Figueroa v. Canada (Attorney General), [2003] 1 S.C.R. 912,
2003 SCC 37
Miguel Figueroa Appellant
v.
Attorney General of Canada Respondent
and
Attorney General of Quebec Intervener
Indexed as: Figueroa v.
Canada (Attorney General)
Neutral citation:
2003 SCC 37.
File No.: 28194.
2002: November 5; 2003: June 27.
Present: McLachlin C.J. and Gonthier, Iacobucci, Major,
Bastarache, Binnie, Arbour, LeBel and Deschamps JJ.
on appeal from the court of appeal for ontario
Constitutional law – Charter of Rights – Democratic
rights of citizens – Right to vote – Right to be qualified for membership in
House of Commons or provincial legislative assembly – Right to meaningful
participation in electoral process – Canada Elections Act providing that
political parties must nominate candidates in at least 50 electoral districts
to qualify for certain benefits – Whether provisions infringe right to vote or
to run for office – If so, whether infringement justifiable – Canadian Charter
of Rights and Freedoms, ss. 1 , 3 – Canada Elections Act, R.S.C. 1985, c.
E-2, ss. 24(2), 24(3), 28(2).
Under the Canada Elections Act , a political
party must nominate candidates in at least 50 electoral districts in order to
obtain, and then to retain, registered party status. Registered parties
qualify for several benefits including the right of candidates to issue tax
receipts for donations made outside the election period, to transfer
unspent election funds to the party and to list their party affiliation on the
ballot papers. The appellant challenged the constitutionality of the
50-candidate threshold. The trial judge held that the threshold was
inconsistent with s. 3 of the Canadian Charter of Rights and Freedoms
and that this infringement could not be justified under s. 1 of the Charter .
The Court of Appeal held that the 50-candidate threshold was not inconsistent
with s. 3 of the Charter , except to the extent that it denied
candidates of non-registered parties the right to identify their party
affiliation on the election ballot.
Held: The appeal
should be allowed. Sections 24(2) , 24(3) and 28(2) of the Canada Elections
Act are declared unconstitutional. The declaration of unconstitutionality
is suspended for 12 months.
Per McLachlin C.J. and
Iacobucci, Major, Bastarache, Binnie and Arbour JJ.: While on its face,
s. 3 grants only a right to vote and to run for office in elections, Charter
analysis requires looking beyond the words of the section and adopting a
broad and purposive approach. The purpose of s. 3 is effective
representation. Section 3 should be understood with reference to the right of
each citizen to play a meaningful role in the electoral process, rather than
the election of a particular form of government. This right is participatory
and adverts only to a right to participate in the electoral process. This
definition ensures that s. 3 is not construed too narrowly and emphasizes
the reasons why individual participation is important, including respect for
diverse opinions and the capacity of individuals to enhance democracy. Full
political debate ensures an open society benefiting from diverse opinions and a
social policy sensitive to the needs and interests of a broad range of
citizens. Participation in the electoral process has an intrinsic value
independent of the outcome of elections. The right to run for office provides
an opportunity to present ideas and opinions to the electorate and the right to
vote provides an opportunity for citizens to express support for ideas and
opinions. In a democracy, sovereign power resides in the people as a whole and
each citizen must have a genuine opportunity to take part in the governance of the
country through participation in the selection of elected representatives.
The right to play a meaningful role in the electoral
process is not subject to countervailing collective interests. A
proportionality analysis considering benefits related to other democratic
values should occur under s. 1 , where limitations on the right are to be
justified. This analytical approach does not vary with the nature of the
alleged breach nor is s. 3 qualified in the same sense as ss. 7 and 8 of
the Charter . The fact that we identify its implicit content with
qualified phrases such as a voter’s right to be reasonably informed or a
candidate’s right to have a reasonable opportunity to present a position
reflects only that s. 3 does not protect the right of each citizen to play
an unlimited role in the electoral process. The aggregation of political
preferences is not to be elevated to constitutional status nor does s. 3
protect values or objectives embedded in our current electoral system.
Members and supporters of political parties that
nominate fewer than 50 candidates meaningfully participate in the
electoral process. The ability of a party to make a valuable contribution is
not dependent upon its capacity to offer the electorate a genuine “government
option”. Political parties have a much greater capacity than any one citizen
to participate in debate and they act as a vehicle for the participation of
individual citizens in the political life of the country. All political
parties are capable of introducing unique interests and concerns into the
political discourse and marginal or regional parties tend to raise issues not
adopted by national parties. Political parties provide individual citizens
with an opportunity to express an opinion on the policy and functioning of
government. Each vote in support of a party increases the likelihood that its
platform will be taken into account by those who implement policy and votes for
parties with fewer than 50 candidates are an integral component of a vital
and dynamic democracy.
Withholding the right to issue tax receipts and to
retain unspent election funds from candidates of parties that have not met the
50-candidate threshold undermines the right of each citizen to meaningful
participation in the electoral process. Section 3 imposes on Parliament an
obligation not to enhance the capacity of one citizen to participate in the
electoral process in a manner that compromises another citizen’s parallel right
to meaningful participation. Political parties that have satisfied the
threshold requirement have more resources for communication than those that
have not. The 50-candidate threshold thus infringes s. 3 of the Charter
by decreasing the capacity of the members and supporters of the
disadvantaged parties to introduce ideas and opinions into the open dialogue
and debate that the electoral process engenders. Moreover, the right to vote
in accordance with preferences requires each citizen to have information to
assess party platforms and the legislation undermines the right to information
protected by s. 3 .
Withholding the right to list party affiliations on
ballots from parties that have not satisfied the 50-candidate threshold also
infringes s. 3 of the Charter . First, withholding this benefit
diminishes the capacity of individual citizens to participate in the public
discourse since there is a close connection between the support a party
receives in an election and its capacity to influence policy. Second, it
undermines the right of each citizen to make an informed choice and to vote
according to preference. Affiliation has a significant informational component
and some voters may be unable to vote for a preferred candidate if the party
affiliation is not listed on the ballot paper.
The infringement is not saved by s. 1 of the Charter .
While the objective of ensuring the cost-efficiency of the tax credit scheme is
pressing and substantial, the 50-candidate threshold does not meet the
proportionality branch of the Oakes test. There is no connection
whatsoever between the objective and the threshold requirement with respect to
transfers of unspent election funds or listing party affiliations on ballot
papers. Nor is the restriction on the right of political parties to issue tax
receipts for donations received outside the election period rationally
connected to the objective. The connection between legislation that has no
impact upon either the number of citizens allowed to claim the tax credit or
the size of the credit and the objective is tenuous at best. Moreover, the
government has provided no evidence that the threshold actually improves the
cost-efficiency of the tax credit scheme. The legislation also fails the minimal
impairment test because cost savings can be achieved without violating
s. 3 . Further, any benefits associated with the reduced costs of the tax
credit scheme do not outweigh the deleterious effects of this legislation.
While preserving the integrity of the electoral
process is a pressing and substantial concern in a free and democratic state,
this objective provides no justification for the restriction on the right of
candidates to list their party affiliation on the ballot papers. The same is true
of the restriction on the right to issue tax credits and the right to transfer
unspent election funds to the party. Furthermore, even if the restrictions on
the right to issue the tax credit and the right to retain unspent election
funds prevent the misuse of the electoral financing regime, the legislation
fails the minimal impairment test. In each instance, the government has failed
to demonstrate that it could not achieve the same results without violating
s. 3 of the Charter .
Lastly, articulating the objective as ensuring a
viable outcome for responsible government in the form of majority governments
is problematic. In any event, the 50-candidate threshold fails the rational
connection test and its salutary benefits have not been shown to outweigh its
deleterious effects.
Per Gonthier, LeBel and
Deschamps JJ.: While capacity to play a meaningful role in the electoral
process is a core value of s. 3 , stating the sole question at the
infringement stage of the analysis as whether the legislation interferes with
that capacity understates the complexity of effective representation and
meaningful participation. These concepts comprise intertwined and opposed
principles. The proper approach is to define the right through a contextual and
historical analysis. The impugned legislation furthers significant democratic
values by forming part of a scheme that recognizes and regulates political
parties. The 50‑candidate threshold benefits parties with broad appeal
and encourages the aggregation of political will. These are important values,
as evidenced by their place in our history and institutions, that in principle
could be furthered at the price of compromising individual participation to a
certain extent. In this case, however, the legislation goes too far and
conflicts with s. 3 .
Individual participation is of central importance, but
s. 3 is also concerned with the representation of communities. Meaningful
participation involves political groups and alliances between groups representing
communities. Section 3 must also be interpreted in harmony with our political
traditions and a purely individualistic approach is difficult to reconcile with
Canadian political values. Not every government measure with an adverse impact
on participation renders it meaningless and legislation to further other
democratic values may compromise individual participation without necessarily
depriving citizens of meaningful representation.
Diminution of one aspect of effective representation
can ultimately result in more effective representation, suggesting that
effective representation consists of many different components. Meaningful
participation similarly comprises different aspects. It can be just as
meaningful to participate as a member of a group as it is to participate as an
individual. Enhancing group participation almost inevitably entails some cost
to individual participation. The question is whether there is undue dilution
of the individual citizen’s capacity to participate, in other words, whether
the opportunity to make free choices or to compete fairly in the political
process is so constricted that there is no genuine opportunity to participate.
The infringement analysis should not stop with a
finding of interference with meaningful participation. It should examine the
severity of the interference and the reason for it, considering all relevant
contextual factors. Some balancing of competing values is appropriate when
defining protected rights and values and a full proportionality analysis should
consider the competing values in s. 3 . Ascertaining whether s. 3 has
been infringed requires acknowledging the need for an appropriate compromise
between the competing forces that together define meaningful participation.
The content and scope of every Charter right is determined with
reference to its purpose, which may be connected to both individual and group
concerns. Section 3 is not a qualified right but its implicit content is
identified with qualified phrases. Section 3 ensures that voters are
reasonably informed and that parties and candidates have a reasonable
opportunity to present their positions. These implicit protections are to be
included if s. 3 is to be given full effect. Section 3 cannot be
understood without reference to its social and systemic context. Its exercise
requires state involvement. It obliges the government to set up an electoral
system providing for democratic government in accordance with voters’ choices.
Measuring the system requires assessing how well it represents both Canadian
society as a whole and the groups that make up our social fabric. The analysis
should consider whether it provides effective representation and meaningful
participation, bearing in mind countervailing values including social and
collective values. This is not equated with a s. 1 analysis but does
depend on whether there are corresponding benefits related to other democratic
values and whether the end result is a deprivation of meaningful
participation.
The 50-candidate threshold furthers an aspect of
effective representation that can validly be weighed against the value of
individual participation. It enhances the aggregation of political preferences
and promotes cohesion, values closely connected to the role of political
parties in the Canadian electoral system. The threshold is part of a scheme
furthering the important democratic values of accountability, political
communication, and grassroots participation and cannot be divorced from its
context for the purposes of constitutional scrutiny.
Legal recognition of parties necessitates a definition
of a party. Parties develop policy and compete in elections. The registration
system relates to their competitive role and making the benefits of
registration available to groups that do not seriously compete in elections
could undermine the scheme. The 50‑candidate rule shuts out genuine
competitors, however, and limits opportunities to support small parties. It
would be possible to enhance democratic values without so large a threshold.
Inequities in the electoral system are not acceptable
merely because they have historical precedent and institutions are not
constitutional merely because they already exist. Our electoral infrastructure
is deliberately designed to confer advantages on mainstream political
movements. Our system of voting tends to produce majority governments and
reflects a preference for broadly supported parties. The government has
latitude in how to design the electoral system and the prerogative to choose to
enhance aggregation of political will and cohesiveness. These values should be
taken into account and our history and existing institutions identify a
philosophy that recognizes values other than individual participation. Within
the limits of what is permissible set by the right to meaningful participation,
the legislative choice of a version of democratic representation is a matter in
which this Court should not intervene. Regional representation, a third aspect
and a component of effective representation and meaningful participation, is
also implicated. Regional representation can conflict with the value of
individual participation on an equal footing. Regional representation,
although not to be overstated, is one of the values to be taken into account in
defining meaningful representation and determining whether government action
offends s. 3 .
The 50-candidate threshold infringes s. 3 by
denying some candidates and their supporters the opportunity for meaningful
participation. It is a burden for parties committed to running serious
campaigns in a few ridings and it is not a perfect tool for aggregating
political preferences or identifying parties with a commitment to electoral
competition and a substantial political agenda. Nominating a candidate does
not necessarily indicate support in a constituency. The rule can be over- or
underinclusive and is potentially subject to manipulation. It permits
registrations of parties viewed as far removed from mainstream politics or as
single-issue movements. It can shut out parties with fully developed platforms
and a genuine interest in electoral competition. Finally, it conflicts with
regional representation and has a disparate impact in that registration of a
single‑province party can occur only in Ontario and Quebec.
The justifications advanced by the government have
been considered in the infringement stage of this analysis and the finding that
the threshold infringes s. 3 essentially amounts to a conclusion that it
is inconsistent with the values of Canadian democracy. There would be no
reason in a full s. 1 analysis to doubt that the legislative objectives
are pressing and substantial. The values furthered are consistent with some of
the fundamental principles of a free and democratic society and favouring large
parties may not be discordant with those principles. The Crown should not be
required to demonstrate that the electoral system adopted by Parliament results
in substantially better governance than an alternative system because it is
hard to imagine how it would prove that proposition and the definition of good
or better government should not be fixed as a legal standard. The Court risks
unduly expanding the scope of judicial review of the design of the electoral
system by suggesting that the motive behind the legislation may itself be
illegitimate. Whatever system is adopted must respect the right of each
individual to meaningful participation but that right should not be defined too
inflexibly.
Cases Cited
By Iacobucci J.
Explained: Reference
re Provincial Electoral Boundaries (Sask.), [1991]
2 S.C.R. 158; referred to: R. v. Oakes, [1986]
1 S.C.R. 103; Dixon v. British Columbia (Attorney General),
[1989] 4 W.W.R. 393; R. v. Big M Drug Mart Ltd., [1985]
1 S.C.R. 295; Haig v. Canada, [1993] 2 S.C.R. 995;
Harvey v. New Brunswick (Attorney General), [1996] 2 S.C.R. 876; Thomson
Newspapers Co. v. Canada (Attorney General), [1998] 1 S.C.R. 877;
Sauvé v. Canada (Chief Electoral Officer), [2002] 3 S.C.R. 519,
2002 SCC 68; R. v. Keegstra, [1990] 3 S.C.R. 697; Switzman
v. Elbling, [1957] S.C.R. 285; RWDSU v. Dolphin Delivery Ltd.,
[1986] 2 S.C.R. 573; Edmonton Journal v. Alberta (Attorney
General), [1989] 2 S.C.R. 1326; R. v. Sharpe, [2001]
1 S.C.R. 45, 2001 SCC 2; Libman v. Quebec (Attorney General),
[1997] 3 S.C.R. 569; R. v. S. (R.J.), [1995] 1 S.C.R.
451; Vriend v. Alberta, [1998] 1 S.C.R. 493; M. v. H., [1999] 2
S.C.R. 3; Hunter v. Southam Inc., [1984] 2 S.C.R. 145; Schachter v.
Canada, [1992] 2 S.C.R. 679; Egan v. Canada, [1995] 2 S.C.R. 513; Reference
re Remuneration of Judges of the Provincial Court of Prince Edward Island,
[1997] 3 S.C.R. 3.
By LeBel J.
Distinguished: Sauvé
v. Canada (Chief Electoral Officer), [2002] 3 S.C.R. 519, 2002 SCC 68;
Harvey v. New Brunswick (Attorney General), [1996] 2 S.C.R. 876; referred
to: Reference re Provincial Electoral Boundaries (Sask.),
[1991] 2 S.C.R. 158; Canadian Disability Rights Council v. Canada,
[1988] 3 F.C. 622; Muldoon v. Canada, [1988] 3 F.C. 628; Re
Hoogbruin and Attorney-General of British Columbia (1985), 24 D.L.R.
(4th) 718; Dixon v. British Columbia (Attorney General), [1989] 4 W.W.R.
393; MacKinnon v. Prince Edward Island (1993), 104 Nfld. & P.E.I.R.
232; Reference re Electoral Boundaries Commission Act (Alberta) (1991),
83 Alta. L.R. (2d) 210; Reference re Electoral Divisions Statutes Amendment
Act, 1993 (Alberta) (1994), 24 Alta. L.R. (3d) 1; R. v. S. (R.J.),
[1995] 1 S.C.R. 451; Hunter v. Southam Inc.,
[1984] 2 S.C.R. 145; R. v. Mills, [1999]
3 S.C.R. 668; R. v. Advance Cutting & Coring Ltd., [2001]
3 S.C.R. 209, 2001 SCC 70; Lavigne v. Ontario Public Service
Employees Union, [1991] 2 S.C.R. 211; Libman v. Quebec (Attorney
General), [1997] 3 S.C.R. 569; Haig v. Canada, [1993]
2 S.C.R. 995; Reference re Secession of Quebec, [1998]
2 S.C.R. 217.
Statutes and Regulations Cited
Canada Elections Act, R.S.C. 1985, c. E-2, ss. 24(2), (3), 28(2) [rep. & sub. 1993,
c. 19, s. 18], 100(1)(a), (b), (2), 232.
Canada Elections Act, S.C. 2000, c. 9, ss. 370(1) , 385 .
Canadian Charter of Rights and
Freedoms, ss. 1 , 2 (d), 3 , 7 , 8 , 15(1) .
Constitution Act, 1867 , preamble, s. 51A .
Income Tax Act, R.S.C. 1985, c. 1 (5th Supp .), s. 127(3) [repl. 2000, c. 9, s. 560(1)].
