
24
As indicated by McLachlin J. (as she then was), in R. v. Hebert,
[1990] 2 S.C.R. 151, there are two main strands to this Court’s jurisprudence
under the confessions rule. One approach is narrow, excluding statements only
where the police held out explicit threats or promises to the accused. The
definitive statement of this approach came in Ibrahim v. The King,
[1914] A.C. 599 (P.C.), at p. 609:
It has long been established as a positive rule of
English criminal law, that no statement by an accused is admissible in evidence
against him unless it is shewn by the prosecution to have been a voluntary
statement, in the sense that it has not been obtained from him either by fear
of prejudice or hope of advantage exercised or held out by a person in
authority.
This Court
adopted the “Ibrahim rule” in Prosko
v. The King (1922), 63 S.C.R. 226, and subsequently applied it in cases
like Boudreau v. The King, [1949] S.C.R. 262, Fitton, supra,
R. v. Wray, [1971] S.C.R. 272, and Rothman v. The Queen, [1981] 1
S.C.R. 640.
25
The Ibrahim rule gives the accused only “a negative right — the right not to be tortured or coerced into making a
statement by threats or promises held out by a person who is and whom he
subjectively believes to be a person in authority”: Hebert, supra,
at p. 165. However, Hebert also recognized a second, “much broader”
approach, according to which “[t]he absence of violence, threats and promises
by the authorities does not necessarily mean that the resulting statement is
voluntary, if the necessary mental element of deciding between alternatives is
absent” (p. 166).
26
While not always followed, McLachlin J. noted at p. 166 that this aspect
of the confessions rule “persists as part of our fundamental notion of
procedural fairness”. This approach is most evident in the so-called
“operating mind” doctrine, developed by this Court in Ward, supra,
Horvath v. The Queen, [1979] 2 S.C.R. 376, and R. v. Whittle,
[1994] 2 S.C.R. 914. In those cases the Court made “a further investigation of
whether the statements were freely and voluntarily made even if no hope of
advantage or fear of prejudice could be found”: Ward, supra, at
p. 40. The “operating mind” doctrine dispelled once and for all the notion
that the confessions rule is concerned solely with whether or not the
confession was induced by any threats or promises.
27
These cases focused not just on reliability, but on voluntariness
conceived more broadly. None of the reasons in Ward or Horvath
ever expressed any doubts about the reliability of the confessions in issue.
Instead, they focused on the lack of voluntariness, whether the cause was shock
(Ward), hypnosis (Horvath, per Beetz J.), or “complete
emotional disintegration” (Horvath, supra, at p. 400, per
Spence J.). Similarly, in Hobbins v. The Queen, [1982] 1 S.C.R. 553, at
pp. 556-57, Laskin C.J. noted that in determining the voluntariness of a
confession, courts should be alert to the coercive effect of an “atmosphere of
oppression”, even though there was “no inducement held out of hope of advantage
or fear of prejudice, and absent any threats of violence or actual violence”;
see also R. v. Liew, [1999] 3 S.C.R. 227, at para. 37. Clearly, the
confessions rule embraces more than the narrow Ibrahim formulation;
instead, it is concerned with voluntariness, broadly understood.
2. The Charter Era
28
The Charter constitutionalized a new set of protections
for accused persons, contained principally in ss. 7 to 14 thereof. The entrenchment
of these rights answered certain questions that had once been asked under the
aegis of the confessions rule. For example, while the confessions rule did not
exclude statements elicited by undercover officers in jail cells (Rothman,
supra), such confessions can violate the Charter : see Hebert, supra, and R.
v. Broyles, [1991] 3 S.C.R. 595.
29
In Hebert, supra, McLachlin J. interpreted the right to
silence in light of existing common law protections, such as the confessions
rule. However, given the focus of that decision on defining constitutional
rights, it did not decide the inverse question: namely, the scope of the common
law rules in light of the Charter . One possible view is that the Charter
subsumes the common law rules.
30
But I do not believe that this view is correct, for several
reasons. First, the confessions rule has a broader scope than the Charter .
For example, the protections of s. 10 only apply “on arrest or
detention”. By contrast, the confessions rule applies whenever a person in authority
questions a suspect. Second, the Charter applies a different burden and
standard of proof from that under the confessions rule. Under the former, the
burden is on the accused to show, on a balance of probabilities, a violation of
constitutional rights. Under the latter, the burden is on the prosecution to
show beyond a reasonable doubt that the confession was voluntary. Finally, the
remedies are different. The Charter excludes evidence obtained in
violation of its provisions under s. 24(2) only if admitting the evidence would
bring the administration of justice into disrepute: see R. v. Stillman,
[1997] 1 S.C.R. 607, R. v. Collins, [1987] 1 S.C.R. 265, and the
related jurisprudence. By contrast, a violation of the confessions rule always
warrants exclusion.
31
These various differences illustrate that the Charter is not an
exhaustive catalogue of rights. Instead, it represents a bare minimum below
which the law must not fall. A necessary corollary of this statement is that
the law, whether by statute or common law, can offer protections beyond those
guaranteed by the Charter . The common law confessions rule is one such
doctrine, and it would be a mistake to confuse it with the protections given by
the Charter . While obviously it may be appropriate, as in Hebert,
supra, to interpret one in light of the other, it would be a mistake to
assume one subsumes the other entirely.
C. The
Confessions Rule Today
32
As previously mentioned, this Court has not recently addressed the
precise scope of the confessions rule. Instead, we have refined several
elements of the rule, without ever integrating them into a coherent whole. I
believe it is important to restate the rule for two reasons. First is the
continuing diversity of approaches as evidenced by the courts below in this
appeal. Second, and perhaps more important, is our growing understanding of
the problem of false confessions. As I will discuss below, the confessions
rule is concerned with voluntariness, broadly defined. One of the predominant
reasons for this concern is that involuntary confessions are more likely to be
unreliable. The confessions rule should recognize which interrogation
techniques commonly produce false confessions so as to avoid miscarriages of
justice.
33
In defining the confessions rule, it is important to keep in mind its
twin goals of protecting the rights of the accused without unduly limiting
society’s need to investigate and solve crimes. Martin J.A. accurately
delineated this tension in R. v. Precourt (1976), 18 O.R. (2d) 714
(C.A.), at p. 721:
Although improper police questioning may in some
circumstances infringe the governing [confessions] rule it is essential to bear
in mind that the police are unable to investigate crime without putting
questions to persons, whether or not such persons are suspected of having
committed the crime being investigated. Properly conducted police questioning
is a legitimate and effective aid to criminal investigation. . . . On the
other hand, statements made as the result of intimidating questions, or
questioning which is oppressive and calculated to overcome the freedom of will
of the suspect for the purpose of extracting a confession are inadmissible. . .
.
All who are
involved in the administration of justice, but particularly courts applying the
confessions rule, must never lose sight of either of these objectives.
1. The Problem of False Confessions
34
The history of police interrogations is not without its unsavoury
chapters. Physical abuse, if not routine, was certainly not unknown. Today
such practices are much less common. In this context, it may seem
counterintuitive that people would confess to a crime that they did not
commit. And indeed, research with mock juries indicates that people find it
difficult to believe that someone would confess falsely. See S. M. Kassin and
L. S. Wrightsman, “Coerced Confessions, Judicial Instructions,
and Mock Juror Verdicts” (1981), 11 J. Applied Soc. Psychol. 489.
35
However, this intuition is not always correct. A large body of
literature has developed documenting hundreds of cases where confessions have
been proven false by DNA evidence, subsequent confessions by the true
perpetrator, and other such independent sources of evidence. See, e.g., R. A.
Leo and R. J. Ofshe, “The Consequences of False Confessions:
Deprivations of Liberty and Miscarriages of Justice in the Age of Psychological
Interrogation” (1998), 88 J. Crim. L. & Criminology 429 (hereinafter
Leo & Ofshe (1998)); R. J. Ofshe and R. A. Leo, “The
Social Psychology of Police Interrogation: The Theory and Classification of
True and False Confessions” (1997), 16 Stud. L. Pol. & Soc. 189
(hereinafter Ofshe & Leo (1997)); R. J. Ofshe and R. A. Leo, “The Decision to Confess Falsely: Rational Choice and Irrational
Action” (1997), 74 Denv. U. L. Rev. 979 (hereinafter Ofshe & Leo
(1997a)); W. S. White, “False Confessions and the
Constitution: Safeguards Against Untrustworthy Confessions” (1997), 32 Harv.
C.R.-C.L. L. Rev. 105; G. H. Gudjonsson and J. A. C. MacKeith, “A Proven Case of False Confession: Psychological Aspects of the
Coerced-Compliant Type” (1990), 30 Med. Sci. & L. 329 (hereinafter
Gudjonsson & MacKeith (1990)); G. H. Gudjonsson and J. A. C. MacKeith, “Retracted Confessions: Legal, Psychological and Psychiatric Aspects”
(1988), 28 Med. Sci. & L. 187 (hereinafter Gudjonsson & MacKeith
(1988)); H. A. Bedau and M. L. Radelet, “Miscarriages
of Justice in Potentially Capital Cases” (1987), 40 Stan. L. Rev. 21.
36
One of the overriding concerns of the criminal justice system is that
the innocent must not be convicted: see, e.g., R. v. Mills, [1999] 3
S.C.R. 668, at para. 71; R. v. Leipert, [1997] 1 S.C.R. 281, at para.
4. Given the important role of false confessions in convicting the innocent,
the confessions rule must understand why false confessions occur. Without
suggesting that any confession involving elements discussed below should
automatically be excluded, I hope to provide a background for my synthesis of
the confessions rule in the next section.
37
Ofshe & Leo (1997), supra, at p. 210, provide a useful
taxonomy of false confessions. They suggest that there are five basic kinds:
voluntary, stress-compliant, coerced-compliant, non-coerced-persuaded, and
coerced-persuaded. Voluntary confessions ex hypothesi are not the
product of police interrogation. It is therefore the other four types of false
confessions that are of interest.
38
According to Ofshe & Leo (1997), supra, at p. 211,
stress-compliant confessions occur “when the aversive
interpersonal pressures of interrogation become so intolerable that [suspects]
comply in order to terminate questioning”. They are elicited by “exceptionally
strong use of the aversive stressors typically present in interrogations”, and
are “given knowingly in order to escape the
punishing experience of interrogation” (emphasis in original). See also
Gudjonsson & MacKeith (1990), supra. Another important
factor is confronting the suspect with fabricated evidence in order to convince
him that protestations of innocence are futile: see ibid.; Ofshe &
Leo (1997a), supra, at p. 1040.
39
Somewhat different are coerced-compliant confessions. These confessions
are the product of “the classically coercive influence techniques (e.g.,
threats and promises)”, with which the Ibrahim rule is concerned: Ofshe
& Leo (1997), supra, at p. 214. As Gudjonsson & MacKeith
(1988), supra, suggest at p. 191, “most cases of false confession that
come before the courts are of the compliant-coerced type”. See also White, supra,
at p. 131.
40
A third kind of false confession is the non-coerced-persuaded
confession. In this scenario, police tactics cause the innocent person to
“become confused, doubt his memory, be temporarily persuaded of his guilt and
confess to a crime he did not commit”: Ofshe & Leo (1997), supra, at
p. 215. For an example, see Reilly v. State, 355 A.2d 324 (Conn. Super.
Ct. 1976); Ofshe & Leo (1997), supra, at pp. 231-34. The use of
fabricated evidence can also help convince an innocent suspect of his or her
own guilt.
41
A final type of false confession is the coerced-persuaded confession.
This is like the non-coerced-persuaded, except that the interrogation also
involves the classically coercive aspects of the coerced-compliant confession:
see Ofshe & Leo (1997), supra, at p. 219.
42
From this discussion, several themes emerge. One is the need to be
sensitive to the particularities of the individual suspect. For example,
White, supra, at p. 120, notes the following:
False confessions are particularly likely when the police interrogate
particular types of suspects, including suspects who are especially vulnerable
as a result of their background, special characteristics, or situation,
suspects who have compliant personalities, and, in rare instances, suspects
whose personalities make them prone to accept and believe police suggestions
made during the course of the interrogation.
And indeed,
this is consistent with the reasons of Rand J. in Fitton, supra,
at p. 962:
The strength of mind and will of the accused, the influence of custody
or its surroundings, the effect of questions or of conversation, all call for
delicacy in appreciation of the part they have played behind the admission, and
to enable a Court to decide whether what was said was freely and voluntarily
said, that is, was free from the influence of hope or fear aroused by them.
Ward, supra,
and Horvath, supra, similarly recognized the particular
circumstances of the suspects that rendered them unable to confess voluntarily:
in Ward, the accused’s state of shock, and in Horvath, the
psychological fragility that precipitated his hypnosis and “complete emotional
disintegration” (p. 400).
43
Another theme is the danger of using non-existent evidence. Presenting
a suspect with entirely fabricated evidence has the potential either to
persuade the susceptible suspect that he did indeed commit the crime, or at
least to convince the suspect that any protestations of innocence are futile.
