SUPREME
COURT OF CANADA
Between:
Her Majesty the
Queen
Appellant
v.
Lynn Fice
Respondent
Coram:
McLachlin C.J. and Major, Bastarache, Binnie, Deschamps, Fish and Abella JJ.
Reasons for
Judgment:
(paras. 1 to 46)
Dissenting
reasons:
(paras. 47 to 82)
|
Bastarache J. (McLachlin C.J. and Major, Binnie and Abella
JJ. concurring)
Fish J. (Deschamps J.
concurring)
|
______________________________
R. v. Fice, [2005] 1 S.C.R. 742, 2005 SCC 32
Her Majesty The Queen Appellant
v.
Lynn Fice Respondent
Indexed as: R. v.
Fice
Neutral citation: 2005 SCC 32.
File No.: 29965.
2005: January 13; 2005: May 20.
Present: McLachlin C.J. and Major, Bastarache, Binnie,
Deschamps, Fish and Abella JJ.
on appeal from the court of appeal for ontario
Criminal law — Sentencing — Conditional sentences —
Whether pre-sentence custody should affect sentencing judge’s determination of
availability of conditional sentence — Criminal Code, R.S.C. 1985,
c. C-46, ss. 719(3) , 742.1 .
The accused pleaded guilty to aggravated assault,
fraud, personation, forgery and breach of recognizance. At the time of
sentencing, she had spent approximately 16 months in pre-sentence custody
and six months in a circumstance of house arrest. Defence counsel conceded that
a penitentiary sentence would have been appropriate had it been imposed at the
time of arrest. The sentencing judge considered the accused’s pre‑sentence
custody to be the equivalent of almost three years of incarceration and
concluded that she should serve an additional 14 months in the community
on certain conditions. The Court of Appeal upheld the conditional sentence.
Relying on the plain meaning of the language of ss. 742.1 and 719(3) of
the Criminal Code , the court concluded that these provisions allow the
sentencing judge to take pre-sentence custody into account in determining the
range of sentence under the conditional sentencing regime.
Held (Deschamps and
Fish JJ. dissenting): The appeal should be allowed.
Per McLachlin C.J.
and Major, Bastarache, Binnie and Abella JJ.: The sentencing judge erred
in imposing a conditional sentence. Under s. 742.1 of the Criminal Code ,
such a sentence cannot become available to an offender who otherwise deserves a
penitentiary term solely because of the time the offender has spent in
pre-sentence custody. The conditional sentence regime was not designed for
those offenders for whom a penitentiary term is appropriate. When a sentencing
judge considers the gravity of the offence and the moral blameworthiness of the
offender and concludes that a sentence in the penitentiary range is warranted
and that a conditional sentence is therefore unavailable, time spent in pre‑sentence
custody ought not to disturb this conclusion.
Section 742.1 provides that a sentence of
imprisonment of less than two years must be imposed before a conditional
sentence can be authorized. The Proulx approach to s. 742.1
requires a sentencing judge to proceed in two stages. At the first stage, the
judge must determine if a conditional sentence is available. In doing so, the
judge need not impose a term of imprisonment of a fixed duration; rather, he
need only exclude two possibilities: probationary measures and a penitentiary
term. If a conditional sentence is available, the judge must, at the second
stage, determine if it is appropriate. The time spent in pre‑sentence
custody ought to be taken into account at the second stage of the analysis with
respect to the duration of the sentence, not at the first stage with respect to
sentence range. To hold otherwise would run counter to the nature of the
conditional sentencing regime, as it was defined in Proulx. The time
spent in pre-sentence custody should be considered part of the offender’s total
punishment rather than a mitigating factor that can affect the range of
sentence and the availability of a conditional sentence. Furthermore, under
the Proulx approach, s. 742.1(a) should not be construed
literally. The requirement in s. 742.1(a) that the court impose
“a sentence of imprisonment of less than two years” must be interpreted
purposively, and it is fulfilled by a preliminary determination of the
appropriate range of available sentences.
The judicial discretion, provided for in
s. 719(3) of the Code, to consider the time spent in pre-sentencing
custody in determining the sentence to be imposed does not mean that the
requirement in s. 742.1(a) refers only to the actual time to be
spent in jail after sentencing; rather, this requirement refers to the total
time taken into account by the sentencing judge in determining the degree of
punishment warranted by the gravity of the offence and the moral
blameworthiness of the offender.
Per Deschamps and Fish
JJ. (dissenting): The Court of Appeal’s reasons and its conclusion that a
conditional sentence was available in this case are agreed with. A sentence of
less than two years is not transformed into a sentence of more than two years
for the purpose of s. 742.1 (a) of the Criminal Code simply
because the trial judge took into account, in imposing the sentence of less
than two years, time already spent in custody as a result of the offence. When
the offence is not punishable by a minimum term of imprisonment, a court is
empowered by s. 742.1 , in the plainest of terms, to impose a conditional
sentence whenever it imposes a sentence of less than two years and is satisfied
that serving the sentence in the community meets the test set out in
s. 742.1 (b). A court that might otherwise have imposed a sentence
of more than two years is authorized by s. 719(3) of the Code to
impose a sentence of less than two years where a longer term of imprisonment
would be excessive, bearing in mind the time already spent in custody as a
result of the offence. From a statutory point of view, the resulting sentence
of less than two years clearly satisfies s. 742.1 (a). Nothing in Proulx
precludes the imposition of a conditional sentence where, as here, the
statutory conditions are met.
Cases Cited
By Bastarache J.
Applied: R. v.
Proulx, [2000] 1 S.C.R. 61, 2000 SCC 5; referred to: R. v. Wu,
[2003] 3 S.C.R. 530, 2003 SCC 73; R. v. Wust, [2000] 1 S.C.R. 455, 2000
SCC 18; R. v. McDonald (1998), 127 C.C.C. (3d) 57; R. v. Knoblauch,
[2000] 2 S.C.R. 780, 2000 SCC 58; R. v. Predenchuk (2000), 199 Sask. R.
264, 2000 SKCA 122; R. v. Runns (2002), 165 C.C.C. (3d) 217, 2002 SKCA
48; R. v. Dobis (2002), 58 O.R. (3d) 536; R. v. Persaud (2002),
26 M.V.R. (4th) 41; R. v. Bastien, [2003] R.J.Q. 1695; R. v.
McClelland (2001), 281 A.R. 378, 2001 ABCA 182; R. v. La (2003), 15
Alta. L.R. (4th) 56, 2003 ABQB 391; R. v. Skani (2002), 331 A.R. 50,
2002 ABQB 1097; R. v. Brown (2002), 32 M.V.R. (4th) 211, 2002 ABPC 187; R.
v. Harris (2002), 167 C.C.C. (3d) 246, 2002 BCCA 152; Bell ExpressVu
Limited Partnership v. Rex, [2002] 2 S.C.R. 559, 2002 SCC 42.