Authors Cited
Brun, Henri, et Guy Tremblay. Droit
constitutionnel, 4e éd. Cowansville, Qué.: Yvon Blais, 2002.
Cairns, Alan C. “The
Charter and the Constitution Act, 1982 ”, in R. S. Blair and
J. T. McLeod, eds., The Canadian Political Tradition: Basic Readings,
2nd ed. Scarborough, Ont.: Nelson Canada, 1993, 62.
Canada. Committee on Election
Expenses. Report of the Committee on Election Expenses. Ottawa:
Queen’s Printer, 1966.
Canada. House of Commons. House
of Commons Debates, vol. VIII, 2nd Sess., 28th Parl., June 23, 1970, p.
8509.
Canada. Legislature. Parliamentary Debates on the subject
of the Confederation of the British North American Provinces, 3rd Sess.,
8th Provincial Parliament of Canada. Quebec: Hunter, Rose & Co., 1865.
Canada. Royal Commission on
Electoral Reform and Party Financing. Reforming Electoral Democracy: Final
Report, vol. 1. Ottawa: The Commission, 1991.
Courtney, John C. “Electoral
Reform and Canada’s Parties”, in Henry Milner, ed., Making Every Vote Count:
Reassessing Canada’s Electoral System. Peterborough, Ont.: Broadview
Press, 1999, 91.
Gaudreault-DesBiens,
Jean-François. “La Charte canadienne des droits et libertés et le
fédéralisme: quelques remarques sur les vingt premières années d’une relation
ambiguë”, [2003] R. du B. 271.
Hogg, Peter W. Constitutional
Law of Canada, student ed. Scarborough, Ont.: Carswell, 2002.
MacIvor, Heather. “A Brief
Introduction to Electoral Reform”, in Henry Milner, ed., Making Every Vote
Count: Reassessing Canada’s Electoral System. Peterborough, Ont.:
Broadview Press, 1999, 19.
APPEAL from a judgment of the Ontario Court of Appeal
(2000), 50 O.R. (3d) 161, 189 D.L.R. (4th) 577, 137 O.A.C. 252, [2000] O.J. No.
3007 (QL), varying a judgment of the Ontario Court (General Division) (1999),
43 O.R. (3d) 728, 170 D.L.R. (4th) 647, 61 C.R.R. (2d) 91, [1999] O.J. No. 689
(QL). Appeal allowed.
Peter Rosenthal
and Kikelola Roach, for the appellant.
Roslyn J. Levine, Q.C.,
Gail Sinclair and Peter Hajecek, for the respondent.
Dominique A. Jobin and Sébastien Arès, for the intervener.
The judgment of McLachlin C.J. and Iacobucci, Major,
Bastarache, Binnie and Arbour JJ. was delivered by
Iacobucci J. —
I. Introduction
1
This appeal raises fundamental questions in respect of the democratic
process in our country. More specifically, this appeal focusses on the purpose
and meaning to be given to s. 3 of the Canadian Charter of Rights and
Freedoms , which confers on each citizen the right to vote in the election
of members of the House of Commons and the provincial legislative assemblies
and to be qualified for membership therein. The issue is whether federal
legislation that restricts access to certain benefits to political parties that
have nominated candidates in at least 50 electoral districts violates s. 3 . I
conclude that it does and would therefore allow the appeal.
II. Legislative
Background
2
Under the Canada Elections Act, R.S.C. 1985, c. E-2 (the “Elections
Act”), political parties seeking registered party status must comply with a
number of requirements. A political party seeking registered party status must
have at least 100 members and must appoint a leader, a chief agent and an
auditor. These requirements are not at issue in this appeal.
3
At issue in this appeal is the requirement that a political party must
nominate candidates in at least 50 electoral districts in order to obtain, and
then to retain, registered party status:
24. . . .
(2) On receipt of an application for registration
of a political party pursuant to subsection (1), the Chief Electoral Officer
shall examine the application and determine whether the party can be registered
under this section and
(a) where he determines that, on the nomination by the party of
fifty candidates in accordance with paragraph 3 (a) or (b),
whichever is applicable, the party could be registered, so inform the leader of
the party; or
(b) in any other case, inform the leader of the party that the party
cannot be registered.
(3) Where the leader of a political party has been
informed by the Chief Electoral Officer pursuant to paragraph 2 (a) that,
on the nomination of fifty candidates in accordance with paragraph (a)
or (b), whichever is applicable, the party could be registered, the
party shall be registered
(a) if the application for registration is filed within the
period commencing with the day following polling day at one general election
and terminating on the sixtieth day before the issue of writs for the next
general election, on the day after the party had officially nominated
candidates in fifty electoral districts at the next general election, or
(b) if the application for registration is filed within the
period commencing with the fifty-ninth day before the issue of writs for a
general election and terminating on polling day at that election, on the day
after the party has officially nominated candidates in fifty electoral
districts at the general election next following the general election falling
within that period,
and if the political party fails to nominate fifty candidates in
accordance with paragraph (a) or (b), whichever is applicable,
the Chief Electoral Officer shall inform the leader of the party that the party
cannot be registered.
28. . . .
(2) The Chief Electoral Officer shall, on the close
of nominations at a general election, delete from the registry referred to in
subsection 24(1), any registered party that did not at the close of nominations
on that day have candidates in at least fifty of the electoral districts.
4
Upon obtaining registered party status, a political party is qualified
for a number of benefits. Among these benefits is the right to free
broadcast time, the right to purchase reserved broadcast time, and the right to
partial reimbursement of election expenses upon receiving a certain percentage
of the vote. The constitutionality of withholding these benefits from
political parties that have not satisfied the 50-candidate threshold is not at
issue in this appeal. The only benefits that will be considered in this appeal
are the right of a political party to issue tax receipts for donations received
outside the election period, the right of a candidate to transfer unspent
election funds to the party (rather than remitting them to the government), and
the right of a party’s candidates to list their party affiliation on the ballot
papers.
5
The right of the party to issue tax receipts for donations received
outside the election period is provided for by s. 127(3) of the Income Tax
Act, R.S.C. 1985, c. 1 (5th Supp .):
127. . . .
(3) There may be deducted from the tax otherwise
payable by a taxpayer under this Part for a taxation year in respect of the
total of all amounts each of which is a monetary contribution made by the
taxpayer in the year to a registered party or to a candidate whose nomination
has been confirmed in an election of a member or members to serve in the House
of Commons of Canada (in this section referred to as “the total”),
(a) 75% of the total, if the total does not exceed $200,
(b) $150 plus 50% of the amount by which the total exceeds $200,
if the total exceeds $200 and does not exceed $550, or
(c) the lesser of
(i) $325 plus 33 1/3% of the amount by which the total exceeds $550,
and
(ii) $500,
if payment of each monetary contribution that is included in the total
is proven by filing a receipt with the Minister, signed by a registered agent
of the registered party or by the official agent of the candidate whose
nomination has been confirmed, as the case may be, that contains prescribed
information.
6
The right of a candidate to transfer unspent election funds to the party
rather than the Receiver General is provided for by s. 232 of the Elections
Act:
232. Where the aggregate of all money received by
(a) an official agent of a candidate pursuant to paragraph
217(1)(b),
(b) the official agent pursuant to sections 241 to 247, and
(c) the candidate as a refund under this Act of the deposit made
by him pursuant to paragraph 81(1)(j),
is in excess of the amount required by the candidate to pay the
aggregate of the deposit referred to in paragraph 81(1)(j) and
(d) election expenses and all other reasonable expenses
incidental to the election,
(e) personal expenses,
(f) auditor’s fees in excess of the amount paid under paragraph
243(4)(b) or subsection 244(2), and
(g) costs with respect to a recount pursuant to subsection
171(1) or sections 176 to 184 of the votes cast in his electoral district, to
the extent that the costs exceed any amount paid to the candidate by the
Receiver General pursuant to subsection 171(5),
incurred by him in relation to the election, the amount of the excess
shall be paid by the official agent,
(h) where the political affiliation of the candidate was shown
on the ballot paper as a registered party, to any local organization or
association of members of the party in the electoral district of the candidate
or to the registered agent of the party, or
(i) in any other case, to the Receiver General,
within one month after the official agent of the candidate receives
reimbursement pursuant to subsection 243(4) in respect of the candidate’s
election expenses or two months after the filing by the official agent of the
return respecting election expenses in respect of the candidate, whichever is
the later.
7
Finally, the right of the party’s candidates to list their party
affiliation on the ballot papers is provided for by s. 100 of the Elections
Act:
100. (1) All ballot papers shall be of the
same description and as nearly alike as possible and each ballot paper shall be
a printed paper on which
(a) the names of the candidates, alphabetically arranged in the
order of their surnames, shall be set out as those names appear in their
nomination papers;
(b) the political affiliation of each candidate, if any, as
indicated under section 81 at the time of nomination of the candidate, shall be
set out, after or under the name of the candidate;
. . .
(2) Notwithstanding subsection (1), where a
candidate at an election has filed an instrument in writing pursuant to
paragraph 81(1)(h) stating that the political affiliation of the
candidate is a registered party named in the instrument and the registered
party is deleted from the registry by the Chief Electoral Officer, either
before or after nomination of the candidate, neither the word “independent” nor
any other political affiliation shall be set out after or under the name of the
candidate on the ballot paper for the electoral district for which the
candidate has been nominated.
8
The effect of these provisions is that candidates nominated by political
parties that have not satisfied the 50-candidate threshold are not entitled to
issue tax receipts for donations received outside the election period, to
transfer unspent election funds to the party or to list their party affiliation
on the ballot papers.
III. Judicial
History
A. Ontario
Court (General Division) (1999), 43 O.R. (3d) 728
9
Molloy J. held that implicit in the right to vote is the right to vote
in a fair and democratic election in which all participants are treated as
equals. She was of the view that the values underlying the Charter
demand that democratic rights be available to all citizens on an equal basis.
As a consequence, if the government decides to extend a benefit to one
political party, that benefit must be equally available to all political
parties. Because the effect of the 50-candidate threshold is that only certain
political parties are entitled to the benefits in question, Molloy J. found
that the threshold is inconsistent with the right of each citizen to run for
office. It also is inconsistent with s. 3 of the Charter because it
deprives voters of the information necessary to make an informed decision. It
was her conclusion that the right to vote includes the right to be fully
informed as to the party affiliation of each candidate.
10
Molloy J. then held that this infringement of s. 3 could not be
justified under s. 1 of the Charter because the stated objective of
distinguishing between parties with different levels of support was not
pressing and substantial. She held that providing benefits only to those
political parties with a broad base of support is the very antithesis of a true
democracy. Moreover, even if that objective could be characterized as pressing
and substantial, the legislation would fail the Oakes test because the
50-candidate threshold is not rationally connected to that objective since the
50-candidate threshold does not accurately measure public support.
11
Molloy J. thus ordered that the 50-candidate threshold for registered
party status be read down to a 2-candidate threshold. The Attorney General
appealed to the Court of Appeal for Ontario.
B. Ontario
Court of Appeal (2000), 50 O.R. (3d) 161
12
Doherty J.A. held that Molloy J. was incorrect to conclude that s. 3
includes a general fairness requirement that requires that benefits provided to
some political parties must be provided to all political parties. In his view,
the question of whether the 50-candidate threshold violates s. 3 of the Charter
must be determined with reference to the purpose of s. 3 , which is the
protection of the right to “effective representation” (para. 69). The issue to
be determined, then, is whether the favoured treatment of political parties
that nominate candidates in 50 or more electoral districts is inconsistent with
the right to effective representation.
13
According to Doherty J.A., effective representation is the desired end
product of the electoral process. On this view, the capacity of a political
party to enhance effective representation becomes operative only where the
party structures voter choice at the national level and offers the electorate
an opportunity to become involved in the choosing of a government. As a
consequence, statutory provisions that bestow benefits on political parties as
a means of enhancing effective representation properly distinguish between (i)
parties whose commitment to the process is sufficient to serve that goal and
(ii) parties whose commitment is so minimal as to be incapable of serving that
goal. Doherty J.A. found that the 50-candidate threshold is an acceptable
means of gauging that level of commitment.
14
With respect to the right of candidates to identify their party
affiliation on election ballots, Doherty J.A. held that the right to effective
representation includes the right to make an informed, rational choice.
Because the identification of party affiliation is an essential aspect of this
right, extending this benefit only to registered parties constitutes a
violation of s. 3 of the Charter . Doherty J.A. held that this violation
could not be saved under s. 1 . Although the objective of ensuring that voters
are not confused or misled by information on election ballots is pressing and
substantial, the 50-candidate threshold fails the minimal impairment test,
owing to the fact that it extends the prohibition to instances in which there
is no danger that the identification of a candidate’s party affiliation would
confuse or mislead voters.
15
Doherty J.A. thereby determined that the requirement that a political
party must nominate at least 50 candidates to attain registered party status is
not inconsistent with s. 3 of the Charter , except to the extent that it
denies candidates of non-registered parties the right to identify their party
affiliation on the election ballot.
IV. Issues
16
The question to be determined in this appeal is whether ss. 24(2), 24(3)
and 28(2) of the Elections Act infringe s. 3 of the Charter by
withholding from candidates nominated by political parties that have failed to
satisfy the 50-candidate threshold the right to issue tax receipts for
donations received outside the election period, the right to transfer unspent
election funds to the party, and the right to list their party affiliation on
the ballot papers — and, if so, whether that infringement is reasonable and
demonstrably justified under s. 1 of the Charter .
17
The appellant also submits that ss. 24(2), 24(3) and 28(2) of the Elections
Act infringe ss. 2 (d) and 15(1) of the Charter , and that
those infringements cannot be justified under s. 1 . Having determined that
this matter can be disposed of solely with reference to s. 3 of the Charter ,
I do not address either of those submissions. I also note that this appeal
centres on participation in the electoral process that precedes the
Parliamentary process. Hence, the manner in which Parliament determines which
political parties have official status in the House of Commons is not at issue
in this appeal.
V. Analysis
A. Does the 50-Candidate Threshold Violate
Section 3 of the Charter ?
18
The first question to be determined in this appeal is whether the
restriction on the right of candidates to issue tax receipts for donations
received outside the election period, to transfer unspent election funds to the
party, and to list their party affiliation on the ballot papers infringes s. 3
of the Charter . This requires the Court to perform two tasks. The
first is to define the purpose of s. 3 of the Charter . The second is to
evaluate the 50-candidate threshold in light of that definition in order to
determine whether it violates s. 3 of the Charter .
(1) Section 3 of the Charter
19
Under s. 3 of the Charter , “[e]very citizen of Canada has the
right to vote in an election of members of the House of Commons or of a
legislative assembly and to be qualified for membership therein”. On its face,
the scope of s. 3 is relatively narrow: it grants to each citizen no more than
the bare right to vote and to run for office in the election of representatives
of the federal and provincial legislative assemblies. But Charter analysis
requires courts to look beyond the words of the section. In the words of
McLachlin C.J.B.C.S.C. (as she then was), “[m]ore is intended [in the right to
vote] than the bare right to place a ballot in a box”: Dixon v. British
Columbia (Attorney General), [1989] 4 W.W.R. 393, at p. 403.
20
In order to determine the scope of s. 3, the Court must first ascertain
its purpose. As Dickson J. (as he then was) wrote in R. v. Big M Drug Mart
Ltd., [1985] 1 S.C.R. 295, at p. 344, “[t]he interpretation [of a section
of the Charter ] should be . . . a generous rather than a legalistic
one, aimed at fulfilling the purpose of the guarantee and securing for
individuals the full benefit of the Charter ’s protection”. In
interpreting the scope of a Charter right, courts must adopt a broad and
purposive approach that seeks to ensure that duly enacted legislation is in
harmony with the purposes of the Charter .
21
This Court first considered the purpose of s. 3 in Reference re
Provincial Electoral Boundaries (Sask.), [1991] 2 S.C.R. 158 (“Saskatchewan
Reference”). In determining that s. 3 does not require absolute equality
of voting power, McLachlin J. held that the purpose of s. 3 is “effective
representation” (p. 183). This Court has subsequently confirmed, on numerous
occasions, that the purpose of s. 3 is effective representation: see Haig
v. Canada, [1993] 2 S.C.R. 995; Harvey v. New Brunswick (Attorney
General), [1996] 2 S.C.R. 876; and Thomson Newspapers Co. v. Canada
(Attorney General), [1998] 1 S.C.R. 877.
22
The Court of Appeal for Ontario concluded that effective representation
is “the desired end product of the electoral process” (para. 80). In
particular, it found that effective representation exists where the electoral
process results in the formation of a majority government that has structured
choice and aggregated preferences at the national level. On this view, the
purpose of s. 3 is engaged only by those political parties that possess the
capacity to aggregate interests on a national level and participate in the
governance of the country subsequent to an election. A party that does not
participate in an election with a view to forming a government, or at least of
winning a substantial number of seats in Parliament, is not a party that
possesses the capacity to advance the objective of effective representation.
Thus, it is not improper to withhold benefits from political parties whose
level of participation is so minimal as to be incapable of serving that goal.
23
With respect, this is not how I understand McLachlin J.’s statement that
the purpose of s. 3 is effective representation. In my view, McLachlin J. was
not referring to a collective interest in a desired end product of the
electoral process that results in majority government. Rather, my colleague
emphasized the right of each citizen to an effective representative in the
legislative assembly. She wrote, at p. 183:
It is my conclusion that the purpose of the right
to vote enshrined in s. 3 of the Charter is not equality of voting power
per se, but the right to “effective representation”. Ours is a representative
democracy. Each citizen is entitled to be represented in
government. Representation comprehends the idea of having a voice in the
deliberations of government as well as the idea of the right to bring one’s
grievances and concerns to the attention of one’s government representative.
[First emphasis added; second emphasis in original.]
