Docket: T-60-15
Citation:
2015 FC 1155
Ottawa, Ontario, October 13, 2015
PRESENT: The
Honourable Madam Justice Kane
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BETWEEN:
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EMILIE TAMAN
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Applicant
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and
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ATTORNEY
GENERAL OF CANADA
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Respondent
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JUDGMENT AND REASONS
Overview
[1]
In a decision dated December 16, 2014, the
Public Service Commission [Commission] denied the request of the applicant,
Emilie Taman, for permission and a leave of absence without pay to seek
nomination and be a candidate in the next federal election pursuant to subsections 114(4)
and (5) of the Public Service Employment Act, SC 2003, c 22, ss 12, 13
[PSEA].
[2]
The applicant submits that the Commission’s
decision infringes her rights pursuant to paragraphs 2(b), 2(d) and section 3
of the Charter, and does not reflect a proportionate balancing of her Charter
rights and the statutory objectives of the PSEA, and is, therefore,
unreasonable.
[3]
Upon consideration of the comprehensive
submissions of the applicant and respondent, the legislation, the reasons for
the Commission’s decision, the record, and the jurisprudence, I find that,
although the decision of the Commission limits the applicant’s Charter
rights, it does reflect a proportionate balancing of the Charter rights
at stake, to engage in political activity and run for office, with the
principle of political impartiality in the public service.
[4]
The applicant followed the required procedure in
her request for permission to seek the candidacy and pursue election and to
obtain a leave without pay, with a view to returning to her position if she
were unsuccessful in her candidacy or election. She provided comprehensive
submissions to the Commission which noted her Charter rights, addressed
all the relevant facts, described all aspects of her work, candidly
highlighting those which could give rise to a perception of partiality, and
suggested options to provide some “middle ground” to guard against such
perceptions.
[5]
The Director of Public Prosecution’s [DPP]
submissions to the Commission highlighted the need to ensure that the Office of
the DPP [ODPP] discharged its prosecutorial duties in a politically impartial
manner and to ensure that there would be no perception of political partiality
on the part of federal prosecutors. The DPP’s submissions focussed on the
independence and integrity of the ODPP, of which the applicant is part, and not
on the applicant’s integrity, which has never been questioned. The concern of
the Commission, based on this input, is primarily about perception, which is as
important as actual impartiality in the present context.
[6]
The Commission considered the competing rights
and interests at play as required pursuant to the PSEA. The decision reflects
that the Commission considered all the facts and, based on its overall view,
determined that the applicant’s rights could not be fully protected while at
the same time maintaining the objective of political impartiality in the public
service. Measures to mitigate the impact of the limitation of the applicant’s
rights were considered, but were reasonably found to not be feasible to satisfy
the Commission that the applicant’s ability to perform her duties in a
politically impartial manner would not be impaired or perceived to be impaired
if she were to return to her duties.
[7]
Although the decision has a significant impact on
the applicant from her own perspective – because the trade-off for her is
between maintaining her employment or pursuing her candidacy and election – the
determination whether the decision reflects a proportionate balancing is guided
by the jurisprudence which calls for the consideration of the statutory and
factual context, and highlights that the goal is to protect Charter
rights as fully as possible.
[8]
The reality is that it is not always possible to
strike a perfect balance either between competing Charter rights or
between Charter rights and other rights and interests. Some rights may
be required to give way to others in a manner which will be considered
disproportionate by one party or the other. The notion of protecting Charter
rights as fully as possible recognizes that rights are not absolute and full
protection is not always possible.
[9]
For the more detailed reasons that follow, the
application is dismissed.
Background
[10]
Ms Taman, a prosecutor in the Regulatory and
Economic Prosecutions and Management Branch of the Public Prosecution Service
of Canada [PPSC] submitted a request in November 2014 to the Commission
pursuant to section 114 of the PSEA. Ms Taman requested permission to seek
nomination as and, if nominated, be a candidate in the federal election to be
held on October 19, 2015. She also requested a leave of absence without pay
before and during the election period. The Commission denied her request on
December 16, 2014.
[11]
Ms Taman described her role and duties in her
request, submitted in accordance with the applicable form and procedure, and in
her submissions to the Commission which attached her work description. In her
affidavit, she described that she is responsible for assessing investigative
files to provide pre-charge legal advice or an opinion pre-charge regarding
potential prosecutions; prosecuting files once the decision to prosecute has
been made; appearing in court to prosecute; applying to a judge for various
sentencing matters; negotiating with opposing counsel; and supporting other prosecutors
on complex and lengthy cases or projects. In her affidavit, she noted that her
team at the PPSC was responsible for regulatory offences other than drug
offences and that she had carriage of, or worked on, prosecutions under the Immigration
and Refugee Protection Act, SC 2001, c 27; the Fisheries Act, RSC
1985, c F-14; the Income Tax Act, RSC 1985, c 1 (5th Supp); and the Lobbying
Act, RSC 1985, c 44 (4th Supp).
[12]
In her submissions to the Commission, in
response to specific questions in the request form, Ms Taman acknowledged that
there could be a public perception that she would be unable to perform her
duties impartially in the period leading up to the nomination and before and
during the election period, but noted that her intention was to be on leave
without pay during this period and not working and, if she returned to work, in
the event that she did not receive the nomination or were not elected, the
public would understand that there is a distinction between a lawyer’s personal
views and the positions they take in Court.
[13]
The request for permission to the Commission, in
the required form, included the views of the applicant’s immediate supervisor
[Team Leader] and senior management. The Team Leader indicated that he was not
satisfied that the applicant’s ability to perform her duties in a politically
impartial manner would not be impaired or be perceived to be impaired during
the election. He noted that her position may need to be filled in her absence. However,
he indicated that if the applicant returned to work after not receiving the
nomination or not being elected, he was satisfied that her ability to perform
her duties in a politically impartial manner would not be impaired or be
perceived to be impaired because the legal community and public understand that
the advocate’s job is to apply the law to a set of facts, not to make law. In
other words, the Team Leader had concerns about the impairment or perceived
impairment of the applicant’s ability to perform her duties up to the election,
but did not have these concerns if she were to return to work if not elected.
[14]
The DPP expressed the opinion that seeking
nomination or candidacy before or during an election period indicates a
significant allegiance to a political party and its platform, which would
undermine the independence of the prosecutorial function and could lead to the
public perception that the applicant’s political allegiance influences her
judgment as a prosecutor. The DPP also indicated that the applicant may be
called to work on files of a political character, including offences under the
Lobbying Act, the Canada Elections Act, SC 2000, c 9 and the
Parliament of Canada Act, RSC 1985, c P-1.
[15]
The DPP indicated that he was not satisfied that
if the applicant returned to her position if unsuccessful in seeking the
nomination or election, that her ability to perform her duties in a politically
impartial manner would not be impaired or be perceived to be impaired. The DPP
indicated that this raises the risk that the decisions made by the applicant
could be perceived by investigators and the public as influenced by political
considerations. In other words, the DPP had concerns about the impairment or
perceived impairment of the applicant’s ability to perform her duties both
before the election period and upon her return to work, after having been a candidate
in a federal election.
[16]
The DPP also indicated that he could not
accommodate the applicant’s return to another, non-prosecutorial, position
because the core activities of the ODPP are the prosecution of federal offences
and the provision of advice to investigative agencies, both of which require
political impartiality or the perception of political impartiality. The DPP
added that it would be necessary to fill the applicant’s position in her absence.
[17]
The DPP provided additional comments to
elaborate on the answers to specific questions in the request form indicating
that partisan political activities by prosecutors undermine the prosecutorial
function; that independence is central to the prosecutorial decision-making
process; that prosecutorial decision-making process is quasi-judicial; that
prosecutors exercise their quasi‑judicial duties in the public interest
and must be free from partisan political influence; and, that his view is that
federal prosecutors should abstain from any political activity. The DPP also
noted a past incident where the ODPP was called upon to address a complaint
related to an individual who had engaged in political activities prior to becoming
a federal prosecutor.