By Fish J. (dissenting)
R. v. Proulx, [2000] 1
S.C.R. 61, 2000 SCC 5; R. v. Wust, [2000] 1 S.C.R. 455, 2000 SCC 18.
Statutes and Regulations Cited
Criminal
Code, R.S.C. 1985, c. C‑46 , Part
XXIII, ss. 718, 718.1, 718.2, 719(1), (3), 731(1)(b), 742.1.
Authors Cited
Roberts, Julian V.
“Pre-Trial Custody, Terms of Imprisonment and the Conditional Sentence:
Crediting ‘Dead Time’ to Effect ‘Regime Change’ in Sentencing” (2005), 9 Can.
Crim. L. Rev. 191.
APPEAL from a judgment of the Ontario Court of Appeal
(Charron, Moldaver and Feldman JJ.A.) (2003), 65 O.R. (3d) 751, 173 O.A.C.
357, 13 C.R. (6th) 174, 177 C.C.C. (3d) 566, [2003] O.J. No. 2617 (QL),
affirming a decision of McLean J., 2002 CarswellOnt 5477. Appeal allowed,
Deschamps and Fish JJ. dissenting.
Philip Perlmutter, for
the appellant.
D. Edwin Boeve,
for the respondent.
The judgment of McLachlin C.J. and Major, Bastarache,
Binnie and Abella JJ. was delivered by
Bastarache J. —
I. Overview
1
The issue in this case is whether pre-sentence custody should affect a
sentencing judge’s determination of the availability of a conditional
sentence. The problem here is one of statutory interpretation. Section 719(3)
of the Criminal Code, R.S.C. 1985, c. C-46 , authorizes a court to take
into account time spent in custody in determining the sentence to be imposed,
while s. 742.1 (a) of the Criminal Code provides that a sentence
of imprisonment of less than two years must be imposed before a conditional
sentence can be authorized. Does a sentencing judge decide on the availability
of a conditional sentence on the basis of the actual time to be spent in jail
after sentencing, or the total punishment of the offender, which reflects the
degree of punishment warranted by the gravity of the offence and the moral
blameworthiness of the offender?
2
Section 742.1 (a) was interpreted in a purposeful manner in R.
v. Proulx, [2000] 1 S.C.R. 61, 2000 SCC 5. This Court decided that the
requirement that the court must impose a sentence of imprisonment of less than
two years before a conditional sentence can be authorized should be fulfilled
by a preliminary determination of the appropriate range of available
sentences. In the course of this determination, the judge need only exclude
two possibilities: (a) probationary measures; and (b) a penitentiary term.
The judge need not impose a term of imprisonment of a fixed duration in the
first stage of the application of s. 742.1 (a). Thus, it can be stated
that the object of the requirement in s. 742.1 (a) is to exclude
categories of offenders from the conditional sentencing regime on the basis of
the range of sentence that would apply to them. In particular, offenders for
whom probation or a penitentiary sentence would be considered appropriate are
barred from receiving a conditional sentence.
3
In my view, this interpretation of s. 742.1 (a) is determinative
of the issue in the present case. Here, the respondent pleaded guilty to
aggravated assault, fraud over $5,000, personation, forgery and breach of
recognizance. Defence counsel conceded that a penitentiary sentence was otherwise
warranted but urged a conditional sentence be imposed because of the time spent
in pre-sentence custody. The respondent had spent approximately 16 months in
pre-sentence custody and six months in a circumstance of house arrest at the
time of sentencing. Without addressing the Crown’s argument that it was not
open to him as a matter of law to impose a conditional sentence, the sentencing
judge considered the respondent’s pre-sentence custody to be the equivalent of
almost three years of incarceration. He then concluded that the respondent
should serve an additional 14 months in the community on certain
conditions. The Court of Appeal dismissed the Crown’s appeal: (2003), 65 O.R.
(3d) 751.
4
As noted above, defence counsel conceded that a penitentiary sentence
was otherwise appropriate. According to this Court’s purposive interpretation
of s. 742.1 (a) in Proulx, the respondent therefore fell into a
category of offenders that is excluded from the conditional sentencing regime.
In my view, the sentencing judge erred in imposing such a sentence. A
conditional sentence cannot become available to an offender who otherwise
deserves a penitentiary term solely because of the time the offender spends in
pre-sentence custody.
II. Relevant
Statutory Provisions
5
Criminal Code, R.S.C. 1985, c. C‑46
719. (1) A sentence commences when it is
imposed, except where a relevant enactment otherwise provides.
.
. .
(3) In determining the sentence to be imposed on a
person convicted of an offence, a court may take into account any time spent in
custody by the person as a result of the offence.
742.1 Where a person is convicted of an
offence, except an offence that is punishable by a minimum term of imprisonment,
and the court
(a) imposes a sentence of imprisonment of less than two years,
and
(b) is satisfied that serving the sentence in the community
would not endanger the safety of the community and would be consistent with the
fundamental purpose and principles of sentencing set out in sections 718 to
718.2,
the court may, for the purpose of supervising the offender’s behaviour
in the community, order that the offender serve the sentence in the community,
subject to the offender’s complying with the conditions of a conditional
sentence order made under section 742.3.
III. Analysis
6
The provisions regarding conditional sentences were first considered in Proulx.
In that case, Lamer C.J. noted that the conditional sentence was specifically
enacted as a new sanction designed to achieve Parliament’s two objectives: (i)
reducing the use of prison as a sanction, and (ii) expanding the use of
restorative justice principles in sentencing (paras. 15 and 21). He described
the conditional sentence as “a meaningful alternative to incarceration for less
serious and non-dangerous offenders” (para. 21).
7
After identifying the objectives underlying the new conditional sentencing
regime, Lamer C.J. then turned to the criteria, set out in s. 742.1 , that a
court must consider before deciding to impose a conditional sentence:
(1) the offender must be convicted of an offence that is not
punishable by a minimum term of imprisonment;
(2) the court must impose a term of imprisonment of less than two
years;
(3) the safety of the community would not be endangered by the
offender serving the sentence in the community; and
(4) a conditional sentence would be consistent with the fundamental
purpose and principles of sentencing set out in ss. 718 to 718.2. [para. 46]
He described
the first three criteria as “prerequisites” to any conditional sentence, in
that they “answer the question of whether or not a conditional sentence is
possible in the circumstances” (para. 47). In the context of this appeal, we
are concerned with the second prerequisite — i.e. that the court impose a term
of imprisonment of less than two years. This prerequisite is set out in s.
742.1 (a) of the Criminal Code .
8
In his reasons for judgment in Proulx, Lamer C.J. acknowledged
that a literal reading of s. 742.1 (a) suggests that the decision to
impose a conditional sentence should be made in two distinct stages. He
described these two stages as follows:
In the first stage, the judge would have to decide the appropriate
sentence according to the general purposes and principles of sentencing (now
set out in ss. 718 to 718.2). Having found that a term of imprisonment of less
than two years is warranted, the judge would then, in a second stage, decide
whether this same term should be served in the community pursuant to s. 742.1 .