The issue in
that case was not whether the departure from absolute voter parity could be
justified by virtue of the benefits that it provided to rural voters, but
whether the departure from absolute voter parity was inconsistent with the
right of urban voters to an effective representative in the legislative
assembly. The Court concluded that the departure from absolute voter parity
was consistent with s. 3 , not because the departure provided for the more
effective representation of rural voters, but, rather, because it did not
interfere with the right of urban voters to an effective representative in the
legislative assembly.
24
Consequently, I do not agree with LeBel J.’s conclusion, at para. 117 of
his reasons, that the Saskatchewan Reference established that the
diminution of one aspect of effective representation (parity) can ultimately
result in the provision of more effective representation. Rather, the Saskatchewan
Reference established that it is a mistake to conflate the right of each
citizen to effective representation with a right to absolute voter parity. As
McLachlin J. wrote, at p. 181, “practical considerations such as social and
physical geography may impact on the value of the citizen’s right to
vote” (emphasis added). The Saskatchewan Reference, supra,
instructs us that it may be necessary to consider a broad range of social
factors prior to determining that a departure from absolute voter parity does,
in fact, interfere with the right of each citizen to effective representation.
If the departure from absolute voter parity does not interfere with the right
of each citizen to effective representation, it does not infringe s. 3 .
25
But the right to effective representation contemplates more than the
right to an effective representative in Parliament or a legislative assembly.
In Haig, supra, L’Heureux-Dubé J., for the majority of the Court,
summarized McLachlin J.’s discussion of the purpose of s. 3 as follows (at p.
1031):
Clearly, in a democratic society, the right to vote as expressed in s.
3 must be given a content commensurate with those values embodied in a
democratic state. For the majority of the Court, McLachlin J. concluded at p.
183 that it is the Canadian system of effective representation that is at the
centre of the guarantee:
. . . the purpose of the right to vote enshrined in s. 3 of the Charter
is not equality of voting power per se, but the right to “effective
representation”. Ours is a representative democracy. Each citizen is entitled
to be represented in government. Representation comprehends the idea of
having a voice in the deliberations of government as well as the idea of the
right to bring one’s grievances and concerns to the attention of one’s
government representative.
The purpose of s. 3 of the Charter is, then,
to grant every citizen of this country the right to play a meaningful role
in the selection of elected representatives who, in turn, will be
responsible for making decisions embodied in legislation for which they will be
accountable to their electorate. [First emphasis in original; second emphasis
added.]
As this
passage indicates, this Court has already determined that the purpose of s. 3
includes not only the right of each citizen to have and to vote for an elected
representative in Parliament or a legislative assembly, but also to the right
of each citizen to play a meaningful role in the electoral process. This, in my
view, is a more complete statement of the purpose of s. 3 of the Charter .
26
Support for the proposition that s. 3 should be understood with
reference to the right of each citizen to play a meaningful role in the
electoral process, rather than the election of a particular form of government,
is found in the fact that the rights of s. 3 are participatory in nature.
Section 3 does not advert to the composition of Parliament subsequent to an
election, but only to the right of each citizen to a certain level of
participation in the electoral process. On its very face, then, the central
focus of s. 3 is the right of each citizen to participate in the electoral
process. This signifies that the right of each citizen to participate in the
political life of the country is one that is of fundamental importance in a
free and democratic society and suggests that s. 3 should be interpreted in a
manner that ensures that this right of participation embraces a content
commensurate with the importance of individual participation in the selection
of elected representatives in a free and democratic state. Defining the
purpose of s. 3 with reference to the right of each citizen to play a
meaningful role in the electoral process, rather than the composition of
Parliament subsequent to an election, better ensures that the right of
participation that s. 3 explicitly protects is not construed too narrowly.
27
An understanding of s. 3 that emphasizes the right of each citizen to
play a meaningful role in the electoral process also is sensitive to the full
range of reasons that individual participation in the electoral process is of
such importance in a free and democratic society. As Dickson C.J. wrote in R.
v. Oakes, [1986] 1 S.C.R. 103, at p. 136:
The Court must be guided by the values and principles essential to a
free and democratic society which I believe embody, to name but a few, respect
for the inherent dignity of the human person, commitment to social justice and
equality, accommodation of a wide variety of beliefs, respect for cultural and
group identity, and faith in social and political institutions which enhance
the participation of individuals and groups in society.
In this
passage, Dickson C.J. was addressing s. 1 . Yet since reference to “a free and
democratic society” is essential to an enriched understanding of s. 3 , this
passage indicates that the best interpretation of s. 3 is one that advances the
values and principles that embody a free and democratic state, including
respect for a diversity of beliefs and opinions. Defining the purpose of s. 3
with reference to the right of each citizen to meaningful participation in the
electoral process, best reflects the capacity of individual participation in
the electoral process to enhance the quality of democracy in this country.
28
As this Court frequently has acknowledged, the free flow of diverse
opinions and ideas is of fundamental importance in a free and democratic
society. In R. v. Keegstra, [1990] 3 S.C.R. 697, at pp. 763-64, Dickson
C.J. described the connection between the free flow of diverse opinions and
ideas and the values essential to a free and democratic society in the
following terms:
The connection between freedom of expression and the political process
is perhaps the linchpin of the s. 2 (b) guarantee, and the nature of this
connection is largely derived from the Canadian commitment to democracy.
Freedom of expression is a crucial aspect of the democratic commitment, not
merely because it permits the best policies to be chosen from among a wide
array of proffered options, but additionally because it helps to ensure that
participation in the political process is open to all persons. Such open
participation must involve to a substantial degree the notion that all persons
are equally deserving of respect and dignity. The state therefore cannot act
to hinder or condemn a political view without to some extent harming the
openness of Canadian democracy and its associated tenet of equality for all.
Put simply,
full political debate ensures that ours is an open society with the benefit of
a broad range of ideas and opinions: see Switzman v. Elbling, [1957]
S.C.R. 285, at p. 326; RWDSU v. Dolphin Delivery Ltd., [1986] 2 S.C.R.
573, at p. 583; Edmonton Journal v. Alberta (Attorney General),
[1989] 2 S.C.R. 1326, at p. 1336; and R. v. Sharpe, [2001] 1 S.C.R. 45,
2001 SCC 2, at para. 23. This, in turn, ensures not only that policy makers
are aware of a broad range of options, but also that the determination of
social policy is sensitive to the needs and interests of a broad range of
citizens.
29
It thus follows that participation in the electoral process has an
intrinsic value independent of its impact upon the actual outcome of
elections. To be certain, the electoral process is the means by which elected
representatives are selected and governments formed, but it is also the primary
means by which the average citizen participates in the open debate that
animates the determination of social policy. The right to run for office
provides each citizen with the opportunity to present certain ideas and
opinions to the electorate as a viable policy option; the right to vote
provides each citizen with the opportunity to express support for the ideas and
opinions that a particular candidate endorses. In each instance, the
democratic rights entrenched in s. 3 ensure that each citizen has an
opportunity to express an opinion about the formation of social policy and the
functioning of public institutions through participation in the electoral
process.
30
In the final analysis, I believe that the Court was correct in Haig,
supra, to define s. 3 with reference to the right of each citizen to
play a meaningful role in the electoral process. Democracy, of course, is a
form of government in which sovereign power resides in the people as a whole.
In our system of democracy, this means that each citizen must have a genuine
opportunity to take part in the governance of the country through participation
in the selection of elected representatives. The fundamental purpose of s. 3 ,
in my view, is to promote and protect the right of each citizen to play a
meaningful role in the political life of the country. Absent such a right,
ours would not be a true democracy.
31
For this reason, I cannot agree with LeBel J. that it is proper, at this
stage of the analysis, to balance the right of each citizen to play a
meaningful role in the electoral process against other democratic values, such
as the aggregation of political preferences. Legislation that purports to
encourage the aggregation of political preferences might advance certain
collective interests, but it does not benefit all citizens, namely, those whose
interests are not aggregated by the mainstream political parties. As a result,
the proportionality analysis endorsed by LeBel J. clearly admits of the
possibility that collective or group interests will be balanced against the
right of each citizen to play a meaningful role in the electoral process at the
infringement stage of the analysis. If the government is to interfere with the
right of each citizen to play a meaningful role in the electoral process in
order to advance other values, it must justify that infringement under s. 1 .
32
This approach is consistent with the well-established principle that
limitations on the individual rights that the Charter protects must be
justified under s. 1 . As this Court repeatedly has affirmed, this is no less
true of s. 3 than it is of other sections of the Charter : see for
example Harvey, supra, at p. 897, and Sauvé v. Canada (Chief
Electoral Officer), [2002] 3 S.C.R. 519, 2002 SCC 68, at para. 11, in which
McLachlin C.J. wrote that the ambit of s. 3 “should not be limited by
countervailing collective concerns”. LeBel J. distinguishes this case from Harvey
and Sauvé on the basis that those cases involved a literal
prohibition on the right to vote or to run for office, whereas this case
involves the conditions under which citizens exercise those rights. In his
view, legislation that affects the conditions under which citizens vote or run
for an election without directly clashing with its plain language calls for a
different kind of analysis, namely, one that involves a balancing of competing
values.
33
With respect, I do not agree with LeBel J. that the proper analytical
approach varies with the nature of the alleged breach. The only difference, in
my view, is one of proof. As discussed throughout, the purpose of s. 3 is to
protect the right of each citizen to play a meaningful role in the electoral
process. Where the impugned legislation is inconsistent with the express
language of s. 3 , it is unnecessary to consider the broader social or political
context in order to determine whether the legislation interferes with the right
of each citizen to play a meaningful role in the electoral process. It is
plain and obvious that the legislation has this effect. But where the
legislation affects the conditions in which citizens exercise those rights it
may not be so obvious whether the legislation has this effect. Consequently,
it may be necessary to consider a broad range of factors, such as social or
physical geography, in order to determine whether the legislation infringes the
right of each citizen to play a meaningful role in the electoral process. In
neither instance, however, is the right of each citizen to play a meaningful
role in the electoral process subject to countervailing collective interests.
These interests fall to be considered under s. 1 .
34
As this suggests, I do not believe that the right to play a meaningful
role in the electoral process is a “qualified” right, in the same sense as the
right to life, liberty and security of the person and the right not to be
deprived thereof except in accordance with the principles of fundamental
justice (s. 7 ) or the right to be secure against unreasonable search and
seizure (s. 8 ). It should be noted that the language of s. 7 and s. 8 contains
balancing language within the provisions themselves. Accordingly, it is not
only appropriate but obligatory to recognize this in interpreting their
meaning: see for example R. v. S. (R.J.), [1995] 1 S.C.R. 451; and Hunter
v. Southam Inc., [1984] 2 S.C.R. 145, which are referenced by my colleague.
35
According to LeBel J., the fact that we identify the implicit content of
s. 3 with reference to qualified phrases such as the right a voter to be “reasonably
informed of all the possible choices”, or the right of parties and candidates
to have “a reasonable opportunity to present their positions” (Libman
v. Quebec (Attorney General), [1997] 3 S.C.R. 569, at para. 47 (emphasis
added)) indicates that the balancing of individual and collective interests
that is appropriate in the context of the expressly “qualified” rights also
applies under s. 3 , except when literal disqualifications are at issue.
36
In my view, the use of such language does not indicate that the right of
each citizen to play a meaningful role in the electoral process is to be
balanced against countervailing values, such as the collective interest in the
aggregation of political preferences. Rather, the use of such phrases reflects
that the purpose of s. 3 is not to protect the right of each citizen to play an
unlimited role in the electoral process, but to protect the right of
each citizen to play a meaningful role in the electoral process; the
mere fact that the legislation departs from absolute voter equality or
restricts the capacity of a citizen to participate in the electoral process is
an insufficient basis on which to conclude that it interferes with the right of
each citizen to play a meaningful role in the electoral process. But if the
legislation does, in fact, interfere with the capacity of each citizen to play
a meaningful role in the electoral process, it is inconsistent with s. 3 . Any
corresponding benefits related to democratic values other than the right of
each citizen to play a meaningful role must be considered under s. 1 .
37
Finally, although certain aspects of our current electoral system
encourage the aggregation of political preferences, I do not believe that this
aspect of the current electoral system is to be elevated to constitutional
status. In his reasons, LeBel J. argues that first-past-the-post elections
favour mainstream parties that have aggregated political preferences on a
national basis. This might, indeed, be true. But the fact that our current
electoral system reflects certain political values does not mean that those
values are embedded in the Charter , or that it is appropriate to balance
those values against the right of each citizen to play a meaningful role in the
electoral process. After all, the Charter is entirely neutral as to the
type of electoral system in which the right to vote or to run for office is to
be exercised. This suggests that the purpose of s. 3 is not to protect the
values or objectives that might be embedded in our current electoral system,
but, rather, to protect the right of each citizen to play a meaningful role in
the electoral process, whatever that process might be.
(2) Does the 50-Candidate Threshold Violate
Section 3?
38
Consequently, the essential question to be determined is whether the
50-candidate threshold interferes with the capacity of individual citizens to
play a meaningful role in the electoral process. In order to answer this
question, the Court must answer two prior questions. First, do the members and
supporters of political parties that nominate fewer than 50 candidates play a
meaningful role in the electoral process? And if so, does the restriction on
the right to issue tax receipts for donations received outside the election
period, to transfer unspent election funds to the party and to list their party
affiliation on the ballot papers interfere with the capacity of the members and
supporters of political parties that nominate fewer than 50 candidates to play
a meaningful role in the electoral process?
(a) The Role of Political Parties that
Nominate Candidates in Fewer Than 50 Electoral Districts
39
According to the Court of Appeal, the essential function of a political
party only becomes operative where it assumes a level of participation in the
electoral process sufficient to indicate that it aspires to participate in the
governance of the country subsequent to the election. It is my conclusion that
the ability of a political party to make a valuable contribution to the
electoral process is not dependent upon its capacity to offer the electorate a
genuine “government option”. Rather, political parties enhance the
meaningfulness of individual participation in the electoral process for reasons
that transcend their capacity (or lack thereof) to participate in the
governance of the country subsequent to an election. Irrespective of their
capacity to influence the outcome of an election, political parties act as both
a vehicle and outlet for the meaningful participation of individual citizens in
the electoral process.
40
With respect to the ability of a political party to act as an effective
vehicle for the meaningful participation of individual citizens in the
electoral process, it is important to note that political parties have a much
greater capacity than any one citizen to participate in the open debate that
the electoral process engenders. By doing so in a representative capacity, on
behalf of their members and supporters, political parties act as a vehicle for
the participation of individual citizens in the political life of the country.
Political parties ensure that the ideas and opinions of their members and
supporters are effectively represented in the open debate occasioned by the
electoral process and presented to the electorate as a viable option. If those
ideas and opinions are not subsequently adopted by the government of the day,
it is not because they have not been considered, but, rather, because they have
received insufficient public support.
41
Importantly, it is not only large political parties that are able to
fulfil this function. It likely is true that a large party will be able to
play a larger role in the open discourse of the electoral process, but it does
not thereby follow that the capacity of a political party to represent the
ideas and opinions of its members and supporters in the electoral process is
dependent upon its capacity to offer the electorate a “government option”.
Large or small, all political parties are capable of introducing unique
interests and concerns into the political discourse. Consequently, all
political parties, whether large or small, are capable of acting as a vehicle
for the participation of individual citizens in the public discourse that
animates the determination of social policy.
42
For example, marginal or regional parties tend to dissent from
mainstream thinking and to bring to the attention of the general public issues
and concerns that have not been adopted by national parties. They might exert
less influence than the national parties, but still can be a most effective
vehicle for the participation of individual citizens whose preferences have not
been incorporated into the political platforms of national parties. It is
better that an individual citizen have his or her ideas and concerns introduced
into the open debate of the electoral process by a political party with a limited
geographical base of support than not to have his or her ideas and concerns
introduced into that debate by any political party at all.
43
In respect of their ability to act as an effective outlet for the
meaningful participation of individual citizens in the electoral process, the
participation of political parties in the electoral process also provides
individuals with the opportunity to express an opinion on governmental policy
and the proper functioning of public institutions. A vote for a candidate
nominated by a particular party is an expression of support for the platform or
policy perspectives that the party endorses. The participation of political
parties thereby enhances the capacity of individual citizens to express an
opinion as to the type of country that they would like Canada to be through the
exercise of the right to vote.
44
Once again, the capacity of a political party to provide individual
citizens with an opportunity to express an opinion on governmental policy and
the proper functioning of public institutions is not dependent upon its
capacity to participate in the governance of the country subsequent to an
election. As the preceding paragraph suggests, participation as a voter is not
only about the selection of elected representatives. Irrespective of its
effect on the outcome of an election, a vote for a particular candidate is an
expression of support for a particular approach or platform. Whether that vote
contributes to the election of a candidate or not, each vote in support of that
approach or platform increases the likelihood that the issues and concerns
underlying that platform will be taken into account by those who ultimately
implement policy, if not now then perhaps at some point in the future.
45
As a consequence, there is no reason to think that political parties
that have not satisfied the 50-candidate threshold do not act as an effective
outlet for the meaningful participation of individual citizens in the electoral
process. There is no correlation between the capacity of a political party to
offer the electorate a government option and the capacity of a political party
to formulate a unique policy platform for presentation to the general public.
In each election, a significant number of citizens vote for candidates
nominated by registered parties in full awareness that the candidate has no
realistic chance of winning a seat in Parliament — or that the party of which
she or he is a member has no realistic chance of winning a majority of seats in
the House of Commons. Just as these votes are not “wasted votes”, votes for a
political party that has not satisfied the 50-candidate threshold are not
wasted votes either. As a public expression of individual support for certain
perspectives and opinions, such votes are an integral component of a vital and
dynamic democracy.