[18]
Ms Taman provided additional submissions to the
Commission in response to senior management’s comments, noting that: the DPP’s
position does not acknowledge her rights under the Charter;
prosecutorial independence is institutional and her discretion is highly
circumscribed; prosecutors ought not to be held to the same standard as judges
when it comes to personal partisan activities; the views of the DPP are not
shared by other jurisdictions where prosecutors have been candidates in
elections and returned to their positions; former political candidates are not
barred from joining the PPSC as prosecutors; the PPSC has not communicated its
view that prosecutors should abstain from all political involvement; the mere
possibility of complaints is not a basis to refuse a request; an individual
prosecutor can be insulated from relatively rare politically sensitive
prosecutions; and, remote hypotheticals should not be given undue weight. The
applicant added that reasonable accommodations should be considered to overcome
the barriers to women’s representation in politics and suggested that there are
ways to grant her request without undue burden on the PPSC, including by
maintaining “firewalls” and assigning politically sensitive files to others.
The Decision
[19]
The Commission cited the relevant statutory
provisions. Pursuant to subsections 114(1) and (2) of the PSEA, an employee may
seek nomination as a candidate before or during the election period or be a
candidate before the election period only if he or she has requested and
obtained permission from the Commission. Pursuant to subsection 114(3), an
employee may only be a candidate during the election period if he or she has
obtained leave without pay from the Commission. Finally, pursuant to
subsections 114(4) and (5), the Commission may only grant permission or leave
without pay if it is satisfied that the employee’s ability to perform his or
her duties in a politically impartial manner will not be impaired or perceived
to be impaired.
[20]
The relevant statutory provisions are set out in
Annex A.
[21]
The Commission noted that the applicant had
sought permission in accordance with subsections 114(1), (2) and (3) of the
PSEA and it had considered the information she provided as well as the
information provided by her Team Leader and senior management at the ODPP.
[22]
The Commission noted its concerns that the
applicant’s ability to perform her duties as a federal prosecutor in a
politically impartial manner may be impaired or perceived to be impaired in
light of the nature of her duties and the increased publicity, visibility and
recognition that would be associated with seeking nomination and being a candidate
in a federal election.
[23]
The Commission found that as a federal
prosecutor in the Regulatory and Economic Prosecutions and Management Branch,
the applicant has a high level of autonomy and decision‑making power,
noting that she: prosecutes federal regulatory offences; provides legal advice
to the Royal Canadian Mounted Police [RCMP] and other federal organizations
regarding federal prosecutions; may apply for seizure or forfeiture of
property; is involved in plea and sentencing discussions; is involved in
“determining issue resolution” on some files; is highly visible when she
appears in Court; and, may be required to deal with the media.
[24]
The Commission noted the views of the DPP that
the applicant’s candidacy publicly indicates a significant allegiance to a
political party and its platform and that this would undermine the independence
and prosecutorial function of the ODPP. The Commission found that this, in
turn, could lead to a perception that the applicant is not able to perform her
duties in a politically impartial manner.
[25]
The Commission found that the risk to political
impartiality could not be mitigated by a leave without pay or by the applicant
assuming a non-prosecutorial role if she returned to work. The Commission noted
that the ODPP had indicated that it could not accommodate these measures
because it is a small organization, its core activities are the prosecution of
offences and the provision of advice to investigatory agencies, and that few
counsel positions do not exercise discretionary powers.
[26]
The Commission concluded that it was not
satisfied that being a candidate during the election period would not impair or
be perceived as impairing the applicant’s ability to perform her duties in a
politically impartial manner. The Commission denied both the permission and
leave without pay, which is a condition precedent to a public servant seeking
election.
The Applicant’s Overall Position
[27]
The applicant argues that the decision of the
Commission is unreasonable because it disproportionately limits her Charter
rights, specifically paragraphs 2(b), 2(d) and section 3 of the Charter.
[28]
The applicant does not challenge the
constitutionality of the provisions of the PSEA, but rather argues that the
decision of the Commission does not reflect a proportionate balancing of her Charter
rights. The applicant argues that the Commission did not exercise its
discretion in accordance with the principles established by the Supreme Court
of Canada in Doré v Barreau du Quebec, 2012 SCC 12, [2012] 1 S.C.R. 395 [Doré]
governing the review of administrative decisions which engage and limit Charter
rights and values. The applicant submits that the effect of the decision is to
prohibit all federal prosecutors from seeking candidacy and election and this
blanket prohibition, combined with the Commission’s failure to mitigate the
impact of the limitation on her Charter rights, is not proportionate.
[29]
The applicant seeks an order to set aside the
decision of the Commission and to order that she is entitled to seek nomination
as a candidate in the next federal election and is entitled to a leave of
absence without pay during the election period.
The Respondent’s Overall Position
[30]
The respondent submits that the Commission
applied the appropriate framework and its determination that there may be a
perception of impairment of political partiality is justified by the facts. The
respondent acknowledges that the applicant’s rights pursuant to paragraph 2(b)
and section 3 of the Charter are affected by the decision, but disagrees
that paragraph 2(d) is engaged. The respondent submits that the PSEA reflects
the need to balance Charter rights and values with the competing objectives
of the PSEA. The Commission has the discretion to permit or deny a public
servant from seeking candidacy and election in a federal election in accordance
with the provisions of the PSEA. The Commission conducted an assessment of the
applicant’s request and of her specific duties and its decision does not
reflect a blanket prohibition on federal prosecutors. The Commission exercised
its discretion reasonably and proportionately.
The Standard of Review of Administrative Decisions that
Affect Charter Rights
[31]
The parties agree that the standard of review to
be applied to discretionary decisions which implicate Charter rights is
reasonableness and, in this context, the approach has been established by the
Supreme Court of Canada in Doré and more recently reiterated and applied
in Loyola High School v Quebec (Attorney General), 2015 SCC 12, 382 DLR
(4th) 195 [Loyola].
[32]
In Doré, the Supreme Court established
that reviewing courts should apply the reasonableness standard to
administrative decisions challenged on Charter grounds, but, in doing
so, the reviewing court must assess whether the decision reflects a
proportionate balancing of the Charter protections at stake and the
relevant statutory mandate.
[33]
The parties agree that a decision which reflects
a proportionate balancing of Charter rights and values is a reasonable
decision. However, the parties differ on whether the Commission’s decision
reflects such a proportionate balancing in accordance with the framework set
out in Doré.
[34]
In Doré, the Supreme Court of Canada
described the balancing required by the decision maker and the role of the
Court on judicial review as follows:
[55] How then does an administrative
decision-maker apply Charter values in the exercise of statutory
discretion? He or she balances the Charter values with the statutory
objectives. In effecting this balancing, the decision-maker should first consider
the statutory objectives. In Lake, for instance, the importance of Canada’s
international obligations, its relationships with foreign governments, and the
investigation, prosecution and suppression of international crime justified the
prima facie infringement of mobility rights under s. 6(1) (para. 27). In
Pinet, the twin goals of public safety and fair treatment grounded the
assessment of whether an infringement of an individual’s liberty interest was
justified (para. 19).
[56] Then the decision-maker should ask
how the Charter value at issue will best be protected in view of the
statutory objectives. This is at the core of the proportionality exercise, and
requires the decision-maker to balance the severity of the interference of the Charter
protection with the statutory objectives. This is where the role of judicial
review for reasonableness aligns with the one applied in the Oakes context.
As this Court recognized in RJR-MacDonald Inc. v. Canada (Attorney General),
[1995] 3 S.C.R. 199, at para. 160, “courts must accord some leeway to the
legislator” in the Charter balancing exercise, and the proportionality
test will be satisfied if the measure “falls within a range of reasonable
alternatives”. The same is true in the context of a review of an administrative
decision for reasonableness, where decision-makers are entitled to a measure of
deference so long as the decision, in the words of Dunsmuir, “falls
within a range of possible, acceptable outcomes” (para. 47).