44
Finally, the literature bears out the common law confessions rule’s
emphasis on threats and promises. Coerced-compliant confessions are the most
common type of false confessions. These are classically the product of threats
or promises that convince a suspect that in spite of the long-term
ramifications, it is in his or her best interest in the short- and
intermediate-term to confess.
45
Fortunately, false confessions are rarely the product of proper police
techniques. As Leo & Ofshe (1998), supra, point out at p. 492, false
confession cases almost always involve “shoddy police practice and/or police
criminality”. Similarly, in Ofshe & Leo (1997), supra, at pp.
193-96, they argue that in most cases, “eliciting a false confession takes
strong incentives, intense pressure and prolonged questioning.
. . . Only under the rarest of circumstances do an interrogator’s ploys
persuade an innocent suspect that he is in fact guilty and has been caught.”
46
Before turning to how the confessions rule responds to these dangers, I
would like to comment briefly on the growing practice of recording police
interrogations, preferably by videotape. As pointed out by J. J. Furedy and J.
Liss in “Countering Confessions Induced by the Polygraph: Of Confessionals and
Psychological Rubber Hoses” (1986), 29 Crim. L.Q. 91, at p. 104, even if
“notes were accurate concerning the content of what was said . . ., the
notes cannot reflect the tone of what was said and any body language
that may have been employed” (emphasis in original). White, supra, at
pp. 153-54, similarly offers four reasons why videotaping is important:
First, it provides a means by which courts can monitor interrogation
practices and thereby enforce the other safeguards. Second, it deters the
police from employing interrogation methods likely to lead to untrustworthy
confessions. Third, it enables courts to make more informed judgments about
whether interrogation practices were likely to lead to an untrustworthy
confession. Finally, mandating this safeguard accords with sound public policy
because the safeguard will have additional salutary effects besides reducing
untrustworthy confessions, including more net benefits for law enforcement.
This is not to
suggest that non-recorded interrogations are inherently suspect; it is simply
to make the obvious point that when a recording is made, it can greatly assist
the trier of fact in assessing the confession.
2. The Contemporary Confessions Rule
47
The common law confessions rule is well-suited to protect against false
confessions. While its overriding concern is with voluntariness, this concept
overlaps with reliability. A confession that is not voluntary will often
(though not always) be unreliable. The application of the rule will by
necessity be contextual. Hard and fast rules simply cannot account for the
variety of circumstances that vitiate the voluntariness of a confession, and
would inevitably result in a rule that would be both over- and
under-inclusive. A trial judge should therefore consider all the relevant
factors when reviewing a confession.
(a) Threats or Promises
48
This is of course the core of the confessions rule from Ibrahim, supra.
It is therefore important to define precisely what types of threats or promises
will raise a reasonable doubt as to the voluntariness of a confession. While
obviously imminent threats of torture will render a confession inadmissible,
most cases will not be so clear.
49
As noted above, in Ibrahim the Privy Council ruled that
statements would be inadmissible if they were the result of “fear of prejudice
or hope of advantage”. The classic “hope of advantage” is the prospect of
leniency from the courts. It is improper for a person in authority to suggest
to a suspect that he or she will take steps to procure a reduced charge or
sentence if the suspect confesses. Therefore in Nugent, supra,
the court excluded the statement of a suspect who was told that if he
confessed, the charge could be reduced from murder to manslaughter. See also R.
v. Kalashnikoff (1981), 57 C.C.C. (2d) 481 (B.C.C.A.); R. v. Lazure
(1959), 126 C.C.C. 331 (Ont. C.A.); R. J. Marin, Admissibility of Statements
(9th ed. (loose-leaf)), at p. 1–15. Intuitively implausible as it may seem,
both judicial precedent and academic authority confirm that the pressure of
intense and prolonged questioning may convince a suspect that no one will
believe his or her protestations of innocence, and that a conviction is
inevitable. In these circumstances, holding out the possibility of a reduced
charge or sentence in exchange for a confession would raise a reasonable doubt
as to the voluntariness of any ensuing confession. An explicit offer by the
police to procure lenient treatment in return for a confession is clearly a
very strong inducement, and will warrant exclusion in all but exceptional
circumstances.
50
Another type of inducement relevant to this appeal is an offer of
psychiatric assistance or other counselling for the suspect in exchange for a
confession. While this is clearly an inducement, it is not as strong as an
offer of leniency and regard must be had to the entirety of the circumstances.
A good example of this comes from R. v. Ewert (1991), 68 C.C.C. (3d) 207
(B.C.C.A.). In that case, the police made what Hinkson J.A. at the Court of
Appeal described as a “bold offer to the accused to help him, in the sense of
providing psychiatric help, if he told them what had happened” (p. 216).
Reversing the Court of Appeal, this Court upheld the trial judge’s conclusion
that, while the police conduct was an inducement, it was not a factor in the
suspect’s decision to confess. Ewert thus recognizes the importance of
a contextual approach.
51
Threats or promises need not be aimed directly at the suspect for them
to have a coercive effect. For example, in R. v. Jackson (1977), 34
C.C.C. (2d) 35 (B.C.C.A.), McIntyre J.A. (as he then was) addressed a
confession obtained in a case where the accused and his friend Winn had robbed
and murdered a hitchhiker. The police suspected the murder was Jackson’s
doing, and urged him to confess, lest his friend Winn be unjustly convicted of
murder. The trial judge had concluded that:
[The police] were exerting a subtle form of pressure on Jackson, they
were appealing to his concept of right and wrong. . . .
They indicated that unless they got to the truth of the matter, it might be
necessary to charge both, and this too was a very likely possibility. The
officers were completely frank with him. The officers hoped that when Jackson
was faced with what they had, and what might transpire if he didn’t speak up,
that he would take Winn off the hook and confess. That is exactly what he
did. I can see nothing in what they said or in what they did that can be
construed by Jackson as holding out the possibility of any benefit to him
should he confess.
McIntyre J.A.
agreed that no hope of advantage that would render a confession inadmissible
had been held out to the accused. He then presented the following very
helpful
analysis of the law (at p. 38):
[Cases] must be considered in relation to their own facts. It is my
opinion that for a promised benefit to a person other than the accused to
vitiate a confession, the benefit must be of such a nature that when considered
in the light of the relationship between the person and the accused, and all
the surrounding circumstances of the confession, it would tend to induce the
accused to make an untrue statement, for it is the danger that a person may be
induced by promises to make such a statement which lies at the root of this
exclusionary rule.
52
McIntyre J.A. offered, as examples of improper inducements, telling a
mother that her daughter would not be charged with shoplifting if the mother
confessed to a similar offence (see Commissioners of Customs and Excise v.
Harz, [1967] 1 A.C. 760 (H.L.), at p. 821), or a sergeant-major keeping a
company on parade until he learned who was responsible for a stabbing (see R.
v. Smith, [1959] 2 Q.B. 35). In Jackson, by contrast, the accused
had merely known Winn for a year in prison. The offence occurred a few days
after their release. Neither testified to a relationship such that “the
immunity of one was of such vital concern to the other that he would
untruthfully confess to preserve it” (p. 39). The confession was therefore
admissible.
53
The Ibrahim rule speaks not only of “hope of advantage”, but also
of “fear of prejudice”. Obviously, any confession that is the product of
outright violence is involuntary and unreliable, and therefore inadmissible.
More common, and more challenging judicially, are the more subtle, veiled
threats that can be used against suspects. The Honourable Fred Kaufman, in the
third edition of The Admissibility of Confessions (1979), at p. 230,
provides a useful starting point:
Threats come in all shapes and sizes. Among the
most common are words to the effect that “it would be better” to tell, implying
thereby that dire consequences might flow from a refusal to talk. Maule J.
recognized this fact, and said that “there can be no doubt that such words, if
spoken by a competent person, have been held to exclude a confession at least
500 times” (R. v. Garner (1848), 3 Cox C.C. 175, at p. 177).
Courts have
accordingly excluded confessions made in response to police suggestions that it
would be better if they confessed. See R. v. Desmeules, [1971] R.L. 505
(Que. Ct. Sess. P.); Comeau v. The Queen (1961), 131 C.C.C. 139
(N.S.S.C.); Lazure, supra; R. v. Hanlon (1958), 28 C.R.
398 (Nfld. C.A.), at p. 401; White, supra, at p. 129.
54
However, phrases like “it would be better if you told the truth” should
not automatically require exclusion. Instead, as in all cases, the trial judge
must examine the entire context of the confession, and ask whether there is a
reasonable doubt that the resulting confession was involuntary. Freedman
C.J.M. applied this approach correctly in R. v. Puffer (1976), 31 C.C.C.
(2d) 81 (Man. C.A.). In that case a suspect in a robbery and murder asked to
meet with two police officers of his acquaintance. At this meeting, one
officer said: “The best thing you can do is come in with us and tell the
truth” (p. 95). Freedman C.J.M. held that while the officer’s language was
“unfortunate”, it did not require exclusion (at p. 95): “McFall wanted
to talk, he wanted to give the police his version of what had occurred,
and above all he did not want Puffer and Kizyma to get away, leaving him to
face the music alone” (emphasis in original).
55
In his reasons, Freedman C.J.M. referred to a passage from an article he
had written earlier, “Admissions and Confessions”, published in Salhany and
Carter, eds., Studies in Canadian Criminal Evidence (1972), at pp.
110-11, where he stated the following:
Risky though it be for a policeman to use words like “better tell us
everything”— and an experienced and conscientious
officer will shun them like the plague — their
consequences will not always be fatal. There have been some instances where
words of that type have been employed, and yet a confession following thereon
has been admitted. That may occur when the court is satisfied that the
offending words, potentially perilous though they be, did not in fact induce
the accused to speak. In other words, he would have confessed in any event,
the court’s enquiry on the point establishing that his statement was indeed
voluntarily made. It is scarcely necessary to emphasize, however, that cases
of the kind just mentioned will confront a prosecuting counsel with special
difficulty. For words like “better tell the truth” carry the mark of an
inducement on their very face, and a resultant confession may well find itself
battling against the stream.
This Court
upheld the Court of Appeal’s ruling. See McFall v. The Queen, [1980] 1
S.C.R. 321; see also R. v. Hayes (1982), 65 C.C.C. (2d) 294 (Alta.
C.A.), at pp. 296-97. I agree that “it would be better” comments require
exclusion only where the circumstances reveal an implicit threat or promise.
56
A final threat or promise relevant to this appeal is the use of moral or
spiritual inducements. These inducements will generally not produce an
involuntary confession, for the very simple reason that the inducement offered
is not in the control of the police officers. If a police officer says “If you
don’t confess, you’ll spend the rest of your life in jail. Tell me what
happened and I can get you a lighter sentence”, then clearly there is a strong,
and improper, inducement for the suspect to confess. The officer is offering a
quid pro quo, and it raises the possibility that the suspect is
confessing not because of any internal desire to confess, but merely in order
to gain the benefit offered by the interrogator. By contrast, with most
spiritual inducements the interrogator has no control over the suggested
benefit. If a police officer convinces a suspect that he will feel better if
he confesses, the officer has not offered anything. I therefore agree with
Kaufman, supra, who summarized the jurisprudence as follows at p. 186:
We may therefore conclude that, as a general rule, confessions
which result from spiritual exhortations or appeals to conscience and morality,
are admissible in evidence, whether urged by a person in authority or by
someone else. [Emphasis in original.]
57
In summary, courts must remember that the police may often offer some
kind of inducement to the suspect to obtain a confession. Few suspects will
spontaneously confess to a crime. In the vast majority of cases, the police
will have to somehow convince the suspect that it is in his or her best
interests to confess. This becomes improper only when the inducements, whether
standing alone or in combination with other factors, are strong enough to raise
a reasonable doubt about whether the will of the subject has been overborne.
On this point I found the following passage from R. v. Rennie (1981), 74
Cr. App. R. 207 (C.A.), at p. 212, particularly apt:
Very few confessions are inspired solely by
remorse. Often the motives of an accused are mixed and include a hope that an
early admission may lead to an earlier release or a lighter sentence. If it
were the law that the mere presence of such a motive, even if promoted by
something said or done by a person in authority, led inexorably to the
exclusion of a confession, nearly every confession would be rendered
inadmissible. This is not the law. In some cases the hope may be
self-generated. If so, it is irrelevant, even if it provides the dominant
motive for making the confession. In such a case the confession will not have
been obtained by anything said or done by a person in authority. More commonly
the presence of such a hope will, in part at least, owe its origin to something
said or done by such a person. There can be few prisoners who are being firmly
but fairly questioned in a police station to whom it does not occur that they
might be able to bring both their interrogation and their detention to an
earlier end by confession.
The most
important consideration in all cases is to look for a quid pro quo offer
by interrogators, regardless of whether it comes in the form of a threat or a
promise.
(b) Oppression
58
There was much debate among the parties, interveners, and courts
below over the relevance of “oppression” to the confessions rule. Oppression
clearly has the potential to produce false confessions. If the police create
conditions distasteful enough, it should be no surprise that the suspect would
make a stress-compliant confession to escape those conditions.