46
It is thus my conclusion that the members and supporters of political
parties that nominate candidates in fewer than 50 electoral districts do play a
meaningful role in the electoral process. They are both a vehicle for the
participation of individual citizens in the open debate occasioned by the
electoral process and an outlet for the expression of support for political
platforms that are different from those adopted by political parties with a
broad base of support. The question that thus arises is whether the
50-candidate threshold interferes with the right of such citizens to play a
meaningful role in the electoral process.
(b) The Impact of the 50-Candidate Threshold
47
As outlined earlier, the effect of the 50-candidate threshold is to
extend the benefits of registration only to those parties that have nominated
candidates in 50 electoral districts. At issue in this appeal are the rights
of candidates to issue tax receipts for donations received outside the election
period, to transfer unspent election funds to the party and to include their
party affiliation on the ballot papers. The question to be determined is
whether withholding these benefits from candidates of parties who have not met
the 50-candidate threshold undermines the right of each citizen to meaningful
participation in the electoral process. In each instance, it is my opinion
that the threshold does, in fact, have this effect.
(i) The Right to Issue Tax Receipts and to Retain Unspent Election
Funds
48
I begin by noting that it is not my position that s. 3 imposes upon
Parliament a freestanding obligation to extend to political parties the right
to issue tax credits for donations received outside the election period or to
extend to candidates the right to transfer unspent election funds to the
party. Section 3 prevents Parliament from interfering with the right of
each citizen to play a meaningful role in the electoral process; it does not impose
upon Parliament an obligation to enact legislation that enhances the capacity
of political parties to raise funds for the purpose of communicating the ideas
and opinions of its members and supporters to the general public. However,
legislation that bestows a benefit upon some political parties, but not
others, requires scrutiny. In this instance, it is only because Parliament has
extended these benefits to political parties that satisfy the 50-candidate
threshold that its consequent failure to extend these benefits to political
parties that do not satisfy the threshold constitutes an infringement of s. 3.
49
The premise underlying this conclusion is a fairly simple one. Owing to
the competitive nature of the electoral process, the capacity of one citizen to
participate in the electoral process is closely connected to the capacity of
other citizens to participate in the electoral process. The reason for this is
that there is only so much space for political discourse; if one person “yells”
or occupies a disproportionate amount of space in the marketplace for ideas, it
becomes increasingly difficult for other persons to participate in that
discourse. It is possible, in other words, that the voices of certain citizens
will be drowned out by the voices of those with a greater capacity to
communicate their ideas and opinions to the general public.
50
It is thus my conclusion that s. 3 imposes on Parliament an obligation
not to enhance the capacity of one citizen to participate in the electoral
process in a manner that compromises another citizen’s parallel right to
meaningful participation in the electoral process. Where legislation extends a
benefit to some citizens, but not to others, it is necessary to consider
carefully the impact of that legislation on the citizens who have not received
the benefit. If the legislation interferes with the right of certain citizens
to play a meaningful role in the social discourse and dialogue that the
electoral process engenders, it is inconsistent with s. 3 of the Charter .
51
Put differently, one might say that s. 3 imposes on Parliament an
obligation not to interfere with the right of each citizen to participate in a
fair election. As the Court observed in Libman, supra, at para.
47, electoral fairness is a fundamental value of democracy:
The principle of electoral fairness flows directly from a principle
entrenched in the Constitution: that of the political equality of
citizens. . . . Elections are fair and equitable only if all
citizens are reasonably informed of all the possible choices and if parties and
candidates are given a reasonable opportunity to present their
positions. . . .
Importantly,
this requirement of fairness is not synonymous with formal equality: see the
Saskatchewan Reference, supra, in which the Court determined that s.
3 does not require absolute voter parity. It is not enough to offend s. 3 that
the legislation differentiates between one citizen and another, or one
political party or another. It also is necessary that the differential
treatment have an adverse impact upon the applicant’s right to play a
meaningful role in the electoral process.
52
The effect of the restriction on the right to issue tax receipts for
donations received outside the election period is that parties that have
satisfied the 50-candidate threshold are able to raise more funds than they
would otherwise be able to raise. Similarly, the effect of the restriction on
the right to transfer unspent election funds to the party rather than the Receiver
General is that only parties that have satisfied the 50-candidate threshold are
able to retain unspent election funds. In each instance, the effect of the
threshold is that political parties that have satisfied the threshold
requirement have more resources at their disposal for the purpose of
communicating their ideas and opinions to the general public. The flip side of
the coin is that it is even more difficult for a party that has not satisfied
the 50-candidate threshold to publicize its own ideas and views. As the Court
observed in Libman, supra, at para. 47, there already is reason
to be concerned that the most affluent parties will dominate the public
discourse and deprive their opponents of a reasonable opportunity to speak and
to be heard. Legislation that augments this disparity increases the likelihood
that the already marginalized voices of political parties with a limited
geographical base of support will be drowned out by mainstream parties with an
increased ability to both raise and retain election funds.
53
This, in turn, diminishes the capacity of the individual members and
supporters of such parties to play a meaningful role in the electoral process.
As discussed above, political parties act as a vehicle for the participation of
individual citizens in the electoral process; they are the primary mechanism by
which individual citizens introduce their own ideas and opinions into the
public dialogue that elections spawn. Legislation that contributes to a
disparity in the capacity of the various political parties to participate in
that dialogue ensures that some persons have a more effective vehicle for their
ideas and opinions than others. The 50-candidate threshold thus infringes s. 3
of the Charter by decreasing the capacity of the members and supporters
of the disadvantaged parties to introduce ideas and opinions into the open
dialogue and debate that the electoral process engenders.
54
The restriction on these benefits has a more general adverse effect as
well. The right to play a meaningful role in the electoral process includes
the right of each citizen to exercise the right to vote in a manner that
accurately reflects his or her preferences. In order to exercise the right to
vote in this manner, citizens must be able to assess the relative strengths and
weaknesses of each party’s platform — and in order to assess the relative
strengths and weaknesses of each party, voters must have access to information
about each candidate. As a consequence, legislation that exacerbates a
pre-existing disparity in the capacity of the various political parties to
communicate their positions to the general public is inconsistent with s. 3 .
This, however, is precisely the effect of withholding from political parties
that have not satisfied the 50-candidate threshold the right to issue tax
receipts for donations received outside the election period and the right to
retain unspent election funds. By derogating from the capacity of marginal or
regional parties to present their ideas and opinions to the general public, it
undermines the right of each citizen to information that might influence the
manner in which she or he exercises the right to vote.
(ii) Withholding the Right to Include Party
Affiliation on the Ballot Papers
55
The impact of the 50-candidate threshold on the right of candidates to
include their party affiliation on the ballot papers has a similar effect on
the right of each citizen to play a meaningful role in the electoral process.
First, withholding this benefit from parties that have not satisfied the
50-candidate threshold diminishes the capacity of individual citizens to
participate in the political discourse. There is a close connection between
the capacity of the members and supporters of a political party to influence
policy and the support that the party receives in any given election. Even if
the party does not win a single seat in Parliament, the greater the number of
votes that it receives the more likely it is that other citizens and the
elected government will take seriously the ideas and opinions that it
endorses. Legislation that reduces the number of votes that a candidate
nominated by a particular party might receive interferes with the capacity of
the members and supporters of that party to participate in the public discourse
through participation in the selection of elected representatives. For the
reasons below, it is my conclusion that the restriction on the right of a
candidate to list his or her party affiliation on a ballot paper likely does
have this effect.
56
As Molloy J. observed, political parties play such a prominent role in
our democratic system that the choice of candidates by some voters is based
largely, if not exclusively, on party affiliation. Many individuals are
unaware of the personal identity or background of the candidate for whom they
wish to vote. In the absence of a party identifier on the ballot paper, it is
possible that certain voters will be unable to vote for their preferred
candidate. Furthermore, it also is possible that voters who are
familiar with the identity of the candidate of a particular party will be
discouraged from voting for a candidate nominated by a non-registered party.
Owing to the prominence of political parties in our system of representative
democracy, affiliation with an officially recognized party is highly
advantageous to individual candidates. In the minds of some voters, the
absence of a party identifier might make candidates nominated by parties that
have not satisfied the 50-candidate threshold a less attractive option. It
might create the impression that the candidate is not, in fact, affiliated with
a political party, or that the political party with which she or he is
affiliated is not a legitimate political party. In each instance, the
restriction on the right of candidates to list their party affiliation
interferes with the capacity of non-registered parties to compete in the
electoral process.
57
For similar reasons, the restriction on the right of candidates to
include their party affiliation on the ballot paper also undermines the right
of each citizen to make an informed choice from among the various candidates.
In order to make such a choice, it is best that a voter have access to roughly
the same quality and quantity of information in respect of each candidate. In
our system of democracy, the political platform of an individual candidate is
closely aligned with the political platform of the party with which she or he
is affiliated, and thus the listing of party affiliation has a significant
informational component. Thus, legislation that allows some candidates to list
their party affiliation yet prevents others from doing the same is inconsistent
with the right of each citizen to exercise his or her right to vote in a manner
that accurately reflects his or her actual preferences. It violates s. 3 by
ensuring that voters are better informed of the political platform of some
candidates than they are of others.
58
For these reasons, I conclude that the 50-candidate threshold does
infringe s. 3 of the Charter . It undermines both the capacity of
individual citizens to influence policy by introducing ideas and opinions into
the public discourse and debate through participation in the electoral process,
and the capacity of individual citizens to exercise their right to vote in a
manner that accurately reflects their preferences. In each instance, the
threshold requirement is inconsistent with the purpose of s. 3 of the Charter :
the preservation of the right of each citizen to play a meaningful role in the
electoral process.
B. Is the Infringement Saved by Section 1 of
the Charter ?
59
In order to justify the infringement of a Charter right under s.
1 , the government must demonstrate that the limitation is reasonable and
demonstrably justifiable in a free and democratic society. This involves a
two-step analysis, pursuant to Oakes, supra, and related cases: Vriend
v. Alberta, [1998] 1 S.C.R. 493; Thomson Newspapers, supra,
and M. v. H., [1999] 2 S.C.R. 3. Throughout this process the burden
rests on the government. The government first must demonstrate that the
objective of the legislation is sufficiently pressing and substantial to
warrant violating a Charter right. The objectives must be neither
“trivial” nor “discordant with the principles integral to a free and democratic
society”: Oakes, supra, at p. 138. Once this has been
established, the government must then demonstrate that the infringement is
proportionate, namely, that the legislation is rationally connected to the objective,
that it minimally impairs the Charter right in question, and that the
salutary benefits of the legislation outweigh the deleterious effects.
60
Before beginning this analysis, I note this Court’s prior conclusion
that limits on s. 3 require not deference, but careful examination: Sauvé,
supra, at para. 9. As the Court observed in that case, s. 3 is one of the Charter
rights that cannot be overridden by the invocation of s. 33 of the Charter .
This highlights the extent to which s. 3 is fundamental to our system of
democracy and indicates that great care must be exercised in determining
whether or not the government has justified a violation of s.
3 .
61
In his factum, the Attorney General of Canada submits that the objective
of the 50-candidate threshold is “to enhance the effectiveness of Canadian
elections, in both their process and outcome” (emphasis in original).
More specifically, the Attorney General submits that the 50-candidate threshold
advances three separate goals: (i) to improve the effectiveness of the
electoral process; (ii) to protect the integrity of the electoral financing
regime; and (iii) to ensure that the process is able to deliver a viable
outcome for our form of responsible government. To provide a more complete
analysis of the federal government’s arguments under s. 1 , I deal with each
objective advanced separately. Consequently, in the analysis below, I consider
each of the proposed objectives in turn to determine first whether the
government has demonstrated that any of the specific objectives is of pressing
and substantial importance and, second, that the violation of s. 3 is
proportionate.
(1) Improvement of the Electoral Process
62
The first objective that the Attorney General relies upon is the
improvement of the electoral process through the public financing of political
parties. To the extent that this actually is the objective of the 50-candidate
threshold, the objective is a pressing and substantial one. The public
financing of political parties makes a number of valuable contributions to our
system of democracy.
63
The effective functioning of the electoral process requires that
political parties have access to considerable financial resources. For the
reasons discussed above, it is essential that voters are well informed. Voters
that are not well informed cannot exercise their right to vote in a manner that
reflects their actual preferences. Political parties, however, cannot ensure
that voters are well informed unless they have access to sufficient financial
resources to communicate their ideas to the general public. And many would
argue that it is not only beneficial that political parties have access to
adequate financial resources, but also that a significant percentage of those
resources be received from individual citizens. The present law is based on
the theory that candidates who have received modest contributions from a broad
range of sources, including individuals, are more accountable to the citizens
whose interests they ultimately represent than candidates who receive large
contributions from a limited number of sources, such as business organizations
and unions: Report of the Committee on Election Expenses (the
Barbeau Committee) (1966), at pp. 33-34.
64
Thus, I agree that legislation that seeks to encourage individual
citizens to donate funds to political parties advances a pressing and
substantial objective. However, it is not the validity of legislation that
encourages individual citizens to donate funds to political parties that is in
question. Legislation that prevents certain political parties from issuing tax
receipts or retaining unspent election funds does not encourage individual citizens
to donate funds to political parties, but, rather, actively discourages
the members and supporters of those parties from making such contributions.
There is no connection whatsoever between the 50-candidate threshold and the
objective of improving the electoral process through the public financing of
political parties.
65
While the broad objective of “improving the electoral process through
the public financing of political parties” will, therefore, not suffice to
justify the legislation, it is possible that the more specific objective of
ensuring that the electoral process is improved in what might be called a
cost-efficient manner would satisfy the Oakes test. As an initial
matter, I am apprehensive about concluding that the objective of ensuring the
cost-efficiency of the tax credit scheme is sufficiently pressing and
substantial to warrant violating a Charter right. There is no
meaningful distinction between violating a Charter right for the purpose
of advancing an otherwise valid objective in a cost-efficient manner and
violating a Charter right for the purpose of preserving the public
purse. It is not clear, however, that preserving the public purse is an
objective that is sufficiently pressing and substantial to satisfy this branch
of the Oakes test. As Lamer C.J. wrote in Schachter v. Canada,
[1992] 2 S.C.R. 679, at p. 709, “budgetary considerations cannot be used to
justify a violation under s. 1 ”; see also Egan v. Canada, [1995] 2
S.C.R. 513, at para. 99; and Reference re Remuneration of Judges of the
Provincial Court of Prince Edward Island, [1997] 3 S.C.R. 3.
66
At the same time, I do not wish to rule out the possibility that there
might be instances in which the potential impact upon the public purse is of
sufficient magnitude to justify limiting the rights of individual citizens.
For the sake of this analysis, then, I believe it prudent to accept that
ensuring the cost-efficiency of the tax credit scheme is a pressing and
substantial concern. The question, then, is whether the 50-candidate threshold
is proportional, that is, whether it is an acceptable means of ensuring the
cost-efficiency of the financing regime. More specifically, is the threshold
requirement rationally connected to the objective, does it impair s. 3 as minimally
as possible, and do the benefits of the threshold outweigh its effects on the Charter
rights of the individual citizen?
67
In respect of the restriction on the right of the candidates to transfer
unspent election funds to the party and to list their party affiliation on the
ballot papers, it is impossible to discern any connection whatsoever between
the threshold requirement and the objective of ensuring the cost-efficiency of
public financing. In neither instance is the benefit made available for the
purpose of encouraging individual citizens to donate funds to political
parties. Accordingly, it is impossible to conclude that the objective of the
restriction is to ensure the cost-efficiency of the public financing regime.
This objective can provide no justification for restricting the right of
candidates to transfer unspent election funds to the party or to include party
identifiers on their ballot papers.
68
At first glance, it might appear that the restriction on the right of
political parties to issue tax receipts for donations received outside the
election period is rationally connected to the objective of ensuring the
cost-efficiency of the public financing regime. After all, each tax credit
issued does reduce the country’s tax revenues. Nonetheless, it is important to
note that the threshold requirement has no impact whatsoever upon the potential
overall burden of the tax credit scheme on the public purse. Even with the
threshold in place, it still is possible for every citizen to obtain the full
$500 credit that is available in respect of donations to political parties.
Further, there is nothing in the Elections Act that would prevent each
citizen from making a donation to a registered political party. The connection
between legislation that has no impact upon either the number of citizens
allowed to claim the tax credit or the size of the credit and the objective of
ensuring the cost-efficiency of the tax credit scheme is tenuous at best.
Moreover, the government has provided no evidence to substantiate its claim
that the threshold actually improves the cost-efficiency of the tax credit
scheme. It is thus my conclusion that the rational connection test had not
been satisfied.
69
Even if the government was able to advance sufficient evidence to
substantiate its claim that the threshold requirement is rationally connected
to the advanced objective, the legislation still fails the minimal impairment
test. If Parliament believes that the costs associated with the tax credit
scheme are prohibitively high, a more appropriate means by which to address
this problem would be to reduce the amount that each citizen is entitled to
claim in respect of donations to political parties. This would not only be a
more effective means of limiting the costs associated with the tax credit
scheme, but it also would be a means of achieving that objective that did not
result in the violation of any citizen’s right to play a meaningful role in the
electoral process. Where the same objective can be achieved without violating
any citizen’s Charter rights, the minimal impairment test of the Oakes
test has not been satisfied.
70
Finally, even if the first two branches of the proportionality test had
been met, the benefits associated with the reduced costs of the tax credit
scheme still would not outweigh the deleterious effects on the right of
individual citizens to play a meaningful role in the electoral process. The
right to participate in the selection of elected representatives is one of the
touchstones of a free and democratic state: see Sauvé, supra, at
para. 58, in which McLachlin C.J. wrote that a violation of s. 3 undermines
both the legitimacy and effectiveness of government. The deleterious effects associated
with a violation of s. 3 are substantial. Conversely, the government has
advanced no evidence indicating that the 50-candidate threshold provides any
significant benefit to the public purse. Rather, owing to the fact that
political parties that nominate candidates in fewer than 50 electoral districts
typically have a relatively small base of support, one would expect the
percentage of political donations received by non-registered parties to be
relatively insignificant — as one would thereby expect the savings to the
public purse to be relatively insignificant. If the right of individual
citizens to play a meaningful role in the electoral process is to be limited
for fiscal reasons, the savings would have to be much more substantial than
those associated with the restriction on the right of non-registered parties to
issue tax receipts to individual citizens for donations received outside the
election period.