[para. 50]
9
Nevertheless, Lamer C.J. did not accept this literal interpretation of
s. 742.1 (a) and the two-step approach it implied because it would have
introduced “a rigidity which is both unworkable and undesirable in practice”
(para. 51). He was concerned with two issues in particular.
10
First, he was concerned with the fact that, in practice, “the
determination of a term of imprisonment is necessarily intertwined with the
decision of where the offender will serve the sentence” (para. 52). For
example, he noted that “[a] judge does not impose a fixed sentence of ‘x
months’ in the abstract, without having in mind where that sentence will be
served” (para. 52). Moreover, when a conditional sentence is chosen, he
observed that its duration will depend on the type of conditions imposed. In
light of this concern, Lamer C.J. concluded that “the duration of the sentence
should not be determined separately from the determination of its venue” (para.
52).
11
Second, Lamer C.J. was concerned that if the rigid, two-step approach
implied by a literal reading of s. 742.1 (a) were to be followed, then
this could lead to a “penological paradox”, in that the “second step of the
analytical process would effectively compromise the principles of sentencing
that led to the imposition of a sentence of imprisonment in the first place”
(para. 54). He explained that the principle of proportionality, set out in s.
718.1 as the fundamental principle of sentencing, requires that all sentences
be proportional to the gravity of the offence and the degree of responsibility
of the offender. However, Lamer C.J. noted that
[w]hen a judge — in the first stage decides that a term of imprisonment
of “x months” is appropriate, it means that this sentence is
proportional. If the sentencing judge decides — in the second stage — that the
same term can be served in the community, it is possible that the sentence
is no longer proportional to the gravity of the offence and the responsibility
of the offender, since a conditional sentence will generally be more lenient
than a jail term of equivalent duration. [Emphasis in original; para. 54.]
Therefore, he
concluded that the two-step approach implied by a literal reading of s. 742.1
“introduces a rigidity in the sentencing process that could lead to an unfit
sentence” (para. 54).
12
On the basis of these two concerns, Lamer C.J. declined to interpret s.
742.1 (a) literally. Instead, he proposed to interpret this provision
purposively and said that the requirement that the court impose a sentence of
imprisonment of less than two years before a conditional sentence can be
authorized
was included to identify the type of offenders who could be entitled to
a conditional sentence. At one end of the range, Parliament denied the
possibility of a conditional sentence for offenders who should receive a
penitentiary term. At the other end, Parliament intended to ensure that
offenders who were entitled to a more lenient community measure — such as a
suspended sentence with probation — did not receive a conditional sentence, a
harsher sanction in this legislative scheme. [para. 55]
13
Therefore, Lamer C.J. held that “the requirement that the court must
impose a sentence of imprisonment of less than two years can be fulfilled by a
preliminary determination of the appropriate range of available sentences”
(para. 58). Of course, the overall approach to s. 742.1 suggested by Lamer
C.J. still requires a sentencing judge to proceed in two stages: first, the
judge must determine if a conditional sentence is available; if it is, the
judge must then determine if it is appropriate. However, at the first stage of
this analysis, Lamer C.J. made it clear that the judge need not impose a term
of imprisonment of a fixed duration; rather, the judge need only exclude
two possibilities: (i) probationary measures, and (ii) a penitentiary term.
Lamer C.J. explained that “[i]f either of these sentences is appropriate, then
a conditional sentence should not be imposed” (para. 58). In making this preliminary
determination, he noted that “the judge need only consider the fundamental
purpose and principles of sentencing set out in ss. 718 to 718.2 to the extent
necessary to narrow the range of sentence for the offender” (para. 59).
14
In this case, it is not argued that a penitentiary sentence was
unwarranted; what is argued is that the actual sentence imposed by the
sentencing judge was less than two years and that a conditional sentence was
therefore available. This argument is not consistent with the conditional
sentencing regime, as defined in Proulx, for three reasons.
15
First, the object of the requirement in s. 742.1 (a) is to ensure
that a conditional sentence is only available for those offenders who would
have otherwise received a sentence of imprisonment of less than two years.
Offenders for whom probation or penitentiary sentence would be appropriate are
barred from receiving a conditional sentence: see Proulx, at paras. 49
and 55. In his sentencing submissions, defence counsel conceded that a
penitentiary sentence would have been appropriate had it been imposed at the
time of the respondent’s arrest. The time spent in pre-sentence custody
notwithstanding, since the respondent was the type of offender who deserved a
penitentiary term, by operation of s. 742.1 (a) and this Court’s
interpretation of this requirement in Proulx, a conditional sentence was
not available.
16
This conclusion accords with this Court’s caution against “widening the
net” of the conditional sentencing regime. In Proulx, Lamer C.J. warned
against imposing conditional sentences on offenders who would otherwise have
received a non-custodial disposition, since this could undermine Parliament’s
objective of reducing incarceration for less serious offenders (para. 56). Similarly,
in R. v. Wu, [2003] 3 S.C.R. 530, 2003 SCC 73, Binnie J. for a majority
of this Court stated that to imprison an offender in his or her home under
punitive conditions purely on the basis of his or her inability to pay a fine
would be to widen the net of the conditional sentencing regime, and such
widening is repugnant to the regime that was enacted by Parliament (para. 27).
17
Although the cautions against net widening in Proulx and Wu
relate to imposing conditional sentences on offenders who would otherwise have
received a non-custodial disposition, in my view, this caution should also
extend to imposing conditional sentences on offenders who would otherwise have
received a penitentiary term, as is the case here. In this regard, I agree
with the appellant that in enacting s. 742.1 , Parliament intended to cast a
small net and only capture conduct serious enough to attract a sentence of
incarceration but not so severe as to warrant a penitentiary term. The limits
of this net are clearly defined in s. 742.1 and should not be stretched at
either end. Therefore, just as the conditional sentence net should not be
stretched to include an offender who simply cannot pay a fine, it should
likewise not be stretched to include an offender for whom a penitentiary term
would be appropriate were it not for his or her time spent in pre-sentence
custody.
18
The second reason why it is inconsistent with the conditional sentencing
regime to argue that pre-sentence custody should be taken into account in determining
the availability of a conditional sentence is because the time spent in
pre-sentence custody is part of the total punishment imposed; it is not a
mitigating factor that can affect the range of sentence and therefore the
availability of a conditional sentence.
19
In R. v. Wust, [2000] 1 S.C.R. 455, 2000 SCC 18, this Court
considered the issue of whether, when Parliament has imposed a mandatory
minimum sentence for a certain offence, a sentencing judge may exercise the
discretion provided for in s. 719(3) of the Criminal Code and credit
time spent in pre-sentence custody when calculating the appropriate sentence,
if this has the effect of reducing the sentence pronounced by the court to less
than the minimum provided by law. On behalf of this Court, Arbour J. approved
of the Ontario Court of Appeal’s decision in R. v. McDonald (1998), 127
C.C.C. (3d) 57, in which Rosenberg J.A., writing for a unanimous court, held
that pre-sentence custody could be considered even if such credit resulted in
reducing the sentence imposed on conviction below the mandatory minimum, since
the total punishment would still equal this minimum.
