Docket: T-43-13
Citation:
2014 FC 1244
Toronto, Ontario, December
19, 2014
PRESENT: The
Honourable Mr. Justice Hughes
BETWEEN:
|
CHIEF STEVE COURTOREILLE ON
BEHALF OF HIMSELF AND THE MEMBERS
OF MIKISEW CREE FIRST NATION
|
Applicant
|
and
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THE GOVERNOR GENERAL IN COUNCIL,
MINISTER OF ABORIGINAL AFFAIRS AND
NORTHERN DEVELOPMENT, MINISTER
OF FINANCE, MINISTER OF THE
ENVIRONMENT, MINISTER OF FISHERIES
AND OCEANS, MINISTER OF TRANSPORT,
AND MINISTER OF NATURAL RESOURCES
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Respondents
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JUDGMENT AND REASONS
[1]
The Mikisew Cree First Nation has historically
occupied and harvested lands located within the Peace-Athabasca
Delta and Lower Athabasca River regions, now forming part of north-eastern Alberta and neighbouring areas. In 1899, the Mikisew and other First Nations entered into
a treaty with Her Majesty, Treaty No. 8, wherein the First Nations ceded to Her
Majesty certain lands in exchange for certain guarantees. The rights of the
First Nations and guarantees made under Treaty No. 8 have been the subject of
several decisions of the Canadian Courts.
INDEX
[2]
The following is an Index to these Reasons:
I.
OVERVIEW
[3]
On April 26, 2012, the federal Minister of
Finance introduced Bill C-38, often called the first Omnibus Bill, in
Parliament. It received Royal Assent on June 29, 2012. A second Omnibus Bill,
Bill C-45, was introduced by the Minister of Finance in Parliament on October
18, 2012. It received Royal Assent on December 14, 2012. The Mikisew were not
consulted prior to the introduction of either Bill in Parliament.
[4]
The Omnibus Bills introduced new and amended
legislation, some, but not all, of which dealt with financial matters. For the
purpose of this application, the Omnibus Bills made significant changes to Canada’s environmental laws. The Omnibus Bills amended the Fisheries Act, RSC 1985,
c F-14, the Species At Risk Act, SC 2002, c 29, the Navigable Waters
Protection Act, RSC 1985, c N-22, including renaming the latter act as the Navigation
Protection Act, RSC, 1985, c N-22 and finally. repealing the Canadian
Environmental Assessment Act, 1992, SC 1992, c 37, and replacing it with
the Canadian Environmental Assessment Act, 2012, SC 2012, c 19. The
effect of the amendments to those Acts is arguably to reduce the number
of bodies of water within Canada which are required to be monitored by federal
officials thereby affecting fishing, trapping and navigation. Some of these
waters are located within the Mikisew’s Treaty No. 8 territory.
[5]
Accordingly, the Mikisew, as represented by
their Chief, Steve Courtoreille, have instituted these proceedings, seeking
various forms of declaratory relief. The relief sought is summarized at
paragraph 1 of the Applicant’s Reply Memorandum:
…this Court is not being asked to intervene
in the Process of Parliament, which may engage the separation of powers, but to
superintend the duties of the crown and executive before legislation is
introduced into Parliament. That is, Mikisew’s claim does not seek to impose a
duty to consult on Parliament, but on the Crown. Mikisew’s claim does not
require an inquiry into the conduct of Parliament, but of the executive.
[6]
In particular, the relief requested by the
Applicant as set out in his Memorandum of Argument is:
a. A declaration that all or certain
of the Ministers have a duty to consult with Mikisew regarding the development
of the Federal Environmental Laws reflected in the Omnibus Bills;
b. A declaration that all or certain
of the Ministers had and continue to have a duty to consult with Mikisew
regarding the development and introduction of the Omnibus Bills, to the extent
that the Bills had the potential to affect Mikisew’s treaty rights through
changes to the Federal Environmental Laws;
c. A declaration that all or certain
of the Ministers breached, and continue to breach, their duty to consult
Mikisew regarding the Federal Environmental Laws, including those advanced in
the Omnibus Bills;
d. A declaration that the Ministers
and the Governor General in Council are required to consult with Mikisew
regarding the matters set out above to ensure that Canada implements whatever
measures are necessary to fulfill its obligations under Treaty 8;
e. An order that the Ministers not
take any further steps or actions that would reduce, remove, or limit Canada’s
role in any environmental assessment that is being carried out, or that may be
carried out in the future, in Mikisew’s traditional territory until adequate
consultation is complete;
f. Any such directions as may be
necessary to make this order effective;
g. An order that any party may apply
to the Court for further directions with respect to the conduct of the
consultation as may be necessary;
h. An order for costs of and
incidental to this application; and
i. Such further and other relief as
this Honourable Court deems appropriate and just.
[7]
For the Reasons that follow, I have determined
that I will give a Direction in specific terms.
II.
THE PARTIES
[8]
The Applicant, Chief Steve Courtoreille,
represents himself and the members of the Mikisew Cree First Nation. I will
sometimes refer to the Applicant as the Mikisew.
[9]
The Respondents are the Governor General in
Council and various Ministers of the federal government. They are represented
collectively by Counsel from the Deputy Attorney General’s office of the Department
of Justice. The Mikisew’s Counsel stated that they named the various
Respondents in their Notice of Application in order to capture those persons in
government who develop the policy behind the relevant legislation before it is
formulated and introduced into Parliament. The Respondents argue that, in the
law-making process, these Ministers were acting in their legislative capacity
and, as such, their actions or decisions are excluded from judicial review. In
the alternative, the Respondents argue that if the Court has jurisdiction over
the issues brought before it, the Applicant failed to meet the test set out by
the Supreme Court of Canada in Haida Nation v British Columbia (Minister of
Forests), [2004] 3 S.C.R. 511 and explained in Rio Tinto Alcan Inc v
Carrier Sekani Tribal Council, [2010] 2 S.C.R. 650 to establish the existence
of a duty to consult in this case. The Respondents’ Counsel suggested that they
could be referred to collectively as the Crown.
III.
THE EVIDENCE
[10]
Since this is an application, the evidence was
provided in the form of affidavits with exhibits. There was cross-examination
on some of these affidavits and the transcripts were filed in the record.
[11]
The Applicant provided the affidavit evidence
of:
•
Arthur J. Ray,
Fellow of the Royal Society of Canada and professor emeritus of history,
University of British Columbia, who provided a report as to the negotiations
leading up to Treaty No. 8.
•
Donald J. Savoie, Canada Research Chair in Public Administration and Governance, Université
de Moncton. He provided a Report on Public Consultation in the
law-making process in Canada. He was cross-examined.
•
Rita Marten,
former chief of the Mikisew. She provided history and background for the
Mikisew claim.
•
Keith Stewart, an
employee of Greenpeace Canada as co-ordinator of its climate and energy
campaign. Only his cross-examination is in the record. Counsel for the parties
agreed that they are not relying upon his evidence.
•
Steve Courtoreille, Chief of Mikisew First Nation and the named Applicant. He provided
two affidavits setting out the history of the Mikisew and the basis for their
claim in these proceedings. He was cross-examined.
•
Trish Merrithew-Mercredi, who has worked with the Mikisew in various capacities for more
than 20 years. She provided history and background respecting the Mikisew and
their claim.
•
Rachel Sara Forbes, staff counsel for West Coast Environmental Law Association. She
provided evidence as to environmental impact of the Bills and legislation at
issue. She was cross-examined.
[12]
The Respondents filed the affidavit evidence of:
•
Terrence Hubbard,
Director General of Strategic Policy and Planning at the Major Projects
Management Office of the federal government. He provided background as to the
various statutes at issue. He was cross-examined.
•
Douglas Nevison,
General Director of the Economic and Fiscal Policy Branch of the Department of
Finance Canada. He gave evidence as to Canada’s budget process and other
economic and financial matters. He was cross-examined.
•
Stephen Chapman,
Associate Director, Regional Operations with the Canadian Environmental Agency.
He gave background evidence as to environmental assessments. He was
cross-examined.
•
Kevin Stringer,
Acting Senior Assistant Deputy Minister with the Ecosystems and Fisheries
Management Sector of the Department of Fisheries and Oceans. He gave evidence
as to fisheries management by the federal government. He was cross-examined.
•
Teresa Martin,
paralegal with the Department of Justice Canada, Edmonton Regional Office who
provided information about the current state of Alberta’s consultation policy
as well as its environmental assessment and regulatory process.
•
Lauren Kirk:
Counsel have agreed that neither party will rely on her evidence. The same
agreement is made in respect of the evidence of Gillian Cantello.
IV.
THE FACTS
[13]
Despite the volume of evidence, the underlying
facts necessary in considering the issues are few and not in dispute. I will go
into more detail in respect of some of these facts later in these Reasons. For
the moment, these are some of the facts:
1.
The Mikisew are a First Nations Aboriginal band
whose traditional lands are located within the Peace-Athabasca Delta and Lower Athabasca River regions located in north eastern Alberta and neighbouring regions.
2.
These traditional lands are well watered with
rivers and lakes which have provided the Mikisew with abundant fishing,
trapping and navigation.
3.
The Mikisew, along with other First Nations,
entered into a treaty with Her Majesty in 1899, whereby land claims to the
territory by those First Nations were ceded to the Crown in exchange for
certain guarantees from the Crown.
4.
This treaty, called Treaty No. 8, included the
following provision:
And Her Majesty the Queen HEREBY AGREES
with the said Indians that they shall have right to pursue their usual
vocations of hunting, trapping and fishing throughout the tract surrendered as
heretofore described, subject to such regulations as may from time to time be
made by the Government of the country, acting under the authority of Her
Majesty, and saving and excepting such tracts as may be required or taken up
from time to time for settlement, mining, lumbering, trading or other purposes.
5.
Since the 1900’s, the Mikisew lands have been
subjected to changes caused by non-Mikisew persons, including those caused by
the construction of the W.A.C. Bennett Dam in British Columbia, and those
caused by oil exploration.
6.
Over the past several decades, Canada has, through its various environmental laws and agencies, done much to protect fishing,
trapping and navigation in the Mikisew’s traditional territory.
7.
Canada has, from time to
time, consulted with the Mikisew about proposed development in the Mikisew’s
territory.
8.
Canada has developed and
published the Aboriginal Consultation and Accommodation, updated Guidelines
for Federal Officials to Fulfill the Duty to Consult (March 2011), which is
to be followed in respect of consultation by federal departments with
Aboriginal communities.
9.
Canada has also
developed and published the Cabinet Directive on Law-making setting out
Cabinet’s expectations of Ministers, departments and public servants with
respect to the legislative process.
10.
Canada has also
developed and published the Guide to Making Federal Acts and Regulations
issued by the Privy Council’s Office providing detailed guidance to implement
the above-referenced Cabinet Directive as to Canada’s law-making process. That Guide
includes a schematic map which sets out the steps involved in law-making.
11.
On April 26, 2012, the federal Minister of
Finance introduced Bill C-38 (Jobs, Growth and Long Term Prosperity
Act), which was given Royal Assent on June 29, 2012. The Minister
introduced a further bill, Bill C-45 (Jobs and Growth Act), on October
18, 2012, which received Royal Assent on December 14, 2012. These Bills are
referred to in these proceedings as the Omnibus Bills and, as enacted, as the Acts.
12.
The Omnibus Bills introduced and amended various
federal statutes – some, but not all of which, dealt with financial matters.
Among the statutes affected were the Fisheries Act, RSC 1985, c F-14 and
the Navigable Waters Protection Act, RSC 1985, c N-22, renamed as the Navigation
Protection Act, RSC 1985, c N-22 which, among other things, implemented a
reduction in the inland waterways monitored by federal agencies. I discuss the
relevant provisions of the Omnibus Bills later in these Reasons.
13.
The Mikisew were not consulted prior to the
introduction of either of the Omnibus Bills in Parliament, nor during the
process in Parliament resulting in the Bills receiving Royal Assent.
14.
The Mikisew fear that the reduction of
monitoring by federal agencies of several waterways within their territory will
have a serious impact on fishing, trapping and navigation.
15.
The Respondents dispute the Mikisew’s fears,
saying that they are speculative and that, in fact, in some respects the Acts
provide benefits not previously enjoyed.
V.
ISSUES
[14]
The Applicant has raised the following issues:
1.