(2) Protecting the Integrity of the Electoral
Financing Regime
71
The Attorney General submits that a second objective of the 50-candidate
threshold is the preservation of the integrity of the electoral financing
regime. It is his submission that the 50-candidate threshold is necessary to
ensure that third parties that have no genuine interest in participating in the
electoral process do not abuse the electoral financing regime.
72
This Court already has determined that preserving the integrity of the
electoral process is a pressing and substantial concern in a free and
democratic state. In Harvey, supra, in which the Court
considered the constitutional validity of provincial legislation that
prohibited members of New Brunswick’s Legislative Assembly from holding or
seeking office for a period of five years subsequent to conviction pursuant to
the New Brunswick Elections Act, R.S.N.B. 1973, c. E-3, La Forest J.
wrote as follows, at para. 38:
I have no doubt that the primary goal of the impugned legislation is to
maintain and enhance the integrity of the electoral process. Nor do I doubt
that such an objective is always of pressing and substantial concern in any
society that purports to operate in accordance with the tenets of a free and
democratic society.
The systems
and regulations that govern the process by which governments are formed should
not be easily compromised. Electoral financing is an integral component of
that process, and thus it is of great importance that the integrity of the
electoral financing regime be preserved. Ensuring that funds raised pursuant
to the Elections Act are not misused is a constitutionally valid
objective.
73
The next question to be determined is whether there is a rational
connection between the impugned legislation and the constitutionally valid
objective: has the government demonstrated that the 50-candidate threshold is
rationally connected to the objective of preserving the integrity of electoral
financing regime? Once again, it is immediately clear that this objective
provides no justification for the restriction on the right of candidates to
list their party affiliation on the ballot papers. The restriction on the
right of candidates to list their party affiliation on their ballot papers
simply does not engage the electoral financing regime, let alone advance the
objective of ensuring its integrity. Although it is perhaps less obvious, the
same is true of the restriction on the right to issue tax receipts and the
right to transfer unspent election funds to the party.
74
In respect of the restriction on the right to issue tax receipts, it is
the Attorney General’s submission that the threshold requirement prevents
organizations that have no genuine interest in the electoral process from
raising funds pursuant to s. 127(3) of the Income Tax Act . There would
seem to be two possible aspects to this submission. The first is that failure
to satisfy the 50-candidate threshold is evidence that a political party has no
genuine interest in the electoral process. The second is that the 50-candidate
threshold actively discourages organizations that have no electoral aim from
seeking registered party status solely for the purpose of obtaining the right
to issue tax receipts. Neither aspect of this submission provides a sufficient
basis for concluding that the threshold requirement is rationally connected to
the stated objective.
75
First, there is no merit whatsoever to the claim that failure to satisfy
the 50-candidate threshold is evidence that a political party has no genuine
interest in the electoral process. For all the reasons discussed above, a
political party need not nominate candidates in 50 electoral districts in order
to play a meaningful role in the electoral process. History reveals instances
in which political parties that were once prominent in fielding candidates or
electing members subsequently failed to meet the 50-candidate threshold. Most
recently, the Communist Party of Canada failed to satisfy the threshold in
1993, as did the Social Credit Party in 1988. As these examples indicate, the
50-candidate threshold is an inadequate mechanism for determining whether an
organization is a legitimate political party, with a genuine intention of
participating in the electoral process.
76
The government also has failed to demonstrate that the threshold
prevents third parties or lobby groups from nominating candidates for the sole
purpose of obtaining the right to issue tax receipts for donations received
outside the campaign period. I first note that all candidates, whether
nominated by a registered party or not, are entitled to issue tax receipts for
donations received during the campaign period. If third parties or
lobby groups have not already nominated candidates for the purpose of obtaining
this benefit, it seems unlikely that they would nominate candidates for the
purpose of obtaining the right to issue tax receipts for donations received outside
the election period. In addition, there are a substantial number of
obligations that a registered party must comply with, such as submitting
audited financial statements, audited financial transactions returns and
audited election expenses returns. Absent evidence indicating that these
requirements are not sufficient to prevent third parties from seeking
registered party status for the sole purpose of abusing the tax credit scheme,
there is no basis for concluding that the 50-candidate threshold actually
advances the objective of preventing the misuse of the electoral financing
regime.
77
In respect of the restriction on the right of candidates to transfer
unspent election funds to the party, the respondent submits that a threshold requirement
is necessary because non-registered parties are not subject to the reporting
requirements of the Elections Act. This submission, however, is
entirely circular. After all, the threshold requirement is the only reason
that parties that nominate fewer than 50 candidates are not subject to the
reporting requirements. If the reporting requirements already address the
misuse of unspent election funds, it is unnecessary to require certain parties
to transfer unspent election funds to the Receiver General. If, on the other
hand, the reporting requirements are insufficient to prevent the misuse of
election funds, the threshold requirement would do little to preserve the
integrity of the electoral financing regime. The integrity of the electoral
financing regime is not preserved by requiring but an extremely small subset of
unspent election funds to be paid to the Receiver General.
78
Furthermore, even if the restrictions on the right to issue the tax
receipt and the right to retain unspent election funds prevent the misuse of
the electoral financing regime, the legislation fails the minimal impairment
test. In each instance, the government has failed to demonstrate that it could
not achieve the same results without violating s. 3 of the Charter .
Consider, for example, the auditors and other investigators that the government
already has at its disposal. There is no reason to think that auditors would
not be equally capable, if not more so, of detecting, and thereby preventing,
the misuse of funds raised pursuant to the electoral financing regime. The
misuse of funds, after all, is precisely the sort of mischief that auditors are
trained to uncover, and which the state can properly criminalize in order to
preserve the integrity of the electoral financing regime. The logical
inference is that precisely the same result could be achieved through strict
spending rules and the use of auditors. If the same result could be achieved
without violating the Charter , the minimal impairment requirement has
not been satisfied.
(3) Ensuring a Viable Outcome for Our Form of
Responsible Government
79
The third objective advanced by the respondent is that of ensuring that
the electoral process results in a viable outcome for our form of responsible
government. The essence of this submission is that a certain type of outcome,
considered from a non-partisan perspective, is better suited to our system of
democracy. In particular, what the respondent would seem to envision is the
formation of a majority government that has aggregated preferences on a
national scale. It is the respondent’s submission that majority governments
provide more effective governance than governments that consist of coalitions
between or among various political parties. On this view, legislation that
increases the likelihood of such a government is legislation that advances a
pressing and substantial objective.
80
Articulating the objective of the legislation in this manner is
extremely problematic. In order to advance this objective, the legislation
must interfere with the right of individual citizens to play a meaningful role
in the electoral process to such an extent that it increases the likelihood
that candidates nominated by national parties will be elected, thereby
decreasing the likelihood that candidates nominated by regional or marginal
parties will be elected. As noted above, in Oakes, supra,
Dickson C.J. concluded that the objective of the impugned legislation must not
be “discordant” with the principles integral to a free and democratic society.
Legislation enacted for the express purpose of decreasing the likelihood that a
certain class of candidates will be elected is not only discordant with the
principles integral to a free and democratic society, but, rather, is the
antithesis of those principles. Consequently, it is difficult to accept that
the objective of ensuring that the electoral process results in a particular
outcome is sufficiently pressing and substantial to warrant the violation of a Charter
right.
81
There also are difficulties associated with the government’s submission
that a majority government that has aggregated preferences on a national scale
is the only form of viable government in our system of democracy. Between 1882
and 1983 there were nine minority governments in the British Parliament. In
Canada, there have been eight minority federal governments and a number of
provincial minority governments. The Attorney General of Canada has presented
no evidence that demonstrates that such governments are less democratic than
majority governments, or that they provided less effective governance than
majority governments. Importantly, I do not mean to suggest that Parliament
must choose an electoral system that the Court believes will result in “good”
or “better” governance. The Charter aside, the choice among electoral
processes is, as LeBel J. states, a political one – and not one in which the
Court should involve itself. But if Parliament interferes with the right of
each citizen to play a meaningful role in that process, it must be able to
point to a pressing and substantial objective that it seeks to advance. In the
absence of compelling reason to assert that a particular outcome will result in
better governance, there is no basis on which to conclude that legislation that
seeks to obtain that outcome advances an objective that is sufficiently
pressing and substantial to warrant interfering with the right of each citizen
to play a meaningful role in the electoral process.
82
At the same time, one can point to arguments to state that there are
collective benefits associated with majority governments. For example, it is
possible that the continuity and stability associated with majority governments
results in better governance. The increased ease with which majority
governments are able to implement policy might ensure that such governments are
able to advance their objectives more effectively than a coalition, again
resulting in better governance. This is sometimes argued to be a benefit of the
Westminster model of parliamentary democracy, reflected in the preamble to the Constitution
Act, 1867 , giving Canada “a Constitution similar in Principle to that of
the United Kingdom”. It also is possible that there are benefits associated
with factors unique to the Canadian political landscape. Or perhaps it is
simply that this is a system that Canadians have grown accustomed to — and that
there exists an inverse relationship between public confidence in government
and the fragmentation of Parliament. Accordingly, even if the election of a
strong national government is not the only viable outcome of the electoral
process, it at least is possible that there are certain benefits associated
with the formation of a majority government that has aggregated preferences on
a national basis.
83
But even if I were willing to accept that the collective benefits
associated with the formation of a majority government are of sufficient
magnitude to warrant interference with the right of each to play a meaningful
role in the electoral process, serious difficulties remain. For the reasons
discussed below, I conclude that the legislation fails the proportionality
branch of the Oakes test. As a consequence, I believe it prudent to
leave the question of whether majority building is a pressing and substantial
objective unanswered at this time. Even if there are conceptual difficulties
associated with the objective of ensuring that the electoral process results in
a particular outcome, I would not want to foreclose the possibility that the
government might be able to demonstrate that there is a reasonable basis for
its belief that majority governments are more effective than minority
governments.
84
In respect of the proportionality branch of the Oakes test, the
first question to be determined is whether the 50-candidate threshold is
rationally connected to the stated objective. On its face, it would appear
that the legislation is rationally connected to the objective of majority
building. After all, a large part of the reason that it was found to violate
s. 3 is that it creates a competitive advantage for parties with a broad
geographical base of support. Common sense would seem to suggest that
legislation that makes it difficult for regional or marginal parties to garner
support and to build political momentum is rationally connected to the
objective of increasing the likelihood of a majority government.
85
Importantly, there exists no evidence that the 50-candidate threshold is
a cause of this phenomenon. It is equally possible, if not more so, that most
voters do not feel that their interests are reflected in the platforms of
non-registered political parties, or would prefer to cast a vote for a
political party that has a genuine opportunity of winning a substantial number
of seats in Parliament. Indeed, it seems unlikely that removing the threshold
requirement would have a significant impact, if it would have any impact at
all, on the likelihood that the electoral process will result in the election
of a majority government, either now or at any time in the foreseeable future.
The more likely threat to majority governments is not the participation of
regional or marginal parties that have failed to satisfy the 50-candidate
threshold, but, rather, the proliferation of registered political parties
generally. The Elections Act, however, imposes no limit on the number
of political parties that qualify for registered party status.
86
Absent any evidence that the full participation of political parties
that fail to satisfy the 50-candidate threshold would, in fact, decrease the
likelihood that the electoral process will result in the formation of a
majority government, the threshold requirement cannot reasonably be expected to
advance the stated objective. For this reason alone, even if the objective in
question was pressing and substantial, the 50-candidate threshold would fail
the first branch of the proportionality test, namely, the rational connection
test.
87
But even if the respondent could prove that the 50-candidate threshold
has a meaningful impact on the likelihood that subsequent elections will result
in the election of majority governments, it still would be my conclusion that
the legislation fails the third branch of the proportionality test: the
proportionate effects test. The government has failed to demonstrate that the
salutary benefits of the legislation outweigh its deleterious effects.
88
On the one hand, the deleterious effects associated with this
legislation are substantial. As discussed above, this legislation has a
significant impact on the capacity of candidates nominated by non-registered
political parties to communicate their ideas to the electorate. This, in turn,
undermines the capacity of individual citizens to introduce ideas and opinions
into the public discourse that the electoral process engenders, and to exercise
their right to vote in a manner that accurately reflects their preferences.
This, however, is not the only effect of the 50-candidate threshold. If the
legislation is, in fact, rationally connected to the stated objective, it must
do more than interfere with the right of individual citizens to play a
meaningful role in the electoral process in order to obtain this objective: it
must interfere to such an extent that it results not only in the election of
individual candidates who would not otherwise have been elected, but also in
the election of majority governments that would not otherwise have been
elected. As noted above, it is difficult to reconcile legislation that seeks
to have this effect with the principles that are integral to a free and
democratic society. Legislation that violates s. 3 for this purpose does great
harm to both individual participants and the integrity of the electoral process
itself.
89
Legislation with such harmful effects would be difficult to justify.
The government would have to point to salutary benefits that outweigh these
very significant deleterious effects. More specifically, it is incumbent on
the government to demonstrate, either through evidence or argument, that a
majority government is likely to provide substantially better governance than a
minority government. The government has failed to satisfy this burden. The
government has not advanced sufficient evidence to demonstrate that the
election of a majority government would result in benefits that outweigh the
deleterious effects associated with legislation that violates s. 3 for the
purpose of ensuring that the electoral process results in the election of a
government that would not otherwise be elected. Nor has it provided a reasoned
basis on which to conclude that this is the case. In the absence of either
evidence or argument to this effect, it is impossible to conclude that the
legislation is justifiable in a free and democratic society.
VI. Disposition
90
In the final analysis, I conclude both that the 50-candidate threshold
is inconsistent with the right of each citizen to play a meaningful role in the
electoral process, and that the government has failed to justify this
violation.
91
However, before I dispose of this appeal I think it important to stress
that this decision does not stand for the proposition that the differential
treatment of political parties will always constitute a violation of s. 3 . Nor
does it stand for the proposition that an infringement of s. 3 arising from the
differential treatment of political parties could never be justified.
Consequently, although the disposition of this case will have an impact on
sections of the Elections Act that provide access to free broadcast
time, the right to purchase reserved broadcast time, and the right to partial
reimbursement of election expenses upon receiving a certain percentage of the
vote, I express no opinion as to the constitutionality of legislation that
restricts access to those benefits. It is possible that it would be necessary
to consider factors that have not been addressed in this appeal in order to
determine the constitutionality of restricting access to those benefits.
92
In addition, the question also arises as to the number of candidates
required to justify restricting access to the three benefits discussed in these
reasons. The thrust of the reasons is that no threshold requirement is
acceptable. However, I note the recent amendment to the Elections Act that
reduces the threshold requirement in respect of the right of candidates to list
their party affiliation on the ballot papers: S.C. 2001, c. 21, s. 12 .
Pursuant to this amendment, a political party need only nominate 12 candidates
in order for its nominees to obtain the right to include their party
affiliation on the ballots. Obviously, the constitutionality of the amended
provision is not currently before the Court. It may well be that the
government will be able to advance other objectives that justify a 12-candidate
threshold. But suffice it to say, the objectives advanced do not justify a
threshold requirement of any sort, let alone a 50-candidate threshold.
93
In the result, the appeal is allowed with costs and ss. 24(2), 24(3) and
28(2) of the Elections Act are declared unconstitutional. The
declaration of unconstitutionality is suspended for 12 months in order to
enable the government to comply with these reasons.
94
The constitutional questions are answered as follows:
1. Do ss. 24(3)(a) and 28(2) of the Canada
Elections Act, R.S.C. 1985, c. E-2 (now ss. 370(1) and 385 , S.C. 2000, c.
9 ) limit the s. 3 Canadian Charter of Rights and Freedoms rights of
candidates or supporters of non-registered political parties by requiring that,
in order to become and remain a registered political party, a party must
nominate candidates in at least 50 electoral districts in each general
election?
Answer: Yes.
2. If the answer to Question 1 is in the
affirmative, is this limitation reasonable and demonstrably justified in a free
and democratic society under s. 1 of the Charter ?
Answer: No.
3. Do ss. 24(3)(a) and 28(2) of the Canada
Elections Act, R.S.C. 1985, c. E-2 (now ss. 370(1) and 385 , S.C. 2000, c.
9 ) limit the s. 15(1) Charter rights of candidates or supporters of
non-registered political parties by requiring that, in order to become and
remain a registered political party, a party must nominate candidates in at
least 50 electoral districts in each general election?
Answer: It is not necessary to answer this question.
4. If the answer to Question 3 is in the
affirmative, is this limitation reasonable and demonstrably justified in a free
and democratic society under s. 1 of the Charter ?
Answer: It is not necessary to answer this question.
5. Do ss. 24(3)(a) and 28(2) of the Canada
Elections Act, R.S.C. 1985, c. E-2 (now ss. 370(1) and 385 , S.C. 2000, c.
9 ) limit the s. 2 (d) Charter rights of candidates or supporters
of non-registered political parties by requiring that, in order to become and
remain a registered political party, a party must nominate candidates in at
least 50 electoral districts in each general election?
Answer: It is not necessary to answer this question.
6. If the answer to Question 5 is in the
affirmative, is this limitation reasonable and demonstrably justified in a free
and democratic society under s. 1 of the Charter ?
Answer: It is not necessary to answer this question.