20
In Wust, Arbour J. stated that “[t]o maintain that pre-sentencing
custody can never be deemed punishment following conviction because the
legal system does not punish innocent people is an exercise in semantics that
does not acknowledge the reality of pre-sentencing custody” (para. 41 (emphasis
in original)). In particular, Arbour J. noted the typically harsh nature of
pre-sentence custody and its frequent characterization as “dead time” (paras.
28-29). She concluded that “while pre‑trial detention is not intended as
punishment when it is imposed, it is, in effect, deemed part of the punishment
following the offender’s conviction, by the operation of s. 719(3) ” (para. 41).
21
Applying the reasoning in Wust to the issue in this case, I
conclude that the time credited to an offender for time served before sentence
ought to be considered part of his or her total punishment rather than a
mitigating factor that can affect the range of sentence and therefore the
availability of a conditional sentence. If the credit for time served awarded
by the sentencing judge in this case is considered part of the respondent’s
total punishment, it is clear that this global sum of 50 months’ imprisonment
(three years pre-sentence plus 14 months post-sentence) is in the penitentiary
range, thus rendering a conditional sentence an impossibility. Treating
pre-sentence custody as part of the total punishment imposed also accords with
the fact that, for purposes of precedent, the respondent’s “sentence” for the
offence she committed will generally be understood to be the global sum of 50
months, rather than the 14 months actually imposed by the sentencing judge.
22
Since the time spent in pre-sentence custody is part of the total
punishment imposed, it is clear that it is not a mitigating factor that can
affect the range of sentence and therefore the availability of a conditional
sentence, as argued by the respondent. This makes sense because the appropriate
range of sentence is related to the gravity of the offence or the moral
blameworthiness of the offender, and these concepts do not change with the time
spent in pre-sentence custody. Let me explain.
23
When considering whether a conditional sentence was warranted in Wu,
Binnie J. recognized that such a sentence should only arise for consideration
when the gravity of the offence and the degree of responsibility of the
offender require a term of imprisonment of less than two years. Specifically,
Binnie J. wrote:
Only when the sentencing judge has rejected other sentencing options,
such as a conditional discharge, a suspended sentence, probation or a fine, and
has concluded that a term of imprisonment of less than two years is required by
the gravity of the offence and the degree of responsibility of the offender,
does a conditional sentence arise for consideration. [para. 25]
On the basis
of this passage from Wu, it is clear to me that the appropriate range of
sentence and therefore the availability of a conditional sentence is dependent
on the gravity of the offence and the degree of responsibility of the
offender. This conclusion is also evident from Lamer C.J.’s reference in Proulx
to the “type of offenders” envisaged by Parliament who could be entitled to a
conditional sentence (para. 55).
24
The conclusion that the appropriate range of sentence is dependent on
the gravity of the offence and the degree of responsibility of the offender
begs the question: what effect does pre-sentence custody have on these two
concepts? In my view, spending time in custody pre-sentence in no way changes
the gravity of the offence, the degree of responsibility of the offender, or,
as it was put in Proulx, the “type of offender”. Thus, it is clear that
the time spent in pre-sentence custody is not a mitigating factor that can
affect the range of sentence and therefore the availability of a conditional
sentence.
25
This conclusion also accords with Lamer C.J.’s statement in Proulx
that “[i]n making [a] preliminary determination [of the appropriate range of
sentence], the judge need only consider the fundamental purpose and principles
of sentencing set out in ss. 718 to 718.2 to the extent necessary to narrow the
range of sentence for the offender” (para. 59). Not only did Lamer C.J.
direct that the purpose and principles of sentencing set out in ss. 718 to
718.2 need only be considered in a limited fashion when determining the range
of sentence, it is also clear that he did not at all mention s. 719(3) and the
discretion it bestows on a judge to take into account pre-sentence custody as a
consideration at this stage of the analysis. This further supports the
conclusion that time spent in pre-sentence custody should not be considered at
the first stage of the analysis with respect to sentence range. This is not to
say that time spent in pre-sentence custody is never taken into account.
Rather, as I will explain below, this factor is properly considered at the
second stage of the analysis with respect to the duration of the sentence.
26
The third reason why it is inconsistent with the conditional sentencing
regime to argue that time spent in pre-sentence custody should be taken into
account in determining the range of sentence and therefore the availability of
a conditional sentence is because this argument, accepted by the Court of
Appeal and advanced by the respondent before this Court, is based on a plain
reading of the requirement in s. 742.1 (a), and such a reading has
already been rejected by this Court.
27
For instance, for a unanimous Court of Appeal in this case, Charron J.A.
(as she then was) noted that “[t]he first criterion that must be met under s.
742.1 (a) is that ‘the court imposes a sentence of imprisonment of
less than two years’”, and, “[i]n ‘determining the sentence to be imposed’,
s. 719(3) allows the court to count pre-sentence custody” (para. 18 (emphasis
in original)). Relying on the plain meaning of the language of ss. 742.1 and
719(3) , Charron J.A. concluded that these provisions allow the sentencing judge
to take into account pre-sentence custody in determining the range of sentence
under the conditional sentencing regime.
28
This conclusion must be rejected because, as discussed above, in Proulx,
this Court declined to read s. 742.1 (a) literally and instead gave the
requirement that the court “impos[e] a sentence of imprisonment of less than
two years” a purposive interpretation, in which it concluded that this
requirement should be fulfilled by a preliminary determination of the
appropriate range of available sentences (para. 58). It is only after this
preliminary determination is made and all other statutory prerequisites are met
that the judge should proceed to the second stage of the analysis, in which the
duration, venue and, if imposing a conditional sentence, conditions of the
sentence are determined (Proulx, at para. 60).
29
In my view, the time spent in pre-sentence custody ought to be
considered at the second stage of the analysis with respect to the duration of
the sentence rather than at the first stage with respect to sentence range. I
have already explained above why the time spent in pre-sentence custody should
not affect the range of the sentence. Let me now explain why this factor ought
to be considered with respect to the duration of the sentence.
30
First, as noted above, in Proulx, Lamer C.J. held that when the
sentencing judge is determining the range of sentence and therefore the
availability of a conditional sentence, he or she need not impose a term of
imprisonment of fixed duration; rather, the judge need only exclude two
possibilities: (a) probationary measures; and (b) a penitentiary term.
Therefore, to argue, as the respondent does, that the judge should nonetheless
be permitted to take into account the time spent in pre-sentence custody at
this stage of the analysis does not make sense, since the judge cannot deduct a
specific figure (i.e. the credit for the time served) from a general range of
sentence. Instead, the judge ought to apply any credit for time served when he
or she finally fixes the duration of the sentence imposed. This will occur in
the second stage of the analysis set out in Proulx.