Whether there is a duty to consult in respect of
the development of the changes to the Federal Environmental Laws introduced
through the Omnibus Bills;
2.
If so, whether the duty to consult was breached;
and
3.
If so, what is the appropriate remedy?
[15]
The Respondents have cast their issues somewhat
differently:
1.
Is this a proper judicial review with respect
to:
a)
The constitutional role of the Courts in the
law-making process?
b)
The judicial review jurisdiction of the Federal
Court pursuant to the Federal Courts Act, RSC 1985, c F-7?
2.
If the answer to both questions is yes, did the
law-making process that culminated in the Acts trigger the duty to
consult?
3.
If the duty to consult has been triggered by the
law-making process and the Court finds a breach of said duty, what is the
appropriate remedy?
VI.
NATURE OF THE PROCEEDINGS
[16]
This is an application brought under the
provisions of Sections 18 and 18.1 of the Federal Courts Act, RSC 1985,
c F-7. This is not a review of any decision or order of a federal board, etc.,
rather, it is an application for declaratory relief and an injunction against
the various Ministers of the Crown and Governor General in Council respecting
legislation and proposed legislation.
[17]
As stated by Stratas JA in Air Canada v
Toronto Port Authority (2011), [2013] 3 FCR 605 (CA), Sections 18 and 18.1
of the Federal Courts Act go beyond simply reviews of decisions or
orders of a federal board, and extend to anything that triggers a right to a
judicial review. I repeat what he wrote at paras 24 to 30:
24 Subsection 18.1(1) of the Federal
Courts Act provides that an application for judicial review may be made by the
Attorney General of Canada or by anyone directly affected by "the matter
in respect of which relief is sought." A "matter" that can be
subject of judicial review includes not only a "decision or order,"
but any matter in respect of which a remedy may be available under section 18
of the Federal Courts Act: Krause v. Canada, [1999] 2 F.C. 476 (C.A.). Subsection 18.1(3) sheds further light on this, referring to relief for an "act
or thing," a failure, refusal or delay to do an "act or thing,"
a "decision," an "order" and a "proceeding."
Finally, the rules that govern applications for judicial review apply to
"applications for judicial review of administrative action," not just
applications for judicial review of "decisions or orders": Rule 300
of the Federal Courts Rules.
25 As far as "decisions" or
"orders" are concerned, the only requirement is that any application
for judicial review of them must be made within 30 days after they were first
communicated: subsection 18.1(2) of the Federal Courts Act.
26 Although the parties and the
Federal Court judge focused on whether a "decision" or
"order" was present, in substance they were addressing something more
basic: whether, in issuing the bulletins and in engaging in the conduct
described in the bulletins, the Toronto Port Authority had done anything that
triggered any rights on the part of Air Canada to bring a judicial review.
27 On this, I agree with the
respondents' submissions and the Federal Court judge's holding: in issuing the
bulletins and in engaging in the conduct described in the bulletins, the Toronto Port Authority did nothing to trigger rights on the part of Air Canada to bring a judicial review.
28 The jurisprudence recognizes many
situations where, by its nature or substance, an administrative body's conduct
does not trigger rights to bring a judicial review.
29 One such situation is where the
conduct attacked in an application for judicial review fails to affect legal
rights, impose legal obligations, or cause prejudicial effects: Irving
Shipbuilding Inc. v. Canada (Attorney General), 2009 FCA 116, [2010] 2 F.C.R.
488; Democracy Watch v. Conflict of Interest and Ethics Commission, 2009 FCA
15, (2009), 86 Admin. L.R. (4th) 149.
30 The decided cases offer many
illustrations of this situation: e.g., 1099065 Ontario Inc. v. Canada (Minister
of Public Safety and Emergency Preparedness), 2008 FCA 47, 375 N.R. 368 (an
official's letter proposing dates for a meeting); Philipps v. Canada (Librarian
and Archivist), 2006 FC 1378, [2007] 4 F.C.R. 11 (a courtesy letter written in
reply to an application for reconsideration); Rothmans, Benson & Hedges
Inc. v. Minister of National Revenue, [1998] 2 C.T.C. 176, 148 F.T.R. 3 (T.D.)
(an advance ruling that constitutes nothing more than a non-binding opinion).
[18]
Counsel for the Applicant suggested that these
proceedings can be considered as if they were questions of law, since there are
few facts in controversy.
[19]
The issue is not one of a standard of review of
a decision, rather, it is a de novo consideration of the circumstances
and applicable law in this particular case.
VII.
DOES SUBSECTION 2(2) OF THE FEDERAL COURTS
ACT PRECLUDE THESE PROCEEDINGS?
[20]
Subsection 2(1) of the Federal Courts Act,
RSC 1985, c F-7, provides a definition of “federal board”,
commission or other tribunal” and subsection 2(2) qualifies that definition:
2. (1) In this Act,
“federal board, commission or other tribunal” means any body,
person or persons having, exercising or purporting to exercise jurisdiction
or powers conferred by or under an Act of Parliament or by or under an order
made pursuant to a prerogative of the Crown, other than the Tax Court of
Canada or any of its judges, any such body constituted or established by or
under a law of a province or any such person or persons appointed under or in
accordance with a law of a province or under section 96 of the Constitution
Act, 1867 ;
2. (2) For
greater certainty, the expression “federal board, commission or other
tribunal”, as defined in subsection (1), does not include the Senate, the
House of Commons, any committee or member of either House, the Senate Ethics
Officer or the Conflict of Interest and Ethics Commissioner with respect to
the exercise of the jurisdiction or powers referred to in sections 41.1 to
41.5 and 86 of the Parliament of Canada Act.
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2. (1) Les définitions qui suivent s’appliquent à la présente loi.
« office fédéral » Conseil, bureau, commission ou autre organisme,
ou personne ou groupe de personnes, ayant, exerçant ou censé exercer une
compétence ou des pouvoirs prévus par une loi fédérale ou par une ordonnance
prise en vertu d’une prérogative royale, à l’exclusion de la Cour canadienne
de l’impôt et ses juges, d’un organisme constitué sous le régime d’une loi
provinciale ou d’une personne ou d’un groupe de personnes nommées aux termes
d’une loi provinciale ou de l’article 96 de la Loi constitutionnelle de 1867.
(2) Il est
entendu que sont également exclus de la définition de « office fédéral » le
Sénat, la Chambre des communes, tout comité ou membre de l’une ou l’autre
chambre, le conseiller sénatorial en éthique et le commissaire aux conflits
d’intérêts et à l’éthique à l’égard de l’exercice de sa compétence et de ses
attributions visées aux articles 41.1 à 41.5 et 86 de la Loi sur le Parlement
du Canada.
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[21]
To the extent that these proceedings could be
said to engage the Parliamentary process engaged in by the Respondents, the
parties are agreed that subsection 2(2) of the Federal Courts Act would
be preclusive. However, Applicant’s Counsel argues that it is not the
legislative duties of the Respondents that are at issue, rather, it is the
policy consideration, formation and proposal to undertake the legislative
functions of the Respondents that are at issue.
[22]
While I take issue with the Applicant’s
characterization of the decisions as executive rather than legislative in
nature later in these Reasons, the Applicant does not seek judicial review of
(1) the content of the Omnibus Bills before they became law, (2) any decision
of a Member of Parliament or Parliamentary committee upon the Omnibus Bills’
introduction into Parliament or (3) any particular decision of a Minister or
Minister’s officials in implementing legislation. The Applicant is seeking to
engage the process that Ministers of the Crown undertake before legislation has
been drafted and presented to Parliament. As such, I conclude that these
proceedings are not precluded by subsection 2(2) of the Federal Courts Act.
VIII.
DO THESE PROCEEDINGS PRESENT A JUSTICIABLE
ISSUE?
[23]
The Courts have been assiduous in respecting the
different roles of the legislative, executive and judicial roles of government.
Justice Karakatsanis, of the Supreme Court of Canada, in Ontario v Criminal
Lawyers’ Association of Ontario, [2013] 3 S.C.R. 3, clearly distinguished
between these separate executive, legislative and judicial functions stating
that one branch should not unduly interfere with another branch of government.
She explained the principle of separation of powers at paragraphs 26 to 30:
26 [T]he powers recognized as part of
the courts’ inherent jurisdiction are limited by the separation of powers that
exists among the various players in our constitutional order and by the
particular institutional capacities that have evolved from that separation.
27 This Court has long recognized
that our constitutional framework prescribes different roles for the executive,
legislative and judicial branches (see Fraser v. Public Service Staff Relations
Board, 1985 CanLII 14 (SCC), [1985] 2 S.C.R. 455, at pp. 469-70). The content
of these various constitutional roles has been shaped by the history and
evolution of our constitutional order (see Reference re Secession of Quebec, 1998 CanLII 793 (SCC), [1998] 2 S.C.R. 217, at paras. 49-52).
(2) Separation of Powers
28 Over several centuries of
transformation and conflict, the English system evolved from one in which power
was centralized in the Crown to one in which the powers of the state were
exercised by way of distinct organs with separate functions. The development of
separate executive, legislative and judicial functions has allowed for the
evolution of certain core competencies in the various institutions vested with
these functions. The legislative branch makes policy choices, adopts laws and
holds the purse strings of government, as only it can authorize the spending of
public funds. The executive implements and administers those policy choices and
laws with the assistance of a professional public service. The judiciary
maintains the rule of law, by interpreting and applying these laws through the
independent [page20] and impartial adjudication of references and disputes, and
protects the fundamental liberties and freedoms guaranteed under the Charter.
29 All three branches have distinct
institutional capacities and play critical and complementary roles in our
constitutional democracy. However, each branch will be unable to fulfill its
role if it is unduly interfered with by the others. In New Brunswick
Broadcasting Co. v. Nova Scotia (Speaker of the House of Assembly), [1993] 1
S.C.R. 319, McLachlin J. affirmed the importance of respecting the separate
roles and institutional capacities of Canada's branches of government for our
constitutional order, holding that "[i]t is fundamental to the working of
government as a whole that all these parts play their proper role. It is equally
fundamental that no one of them overstep its bounds, that each show proper
deference for the legitimate sphere of activity of the other" (p. 389).3
30 Accordingly,
the limits of the court's inherent jurisdiction must be responsive to the
proper function of the separate branches of government, lest it upset the
balance of roles, responsibilities and capacities that has evolved in our
system of governance over the course of centuries.
[24]
Thus respect for the principle of separation of
powers ensures the preservation of the integrity of Canada’s constitutional
order. Disrespect for this principle can upset the constitutional balance of
these roles.
[25]
The question as to whether an issue was
justiciable so as to give the Court jurisdiction to address the matter was considered
earlier by the Supreme Court of Canada in Reference re Canada Assistance
Plan, [1991] 2 S.C.R. 525. Sopinka J wrote the Reasons of the Court.
[26]
The issues before the Court in that case were
two questions put by way of a reference to the British Columbia Court of
Appeal. Sopinka J set these questions out at page 534 of the reported version:
On February 27, 1990, Order in Council No.
287 was approved and ordered by the Lieutenant Governor of British Columbia.
Via this Order, the Government of British Columbia referred the following
questions to the British Columbia Court of Appeal:
(1) Has the Government of Canada any
statutory, prerogative or contractual authority to limit its obligation under
the Canada Assistance Plan Act [sic], R.S.C. 1970, c. C-1 and its Agreement
with the Government of British Columbia dated March 23, 1967, to contribute 50
per cent of the cost to British Columbia of assistance and welfare services?
(2) Do the terms of the Agreement
dated March 23, 1967 between the Governments of Canada and British Columbia,
the subsequent conduct of the Government of Canada pursuant to the Agreement
and the provisions of the Canada Assistance Plan act [sic], R.S.C. 1970, c.
C-1, give rise to a legitimate expectation that the Government of Canada would
introduce no bill into Parliament to limit its obligation under the Agreement
or the Act without the consent of British Columbia?
[27]
Sopinka J wrote at page 545 to 546 that the
Court must determine whether the question is purely political or whether it has
a sufficient legal component to warrant judicial intervention:
While there may be many reasons why a
question is non-justiciable, in this appeal the Attorney General of Canada submitted that to answer the questions would draw the Court into a political controversy
and involve it in the legislative process. In exercising its discretion whether
to determine a matter that is alleged to be non-justiciable, the Court’s
primary concern is to retain its proper role within the constitutional
framework of our democratic form of government. See Canada (Auditor General) v.