Alternately, oppressive circumstances could overbear the suspect’s will to the
point that he or she comes to doubt his or her own memory, believes the
relentless accusations made by the police, and gives an induced confession.
59
A compelling example of oppression comes from the Ontario Court of
Appeal’s recent decision in R. v. Hoilett (1999), 136 C.C.C. (3d) 449.
The accused, charged with sexual assault, was arrested at 11:25 p.m. while
under the influence of crack cocaine and alcohol. After two hours in a cell,
two officers removed his clothes for forensic testing. He was left naked in a
cold cell containing only a metal bunk to sit on. The bunk was so cold he had
to stand up. One and one-half hours later, he was provided with some light
clothes, but no underwear and ill-fitting shoes. Shortly thereafter, at about
3:00 a.m., he was awakened for the purpose of interviewing. In the course of
the interrogation, the accused nodded off to sleep at least five times. He
requested warmer clothes and a tissue to wipe his nose, both of which were
refused. While he admitted knowing that he did not have to talk, and that the
officers had made no explicit threats or promises, he hoped that if he talked
to the police they would give him some warm clothes and cease the
interrogation.
60
Under these circumstances, it is no surprise that the Court of Appeal
concluded the statement was involuntary. Under inhumane conditions, one can
hardly be surprised if a suspect confesses purely out of a desire to escape
those conditions. Such a confession is not voluntary. For similar examples of
oppressive circumstances, see R. v. Owen (1983), 4 C.C.C. (3d) 538
(N.S.S.C., App. Div.); R. v. Serack, [1974] 2 W.W.R. 377 (B.C.S.C.).
Without trying to indicate all the factors that can create an atmosphere of
oppression, such factors include depriving the suspect of food, clothing,
water, sleep, or medical attention; denying access to counsel; and excessively
aggressive, intimidating questioning for a prolonged period of time.
61
A final possible source of oppressive conditions is the police use of
non-existent evidence. As the discussion of false confessions, supra,
revealed, this ploy is very dangerous: see Ofshe & Leo (1997a), supra,
at pp. 1040-41; Ofshe & Leo (1997), supra, at p. 202. The use of
false evidence is often crucial in convincing the suspect that protestations of
innocence, even if true, are futile. I do not mean to suggest in any way that,
standing alone, confronting the suspect with inadmissible or even fabricated
evidence is necessarily grounds for excluding a statement. However, when
combined with other factors, it is certainly a relevant consideration in
determining on a voir dire whether a confession was voluntary.
62
England has also recognized the role of oppression. Section
76(8) of the Police and Criminal Evidence Act 1984 (U.K.), 1984,
c. 60, states that a confession must not be the product of “oppression”, which is defined to include “torture, inhuman or degrading
treatment, and the use or threat of violence (whether or not amounting to
torture)”. The Code of Practice for the Detention,
Treatment and Questioning of Persons by Police Officers goes on to offer
examples of what may amount to oppression, which are similar to what I described
above.
(c) Operating Mind
63
This Court recently addressed this aspect of the confessions rule
in Whittle, supra, and I need not repeat that exercise here.
Briefly stated, Sopinka J. explained that the operating mind requirement “does
not imply a higher degree of awareness than knowledge of what the accused is
saying and that he is saying it to police officers who can use it to his
detriment” (p. 936). I agree, and would simply add that, like
oppression, the operating mind doctrine should not be understood as a discrete
inquiry completely divorced from the rest of the confessions rule. Indeed, in
his reasons in Horvath, supra, at p. 408, Spence J. perceived the
operating mind doctrine as but one application of the broader principle of
voluntariness: statements are inadmissible if they are “not voluntary in the
ordinary English sense of the word because they were induced by other
circumstances such as existed in the present case”.
64
Similarly, in concluding that the confessions rule cannot be limited to the
negative inquiry of whether there were any explicit threats or promises, Beetz
J. offered the following explanation of the rule, at pp. 424-25:
Furthermore, the principle which inspires the rule remains a positive
one; it is the principle of voluntariness. The principle always governs and
may justify an extension of the rule to situations where involuntariness has
been caused otherwise than by promises, threats, hope or fear, if it is felt
that other causes are as coercive as promises or threats, hope or fear and
serious enough to bring the principle into play.
As these
passages make clear, the operating mind doctrine is just one application of the
general rule that involuntary confessions are inadmissible.
(d) Other Police Trickery
65
A final consideration in determining whether a confession is voluntary
or not is the police use of trickery to obtain a confession. Unlike the previous
three headings, this doctrine is a distinct inquiry. While it is still related
to voluntariness, its more specific objective is maintaining the integrity of
the criminal justice system. Lamer J.’s concurrence in Rothman, supra,
introduced this inquiry. In that case, the Court admitted a suspect’s
statement to an undercover police officer who had been placed in a cell with
the accused. In concurring reasons, Lamer J. emphasized that reliability was
not the only concern of the confessions rule; otherwise the rule would not be
concerned with whether the inducement was given by a person in authority. He
summarized the correct approach at p. 691:
[A] statement before being left to the trier of fact for consideration
of its probative value should be the object of a voir dire in order to
determine, not whether the statement is or is not reliable, but whether the
authorities have done or said anything that could have induced the accused to
make a statement which was or might be untrue. It is of the utmost importance
to keep in mind that the inquiry is not concerned with reliability but with the
authorities’ conduct as regards reliability.
66
Lamer J. was also quick to point out that courts should be wary not to
unduly limit police discretion (at p. 697):
[T]he investigation of crime and the detection of criminals is not a
game to be governed by the Marquess of Queensbury rules. The authorities, in
dealing with shrewd and often sophisticated criminals, must sometimes of
necessity resort to tricks or other forms of deceit and should not through the
rule be hampered in their work. What should be repressed vigorously is
conduct on their part that shocks the community. [Emphasis added.]
As examples of
what might “shock the community”, Lamer J. suggested a police officer
pretending to be a chaplain or a legal aid lawyer, or injecting truth serum
into a diabetic under the pretense that it was insulin. Lamer J.’s discussion
on this point was adopted by the Court in Collins, supra, at pp.
286-87; see also R. v. Clot (1982), 69 C.C.C. (2d) 349 (Que. Sup. Ct.).
67
In Hebert, supra, this Court overruled the result in Rothman
based on the Charter ’s right to silence. However, I do not believe that
this renders the “shocks the community” rule redundant. There may be
situations in which police trickery, though neither violating the right to
silence nor undermining voluntariness per se, is so appalling as to
shock the community. I therefore believe that the test enunciated by Lamer J.
in Rothman, and adopted by the Court in Collins, is still an
important part of the confessions rule.
(e) Summary
68
While the foregoing might suggest that the confessions rule involves a
panoply of different considerations and tests, in reality the basic idea is
quite simple. First of all, because of the criminal justice system’s
overriding concern not to convict the innocent, a confession will not be
admissible if it is made under circumstances that raise a reasonable doubt as
to voluntariness. Both the traditional, narrow Ibrahim rule and the
oppression doctrine recognize this danger. If the police interrogators subject
the suspect to utterly intolerable conditions, or if they offer inducements
strong enough to produce an unreliable confession, the trial judge should
exclude it. Between these two extremes, oppressive conditions and inducements
can operate together to exclude confessions. Trial judges must be alert to the
entire circumstances surrounding a confession in making this decision.
69
The doctrines of oppression and inducements are primarily concerned with
reliability. However, as the operating mind doctrine and Lamer J.’s
concurrence in Rothman, supra, both demonstrate, the confessions
rule also extends to protect a broader conception of voluntariness “that
focuses on the protection of the accused’s rights and fairness in the criminal
process”: J. Sopinka, S. N. Lederman and A. W. Bryant, The Law of Evidence
in Canada (2nd ed. 1999), at p. 339. Voluntariness is the touchstone of
the confessions rule. Whether the concern is threats or promises, the lack of
an operating mind, or police trickery that unfairly denies the accused’s right
to silence, this Court’s jurisprudence has consistently protected the accused
from having involuntary confessions introduced into evidence. If a confession
is involuntary for any of these reasons, it is inadmissible.
70
Wigmore perhaps summed up the point best when he said that voluntariness
is “shorthand for a complex of values”: Wigmore on Evidence
(Chadbourn rev. 1970), vol. 3, § 826, at p. 351. I also agree with Warren C.J.
of the United States Supreme Court, who made a similar point in Blackburn v.
Alabama, 361 U.S. 199 (1960), at p. 207:
[N]either the likelihood that the confession is untrue nor the
preservation of the individual’s freedom of will is the sole interest at
stake. As we said just last Term, “The abhorrence of society to the use of
involuntary confessions . . . also turns on the deep-rooted feeling that the
police must obey the law while enforcing the law; that in the end life and
liberty can be as much endangered from illegal methods used to convict those
thought to be criminals as from the actual criminals themselves.” . . . Thus a
complex of values underlies the stricture against use by the state of
confessions which, by way of convenient shorthand, this Court terms
involuntary, and the role played by each in any situation varies according to
the particular circumstances of the case.
See Hebert,
supra. While the “complex of values” relevant to voluntariness in
Canada is obviously not identical to that in the United States, I agree with
Warren C.J. that “voluntariness” is a useful term to describe the various
rationales underlying the confessions rule that I have addressed above.
71
Again, I would also like to emphasize that the analysis under the
confessions rule must be a contextual one. In the past, courts have excluded
confessions made as a result of relatively minor inducements. At the same
time, the law ignored intolerable police conduct if it did not give rise to an
“inducement” as it was understood by the narrow Ibrahim formulation.
Both results are incorrect. Instead, a court should strive to understand the
circumstances surrounding the confession and ask if it gives rise to a
reasonable doubt as to the confession’s voluntariness, taking into account all
the aspects of the rule discussed above. Therefore a relatively minor
inducement, such as a tissue to wipe one’s nose and warmer clothes, may amount
to an impermissible inducement if the suspect is deprived of sleep, heat, and
clothes for several hours in the middle of the night during an interrogation:
see Hoilett, supra. On the other hand, where the suspect is
treated properly, it will take a stronger inducement to render the confession
involuntary. If a trial court properly considers all the relevant
circumstances, then a finding regarding voluntariness is essentially a factual
one, and should only be overturned for “some palpable and overriding
error which affected [the trial judge’s] assessment of the facts”: Schwartz
v. Canada, [1996] 1 S.C.R. 254, at p. 279 (quoting Stein v. The Ship
“Kathy K”, [1976] 2 S.C.R. 802, at p. 808) (emphasis in Schwartz).
D. Application
to the Present Appeal
72
Applying the foregoing law to the facts of this appeal, and having
viewed the relevant video- and audiotapes, I find no fault with the trial
judge’s conclusion that the respondent’s confession was voluntary and
reliable. The respondent was fully apprised of his rights at all times; he was
never subjected to harsh, aggressive, or overbearing interrogation; he was not
deprived of sleep, food, or drink; and he was never offered any improper
inducements that undermined the reliability of the confessions. As the Court
of Appeal reached a contrary conclusion with respect to a number of these
issues, I will address them in turn.
1. Minimizing the Seriousness of the Crimes
73
The Court of Appeal concluded that the police improperly offered
leniency to the respondent by minimizing the seriousness of his offences and
suggesting “that the same punishment would likely be given whether he confessed
to one or a number of fires” (para. 156). This, in their opinion, was an
improper inducement (at para. 126):
In the beginning, it was suggested that “there isn’t much in a car
fire”. Once the admission relating to the car was obtained, then the
suggestion was made — and on several occasions — that the accused was not really a criminal and that the
police did not want to treat him as a criminal. In addition, it was stated to
the accused — again more than once —
that there was little difference between being found guilty of one fire as
compared to 10.
74
Insofar as the police simply downplayed the moral culpability of the
offence, their actions were not problematic. As even the Court of Appeal
recognized (at para. 126), “minimizing the moral significance of the offence is
a common and usually unobjectionable feature of police interrogation”.
Instead, the real concern is whether the police suggested that “confession will
result in the legal consequences being minimal” (para. 126). As discussed
above, this is inappropriate.
75
However, and with the greatest respect to the Court of Appeal, I believe
they have mischaracterized the police interrogators’ words. The offending
passages are well represented by the following excerpt (A.R. at p. 552), made
shortly after the respondent arrived at the police station subsequent to his
initial confession:
If you done the other ones this -- or some of the other ones this is
the time -- this is the time to just get them off your chest. This is the
perfect opportunity because of what you’ve already told us, okay. And
everybody can see this, that it’s --You didn’t do one fire and then years down
the road you did -- this is a series of fires we’ve been having in Waterville.
So we can look at it -- we look at it as a one-package type of thing.
Okay. And it’s -- if you had a problem, I don’t know what it is yet. Maybe
we’ll find out what it is, maybe you can help us on this. It’s not unrealistic
that you would set some more things on fire especially when you would do your
girlfriend’s vehicle, your fiancee’s vehicle but you don’t know why. So
there’s something that -- there’s something that triggers you into setting that
fire. [Emphasis added.]