31
Second, in Wust, Arbour J. stated that by holding that s. 719(3)
may be applied to mandatory minimum punishments, “this Court can uphold both
Parliament’s intention that offenders under s. 344(a) receive a minimum
punishment of four years imprisonment and Parliament’s equally important
intention to preserve the judicial discretion to consider pre‑sentencing
custody under s. 719(3) and ensure that justice is done in the individual case”
(para. 9 (emphasis in original)). I agree with the appellant that it can
likewise be stated that by holding that pre-sentence custody ought to be
considered at the second stage of the Proulx analysis with respect to
sentence duration rather than at the first stage with respect to sentence
range, this Court can give effect to Parliament’s intention to exclude from the
conditional sentencing regime those offenders for whom a penitentiary term
would be appropriate, while also honouring “Parliament’s equally important
intention to preserve the judicial discretion to consider pre-sentencing
custody under s. 719(3) and ensure that justice is done in the individual case”
(para. 9).
32
In this regard, it is important to emphasize that there is a significant
difference between a conditional sentence of imprisonment in the community and
a jail term of equivalent duration, since offenders serving their sentence in
the community are only partially deprived of their freedom, and a conditional
sentence is not subject to reduction through parole: see Proulx, at
paras. 40-44. Because a conditional sentence is conceptually distinct from a
jail sentence, I agree with the appellant that it is not inequitable for an
offender who warrants a sentence in the penitentiary range and is therefore
ineligible for a conditional sentence to find that the duration of his
or her sentence is nonetheless reduced by operation of s. 719(3) to a
reformatory term of less than two years. In the end, this offender will still
have served the jail sentence warranted in respect of the offence. The change
in location from a federal to a provincial institution does not change the
nature of the sentence, which is one of institutional confinement: see J. V.
Roberts, “Pre-Trial Custody, Terms of Imprisonment and the Conditional
Sentence: Crediting ‘Dead Time’ to Effect ‘Regime Change’ in Sentencing”
(2005), 9 Can. Crim. L. Rev. 191, at p. 207.
33
For all these reasons, I conclude that the time spent in pre-sentence
custody should not affect a sentencing judge’s determination of the range of
sentence and therefore the availability of a conditional sentence. Rather, it
is a factor that ought to be considered in the course of the judge’s
determination of the duration of the actual sentence imposed. To hold
otherwise would run contrary to the nature of the conditional sentencing
regime, as it was defined in Proulx.
34
Besides this Court’s decision in Proulx, the case law regarding
the conditional sentencing regime does not assist in resolving the issue of
whether pre-sentence custody should affect a sentencing judge’s determination
of the range of sentence and therefore the availability of a conditional
sentence. For example, in R. v. Knoblauch, [2000] 2 S.C.R. 780, 2000
SCC 58, this Court examined the legality of the conditional sentence originally
imposed by the trial judge. In the course of her determination that this
sentence was indeed legal and fit, Arbour J., writing for a majority of this
Court, noted that
in this case both the trial judge and the Court of Appeal were of the
view, which has not been disputed before us, that considering all the
circumstances, the appropriate punishment for this offender would have been a
sentence of three years of incarceration which was properly reduced to two
years less a day to take into account the period spent in pre-trial custody.
[para. 16]
In determining
the availability of a conditional sentence in these circumstances, Arbour J.
briefly addressed the first criterion in s. 742.1 (a) as follows:
There is no dispute, as I indicated earlier, that a sentence of two
years less a day was a fit and appropriate sentence in all the circumstances. The
first criterion in s. 742.1 of the Code having been satisfied, it
remains only to be decided whether the trial judge was entitled to conclude
that “serving the sentence in the community would not endanger the safety of
the community and would be consistent with the fundamental purpose and
principles of sentencing”, in accordance with s. 742.1 (b). [Emphasis
added; para. 25.]
Given Arbour
J.’s comment that the first criterion in s. 742.1 of the Criminal Code
(i.e. that a judge impose a sentence of imprisonment of less than two years)
was satisfied in this case, despite the fact that but for pre‑sentence
custody the appropriate sentence would have been three years and therefore in
the penitentiary range, it can be argued that, contrary to my conclusion here,
this Court has implicitly ruled that a sentencing judge can consider pre‑sentence
custody in determining the range of sentence and therefore the availability of
a conditional sentence. However, as I noted in dissent in Knoblauch, at
para. 67, the central point of contention between the appellant and the
respondent in that case related to the third conditional sentence prerequisite
of safety to the community. In neither the majority nor the dissenting reasons
in Knoblauch was there any comprehensive consideration of whether it was
proper for the trial judge to consider pre‑sentence custody in narrowing
the range of sentence thereby making a conditional sentence a possibility.
Thus, I conclude that this Court’s decision in Knoblauch is not
particularly helpful in resolving the issue in the case at bar.
35
Jurisprudence from the lower courts is similarly unhelpful. Decisions
arising out of Saskatchewan and Ontario appear to hold that a sentencing judge
cannot calculate the amount of time that the accused has spent on remand and
deduct it to determine whether the conduct in question would normally merit the
imposition of imprisonment within a penitentiary: see R. v. Predenchuk
(2000), 199 Sask. R. 264, 2000 SKCA 122; R. v. Runns (2002), 165 C.C.C.
(3d) 217, 2002 SKCA 48; R. v. Dobis (2002), 58 O.R. (3d) 536 (C.A.).
Another decision from Ontario and one from Quebec are not as clear and seem to
suggest that where a penitentiary sentence is otherwise warranted, a
conditional sentence will only be imposed in a rare and exceptional case after
factoring in time spent in pre-trial custody: see R. v. Persaud (2002),
26 M.V.R. (4th) 41 (Ont. C.A.); R. c. Bastien, [2003] R.J.Q. 1695
(C.Q.). In contrast, decisions arising out of Alberta and British Columbia
implicitly support the respondent’s argument that pre-sentence custody can be
considered with respect to the range of sentence and therefore can impact upon
the availability of a conditional sentence: see R. v. McClelland
(2001), 281 A.R. 378, 2001 ABCA 182; R. v. La (2003), 15 Alta. L.R.
(4th) 56, 2003 ABQB 391; R. v. Skani (2002), 331 A.R. 50, 2002 ABQB
1097; R. v. Brown (2002), 32 M.V.R. (4th) 211, 2002 ABPC 187; R. v.
Harris (2002), 167 C.C.C. (3d) 246, 2002 BCCA 152.
36
As was the case with Knoblauch, none of these cases offer a
thorough analysis of the issue of whether pre-sentence custody should affect a
sentencing judge’s determination of the range of sentence and therefore the
availability of a conditional sentence. Therefore, they do not assist with
resolving the issue in the case at bar.