The reasons of Gonthier, LeBel and Deschamps JJ. were delivered by
LeBel J. —
I. Introduction
95
In this appeal, our Court is called upon to answer important questions
about the meaning of the democratic rights enshrined in the Canadian Charter
of Rights and Freedoms . We must explore the meaning of “effective
representation” for the first time outside the context of electoral
boundary-drawing. I agree with much of the majority opinion, including
Iacobucci J.’s disposition of the case, the remedy he proposes, and the
emphasis on “meaningful participation” as a core value that determines the
content of s. 3 of the Charter . But I must express reservations about
the methodology used by my colleague to identify an infringement of s. 3 .
96
In my opinion, the sole determinative question at the infringement stage
of the analysis cannot be whether the impugned measure “interferes with the
capacity of individual citizens to play a meaningful role in the electoral
process” (Iacobucci J., at para. 38). Framing the question in this way
understates the complexity of effective representation and meaningful participation.
Such multifaceted concepts cannot be reduced to the purely individual aspects
of political participation, but rather comprise a number of intertwined and
often opposed principles. Indeed, as Iacobucci J. himself observes at para.
36, “the mere fact that the legislation . . . restricts the capacity of a
citizen to participate in the electoral process” is not enough to establish a
violation of s. 3 .
97
The proper approach is to apply the analytical template which has
emerged from the jurisprudence of this Court and lower courts on electoral
boundaries. The methodology developed in the electoral boundaries cases
recognizes that the right to vote comprises many factors, and that its content
can only be defined through a contextual and historical analysis.
98
Applying that contextual and historical approach to the facts of this
case leads to the conclusion that the legislation does further significant
democratic values. The challenged provisions form part of the scheme in the Canada
Elections Act, R.S.C. 1985, c. E-2, for the formal legal recognition
and regulation of political parties. This scheme enhances the effectiveness of
the party system which, in turn, is an important component of our democratic
form of government. The requirement of nominating 50 candidates tends to
benefit parties with a broad appeal, thus encouraging cohesiveness and the
aggregation of political will. The importance of these values, deeply rooted
as they are in Canadian political culture, is evidenced by their place in our
history and existing institutions.
99
In principle, the values enhanced by the impugned measures could be
furthered at the price of compromising individual participation to a certain
extent. In this case, however, the legislation goes too far in creating
unfairness both as between individual voters and as between different regions
of the country. Ultimately, the challenged provisions conflict with the right
to meaningful participation and are inconsistent with s. 3 . But, before
setting out my reasons for reaching that conclusion, I must first turn to the
definition of the central issue at stake in this appeal, the definition of
meaningful participation.
II. Analysis
A. The Central Issue: The Definition of
“Meaningful Participation”
100
I agree with Iacobucci J. that s. 3 gives every Canadian citizen the
right to meaningful participation in free and fair elections. Without such a
right, no genuinely democratic system of government can be set up or endure.
Citizens’ political choices cannot be effectively represented unless they have
the opportunity to participate in the process in a meaningful way. My
disagreement with the majority is on how this right to meaningful participation
is to be defined.
101
I do not agree with an approach that only takes into account the
strictly individual aspects of participation in the political process. While I
acknowledge the central importance of individual participation, s. 3 is also
inherently concerned with the representation of communities, both the various
communities that make up Canadian society and the broader community of all
Canadians. Participation in the electoral process typically involves
individual citizens acting as members of political groups, and alliances both
within and between such groups can render participation more meaningful and
result in better representation of communities and of national political
preferences. Ignoring these communitarian aspects of s. 3 risks creating a
distorted picture of the right.
102
It is important, too, to give due attention to the context within which
democratic rights are exercised and to the history of Canadian political
institutions. In my view, s. 3 must be interpreted in harmony with our
political traditions. A purely individualistic approach is difficult to
reconcile with the characteristic values of Canadian politics. For this
reason, an analysis focussing strictly on the individual aspects of the right
appears to depart from the approach this Court adopted in Reference re
Provincial Electoral Boundaries (Sask.), [1991] 2 S.C.R. 158 (“Saskatchewan
Reference”), where the context of our tradition and established political
practices was recognized as a source of the meaning of the rights enshrined in
s. 3 .
103
Although each citizen has a right to meaningful participation, not every
government measure with an adverse impact on participation renders it
meaningless. Legislation may compromise or interfere with individual
participation to a certain extent, without necessarily depriving citizens of
meaningful representation. (In fact, it is difficult to conceive of an
electoral system that does not constrict any citizen’s individual participatory
freedom in any way at all.) Such compromises may be acceptable if they are
necessary for pragmatic reasons or if they serve to further other democratic
values, which may be connected to the collective, communitarian or systemic
aspects of s. 3 . We should give due recognition to the competing values
between which the government must choose in designing the electoral system, so
as not to imply that it is constitutionally required to maximize one admittedly
important value — that of individual participation — alone.
B. The Saskatchewan Reference
104
Most of the case law on s. 3 rights to this point has dealt with
legislation that directly denies the right to vote to a particular group of
people (prison inmates in Sauvé v. Canada (Chief Electoral Officer),
[2002] 3 S.C.R. 519, 2002 SCC 68; mentally incompetent persons in Canadian
Disability Rights Council v. Canada, [1988] 3 F.C. 622 (T.D.); federally
appointed judges in Muldoon v. Canada, [1988] 3 F.C. 628 (T.D.);
absentee voters in Re Hoogbruin and Attorney-General of British Columbia
(1985), 24 D.L.R. (4th) 718 (B.C.C.A.); and persons convicted of offences
involving corrupt electoral practices in Harvey v. New Brunswick (Attorney
General), [1996] 2 S.C.R. 876). The impugned legislation in those cases
literally contradicted the language of s. 3 , which states that every citizen of
Canada has the right to vote in an election of members of the House of Commons
or of a legislative assembly and to be qualified for membership therein. The
question of whether the challenged limitations of those rights were consistent
with Canada’s democratic values therefore naturally fell to be considered in
connection with s. 1 of the Charter .
105
Only on one previous occasion has this Court considered a challenge
under s. 3 of the Charter to legislation that regulated the electoral
process without literally denying anyone the right to vote or to be a
candidate. That case was the Saskatchewan Reference, supra. At
issue were the electoral boundaries for Saskatchewan’s Legislative Assembly,
which provided for a prescribed number of rural, northern and urban ridings,
and permitted significant disparities between the different types of ridings in
the number of voters per district. One northern district had 6,309 voters,
while one of the urban districts had 12,567. In effect, a vote in the former
district was “worth” about twice as much as a vote in the latter.
106
This Court acknowledged that s. 3 guarantees more than “the bare right
to place a ballot in a box”, as the present Chief Justice, when she was Chief
Justice of the Supreme Court of British Columbia, put it in an earlier case on
the issue of electoral boundaries (Dixon v. British Columbia
(Attorney General), [1989] 4 W.W.R. 393, at p. 403). For the right to vote
to have real substance, it must be exercised in an electoral system that gives
genuine meaning to each citizen’s vote. Thus the guarantee in s. 3 must
implicitly include such basic incidents as the right to cast a vote in private,
and the right to have that vote honestly counted and recorded (Saskatchewan
Reference, supra, at p. 165, per Cory J., in dissent but not
on this point). But it includes more than that. It implies that every
Canadian citizen is entitled to “effective representation” through the
democratic process. I would add that effective representation can only be
achieved if every citizen has the opportunity for meaningful participation in
elections.
107
At the heart of the right to vote is the citizen’s entitlement to an
opportunity to vote in fair elections. As the Court recognized in the Saskatchewan
Reference, this means that each citizen’s vote must be relatively equal in
weight to that of every other citizen: “A system which dilutes one citizen’s
vote unduly as compared with another citizen’s vote runs the risk of providing
inadequate representation to the citizen whose vote is diluted” (Saskatchewan
Reference, supra, at p. 183).
108
Voter parity itself is not, however, the objective of s. 3 , but only one
of the factors, albeit a factor of primary importance, to be taken into account
in determining whether effective representation has been provided. McLachlin
J. identified two situations where voter parity might be deviated from without
offending s. 3 : when pragmatic considerations required such deviation, and when
it enabled “the provision of more effective representation” (Saskatchewan
Reference, supra, at p. 185). She held that effective
representation was defined not only by fairness as between individual voters,
but also by other democratic values that can be in tension with voter parity –
the relevant consideration in that case being the special challenge of ensuring
adequate representation of remote and sparsely populated areas. McLachlin J.
observed that these countervailing or competing democratic values could include
“geography, community history, community interests and minority representation”,
and that the list was not closed (Saskatchewan Reference, supra,
at p. 184).
109
Lower courts have applied the principles set out in the Saskatchewan
Reference and worked out a sophisticated methodology for evaluating the
constitutionality of electoral boundaries: see MacKinnon v. Prince
Edward Island (1993), 104 Nfld. & P.E.I.R. 232 (P.E.I.S.C.); Reference
re Electoral Boundaries Commission Act (Alberta) (1991), 83 Alta. L.R. (2d)
210 (C.A.) (“Alberta Reference”); and Reference re Electoral
Divisions Statutes Amendment Act, 1993 (Alberta) (1994), 24 Alta. L.R. (3d)
1 (C.A.). Courts have commented on the complexity of the task, one which
involves reconciling democratic values that exist in tension with and sometimes
directly contradict each other.
110
In the Alberta Reference, supra, for example, the Alberta
Court of Appeal observed, at p. 216, that “the factors made relevant by the
principles of parity and effective representation are both complicated and
conflicting, and this mandates some balancing”. The statute which was the
subject of the reference aimed to avoid a rigid division between urban and
rural areas. The legislative committee that recommended this approach thought
that such divisions encouraged urban and rural voters to pursue their interests
as adversarial factions. The Court of Appeal remarked that this situation
illustrated the difficulty of the concept of effective representation. While
ensuring that minorities have an effective voice is an important democratic
value, so is the building of broadly based consensus. As the court explained,
at p. 216:
If every group in society with a community of interest can elect its
own member of the Legislature, they may not be encouraged to develop the mutual
understanding and respect that is essential to a healthy democratic life.
Shared representation might encourage mutual respect, just as it might also
permit the repression of the voice of those who become permanent minorities.
C. Saskatchewan
Reference Principles in the Context of this Case
111
In this case, our Court must once again assess legislation that affects
the exercise of democratic rights without literally denying them, but for the
first time in a context outside the now relatively well-charted terrain of
electoral boundaries. Here, the context is the regulation of political parties
and the system of privileges and obligations that parties are subject to in our
electoral system.
112
The case raises some complex issues that are absent from the electoral
boundaries context. The direct effect of regulation of political parties is
felt by the parties themselves and by their candidates for elective office. In
this manner, this appeal engages the second right set out in s. 3 , the right to
be qualified for membership in Parliament or a legislative assembly (or, more
simply, the right to be a candidate). The right to vote is also at play
because, as an indirect consequence of the unequal treatment of parties, their
supporters are treated unequally. Since an incentive to support registered
parties also penalizes supporting unregistered ones, the impugned legislation
constrains voters’ freedom in choosing which party to support.
113
The key value on which this constitutional challenge is based is not
equality of voting power per se, but fair and even-handed treatment of
the political parties that compete for votes. The questions we must resolve
therefore go beyond those we have already addressed in the Saskatchewan
Reference. Nevertheless they remain closely related. As mentioned above,
the Saskatchewan Reference provides a template for constitutional
analysis that can be applied to the issues raised by this appeal.
114
The Saskatchewan Reference stands for the proposition that
adverse effects on the capacity of an individual citizen to participate are not
equivalent, in and of themselves, to a denial of meaningful participation or
effective representation. In order to determine whether such measures conflict
with s. 3 , their nature must be identified and their impact must be weighed in
the full context of the political system.
115
Dilution of some citizens’ voting power as compared to that of others
clearly has an adverse effect on the capacity of the disadvantaged citizens to
participate in the political process. It does not prevent them from
participating altogether, but it does impose a handicap on them. It is true,
as my colleague points out, that the boundary drawing discussed in the Saskatchewan
Reference enhanced the effective representation and the participatory
rights of some citizens, those who belonged to remote, geographically defined
or minority communities. But this arrangement also discounted the weight of
urban citizens’ votes in comparison to those of rural and northern citizens,
and in that sense it interfered with the capacity of urban voters to
participate.
116
It may be more precise to say that the electoral boundaries in the Saskatchewan
Reference diminished one aspect of effective representation — the
representation of the urban voter as a single individual who should count
equally with every other individual voter. On the other hand, because they
enhanced another aspect of the effective representation of the northern voter,
they resulted in more effective representation of that person as a member of a
northern community. Without such measures, the northern voter’s community
identity would be under represented as compared to the city dweller’s community
identity, because force of numbers might drown out the interests of the
numerically smaller community. Yet the two individuals would be more fairly
represented, viewed as isolated individuals rather than as members of their
respective communities, if their votes “counted” equally.
117
This Court recognized in the Saskatchewan Reference that some
diminution of one aspect of effective representation (parity) can ultimately
result in the provision of more effective representation. This acknowledgement
suggests that effective representation is not reducible to any single value,
but consists of many different components. Citizens may make political choices
that represent their interests as individuals, or they may attach more
importance to being represented as members of communities of interest both
narrow and broad. The constitutional obligation to ensure that this complex
matrix of interests is represented effectively allows for a fairly wide range
of alternatives, each combining or prioritizing the various elements at play in
a different way. For example, if a province were to design its electoral
districts to be as close to numerical equality as practically possible, this
arrangement might (depending on the particular facts and context) be just as
acceptable in terms of s. 3 as an electoral map designed to enhance the voting
power of minority communities.
118
The concept of meaningful participation, like effective representation,
comprises a number of different aspects. It can be just as meaningful —
sometimes, perhaps, more so — to participate as a member of a community or a
group (such as a political party) as it is to participate as an individual, and
enhancing opportunities for the first kind of participation almost unavoidably
entails some cost in terms of purely individualistic participatory values. The
design of the electoral system involves striking an appropriate balance between
the many different virtues that democratic systems can possess. Such choices
are based on political value judgments which are the prerogative of the
legislature, to the extent that they do not result in a denial of the
opportunity for meaningful participation.
119
In order to identify such a denial, we must look at more than just the
fact that there has been an adverse impact on a particular individual’s
capacity to participate. We must assess the severity of the impact, and make
sure there is a good reason for it — a good reason being one related to
pragmatic exigencies, to the enhancement of other aspects of political
participation, or to the overall provision of more effective representation.
The question is not whether there is any dilution at all of the individual
citizen’s capacity to participate, but whether there is undue dilution.
Undue dilution occurs when the impugned measure, considered in context and
taking into account its effect on all aspects of participation, so constricts
an individual citizen’s opportunity to make free choices or to compete fairly
in the political process that he or she no longer has a meaningful opportunity
to participate.
D. Competing Values and Proportional
Analysis Within Section 3
120
I am in complete agreement with Iacobucci J. that the impugned
provisions of the Canada Elections Act interfere with the capacity of
certain citizens to participate in the electoral process. The provisions at
issue in this appeal confer benefits on parties that meet specified criteria,
among them the requirement that they nominate candidates in at least 50
ridings. While the primary intention may be to enhance the effectiveness of
registered parties to convey their message to the electorate and to represent
their supporters’ views, I agree with my colleague’s reasoning that an
inevitable consequence is to diminish the capacity of parties that fail to meet
the threshold to do the same things. As Iacobucci J. explains, the reason for
this is the competitive nature of elections. A measure designed to give
certain players an advantage in the game necessarily imposes a disadvantage on
the others; these two propositions are two sides of the same coin.
121
But the infringement analysis should not stop here. In my view, the unequal
competitive position of parties under the 50-candidate rule is analogous to the
unequal voting power of voters in numerically uneven districts. Having
established the existence of an adverse impact on certain participants, we must
go on to examine its severity and the reason for it. All the relevant
contextual factors must be taken into account in the determination of whether
meaningful participation has been denied.
122
A full and nuanced inquiry into the meaning of s. 3 and the scope of the
protection it provides must, in my opinion, proceed along these lines. With
due consideration given to the various competing values within s. 3, the
impugned measure should be carefully examined to ascertain whether the balance
struck by the state in the particular case is consistent with s. 3 and with the
concepts of meaningful participation and effective representation.
123
Such an inquiry naturally takes the form of a proportionality analysis;
it involves identifying how the measure diminishes one or more aspects of
participation in the democratic process, and weighing that detrimental effect
against its benefits as a means of enhancing other aspects of participation.
Because the form of this analysis resembles the framework used in connection
with s. 1 , it becomes necessary to respond to the assertion (at para. 31 of the
majority opinion) that it is inappropriate to balance collective interests
against individual rights in identifying an infringement of s. 3.
124
I agree that any balancing of collective interests against the rights
protected by s. 3 should be confined to s. 1 , but some form of balancing of
competing values, or of proportional assessment, remains appropriate, at this
stage of the inquiry into the nature of the protected rights, in defining what
those rights are. This step in the analysis is prior to concluding that the
individual rights enshrined in s. 3 have been violated. It is only after that
question has been answered that the question of balancing collective interests
against s. 3 rights arises.
125
The reasons of my colleague reject the proposition that values other
than the purely individual are relevant in determining the scope of s. 3 . It
must be acknowledged that this position appears, at first, to be supported by
previous pronouncements of this Court, but a closer analysis of the
jurisprudence of our Court will lead to a different conclusion. In Sauvé,
supra, the Chief Justice rejected the government’s argument that
legislation depriving federal prisoners of the right to vote could be
consistent with s. 3 , concluding, at para. 11, that “s. 3 must be construed as
it reads, and its ambit should not be limited by countervailing collective
concerns”. In Harvey, supra, the government argued that a law
disqualifying persons who had been convicted of offences involving corrupt
practices from voting or being a member of the provincial legislature was
consistent with limitations inherent to s. 3 itself, because the legislation
helped to ensure the integrity of the political process and thus contributed to
effective representation. Although La Forest J., writing for a majority of the
Court, described these arguments as initially appearing persuasive, he rejected
the government’s position, both because it contradicted the clear language of
s. 3 and because to accept it “would be to remove the balancing of interests
from s. 1 and incorporate it in s. 3 of the Charter ” (Harvey, at
para. 29).