[57] On judicial review, the question
becomes whether, in assessing the impact of the relevant Charter
protection and given the nature of the decision and the statutory and factual
contexts, the decision reflects a proportionate balancing of the Charter
protections at play. As LeBel J. noted in Multani, when a court is faced
with reviewing an administrative decision that implicates Charter
rights, “[t]he issue becomes one of proportionality” (para. 155), and
calls for integrating the spirit of s. 1 into judicial review. Though this
judicial review is conducted within the administrative framework, there is
nonetheless conceptual harmony between a reasonableness review and the Oakes
framework, since both contemplate giving a “margin of appreciation”, or
deference, to administrative and legislative bodies in balancing Charter
values against broader objectives.
[35]
In Loyola, the Supreme Court of Canada
reiterated and applied the Doré framework, noting that: “In the context of decisions that implicate the Charter, to
be defensible, a decision must accord with the fundamental values protected by
the Charter” (at para 37). The Court also noted the analogy with the
concept of minimal impairment of Charter rights:
[40] A Doré proportionality
analysis finds analytical harmony with the final stages of the Oakes
framework used to assess the reasonableness of a limit on a Charter
right under s. 1: minimal impairment and balancing. Both R. v. Oakes,
[1986] 1 S.C.R. 103, and Doré require that Charter protections
are affected as little as reasonably possible in light of the state’s
particular objectives: see RJR-MacDonald Inc. v. Canada (Attorney General),
[1995] 3 S.C.R. 199, at para. 160. As such, Doré’s proportionality
analysis is a robust one and “works the same justificatory muscles” as the Oakes
test: Doré, at para. 5.
[41] The Doré analysis is also a
highly contextual exercise. As under the minimal impairment stage of the Oakes
analysis, under Doré there may be more than one proportionate outcome
that protects Charter values as fully as possible in light of the
applicable statutory objectives and mandate: RJR-MacDonald, at para.
160.
[36]
The guidance of the Supreme Court of Canada
regarding how decision-makers should approach decisions implicating Charter
rights and how Courts should judicially review these decisions is summarized
below.
−
The overall goal is to balance the Charter
rights or values with the statutory objectives and to limit the Charter
protected rights or values as little as possible (or to protect the Charter
rights and fully as possible) in light of the statutory objectives.
−
To achieve this balance, the decision maker
should:
•
Consider the statutory objectives;
•
Consider how the Charter value at issue
will best be protected in view of the statutory objectives; and,
•
In doing so, balance the severity of the
interference of the Charter protection with the statutory objectives.
−
On judicial review, the question for the Court
is whether the decision-maker followed the approach described above; i.e.,
whether the decision reflects a proportionate balancing of the Charter
protections at play, taking into consideration the impact of the relevant Charter
protections, as well as the nature of the decision and the statutory and
factual context.
−
What is a proportionate balancing?
•
A proportionate balancing is one that gives
effect, as fully as possible, to the Charter protections at stake
given the particular statutory mandate.
•
Looked at from the other perspective, this means
that Charter protections should be affected as little as reasonably
possible in light of the statutory objectives; this mirrors the minimal
impairment aspect of the Oakes test.
•
The proportionality analysis should be “robust”
and contextual.
−
There may be more than one proportionate
outcome. A “margin of appreciation” or deference is given to the decision-maker
in balancing Charter values against broader objectives.
−
Finally, a decision that proportionately
balances Charter rights or values against the legislative objectives
“falls within a range of possible, acceptable outcomes” and will be found to be
reasonable on judicial review.
[37]
Although the Court has provided these guiding
principles to decision-makers and to Courts reviewing such decisions, the
practical application of the principles is not a simple matter.
The Charter Rights Implicated
Section 3
[38]
Section 3 of the Charter provides that
every citizen of Canada has the right to vote in an election of members of the
House of Commons or of a legislative assembly and to be qualified for
membership therein. The right has been described by the Supreme Court of Canada
as the “right to run for office” (Figueroa v Canada (Attorney General),
2003 SCC 37 at paras 26, 29, [2003] 1 S.C.R. 912).
[39]
There is no dispute that the applicant’s right
to run for office is engaged and should be protected to the extent possible.
Paragraph 2(b)
[40]
Paragraph 2(b) protects, as a fundamental
freedom, freedom of thought, belief, opinion and expression, including freedom
of the press and other media of communication.
[41]
As noted by the applicant, the right of freedom
of expression is interpreted broadly and purposively and encompasses “[a]n activity by which one conveys or attempts to convey
meaning will prima facie be protection by s. 2(b)” (Greater Vancouver
Transportation Authority v Canadian Federation of Students – British Columbia
Component, 2009 SCC 31 at para 27, [2009] 2 S.C.R. 295). The applicant’s
ability to communicate and convey information and messages to members of the
political party that she seeks to represent as a candidate and to the public in
her efforts to be elected as a Member of Parliament is clearly implicated by
the decision and should be protected to the extent possible.
Paragraph 2(d)
[42]
Paragraph 2(d) protects, as a fundamental
freedom, freedom of association.
[43]
The applicant submits that the Commission’s
decision violates her freedom of association pursuant to paragraph 2(d),
because the decision violates her right to freely associate with a political
party and seek nomination to be a candidate of that party. Although she is not
prevented from being a member of a political party, she submits that other
aspects of paragraph 2(d) are infringed. The applicant notes that freedom of
association has three aspects: constitutive, derivative and purposive (Mounted
Police Association of Ontario v Canada (Attorney General), 2015 SCC 1 at
paras 51-54, [2015] 1 S.C.R. 3). The applicant argues that the decision violates
the derivative aspects of freedom of association, the right to associational
activity that specifically relates to other constitutional freedoms, because
running for office is a constitutionally protected activity. The applicant adds
that the importance of political parties to the democratic process should not
be overlooked and that paragraph 2(d) contemplates more than simply associating
with others, including political parties, and that a purposive approach
recognises that the right to associate encompasses seeking the nomination to
represent a political party and seeking election.
[44]
The respondent disputes that paragraph 2(d) is
engaged because the applicant is not prohibited from being a member of any
political party or seeking the nomination of a specific political party.
Although she is prohibited from seeking nomination for political office while
employed by the public service, she may still associate with others to support
another candidate for office.
[45]
For the purpose of this judicial review, it is
not necessary to determine the scope of the applicant’s paragraph 2(d) rights
and how, if any, these rights have been affected. The applicant’s rights
pursuant to paragraph 2(b) and section 3 are clearly affected and the
applicant’s argument that her right to associate is also affected is closely
linked in these circumstances to the content of the paragraph 2(b) and section 3
rights implicated. The issue is whether the decision proportionately balances
the Charter rights with the statutory objectives. The identification of
the right to associate will not affect the outcome of this judicial review.
The Issue
Does the decision of the
Commission reflect a proportionate balancing of the Charter rights at stake in
light of the statutory objectives and is the decision, therefore, reasonable?
The Applicant’s Submissions
[46]
The applicant argues that the Commission’s
decision disproportionately infringes her Charter rights in view of the
nature of the decision, the statutory context and the factual context.
Nature of the Decision
[47]
The applicant submits that the decision amounts
to a ban on all federal prosecutors as candidates in a federal election. Such a
blanket prohibition is inconsistent with Harquail v Canada (Public Service
Commission), 2004 FC 1549, 264 FTR 181 [Harquail]. Although the
Court dismissed the judicial review of a decision denying permission to a
federal prosecutor for mootness and the decision predates Doré, the
Court’s comments, which criticized the Commission for not conducting a
comprehensive inquiry and for considering remote possibilities, is relevant to
the present circumstances (at para 36). In other words, a comprehensive inquiry
would support a positive decision for a federal prosecutor by the Commission.