37
It remains to consider the respondent’s argument that prohibiting a
sentencing judge from considering pre-sentence custody at the first stage of
the Proulx analysis will lead to inequitable results. For example, in
her written submissions to this Court, the respondent described a situation in
which two accused are arrested on serious charges normally warranting a
sentence in the range of three years. At a bail hearing, the more affluent
accused presents evidence of a good financial background and a surety with some
assets. This accused is released with some bail conditions. The second accused
has no money and can present no suitable surety. This accused is detained in
custody. Twelve months later, at the sentencing hearing, defence counsel for
the first accused tells the judge that his or her client should get a
conditional sentence because, while released, the offender has, for example,
followed restrictive bail conditions, upgraded his or her education or secured
a steady job. The sentencing judge is impressed by this behaviour and imposes
a conditional sentence. The second accused has not been able to achieve any of
these mitigating factors, because he or she has been detained. Therefore, a
conditional sentence is not available to this accused. In order to correct this
apparent inequity, the respondent submits that, in determining whether the
sentence comes within the range in which a conditional sentence is available,
the sentencing judge should be able to consider all the factors presented by
both individuals at the time of sentencing, including the time spent in pre‑sentence
custody.
38
In contrast to the respondent’s argument, the Crown submitted that if
this Court allows pre-sentence custody to be considered in determining the
range of sentence and therefore the availability of a conditional sentence,
this may result in the unequal treatment of similarly situated offenders and an
increase in sentencing discrepancies between the least and worst offenders,
given that only those meriting detention before trial could potentially qualify
for conditional sentences by virtue of time spent in pre‑sentence
custody. In support of this argument, the Crown offered the example of two co‑accuseds
who are arrested for a serious crime. One accused, a first-time offender, is
released on bail. The other accused is detained on the strength of his
substantial criminal record. The first-time offender enters an early plea and
receives a three‑year penitentiary term. The other accused eventually
pleads guilty after 18 months in custody and receives credit for 36 months.
Pursuant to the Court of Appeal’s interpretation of ss. 719(3) and 742.1 (a),
even if the sentence this accused would otherwise have received was five years
on account of his record, he would be eligible for a conditional sentence
because of the time spent in pre-sentence custody. This sentencing option would
be unavailable to his accomplice, in spite of his prior unblemished record and
earlier guilty plea.
39
It is clear that there are potential inequitable results associated with
both positions. Whatever the circumstances, it is always necessary to choose
the interpretation of ss. 719(3) and 742.1 (a) that best honours
Parliament’s intention in enacting the conditional sentence regime. In Proulx,
this Court held that “Parliament intended that a conditional sentence be
considered only for those offenders who would have otherwise received a
sentence of imprisonment of less than two years” (para. 49). It was not
designed for those offenders for whom a penitentiary term is appropriate. Thus,
once a sentencing judge considers the gravity of the offence and the moral
blameworthiness of the offender and concludes that a sentence in the
penitentiary range is warranted and that a conditional sentence is therefore
unavailable, time spent in pre‑sentence custody ought not to disturb this
conclusion. Instead, this time should be considered at the second stage of the
Proulx analysis with respect to the duration of the sentence actually
imposed. Not only does this approach honour Parliament’s intention to offer an
alternative to incarceration for less serious and non-dangerous offenders, it
also makes good practical sense since a sentencing judge cannot properly
“deduct” the credit for time served from an estimated range of sentence.
40
Therefore, I conclude that the judicial discretion to consider the time
spent in pre-sentencing custody in determining the sentence to be imposed
provided for by s. 719(3) of the Criminal Code does not mean that the
requirement in s. 742.1 (a) that a sentence of imprisonment of less than
two years be imposed before a conditional sentence can be authorized refers
only to the actual time to be spent in jail after sentencing; rather, this
requirement refers to the total time taken into account by the sentencing judge
in determining the degree of punishment warranted by the gravity of the offence
and the moral blameworthiness of the offender.
41
Since writing these reasons, I have had an opportunity to read the
reasons of my colleague Fish J. They invite the following comments.
42
First, at the outset of his reasons, my colleague raises the concern
that pre-sentence custody could transform what would otherwise be a
penitentiary range sentence into a suspended sentence, a probation order, a
discharge or a fine but not a conditional sentence. With respect, I must
emphasize that the effect of pre-sentence custody on the availability of a
suspended sentence, a probation order, a discharge or a fine is an issue that
is not before us in this appeal. Rather, this appeal is solely concerned with
whether time spent in pre-sentence custody ought to affect a sentencing judge’s
determination of the range of sentence and therefore the availability of a
conditional sentence. As noted by Lamer C.J. in Proulx, the conditional
sentence was specifically enacted as a new sanction designed to reduce the use
of prison as a sanction and to expand the use of restorative justice principles
in sentencing (paras. 15 and 21). Given that the conditional sentence is a new
sanction with a unique combination of objectives, it should not be
automatically equated with other sentencing alternatives, such as a suspended
sentence, a probation order, a discharge or a fine. Accordingly, it is my
position that the relationship between pre-sentence custody and the
availability of a suspended sentence, a probation order, a discharge or a fine
is an issue that is better left for another day.
43
Second, at para. 65, he states that “[a] sentence of less than two years
is not transformed into a sentence of more than two years for the purpose of s.
742.1 (a) simply because the trial judge took into account, in imposing
the sentence of less than two years, time already spent in custody as a result
of the offence.” Respectfully, it is my view that this statement does not
accord with this Court’s conclusion in Wust that time credited to an
offender for time served before sentence ought to be considered part of the
total punishment imposed. As noted earlier, in Wust, Arbour J. stated
that
while pre‑trial detention is not intended as punishment when it
is imposed, it is, in effect, deemed part of the punishment following the
offender’s conviction, by the operation of s. 719(3) . The effect of deeming
such detention punishment is not unlike the determination, discussed earlier in
these reasons, that time spent lawfully at large while on parole is considered
nonetheless a continuation of the offender’s sentence of incarceration. [para.
41]
44
Third, at para. 75, my colleague states that “[w]here an offender has at
the time of sentence already spent time in custody and a court would otherwise
have imposed a sentence of more than two years, the deterrent and punitive
purposes will in some instances have been satisfied by the time spent in
custody.” I accept that this situation may occur in some cases; however, I do
not agree with my colleague’s statement that, in such cases, there is “no
reason of principle, policy or precedent to limit the sentencing court to a
choice between a probationary sentence that is too lenient and custodial
sentence that is too severe” (para. 77).
45
In my view, the sentencing court is indeed limited to these choices by
operation of s. 742.1 (a) and this Court’s interpretation of this
requirement in Proulx. In Proulx, this Court held that
“Parliament intended that a conditional sentence be considered only for those
offenders who would have otherwise received a sentence of imprisonment of less
than two years” (para. 49). Since the offender in the cases described by my
colleague is of the type that would otherwise deserve a penitentiary term, he
or she is ineligible for a conditional sentence. Of course, the time spent in
pre-sentence custody can be taken into account by the sentencing court when
determining the duration of the actual sentence imposed (whether it is a
custodial or a non-custodial sentence). While this may be perceived to be an
inequitable result in cases where it is felt that a probationary sentence would
be too lenient and custodial sentence too severe, absent a challenge on
constitutional grounds, the courts must interpret and apply a statute in
accordance with Parliament’s intent: see Bell ExpressVu Limited Partnership
v. Rex, [2002] 2 S.C.R. 559, 2002 SCC 42, at para. 62.