Canada (Minister of Energy, Mines and Resources), [1989] 2 S.C.R. 49, at pp.
90-91, and Borowski v. Canada (Attorney General), [1989] 1 S.C.R. 342, at p.
362. In considering its appropriate role the Court must determine whether the
question is purely political in nature and should, therefore, be determined in
another forum or whether it has a sufficient legal component to warrant the
intervention of the judicial branch.
…
Applying the
foregoing to this appeal, I am of the view that both of the questions posed
have a significant legal component. The first question requires the
interpretation of a statute of Canada and an agreement. The second raises the
question of the applicability of the legal doctrine of legitimate expectations
to the process involved in the enactment of a money bill. Both these matters
are in contention between the so-called "have provinces" and the
federal government. A decision on these questions will have the practical
effect of settling the legal issues in contention and will assist in resolving
the controversy. Indeed, there is no other forum in which these legal questions
could be determined in an authoritative manner. In my opinion, the questions
raise matters that are justiciable and should be answered.
[28]
Recently, the Federal Court of Appeal in Coldwater
Indian Band v Canada (Minister of Indian and Northern Development), 2014
FCA 277, has cautioned against the Court intervening in a process where the
Minister has yet to make a determination. Nadon JA for the Court wrote at
paragraphs 8 to 12:
[8] We are of the view that the
judicial review application is premature and that there is no basis for the
Federal Court or for this court to interfere with the administrative process
which requires the Minister to decide whether he should consent to the two
assignments sought by Kinder Morgan.
[9] In Canada (Border Services Agency)
v. C.B. Powell Ltd., 2010 FCA 61, [2011] 2 F.C.R. 332 and 400 N.R. 367 (C.B.
Powell), our Court at paragraphs 30 to 33 made it clear that we were not to
interfere with an ongoing administrative process until all adequate remedial
recourses in the administrative process had been exhausted unless there were
“exceptional circumstances”. We went on to say in C.B. Powell that such
exceptional circumstances were few and that the threshold for “exceptional” was
high. In particular, Stratas J.A., writing for the Court, said at paragraph 33:
Courts across Canada have enforced the general principle of non-interference with ongoing administrative
processes vigorously. This is shown by the narrowness of the "exceptional
circumstances" exception. Little need be said about this exception, as the
parties in this appeal did not contend that there were any exceptional circumstances
permitting early recourse to the courts. Suffice to say, the authorities show
that very few circumstances qualify as "exceptional" and the
threshold for exceptionality is high: see, generally, D.J.M. Brown and J.M.
Evans, Judicial Review of Administrative Action in Canada (looseleaf) (Toronto:
Canvasback Publishing, 2007) at 3:2200, 3:2300 and 3:4000 and David J. Mullan,
Administrative Law (Toronto: Irwin Law, 2001) at pages 485-494. Exceptional
circumstances are best illustrated by the very few modern cases where courts
have granted prohibition or injunction against administrative decision-makers
before or during their proceedings. Concerns about procedural fairness or bias,
the presence of an important legal or constitutional issue, or the fact that all
parties have consented to early recourse to the courts are not exceptional
circumstances allowing parties to bypass an administrative process, as long as
that process allows the issues to be raised and an effective remedy to be
granted: see Harelkin, supra; Okwuobi, supra at paragraphs 38-55; University of
Toronto v. C.U.E.W, Local 2 (1988), 52 D.L.R. (4th) 128 (Ont. Div. Ct.). As I
shall soon demonstrate, the presence of so-called jurisdictional issues is not
an exceptional circumstance justifying early recourse to courts.
[10] Coldwater argues that its
application was justified in the circumstances as the Minister will be acting
contrary to his fiduciary duty and thus outside his jurisdiction. Moreover, the
constitutional nature of the Minister’s fiduciary obligations make this Court’s
intervention appropriate. Coldwater also says that the Minister’s consent would
function as a waiver of Terasen Inc.’s failure to have the indentures properly
signed, that it may “invigorate the potentially expired [second] indenture” and
that it may grant to Kinder Morgan a legal interest in the reserve that could
not later be undone.
[11] Mr. Kirchner, counsel for
Coldwater, was quite candid before us when he said that he was, in effect,
seeking a remedy akin to a directed verdict in a jury trial. In his view, the
Minister could not, in law, decide the consent issue other than in the way
proposed by Coldwater.
[12] In our view, the circumstances put
forward by Coldwater to justify its pre-emptive strike are not exceptional circumstances.
Further we cannot see any irreparable harm or prejudice arising from having the
Minister decide the question which is before him. To this we would add that we
are satisfied that the Minister can provide the remedy sought by Coldwater,
i.e. that the indentures not be assigned to Kinder Morgan.
[29]
I conclude that, in the circumstances of this
case, there is a sufficient legal basis for the Court to review the matter
judicially: namely, whether the legal and enforceable duty to consult applies
to the decisions at issue. I will address these matters subsequently in these Reasons.
It is not premature to consider the matter.
IX.
FEDERAL LAW – MAKING PROCESS AND ASSOCIATED
SUPPORT ACTIVITIES
[30]
The federal law making process and associated
support activities are not something that is fixed in stone, whether by
legislature or jurisprudence. It is a fluid political process that is
continually adapting to the particular circumstances of the moment.
[31]
The Canadian Privy Council Office has published
a Guide to Making Federal Acts and Regulations, the second edition of
which was published in 2001. Hubbard, in his cross-examination at page 17,
said that this was strong policy statement. Nevison provided a copy with his
affidavit. In part, this document said at pages 7 and 8:
Deciding Whether a Law is Needed
Making a new law, whether by obtaining
Parliament's assent to a bill or by making regulations, is just one of several
ways of achieving governmental policy objectives. Others include agreements and
guidelines or, more generally, programs for providing services, benefits, or
information. In addition, a law may include many different kinds of provisions,
ranging from simple prohibitions through a wide variety of regulatory
requirements such as licensing or compliance monitoring. Law should be used
only when it is the most appropriate. When a legislative proposal is made to
the Cabinet, it is up to the sponsoring Minister to show that this principle
has been met, and there are no other ways to achieve the policy objectives
effectively.
The decision to address a matter through a
bill or regulation is made by Cabinet on the basis of information developed by
a Minister's departmental officials. The information must be accurate, timely
and complete. To provide it, a department should:
• analyze the matter and its alternative solutions;
• engage in consultation with those who have an interest in the
matter, including other departments that may be affected by the proposed
solution;
• analyze the impact of the proposed solution; and
• analyze the resources that the proposed solution would
require, including those needed to implement or enforce it.
In the case of a bill, the principal means
for conveying this information is a Memorandum to Cabinet, which a minister
must present to obtain Cabinet approval for the bill to be drafted by the
Legislation Section of the Department of Justice.
When a legislative initiative is being
considered, and where it is appropriate and consistent with legislative
drafting principles, related matters should be combined in one bill, rather
than being divided among several bills on similar subjects. A single bill
allows parliamentarians to make the most effective and efficient use of their
time for debate and study in committee.
Finally, caution should be taken when
considering whether to include a "sunset" or expiration provision in
a bill, or a provision for mandatory review of the Act within a particular time
or by a particular committee. Alternatives to these provisions should be fully
explored before proposing to include them in a bill.
[32]
On pages 67 and 68, the Guide states:
Summary of the Cabinet Policy Approval
Process
Memorandum to Cabinet and drafting
instructions
After a proposed
bill is included in the Government's legislative program, the next step is to
prepare a submission to Cabinet to seek policy approval and authority to draft
the bill. This is done by way of a Memorandum to Cabinet (MC), prepared in
accordance with the guidance documents issued by the Privy Council Office. MC
drafters should refer to Memoranda to Cabinet: A Drafter's Guide, the Good
Governance Guidelines and the MC Preparation Planning Calendar. When a bill is
being proposed, the MC includes an annex of drafting instructions, which
provides the framework for drafting the bill. This is a critical component of
the MC that demands much care and attention (see also Preparing Bill-drafting
Instructions for a Memorandum to Cabinet in this chapter).
Main Steps in
Cabinet Approval Process
The main steps in preparing an MC are:
• The sponsoring department writes the MC, including the
drafting instructions, in cooperation with departmental legal advisers. The
Privy Council Office (PCO) should be consulted as early as possible in the
process. As set out in the MC Preparation Planning Calendar, the sponsoring
department must alert PCO to the draft MC at least 6 weeks before the Cabinet
Committee meeting at which it is to be presented. Other departments and central
agencies should be consulted as issues arise during the preparation of the MC.
• The sponsoring department hosts a substantive
interdepartmental meeting at least 3 weeks before the Cabinet committee meeting
to discuss the policy implications of the MC. The meeting includes PCO and the
other central agencies as well as all departments whose ministers sit on the
Cabinet policy committee that will consider the MC, and other interested
departments. The sponsoring department then revises the MC taking into account
comments from departments and ensures that it has the support of central agencies
and other departments.
• As the central agency that serves as the secretariat to the
Cabinet and its committees, PCO performs a challenge function on matters of
process, most notably on what consultations are appropriate and on how public
interest is determined. It also looks at issues of horizontality and the
appropriate level of government intervention, particularly in terms of
efficiency, affordability, federalism and partnerships.
• Once finalized, the sponsoring minister signs the MC and it
is sent to PCO. PCO is responsible for distributing the MC to deputy ministers
and ministers, for scheduling the item on the agenda of the appropriate Cabinet
policy committee and for briefing the committee chair.
• The Cabinet policy committee considers the MC.
• If approved, PCO issues a Cabinet Committee Report (CR),
which is then considered by the full Cabinet.
• If there are financial implications, a source of funds must
be identified before full Cabinet considers the CR. If the CR is ratified, PCO
issues a Record of Decision (RD). Both the CR and the RD are based on the
recommendations and drafting instructions contained in the original MC.
• The policy committee or full Cabinet may require changes to
the proposal. In such cases, the sponsoring minister may be asked to return
with a revised MC, depending on the nature and scope of the changes. A revised
CR and RD may also be issued to reflect the changes.
• Once the RD is issued, PCO sends copies to all ministers and
deputy ministers (in practice usually to the departments' cabinet affairs
units) and to the Legislation Section of the Department of Justice.
• At this stage, drafting may begin.
In exceptional circumstances, where it is
necessary to meet the priorities of the Government, drafting may begin before
the Cabinet authorization has been formally obtained if the Leader of the
Government in the House of Commons so authorizes. This authorization is granted
on the advice of the Director of the Legislation Section and the Assistant
Secretary to the Cabinet (Legislation and House Planning/Counsel) in
consultation with the relevant PCO policy secretariat.
Who does what in the Cabinet Approval
Process?
The Cabinet makes policy decisions,
including decisions about how policies will be implemented in legislation.
These decisions are communicated through the Cabinet's approval of drafting
instructions in a memorandum to Cabinet.
[33]
A useful but very large chart is available to be
printed by checking on the appropriate version at page 64 of the Guide
if one is looking at the electronic version. It is too large to reproduce in
these Reasons. By way of highlight, the chart divides the law-making process
into six major categories, in sequence:
•
Policy Development;
•
Cabinet Approval of Policy;
•
Drafting;
•
Cabinet Approval of Bill;
•
House of Commons (where the appropriate Minister
first gives notice of introduction of a Bill and subsequently takes the Bill
for first reading);
•
Senate.
[34]
In relying on this Guide, the Applicant,
in its written submissions, organized the law-making process into five steps:
Step 1: Policy development, including
the decision to make laws.
Step 2: Subsequent to the decision to make a law, the responsible
department develops a legislative proposal and submits the same to Cabinet for
approval.
Step 3: Drafting the Bill: upon cabinet approval of the legislative
proposal, it forms part of the Government’s legislative program, the
responsible department prepares a memorandum to Cabinet seeking authorization
to draft the bill.
Step 4: Parliamentary Process: upon drafting the Bill, Cabinet approves
the latter and introduces the same into Parliament for debate and three
readings in the House of Commons and Senate.
Step 5: Royal Assent gives the act the force of law unless it provides
otherwise.
[35]
At question 230 of the cross-examination of the
witness Hubbard, Counsel for the Applicant suggested that the further one goes
along in the process, it becomes harder and harder to change the policy
recommendations. In his answers to questions 237 to 241, Hubbard agreed with
that proposition:
237 Q. But all I want to get at is
this, is that if we compare the earlier stages to the later stages, at the
later stages we have steps that are being implemented with the approval and
direction of Cabinet; correct?