[48]
The applicant points to the Commission’s
decision, which refers to “federal prosecutor” repeatedly, in support of her
argument that the decision amounts to a blanket prohibition on prosecutors. The
Commission noted that it “has concerns that Ms. Taman’s
ability to perform her duties in a politically impartial manner as Counsel,
working as a federal prosecutor, may be impaired or perceived to be impaired”;
“[a]s a federal prosecutor ... Ms. Taman has a high
level of autonomy and decision-making”; “[h]is
[the DPP’s] concerns relate to … the nature of Ms. Taman’s duties as a federal
prosecutor”; and, “Ms Taman is highly visible
when she appears in Court as a federal prosecutor.”
[49]
The applicant also notes that the concerns
raised by the Commission regarding her visibility, autonomy and decision-making
power; involvement in plea and sentencing discussions; application for seizure
and forfeiture; and possible provision of information to the media as relevant
factors would be true of all federal prosecutors.
[50]
The applicant submits that the PSEA and the
related Political Activities Regulations, SOR/2005-373 [Regulations] are
inconsistent with a blanket prohibition based on job title. The PSEA and the
Regulations require a fact based and contextual inquiry, including
consideration of the nature of the election, the nature of the duties, and the
level and visibility of the position. The applicant argues that the Commission
failed to “drill down” to look at her duties and instead focussed on federal
prosecutors as a broad category.
[51]
The applicant also points to the Commission’s
reliance on the views of the DPP which related to the nature of the mandate of
the ODPP and the nature of the applicant’s duties as a federal prosecutor,
rather than on the applicant’s specific duties and the types of prosecutions
she conducts. The Commission accepted the DPP’s overall position that being a
federal prosecutor is incompatible with being a candidate for public office,
without consideration of other views and factors.
[52]
The applicant argues that the decision, which
amounts to an effective prohibition on federal prosecutors as a category, is by
nature disproportionate (Loyola at para 70).
Statutory Context
[53]
The applicant argues that the decision is
inconsistent with the PSEA, the Canada Elections Act and provincial statutes.
[54]
Section 112 of the PSEA sets out its purpose and
recognizes the right of employees to engage in political activities while
maintaining the principle of political neutrality in the public service. The
applicant argues, however, that the Commission did not consider her right to
engage in political activities. Although the PSEA seeks to balance both
interests, the Commission’s starting point and focus was the preservation of
political neutrality.
[55]
The applicant acknowledges the long standing
principle and constitutional convention regarding political neutrality in the
public service, but submits that the convention does not trump the Charter
rights that should be protected. The jurisprudence which addresses similar
issues regarding political neutrality recognizes that political neutrality and
duties of loyalty are to be balanced with other rights (Osborne v Canada
(Treasury Board), [1991] 2 S.C.R. 69 at p 97, 82 DLR (4th) 321 [Osborne];
Fraser v Canada (Public Service Staff Relations Board), [1985] 2 SCR
455 at pp 467-470, 23 DLR (4th) 122 [Fraser]).
[56]
The applicant submits that the test established
to determine conflicts of interest for public servants should also apply to
decisions made pursuant to subsections 114(4) and (5) of the PSEA. In Threader
v Canada (Treasury Board), [1987] 1 FC 41 at para 23, [1986] FCJ No 411
(QL) (FCA) [Threader], the Court stated the test for conflicts of
interest as:
Would an informed person, viewing the matter
realistically and practically and having thought the matter through, think it
more likely than not that the public servant, whether consciously or
unconsciously, will be influenced in the performance of his official duties by
considerations having to do with his private interests?
[57]
The applicant argues that the Commission failed
to consider whether a reasonable, fully-informed person would conclude that she
would be influenced in the performance of her duties by partisan political
considerations and, therefore, made a decision inconsistent with the statutory
context of the PSEA. The applicant acknowledges that subsections 114(4) and (5)
reflect the concept set out in Threader to some extent but adds that
there should be an objective element – the perspective of the fully-informed
person – to the provision and the Commission have considered the balancing
through this lens.
[58]
The applicant provided some historical background
about the eligibility of public servants to seek candidacy and election.
Originally, County Crown Attorneys and public servants were barred from sitting
as members of Parliament. The introduction of the Public Service Employment
Act, RSC 1970, c P-32, s 32 in 1968 allowed public servants below the rank
of deputy head to run for office with permission. In 2000, the prohibition in
the Canada Elections Act on public servants being candidates in a
federal election was repealed, leaving the PSEA as the governing statute.
[59]
The Canada Elections Act continues to bar
County Crown Attorneys from becoming candidates, but by definition, this means
the Senior or Regional Crown Attorney and does not include assistant Crown Attorneys,
such as the applicant.
[60]
The applicant submits that it is clear that
Parliament turned its mind to whether certain groups should be prohibited from
seeking candidacy and election in the Canada Elections Act. If
Parliament intended to prohibit all federal prosecutors from being candidates,
it would have also done so in the PSEA.
[61]
The applicant also points out that provincial
statutes set out class or category based rules for political activity.
Generally, in every province except New Brunswick, provincial statutes permit
non-managerial prosecutors to run for office.
[62]
The applicant argues that, in considering
whether the Commission’s decision reflects a proportionate balancing of her Charter
rights, the approaches taken in other jurisdictions are relevant
considerations, particularly because she is in a non-managerial role and
because options to minimally impair her Charter rights should have been
considered.
Factual Context
[63]
The applicant argues that the Commission did not
consider several relevant facts in making its decision and in determining
whether a fully-informed person would conclude that she would be influenced in
the performance of her duties by political considerations.
[64]
The applicant highlights that she sought leave
without pay in order to seek the nomination and, if successful, to seek
election, and would not have been working and performing the duties which the
Commission found to be visible, autonomous and of a decision-making nature in
this period. There would be no opportunity to create a perception of
impartiality given that she would not be working.
[65]
The applicant submits that her discretion is
carefully circumscribed. Prosecutorial independence does not mean that
prosecutors act without supervision or have absolute discretion; it means that
the Attorney General must act independently of partisan concerns when
supervising prosecutorial decisions (Krieger v Law Society of Alberta,
2002 SCC 65 at para 30, [2002] 3 SCR 372) [Krieger].
[66]
The PPSC Deskbook, which sets out the guiding
principles which all federal prosecutors, and persons acting as federal
prosecutors, must follow, provides that prosecutors are accountable for the
decisions and actions they take to their managers, including the Chief Federal
Prosecutor, the Deputy Director of Public Prosecutions and, ultimately, the
DPP. They must make decisions in accordance with the relevant policy,
directives and guidelines. Prosecutors must consult with experienced colleagues
and supervisors or managers when facing difficult decisions and consult within
government on some matters.
[67]
The applicant points to several extracts from
the Deskbook, including Chapter 2.1, Independence and Accountability in
Decision-Making, which notes that the independence of the prosecutor is that of
the DPP, which is delegated to prosecutors, but explains that this refers to
institutional independence.
[68]
The applicant acknowledges that she would
exercise a degree of discretion in the courtroom as issues arise, but would
still be guided by the applicable policies and directives set out in the
Deskbook.
[69]
The applicant also notes that in Krieger
at para 29, the Supreme Court of Canada recognized that the Attorney General,
although a member of Cabinet, is fully independent when exercising his or her
prosecutorial functions. The applicant argues that other prosecutors can be
expected to be just as independent.
[70]
The applicant also points out that she is in a
non-managerial and relatively junior position. She notes that the Supreme Court
held that the “level of a public servant” is relevant to whether that public
servant should be permitted to engage in a political activity (Osborne
at p 97).
[71]
The applicant submits that her only interaction
with the media was after the Commission’s decision. It was not realistic for
the Commission to consider the remote possibility of interaction with the media
as a factor suggesting a perception of partiality. In Harquail, the
Court found that it is only reasonable for the Commission to conduct its
inquiry into an applicant’s responsibilities within some realistic context (at
para 35). Moreover, if she were contacted by the media, the Deskbook guides
prosecutors to consult with management before speaking to the media.
[72]
The applicant adds that there is no evidence
that she is “highly visible” and it is not clear what this factor is intended
to address. While she would be seen in a public courtroom, this does not
suggest lack of partiality and would not constitute “visibility” as
contemplated by the PSEA.