76
The Court of Appeal focused on the underlined passage to suggest that
the police were offering a “package deal”, whereby the respondent would not be
charged with multiple crimes if he confessed to them all. However, as the rest
of the passage makes clear, the police were doing nothing of the sort.
Instead, they were simply pointing out their reasons for believing that he was
responsible for all the fires, not just one: namely, that it was a series of
fires in issue, not isolated incidents. The police therefore treated the fires
as a “package”, all of which were likely set by the same person.
77
This interpretation is confirmed by the police’s consistent refusal to
accept Oickle’s own suggestions of a “package deal”. Shortly before confessing
to the vehicle fire, the following exchange took place between the respondent
and Corporal Deveau (A.R. at pp. 519-20):
A: No, hang on, hang on. If [I] admit to her car and are the other
ones looked at too?
Q: Richard, all I can tell you now is I want the truth out. I don’t
want — you said, “If I admit to her car,” which leads
me to believe that maybe you’re involved in that.
A: Um.
Q: Well, if you’re involved in it, tell me the truth and then we’ll
look — you know, if — I don’t
think for one minute that you’re involved in everything. Okay? But if you did
the car, Richard, tell me you did the car. And if I believe that’s it, if we
believe that you did not do the other one, I mean, we’re —
remember I said, we’re not here to trick you into anything?
A: I trust you.
Q: I’m not here to bring everything down on you. The last thing I want
to do, Richard. You’ve been good to me and I’m trying to be good to you.
A: Uh-huh.
Q: And I want you to tell me the truth. So if you did the car, tell me
you did the car. But I want the truth. I just don’t want you to say, “I
did the car, so I’m free from all the others.” Okay? That’s why it’s
important here that —
A: Uh-huh.
Q: It’s the truth that we want. [Emphasis added.]
As this
passage reveals, it was the respondent, not the police, who was seeking a
“package deal”— a deal Corporal Deveau squarely
rejected. While the police did minimize the moral significance of the crimes,
there was never any suggestion by the police that a confession would minimize
the legal consequences of the respondent’s crimes.
2. Offers of Psychiatric Help
78
The Court of Appeal also found that the police improperly offered
psychiatric help in return for a confession. For example, at para. 121, the
Court of Appeal noted passages wherein the police told the respondent “I think
you need help”, and “[m]aybe you need professional help”. See also paras. 108
(pp. 363-64) and 122 (pp. 371-72). However, at no point did the police ever
suggest that the respondent could only get help if he confessed. The
distinction here is between the police suggesting the potential benefits of
confession, and making offers that are conditional upon receiving a
confession. The former is entirely appropriate — it is
not an inducement because there is no quid pro quo. The latter is
improper. However, the police made no such offer in the course of their
interrogation of the respondent.
3. “It Would Be Better”
79
The transcripts are indeed rife with these sorts of comments. The
police suggested that a confession would make the respondent feel better, that
his fiancée and members of the community would respect him for admitting his
problem (para. 120) and that he could better address his apparent pyromania if
he confessed (para. 122). However, read in context, none of these statements
contained an implied threat or promise. Instead, they were merely moral
inducements suggesting to the respondent that he would feel better if he
confessed and began addressing his problems. And indeed, after his confession,
Corporal Deveau asked him “[s]o how do you feel now, Richard?” His answer was
“[b]etter”.
80
To hold that the police officers’ frequent suggestions that things
would be better if the respondent confessed amounted to an improper threat or
inducement would be to engage in empty formalism. The tapes of the transcript
clearly reveal that there could be no implied threat in these words. The
respondent was never mistreated. Nor was there any implied promise. The
police may have suggested possible benefits of confession, but there was never
any insinuation of a quid pro quo. I therefore respectfully disagree
with the Court of Appeal that these comments undermined the confessions’
voluntariness.
4. Alleged Threats Against the Respondent’s
Fiancée
81
As discussed in connection with Jackson, supra, a threat
or promise with respect to a third person could be an improper inducement. The
Court of Appeal stated, at para. 128, that the police effectively told the
respondent that “If he confessed, it would not be necessary to continue the
investigation or put his fiancé [sic] through extensive interrogation.”
82
The majority of references during the interrogation to the respondent’s
fiancée, Tanya Kilcup, centered on the respondent’s reliance on her as an alibi
witness: see, e.g., A.R. at p. 570. However, the Court of Appeal is correct
that there were moments when the police intimated that it might be necessary to
question Ms. Kilcup to make sure she was not involved in the fires at all,
either alone or in collaboration with the respondent:
Q. You know, this whole thing is — we might
even ask Tanya if she would take a polygraph on this because we don’t know
where she stands, okay.
A. Do I have to sit here for that?
Q. Oh, no, no, not until she takes the polygraph. She’s not going to
take the polygraph tonight. But if you can tell us anything —
[A.R. at p. 574]
.
. .
Q. Do you realize the other reason is that we —
that you’ve got to come clean with everything with us is for Tanya.
A. Um.
Q. We don’t want to put Tanya through any — I
mean she’s going to be going through enough trying to —
we don’t want to — and I’m sure you don’t want her to
get — to go through half or what you went through
today. It’s no fun.
A. No, no.
Q. It won’t be any fun for her. But in order for her to — in order for us to be one hundred percent we have to do
it. So if there’s anything that you can tell us that can put her — that we say, okay, we don’t need you, Tanya, we have it
here, you know, and we have some stuff. But we’re not convinced on everything
else. So don’t put Tanya through that if there’s something you can tell me,
okay. [A.R. at pp. 603-4]
83
The relationship the respondent had with Ms. Kilcup was, in my opinion,
strong enough potentially to induce a false confession were she threatened with
harm. However, I do not believe any such threat ever occurred. There were no
pending charges against Ms. Kilcup that the police were offering to drop; they
never threatened to bring charges against her; indeed, the police never
seriously suggested her as a suspect. The most they did was promise not to
polygraph her if the respondent confessed. Given the entire context, the most
likely reason to polygraph her was not as a suspect, but as an alibi witness.
In my opinion, this is not a strong enough inducement to raise a reasonable
doubt as to the voluntariness of the respondent’s confessions.
84
Moreover, the timing of the comments regarding Ms. Kilcup suggests that
there was no causal connection between the police inducements and the
subsequent confession. After the statements quoted above, Corporal Deveau left
the room, and told the respondent that he intended to speak to Tanya.
Therefore the respondent’s actual confession was approximately two hours after
he thought the police were already speaking to Tanya. Moreover, soon after
Constable Bogle took over the interrogation, the respondent himself made it
clear that he thought the police were only talking to Ms. Kilcup in order to
verify his alibi (A.R. at p. 611):
Q. Okay. I mean we have to go and — we asked
Cst. Taker to talk to Tanya, okay. (Inaudible).
A. But I didn’t tell her.
Q. What?
A. I didn’t tell her.
Q. Yeah.
A. Totally by myself.
The
“inducements” regarding the respondent’s fiancée lacked both the strength and
causal connection necessary to warrant exclusion.
5. Abuse of Trust
85
The Court of Appeal suggests at para. 129 that the police in general,
and Corporal Deveau in particular, improperly abused the respondent’s trust to
obtain a confession. With respect, I cannot agree. In essence, the court
criticizes the police for questioning the respondent in such a gentle,
reassuring manner that they gained his trust. This does not render a
confession inadmissible. To hold otherwise would send the perverse message to
police that they should engage in adversarial, aggressive questioning to ensure
they never gain the suspect’s trust, lest an ensuing confession be excluded.
6. Atmosphere of Oppression
86
To hold that the police conduct in this interrogation was oppressive
would leave little scope for police interrogation, and ignore Lamer J.’s
reminder in Rothman, supra, at p. 697, that “the investigation of
crime and the detection of criminals is not a game to be governed by the
Marquess of Queensbury rules”. Quite simply, the police acted in a proper
manner. Viewing the videotapes and listening to the audiotapes reveal that at
all times the police were courteous; they did not deprive the respondent of food,
sleep, or water (at para. 119); they never denied him access to the bathroom;
and they fully apprised him of his rights at all times (see, e.g., A.R. at pp.
370, 497 and 650). They did not fabricate evidence in an attempt to convince
him denials were futile. They comforted him, with apparent sincerity, when he
broke down in tears upon confessing. While the re-enactment was admittedly
done at a time when the respondent had had little sleep, he was already awake
when they approached him, and was told that he could stop at any time. And
indeed, the Court of Appeal did not directly claim that the police created an
atmosphere of oppression sufficient to exclude the statements.
87
The absence of oppression is important not only in its own right, but
also because it affects the overall voluntariness analysis. In the preceding
sections, I have concluded that the police offered the respondent, at best,
extremely mild inducements. In particular, they suggested that “it would be
better” if he confessed, and suggested that his girlfriend could be spared
questioning if he confessed. However, given the entirely non-oppressive
atmosphere maintained by the police, I do not believe that any of the alleged
inducements are sufficient to render the confessions involuntary.
E. The
Relevance of the Polygraph Test
88
In addition to the issues addressed above, the Court of Appeal found the
police use of a polygraph particularly problematic. Because of the growing
frequency with which police are using the polygraph as an investigative tool,
and the absence of any direction thus far from this Court regarding the proper
use of polygraphs in interrogations, I will now briefly discuss how polygraphs
fit into the analytical framework set out above. The Court of Appeal identified
several problems with the police’s use of a polygraph in this appeal. I will
address each in turn.
1. Informing the Suspect of the Uses to
Which the Polygraph Test Can Be Put
89
The Court of Appeal first stated that the police failed “to inform the
accused clearly that the polygraph test was not admissible in court to show
whether the accused was lying or telling the truth” (para. 156); see also R.
v. James, Ont. Ct. (Gen. Div.), January 25, 1991; R. v. Ollerhead
(1990), 86 Nfld. & P.E.I.R. 38 (Nfld. S.C.T.D.); R. v. Fowler
(1979), 23 Nfld. & P.E.I.R. 255 (Nfld. C.A.).
90
To the contrary is R. v. Alexis (1994), 35 C.R. (4th) 117 (Ont.
Ct. (Gen. Div.)). As noted at para. 159 of Hill J.’s lucid reasons in that
case,
confrontation of a suspect with polygraph test results, in such
circumstances, is not qualitatively dissimilar from such permissible techniques
of persuasion as the police showing a detained suspect a co-accused’s
confession inadmissible in evidence against the suspect, or police trickery,
for example, the ruse of relating to the suspect that his or her fingerprint
has been discovered at the scene of the crime.
On this view,
police trickery or use of inadmissible evidence is not necessarily grounds for
exclusion.
91
I agree that merely failing to tell a suspect that the polygraph is
inadmissible will not automatically produce an involuntary confession. Courts
should engage in a two-step process. First, following Rothman, supra,
and Collins, supra, the confession should be excluded if the
police deception shocks the community. Second, even if not rising to that
level, the use of deception is a relevant factor in the overall voluntariness
analysis. At this stage, the approach is similar to the one used with
fabricated evidence, supra — though of course
the use of inadmissible evidence is inherently less problematic than fabricated
evidence. Standing alone, simply failing to tell the suspect that the
polygraph results are inadmissible will not require exclusion. The most it can
do is be a factor in the overall voluntariness analysis.
92
Moreover, in this particular appeal, the police made it abundantly clear
to the respondent just what was admissible and what was not. For example, as
recognized by the Court of Appeal at para. 81, Sergeant Taker told the
respondent at the outset of the polygraph that his “opinion based on the
results of your polygraph test is not admissible in court. However, anything
said between you and I may be admissible.” Moreover, the respondent
demonstrated during the interrogation that he understood this (A.R. at p. 464):
Q. . . . Because your heart has told me that you haven’t been truthful.
A. I don’t care what that thing says.
Q. That thing cannot say anything. (Inaudible)
A. I don’t care what you interpret from that thing.
Q. Just a minute now, Richard. Hear me out. Hear me out. That
does not say anything, okay. Your body is what says it. That only records
things, like I told you earlier –
A. I know that. [Emphasis added.]
93
This passage clearly demonstrates the respondent’s understanding that
the bare polygraph readouts are irrelevant; what matters is the polygrapher’s
opinion of these readings. Since Sergeant Taker clearly told the respondent
that his interpretation of the readings was not admissible, I agree with
MacDonald Prov. Ct. J. that “[t]here is no evidence here whatsoever that Mr.
Oickle was confused on this point.”
2. Exaggerating the Polygraph’s Validity
94
The Court of Appeal also noted, correctly in my opinion, that the police
made “repeated assertions to the accused that the polygraph was an infallible
determiner of truth” (para. 156). Throughout the interrogation that produced
the respondent’s initial admission that he set Ms. Kilcup’s vehicle on fire,
both Sergeant Taker and Constable Deveau emphasized that the polygraph did not
make mistakes, and that if Sergeant Taker interpreted it to indicate deception,
then the respondent must have lied. For example, the Court of Appeal cited the
following passage (at paras. 141-42):
[Oickle:] But if you read the chart and it says
they are lying, then they are.
[Taker:] That’s right. That’s right.