A. Yes.
238 Q. And to change direction at
that point would actually require direction from Cabinet; correct?
A. Typically, yes.
239 Q. Right. Whereas if we were at
the left-hand side of the process, so the process before it's gone through
Ministerial approval, committee approval, PCO approval, Cabinet approval,
changes can be made -- subject to whatever larger policy direction has been
given -- without, for example, the approval of Cabinet.
MS. YURKA: On policy? Changes on policy?
MR. JANES: Changes on the policy that's being
THE DEPONENT: On the policy advice and
recommendations?
BY MR. JANES:
240 Q. Right.
A. Those are fairly fluid until they're
approved, yes.
241 Q. Right. And so all I'm
getting at is that as we move further to the right on the process described in
Exhibit 1 before the introduction in the House of Commons, you require -- to
implement significant changes in the policy direction that's been approved, you
need more and more approvals. So if something's been approved by Cabinet, lower
level officials cannot just ignore that direction because they would like to go
in a different direction, for example.
A. Once Cabinet has approved something
and public service will follow direction, yes.
[36]
In oral argument, the Applicant’s Counsel
submitted that, at the very least, a duty to consult arises during the Policy
Development and Cabinet Approval of Policy stages of the law-making process in
this case, and at the very least, the duty to consult could attach to all steps
up to the review and sign off of the sponsoring Minister. This means that the
duty to consult would arise before Cabinet provides notice to Parliament, and
thus before the introduction of the Omnibus Bills into Parliament.
X.
JURISPRUDENCE AS TO THE POINT AT WHICH THE COURT
MAY ORDER INTERVENTION IN THE LAW-MAKING PROCESS
[37]
A classic position as to Court intervention in
the law-making process was stated by Major J in his decision for the Supreme
Court of Canada in Authorson v Canada (Attorney General), [2003] 2 SCR
40 at paragraph 37.
37 The respondent claimed a right to
notice and hearing to contest the passage of s. 5.1(4) of the Department of
Veterans Affairs Act. However, in 1960, and today, no such right exists.
Long-standing parliamentary tradition makes it clear that the only procedure
due any citizen of Canada is that proposed legislation receive three readings
in the Senate and House of Commons and that it receive Royal Assent. Once that
process is completed, legislation within Parliament's competence is
unassailable.
[38]
This classic position however may not apply when
aboriginal rights, whether created by treaty or not, and the Crown’s
responsibilities related to the same are concerned. Section 35 of the Constitution
Act, 1982 provides:
35. (1) The existing aboriginal and treaty rights of the
aboriginal peoples of Canada are hereby recognized and affirmed.
(2) In this Act, “aboriginal peoples of Canada” includes the
Indian, Inuit and Métis peoples of Canada.
(3) For greater certainty, in subsection (1) “treaty rights”
includes rights that now exist by way of land claims agreements or may be so
acquired.
(4) Notwithstanding any other provision of this Act, the
aboriginal and treaty rights referred to in subsection (1) are guaranteed
equally to male and female persons.
|
35. (1) Les droits existants — ancestraux ou issus de traités —
des peuples autochtones du Canada sont reconnus et confirmés.
Définition de « peuples autochtones du Canada »
(2) Dans la présente loi, « peuples autochtones du Canada »
s’entend notamment des Indiens, des Inuit et des Métis du Canada.
Note marginale :Accords sur des revendications territoriales
(3) Il est entendu que sont compris parmi les droits issus de
traités, dont il est fait mention au paragraphe (1), les droits existants
issus d’accords sur des revendications territoriales ou ceux susceptibles
d’être ainsi acquis.
Note marginale :Égalité de garantie des droits pour les deux sexes
(4)
Indépendamment de toute autre disposition de la présente loi, les droits —
ancestraux ou issus de traités — visés au paragraphe (1) sont garantis également
aux personnes des deux sexes.
|
[39]
The Supreme Court of Canada found that the
constitutional principle of the honour of the Crown informs the purposive
interpretation of section 35 of the Constitution Act, 1982 and gives
rise to the binding and enforceable constitutional duty to consult when Crown
conduct has the potential to adversely affect an Aboriginal claim or right of
which the Crown has actual or constructive knowledge (Manitoba Metis
Federation Inc v Canada (Attorney General), [2013] 1 S.C.R. 623 at paras 66,
73; R v Kapp, [2008] 2 S.C.R. 483 at para 6; Rio Tinto Alcan Inc v
Carrier Sekani Tribal Council, [2010] 2 S.C.R. 103 at paras 31, 51, 63 and Beckman
v Little Salmon/Carmacks First Nation, [2010] 3 S.C.R. 103 at para 42).
[40]
Therefore, the question as to whether the Courts
should intervene into law-making process without upsetting Canada’s constitutional order of government, is bound up with the constitutional duty to consult.
[41]
In Haida Nation v British Columbia (Minister
of Forests), [2004] 3 S.C.R. 511, the Supreme Court of Canada held that there
was a duty to consult even in the absence of a treaty where a land claim was
involved, in which case the Court could intervene, if appropriate. In that case,
the duty arose at the strategic planning stage for resource utilization. The
Chief Justice wrote at paragraph 76:
76 I conclude that the Province has a
duty to consult and perhaps accommodate on T.F.L. decisions. The T.F.L.
decision reflects the strategic planning for utilization of the resource.
Decisions made during strategic planning may have potentially serious impacts
on Aboriginal right and title. The holder of T.F.L. 39 must submit a management
plan to the Chief Forester every five years, to include inventories of the
licence area's resources, a timber supply analysis, and a "20-Year
Plan" setting out a hypothetical sequence of cutblocks. The inventories
and the timber supply analysis form the basis of the determination of the
allowable annual cut ("A.A.C.") for the licence. The licensee thus
develops the technical information based upon which the A.A.C. is calculated.
Consultation at the operational level thus has little effect on the quantity of
the annual allowable cut, which in turn determines cutting permit terms. If
consultation is to be meaningful, it must take place at the stage of granting
or renewing Tree Farm Licences.
[42]
The Supreme Court of Canada, in Misikew Cree
First Nation v. Canada, [2005] 3 S.C.R. 388 considered the duty to consult in
the treaty context. Binnie J., for the Court, wrote that the duty to consult
would be triggered at variable points and that duty could be exercised in
various ways such as simply giving notice:
34 In the case of a treaty the Crown,
as a party, will always have notice of its contents. The question in each case
will therefore be to determine the degree to which conduct contemplated by the
Crown would adversely affect those rights so as to trigger the duty to consult.
Haida Nation and Taku River set a low threshold. The flexibility lies not in
the trigger ("might adversely affect it") but in the variable content
of the duty once triggered. At the low end, "the only duty on the Crown
may be to give notice, disclose information, and discuss any issues raised in
response to the notice" (Haida Nation, at para. 43). The Mikisew say that
even the low end content was not satisfied in this case.
…
55 The Crown has a treaty right to
“take up” surrendered lands for regional transportation purposes, but the Crown
is nevertheless under an obligation to inform itself of the impact its project
will have on the exercise by the Mikisew of their hunting and trapping rights,
and to communicate its findings to the Mikisew. The Crown must then attempt to
deal with the Mikisew “in good faith, and with the intention of substantially
addressing” Mikisew concerns (Delgamuukw, at para. 168). This does not mean
that whenever a government proposes to do anything in the Treaty 8 surrendered
lands it must consult with all signatory First Nations, no matter how remote or
unsubstantial the impact. The duty to consult is, as stated in Haida Nation,
triggered at a low threshold, but adverse impact is a matter of degree, as is
the extent of the Crown’s duty. Here the impacts were clear, established and
demonstrably adverse to the continued exercise of the Mikisew hunting and
trapping rights over the lands in question.
[43]
Thus, where duty is triggered and breached, the
Court could presumably intervene to enforce or make declarations as to that
duty. Binnie J wrote at paragraph 59 of Mikisew that the Court could
order a remedy for a breach of the duty to consult without undertaking a R v
Sparrow, [1990] 1 S.C.R. 1075 justification analysis:
Where, as here, the Court is dealing with a
proposed “taking up” it is not correct (even if it is concluded that the proposed
measure if implemented would infringe the treaty hunting and trapping rights)
to move directly to a Sparrow analysis. The Court must first consider the
process by which the “taking up” is planned to go ahead, and whether that
process is compatible with the honour of the Crown. If not, the First Nation
may be entitled to succeed in setting aside the Minister’s order on the process
ground whether or not the facts of the case would otherwise support a finding
of infringement of the hunting, fishing and trapping rights.
[44]
The question is whether the Court should find
that a duty to consult arises at any point during the above-referenced
law-making process. The Alberta Court of Appeal visited this issue in R v
Lefthand, 2007 ABCA 206, 77 Alta LR (4th) 203 where Slatter JA, writing for
the Court, at paragraphs 37 to 39 said:
37 The exact content of the duty to
consult is in its formative stages, and is still being hammered out on the
anvils of justice. The three leading cases on the duty to consult are Haida Nation,
Taku River and Mikisew Cree. They are all cases involving a challenge to
administrative (as opposed to legislative) acts that had an impact on
aboriginal rights: i.e. road construction or forestry permits. They are all
"taking up" cases, that is cases where a government decision would
result in the exploitation or occupation of previously unoccupied lands,
effectively resulting in the permanent removal of those lands from a treaty or
laTnd claim area, or permanent change to the land in the area. The duty to
consult is at its highest in those cases. Consultation has also been recognized
as one factor to be considered in other contexts, for example in the
"justification" analysis when aboriginal rights are breached (infra,
para. 139).
38 The duty to consult is of course a
duty to consult collectively; there is no duty to consult with .any individual. There can however be no duty to consult prior
to the passage of legislation, even where aboriginal rights will be affected:
Authorson v. Canada (Attorney General), [2003] 2 S.C.R. 40. It cannot be
suggested there are any limits on Parliament's right to amend the Indian Act. It
would be an unwarranted interference with the proper functioning of the House
of Commons and the Provincial Legislatures to require that they engage in any
particular processes prior to the passage of legislation. The same is true
of the passage of regulations and Orders in Council by the appropriate
Executive Council. Enactments must stand or fall based on their
compliance with the constitution, not based on the processes used to enact
them. Once enactments are in place, consultation only becomes an issue if a
prima facie breach of an aboriginal right is sought to be justified:
Mikisew Cree at para. 59 [emphasis added].
39 Beyond the passage of legislation
and regulations, the matter becomes less well defined. Administrative tribunals
often do have a duty to consult when their orders will have an impact on
aboriginal rights. There may also be a duty on study groups that are formed by
governments to report on matters that may affect aboriginal rights. For
example, in this case the Eastern Slopes Regulation Review Committee was
established in 1997 to make regulations respecting the fisheries covered by
Treaty No. 7. When it is anticipated that such a study group might recommend
amendments to a regulatory regime, consultation is generally appropriate. This
does not mean that the legislative body is bound to follow the recommendations
of such a committee, nor that the legislative body is required to consult
further with the aboriginal groups if it decides not to follow all the
recommendations of the committee. The right to be consulted is not a right to
veto: Haida Nation at para. 48. The integrity of the traditional methods of
enacting legislation and regulations is not affected by the duty to consult.
[45]
The Supreme Court of Canada addressed the Lefthand
decision in Rio Tinto Alcan Inc v Carrier Sekani Tribal Council, [2010]
2 SCR 650. The Chief Justice, writing for the Court, left for another day the
question of whether government conduct includes legislative action. At
paragraphs 43 and 44, she wrote:
43 This raises the question of what
government action engages the duty to consult. It has been held that such
action is not confined to government exercise of statutory powers: Huu-Ay-Aht
First Nation v. British Columbia (Minister of Forests), 2005 BCSC 697, [2005] 3
C.N.L.R. 74, at paras. 94 and 104; Wii'litswx v. British Columbia (Minister of
Forests), 2008 BCSC 1139, [2008] 4 C.N.L.R. 315, at paras. 11-15. This accords
with the generous, purposive approach that must be brought to the duty to
consult.