[73]
The applicant notes that she has not been
involved in “politically sensitive” prosecutions. Regulatory prosecutions are
not generally politically sensitive. In addition, this risk could be avoided by
not assigning politically sensitive files to her.
[74]
The applicant adds that there is no evidence of
a reasonable apprehension of political partiality or actual harm to the PPSC.
Rather, the PPSC referred to only one past instance where a defendant
unsuccessfully brought a motion to remove a prosecutor because that prosecutor
was a former political candidate. The remote possibility of a complaint is not
a reason to refuse her request.
[75]
The applicant submits that the Commission did
not acknowledge the views of her Team Leader who had a better grasp of her
specific duties. The applicant agrees that Harquail can be distinguished
on its facts because, in that case, the Deputy Minister of Justice supported
the applicant’s request and the Commission denied it. However, the principle
from Harquail, that an applicant’s supervisors are in the best position
to know the scope of their responsibilities and the visibility of their
position, is equally applicable. The applicant submits that the Commission
preferred the concerns of the DPP over the views of the Team Leader without
explanation.
[76]
The applicant also submits that the Commission
did not consider the PPSC Code of Conduct, which does not prohibit prosecutors
from engaging in political activities or prohibit prosecutors from becoming
candidates in the federal election. Nor did the Commission consider the rules
of professional responsibility governing lawyers and the principle that lawyers
are expected to separate their personal views from the positions they take on
behalf of a client. The applicant submits that her role as a prosecutor does
not constitute an endorsement of government policy, nor would her endorsement
or criticism of government policy impede her ability to advocate for the
Attorney General.
[77]
The applicant points out that there is no
prohibition on a former political candidate obtaining employment as a federal
prosecutor.
[78]
The applicant submits that the Commission focused
on the discretion she exercises but did not consider that other officials
exercise similar discretion yet are not barred from running for elected office.
The applicant points out that RCMP members and other police officers are
permitted to run for public office and submits that they exercise similar or
greater discretion than prosecutors.
The Respondent’s Submissions
Statutory Objectives
[79]
The respondent submits that the purpose of the
PSEA is to balance the rights of employees to freedom of expression and
participation in the democratic process with the importance of a politically
impartial public service. This is clear from the preamble to the PSEA and in
the statutory provisions. The balancing required is “built in” to the
provisions of section 114.
[80]
Actual and perceived political neutrality is an
essential feature of the public service and Canadian democracy and this
principle has been recognized in the jurisprudence. Although a constitutional
convention does not enjoy the same status as a constitutional right, it still
must be part of the balancing exercise. A public servant’s right to expression
may need to be constrained to ensure impartiality (Osborne at p 97, Fraser
at pp 467-470, Haydon v Canada (Treasury Board), 2005 FCA 249 at paras
23, 35, [2006] 2 FCR 3 [Haydon]).
[81]
The respondent adds that the PSEA recognizes
that permission to be a candidate and to seek election can be denied, i.e., the
rights can be restrained and denied in accordance with the statutory
considerations. As long as a proportionate balancing is done, the decision is
reasonable.
Nature of the Decision
[82]
The respondent submits that the decision was
specific to the applicant’s request and duties and does not amount to a blanket
prohibition against prosecutors running for office. Any future request
involving a prosecutor would be decided by the Commission on its specific facts
and circumstances.
[83]
Subsection 114(6) sets out the factors to be
considered, including the employee’s duties, and the level and visibility of
the employee’s position. The list of factors is not limited to these examples
and will vary with the circumstances. All of the factors relating to the
applicant’s duties were considered.
Statutory Context
[84]
The respondent disputes that the statutory
context of the Canada Elections Act should be considered. The Commission
was only required to make its decision based on the PSEA and the information
before it.
[85]
The respondent also submits that the approach
set out in provincial statutes is not relevant to the determination of whether
the Commission’s decision is reasonable and proportionate. Other jurisdictions
may have different statutory frameworks than the PSEA, but the PSEA governs.
Factual Context
[86]
The respondent submits that the findings made by
the Commission, which cumulatively led to its decision, are all supported by
the facts.
[87]
The PSEA requires the Commission to assess the
visibility, level and nature of an employee’s position or duties, which is what
the Commission did. The Commission’s finding that the applicant had a high
level of autonomy, discretion and visibility is supported by the record.
[88]
The respondent acknowledges that the applicant
does not have absolute discretion in decision-making. Although the Deskbook
sets out policy and directives and provides guidance to all federal prosecutors
and, in accordance with the Deskbook, the applicant would consult with
colleagues and managers on specific issues, she still has a degree of
discretion.
[89]
The respondent also points to the applicant’s
work description which states that the applicant is required to“[exercise] prosecutorial discretion before the courts to
present a fair, complete and just prosecution” and also that the “work requires quickly adapting and reacting to developments
in the courtroom and to finding solutions within short time frames at times
without access to reference materials.”
[90]
The respondent notes that the Briefing Note
provided to the Commission by the Political Activities and Non-Partisanship
Directorate of the Commission summarized and analyzed the information gathered
with reference to the nature of the election, the nature of the applicant’s
duties, the level and visibility of her position and reflected the input of the
applicant, her Team Leader and senior management.
[91]
The Briefing Note summarizes the applicant’s
duties, including decision-making responsibility with respect to whether to
prosecute, responsibility for the prosecution once a decision to prosecute is
made, and the provision of legal opinions at the pre-charge stage. In addition,
it refers to the Annual Report of the PPSC which indicates that the role of a
prosecutor is quasi-judicial.
[92]
Similarly, the finding that the applicant has
visibility is based on the Commission’s assessment of the applicant’s duties
which require her to be in a public courtroom setting, visible to the public
and accessible to the media.
[93]
The Commission’s finding that she may be
contacted by the media is also supported by the record. Although the applicant
had not previously been contacted by the media and the Deskbook sets out the
policy to relay media contacts where possible, it is not a remote possibility
that the applicant would be faced with media inquiries requiring a prompt
response.
[94]
The respondent also notes that the applicant
acknowledged, in her response to questions on the form seeking permission from
the Commission, that there could be a public perception that she would be
unable to perform her duties in a politically impartial manner before or during
the election. In her submissions in response to those of management, she
acknowledged that this perception could arise with respect to some files,
particularly pursuant to the Lobbying Act. The respondent adds that the
applicant recently had responsibility for two prosecutions under the Lobbying
Act, which she also acknowledged.
[95]
The respondent submits that the applicant’s
reliance on Harquail to support her argument that remote possibilities
are not relevant considerations does not assist her. The Commission did not
consider remote possibilities. It is quite possible that the applicant would be
engaged by the media and could work on politically sensitive files.
[96]
In Harquail, the Court commented that had
the application not been moot, it would have had concerns about the decision,
including that the Commission did not take into account the input of the Deputy
Minister. In the applicant’s case, the Commission considered the views of the
applicant’s Team Leader and senior management, including the DPP. The
Commission did not ignore the views of the Team Leader, but attached more
weight to the views of the DPP. The Commission is the decision-maker, not the
Team Leader or the DPP, and the Commission had a reasonable basis to prefer the
views of senior management.
[97]
The respondent reiterates that the PSEA governs.
Although provincial statutes may take a different approach and the RCMP and
other police may be permitted to seek elected office, the applicant’s request
is governed by the PSEA.
[98]
The respondent submits that the Commission’s
decision reflects its consideration of whether the applicant’s request could be
accommodated. The Commission referred to leave without pay and assignment to a
non-prosecutorial role, but found, based on the input of the DPP, that due to
the size of the organization and its mandate, this was not an option.
[99]
The respondent notes that in Canadian
Broadcasting Corporation v Warden of Bowden Institution, 2015 FC 173,
[2015] FCJ No 155 (QL) [Bowden], the Court applied the Doré
framework and found the decision to reflect a proportionate balancing despite
the fact that the Warden had not specifically referred to the Charter
rights to be considered, as the Warden’s consideration of the rights was
evident from the substance of the decision (at para 52). In addition, the
Warden considered and was open to accommodation to mitigate the impact, which
demonstrated proportionality, although this was ultimately not feasible (at
para 57).