126
But Sauvé and Harvey can be distinguished from this case
because they dealt with outright exclusion of certain citizens from voting or
being candidates for election. Indeed, in Harvey, at para. 25, La
Forest J. referred to the “contrast” between this Court’s approach in the Saskatchewan
Reference and its approach to “particular statutory disqualifications of
voters”. Sauvé and Harvey were cases in the latter group. This
case is not. Government actions that affect the conditions under which
citizens vote or run for election engage s. 3 without directly clashing with
its plain language, as literal prohibitions do, and they call for a different
kind of analysis. Ascertaining whether the right has been infringed requires
us to acknowledge the need for an appropriate compromise between the competing
forces that together define meaningful participation.
127
It is not unusual for such balancing to take place in defining the ambit
of a Charter right. This kind of analysis has become familiar in
connection with certain Charter rights — particularly those
described by Professor Hogg as “qualified rights”, rights that “are by their
own terms qualified by notions of reasonableness or regularity” (P. W. Hogg, Constitutional
Law of Canada (student ed. 2002), at p. 804).
128
Section 7 of the Charter , for example, provides that the
interests it protects can be limited by state action that conforms to
principles of fundamental justice. The phrase “the principles of fundamental
justice” invokes competing principles that exist, in the words of Iacobucci J.,
in “dynamic tension” with each other (R. v. S. (R.J.), [1995] 1 S.C.R.
451, at para. 108). If a law is found to conflict with one of the principles
of fundamental justice, the next step in the analysis is to identify any other,
opposed principles that are enhanced by the law, and to consider the interplay
between the various principles holistically in order to reach a final
conclusion on whether the law is or is not consistent with s. 7 .
129
Similarly, s. 8 protects the right to be free from “unreasonable” search
and seizure. In working out what is “reasonable” in this context, courts
customarily balance the individual’s interest in being let alone against the
government’s interest in investigation and law enforcement (see Hunter v.
Southam Inc., [1984] 2 S.C.R. 145, at pp. 159-60). McLachlin J.
and Iacobucci J., in R. v. Mills, [1999] 3 S.C.R. 668, at para. 86,
noted that “the appropriateness of the balance is assessed according to the
nature of the interests at stake in a particular context, and the place of
these interests within our legal and political traditions”.
130
The content and scope of every Charter right, even when the text
of the right in question does not include limiting words such as “reasonable”,
is determined with reference to its purpose. A right’s purpose may be
connected not only to purely individual interests but also to communitarian or
group concerns. For example, the right to freedom of association protected by
s. 2 (d) of the Charter is defined “primarily as an instrument of
self‑fulfilment and realization of the individual” (R. v. Advance
Cutting & Coring Ltd., [2001] 3 S.C.R. 209, 2001 SCC 70, at para. 170),
but this Court has also recognized its social and collective dimension by
identifying its purpose as being “to protect the collective pursuit of common
goals” (Lavigne v. Ontario Public Service Employees Union, [1991] 2
S.C.R. 211, at p. 252). And the right to equality protected by s. 15 of the Charter
is expressly an individual right, but the concept of freedom from
discrimination is related (as the grounds of discrimination listed in s. 15(1)
demonstrate) to the individual’s membership in certain social groups and to the
relationships between minority groups and Canadian society.
131
The jurisprudence I have referred to provides insights which are highly
relevant to s. 3 . Section 3 is not a “qualified” right as far as literal
prohibitions on voting or running for office are concerned. But when we are
dealing with the additional protections that must implicitly be included if the
literal language of the section is to be given full effect, the situation
changes. We identify this implicit content with qualified phrases: “effective
representation” and “meaningful participation”. Section 3 ensures that voters
are “reasonably informed of all the possible choices” and that parties
and candidates have “a reasonable opportunity to present their
positions” (Libman v. Quebec (Attorney General), [1997] 3 S.C.R.
569, at para. 47 (emphasis added)). At its heart is “the right to play a meaningful
role in the selection of elected representatives” (Haig v. Canada,
[1993] 2 S.C.R. 995, at p. 1031 (emphasis added)). The fact that our
Court routinely uses such modifying language in describing the scope of s. 3
indicates that the analysis appropriate for the expressly “qualified” rights
also applies here, except when literal disqualifications are at issue.
132
To determine whether s. 3 has been infringed in a given case, we must be
attentive to the fact that representation has different aspects and that some
of its aspects are not easily reconciled. Iacobucci J.’s phrase “dynamic
tension” is as apt in this context as it is in connection with s. 7 . And in s.
3 , as in s. 8 of the Charter , the analysis is undertaken with awareness
of our legal and political traditions.
133
Furthermore, s. 3, like s. 2 (d) and s. 15 , while it is ultimately
a right of each individual citizen, cannot be understood without reference to
its social and systemic context. The rights to vote and to be a candidate do
not fit the classic model of a negative individual right to be free from
government interference. Citizens cannot exercise s. 3 rights on their own,
without the state’s involvement. Rather, s. 3 imposes a positive obligation on
the government to set up an electoral system which, in turn, provides for
democratic government in accordance with the choices of Canadian voters.
Measuring the system against the constitutional ideals of effective
representation and meaningful participation requires assessing how well it
represents both Canadian society as a whole, and the groups that make up our
social fabric. Evaluating the fairness of the system involves looking at how
each citizen fares in relation to others. Section 3 rights are individual
rights, but their meaning is determined by their social and relational context.
134
Having determined that a legislative measure constrains the capacity of
certain individuals to participate in the democratic process, we must then go
on to examine whether as a result the electoral system fails to meet the
constitutional standard of providing effective representation and meaningful
participation, bearing in mind the countervailing values, including social and
collective values, that are comprised within those phrases. I suggest that
this inquiry must take the form of a proportionality analysis. I would not
equate such an analysis with the balancing of collective interests and
individual rights which should take place under s. 1 . Rather, I would
reiterate my view that the individual right to meaningful participation has
many aspects, or comprises many competing principles. When a government
measure exacts a cost in terms of one of those principles, its consistency with
s. 3 depends on whether there are corresponding benefits related to other
democratic values and whether, when costs and benefits are considered together,
the end result is or is not a deprivation of meaningful participation.
135
For the reasons stated by Iacobucci J., I agree that the provisions at
issue in this appeal do interfere with the capacity of some individual citizens
to participate. The next step is to ask whether the legislation enhances any
of the competing values which contribute to meaningful participation and
effective representation.
E. The Democratic Values Furthered by the
Legislation
136
Reserving certain privileges for parties that nominate 50 or more
candidates in an election, generally speaking, gives an advantage in electoral
competition to larger parties with a broader geographical base. While the
adverse consequences to smaller parties and parties whose support is
concentrated in relatively few ridings, and the costs in terms of fairness to
their candidates and supporters must be acknowledged, nevertheless, the
favourable treatment of more broadly based parties does further an aspect of
effective representation that can validly be weighed in the balance against the
value of individual participation.
137
The 50-candidate rule tends to channel voter support towards parties
that engage in internal compromise and consensus building so as to emerge as
mainstream, broadly based political movements. I would identify the value
enhanced by this measure as the aggregation of political preferences, or the promotion
of cohesion over fragmentation. The Alberta Court of Appeal alluded to this
aspect of democratic representations in the Alberta Reference, supra,
at p. 216, when it spoke of “shared representation” as encouraging “the mutual
understanding and respect that is essential to a healthy democratic life”.
This value is closely connected, in the context of this appeal, to the role of
political parties in the Canadian electoral system.
F. The Value of the Party System
138
Political parties are key institutions in the Canadian system of
representative and responsible government — that is, government where laws are
made by elected representatives of the people and where the executive is
responsible to the legislature and enjoys the confidence of a majority of its
members.
139
The Royal Commission on Electoral Reform and Party Financing (the
“Lortie Commission”) observed in its 1991 Report (Reforming Electoral
Democracy: Final Report, vol. 1) that political parties have played a
prominent role in Canadian politics since the struggle to attain responsible
government in Canada in the first half of the nineteenth century, becoming
deeply rooted in Canadian society — in contrast to their British counterparts,
which at that time were primarily parliamentary factions. By Confederation,
parties had become “an essential component of the effective operation of
responsible government and the central focus for the mobilization and
participation of citizens in political life” (Report of the Lortie Commission,
vol. 1, at p. 211).
140
As my colleague notes at para. 39 of his reasons, parties enhance
representation by making the political participation of individuals more
effective than it would be if those individuals acted alone, without the
coordination, structure and cooperation that the party system provides.
Parties keep voters informed of important issues and provide them with
meaningful electoral choices.
141
Canada’s form of responsible government also reflects the central role
of political parties. The Constitution gives the Governor General the formal
power of selecting the Prime Minister and Cabinet, but by convention she
invariably appoints the leader of the party that has won the majority of seats
in Parliament (assuming that there is one) as Prime Minister, and follows his
recommendations in appointing the other ministers (see Hogg, supra, at
p. 255; H. Brun and G. Tremblay, Droit constitutionnel (4th ed. 2002),
at pp. 374-79). The Lortie Commission commented on the party system as a
foundation of responsible government, noting that the fundamental
constitutional characteristics of our system “assume a structure of political
representation in Parliament that makes it possible to form a government and
hold it responsible to elected members”, and that parties, by structuring
electoral choice, help to enable voters to determine who forms the government
(Report of the Lortie Commission, vol. 1, at p. 209).
142
The Lortie Commission devoted an entire chapter of its 1991 Report to a
discussion of the function of political parties. The title of that chapter,
“Political Parties as Primary Political Organizations”, sums up the
Commission’s view of the crucial role played by political parties in our
democratic system. The Commission described parties as “best suited to
performing a host of activities essential to representative democracy” (Report
of the Lortie Commission, vol. 1, at p. 207). It identified three key
functions of political parties: structuring electoral choice so as to make the
vote meaningful; providing mechanisms for political participation, thus
enhancing democratic self-government; and organizing elected representation in
Parliament, thus contributing to the effective operation of responsible
government (vol. 1, at p. 209).
143
Parties are such important actors in our political system that, although
they are private and voluntary organizations, they also possess some of the
characteristics of a public institution. It is therefore to be expected that
the identification and regulation of parties should have become one of the
functions of Canadian elections law; indeed, it is rather surprising that the
existence of political parties was not recognized at all in federal election
legislation until 1970. The formal recognition of parties in the Canada
Elections Act came about in response to the recommendations of the
Committee on Election Expenses (the “Barbeau Committee”) in its Report issued
in 1966 (Report of the Committee on Election Expenses).
144
As the Barbeau Committee noted, before the amendments to the Canada
Elections Act , only the fundraising and spending of individual candidates
were regulated, although parties played a very significant role in organizing
political financing. This meant that election financing remained in effect
virtually unregulated. The Committee saw the lack of effective public control
over political financing as posing a serious threat to the proper functioning
of the democratic system. It created opportunities for corruption and made it
less likely that parties and legislators would act in conformity with the
public interest.
145
Part of the Barbeau Committee’s proposed solution to these problems was
the creation of a formal registry of political parties. Registered parties would
be held accountable for their actions, and in particular for disclosing the
sources of their funding and how it was spent. To minimize the distorting
effect of large private contributions, the Committee recommended public
subsidies for basic campaign expenses. It also proposed the use of tax
incentives for individual contributions to political parties so as to increase
public participation by broadening the base of political contributions. The
Committee recommended that candidates’ affiliations to registered political
parties appear on the ballot, thus providing voters with more complete
information about the candidates. These benefits were to be made available
only to parties that complied fully with registration requirements (see Report
of the Committee on Election Expenses, at pp. 37-48). Many of the Barbeau
Committee’s recommendations were adopted in major amendments to the Canada
Elections Act in 1970 and 1974.
146
Fielding at least 50 candidates in an election, as one of the requirements
for party registration, is part of the framework for the recognition and
regulation of political parties that was set up in response to the Barbeau
Committee’s proposals. The overall scheme of which it is a part has improved
our electoral system and furthers the important democratic values of
accountability, political communication, and grassroots participation. While
the impugned provision cannot, of course, borrow its constitutional validity
from the surrounding provisions of the Canada Elections Act , it should
not be divorced from its context for the purposes of constitutional scrutiny.
G. Competing in a Relatively High Number of
Ridings as a Criterion for Registration
147
Legal recognition of parties necessitates legal definition of what a
party is. The criteria for registration in the Canada Elections Act are
designed to ensure both that parties live up to their obligation to account for
their income and expenditures, and also, perhaps more controversially, that the
benefits of registered party status are reserved for those organizations that
genuinely fulfil the functions of political parties in our electoral system.
It is in this light that the requirement of nominating 50 candidates must
be viewed.
148
Two main functions of political parties can be identified: affecting the
development of policy by publicizing ideas and influencing the political
agenda; and competing in elections to gain a position in the legislature.
These functions are often intertwined, but it is really the second that marks
out a political party as a party in distinction to other participants in
political debate. As the Lortie Commission noted, the first function is shared
by interest groups – organizations which communicate ideas to the public, and
seek to shape the political agenda and influence government policy, often
focussing on a single issue or cluster of issues, but do not compete for
elected office (Report of the Lortie Commission, vol. 1, at pp. 222-23). The
registration system and the public policy objectives it promotes are related to
the role of parties as competitors in elections. Indeed, many of the benefits
of registration are virtually meaningless outside the context of electoral
competition – although some, such as tax credits to contributors, could be
attractive to groups that do not seriously intend to compete in elections.
Making them available to such groups as well as genuine parties could undermine
the purposes of the registration scheme.
149
For these reasons, in my opinion, a requirement of nominating at least one candidate,
and perhaps more, in order to qualify for registration as a party would not
raise any serious constitutional concerns. Official recognition of parties
could hardly work without such a requirement. Nominating candidates and
competing in the electoral process is fundamental to the nature of parties as
opposed to other kinds of political associations, such as interest groups.
150
But although the objectives referred to by the Barbeau Committee provide
the beginning of an explanation of the 50-candidate rule, they are not enough
to explain fully why parties should be required to nominate candidates in a
fairly large number of constituencies. Undoubtedly, this rule shuts out some
parties which are genuine competitors in the electoral process (and not mere
interest groups), but which for valid strategic reasons decide to concentrate
their campaign resources in a small number of ridings. In other words, it
would be possible to achieve the enhancement of democratic values that the
Barbeau Committee saw in a system of party registration, without making the
nomination of so large a number as 50 candidates a prerequisite for recognition
as a party. The question, then, is whether this particular feature of the
regime can be said to enhance effective representation in some way. To answer
this question, I return to the value referred to earlier, that of aggregating
political preferences.
151
Requiring that registered parties be committed to electoral competition
in a fairly high number of ridings tends to tilt the system in favour of larger
parties and parties whose support is geographically dispersed. The Lortie
Commission saw the 50‑candidate rule as an appropriate way of identifying
parties that were equipped for electoral competition on a national scale (vol.
1, at p. 249):
A political party that nominates candidates in 50
constituencies would demonstrate serious intent to engage in the rigours of
electoral competition at a level that indicates relatively broad appeal for its
program and ideas. Moreover, experience since 1974 shows that this level is
neither unduly onerous nor too lenient for registration. We believe that this
threshold should continue to serve as a benchmark in determining which parties
may be registered under the Canada Elections Act .
Nomination of
50 candidates demonstrates two things about a party (as the Lortie Commission
observed): a high level of commitment to electoral competition, and breadth of
appeal. The rule therefore favours established parties with a broad basis of
support. A system which benefits such parties has its drawbacks, in that it
limits citizens’ opportunities to support smaller parties whose platforms may
correspond closely to their own particular political agendas. On the other
hand, it furthers a value which plays a part in defining effective
representation in Canada, the aggregation of political will and the promotion
of cohesiveness over factionalism.
H. Aggregation of Political Preferences as a
Value Manifested in our History and Political Institutions
152
As the present Chief Justice observed in the Saskatchewan Reference,
supra, at p. 185, “[t]he circumstances leading to the adoption of the Charter
negate any intention to reject existing democratic institutions”. I agree with
McLachlin J.’s (as she then was) assertion in that case that inequities in the
electoral system are not acceptable merely because they have historical
precedent, and that institutions are not constitutional merely because they
already exist. I also agree with her that we should look to past and present
institutions as the soil in which the “living tree” that is the Canadian
Constitution is rooted, while recognizing that the tree “must be capable of
growth to meet the future” (Saskatchewan Reference, supra, at p.
180).
153
My conclusion that aggregation and cohesiveness form part of the many
values that contribute to the meaning of democratic rights in Canada is
supported by aspects of our history and existing institutions. Our political
system is, and traditionally has been, characterized by other important
features that correspond to this pattern of favouring political aggregation.
On the spectrum of democratic political systems, from those that represent
citizens in a more diverse and fragmented way to those where only a small
number of mainstream parties has any significant presence in the political
arena, the Canadian system is towards the latter end of the range. This has not
come about by accident, but in part as a result of the deliberate design of our
electoral infrastructure to confer advantages on mainstream political movements
that are denied to parties on the political periphery.
