II. Issues
[5]
The
two issues raised in this application are:
1)
Did
the Minister err in his interpretation of s. 4.1 (2) of the NOC Regulations
when he determined that the '593 Patent was not eligible for “carry forward”
listing on the Register with respect to SNDS 110292 for the solution product?
2)
If
the Minister erred in refusing to list the '593 Patent, should this Court order
the Minister to add the patent to the Register, effective August 21, 2007?
[6]
For
the reasons set out below, I have determined that the Minister correctly
interpreted s. 4.1(2) of the NOC Regulations and that the
application for judicial review should be dismissed. There is, therefore, no
need to address the second issue.
III. Background
[7]
The
chronology of events related to the '593 Patent and the issues before me in this
application as follows:
·
Immunex
filed a New Drug Submission (NDS) 059168 on November 25, 1998, seeking approval for
the powder product for the treatment of rheumatoid arthritis.
·
The '593 Patent was granted
on or around March
16, 2000.
·
On September 19, 2000, a new drug
identification number (DIN) 02242903 was assigned to the powder product. A DIN
is an essential requirement to market a drug product; it identifies the drug
product characteristics – such as strength and form of the product.
·
Immunex
received a Notice of Compliance (NOC) on December 1, 2000 for NDS 059168.
·
On April 13, 2000, a patent list was
submitted for listing on the Patent Register in respect of NDS 059168 for the
powder product. It was subsequently added to the Register.
·
On
July 24, 2003, Amgen Canada Inc. (Amgen), Immunex’s Canadian agent, filed a
Supplemental New Drug Submission (SNDS) 085746 seeking approval for a new
indication of the drug (treatment of chronic plaque psoriasis). As this
submission was in backlog, some time later, Health Canada invited Amgen to file
an update to the submission. Amgen did so, seeking additional approval for a
new formulation and new strength, namely the 50mg/mL solution, pre-filled
syringe or solution product.
·
As
the 50 mg/mL solution was a new drug product, it was assigned a new DIN 02274728.
·
The
NOC for SNDS 085746 was issued on December 20, 2005.
·
On
December 1, 2006, Amgen filed SNDS 110292, seeking approval for a new
manufacturing site and a new presentation, namely, a new 25 mg pre-filled
syringe. The 25 mg prefilled syringe was considered to be a new presentation
and not a new drug product; as such, it retained the same DIN as the 50 mg
prefilled syringe.
·
In
December 2006, Amgen submitted patent lists to the Office of Patented Medicines
and Liaison (OPML) in respect of the '593 Patent, the 25 mg/vial powder and 50 mg/mL
solution, with SNDS 110292. They sought to use s. 4.1(2) of the recently amended
NOC Regulations to “carry-forward” the '593 Patent in respect of both
the powder and solution products.
·
The
NOC in respect of SNDS 110292 was issued on August 21, 2007.
[8]
In a
letter dated August 28, 2007, OPML notified Immunex that, in relation to SNDS 110292,
the '593
Patent would be added to the Register in respect of the powder product, but not
in respect of the solution product. A series of communications followed.
[9]
In
his final decision letter, dated June 25, 2008, the Minister maintained the
position that the patent was not eligible for listing on the Patent Register
under s. 4.1(2) of the NOC Regulations with respect to SNDS 110292. The
following factual findings appear to underlie the reasoning:
On
August 21, 2007 the notice of compliance issued for SNDS 110292, which
approved an additional manufacturing facility and new presentation. By letter
dated August 28, 2007 the OPML reviewed the patent list submitted for SNDS
110292 and found that the ‘346 patent was eligible for listing on the Patent
Register in accordance with subsection 4.1(2) of the PM(NOC) Regulations.
However, it was our view that the ‘593
patent was ineligible for listing under subsection 4.1(2) of the PM(NOC)
Regulations because the ‘593 patent was not previously listed on the Patent
Register with respect to the notice of compliance dated December 20, 2005 that
approved SNDS 085746 for a new indication, a new formulation and a new
strength, namely, the 50 mg/mL subcutaneous solution, pre-filled syringe.
[10]
The
Minister’s main consideration was compliance with the timing requirements under
the NOC Regulations. The Minister’s reasoning was that, if that the OPML
did not apply the concept of product specificity, then patents which were out
of time for listing would still gain the protection of the regulations through
an application for listing under the “carry forward” provisions of s. 4.1(2) of
the NOC Regulations. Specifically, listing the '593 Patent against SNDS
110292 would result in a circumvention of the timing requirements of the NOC
Regulations as the patent was not listed against the submission that first
approved the second (solution) formulation (SNDS 085746). Therefore, the
Minister relied upon the concept of product specificity in order to prevent use
of the carry-forward provision to circumvent the timing requirements.