46
Accordingly, I would allow the appeal. Since defence counsel conceded
that but for the time spent in pre-sentence custody a penitentiary sentence
would have been appropriate, by operation of s. 742.1 (a) and this
Court’s interpretation of this requirement in Proulx, a conditional
sentence was unavailable in this case. A term of incarceration, reduced by the
application of the credit for time served pursuant to s. 719(3) , should have
been imposed. Nevertheless, the respondent has long since served her sentence
and the Crown is no longer seeking her incarceration. Therefore, while the
appeal is allowed, the order imposing a sentence of incarceration is stayed.
The reasons of Deschamps and Fish JJ. were delivered by
Fish J. (dissenting) —
I
47
At the hearing of this appeal, the Crown’s position was summarized by a
member of the Court in these terms:
. . . it seems to me that what you’re saying is that pretrial custody
could transform what would otherwise be a penitentiary range sentence into a
suspended sentence, a probation order, [a] discharge [or] a fine but not a
conditional sentence. Is that a fair summary?
With
appropriate candour, able and experienced Crown counsel responded:
That’s right. That’s fair and I recognize that that attracts a certain
. . . wonder.
48
The reason for wonderment, of course, is that the Crown’s position on
this appeal is illogical on its face. It is manifestly unattractive at first
sight — and that initial impression is not enhanced, in my view, on reflection.
49
On the contrary, as we shall presently see, the Crown’s position is
entirely devoid of statutory support, inconsistent with Parliament’s purpose in
introducing the conditional sentencing regime, and neither required nor even
contemplated by R. v. Proulx, [2000] 1 S.C.R. 61, 2000 SCC 5, this
Court’s leading authority on the subject.
50
Still less is the Crown’s position supported by R. v. Wust,
[2000] 1 S.C.R. 455, 2000 SCC 18.
51
The issue in Wust was whether a sentencing court, when required
by Parliament to impose a minimum term of imprisonment, may deduct time spent
by the accused in custody while awaiting trial and sentence. This Court
answered that question, unanimously, in the affirmative. If pre-sentence
custody can properly result in a sentence of shorter duration than the
minimum term of imprisonment fixed by Parliament, why can it not result in
a sentence of less than two years, within the meaning of s. 742.1 of the Criminal
Code, R.S.C. 1985, c. C-46 , with respect to offences for which Parliament has
not fixed a minimum sentence of imprisonment?
52
Moreover, in concluding as it did in Wust, the Court emphasized
the need, in interpreting the sentencing provisions of the Criminal Code ,
“to avoid absurd results by searching for internal coherence and consistency in
the statute” (para. 34).
53
As we have already seen, the position advocated by the Crown in this
case is illogical on its face. And it is not made coherent by arbitrarily
excluding from consideration, on the ground that they are “not before us in
this appeal”, any of the sentencing alternatives — custodial, probationary or
conditional — that have been specifically postulated by Parliament (reasons of
Bastarache J., at para. 42).
54
On the contrary, that is what this case is about: To which, if any, of
the sentencing alternatives created by Parliament, does s. 719(3) of the Criminal
Code not apply? Parliament has expressly provided in s. 742.1 of
the Code that conditional sentences are available where “the court . . .
imposes a sentence of imprisonment of less than two years”, provided, of
course, that the two other statutory conditions are met. And Parliament has
provided in s. 719(3) of the Code, again in express terms, that the
court may take pre-sentencing custody into account “[i]n determining the
sentence to be imposed.” The issue in this case is whether the Court, by
judicial fiat, should declare s. 719(3) inapplicable to one or more of the
sentencing alternatives created by Parliament — though Parliament itself has
declined to do so.
55
With respect for the contrary opinion of Bastarache J., I agree with the
reasons and the conclusion of Charron J.A. (as she then was), speaking for
herself and Moldaver and Feldman JJ.A. in the Court of Appeal for Ontario:
(2003), 65 O.R. (3d) 751.
56
I would therefore dismiss the appeal and wish only to add some
observations of my own.
II
57
It is conceded by the Crown that nothing in the Criminal Code
requires sentencing judges to disregard time spent in preventive custody when
they determine, upon sentencing an accused, whether a conditional sentence is
appropriate or not.
58
For ease of reference, I reproduce here the governing statutory criteria:
742.1 Where a person is convicted of an
offence, except an offence that is punishable by a minimum term of
imprisonment, and the court
(a) imposes a sentence of imprisonment of less than two years,
and
(b) is satisfied that serving the sentence in the community
would not endanger the safety of the community and would be consistent with the
fundamental purpose and principles of sentencing set out in sections 718 to
718.2,
the court may, for the purpose of supervising the offender’s behaviour
in the community, order that the offender serve the sentence in the community,
subject to the offender’s complying with the conditions of a conditional
sentence order made under section 742.3.
59
When the offence is not punishable by a minimum term of imprisonment,
the Court is empowered by this provision, in the plainest of terms, to impose a
conditional sentence whenever it imposes a sentence of less than two years and
is satisfied that serving the sentence in the community meets the test set out
in s. 742.1 (b).
60
This point was made clear in Proulx, at para. 79:
Section 742.1 does not exclude any offences
from the conditional sentencing regime except those with a minimum term of
imprisonment. Parliament could have easily excluded specific offences in
addition to those with a mandatory minimum term of imprisonment but chose not
to.
.
. .
Thus, a conditional sentence is available in principle for all
offences in which the statutory prerequisites are satisfied. [First emphasis
added; second emphasis in original.]
61
Section 719(3) of the Criminal Code reads:
719. . . .
(3) In determining the sentence to be imposed on a
person convicted of an offence, a court may take into account any time spent in
custody by the person as a result of the offence.
62
A court that might otherwise have imposed a sentence of more than two
years is thus authorized by s. 719(3) to impose a sentence of less than two
years where a longer term of imprisonment would be excessive, bearing in mind
the time already spent in custody as a result of the offence.
63
From a statutory point of view, the resulting sentence of less than two
years clearly satisfies s. 742.1 (a). In this regard, I see no ambiguity
whatever in either s. 719(3) or s. 742.1 (a).
64
If the offence is punishable by a minimum term of imprisonment, the
accused is of course ineligible for a conditional sentence. Where the offence
is not punishable by a minimum term of imprisonment, its duration is
calculated for all purposes (subject to statutory exceptions not relevant here)
from the date of its imposition: s. 719(1) of the Code.
65
A sentence of less than two years is not transformed into a sentence of
more than two years for the purpose of s. 742.1 (a) simply because the
trial judge took into account, in imposing the sentence of less than two years,
time already spent in custody as a result of the offence. Were it otherwise, a
sentence of less than two years in like circumstances would preclude a
probation order: see s. 731(1)(b). No authority to that effect has been
drawn to our attention.