154
Perhaps the most significant example is the structure of our system of
voting. Canada is one of only a few major democracies to retain the
Westminster first-past-the-post (“FPTP”) system. Many other democratic states
use proportional representation or some form of mixed system. In comparison
with those systems, FPTP creates a bias in favour of mainstream parties that
represent the aggregated views of a broad section of society, and against
smaller parties which provide a vehicle for dissent, advocate particular
issues, or may be the precursors of mainstream political movements of the
future. It does not make it impossible for the latter to participate, but it
makes it more difficult for them to compete. Of the electoral systems used in
democratic countries, FPTP is the least “fair” or proportional, in that it
distorts the translation of votes into seats in favour of the largest parties
(H. MacIvor, “A Brief Introduction to Electoral Reform”, in Milner, Making
Every Vote Count: Reassessing Canada’s Electoral System (1999), 19, at p.
21).
155
On the other hand, FPTP possesses other virtues that proportional or
mixed systems exhibit to a lesser degree. Certain advantages flow from the
fact that FPTP tends to exaggerate electoral majorities and so to produce
majority governments. I recognize that, as my colleague notes, FPTP can
produce coalition governments and has done so in this country on a number of
occasions; nevertheless, it is more likely than other electoral systems to
produce a majority government, while proportional representation almost
invariably produces coalitions (MacIvor, supra, at pp. 28-29). Majority
government is connected to the Canadian tradition of responsible government
because a single party under a single identifiable leader is accountable for
government policy (MacIvor, supra, at p. 29). Again, I would not
suggest that responsible government is impossible when a minority or coalition
government is elected, only that in our particular system majority governments
may reasonably be seen as offering some advantage in this respect. Some
observers also associate FPTP and majority governments with greater stability
as compared to the most purely proportional systems.
156
Under FPTP, the most successful parties are those that represent a broad
alliance of different communities of interest. Our electoral system thus
encourages coalition building within rather than between parties (by contrast,
under proportional representation, coalitions are typically formed between
parties in order to form a government after an election). One political
scientist has argued that FPTP in combination with the special characteristics
of the Canadian political landscape has fostered the development of “centrist,
accommodative parties” that are particularly well-suited to representing a
regionally, linguistically and culturally diverse country:
The fight has been for the middle, drawing the principal parties there
with policies and leadership that were aimed, if the party was serious about
gaining or retaining office, more at accommodating regional rivalries and
linguistic differences than exacerbating them or trying to turn them to
electoral advantage.
(J. C. Courtney, “Electoral Reform and Canada’s Parties”, in Milner, supra,
91, at p. 99)
157
The desirability of centrist, accommodative parties and the virtues of
majority government are not truths universally acknowledged; the views I have
referred to are value judgments on which there is vigorous debate. Many
academics and political activists are critical of our electoral system and call
for its reform. My point is simply that one can reasonably view FPTP as
possessing the main virtue claimed for it, the virtue of fostering a strong
political centre and reducing factionalism. And because our FPTP electoral
system is one of Canada’s core political institutions, it is reasonable to
conclude that this virtue remains consistent with certain values of our
democratic culture – even if, bearing in mind that the Canadian concept of
democracy embodies many competing values, it clashes with others. Certain
aspects of the design of our political system appear to reflect a preference
for the kind of party that has gained, in the words of the Lortie Commission,
at p. 249, “relatively broad appeal for its program and ideas”.
158
It should be emphasized that I do not intend to express any opinion
about the consistency of our FPTP electoral system with s. 3 of the Charter .
Any challenge to that system will have to be evaluated on its own merits. Nor
would I wish to give the impression that I consider stability, majority
governments or aggregation to be more important than fair participation.
Nevertheless, within the boundaries set by the Constitution, it is the
legislature’s prerogative to choose whether to enhance these values over other
democratic values, or not. Still less should I be taken as suggesting that
FPTP or any feature of the electoral system that favours larger parties is
constitutionally mandated. On the contrary, I would argue that the
government has a fairly wide latitude in choosing how to design the electoral
system and how to combine the various competing values at play.
159
The value of political aggregation runs through certain fundamental
Canadian political institutions. As a result, it should be taken into account
(although it should not, of course, be the only value taken into account) in
determining the meaning of “effective representation” and the limits that s. 3
sets on the choices open to the government.
160
History and existing institutions help us to identify the philosophy
underlying the development of the right to vote in this country (Saskatchewan
Reference, supra, at p. 181). That philosophy appears to me to be
one that comprises recognition of other values than individual participation –
including the value of aggregation of political will, which has been a hallmark
of the Canadian political system for so long.
161
The right of each individual to meaningful participation sets the limit
on what is permissible, but up to that limit, many options might reflect quite
different, but equally acceptable, versions of democratic representation.
Within constitutional limits, the choice among these options should be viewed
as a matter of political and philosophical preference in which it is not this
Court’s role to intervene. The Constitution of Canada does not require a
particular kind of democratic electoral system, whether it is one that
emphasizes proportionality and the individual aspects of participation or one
that places more emphasis on centrism and aggregation, to be frozen in place.
It does require courts to be vigilant in ensuring that the system does not
unduly compromise any of the values comprised within the concept of effective
representation — especially the primary value of individual participation in
fair elections on a basis of relative equality.
I. Regional Representation
162
So far I have discussed two aspects of representation that are
implicated by the provisions challenged in this appeal: individual
participation, which the legislation undermines, and aggregation, which it
tends to enhance. In my view, a third factor is also at play: regional
representation.
163
On the basis of Canadian history, existing political institutions and
certain statements of this Court, I would conclude that one component of
effective representation is the interest of citizens in being represented as
members of regionally or territorially defined communities. This argument may
appear hard to reconcile with my position that aggregation of interests and
alliance building between distinct communities is also a value that plays a
part in defining Canadian democracy. I view this difficulty as an example of
the complex and even somewhat paradoxical nature of the concept of meaningful
participation, which represents a compromise between competing objectives.
Regionally or geographically defined representation can also conflict with the
value of individual participation on an equal footing, as is the case when some
votes are given more weight than others so as to ensure that numerically
smaller regions have an audible voice.
164
Perhaps the most significant manifestation of the importance of
political representation of regional interests in Canada is our federalist
system. Federalism was adopted at Confederation in spite of the push by some
politicians for “legislative union” — a single central government elected by a
nationwide majority. The proponents of legislative union eventually accepted
that neither Lower Canada nor the Maritime provinces would accept such an
arrangement, in which the power of greater population might overwhelm and eradicate
their distinct communities. During the Confederation Debates in Parliament,
Sir John A. Macdonald stated that “any proposition which involved the
absorption of the individuality of Lower Canada . . . would not be received
with favor by her people” and in the Maritime provinces, although they shared a
language and a system of law with Upper Canada, “there was as great a
disinclination . . . to lose their individuality, as separate political
organizations” (Speech of John A. Macdonald on Monday, February 6, 1865, cited
in the Parliamentary Debates on the subject of the Confederation (1865),
at p. 29).
165
Macdonald and the other Fathers of Confederation recognized that the
very possibility of union depended on a compromise between rule by a national
majority and preserving the “individuality” of the separate political
communities that made up the new nation. Federalism was seen not just as a
pragmatic solution but as necessary to ensure fairness to the various regional
communities. In the Reference re Secession of Quebec, [1998] 2 S.C.R.
217 (“Secession Reference”), at para. 43, this Court described the
division of powers between federal and provincial levels of government as “a
legal recognition of the diversity that existed among the initial members of
Confederation”, which “manifested a concern to accommodate that diversity
within a single nation”.
166
Another institution which embodies this principle of regional
representation is the Senate, where seats are allocated between four regions of
the country. And even in the House of Commons, regional interests play a part
in the allocation of seats. The “Senator[ial] clause” (s. 51A), added in 1915
to the representation formula in the Constitution Act, 1867 , ensures
that no province will have fewer seats in the House of Commons than it has in
the Senate (at the time this change had the effect of guaranteeing that Prince
Edward Island would have four seats although its population would have given it
only three under the old rules).
167
These features of Canada’s history and political institutions indicate
that fair democratic representation in this country includes representation of
the distinctive interests of regional groups. I find support for this
conclusion in some of this Court’s statements on the relationship between
federalism and democracy, particularly in the Secession Reference, supra.
The Court portrayed the underlying principles of the Constitution, including
federalism and democracy, as existing in symbiosis: “[n]o single principle can
be defined in isolation from the others, nor does any one principle trump or
exclude the operation of any other” (para. 49). This suggests that federalism,
with its concern for preserving the distinctive interests of regional groups,
helps to define Canadian democracy.
168
In the Charter era, it has been suggested that the importance of
regionalism and federalism has been attenuated by the affirmation of the
sovereign worth of the individual and by the protection of minority communities
defined by shared characteristics such as gender and race (see A. C. Cairns,
“The Charter and the Constitution Act, 1982 ”, in R. S. Blair and J. T.
McLeod, eds., The Canadian Political Tradition: Basic Readings (2nd ed.
1993), 62). Nevertheless, federalism and regional representation remain
important concepts in defining the nature of political rights in this country.
The nature of the individual and democratic rights enshrined in the Charter cannot
be understood without awareness of this aspect of the political culture in
which those rights are rooted. As J.-F. Gaudreault-DesBiens observes (“La Charte
canadienne des droits et libertés et le fédéralisme: quelques remarques sur
les vingt premières années d’une relation ambiguë”, [2003] R. du B. 271,
at p. 297), [translation]
“Federalism plays a direct role in shaping the particular brand of democracy
that exists in Canada. Its presence is in some sense encoded in the very idea
of democracy referred to in s. 1 [and, I would add, by the democratic rights in
s. 3 ] of the Charter .”
169
These observations suggest that one of the components of the right to
meaningful participation is the right to have one’s voice heard as a member of
the regional community to which one belongs. The constitutional guarantee of
effective representation includes a right to a certain degree of recognition of
the individual voter’s interests as a Manitoban, or a Maritimer, or a
Quebecker, and it suggests a floor of relative equality between the different
provinces and regions of the country which cannot be completely cancelled out
by a nationwide numerical majority. This aspect of effective representation is
far from being an absolute right, and its weight should not be overstated at
the risk of trumping core concerns such as fairness as between individual
voters. But it is one of the values to be taken into account in defining
meaningful representation and determining whether government action offends s.
3 .
J. Assessing the 50-Candidate Rule
170
I now turn to the application of these principles to the legislation
which is the subject of this constitutional challenge. Taking all the relevant
factors into account, I would conclude that the requirement of nominating 50 or
more candidates to gain access to the benefits at issue in this appeal
compromises the competitive position of some candidates, and their supporters’
freedom of choice, to such an extent that it denies those individuals the
opportunity for meaningful participation.
171
Iacobucci J. has cogently demonstrated that this measure undermines the
capacity of some individuals to participate in the political process. The
penalties for failing to meet the 50-candidate threshold are quite severe, and
they impose a considerable disadvantage on parties that lose their registered
status. The respondent argues that it is relatively easy for parties to meet
the threshold. Following legislative amendments in 2000, the deposit of $1,000
required for each candidate is now fully refundable on compliance with
reporting requirements, so that a party would have to do no more than borrow
$50,000 and collect the requisite number of signatures in order to nominate 50
candidates. In purely monetary terms, perhaps the obstacles are not difficult
to surmount. But the 50-candidate requirement is a distraction and a burden
for parties committed to running serious campaigns in a few ridings, because
they have to field a slate of other candidates in constituencies where they
have no intention of running a real campaign simply in order to secure a place
on the registry.
172
On the other hand, by benefiting mainstream parties with a broad base of
support, the legislation contributes to the important democratic value of
aggregating political preferences. It also plays some part furthering the
laudable objectives of the Barbeau Committee, by helping to identify authentic
parties with a commitment to electoral competition and a substantial political
agenda.
173
The 50-candidate rule is not, however, a perfect tool for these
purposes. Generally speaking there is some relationship between a party’s
decision to run a candidate in a riding and its level of support there, but
nominating a candidate is not necessarily an indication that a party has any
support in the constituency. The rule is potentially subject to manipulation,
and it can be both overinclusive and underinclusive. It has permitted the
registration of parties that, at least for a number of citizens of Canada,
would be viewed as far removed from the mainstream of Canadian politics or as
single-issue movements. It is also capable of shutting out parties that do
have a fully developed political platform and a genuine interest in electoral
competition. The Communist Party of Canada, struck from the registry in 1993
(and reinstated in 2000), is an example: it has a long record of participation
and even of some success in elections, and its platform, while certainly not in
the Canadian mainstream, is based on what has been one of the world’s major
political philosophies.
174
Finally, the 50-candidate rule conflicts with the principle of regional
representation because of its disparate impact on different provinces and
regions of the country. As the appellant points out in his factum, the rule
“encourages the formation of a Bloc Quebecois or Western Canada Concept, but
effectively prevents a ‘Bloc BC’ or ‘Atlantic Canada Concept’”.
175
When the registration system was adopted, the government originally
proposed a higher number of 75 candidates, on the grounds that registration was
meant only for “national” parties (House of Commons Debates, vol. VIII,
2nd Sess., 28th Parl., June 23, 1970, at p. 8509, per Hon. Donald
Macdonald). According to the Crown’s expert Professor Aucoin, the government
recognized that a party could meet this requirement by fielding candidates only
in Ontario, but “was willing to accept this risk”. A legislative committee
proposed an amendment adopting a lower threshold of 10 per cent of
constituencies, but ultimately an amendment was passed adopting the threshold
of 50 candidates, which was a compromise between the two positions. As
Professor Aucoin observes in his affidavit, the government’s “willingness to
compromise on 50 meant that it was willing to accept that a party could also be
formed with candidates nominated only in Quebec”.
176
Whatever the pragmatic considerations in favour of that compromise, it
has created unfairness for the provinces other than Ontario and Quebec. A rule
encouraging parties that represent a national perspective might, depending on
its other effects, be an acceptable stricture. But a rule that makes a gesture
towards reserving the privileges of registration for national parties, while in
fact allowing registration of single-province parties only from the two most
populous provinces, is at variance with the principle that a basic level of
equality between the provinces and regions of the country is protected by the
Constitution. Considering the matter from the perspective of (for example) a
voter from one of the Maritime provinces, this measure might be perceived as a
government-created advantage to central Canada, compounding the existing
advantage of greater population, and so detrimental to that voter’s political
importance in comparison to a voter from Quebec or Ontario as in effect to deny
his or her right to meaningful participation and effective representation.
177
For these reasons, I concur with my colleague’s opinion that the
legislation infringes s. 3 . and I agree with the remedy he proposes.
K. Justification and the Institutional Role
of the Court
178
In my view, the justifications advanced by the government for the 50‑candidate
rule are relevant to the infringement stage of the analysis, and I have given
them due consideration in that context. As a result, little remains to be said
in defence of the legislation in connection with s. 1 . I would not rule out
the possibility that in another case a non-literal infringement of s. 3 could
be justified by pressing and substantial collective concerns. In this case,
however, my finding that the legislation infringes s. 3 essentially amounts to
a conclusion that it is inconsistent with the values of Canadian democracy. It
is hard to see how it could nevertheless be shown to be “justified in a free
and democratic society”.
179
Were I to proceed with a full s. 1 analysis, however, I would see no
reason to doubt that the government’s objectives are pressing and substantial.
In my view, this is not one of the rare class of cases where the very purpose
of the law is contrary to constitutional or democratic norms.
180
I question the suggestion that favouring large parties with a broad base
of support over marginal parties is discordant with, even antithetical to, the
principles integral to a free and democratic society. As I have observed, our
electoral system tends to reward parties that appeal to the political
mainstream and whose support is spread out across the nation, and to penalize
parties that appeal to more particularized interests. This is a feature of
Canadian democracy which is apparent in the design of core political
institutions. It has contributed to a tradition of centrism and coalition
building within political parties, and this has facilitated the harmonious
democratic governance of a highly diverse nation with no shortage of centrifugal
political pressures. The values furthered by the legislation are consistent
with some of the foundational principles on which our particular free and
democratic society is based.
181
Furthermore, I have difficulty with the notion that the Crown should be required
to demonstrate that the electoral system Parliament has adopted results in
“substantially better governance” (Iacobucci J., at para. 89) than an
alternative system. My concern is not only that it is hard to imagine how one
could prove empirically that one form of government is better than another.
More importantly, the definition of “good” or “better” government is not
something that should be fixed as a legal standard. It is a question on which
vigorous disagreement between reasonable people may and does arise. Indeed,
disagreement on this question is often one of the hallmarks of a democracy. My
remarks are of course subject to the proviso that Canadians are committed, both
as a matter of political tradition and constitutionally, to a democratic form
of government. But within the category of democratic government, many
variations may be found with quite different characteristics, and choosing one
over another is a matter of choice between political values.
182
In suggesting that the motive behind the legislation may itself be
illegitimate, the Court risks unduly expanding the scope of judicial review of
the design of the electoral system. I would sound a note of caution against
blurring the distinction between the respective roles of the Court and the
legislature in dealing with a question which, while it certainly has legal
dimensions, is also profoundly political. Within certain boundaries, which it
is the responsibility of the judiciary to delineate, balancing competing democratic
values and choosing between the various species of democratic electoral systems
primarily fall within the domain of political debate and of the legislative
process. Those boundaries should be viewed as fairly broad. They allow for a
good deal of latitude within which the people, through their elected lawmakers,
may choose rules and institutions that enhance certain aspects of the
democratic right to meaningful participation and diminish others.
183
The Charter mandates that whatever system is adopted must respect
the right of each individual to meaningful participation. But we should be
circumspect about defining that right too inflexibly, lest legitimate political
debate on the issues be impeded. The possibility of dialogue between courts
and legislatures on the meaning of the right to vote may be unduly constrained
if this Court declares that certain values, even though they have long been
part of our political tradition, must be excluded from consideration in the
interpretation and application of s. 3 of the Charter .
Appeal allowed with costs.
Solicitors for the appellant: Roach, Schwartz & Associates,
Toronto.
Solicitor for the respondent: Attorney General of Canada, Toronto.
Solicitor for the intervener: Attorney General of Quebec, Sainte‑Foy.