...
Deveau: There’s no doubt in anybody’s mind now that you are
involved in some of these fires.
Oickle: Because I failed that...
Deveau: Yes, very simple Richard... and when
asked the question about these eight fires, the polygraph says that you are not
truthful... the machine does not lie. You found that out today.
[Emphasis added.]
95
I agree that the police exaggerated the accuracy of the polygraph. As
many sources have demonstrated, polygraphs are far from infallible: see, e.g.,
D. T. Lykken, A Tremor in the Blood: Uses and Abuses of the Lie Detector
(1998); J. J. Furedy, “The ‘control’ question ‘test’ (CQT) polygrapher’s
dilemma: logico-ethical considerations for psychophysiological practitioners
and researchers” (1993), 15 Int. J. Psychophysiology 263; C. J. Patrick
and W. G. Iacono, “Validity of the Control Question Polygraph Test: The Problem
of Sampling Bias” (1991), 76 J. App. Psych. 229. Similarly, this Court
recognized in R. v. Béland, [1987] 2 S.C.R. 398, that the results of
polygraph examinations are sufficiently unreliable that they cannot be admitted
in court.
96
The Quebec Court of Appeal concluded in R. v. Amyot (1990), 58
C.C.C. (3d) 312, at p. 324, that representing the polygraph as infallible
rendered a confession involuntary. In that case the polygrapher told the
accused that [translation] “the
test showed him that he is not telling the truth”. This, the court found, was
inappropriate in that it
[translation] pushed what
the examination consisted of much too far, into the absolute. The result was
presented to the appellant as a certitude which obviously was going to shake
him up and it made him say “but what is going to happen now?”. It seems to me
that, as a result, the appellant was led into error on the infallibility of the
test and this manner of proceeding could naturally induce a person to
“confess”.
See also Fowler,
supra. The Court of Appeal in Amyot put particular emphasis on
the fact that the suspect confessed almost immediately after hearing the
polygraph results, suggesting that his will was overwhelmed upon being
confronted with the damning, supposedly incontrovertible evidence.
97
Without expressing an opinion as to whether Amyot was correctly
decided, I note that the facts of the present appeal are very different. As
the following passages demonstrate, the respondent repeatedly rejected the
accuracy of the polygraph results:
A. I think you could bring a completely innocent person in here and
with a bunch of nerves could do the same thing I just did. [A.R. at p. 495]
...
Q. So you’re telling me that this test today is a bunch of shit. Is
that what you’re trying to tell me?
A. In my opinion, yeah. [A.R. at p. 505]
The respondent
was not overwhelmed by the polygraph results. While the police clearly relied
heavily on them to elicit a confession, this was not a situation like Amyot
where the confession followed almost immediately after the announcement of the
results.
98
Other courts have excluded confessions obtained through use of a
polygraph only where the suspect took some time before eventually confessing.
For example, in Ollerhead, supra, the court cited the following passage
from R. v. Romansky (1981), 6 Man. R. (2d) 408 (Co. Ct.), at p. 421:
[T]he psychological tactics employed by him created an aura of
oppression. The will of the accused quickly crumbled with his emotional
disintegration. As evidenced by the concomitant amenability and/or
responsiveness to suggestions, his will was overcome and overborne by the will
of the person in authority.
Various lower
courts have thus taken very different approaches to determining whether
polygraphs create an oppressive atmosphere. The contrasting approaches in
cases like Amyot and Ollerhead demonstrate that the timing of the
confession vis-à-vis the polygraph cannot be determinative. Instead, it
is but a piece of evidence for the trial judge to consider in determining
whether the confession was voluntary.
99
Granted that the police misled the respondent with regards to the
accuracy of the polygraph, the question remains whether, in light of the entire
circumstances of the interrogation, this rendered the confessions
inadmissible. In my opinion it did not. As discussed above, there was no
emotional disintegration in this case. The mere fact that a suspect begins to
cry when he or she finally confesses, as the respondent did, is not evidence of
“complete emotional disintegration”; tears are to be expected when someone
finally divulges that they committed a crime —
particularly when the suspect is a generally law-abiding and upstanding citizen
like the respondent.
100
Nor, as discussed above, do I believe that the police created an
oppressive atmosphere. Simply confronting the suspect with adverse evidence,
like a polygraph test, is not grounds for exclusion: see Fitton, supra.
This holds true even for inadmissible evidence: see Alexis, supra. Nor
does the fact that the police exaggerate the evidence’s reliability or
importance necessarily render a confession inadmissible. Eyewitness accounts
are by no means infallible; yet in Fitton, this Court ruled admissible a
statement taken after the police told a suspect they did not believe his
denials because several eyewitnesses had come forward against him. In short,
merely confronting a suspect with adverse evidence —
even exaggerating its accuracy and reliability — will
not, standing alone, render a confession involuntary.
3. Misleading the Accused Regarding the
Duration of the Interview
101
The final ground on which the Court of Appeal challenged the use of the
polygraph, at para. 156, was the police’s
misleading the accused about the expected duration of the test
procedure, particularly concerning the interrogation to follow and immediately
commencing intense questioning upon informing the accused that he had “failed”
the test....
A similar
argument was made in Nugent, supra. Since this Court has ruled
that polygraph results are not admissible in evidence, Béland, supra,
“then the administering of a test must be clearly separated from questioning
for the purpose of obtaining statements” (Nugent, supra, at p.
212). According to the Court of Appeal, a statement directly following a
polygraph should not be admissible because the defence cannot adequately
explain the context of the statement — which it might
wish to do in order to attack the weight of the statement before the jury — without notifying the jury that the accused failed a
polygraph test.
102
Drawing on these arguments, the intervener, the Criminal Lawyers’
Association, argued that the police have only two options when using
polygraphs. One is to ensure that the suspect has consulted with counsel
before consenting to the test. The other is to “clearly separate any post-test
interrogation from the test itself”. I do not believe that it is necessary to
limit the police’s discretion in this manner. It is true that the police
procedures present the defence with the unpalatable choice of either trying to
explain away the confession without using the polygraph, or admitting that the
accused failed the test. However, this is true any time a suspect confesses
after being confronted with inadmissible evidence, and it does not necessarily
render the confession involuntary. Tactical disadvantage to the defence is not
relevant to the voluntariness of the defendant’s confession; instead, if
anything, it simply suggests prejudicial effect. However, given the immense
probative value of a voluntary confession, I cannot agree that exclusion is
appropriate.
103
The final argument in favour of separating the interrogation from the
polygraph test is related to the alleged “abuse of trust” addressed above. It
is submitted that the intimacy fostered during the pre-test interview
improperly carries over to the post-test interrogation. Whether this is true
or not, I do not believe it would be grounds to exclude the confession. On
this point, I agree with the Ontario Court of Appeal in R. v. Barton
(1993), 81 C.C.C. (3d) 574, at p. 575:
There is no question that the
procedure is intrusive and purports to use expertise in psychology to create a
relationship between the interviewer and the candidate which is conducive to
making the technical analysis more accurate. It is also true that the
appearance of intimacy carries over into the third stage when, in this case,
the inculpatory statement was made. Yet, all police interrogations may include
these features in one form or another. The “good cop, bad cop” routine is the
best known.
Moreover, in
this appeal the respondent did not confess until Corporal Deveau took over the
questioning from Sergeant Taker. Therefore, any intimacy created by the
pre-test interview could not have precipitated the respondent’s confessions.
F. Summary
on Voluntariness
104
In summary, there were several aspects of the police’s interrogation of
the respondent that could potentially be relevant to the voluntariness of his
confessions. These include the comments regarding Ms. Kilcup; the suggestions
that “it would be better” for the respondent to confess; and the exaggeration of
the polygraph’s accuracy. These are certainly relevant considerations when
determining voluntariness. However, I agree with the trial judge that neither
standing alone, nor in combination with each other and the rest of the
circumstances surrounding the respondent’s confessions, do these factors raise
a reasonable doubt about the voluntariness of the respondent’s confessions.
The respondent was never mistreated, he was questioned in an extremely
friendly, benign tone, and he was not offered any inducements strong enough to
raise a reasonable doubt as to voluntariness in the absence of any mistreatment
or oppression. As I find no error in the trial judge’s reasons, the Court of
Appeal should not have disturbed her findings.
V. Disposition
105
In conclusion, in my view the Nova Scotia Court of Appeal applied
both the wrong standard of appellate review, and reached the wrong conclusion
with regard to voluntariness. I would therefore allow the appeal, set aside
the judgment of the Court of Appeal, and restore the trial judge’s conviction
of the respondent.
The following are the reasons delivered by
Arbour J.(dissenting) –
I. Introduction
106
I have had the benefit of the reasons of my colleague, Justice
Iacobucci, on this appeal. With respect, I believe that there
were improper inducements held out by the police officers who interrogated the
respondent and that these inducements, considered cumulatively and
contextually in light of the “failed” polygraph test, require the exclusion of
the respondent’s statements. Moreover, in my view the proximity and the causal
connection between the “failed” polygraph test and the confession also compels
this result. Accordingly, I would dismiss the appeal, set aside the
convictions and enter acquittals on all counts.
107
This case involves exclusively the admissibility of a confession. We
were greatly assisted, as was the Court of Appeal, by the existence of a rich
record from which the factual issues can be reviewed. As I hope will
increasingly be the case, the entire interrogation of the respondent, including
the exchanges that preceded the administration of the polygraph test, was
recorded. The first part, which lasted until the first incriminating
statement, was audio recorded, and the several hours that followed were also
video recorded. While some deference is always required because of the
privileged position from which the trial judge assesses credibility, including
on a voir dire, appeal courts must ensure that the question of
the voluntariness of a confession was correctly decided by the trial judge, in
accordance with the applicable law, and on a reasonable view of the facts.
108
The determination of the voluntariness of a statement obtained after a
long
and protracted
interrogation requires careful scrutiny of the record. This is
particularly so where, as here, the improper inducements are interspaced
throughout a web of skilful, effective and, I may add, permissible
misrepresentations made to the respondent by the police. The words of Rand J.,
in R. v. Fitton, [1956] S.C.R. 958, at p. 962, are
instructive in this regard:
The cases of torture, actual or threatened, or of unabashed promises
are clear; perplexity arises when much more subtle elements must be evaluated.
The strength of mind and will of the accused, the influence of custody or its
surroundings, the effect of questions or of conversation, all call for delicacy
in appreciation of the part they have played behind the admission, and to enable
a Court to decide whether what was said was freely and voluntarily said, that
is, was free from the influence of hope or fear aroused by them.
109
I will not repeat the facts which are canvassed by my colleague. I
simply wish to highlight the salient parts as they relate to the issues that I
have identified.
II. The
Administration of the Polygraph Test
110
Properly understood, this case involves two confessions obtained by the
police following the “failure” of a polygraph test and a skillful
interrogation which lasted nearly six hours. Repeated threats and promises
were made. They were often subtle but in my view, against the backdrop of the
polygraph procedure, they overwhelmed the free will of the respondent. These
seemingly mild pressures make this case a difficult one in which to apply the
confessions rule and demand an attentive appreciation of the full context in
which the alleged voluntary, incriminating statements were made.
111
I fully agree with the summary of the applicable law provided by Justice
Iacobucci at paras. 68-70. However, I take a different view of the proper
legal characterization of what happened in the course of the many hours during
which the respondent was interrogated and of the voluntary quality of his incriminating
statements.
112
At the request of the police, on April 26, 1995, the respondent met
Corporal Bruno Deveau and Sergeant Gregory Taker, both of the RCMP, at a motel
room where the police were set up to administer a polygraph test to him. By
then, the police had already administered several such tests in relation to
their investigation of a series of fires in the Waterville area in the period
from February 1994 to April 4, 1995. They administered two such polygraph
tests in June of 1994, to two different subjects. In the opinion of the
polygraph examiner (also called a polygraphist), Sergeant Taker, the results of
these two tests were inconclusive. Other tests were administered in July and
September 1994, and in January 1995. In all three cases, Sergeant Taker formed
the opinion that the subject was telling the truth. See A.R. at pp. 735-54.
113
The last fire was set some two weeks before the respondent was asked to
attend for his test; it involved a vehicle owned by his girlfriend, Tanya
Kilcup. She was living with him at the time, and he said that they were
planning to get married. On the form filled out by Sergeant Taker as an
introduction to the polygraph procedure, under the heading “demeanor”, the
police officer indicated the respondent appeared “nervous”. The form also
indicates that the respondent understood his Charter rights, understood
the warning, did not want a lawyer and understood that the purpose of the
polygraph was “to see if I had anything to do with my girlfriend’s car fire”.
He said he felt “[g]ood” about the test and thought it “should be ok”. See
A.R. at pp. 746-48.