44 Further, government action is not
confined to decisions or conduct which have an immediate impact on lands and
resources. A potential for adverse impact suffices. Thus, the duty to consult
extends to "strategic, higher level decisions" that may have an
impact on Aboriginal claims and rights (Woodward, at p. 5-41 (emphasis
omitted)). Examples include the transfer of tree licences which would have
permitted the cutting of old-growth forest (Haida Nation); the approval of a
multi-year forest management plan for a large geographic area (Klahoose First
Nation v. Sunshine Coast Forest District (District Manager), 2008 BCSC 1642,
[2009] 1 C.N.L.R. 110); the establishment of a review process for a major gas
pipeline (Dene Tha' First Nation v. Canada (Minister of Environment), 2006 FC
1354, [2007] 1 C.N.L.R. 1, aff'd 2008 FCA 20, 35 C.E.L.R. (3d) 1); and the
conduct of a comprehensive inquiry to determine a province's infrastructure and
capacity needs for electricity transmission (An Inquiry into British Columbia's
Electricity Transmission Infrastructure & Capacity Needs for the Next 30
Years, Re, 2009 CarswellBC 3637 (B.C.U.C.)). We leave for another day the question
of whether government conduct includes legislative action: see R. v. Lefthand,
2007 ABCA 206, 77 Alta. L.R. (4th) 203, at paras. 37-40.
[46]
Groberman JA, for the Yukon Court of Appeal, in Ross
River Dena Council v Government of Yukon, 2012 YKCA 14, 358 DLR (4th) 100,
leave to appeal to the Supreme Court of Canada dismissed, [2013] SCCA No 106,
commented on this part of Rio Tinto. Ross River Dena Council dealt
with whether the Government of Yukon had a duty to consult when pursuant to the
Quartz Mining Act , SY 2003, c 14, it allowed the recording of mineral
claims on land which the plaintiff claimed Aboriginal title and rights. Once an
individual acquires mining rights under the Quartz Mining Act, he
or she can claim and conduct certain exploration activities on the land without
further authorization from or notice to the Government of Yukon. In finding
that a duty to consult existed, the Yukon Court of Appeal distinguished between
the Court’s jurisdiction to find existing statutory regimes defective for failing
to allow accommodation and consultation and the Court’s reticence in imposing
procedural consultation requirements on the legislature during the formulation
and introduction of a bill:
37 The duty to consult exists to
ensure that the Crown does not manage its resources in a manner that ignores
Aboriginal claims. It is a mechanism by which the claims of First Nations can
be reconciled with the Crown’s right to manage resources. Statutory regimes
that do not allow for consultation and fail to provide any other equally
effective means to acknowledge and accommodate Aboriginal claims are defective
and cannot be allowed to subsist [emphasis added].
38 The honour of the Crown demands
that it take into account Aboriginal claims before divesting itself of control
over land. Far from being an answer to the plaintiff’s claim in this case, the
failure of the Crown to provide any discretion in the recording of mineral
claims under the Quartz Mining Act regime can be said to be the source of the
problem.
39 I acknowledge that in Rio Tinto
the Supreme Court of Canada left open the question of whether “government
conduct” includes legislative action. I read that reservation narrowly,
however. It may be that the doctrine of parliamentary sovereignty precludes the
imposition of a requirement that governments consult with First Nations before
introducing legislation (see Reference Re Canada Assistance Plan (B.C.),
[1991] 2 S.C.R. 525 at 563) [emphasis added]. Such a limitation on the duty to
consult would, however, only apply to the introduction of the legislation
itself, and could not justify the absence of consultation in the carrying out
of a statutory regime [emphasis added].
40 In my view, therefore, the
chambers judge was correct in finding that the regime for the acquisition of a
quartz mineral claim in Yukon is deficient in that it fails to provide any
mechanism for consultation with First Nations.
…
45 It is not necessary or appropriate
for the Court, in this proceeding, to specify precisely how the Yukon regime can be brought into conformity with the requirements of Haida. Those
requirements are themselves flexible. What is required is that consultations be
meaningful, and that the system allow for accommodation to take place, where
required, before claimed Aboriginal title or rights are adversely affected.
[47]
The triggering of Court intervention at the
point where a duty to consult arises has been clearly established subsequently
by the Supreme Court of Canada in Tsilhqot’in Nation v British Columbia,
2014 SCC 44, 374 DLR (4th) 1. The Chief Justice wrote the decision of the
Court. At paragraph 89, she wrote, building on Rio Tinto:
[89] Prior to establishment of title by
court declaration or agreement, the Crown is required to consult in good faith
with any Aboriginal groups asserting title to the land about proposed uses of
the land and, if appropriate, accommodate the interests of such claimant
groups. The level of consultation and accommodation required varies with the
strength of the Aboriginal group’s claim to the land and the seriousness of the
potentially adverse effect upon the interest claimed. If the Crown fails to
discharge its duty to consult, various remedies are available including
injunctive relief, damages, or an order that consultation or accommodation be
carried out: Rio Tinto Alcan Inc. v. Carrier Sekani Tribal Council, 2010 SCC
43, [2010] 2 S.C.R. 650, at para. 37.
[48]
The question then becomes whether the Court may
intervene where it appears that a duty to consult arises at a point in the
legislative process that is before a bill is introduced into Parliament.
Sopinka J., in Reference re Canada Assistance Plan at page 559, clearly
drew a line saying that, except possibly in Charter cases, the Court
should not impose a legal impediment upon government so as to require further
procedural steps to be taken before a bill is introduced. He said, at pages 559
- 560:
The formulation and introduction of a bill
are part of the legislative process with which the courts will not meddle. So
too is the purely procedural requirement in s. 54 of the Constitution Act,
1867. That is not to say that this requirement is unnecessary; it must be
complied with to create fiscal legislation. But it is not the place of the
courts to interpose further procedural requirements in the legislative
process. I leave aside the issue of review under the Canadian Charter of
Rights and Freedoms where a guaranteed right may be affected.
The respondent
seeks to avoid this proposition by pointing to the dichotomy of the executive
on the one hand and Parliament on the other. He concedes that there is no
legal impediment preventing Parliament from legislating but contends that the
government is constrained by the doctrine of legitimate expectations from
introducing the Bill to Parliament.
This submission
ignores the essential role of the executive in the legislative process of which
it is an integral part. The relationship was aptly described by W. Bagehot,
The English Constitution (1872), at p. 14:
A cabinet is a combining committee -- a
hyphen which joins, a buckle which fastens, the legislative part of the state
to the executive part of the state. [Emphasis in original.]
Parliamentary
government would be paralyzed if the doctrine of legitimate expectations could
be applied to prevent the government from introducing legislation in
Parliament. Such expectations might be created by statements during an
election campaign. The business of government would be stalled while the
application of the doctrine and its effect was argued out in the courts.
Furthermore, it is fundamental to our system of government that a government is
not bound by the undertakings of its predecessor. The doctrine of legitimate
expectations would place a fetter on this essential feature of democracy. I
adopt the words of King C.J. of the Supreme Court of South Australia, in banco,
in West Lakes Ltd. v. South Australia (1980), 25 S.A.S.R. 389, at p. 390, a
case strikingly similar to this one:
Ministers of State cannot, however, by means
of contractual obligations entered into on behalf of the State fetter their own
freedom, or the freedom of their successors or the freedom of other members of
parliament, to propose, consider and, if they think fit, vote for laws, even
laws which are inconsistent with the contractual obligations.
While the statement deals with contractual
obligations, it would apply, a fortiori to restraint imposed by other conduct
which raises a legitimate expectation.
A restraint on
the Executive in the introduction of legislation is a fetter on the sovereignty
of Parliament itself. This is particularly true when the restraint relates to
the introduction of a money bill. By virtue of s. 54 of the Constitution Act,
1867, such a bill can only be introduced on the recommendation of the Governor
General who by convention acts on the advice of the Cabinet. If the Cabinet is
restrained, then so is Parliament. The legal effect of what the respondent is
attempting to impugn is of no consequence to the obligations between Canada and British Columbia. The recommendation and introduction of Bill C-69 has no effect per se,
rather it is its impact on the legislative process that will affect those
obligations. It is therefore the legislative process that is, in fact,
impugned.
[49]
Similar situations, with similar results, have
arisen in Authorson Major J’s unanimous decision in Wells v
Newfoundland, [1999] 3 S.C.R. 199; Penikett v Canada, [1987] BCJ No
2543, 45 DLR (4th) 108 (CA) and Stayer J’s decision in Native Women’s Assn
of Canada v Canada, [1993] 1 FC 171, 57 FTR 115 (TD).
[50]
The Applicant made the following arguments in an
attempt to avoid the application of these authorities to this case: (1) the
Supreme Court of Canada in Tsilhqot’in Nation v British Columbia, 2014
SCC 44, 374 DLR (4th) 1 and Grassy Narrows First Nation v Ontario
(Natural Resources), 2014 SCC 48, 372 DLR (4th) 385 “establish,
contrary to the Crown’s arguments that the duty to consult applies to the
imposition of legislation” (Paragraph 13 of the Applicant’s Reply), (2)
the separation of powers cases at issue were executive rather than legislative
decisions, and (3) most of those decisions concerned common law rights and none
of those decisions concerned the constitutional duty to consult.
[51]
On the Applicant’s first argument, I find that
neither case stands for the proposition that the conduct at issue constitutes
Crown conduct for the purpose of triggering the duty to consult. Paragraph 77
of Tsilhqot’in Nation dealt explicitly with the government’s burden to
demonstrate that it discharged its procedural duty to consult and accommodate
in the context of the Court’s application of the R v Sparrow, [1990] 1
SCR 1075 justification test in the Aboriginal title context, and not a
stand-alone inquiry for the duty to consult. Grassy Narrows affirmed
that application of the justification test in the treaty context, and also held
that the Ontario government has a duty to consult whenever it intends to take
up Treaty 3 lands for the purposes of a project within its jurisdiction
(Paragraph 52); the decision contains no language whatsoever on whether the
Crown must consult during the development of legislation. Therefore, the
Supreme Court of Canada has yet to revisit the question that it left for
another day in Rio Tinto, whether legislative decisions constitutes
Crown conduct that can trigger a duty to consult.
[52]
Moreover, existing Supreme Court of Canada
jurisprudence supports the proposition that Courts should refrain from finding
that the law-making process at issue in this case constitutes Crown conduct
that could give rise to a duty to consult that would allow the Court to
intervene in said law-making process. At paragraph 51 of Haida Nation the
Chief Justice held:
51 It is open to governments to set
up regulatory schemes to address the procedural requirements appropriate to
different problems at different stages, thereby strengthening the
reconciliation process and reducing recourse to the courts. As noted in R. v. Adams, [1996] 3 S.C.R. 101, at para. 54, the government "may not simply adopt an
unstructured discretionary administrative regime which risks infringing
aboriginal rights in a substantial number of applications in the absence of
some explicit guidance". It should be observed that, since October 2002, British Columbia has had a Provincial Policy for Consultation with First Nations to direct
the terms of provincial ministries' and agencies' operational guidelines. Such
a policy, while falling short of a regulatory scheme, may guard against
unstructured discretion and provide a guide for decision-makers.
[53]
At paragraphs 55 to 58 of Rio Tinto, the
Chief Justice substantiated on paragraph 51 of Haida Nation by
specifically including the legislative branch of government within this
principle of the Courts deferring to governments to set up a regulatory scheme
for the purpose of discharging the duty to consult:
55 The duty on a tribunal to consider
consultation and the scope of that inquiry depends on the mandate conferred by
the legislation that creates the tribunal [emphasis added]. Tribunals are
confined to the powers conferred on them by their constituent legislation: R.
v. Conway, 2010 SCC 22, [2010] 1 S.C.R. 765. It follows that the role of
particular tribunals in relation to consultation depends on the duties and
powers the legislature has conferred on it.
56 The legislature may choose to
delegate to a tribunal the Crown's duty to consult [emphasis added]. As noted
in Haida Nation, it is open to governments to set up regulatory schemes to
address the procedural requirements of consultation at different stages of the
decision-making process with respect to a resource.
57 Alternatively, the legislature may
choose to confine a tribunal's power to determinations of whether adequate
consultation has taken place, as a condition of its statutory decision-making
process [emphasis added]. In this case, the tribunal is not itself engaged in
the consultation. Rather, it is reviewing whether the Crown has discharged its
duty to consult with a given First Nation about potential adverse impacts on
their Aboriginal interest relevant to the decision at hand.