The Decision reflects a proportionate balancing and is
reasonable
[100] As noted in Doré, the ultimate or overall question on
judicial review is whether the decision reflects a proportionate balancing of
the Charter rights at stake, limiting these rights as little as possible
in light of the statutory objectives.
[101] The Court must first consider the nature of the decision and the
statutory and factual context.
Nature of
the decision
[102]
The decision is made pursuant to the PSEA by the
Commission, which is tasked with, among other things, administering the
provisions of the PSEA relating to political activities of employees and deputy
heads (section 11).
[103]
As noted below with respect to the statutory
context, the request made by the applicant was made in accordance with the
PSEA, the Regulations and in the mandated form.
[104] The request process permits the applicant to make initial
submissions and further submissions in response to those of management. The
Commission also received a summary of the information gathered and a
preliminary assessment in the form of a Briefing Note prepared by the Political
Activities and Non-Partisanship Directorate of the Commission before making its
decision.
[105] By its nature, the decision has a significant impact on the
applicant’s rights pursuant to paragraph 2(b) and section 3 of the Charter
to seek the candidacy of a political party and seek election in the October
2015 federal election. Although the applicant is not prohibited from freely
expressing herself or exercising her right to run for political office, she
cannot exercise these rights and maintain her position as a federal prosecutor
and public servant.
[106] The applicant characterizes the decision as a “blanket prohibition”
on all federal prosecutors and argues that the Commission failed to grasp that
her duties and attributes, which it found to be of concern, are the same duties
performed by all federal prosecutors. The applicant notes that the Commission
continually referred to her duties “as a federal prosecutor” and relied only on
the views of the DPP, which would apply to federal prosecutors as a group. The
applicant also argues that this prohibition is inconsistent with the statutory
context and legislative intent, which calls for a duties-based assessment.
[107] Relying on Loyola at para 70, the applicant argues that the
effect of the prohibition, which she refers to as an “effective prohibition”,
is an indication that the decision is disproportionate.
[108] I agree that in some circumstances, this may be an indication of
disproportionality, but it is not a determinative factor. Loyola says
only that, on the facts of that case, a decision which amounts to a prohibition
may be an additional or reinforcing reason to find a decision disproportionate:
[70] The disproportionate nature of
this decision is reinforced by the fact that the Minister’s decision
effectively prohibits Loyola from teaching about Catholic ethics from a
Catholic perspective. […]
[109] However, in the present case, I do not agree that the decision is
based on the applicant’s job title as a federal prosecutor rather than on the
duties that she performs in her role as a federal prosecutor and public
servant. If the decision were a “blanket prohibition” on all federal
prosecutors, the Commission would not have considered her specific duties as a
member of the team responsible for Regulatory and Economic Prosecutions, her
job description, her submissions, and the submissions of her Team Leader and
senior management.
[110] Contrary to the applicant’s submissions, the Commission did “drill
down” and thoroughly assessed her specific duties as she described them and as
they were described in her work description.
[111] As noted by the applicant, the Commission stated the applicant’s
duties “as a federal prosecutor” several times in its decision. However, this
is a necessary and factual characterization, which provides the necessary
context for the description of her duties and the assessment of the factors by
the Commission. Without this context, the reference to the applicant’s specific
duties, including the review of files, the provision of pre-charge advice and
opinions and the seizure of property, would not make sense.
[112] The DPP clearly expressed the view that political involvement is not
appropriate for federal prosecutors. The DPP may convey the same view with
respect to any similar request made by other federal prosecutors. This may
signal to other federal prosecutors that permission to run for a federal
election would not likely be granted. However, the Commission’s decision is not
a prohibition against all federal prosecutors, as the decision was made based
on consideration of the applicant’s specific request and related to her
specific duties. Other requests would be determined on a case-by-case basis.
Statutory Context and Objectives
[113] The preamble of the PSEA includes the statement that “Canada will continue to benefit from a public service that
is based on merit and non-partisanship and in which these values are
independently safeguarded.”
[114] Part 7 governs political activities and requests for permission to
seek candidacy and run for election.
[115] Section 112 sets out the purpose of Part 7, specifically recognizing
the right of employees to engage in political activities while maintaining the
principle of political impartiality in the public service.
[116] Section 114 governs the requirements for seeking permission and
leave without pay to seek nomination as a candidate in a federal, provincial or
territorial election. Both subsections 114(4) and (5) adopt the same test
for determining if permission should be granted; the Commission must be
satisfied that “the employee’s ability to perform his
or her duties in a politically impartial manner will not be impaired or
perceived to be impaired.”
[117] Subsection 114(6) directs that the Commission may take relevant
factors into consideration “such as the nature of the
election, the nature of the employee’s duties and the level and visibility of
the employee’s position.” This is not a closed list.
[118] The balancing of the statutory objectives is built into section 112.
The test set out in sections 113 and 114, along with the considerations to be
taken into account, complements the overall goal of balancing these objectives.
It is implicit in the scheme of the PSEA that the right to engage in political
activity may have to give way to the objective of ensuring that employees are
able to perform their duties in a politically impartial manner and that
permission to engage in political activity may be denied.
[119] As noted in Doré, the statutory objectives at issue may have
more than one goal. In Doré, in considering the standard of review,
Justice Abella referred to an earlier decision of the Supreme Court of Canada
in Pinet v St Thomas Psychiatric Hospital, 2004 SCC 21, [2004] 1 SCR
528 [Pinet], where the issue was whether a disposition made by the
Ontario Review Board, pursuant to the provisions of the Criminal Code,
RSC 1985, c C-46 that required it to make a determination that was the least
restrictive to the accused while considering the need to protect public safety
and other factors, i.e., “twin goals”, was reasonable. The Court in Pinet
noted that the liberty interest was a Charter protected right but may be
limited by the need to balance public safety in determining the least
restrictive disposition (at paras 32, 56).
[120] In the present case, the PSEA also has twin goals: it requires the
Commission to recognize and balance the employee’s right to engage in political
activities and the objective of maintaining the principle of political
impartiality in the public service. Although not specifically identified as a Charter
right in the PSEA, clearly the right to engage in political activity and the
right to freedom of expression in doing so are Charter protected rights.
[121] The applicant’s submissions to the Commission highlighted her
constitutional right to political expression and participation and the need for
the Commission to make its decision in accordance with the Charter. Although
the Commission did not identify the rights at stake as Charter rights,
the decision and the decision-making process reflect that the Commission
considered all the submissions, the applicant’s goal of seeking candidacy and
running for office, and the impact of a refusal, which would limit these
rights. An additional or specific reference to the applicant’s Charter
rights is not essential.
[122] The applicant argues that the decision is inconsistent with the
statutory context including the Canada Elections Act and provincial
statutes. If I properly understand the argument, the applicant’s submission is
that the PSEA is far more restrictive than other statutes and, in a contextual
analysis, these other statutes would highlight that the Commission’s decision
is not a proportionate balancing of rights.
[123] The applicant also argues that the decision in effect is a
prohibition on all federal prosecutors and that such prohibitions are not
contemplated by the PSEA because Parliament would have specifically set out
such a prohibition as it had in the Canada Elections Act. I do not
agree, as noted above, that the decision is a blanket prohibition. Moreover,
Parliament is not bound to take an identical approach in all federal
legislation. Although the Canada Elections Act may have identified only
County Crown Attorneys as not eligible (and not assistant Crown Attorneys, such
as the applicant), the Canada Elections Act does not apply nor do
provincial statutes. The decision at issue was made pursuant to the PSEA, which
governs all public servants, including all federal prosecutors. The PSEA does
not prohibit any particular group of employees, except deputy heads.
[124] Reference to other statutes governing the same or similar conduct
might have some relevance if the challenge were to the PSEA. However, that is
not the case in the present application.