114
The respondent signed a consent form and was given a booklet which
explained the testing procedure. The three-page booklet states that the
polygraph, also known as the “Lie Detector” test, should be called a “Truth
Verifier” because statistics show that in the majority of cases, the opinion of
the examiner is that the subject was truthful. The booklet uses a question and
answer format. It describes a two-step process: the first is the “Pre-Test
Interview”, in which the subject’s legal rights are explained, his or her
medical and psychological background is explored, and the facts under
investigation and the workings of the instrument are reviewed; the second step
is the “In-Test Phase”. It is described in the booklet as follows:
In-Test Phase:
At this point, the polygraphist will review all pertinent test questions with
you and then conduct a “Demonstration Test” to help he or she assess your
suitability for additional tests. Several tests will then be conducted, which
will include the reviewed questions. There will be no surprise questions on
any of the tests. The polygraphist will then analyse the results of each test
to arrive at an opinion.
Two other
entries in the booklet are, in my view, of interest:
5. SUPPOSE THE INSTRUMENT SAYS I’M LYING WHEN I’M
NOT?
The polygraph cannot say anything. It merely records on a chart
certain bodily reactions to the questions you are being asked. It is up to the
polygraphist to “Read” the information your body provides.
9. DOES THIS EXAMINATION MEAN THAT THE POLYGRAPH IS INFALLIBLE?
No. Most examinations readily reveal to the polygraphist whether or
not the person is truthful. Possible outcome of any polygraph examination is
Truthful, Deceptive or Inconclusive. “Inconclusive” means the examiner is
unable to render an opinion of either Truthful or Deceptive in that particular
case. The polygraphist may request a re-examination if the results are
inconclusive. A re-examination is also voluntary.
It is
interesting to me that this last answer is not very responsive to the real question
raised. It suggests that the polygraph is not infallible because it sometimes
does not indicate whether the subject is truthful or not, in which case the
result may be inconclusive. The answer does not say whether mistakes can be
made in identifying liars. In fact, it suggests that no such errors are likely
since “[m]ost examinations readily reveal to the polygraphist whether or not
the person is truthful”.
115
Although this was not described in the booklet, where, after the in-test
phase, the subject is deemed to have been “truthful” the polygraph test comes
to an end. However, if he is deemed to have been “untruthful”, it is standard
procedure to move to a post-test “interview” and to interrogate the subject
with a view to obtaining a confession. This was clearly the plan here and the
post-test “interview” was strategically planned, and successfully executed.
116
The pre-test interview conducted here by the polygraph examiner,
Sergeant Taker, laid critical groundwork for the post-test interrogation. It
did so in two respects. First, in my opinion, it created ambiguity about the
precise admissibility, or lack thereof, of polygraph-related evidence.
Secondly, in conjunction with the wording of question 9, it conveyed the
overall impression that the polygraph machine is a scientific and infallible
lie-detector, akin to trustworthy medical procedures and tests, and, relatedly,
that the polygraph machine yields objectively accurate information since it
measures involuntary body reactions, independent of the controlled responses of
the subject.
117
In the pre-test phase, Sergeant Taker informed the respondent of his
rights. In the course of so doing, he provided the respondent with the
following information concerning the admissibility of polygraph-related
evidence. He stated that “[m]y opinion based on the results of your polygraph
test is not admissible in court. However, anything said between you and I may
be admissible” (A.R. at p. 370). Even when combined with the
information provided in the booklet, to the effect that the polygraph cannot
say anything, but that it is up to the polygraphist to “‘Read’ the information
your body provides”, the explanation provided by Sergeant Taker, in my view, is
hardly informative about the admissibility, or non-admissibility of
polygraph-related evidence. In fact, it is incomprehensible. It gives no
explanation of the distinction between an “opinion based on the results of your
polygraph test”, the “results of your polygraph test” and the “reading” by the
polygraphist of the recordings on the polygraph chart. It certainly does not
convey accurately that the interrogators’ categorical assertions that the
respondent had been untruthful, repeated to him at every opportunity during the
post-test interview, reflected little more than the interrogators’
inadmissible opinions based on the bare graphs produced during the respondent’s
test.
118
In fact, the record contains numerous statements by Sergeant Taker that
may have been taken by the respondent as suggesting that the “results” of a
polygraph test encompass more than the bare graphs produced by the machine’s
pens and that these have meaning independent of the polygraphist’s reading or
interpretation. The following assertions by Sergeant Taker are illustrative:
-
It will only record that as a lie because to pass the polygraph you must
be
100 percent
truthful. [A.R. at p. 410]
- [I]t will show
that you’re lying. [A.R. at p. 415]
-
...I would rather you explain that to me now than have the polygraph later
on tell me
you’ve not been truthful. [A.R. at p. 416]
- They’re also
questions that will show me when you’re telling the truth when I start
off the polygraph okay. [A.R. at p. 442]
- [I]f you
don’t answer 100 percent truthfully then you can’t pass the test. [A.R.
at p. 445] [Emphasis added.]
119
Having explained to the respondent his rights, Sergeant Taker sought
to impress upon him, both subtly and forcefully, the scientific and reliable
nature of the polygraph instrument. For example, the police officer asked
the respondent a series of medical questions (e.g., whether he had ever been
treated by a psychiatrist, had rheumatic fever, heart problems, epilepsy,
tuberculosis, etc.), ostensibly for the purpose of determining the respondent’s
“suitability” to take the test, that could not help but serve to bolster the
scientific aura of the polygraph in the respondent’s mind. See A.R. at pp.
381-89. Further, and more importantly, he repeatedly, though often implicitly,
emphasized the polygraph’s infallibility as a lie-detecting instrument:
Q. Because
right now you’re the only person in this room that knows if you have lit any of
these fires that I referred to earlier, right? But before the day is over
there’s going to be two of us that knows if you’ve lit any of these
fires, right? [A.R. at p. 376]
. . .
Q. . . . to
pass the polygraph you must be 100 percent truthful. It’s like a girl who
comes home and says to her mother, she says, “Mum, I’m a little bit pregnant.”
Well, you and I both know that’s — I mean that doesn’t
work,
right?
A. Yeah.
Q. You either
are pregnant or you’re not pregnant. That’s exactly how the polygraph works. You
either are telling the truth or you’re not telling the
truth, okay.
.
. .
Q. . . . As
good as a polygraph is it doesn’t have any human capabilities. It doesn’t have
any ability to understand or doesn’t have the ability to reason.
And basically it’s a cold
scientific instrument. . . . [A.R. at pp. 410-11] [Emphasis added.]
120
Sergeant Taker also impressed upon the respondent that the polygraph
records the subject’s involuntary bodily responses, as opposed to his or her
conscious, willed and therefore controlled verbal responses, to the questions
posed. For example,
he stated (A.R. at p. 373):
I’m going to be using the polygraph to monitor your physiological responses
is the — is your — any change
in your movement in your chest cavity, your heart rate, and any changes in
physiological activity in the things that I monitor, okay.
Later, he
said (A.R. at pp. 404-5):
Q. The first set of nerves I’m going to talk about are the
voluntary nerves.
And these
are the nerves we can control at will.
. . .
Q. But as a polygraph examiner I’m not interested in that set of
nerves. I’m interested in the... involuntary nerves or the autonomic nerves.
Now the involuntary nerves control most of the muscles and the organs in your
body. And the main muscle that they control is the heart muscle. And
as polygraph examiner it’s the heart muscle that I’m mainly interested in,
Richard.
. . .
Q. ... Now when I said to you, Richard, I’m mainly interested in the
heart muscle it’s because I know when a person knowingly tells a lie and I
must
stress
that word “knowingly”. Your heart will rebel against that last. . . .
[Emphasis added.]
III. The
Post-Polygraph Interrogation
121
In my view, the information provided to the respondent during the
pre-test interview served to convince him that the polygraph results would
demonstrate to the police whether he had set fire to his girlfriend’s car. The
interrogation that followed immediately on the heels of the announcement that
the respondent had “failed” the polygraph test built very effectively on the
groundwork laid during the pre-test interview. Sergeant Taker conducted
approximately the first hour of the post-test interview. In that time, he
further developed the “infallible polygraph” theme, introduced the possibility
of psychiatric help and further obscured the distinction between an opinion
based on the results of the test and the results of the test.
122
The respondent said very little during the nearly six hours that he
spent being questioned. The three police officers who worked as a relay team
to conduct the interview did most of the talking. Their overall approach and
strategy were clear and proved effective. It consisted of persuading the
respondent that during the polygraph test, his body had already betrayed
him and that they now knew that he had some involvement in some of the fires.
I believe that they were persuaded from the outset that all the fires had
likely been caused by the same arsonist. However, they repeatedly told the
respondent otherwise, focusing, at first, on the very recent burning of his
girlfriend’s car. The polygraph test was set up in such a way that all eight
fires were linked together and that he was asked to admit or deny his
involvement in all of them collectively. This provided the police with the
opportunity to persuade the respondent that he could have failed the test
because of his involvement in only one fire, possibly the most trivial one — the girlfriend’s car — and that
admitting to that one would dispel their concern that he might have done them
all. It is clear, in my view, that the respondent came to be convinced that
having failed the polygraph, he would not be left alone by the police, who were
convinced of his guilt, until he conceded what his body had already revealed.
On two occasions prior to the first confession, he asked what would happen if
he admitted to setting fire to his fiancée’s car. This was clearly becoming
the most attractive proposition to him.
123
In turn, that admission was to become the trigger for the next stage of
the interrogation. At that point, the tables had turned substantially. To his
surprise, it seems, the respondent was then placed under arrest, no longer free
to leave, and was told that since he had no explanation for having set his
girlfriend’s car on fire, it was likely that he had a problem with fires, and
that he was involved in all the others.
124
I wish to stress that the overall interrogation strategy was sound, and
that although it relied on considerable deception on the part of the police,
that in itself is neither illegal nor sufficient to vitiate the voluntary
nature of a confession. The line is crossed, and was crossed here in
my view, when improper inducements are put forward by persons in authority in
an oppressive atmosphere, undermining the interrogated
person’s control over his mind
and will.
125
Here, the police created an atmosphere of trust, and persuaded the
respondent, at the outset, that they thought he was a “good guy”, not a
criminal, and that it was very unlikely that he was responsible for all the
fires. This was not true, of course, but these representations did not violate
the confessions rule. However, having left the respondent with no clear idea
of the true nature — either scientific or legal — of the polygraph test, the police worked to persuade him
that his continued denials were futile. With that in the background, they
resorted to improper inducements which tipped the balance and served to
convince the respondent to admit, first, that he set fire to his girlfriend’s
car and, later, that he was also responsible for the building fires.
IV. The Voluntariness of the
Statements: Threats, Promises and Inducements
A. Promise
of Psychiatric Help
126
The first impermissible inducement was introduced by Sergeant Taker who
suggested that the respondent needed psychiatric help and that he and/or the
police could help the respondent get it (A.R. at pp. 506-8):
Q. . . . And I’m thinking and hoping that it’s only
the car or the van or whatever the case may be, and it’s not those buildings.
If it is, what I’m saying to you is that I’d rather see you be truthful with me
now about that than lie to me and have me think that you burned those frigging
buildings. Because if you burned the buildings, we need to get you some help,
Richard. If you set those buildings on fire, we need to get you some help.
And I’m talking maybe seeing a psychiatrist, Richard.
. . .
Q. . . . [W]hat I’m saying to you, if that’s the
problem, let’s get it taken care of before someone gets hurt. Because it’s
something that you can’t control if that’s what the problem is. You can’t
control that.
A. I can’t control my own life?
Q. No, if you’re lighting fires, I’m saying, in those
buildings... [you’re] the person that’s lighting those fires on the buildings
maybe you better get some help, okay?
...
Now, if it’s you that’s lighting
those buildings on fire, there’s people to see that can help you out.... And
if that’s the case, Richard, let’s deal with that because I’ve got — I’d be really concerned with that.
In the final
hour of the interrogation, then being conducted by Constable Dale Bogle, this
help theme assumed a dominant role, particularly in the seconds just prior to
the second confession:
Q. This fire here, you can just take this car one, for instance. I
mean there’s
areas we have to place things. Is it a sickness? Would it happen
again? Okay. How many times before? What can we do to help you so it can be
stopped? Okay.
Do you understand?
. . .
Q. We have to talk about what do we have to —
Is it a sickness?
A. Um.
Q. Do we have to have you sent to a hospital for assessment sort of
thing?
. . .
Q. . . . Let’s treat it as a problem. Okay. I can say, Look, you
know, look guys, I need some help. I don’t want to hurt anybody, property, you
know,
(inaudible)
been a car....
But if it’s pyromania and you think you’re suffering from it, for God’s
sakes, come on guys give me a hand here. Okay. [A.R. at pp. 608-16]
. . .
Q. Okay. Let’s deal with the problem, okay. That
problem you’ve got to come out and say, Look, boys, you know, give me help, I
don’t know why I done it. Okay. [A.R. at p. 630]
. . .
Q. All right. So with that don’t you think you need
some sort of help in
dealing with this or —
A. Someone to talk to, yeah, or maybe they can help
me find out why. [A.R.
at p. 638]
. . .
Q. You’re a good guy. I know you’re a good guy.
A. I think I
am. Yeah.
Q. Let us help you kind of deal with some of these things, okay?
. . .