58 Tribunals considering resource
issues touching on Aboriginal interests may have neither of these duties, one
of these duties, or both depending on what responsibilities the legislature has
conferred on them. Both the powers of the tribunal to consider questions of law
and the remedial powers granted it by the legislature are relevant
considerations in determining the contours of that tribunal's jurisdiction:
Conway. As such, they are also relevant to determining whether a particular
tribunal has a duty to consult, a duty to consider consultation, or no duty at
all.
[54]
Although the Supreme Court of Canada did not
mention the principle of separation of powers in this reasoning, I interpret
these passages as the Supreme Court of Canada’s attempt to balance the
principle of separation of powers with the duty to consult. Courts will not
intervene to dictate a particular regulatory scheme for Parliament to impose
upon the Crown because Parliament is best placed to make the policy choice for
creating the procedure for which the Crown administers in discharging the duty
to consult.
[55]
This has the effect of preventing the triggering
of the duty to consult for the development of those legislative provisions that
made procedural changes to the Acts. These provisions include:
•
Sections 4.1 and 4.2 of the Fisheries Act
and sections 32 to 37 of the Canadian Environmental Assessment Act, 2012.
These are provisions that could lead to the offloading of federal
responsibilities to the provincial Crown. This reflects Parliament’s choice to
create the possibility for the Crown to discharge its duty to consult at the
provincial level. The Court must respect this choice.
•
The Mikisew raised sections 28(5) of the Navigation
Protection Act as reducing opportunities for public participation and
consultation with Aboriginal peoples. However, by the Mikisew’s own admission,
sections 5(6) and 7 leaves to the discretion of the Minister the ability to
take measures to ensure that proponents of a project notified the public.
•
The Mikisew raised a similar concern regarding
the Canadian Environmental Assessment Act, 2012’s restriction of public
participation under section 43(1)(c) only to an “interested
party” defined under subsection 2(2)(b). It also raised sections 9(c)
and 27 and 38’s imposition of time-limits throughout the process as potentially
limiting consultation opportunities. However, on this point, I agree with the
Respondent that it is premature for the Court to speculate on a process that
Parliament chose to change where the quality of the same will become apparent.
We have yet to see how these procedures will occur in tandem with the federal
government’s existing Consultation Guideline referenced earlier.
•
The Mikisew also took issue with sections 58.301
and 111 of the National Energy Board Act, RSC 1985, c N-7’s removal of
power lines and pipelines from the term “work” under
the Navigation Protection Act for the purpose of the requirement for
authorization. Yet the Court should not read those provisions in isolation.
Reading sections section 58.301 with 58.302, section 111 with 111.1
demonstrates that these sections transfer the regulatory authority over
pipelines and powerlines from the jurisdiction of the Navigation Protection
Act and to the Governor in Council pursuant to his or her regulation making
authority under sections 58.302(1) and 111.1(1) of the National Energy Board
Act. Indeed, while in the past the Minister of Transport had jurisdiction
under the Navigation Protection Act to approve works, now the relevant
Minister under the National Energy Board Act and the Minister of Transport can
make a joint recommendation to the Governor in Council to make regulations on
works passing in, on, over, under, through or across a navigable water under
the National Energy Board Act. It is not for this Court to intervene
here to instruct Parliament on the statute under which the federal government
regulates pipelines and powerlines that could affect navigable waters.
•
Similar reasoning applies to section 77(1.1) of
the Species At Risk Act which exempts certificates of public convenience
and necessity issued by the National Energy Board from a direction of the
Governor in Council pursuant to section 54(1)(a) of under the National
Energy Board Act from section 77(1) of the Species At Risk Act.
However, that Board only makes a recommendation to the relevant Minister under
section 52(1) of the National Energy Board Act and subsection 52(2)(e)
requires the Board to have regard to “any public interest
that in the Board’s opinion may be affected by the issuance of the certificate
or the dismissal of the application”. Moreover, the Governor in Council
can send the recommendation back to the Board for reconsideration. As with the Navigation
Protection Act, this reflects a policy choice by Parliament to reserve
decisions relating to certificates of public convenience to the National Energy
Board, the relevant Minister and the Governor in Council under the National
Energy Board Act.
[56]
I deal with those provisions that allegedly reduce
environmental protection in my discussion of the third element of the test for
triggering the duty to consult below.
[57]
On the Applicant’s second argument, the
Applicant submitted that it does not seek to place any limits on Parliament’s
ability to formulate and introduce a bill into Parliament but rather on the
Executive branch’s development of policies behind the bills during the earlier
stages of the law-making process. Hence, putting a restraint on the Executive
branch’s policy making role would not put a restraint on Parliament itself.
[58]
The Applicant attempts to reconcile this
proposition with Reference re Canada Assistance Plan and Criminal
Lawyers’ Association of Ontario. On the former, the Applicant argues that
Sopinka J’s statement that “The formulation and
introduction of a bill are part of the legislative process with which the
courts will not meddle” does not apply to this case since Sopinka J did
not explicitly categorize the policy development behind the formulation and
introduce of a bill as part of that process (Page 559). Therefore, according to
the argument of the Applicant, the duty to consult can attach to the policy
development stage behind the Omnibus Budget Bills since the conduct only became
legislative once the drafting of the Bills occurred.
[59]
To support this interpretation of Reference
re Canada Assistance Plan, the Applicant relies upon Mahoney J’s
unanimous decision in Native Women’s Association of Canada v Canada
[1992] FCJ No 715, 95 DLR (4th) 106 (CA) wherein the Court found the term
formulation and introduction of a bill “does not refer to
policy development, a political process, but to action, after the policy has
been decided, necessary to legislative implementation” (Para 41).
The dispute in that case arose from the constitutional discussions leading up
to the Charlottetown Accord. The Applicant in that case argued that the
Government of Canada violated its section 2(b) and 15 Charter rights as
well as their rights under section 35(1) of the Constitution Act, 1982 by
failing to provide them with equal funding and opportunities to participate in
the constitutional discussions as allegedly male-dominated Aboriginal groups.
The Federal Court of Appeal declared that the Government of Canada restricted
the freedom of expression of Aboriginal women in a manner that violated section
2(b) and 28 of the Charter.
[60]
In their written submissions, the Applicant
notes the Supreme Court of Canada in Native Women’s Assn of Canada v Canada,
[1994] 3 S.C.R. 627 reversed Mahoney J’s decision on other grounds. Indeed,
Sopinka J for the majority did not make an explicit finding on Mahoney J’s
interpretation of Reference re Canada Assistance Plan.
[61]
Yet, in overturning Mahoney J’s finding on
section 2(b) of the Charter, Sopinka J for the majority provided the
following reasons:
54 Although care must be taken when
referring to American authority with respect to the First Amendment, the
American version of freedom of express, I find the comments of O’Connor J. of
the United States Supreme court in Minnesota State Board for Community
Colleges, supra, at p. 285 apposite:
Government makes so many policy
decisions affecting so many people that it would likely grind to a halt were
policymaking constrained by constitutional requirements on whose voices must be
heard [emphasis added]. "There must be a limit to individual argument in
such matters if government is to go on." [Cite omitted.] Absent statutory
restrictions, the State must be free to consult or not to consult whomever it
pleases [emphasis added].
…
55 And later, at p. 287:
When government makes general policy,
it is under no greater constitutional obligation to listen to any
specifically affected class than it is to listen to the public at large.
56 With respect to the argument that
allowing the participation of one group while not equally permitting the same
forum to another group amplifies the former's voice, O'Connor J. remarked as
follows (at p. 288):
Amplification of the sort claimed is
inherent in government's freedom to choose its advisers. A person's right to
speak is not infringed when government simply ignores that person while
listening to others.
57 Therefore, while it may be true
that the Government cannot provide a particular means of expression that has
the effect of discriminating against a group, it cannot be said that merely by
consulting an organization, or organizations, purportedly representing a male
or female point of view, the Government must automatically consult groups
representing the opposite perspective. (Paras 54, 57).
[62]
Sopinka J’s citation of Community Colleges
mirrors Sopinka J’s judgment in Reference re Canada Assistance Plan,
which I repeat “Parliamentary government would be
paralyzed if the doctrine of legitimate expectations could be applied to
prevent the government from introducing legislation into government…The
business of government would be stalled while the application of the doctrine
and its effects was argued out in the courts” (Page 559). This citation
of Community Colleges brings doubt to Mahoney J’s interpretation of the
term formulation and introduction of a bill as excluding the policy decision to
undertake that process. I therefore do not find myself bound by Mahoney J’s
interpretation of Reference re Canada Assistance Plan on this point.
[63]
Moreover, Criminal Lawyers’ Association of
Ontario settled any doubt on whether the policy developments behind a bill
constituted part of the legislative process in holding:
28 The legislative branch makes
policy choices, adopts laws and holds the purse strings of government, as
only it can authorize the spending of public funds. The executive implements
and administers those policy choices and laws with the assistance of a
professional public service. The judiciary maintains the rule of law, by
interpreting and applying these laws through the independent and
impartial adjudication of references and disputes, and protects the fundamental
liberties and freedoms guaranteed under the Charter [emphasis added].
[64]
At the hearing, the Applicant attempted to
distinguish that statement from this case since the Court did not explicitly
state whether policy choices included the executive development of policies. I
agree with the Respondent that this submission is exactly the type of the
formalistic attempt to characterize a legislative decision as executive because
a Minister of the Crown makes said decision which Sopinka J found at pages 559
to 560 of Canada Assistance Plan:
[I]gnores the essential role of the
executive in the legislative process of which it is an integral part…A restraint
on the Executive in the introduction of legislation is a fetter on the
sovereignty of Parliament itself…If Cabinet is restrained, then so is
Parliament…The recommendation and introduction of Bill C-69 has no effect per
se, rather it is the impact on the legislative process that will affect those
obligations. It is therefore the legislative process that is, in fact,
impugned.
[65]
In light of Criminal Lawyers’ Association of
Ontario, this principle applies equally to policy choices: a restraint on
the Executive’s policy choice to formulate and introduce a bill into Parliament
is a restraint on the sovereignty of Parliament itself.
[66]
In this case, the Ministers made a set of policy
choices that lead to the creation of a legislative proposal to submit to
Cabinet that led to the formulation and introduction of the Omnibus Bills into
Parliament. Therefore, the Ministers acted in their legislative capacity to
make decisions that were legislative in nature.
[67]
Regarding the Applicant’s third attempt to
distinguish these authorities from this case on that basis that they dealt with
common law rights and not the constitutional duty to consult, I agree with the
Respondent that while these latter authorities do not arise in an aboriginal
law context, they are illustrative of the endeavours of the Courts to
distinguish between constitutional roles occupied by the legislature, executive
and judicial branches of government for the purpose of ensuring that one branch
does not unduly interfere with the functioning of another. Indeed, the
practical effect of the Court’s intervention after finding a duty to consult
exists in the law-making process would have the same effect as finding that the
common law doctrine of legitimate expectations applies to the same: both would
place procedural constraints upon Parliament and thus could stall the business
of government.
[68]
The Respondent demonstrated that the Applicant
problematically relies on the above-referenced Guide to the law-making
process in order to outline which steps of the law-making process would
give rise to the duty to consult and which would not. The Respondent noted that
this process is integrated and the Government does not always commence that
process in a linear manner. Moreover, since the Guide arises from a
Cabinet Directive and not as a promise for third parties to rely upon, Cabinet
can change its procedure at any time and need not consult anyone about such
changes. I agree and add that for this Court to instruct the Crown on which
stages of the law-making process it must consult Aboriginal peoples would have
the effect of constraining a process for which the government requires
flexibility to carry out its duties.
[69]
In this context, I repeat McLachlin CJ and
Karakatsanis J’s discussion of the principle of the honour of the Crown at
paragraph 72 of their Judgment for the majority in Manitoba Metis Federation:
72 The honour of the Crown will not
be engaged by a constitutional obligation in which Aboriginal peoples simply
have a strong interest. Nor will it be engaged by a constitutional obligation
owed to a group partially composed of Aboriginal peoples. Aboriginal peoples
are part of Canada, and they do not have special status with respect to
constitutional obligations owed to Canadians as a whole. But a constitutional
obligation explicitly directed at an Aboriginal group invokes its "special
relationship" with the Crown: Little Salmon, at para. 62.