66
Indeed, as I mentioned earlier, the Crown concedes that probation is
permitted where a sentence of less than two years is imposed on account of the
time already spent in custody.
67
It is well established that courts should not impose conditional
sentences where less restrictive sanctions would adequately reflect the gravity
of the offence and the degree of responsibility of the offender. This
overarching principle is turned on its head by the Crown’s position in this
case.
68
Conditional sentences are said by the Crown to be prohibited because
they do not adequately reflect the need for severity, while the manifestly less
restrictive sentences, such as a probationary sentence, a fine or a discharge —
which the sentencing court must find to be inadequate before a conditional
sentence can be imposed — are permissible. In short, less restrictive
sentences are permitted where a more restrictive sanction — a conditional
sentence — is excluded because it is too lenient!
III
69
I turn, finally, to Parliament’s purpose in introducing the conditional
sentencing regime, and to the decision of this Court in Proulx.
70
In Proulx, speaking for the Court, Lamer C.J. explained:
The conditional sentence . . . was introduced in
the amendments to Part XXIII of the Code. Two of the main objectives
underlying the reform of Part XXIII were to reduce the use of incarceration
as a sanction and to give greater prominence to the principles of
restorative justice in sentencing — the objectives of rehabilitation,
reparation to the victim and the community, and the promotion of a sense of
responsibility in the offender.
The conditional sentence facilitates the
achievement of both of Parliament’s objectives. It affords the sentencing
judge the opportunity to craft a sentence with appropriate conditions that can
lead to the rehabilitation of the offender, reparations to the community, and
the promotion of a sense of responsibility in ways that jail cannot. However,
it is also a punitive sanction. Indeed, it is the punitive aspect of a
conditional sentence that distinguishes it from probation. As discussed above, it
was not Parliament’s intention that offenders who would otherwise have gone to
jail for up to two years less a day now be given probation or some equivalent
thereof.
Thus, a conditional sentence can achieve both
punitive and restorative objectives. To the extent that both punitive and
restorative objectives can be achieved in a given case, a conditional sentence
is likely a better sanction than incarceration. Where the need for punishment
is particularly pressing, and there is little opportunity to achieve any
restorative objectives, incarceration will likely be the more attractive
sanction. However, even where restorative objectives cannot be readily
satisfied, a conditional sentence will be preferable to incarceration in cases
where a conditional sentence can achieve the objectives of denunciation and
deterrence as effectively as incarceration. This follows from the principle of
restraint in s. 718.2(d) and (e), which militates in favour of
alternatives to incarceration where appropriate in the circumstances.
[Emphasis added; paras. 98-100.]
71
I do not read the underlined passage of this last paragraph to mean
that, where there is opportunity to achieve a restorative objective by
imposing a conditional sentence, it is improper or illegal to do so because
sufficient incarceration has already occurred at the time of sentencing.
72
Earlier, Lamer C.J. stated:
. . . a consideration of ss. 718.2(d) and 718.2(e) leads
me to the conclusion that serious consideration should be given to the
imposition of a conditional sentence in all cases where the first three
statutory prerequisites are satisfied. Sections 718.2(d) and 718.2(e)
codify the important principle of restraint in sentencing and were specifically
enacted, along with s. 742.1 , to help reduce the rate of incarceration in
Canada. Accordingly, it would be an error in principle not to consider the
possibility of a conditional sentence seriously when the statutory
prerequisites are met. Failure to advert to the possibility of a conditional
sentence in reasons for sentence where there are reasonable grounds for finding
that the first three statutory prerequisites have been met may well constitute
reversible error. [First emphasis in original; second and third emphases
added; para. 90.]
73
And finally:
. . . it bears pointing out that a conditional sentence may be imposed even
in circumstances where there are aggravating circumstances relating to the
offence or the offender. Aggravating circumstances will obviously increase
the need for denunciation and deterrence. However, it would be a mistake to
rule out the possibility of a conditional sentence ab initio simply
because aggravating factors are present. I repeat that each case must be
considered individually.
Sentencing judges will frequently be confronted
with situations in which some objectives militate in favour of a conditional
sentence, whereas others favour incarceration. In those cases, the trial judge
will be called upon to weigh the various objectives in fashioning a fit
sentence. As La Forest J. stated in R. v. Lyons, [1987] 2 S.C.R. 309, at
p. 329, “[i]n a rational system of sentencing, the respective importance of
prevention, deterrence, retribution and rehabilitation will vary according to
the nature of the crime and the circumstances of the offender.” There is no
easy test or formula that the judge can apply in weighing these factors. Much
will depend on the good judgment and wisdom of sentencing judges, whom
Parliament vested with considerable discretion in making these determinations
pursuant to s. 718.3. [Emphasis added; paras. 115-16.]
74
These are the predominant teachings of Proulx. Nothing in the
text or subtext of that decision precludes the imposition of a conditional
sentence where the statutory conditions are met. Still less does Proulx
exclude conditional sentences for particular offences or particular offenders.
The opposite, as we have just seen, is true.
75
Where an offender has at the time of sentence already spent time in
custody and a court would otherwise have imposed a sentence of more than two
years, the deterrent and punitive purposes will in some instances have been
satisfied by the time spent in custody.
76
A further custodial sentence may well frustrate both of Parliament’s
main objectives in reforming Part XXIII of the Criminal Code . The
first, it will be recalled, was to reduce the use of incarceration as a
sanction; the second, to give greater prominence to the principles of
restorative justice, including rehabilitation.
77
A conditional sentence of imprisonment, on the other hand, will in some
circumstances promote both of Parliament’s objectives without overlooking the
need for punishment or denunciation. Where this is the case, I see no reason
of principle, policy or precedent to limit the sentencing court to a choice
between a probationary sentence that is too lenient and a custodial sentence
that is too severe.
78
Conditional sentences were introduced by Parliament to afford judges
greater flexibility in sentencing: Section 742.1 should not be interpreted so
as to frustrate this evident purpose.
79
In my respectful view, nothing in Proulx was meant to prevent
trial courts from imposing conditional sentences where, on account of the time
already served, further institutional detention is not required and a term of
imprisonment to be served in the community best responds to the principles and
purposes of sentencing set out by Parliament in the Criminal Code . At
its highest, from the Crown’s perspective, Proulx is silent on that
issue.
80
Indeed, as I mentioned earlier, Proulx requires the
imposition of a conditional sentence to be considered where the statutory
conditions are met, as they were in this case.
81
The reasons of Charron J.A., as I have said as well, are in my view
persuasive, and her conclusion is in my view correct.
82
Accordingly, with respect for those who are of a different view, I would
dismiss the appeal.
Appeal allowed, Deschamps
and Fish JJ. dissenting.
Solicitor for the appellant: Attorney General of Ontario,
Toronto.
Solicitors for the respondent: Aitken Robertson,
Peterborough, Ontario.