Q. All right. Let’s not fabricate it anymore, okay. (Inaudible.)
Let’s do it. Okay. [I’m really happy?]. Take that load off your back, okay.
Okay, Richard. Okay. Just —
let’s start a new chapter, okay. All right. Let us
help you.
[A.R. at pp. 642-44]
In the midst of this last statement by Constable Bogle, the
respondent collapsed emotionally. Leaning forward, with his head in his hands,
he began to sob, while Constable Bogle comforted him, patting and rubbing his
shoulder. With some additional prompting and encouragement from Constable
Bogle, the respondent confessed to the building fires and provided police with
a written statement to this effect.
127
In my opinion, the promise of psychiatric help was improper. While it
is true that the police did not explicitly tell the respondent that the only
way he could get psychiatric help was if he confessed, this was the clear
implication of what was said. In the circumstances here, I believe that the
offer by the police to provide the respondent with psychiatric assistance if he
confessed his involvement in the fires constituted an improper inducement which
affected the voluntariness of his confession.
B. Minimization
128
The second improper inducement was introduced by Corporal Deveau, who
replaced Sergeant Taker after the latter had interrogated the respondent for
about an hour. Corporal Deveau had been sitting in an adjacent motel room
listening to and recording the interrogation conducted by Sergeant Taker.
After again emphasizing the certainty guaranteed by the results of the
polygraph, the police officer downplayed the seriousness of the offences that
were the subject of the interrogation, and in particular the seriousness of the
car fire (A.R. at pp. 513-18):
Q. . . . You know why I feel for you? Because you’re
not a criminal. You’re a good guy, Richard. You’re a good guy, and these
fires — they’re not all that
bad fires. They’re old empty buildings in Waterville. They look like the
shits. [A.R. at p. 513]
. . .
But you know, if it’s Claude Cook’s store you’re
involved with — it’s a piece of
junk on the corner. It’s an eyesore. That burned down the first time.... But
let’s assume you burned it down the third time. What is really wrong with that?
Probably not a whole lot. That store was a piece of junk. It was already
burned.
. . .
So somebody burned it the third time. What have you
hurt? Basically nothing, except that you set fire, that it went down. But if
that’s the case, you tell me. And the — was it burned down because it was an eyesore? [A.R. at p. 515]
. . .
If it’s just the motor vehicle — there’s not, you know, there’s not
a whole lot in a motor vehicle fire. There’s not a
whole lot to hold into that but you got to tell me about that. If it’s the old
building, tell me about the old building. [A.R. at p. 518] [Emphasis added.]
129
After being interrogated by Corporal Deveau for 30 to 40 minutes,
the respondent confessed to setting the fire in his girlfriend’s car and
provided the police with a statement. He was distraught at this time. He
continued, however, to maintain his innocence in relation to the other fires.
In the face of these denials, Corporal Deveau returned briefly to the
“infallible polygraph” theme, this time specifically with reference to the
building fires. He then placed the
respondent under arrest and transported him to the New Minas Detachment. En
route, the respondent was visibly upset and was observed by Corporal Deveau to
be crying. In the three-hour interrogation that followed the respondent’s
initial confession to having set fire to his girlfriend’s car, the minimization
theme crystallized. Corporal Deveau minimized the seriousness of the additional
legal consequences that would flow from a confession to the building fires. He
explicitly suggested that the fires could be “packaged” or “bundled”, the clear implication being that the respondent would not be that
much worse off by admitting to all the fires now that he had
admitted to one:
Q. If you done the other ones this — or some of the other ones this is the time
— this is the time to just get
them off your chest. This is the perfect opportunity because of what you’ve
already told us, okay. And everybody can see this, that it’s — You didn’t do one fire and then ten years
down the road you did — this is
a series of fires we’ve been having in Waterville. So we can look at it — we can look at it as a one-package
type of thing. [A.R. at p. 552]
. . .
Q. [T]his is one in the bundle, we can all have –
rope it together and it’s not an isolated situation here... Richard. This is a
big bundle. This is a big cancer here and you’ve chopped a bit of it off.
But if there’s more here this is the time to get rid of it because it’s just
— it can be
dealt almost as one
incident and people can understand that.
[A.R. at p. 575]
. . .
Q. . . . And if you’ve got anything to do with it this
is the time for you to tell us because like I said it’s all — it’s a big
bundle there. It’s altogether and we can look at it as almost as one
incident. There’s a number of incidents but it all happened in general — it’s all happened
in the same area.... [A.R. at p. 577] [Emphasis added.]
130
Corporal Deveau persisted in minimizing the seriousness of the combined
offences (A.R. at pp. 630 and
643-44):
Q. . . . And you can help us in a big way (inaudible) ten, does not
make a lot of difference.
. . .
Q. ... If we’re talking one or if we’re talking
ten. You’ve climbed the first hurdle. You’ve done one good step. Okay.
But you’re dealing with it like you done all the way if it’s one or if it’s
ten, it doesn’t matter, okay.... You’re a good man. Let’s just deal with
that. I know what you want, don’t you?
A. Huh?
Q. You want to —
don’t turn back now. We’re right here. Okay. We’re there. Let’s do it.
Okay. I know all that. I’ve been at this for 17 years. Okay. (Inaudible) one
or if it’s 10 or it’s 20. Okay.
A. Um. [Emphasis added.]
131
In short, it was suggested to the accused that it made no difference
whether he had set one or ten fires and that if he confessed, the building
fires could be bundled with the car fire. This was clearly improper.
C. Threat to Interrogate the
Respondent’s Girlfriend
132
Shortly after the respondent’s initial confession, Corporal Deveau
suggested to the respondent, for the first time, that confessing would be
beneficial to his girlfriend
(A.R. at p. 574):
Q. You know, this whole thing is — we might even ask Tanya if she would take a polygraph on this
because we don’t know where she stands, okay. [Emphasis added.]
This theme was pressed repeatedly. Specifically, the police officer was explicit that the respondent
could spare his girlfriend the unpleasant experience of being polygraphed and
interrogated if he would simply “come clean” (A.R. at pp. 603-4):
Q. Do you realize the other reason is that we — that you’ve got to come clean with
everything with us is for Tanya.
A. Um.
Q. We don’t want to put Tanya through any — I mean she’s going to be going
through enough trying to — we don’t want to — and I’m sure you don’t want her to get — to go through half of what you went
through today.
It’s no fun.
A. No, no.
Q. It won’t be any fun for her. But in order for her to — in order for us to be one hundred percent
we have to do it. So if there’s anything that you can tell us that can put her
— that we say, okay, we don’t
need you, Tanya, we have it here, you know, and we have some stuff. But we’re
not convinced on everything else. So don’t put Tanya through that if
there’s something you can tell me, okay.
A. About what?
Q. About anything —
about any of the other fires or anything else at all. About your vehicle
fire. There is something that you — [Emphasis added.]
133
It is apparent that it was known to the police that Tanya Kilcup was
within the respondent’s “close circle”: see R. v. Middleton (1974), 59
Cr. App. R. 18 (C.A.), at p. 21. Earlier, referring to the respondent’s
confession to setting fire to her car, Corporal Deveau had said (A.R. at p.
548):
Q. You’ve got
a good girlfriend who you probably love very much.
A. (Nods “yes”.)
Q. Going to
get married soon and — but this is not the end of — this is not the end. This is going to probably
put you back a few pegs but it’s not
unsurmountable.
Okay.
134
The police were also clearly aware that the respondent was already
concerned about the implications of his earlier confession for his relationship
with Ms. Kilcup. Consider the following exchange (A.R. at p. 555):
Q. . . . You’re going to have to live with your girlfriend. And I
think that —
A. Maybe. She might leave me.
Q. Well.
A. I can’t say for sure she’s not going to leave.
Q. No, but if there’s love there things are going to
work out. . . .
135
Still more important, in providing a plain indication that the
respondent wanted to avoid entangling his girlfriend with the police, are the
respondent’s concerned reaction to the suggestion that she might be considered
a suspect, despite his earlier, firm denial that Ms. Kilcup had any involvement
in or knowledge of the car fire, see A.R. at p. 533, and his insistence that if
she had any part to play it was limited to one of alibi:
Q. Okay. We’re going to have — on these things that you’ve told me, okay, so we’re going to have
to check everything out, okay. So somebody is on the way up to talk with
Tanya. Tanya has got to be spoken to, okay.... Looking at the situation we,
you know, we don’t know what Tanya — if she knows anything or if she doesn’t. You have said she doesn’t
know anything. We’re going to have to confirm that, okay.... What is Tanya
going to say?
A. Probably it’s over.
Q. Well, just —
A. I don’t know. She’s not going to be impressed.
Q. Yeah. I’m sure she can — you two can probably work things out. Huh?
A. If she talks to me.
Q. I’m sure she’ll talk to you. . . .
A. More mad than anything probably. [A.R. at pp. 570-71]
. . .
A. She’s not involved in her car, and neither one of
us are involved in the buildings. Well, if she does (inaudible), I can’t tell
you. I highly doubt it.
Q. Yeah, I would doubt it too. And her car, she has
no knowledge at all? You never talked to her about that or anything?
A. All she knew is verify where I was.
Q. Uh-hum. Well, we’ll check that out. [A.R. at p. 604]
. . .
Q. . . . I mean that’s got — from a law enforcement perspective, you know, was it you and her?
Just you? Just whoever? Okay?
A. Just me.
Q. Okay. I mean we have to go and — we asked Cst. Taker to talk to Tanya, okay. (Inaudible).
A. But I didn’t
tell her.
Q. What?
A. I didn’t
tell her.
Q. Yeah.
A. Totally by
myself. [A.R. at p. 611]
136
The respondent’s concern to protect his girlfriend was known to the
police
and they used
it to induce him to confess. Corporal Deveau indicated that the police would
have to consider her a suspect and that they would have to polygraph and
interrogate her if the respondent’s confession was not forthcoming. Following
the first confession, Corporal Deveau explored with the respondent the
possibility that the car was set on fire in order to collect the insurance. It
was her car. The threat to interrogate Ms. Kilcup remained effective
throughout the post-test interview because, as Corporal Deveau had made clear
to the respondent, the police did not intend to polygraph and interrogate Ms.
Kilcup that very evening. The clear suggestion was that the respondent could
spare her his predicament by admitting his sole involvement in all the fires.
In my view, the relationship between the respondent and Ms. Kilcup was such
that the threats to implicate her placed impermissible pressure on the
respondent to confess.
137
In sum, it is my opinion that the foregoing representations
constituted threats, promises and inducements, within the meaning of the
confessions rule and, when combined with the prevalent ambiguity concerning
just what was and was not admissible in court against the respondent, as well
as the oppressive atmosphere created by the “infallible” polygraph test, they
are sufficient to raise a reasonable doubt as to voluntariness of the
respondent’s confessions, first, to the car fire, and, later, to the rest. The
combination of the lies and misrepresentations, which are not impermissible,
with the inducements, which are, in my view caused the respondent to make
involuntary admissions. The few instances in which he appeared to
reject the representations made to him by the police officers were little more
than desperate bravado and vain attempts to delay what he seemed to view as the
inevitable fact that he would have to confess. The following excerpts are
indicative of the respondent’s state of mind:
Q. . . .You’re sitting there, Richard, and denying is not going to help
this problem. I can tell you right now. It’s only going —
A. All I’m supposed to say, yeah, I did this, this, and this, and
—
Q. No.
A. — whether I did it or not and —
Q. No, no, no.
A. — it doesn’t matter.
Q. No, that’s not right. That’s not right.... What I’m saying to you,
something here that you’ve told me today is not truthful. I’m not saying all
this is not truthful. I’m saying something on this piece of paper that you’ve
told me here today isn’t — you haven’t been truthful
with me. [A.R. at p. 483]
. . .
A. Uh-huh.
You’ll tell (inaudible) that I failed it and —
Q. And these
are the questions I asked.
A. And they’ll go off to wherever they want to go and away they go.
Q. Basically — right now that’s all I know.
A. So in
other words, I’m screwed.
Q. No. What I’m saying to you — I think
sometimes you’re missing what I’m saying, Richard. Just because you lit a car
fire, doesn’t mean that you’re going to go to jail for the rest of your life.
It definitely does not mean that. Right?
A. I didn’t
think it would.
Q. Well, you’re thinking some awful strong things here. You know —
A. No, I’m
thinking that unless I say okay, I did the car or whatever —
Q. Yeah.
A. Bruno
[Deveau] will be at my door until they can prove it. [A.R. at p. 502] [Emphasis
added.]
V. Other Basis for Exclusion:
Fair Trial Considerations
138
Polygraph evidence is inadmissible in a criminal trial. See R. v.
Béland, [1987] 2 S.C.R. 398, at p. 416; see also Phillion v. The Queen,
[1978] 1 S.C.R. 18. As the polygraph evidence was tendered by the defence in Béland,
the majority of the Court excluded it on the basis of several well-established
rules of evidence (i.e., the rule against oath-helping, the rule against past
consistent statements and the rule relating to character evidence, at p. 417).