[70]
The question thus becomes whether any Aboriginal
right or treaty right exists or alternatively, whether any rights or treaty
rights or any Crown obligation exists that would create a special relationship
between the Mikisew and the Crown that would require the Court to depart from
the long-established separation of powers principle in the law-making context.
[71]
In the present case, there is no dispute arising
out of the title to land, land claims or a taking up of land. Regarding the
nature of the duty to consult in the context of Treaty No. 8, Binnie J found at
paragraph 57 of Mikisew that “Treaty 8 therefore
gives rise to Mikisew procedural rights (e.g.) consultation as well as
substantive rights (e.g. hunting, fishing and trapping rights.” However,
even with the principle of treaty interpretation expressed by Cory J for the
majority in R v Badger, [1996] 1 S.C.R. 771 at paragraph 41
that “any ambiguities or doubtful expressions in the
wording of the treaty or document must be resolved in favour of the Indians”,
there is no special provision in Treaty No. 8 that characterizes the law-making
process as Crown actions that would allow the Misikew, in preference to other
Canadians, to intervene in the legislative process before a bill that may, in
some arguable way, interfere with the Mikisew’s treaty rights of fishing and
trapping. This does not mean that all legislative conduct will automatically
fail to constitute Crown conduct for the purpose of triggering a duty to
consult. However, for the purpose of this case, intervention into the
law-making process would constitute undue judicial interference on Parliament’s
law-making function, thus compromising the sovereignty of Parliament.
[72]
Therefore I find that, if there was a duty to
consult (a matter that I will consider next), it cannot trigger judicial
intervention before a bill is introduced into Parliament.
XI.
DUTY TO CONSULT
[73]
In the context of aboriginal law in Canada, a duty on the government to consult with one or more nation’s bands can arise in
one of two ways, one is through a duty imposed by the honour of the Crown, the
other by a duty imposed by a treaty.
[74]
The Supreme Court of Canada in Haida Nation
dealt extensively with the general duty to consult in the absence of a treaty
obligation. The Chief Justice, at paragraphs 16 and 17, wrote that the duty
arises from the honour of the Crown and must be understood generously:
16 The government's duty to consult
with Aboriginal peoples and accommodate their interests is grounded in the
honour of the Crown. The honour of the Crown is always at stake in its dealings
with Aboriginal peoples: see for example R. v. Badger, [1996] 1 S.C.R. 771, at
para. 41; R. v. Marshall, [1999] 3 S.C.R. 456. It is not a mere incantation,
but rather a core precept that finds its application in concrete practices.
17 The historical roots of the
principle of the honour of the Crown suggest that it must be understood generously
in order to reflect the underlying realities from which it stems. In all its
dealings with Aboriginal peoples, from the assertion of sovereignty to the
resolution of claims and the implementation of treaties, the Crown must act
[page523] honourably. Nothing less is required if we are to achieve "the
reconciliation of the pre-existence of aboriginal societies with the
sovereignty of the Crown": Delgamuukw, supra, at para. 186, quoting Van
der Peet, supra, at para. 31.
[75]
At paragraph 35, she wrote duty arises when the
Crown has knowledge, real or circumstance, of the “potential
existence” of an Aboriginal “right to settle”
and contemplates conduct that might affect it:
35 But, when precisely does a duty to
consult arise? The foundation of the duty in the Crown's honour and the goal of
reconciliation suggest that the duty arises when the Crown has knowledge, real
or constructive, of the potential existence of the Aboriginal right or title
and contemplates conduct that might adversely affect it: see Halfway River
First Nation v. British Columbia (Ministry of Forests), [1997] 4 C.N.L.R. 45
(B.C.S.C.), at p. 71, per Dorgan J.
[76]
At paragraph 51 of Rio Tinto, the
Chief Justice divided the Haida Nation test for establishing a duty to
consult into three elements:
51 As we have seen, the duty to
consult arises when: (1) the Crown has knowledge, actual or constructive, of
potential aboriginal claims or rights; (2) the Crown proposes conduct or a
decision; and (3) that conduct or decision may have an adverse impact on the
Aboriginal claims or rights. This requires demonstration of a causal connection
between the proposed Crown conduct and a potential adverse impact on an
Aboriginal claim or right.
[77]
Thus I note that, while the existence is only
potential, it is directed to “right or title” and
contemplates conduct that might “adversely affect”
the right and title.
[78]
At paragraph 39 of Haida Nation, the
Chief Justice states that the duty is variable and proportionate to the
circumstances.
39 The content of the duty to consult
and accommodate varies with the circumstances. Precisely what duties arise in
different situations will be defined as the case law in this emerging area
develops. In general terms, however, it may be asserted that the scope of the
duty is proportionate to a preliminary assessment of the strength of the case
supporting the existence of the right or title, and to the seriousness of the
potentially adverse effect upon the right or title claimed.
[79]
At paragraphs 43 to 45 of Haida Nation,
the Chief Justice examines the two ends of a spectrum, always in reference to
claims to title, and the extent of the duty that may arise:
43 Against this background, I turn to
the kind of duties that may arise in different situations. In this respect, the
concept of a spectrum may be helpful, not to suggest watertight legal
compartments but rather to indicate what the honour of the Crown may require in
particular circumstances. At one end of the spectrum lie cases where the claim
to title is weak, the Aboriginal right limited, or the potential for
infringement minor. In such cases, the only duty [page533] on the Crown may be
to give notice, disclose information, and discuss any issues raised in response
to the notice. "'[C]onsultation' in its least technical definition is talking
together for mutual understanding": T. Isaac and A. Knox, "The
Crown's Duty to Consult Aboriginal People" (2003), 41 Alta. L. Rev. 49, at
p. 61.
44 At the other end of the spectrum
lie cases where a strong prima facie case for the claim is established, the right
and potential infringement is of high significance to the Aboriginal peoples,
and the risk of non-compensable damage is high. In such cases deep
consultation, aimed at finding a satisfactory interim solution, may be
required. While precise requirements will vary with the circumstances, the
consultation required at this stage may entail the opportunity to make
submissions for consideration, formal participation in the decision-making
process, and provision of written reasons to show that Aboriginal concerns were
considered and to reveal the impact they had on the decision. This list is
neither exhaustive, nor mandatory for every case. The government may wish to
adopt dispute resolution procedures like mediation or administrative regimes
with impartial decision-makers in complex or difficult cases.
45 Between these two extremes of the
spectrum just described, will lie other situations. Every case must be
approached individually. Each must also be approached flexibly, since the level
of consultation required may change as the process goes on and new information
comes to light. The controlling question in all situations is what is required
to maintain the honour of the Crown and to effect reconciliation between the
Crown and the Aboriginal peoples with respect to the interests at stake.
Pending settlement, the Crown is bound by its honour to balance societal and
Aboriginal interests in making decisions that may affect Aboriginal claims. The
Crown [page534] may be required to make decisions in the face of disagreement
as to the adequacy of its response to Aboriginal concerns. Balance and
compromise will then be necessary.
[80]
In the case of a treaty, the situation may be
difficult. Treaty No. 8, the Treaty signed by the Misikew, was the subject of a
decision of the Supreme Court of Canada in Misikew First Nation. Binnie
J, writing for the Court, began at paragraph 1 of the Decision by stating that
reconciliation of Aboriginal and non-Aboriginal peoples is the fundamental
objective of modern aboriginal law.
1 The fundamental objective of the
modern law of aboriginal and treaty rights is the reconciliation of aboriginal
peoples and non-aboriginal peoples and their respective claims, interests and
ambitions. The management of these relationships takes place in the shadow of a
long history of grievances and misunderstanding. The multitude of smaller
grievances created by the indifference of some government officials to
aboriginal people's concerns, and the lack of respect inherent in that
indifference has been as destructive of the process of reconciliation as some
of the larger and more explosive controversies. And so it is in this case.
[81]
At paragraphs 24 to 27, Justice Binnie
specifically addressed Treaty 8:
24 The post-Confederation numbered
treaties were designed to open up the Canadian west and northwest to settlement
and development. Treaty 8 itself recites that "the said Indians have been
notified and informed by Her Majesty's said Commission that it is Her desire to
open for settlement, immigration, trade, travel, mining, lumbering and such
other [page402] purposes as to Her Majesty may seem meet". This stated
purpose is reflected in a corresponding limitation on the Treaty 8 hunting,
fishing and trapping rights to exclude such "tracts as may be required or taken
up from time to time for settlement, mining, lumbering, trading or other
purposes". The "other purposes" would be at least as broad as
the purposes listed in the recital, mentioned above, including
"travel".
25 There was thus from the outset an
uneasy tension between the First Nations' essential demand that they continue
to be as free to live off the land after the treaty as before and the Crown's
expectation of increasing numbers of non-aboriginal people moving into the
surrendered territory. It was seen from the beginning as an ongoing
relationship that would be difficult to manage, as the Commissioners
acknowledged at an early Treaty 8 negotiation at Lesser Slave Lake in June
1899:
The white man is bound to come in and
open up the country, and we come before him to explain the relations that must
exist between you, and thus prevent any trouble.
(C. Mair, Through the Mackenzie
Basin: A Narrative of the Athabasca and Peace River Treaty Expedition of 1899,
at p. 61)
As Cory J. explained in Badger, at para. 57,
"[t]he Indians understood that land would be taken up for homesteads,
farming, prospecting and mining and that they would not be able to hunt in
these areas or to shoot at the settlers' farm animals or buildings".
26 The hunting, fishing and trapping
rights were not solely for the benefit of First Nations people. It was in the
Crown's interest to keep the aboriginal people living off the land, as the
Commissioners themselves acknowledged in their Report on Treaty 8 dated
September 22, 1899:
[page403]
We pointed out that the Government
could not undertake to maintain Indians in idleness; that the same means of
earning a livelihood would continue after the treaty as existed before it, and
that the Indians would be expected to make use of them. [p. 5]
27 Thus none of the parties in 1899
expected that Treaty 8 constituted a finished land use blueprint. Treaty 8
signalled the advancing dawn of a period of transition. The key, as the
Commissioners pointed out, was to "explain the relations" that would
govern future interaction "and thus prevent any trouble" (Mair, at p.
61).
[82]
At paragraph 34, Justice Binnie stated that the
Crown will always have notice of the contents of the Treaty; the question is as
to what conduct will trigger that duty; and, once triggered, what is the extent
of that duty:
34 In the case of a treaty the Crown,
as a party, will always have notice of its contents. The question in each case
will therefore be to determine the degree to which conduct contemplated by the
Crown would adversely affect those rights so as to trigger the duty to consult.
Haida Nation and Taku River set a low threshold. The flexibility lies not in
the trigger ("might adversely affect it") but in the variable content
of the duty once triggered. At the low end, "the only duty on the Crown
may be to give notice, disclose information, and discuss any issues raised in
response to the notice" (Haida Nation, at para. 43). The Mikisew say that
even the low end content was not satisfied in this case.
XII.
IS THE DUTY TO CONSULT TRIGGERED IN THIS CASE?
[83]
On the first element of the Haida Nation test,
the Crown conceded that it has knowledge of the Mikisew’s rights under Treaty
No. 8.
[84]
I also proceed to the third element with the
assumption that the steps that Cabinet Ministers undertake during the
law-making process prior to introducing a bill into Parliament do indeed
constitute Crown conduct that can give rise to the duty to consult.
[85]
Regarding the third element, I begin with a
discussion of Treaty No. 8 which provides that Her Majesty the Queen agrees
with the Misikew that they shall have the right to pursue their usual vocation
of hunting, trapping and fishing throughout the tract of land being ceded to
the Crown.
[86]
Since the Treaty was signed in 1899, development
such as the construction of the W.A.C. Bennett Dam, oil exploration and
extraction has occurred. Such development has affected the “usual vocations” of the Misikew. The evidence shows
that monitoring the waterways has been beneficial in processes intended to
protect the environment and preserve the “usual
vocations” of the Misikew.
[87]
It is argued by the Misikew that the proposals
contained in the Omnibus Bills, now the Acts, will reduce the federal
monitoring in many of the waterways within their “tract”
of the Treaty No. 8 lands, and this reduction has the potential of losing the
ability to monitor effectively, those waterways.