[125] Section 114 demonstrates that Parliament intended public servants to
be able to seek nomination or run as candidates only when this will not impair
or be perceived as impairing their ability to perform their duties in a
politically impartial manner. Parliament did not intend to explicitly set out
each category of public servant that should be excluded from running for
political office.
[126] The applicant also argues that the decision is contrary to the
statutory context of the PSEA because, in applying the test set out in
subsection 114(4), the Commission did not use the lens of the fully-informed
person. The applicant argues that the Commission ignored relevant facts in
determining whether a fully-informed person would think she would be influenced
by her political views in the performance of her duties.
[127] The applicant suggests the test for political impartiality pursuant
to subsection 114(4) should be guided by the test or lens for conflicts of
interest for public servants which the Federal Court of Appeal set out in Threader
at para 23 to ask whether an informed person would think that the public
servant would be influenced by their political views in the performance of
their duties. The test in Threader was adapted from the test for bias
established in Committee for Justice and Liberty v Canada (National Energy
Board), [1978] 1 S.C.R. 369, 68 DLR (3d) 716.
[128] The applicant submits that, in light of this test or lens, the
Commission failed to consider several relevant facts that an informed person
would understand and which would not support a finding that the applicant’s
ability to perform her duties would be impaired or would be perceived to be
impaired. The applicant raised, for example: that she would be on leave while
she performed overt political activities; that former political candidates are
not barred from joining the public service; and, that the role of a lawyer and
professional codes of conduct convey that a lawyer can separate their private
views from their professional duties.
[129] First, the Commission did not fail to consider the facts noted by
the applicant.
[130] Second, the Threader test or fully-informed person lens has
not been adapted and adopted in the jurisprudence for application by the
Commission to decisions pursuant to section 114.
[131] Third, as the applicant acknowledged, aspects of this test are
embedded in section 114 which requires that the Commission be satisfied that “being a candidate during the election period will not impair
or be perceived as impairing the employee’s ability to perform his or her
duties in a politically impartial manner.” Section 114 sets out examples
of the factors that the Commission should consider including the nature of the
election, the nature of the employee’s duties, and the level and visibility of
the employee’s position. These factors are objective. The Commission is tasked
with making the determination and the Commission is “informed”.
Factual Context
[132] The Commission understood the factual context and its findings are
supported by the evidence on the record. It did not ignore or misconstrue the
applicant’s submissions regarding the relevant factual context.
[133] The Commission did not overlook that the applicant would be on leave
and not performing her duties during the election period. The decision clearly
conveys that the Commission understood that she would not be working as a
prosecutor while she engaged in overt political activities, given that it
considered whether the risk to political impartiality could be mitigated by
leave without pay. The Commission considered both parts of the applicant’s
request as contemplated by the PSEA: permission to seek candidacy and a leave
without pay.
[134] The Commission’s finding that the applicant had a “high level of
autonomy and decision‑-making” is well supported by the applicant’s work
description, the Deskbook, and the submissions of the applicant and senior
management.
[135] Although the applicant does not have absolute discretion, she has
the authority to exercise significant discretion relative to other public
servants.
[136] The applicant mischaracterizes herself as a junior prosecutor. While
she may be more junior than others in the hierarchy of the PPSC, and while
other prosecutors may have greater autonomy and discretion by virtue of their
greater years of experience and supervisory roles, the applicant has almost ten
years of experience and has a degree of autonomy and discretion not enjoyed by
other public servants. The Commission considered the level of her position,
along with her duties and work description relative to other positions in the
public service. The fact that she is not a manager is not indicative of a “low
level” position.
[137] The Deskbook addresses many issues a federal prosecutor will face,
but still relies on prosecutors to implement these policies as the
circumstances dictate. The issue of prosecutorial discretion is addressed in
several chapters of the Deskbook. The prosecutor must think and react on the
spot and this calls for the exercise of discretion, including with respect to
which Deskbook policy is applicable.
[138] The Preface of the Deskbook states that “[p]rosecutors
possess a significant amount of discretion in the criminal justice system. To
ensure public confidence in its administration, prosecutorial discretion must
be exercised in a manner that is objective, fair, transparent and consistent.”
The purpose of the Deskbook and the guidance it offers is to realize these
objectives. Prosecutors make decisions without fear of political interference
or improper or undue influence. They are accountable to the DPP and, via the
DPP, to the Attorney General and the Canadian public for the way they exercise
this responsibility.
[139] Chapter 2.1, Independence and Accountability in Decision-Making,
describes the principle of independence as it applies to federal prosecutors
and notes, “[t]he interaction of the principles of
independence, accountability and consultation mean that what is protected is a
system of prosecutorial decision-making in which the prosecutor is an integral
component. A large measure of independence is conferred on Crown counsel, but
absolute discretion is not.”
[140] Chapter 2.6, Consultation within the Public Prosecution Service of
Canada, reiterates that prosecutors are accountable to the DPP and that the
independence of the prosecutor is the institutional independence of the ODPP.
Chapter 3.5, Delegated Decision-Making, notes that the vast majority of
prosecutorial decisions are made by federal prosecutors acting on behalf of the
DPP.
[141] While the Deskbook guides the exercise of discretion and constrains
it to some extent, it confirms that prosecutors have discretion.
[142] The applicant’s work description also clearly indicates that she
exercises discretion and has autonomy. For example, under the heading “Effort -
Critical Thinking and Analysis” the descriptors include: “Exercises prosecutorial discretion before the courts to
present a fair, complete and just prosecution on criminal matters in accordance
with law practice standards. The work must be carried out with professional
fortitude, integrity, dignity and with the highest level of professionalism in
order to uphold the ethical obligations of the Director of Public Prosecutions
and as a member of the bar”; “ Files or projects
may be followed by the media”; “The work requires
quickly adapting and reacting to developments in the courtroom and to finding
solutions within short time frames at times without access to reference
materials”; and, “Provides sound legal advice,
opinions and guidance to colleagues, investigative agencies and partners on
various files or project specific issues and a wide range of criminal law
subjects.” Under the heading “Working Conditions” the descriptors
include: “A public officer working in an adversarial
environment exercising a quasi-judicial role where decisions impact human lives
and the safety of communities and are under public scrutiny. This creates a
unique type and level of stress”; and, “Scrutiny
by the public and media pertaining to controversial files.”
[143] The exercise of discretion, which is part of the consideration of
autonomy and decision‑making, appears to be viewed by the Commission in
the context of government employees and not only in the context of other
prosecutors.
[144] The Commission reasonably found that the applicant would have increased
visibility as a result of seeking candidacy and is highly visible in her
position given that she appears in a public courtroom on behalf of the Crown.
Again, although the Commission was well aware that the applicant was a federal
prosecutor, it considered her visibility as a public servant vis-a-vis other
federal employees and not vis-a-vis other prosecutors who may have a higher
profile due to particular cases or appearances in particular courts. In my
view, this is the appropriate perspective, given the PSEA governs public
servants in general.
[145] The applicant argued that the Commission considered several facts
which do not justify refusing her request. While individually, this may be so,
the Commission considered the cumulative effect of several facts, which,
contrary to the applicant’s arguments, are not remote possibilities.
[146] The applicant may be called upon to respond to the media and this
could occur without the opportunity to consult with senior management, refer
the inquiry to a media spokesperson or consult the Deskbook. Similarly, the
applicant may be responsible for politically sensitive files. These are not
impossible or remote possibilities; both are noted in her work description. The
applicant’s suggestion that such files could be reassigned overlooks that other
factors would likely affect the practicality of reassigning files to other
prosecutors who do not have similar impediments or other conflicts of interest.
The fact that the DPP only referred to one past complaint regarding a prosecutor
who was a former political candidate does not diminish the possibility that this
could occur in the future.