More importantly, however, for the purpose of this appeal, the majority also
rested its decision to exclude the polygraph evidence on the policy of law
which dictates that, as a general rule, credibility is a matter solely for the
trier of fact (see R. v. Marquard, [1993] 4 S.C.R. 223, at p. 248; R.
v. Mohan, [1994] 2 S.C.R. 9, at p. 23); and on an assessment of the
unacceptable cost, in relation to the fairness and efficiency of the trial
process, of admitting polygraph evidence (see Mohan, supra, at p.
21). In this regard, McIntyre J. for the majority wrote (at pp. 415-18):
Here, the
sole issue upon which the polygraph evidence is adduced is the credibility of
the accused, an issue well within the experience of judges and juries and one
in which no expert evidence is required. It is a basic tenet of our legal
system that judges and juries are capable of assessing credibility and
reliability of evidence....
[I]t is my
view that the admission of polygraph evidence will serve no purpose which is
not already served. It will disrupt proceedings, cause delays, and lead to
numerous complications which will result in no greater degree of certainty in
the process than that which already exists.
What would be
served by the introduction of evidence of polygraph readings into the judicial
process? To begin with, it must be remembered that however scientific it may
be, its use in court depends on the human intervention of the operator.
Whatever results are recorded by the polygraph instrument, their nature and
significance reach the trier of fact through the mouth of the operator. Human
fallibility is therefore present as before, but now it may be said to be
fortified with the mystique of science. Then, it may be asked, what does it
do? It provides evidence on the issue of credibility of a witness. This has
always been a collateral issue and one to be decided by the trier of fact.
139
The admission into evidence of a confession, given in circumstances
where it is intimately linked to a “failed” polygraph test, as it was in this
case, is wholly inconsistent with the holding of this Court in Béland
and the principles and policy that inform it. Further, it is my opinion that
it severely, and unjustifiably, prejudices an accused’s fair trial interests.
140
Where, as here, the accused’s confession is intertwined with a “failed”
polygraph test, he is presented with an impossible dilemma at trial. See R.
v. Amyot (1990), 58 C.C.C. (3d) 312 (Que. C.A.), at p. 325; see also R.
v. L.E.W., [1996] O.J. No. 753 (QL) (Gen. Div.), at para. 26. On the one
hand, if the accused wishes to repudiate his confession, as he is entitled to
do, he must be able to inform the trier of fact of all of the
circumstances in which the confession was made. See DeClercq v. The Queen,
[1968] S.C.R. 902, at p. 921; L.E.W., supra, at para. 21; J.
Sopinka, S. N. Lederman and A. W. Bryant, The Law of Evidence in Canada (2nd
ed. 1999), at §§ 8.83-8.84. As indicated by the Court of Appeal, in the case
at bar this would include: “all of the circumstances leading up to the taking
of the test, the examination itself, the manner in which the failure of the
test was conveyed, as well as the subsequent interrogation”: R. v. Oickle
(1998), 164 N.S.R. (2d) 342 (C.A.), at para. 50. The trier of fact cannot
otherwise properly appreciate whether the confession may be untrue and accept
the accused’s repudiation of his out-of-court statement. See L.E.W., supra,
at para. 26; see also Sopinka, Lederman and Bryant, supra, at §
8.84 (quoting R. v. Murray, [1951] 1 K.B. 391, at p. 393); R. v.
Charrette, [1994] O.J. No. 2509 (QL) (Gen.
Div.), at
para. 28; R. v. Whalen, [1999] O.J. No. 3488 (QL) (C.J.), at para. 26.
141
A confession has often been referred to as “the highest and most
satisfactory proof of guilt”: Bigaouette v. The King (1926), 46 C.C.C.
311 (Que. K.B.), at p. 320 (quoting R. v. Lambe (1791), 2 Leach 552, 168
E.R. 379); see also R. v. Hodgson, [1998] 2 S.C.R. 449, at paras.
14 and 17; DeClercq, supra, at p. 922; R. v. Warickshall (1783),
1 Leach 263, 168 E.R. 234, at p. 235; R. v. Hardy (1794), 24 St. Tr.
199, at pp. 1093-94; R. v. Baldry (1852), 2 Den. 430, 169 E.R. 568, at
p. 574; R. v. Guidice, [1964] W.A.R. 128 (Ct. Crim. App.), at p. 130; Wigmore
on Evidence (Chadbourn rev. 1970), vol. 3, §§ 820b-820c, at pp. 301-6. As
Wigmore explains, § 820b, at p. 303, this is because
[t]he confession of a crime is usually as much against a man’s
permanent interests as anything well can be; ... no innocent man can be
supposed ordinarily to be willing to risk life, liberty, or property by a false
confession. Assuming the confession as an undoubted fact, it carries a
persuasion which nothing else does, because a fundamental instinct of human
nature teaches each one of us its significance.
Where, as
here, the confession has been recorded, there can be little doubt that it was
made. The only remaining issue for the jury is whether it is reliable as proof
of guilt. It is because of its “conclusive effect with respect to guilt” that
the criminal standard of proof beyond a reasonable doubt is applied to the
question of voluntariness, whereas proof on a balance of probabilities is the
relevant standard with respect to the admissibility of evidence generally. See
R. v. Egger, [1993] 2 S.C.R. 451, at p. 474; Sopinka, Lederman and
Bryant, supra, at § 8.87. Given the overwhelming weight that
jurors are likely to attribute to confessions, as a simple matter of human
intuition, and, relatedly, given the skepticism and suspicion with which they
will normally approach the proposition that a person may, absent torture,
falsely confess to a serious crime, it must be open to the accused to
exhaustively explain any inducements or “discrediting circumstances”, Wigmore, supra,
at § 820c, at p. 306, which may cast doubt on its truthfulness.
142
Where, as here, the confession and the polygraph are so intimately
linked, the accused will unavoidably have to reveal having failed the polygraph
if he wishes to cast doubt on the truthfulness of his confession. This, in my
opinion, comes at too high a cost to the accused’s fair trial interests. The
accused is placed in a position where he cannot, as is his right, seek to
repudiate his out-of-court confession without effectively being forced to
adduce highly prejudicial evidence that the Crown could not tender, and that
will appear to bolster, rather than impeach, the reliability of his
confession. See R. v. Thorne (1988), 41 C.C.C. (3d) 344 (N.S S.C., App.
Div.), at p. 353; cf. R. v. McIntosh (1999), 141 C.C.C. (3d) 97 (Ont.
C.A.), at para. 70. It is difficult to imagine a more devastating,
self-inflicted blow to the accused’s credibility, led through useless,
unreliable and therefore prejudicial evidence. The accused is, in effect,
forced to incriminate himself by introducing an otherwise inadmissible piece of
evidence that cannot help but strengthen what is often, as here, the sole
evidence against him.
143
In Béland, supra, the majority relied, in part, on the
danger that polygraph evidence will be misused and will distort the
fact-finding process as a ground for barring it from the courtroom. See Béland,
supra, at pp. 417-18; see also Mohan, supra, at p. 21. La
Forest J. (concurring in the result) expressed this concern in terms of “human
fallibility in assessing the proper weight to be given to evidence cloaked
under the mystique of science”: Béland, supra, at p. 434. Like
some similar fact evidence, polygraph evidence is likely to generate a
perception of reality which wholly over-reaches the mark.
144
While “[t]he possibility that evidence will overwhelm the jury and
distract them from their task can often be offset by proper instructions” as to
the limited use to which the evidence can be put, Mohan, supra,
at p. 24, I cannot accept that this is so where, as here, the “expert”
evidence, though not admitted for that purpose, goes directly to the
credibility of the accused and, purportedly as an admission of guilt, to the
ultimate issue for the jury to decide. See Thorne, supra; cf. McIntosh,
supra, at paras. 68-70. To paraphrase the majority in Marquard, supra,
at p. 248, the questions of credibility and guilt or innocence are
difficult ones and polygraph evidence, cloaked as it is in the mystique of
science, may be all too readily accepted by a frustrated or uncertain jury, in
abdication of its duty to determine credibility and render a true verdict, as a
convenient basis upon which to resolve its difficulties.
145
On the other hand, the alternative open to the accused, namely to deny
the veracity of his confession without the benefit of informing the trier of
fact of all the circumstances in which it was made, is equally problematic. In
this case, for instance, no amount of editing could realistically remove the
constant references, during the six-hour interrogation, to the respondent’s
failed polygraph test. Moreover, there would be no basis upon which to
understand why he would have confessed falsely without the
polygraph test as the trigger.
146
I see the “failed” polygraph test as distinct from other inadmissible
evidence and from other highly incriminating evidence, such as DNA. If an
accused confesses after having been confronted with incriminating DNA evidence,
there is no unfairness in the accused having to relate the circumstances under
which the confession was made, including having to refer to the DNA evidence
itself. Unlike evidence of a “failed” polygraph test, DNA evidence is not as
such inadmissible in a criminal trial. See R. v. Terceira (1998), 123
C.C.C. (3d) 1 (Ont. C.A.), aff’d [1999] 3 S.C.R. 866. In the DNA scenario the
accused will merely be referring to evidence that may well be fully before the
trier of fact in any event. In such a case, he lends little, if any, additional
credibility or weight to his confession. In contrast, where an accused is
forced to adduce “failed” polygraph evidence, he is effectively introducing a
piece of evidence which will serve to bolster and confirm the probative value
and credibility of his confession. I do not have to decide on the legality of
deliberately using inadmissible evidence to secure a confession in all cases.
Suffice it to say, for present purposes, that a “failed”
polygraph test
is likely to be perceived as simply a confession by another name. Given the
unparalleled weight attributed to confessions, I believe that the prejudicial
effect that flows from an accused’s reference to his “failed” polygraph test is
overwhelming.
147
In my view, therefore, confessions should be excluded where the accused,
because of the intimate causal and temporal connection between a “failed
polygraph” and a subsequent confession, is unable to demonstrate fully the
impact of the circumstances surrounding its making without inevitably
introducing the polygraph evidence (e.g., the fact of the test, the fact that
the accused “failed” the test, the representations made to him, etc.). In this
light, I agree that if the police [translation]
“are to persist in having recourse to this investigation technique,... the
administration of the [polygraph] test [must] be kept completely separate from
the questioning process that may result in the obtaining of a confession”: Amyot,
supra, at p. 325, per Proulx J.A.; see also R. v. Nugent
(1988), 84 N.S.R. (2d) 191 (S.C., App. Div.), at pp. 212-13.
148
In the case at bar, the respondent’s statements were inextricably linked
to his “failure” of the polygraph test. Crown counsel made this clear on the
voir dire. He stated
(A.R. at p. 60):
The, the result is obviously no evidence of anything. It is no
evidence of the truthfulness or lack of truthfulness of anything Mr. Oickle
said clearly but it is, it is part of the scenario. It was because of the
perceived result of the polygraph test that other things happened. It will be
absolutely impossible for Your Honour to, to examine all of the communication
between Mr. Oickle and the police without hearing, practically all of this is
audio taped and video taped. It would be impossible for Your Honour to hear it
without hearing over and over and over again references to the polygraph
results. [Bold and underlining added.]
149
The record clearly supports Crown counsel’s position. The audio-tape
recording of the interrogation leading up to the first confession is replete
with references to the fact that respondent had not been truthful, that his
heart had confessed his involvement and that his denials were futile. The “failed”
test is therefore absolutely integral to a proper appreciation of the
voluntariness, for voir dire purposes, or the veracity, for trial
purposes, of the first confession. The same is true with respect to the second
confession. Although there are only a limited number of references to the
“failed” polygraph test after the first confession, it remained a critical
element of the context and circumstances of the second confession. It
powerfully enhanced the force and effect of the conventional inducements held
out by the police by undermining the respondent’s will.
VI. Conclusion and Disposition
150
In my opinion, the respondent’s statements should be excluded on a dual
basis: first, the statements were obtained as a result of fear of prejudice or
hope of advantage held out by persons in authority. At the very least, the
trial judge had to have a reasonable doubt about the application of the classic
voluntariness rule. Second, I would also find the statements inadmissible on
the basis that the manner in which they were obtained by the police places the
respondent in the unfair position of having to lead prejudicial, unreliable and
inadmissible evidence against himself in order to impeach the veracity of the
statements obtained.
151
Having found that the respondent’s statements were involuntary and must
be excluded, I agree with the Court of Appeal that “[t]he re-enactment was a
continuation of the earlier statements” (para. 154) and was, therefore, also
improperly admitted by
MacDonald Prov. Ct. J.
152
For these reasons I would dismiss the appeal, set aside
the convictions and enter acquittals on all counts.
Appeal allowed, Arbour J. dissenting.
Solicitor for the appellant: The Attorney General of Nova
Scotia, Halifax.
Solicitor for the respondent: The Nova Scotia Legal Aid,
Sydney.
Solicitor for the intervener the Attorney General for Ontario: The
Ministry of the Attorney General, Toronto.
Solicitors for the intervener the Criminal Lawyers’ Association
(Ontario): Sack Goldblatt Mitchell, Toronto.