[88]
Specifically, section 5(1) of the Navigable
Waters Protection Act prior to its amendment prevented the building or
placing of any work on, over, under, through or across any navigable water
without the Minister’s prior approval of the work, its site and the plans for
it. The common law definition of navigable waters included those waterways as
small as those capable of supporting a canoe (Quebec (Attorney General) v Fraser
(1906), 37 SCR 577 at para 16). By contrast, section 3 of the Navigation
Protection Act prohibits a work on, over, under, through or across any
navigable water listed in the Schedule except in accordance with the Act
or any other federal Act. Therefore, while the Navigable Waters Protection
Act offered protection to all navigable waters in Canada, the Navigation Protection Act only protects those navigable waters listed in
the Schedule and only for the purpose of protecting navigation. The Applicant advised
that the Schedule includes 97 lakes, 62 rivers and 3 oceans. Many navigable
waters that received protection in the Navigable Waters Protection Act
do not appear in the Schedule of the Navigation Protection Act.
[89]
In addition, the earlier version of section
35(1) of the Fisheries Act provided that:
35. (1) No
person shall carry on any work or undertaking that results in the harmful
alteration, disruption or destruction of fish habitat.
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35. (1) Il est
interdit d’exploiter un ouvrage ou une entreprise ou d’exercer une activité
entraînant la détérioration, la destruction ou la perturbation de l’habitat
du poisson.
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[90]
By contrast, the amended version of section
35(1) provides:
35. (1) No
person shall carry on any work, undertaking or activity that results in serious
harm to fish that are part of a commercial, recreational or Aboriginal
fishery, or to fish that support such a fishery.
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35. (1) Il est
interdit d’exploiter un ouvrage ou une entreprise ou d’exercer une activité
entraînant des dommages sérieux à tout poisson visé par une pêche
commerciale, récréative ou autochtone, ou à tout poisson dont dépend une
telle pêche.
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[91]
Hence the amendments to the Fisheries Act
removed the protection to fish habitat from section 35(1) of that Act.
The Applicant submitted that this amendment shifted the focus from fish habitat
protection to fisheries protection which offers substantially less protection
to fish habitat and the term “serious harm” permits
the disruption and non-permanent alteration of habitat: “Any
activity harmful to fish impairs the exercise of aboriginal and treaty rights
to fish”. (Para 74 of the Applicant’s Amended Memorandum of Fact and
Law).
[92]
The Respondent characterizes these concerns as
speculative and itself speculates that the Acts may, in some respects,
be beneficial.
[93]
I agree that no actual harm has been shown but
that is not the point. As the Supreme Court of Canada in Haida Nation at
paragraph 35 has said, the “potential existence”
of a harm (in that case, the potential right as title to land, here to fishing
and trapping) is sufficient to trigger the duty. I find that, on the evidence,
a sufficient potential risk to the fishing and trapping rights has been shown
so as to trigger the duty to consult.
[94]
Finally, the Canadian Environmental
Assessment Act, 2012 has the effect of reducing the number of projects that
could trigger an environmental assessment as compared to the Canadian
Environmental Assessment Act, 1992. The new Act only requires an
environmental assessment if a project is on a list of designated projects,
known as the Regulations Designating Physical Activities, SOR/2012-147.
Section 14(2) sets out circumstances wherein the Minister may order the
designation of a physical activity not already prescribed by regulations. The
Applicant noted that the new list often requires that designated projects be of
a minimum size. Hence, this designated list allows for approval of projects
with reduced environmental oversight. Although those projects will usually be
smaller in size, they could have a cumulative effect on the ecosystem which the
Mikisew relies upon. This has the potential of affecting the Mikisew’s fishing,
hunting and trapping rights.
[95]
This reasoning does not apply to certain
provisions of the Canadian Environmental Assessment Act, 2012 and the Species
At Risk Act. The Applicant correctly noted that pursuant to section 5(1) of
the Canadian Environmental Assessment Act, 2012, environmental
assessments can only consider certain specified environmental components while
excluding others, thus leading to a narrowed consideration of environmental
effects. However, section 5(1)(c) included a broader provision relating to
Aboriginal peoples:
5. (1) For the purposes of this Act, the environmental effects
that are to be taken into account in relation to an act or thing, a physical
activity, a designated project or a project are
…
(c) with respect to aboriginal peoples, an effect occurring in Canada of any change that may be caused to the environment on
(i) health and
socio-economic conditions,
(ii) physical
and cultural heritage,
(iii)
the current use of lands and resources for traditional purposes
[emphasis added], or
(iv) any
structure, site or thing that is of historical, archaeological,
paleontological or architectural significance.
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5. (1) Pour l’application de la présente loi, les effets
environnementaux qui sont en cause à l’égard d’une mesure, d’une activité
concrète, d’un projet désigné ou d’un projet sont les suivants :
…
c) s’agissant des peuples autochtones, les répercussions au Canada
des changements qui risquent d’être causés à l’environnement, selon le cas :
(i) en matière
sanitaire et socio-économique,
(ii) sur le
patrimoine naturel et le patrimoine culturel,
(iii) sur
l’usage courant de terres et de ressources à des fins traditionnelles,
[Je souligne.]
(iv) sur une
construction, un emplacement ou une chose d’importance sur le plan
historique, archéologique, paléontologique ou architectural.
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[96]
Therefore, while section 5(1) of the Canadian
Environmental Assessment Act, 2012 does narrow the scope of environmental
effects to consider, 5(1)(c) exists to ensure that such a narrowing does not
occur in relation to Aboriginal peoples and, in this case, the Mikisew.
[97]
Moving to the Species At Risk Act,
section 73(1) provides (as it did in the past):
73. (1) The
competent minister may enter into an agreement with a person, or issue a
permit to a person, authorizing the person to engage in an activity affecting
a listed wildlife species, any part of its critical habitat or the residences
of its individuals.
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73. (1) Le
ministre compétent peut conclure avec une personne un accord l’autorisant à
exercer une activité touchant une espèce sauvage inscrite, tout élément de
son habitat essentiel ou la résidence de ses individus, ou lui délivrer un
permis à cet effet.
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[98]
The Omnibus Bills added subsection 73(6.1) which
states the agreement or permit must set out the date of its expiry. The
Applicant submitted that subsection 73(6.1) allowed persons to engage in
activities that affect a listed wildlife species, any part of its critical
habitat or the residences of its individuals. I disagree. Without the permit
or agreement, that person would be in contravention of the Act if they
did anything that the Species At Risk Act prohibited and that the permit
or agreement exempted.
[99]
As I discussed throughout, in the circumstances
of this case where a duty to consult has been found to be triggered, it can be
triggered on the occasion when the Omnibus Bills were introduced into
Parliament.
XIII. WHAT IS THE EXTENT OF THE DUTY TO CONSULT?
[100] As the Supreme Court has written in Haida Nation the duty to
consult and accommodate varies with the circumstances. The nature of the
exercise of that duty is to be proportionate to the circumstances.
[101] In the present case, certain aspects of the Omnibus Bills clearly
address waterways that are within the Misikew Treaty No. 8 territory. Clearly,
the Navigation Protection Act reduces the number of waterways monitored,
although section 29(2) authorizes the Governor in Council to make regulations
to amend the schedule to the Navigation Protection Act to re-introduce
certain waterways in certain circumstances. A reasonable person would expect
that a reduction in the number of waterways monitored carries with it the
potential risk of harm. In addition, for the reasons the Applicant expressed
above, the amendment to section 35(1) of the Fisheries Act’s clearly
increases the risk of harm to fish. These are matters in respect of which
notice should have been given to the Misikew together with a reasonable opportunity
to make submissions.
[102] However, given that we have yet to see the application of these
provisions to specific situations involving the Mikisew, I do not see the
situation as one that would fall within the high end of the spectrum envisioned
by the Supreme Court of Canada in Haida Nation. Rather, it lies at the
lower end.
[103] I find that upon the introduction of each of the Omnibus Bills into
Parliament, notice should have been given to the Misikew in respect of those
provisions that reasonably might have been expected to possibly impact upon
their “usual vocations” together with an
opportunity to make submissions.
[104] In the present case, no notice was given and no opportunity to make
submissions was provided. In fact, each Bill, which was structured as a “confidence” Bill, went through Parliament with
remarkable speed.
XIV.
WHAT RELIEF, IF ANY, SHOULD THE COURT PROVIDE?
[105] The Applicant has asked for various declarations together with an
order which would amount to an injunction. Sections 18 and 18.1 of the Federal
Courts Act provides for such relief, however such relief is discretionary.
[106] I see no value in giving an injunction. The scope of the terms of
such an order would be almost impossible to define. The effect of such an order
would place an undue fetter on the workings of government. As the Supreme Court
said in Criminal Lawyers’ Association of Ontario, each of the branches
of government should respect their role and the limits on those roles without
imposing undue fetters on the other. Furthermore, citing Canada (Prime Minister) v Khadr, [2010] 1 S.C.R. 44 at para 37, the Court at paragraph 31
of Criminal Lawyers’ Association of Ontario held that:
31 Indeed, even where courts have the
jurisdiction to address matters that fall within the constitutional role of the
other branches of government, they must give sufficient weight to the
constitutional responsibilities of the legislative and executive branches, as
in certain cases the other branch will be “better placed to make such decisions
within a range of constitutional options.”
[107] Thus, even if the constitutional nature of the duty to consult
confers upon the Court jurisdiction to review the conduct at issue that led to
the breach of the duty to consult, the Court should defer to the constitutional
responsibilities of the legislative branch. As with Khadr this means
providing no remedy beyond a declaration.
[108] Rennie J of this Court has provided sound guidance as to when
declaratory relief may be appropriate in The Mohawks of the Bay of Quinte v
Canada (Minister of Indian Affairs and Northern Development), 2013 FC 669,
434 FTR 241. A declaration may be provided where it may have some practical
effect in resolving the issues. He wrote at paragraphs 61 to 64 and 67:
61 Declaratory relief may be
appropriate when there is a real dispute between the parties and when a
declaration may have some practical effect in resolving the issues. Here, a
declaratory order would have some practical effect in clarifying the scope of
the Policy. It is in the interest of both the parties that there be clarity
regarding the possible components of any potential settlement so that the
parties may consider the full range of the options available.
62 As the Supreme Court of Canada set
out in Solosky v The Queen, [1980] 1 S.C.R. 821, "[d]eclaratory relief is
a remedy neither constrained by form nor bounded by substantive content, which
avails persons sharing a legal relationship, in respect of which a 'real issue'
concerning the relative interests of each has been raised and falls to be
determined."
63 Many of the factors to be
considered by a court in deciding whether to grant a declaration weigh in the
applicant's favour. First, the question is real, not theoretical. The
negotiations remain extant. Second, the applicant has an identifiable interest
in the relief, and the Minister a real interest in opposing.
64 This then leads to the third
consideration, whether the remedy will have any utility. On this point the
parties have opposing views. The Minister sees no utility in a bare declaration
as the negotiating position is within the Minister's discretion. This argument
conflates two discrete issues: i) the substance of the Minister's negotiation
position; and ii) the legal framework that governs that negotiation. The former
is not in issue; the latter, however, is. It is hard to quantify the practical
effect but in these circumstances the requirement for utility is satisfied by
the desirability of bringing clarity to the law and a governing policy
instrument.
…
67 To conclude, it is an open
question as to whether the parties will continue down the path of the Policy
when neither of the settlement vehicles available under the Policy are
palatable to the opposite party. Declaratory relief in this Court would perhaps
move the parties closer to a resolution which would be in their joint and
public interest.
[109] In the present case, as the Omnibus Bills have now passed into law,
a declaration that the parties must now consult would be pointless. However, a
declaration to the effect that the Crown ought to have given the Misikew notice
when each of the Bills were introduced into Parliament together with a
reasonable opportunity to make submissions may have an effect on the future
respecting continuing obligations to the Misikew under Treaty No. 8.
XV.
CONCLUSIONS AND COSTS
[110]
In conclusion, I have found that pursuant to the
principle of separation of powers, the Court cannot intervene into the
law-making process to impose procedural constraints upon the Ministers of the
Crown acting in their legislative capacity. However, a duty to consult arose in
the circumstances of this case. That duty was triggered upon the introduction
of each of the Omnibus Bills in Parliament. The extent of that duty was for the
Crown to give notice to the Misikew and a reasonable opportunity to make
submissions. A declaration to that effect will be ordered.
[111] The parties have advised the Court that they have agreed that each
party should bear its own costs.