[147] The Commission did not ignore the views of the applicant’s Team
Leader or rely exclusively on the views of the DPP. The applicant’s request
form included the input of the Team Leader as well as the input of the DPP. The
Commission is responsible for weighing the evidence and is entitled to give
more weight to the views of the DPP, who is analogous to a Deputy Minister,
rather than the views of the Team Leader. There is no evidence to support the
applicant’s assertion that her Team Leader was more familiar with her duties
than the DPP. The submissions of the DPP also highlighted the integrity of the
Office, which is reflected in the role of all prosecutors.
[148] I also note the applicant’s argument that the principle in Harquail
should be followed and that a comprehensive inquiry is required. In the present
case, the Commission did conduct a comprehensive inquiry. The Court in Harquail
also found that the Commission should have given greater consideration to the
views of the Deputy Minister. Although the applicant is critical of the
Commission for preferring the views of the DPP over the views of her Team
Leader, in accordance with Harquail, the Commission would have erred if
it overlooked the views of the DPP, who, as noted above, is analogous to a
Deputy Minister.
[149] The fact that former political candidates or office holders are not
prohibited from being employed as federal prosecutors is not a relevant consideration
with respect to the proportionality of the Commission’s decision. The
Commission made the decision pursuant to the PSEA which governs current public
servants who seek permission to run for office.
[150] As noted above, the applicable statutes in other jurisdictions are
not relevant and do not address the Commission’s options to minimally impair or
limit the impact on the applicant’s Charter rights as little as
possible. The approaches in other jurisdictions do not provide any other
options that the Commission could have considered. The Commission considered
the applicant’s proposal for reassignment of her files and reassignment to
another position.
[151] The fact that the RCMP or other police are not prohibited from
seeking election is not relevant to the factual context and the Commission’s
finding that the applicant had a high level of autonomy and decision-making.
The Commission applied the PSEA, which does not apply to the political
activities of the RCMP. Moreover, the discretion exercised by the applicant as
a federal prosecutor differs from the discretion of police to investigate and
lay charges. For example, the applicant would provide advice to the RCMP on the
charges to be laid or could decide not to pursue the prosecution of a charge
laid by the RCMP. In my view, this is a different type of discretion which
cannot be characterized as less discretion than that of the police.
[152] The applicant notes the PPSC Code of Conduct does not prohibit
prosecutors from seeking election; however, neither does the PSEA. With respect
to the applicant’s submission that the Commission did not consider rules of
professional conduct or the role of lawyers in general, the Commission
considered the applicant’s submissions which noted this, understood that she is
a lawyer and referred many times to her duties in the context of her role as a
federal prosecutor.
The Proportionate Balancing
[153]
The applicant’s view that the Commission focused
on the statutory objective of a politically impartial public service, used this
as its starting point and, as a result, overlooked her Charter rights to
engage in political activity and failed to conduct a proportionate balancing, is
not supported by the record.
[154] The Commission did not acknowledge the jurisprudence which calls on
decision-makers to conduct a proportionate balancing where Charter
rights are engaged (e.g., Doré or Loyola), but the decision
reflects such a balancing.
[155] In Bowden, Justice Mosley considered whether the decision of
a Warden to deny face-to-face access to an inmate due to concerns about public
safety and the security of the institution was reasonable and proportional.
Justice Mosley noted that the decision clearly affected the applicant’s paragraph
2(b) rights, but this right is not absolute and had to be balanced against the
need to protect the security of the institution and the safety of persons,
including the staff and the prison population (at para 48).
[156] In the present case, as in Bowden, the applicant’s Charter
rights are not absolute and were balanced by the decision-maker against the
objective of political impartiality.
[157] Part 7 of the PSEA has twin objectives, which in the present case,
are in competition. One of the objectives – to engage in political activity – reflects
Charter rights. Although the Commission did not use Charter
language or specifically acknowledge that the applicant had asserted Charter
rights, the substance of the decision is more important than the specific
language used. In Bowden, Justice Mosley noted:
[52] The Warden did not explicitly make
reference to the constitutional protection afforded to freedom of expression in
her letter. This could be understood to mean that the decision-maker ignored or
minimized the importance of expressive interests in the balancing exercise.
However, Doré does not say that it is mandatory for decision-makers to
explicitly refer to Charter values in their analyses. The substance
of the decision must be taken into account, not whether it pays lip service to
the Charter. The letter states that the Warden took into
consideration the submissions made by Ms Shephard and counsel for the
applicants. Those submissions expressly referenced the Charter. While
reasonable people might disagree with the outcome, there is nothing on the
record before me to suggest that the Warden ignored or minimized those values. [Emphasis
added.]
[158] The Commission used the statutory language rather than Charter
language, but, in determining whether to grant the applicant permission to seek
the candidacy and election and whether to grant a leave of absence without pay
to do so, the Commission considered both objectives of the PSEA. The decision
reflects that it considered all the relevant facts which support its findings,
including that the applicant had a high level of autonomy, decision-making and
visibility.
[159] The Court’s role is not to reweigh the evidence. As noted above, the
Commission was entitled to attach more weight to the submissions of the DPP,
who conveyed the view that the applicant’s candidacy indicates a significant
allegiance to a political party which would undermine the independence of the
prosecutor’s role. The Commission concluded that this could lead to the
perception that the applicant was not able to perform her duties in a politically
impartial manner. However, in reaching this decision, the Commission also
considered the other information available, including the work description. It
then assessed the applicant’s duties, the level of her position, her visibility
and the other relevant factors.
[160] As noted by the respondent, a public servant’s right to expression –
and I would add the related right to run for office – may need to be
constrained to ensure impartiality in the public service (Osborne at p 97,
Fraser at pp 467-470, Haydon at para 23). While the
constitutional convention regarding political neutrality is not a Charter
right, it remains a relevant factor in the balancing exercise.
[161] Whether the limitation on the applicant’s Charter rights can
be mitigated or minimized is a difficult determination for the decision-maker
and equally difficult for the Court on judicial review. The trade-off for the
applicant is to either pursue her political activities and run for office or
maintain her position as a federal prosecutor. The Commission did not foreclose
the possibility that the impact on the applicant or on the public service,
depending on the decision, could be mitigated in some way, but concluded, on
the particular facts, that no such measures would address the risk to political
partiality or the perception of political partiality. The Commission considered
whether a leave without pay could be granted and whether the applicant could
return to her position, but concluded that reassignment to a non-prosecutorial
position was not feasible within the PPSC given its mandate and the fact that
the vast majority of positions are prosecutorial positions.
[162] In Bowden, Justice Mosley found:
[57] The record does indicate that the
Warden took into consideration the accommodations proposed by the applicants to
minimize the risk. While she concluded that these would not be sufficient, it
is evidence that her mind was at least open to the possibility. […]
[163] As in Bowden, the record demonstrates that the Commission
considered whether it could mitigate the impact of its decision on the
applicant but ultimately found that there were no feasible options.
[164] The ultimate question is whether the Commission’s decision protects
the applicant’s Charter rights as fully as possible, or put another way,
whether it limits the applicant’s Charter rights as little as possible,
given the statutory objectives. In the present case, it was not possible to
fully protect the applicant’s right to freedom of expression and to engage in
political activity and run for office while also permitting her to maintain her
position and to return to it following the election, in the event she is not
successful. While she is not prohibited from pursuing her rights, the cost of
doing so is the loss of her position as a federal prosecutor and public
servant.
[165] In Doré the Supreme Court of Canada confirmed that a “margin
of appreciation” or deference is given to administrative bodies in balancing Charter
values and broader statutory objectives, just as it would in a more traditional
application of the reasonableness standard of review (at para 57). In this case,
the Commission considered the competing rights and interests at play as
required pursuant to the PSEA. After considering all the facts, relevant
factors, possible ways to mitigate the limitation on the applicant’s rights and
the competing statutory objective, the Commission was not satisfied that the
applicant’s candidacy would not impair or be perceived to impair her ability to
perform her duties in a politically impartial manner either before the election
or upon her return to work. The Commission’s analysis reflects, to a great
extent, the guidance to decision makers established in Doré.
[166] The decision of the Commission reflects a proportionate balancing
and is, therefore, reasonable.