IV. Statutory Framework
[11]
It
is important to keep in mind the overall scheme of the NOC Regulations
and the rights that these regulations give to patentees, which rights extend
beyond those afforded by the Patent Act, R.S.C. 1985, c. P-4.
[12]
In
order to market a drug in Canada, the drug manufacturer must submit a New
Drug Submission (NDS) to the Minister pursuant to Part C, Division 8 of the Food
and Drug Regulations, C.R.C., c. 870. If the Minister is satisfied with the
drug’s efficacy and safety, a Notice of Compliance (NOC) will be issued. A
party who has received an NOC may file a Supplementary New Drug Submission
(SNDS) if it intends to make changes to the approved drug.
[13]
The
public Patent Register, which provides a link between the Food and Drug
Regulations and the NOC Regulations, is an essential element of the
statutory scheme. Listing
of a patent provides significant benefits to the listing party (See Hoffmann-La Roche Ltd.
v. Canada (Minister of Health), 2005 FCA 140, [2006] 1
F.C.R. 141 at paras 5-7).
[14]
The
listing requirements as set out in ss. 4 and 4.1 of the NOC Regulations,
and as amended by the Regulations Amending the Patented Medicines (Notice of
Compliance) Regulations, SOR/2006‑242 (the 2006 Amendments), are as
follows:
4. (1) A first
person who files or who has filed a new drug submission or a supplement to a
new drug submission may submit to the Minister a patent list in relation to
the submission or supplement for addition to the register.
(2) A patent on a patent list
submitted under subsection (1) in relation to a new drug submission is
eligible to be added to the register if the patent contains
(a) a claim for the
medicine itself, and
(i) if that claim is for a
medicinal ingredient, that ingredient has been approved through the issuance
of a notice of compliance in respect of that submission, or
(ii) if that claim is for a
formulation that consists of medicinal and non-medicinal ingredients, that
formulation has been approved through the issuance of a notice of compliance
in respect of that submission; or
(b) a claim for the use
of the medicine and that use has been approved through the issuance of a
notice of compliance in respect of that submission.
(3) A patent on a patent list in
relation to a supplement to a new drug submission is eligible to be added to
the register if the supplement is for a change in formulation, a change in
dosage form or a change in use of the medicinal ingredient, and
(a) in the case of a
change in formulation, the patent contains a claim for the changed
formulation that has been approved through the issuance of a notice of
compliance in respect of the supplement;
(b) in the case of a
change in dosage form, the patent contains a claim for the changed dosage
form that has been approved through the issuance of a notice of compliance in
respect of the supplement; or
(c) in the case of a
change in use of the medicinal ingredient, the patent contains a claim for
the changed use of the medicinal ingredient that has been approved through
the issuance of a notice of compliance in respect of the supplement.
4.1 (1) In this
section, "supplement to the new drug submission" means a supplement
to a new drug submission as that term is used in Division 8 of Part C of the Food
and Drug Regulations.
(2) A first
person who submits a patent list in relation to a new drug submission
referred to in subsection 4(2) may, if the list is added to the register,
resubmit the same list in relation to a supplement to the new drug
submission, but may not submit a new patent list in relation to a supplement
except in accordance with subsection 4(3).
|
4. (1) La première personne qui dépose ou a déposé la présentation
de drogue nouvelle ou le supplément à une présentation de drogue nouvelle
peut présenter au ministre, pour adjonction au registre, une liste de brevets
qui se rattache à la présentation ou au supplément.
(2) Est
admissible à l'adjonction au registre tout brevet, inscrit sur une liste de
brevets, qui se rattache à la présentation de drogue nouvelle, s'il contient,
selon le cas :
a) une revendication de l'ingrédient médicinal, l'ingrédient ayant
été approuvé par la délivrance d'un avis de conformité à l'égard de la
présentation;
b) une revendication de la formulation contenant l'ingrédient
médicinal, la formulation ayant été approuvée par la délivrance d'un avis de
conformité à l'égard de la présentation;
c) une revendication de la forme posologique, la forme posologique
ayant été approuvée par la délivrance d'un avis de conformité à l'égard de la
présentation;
d) une revendication de l'utilisation de l'ingrédient médicinal,
l'utilisation ayant été approuvée par la délivrance d'un avis de conformité à
l'égard de la présentation.
(3) Est
admissible à l'adjonction au registre tout brevet, inscrit sur une liste de
brevets, qui se rattache au supplément à une présentation de drogue nouvelle
visant une modification de la formulation, une modification de la forme
posologique ou une modification de l'utilisation de l'ingrédient médicinal,
s'il contient, selon le cas :
a) dans le cas d'une modification de formulation, une revendication
de la formulation modifiée, la formulation ayant été approuvée par la
délivrance d'un avis de conformité à l'égard du supplément;
b) dans le cas d'une modification de la forme posologique, une
revendication de la forme posologique modifiée, la forme posologique ayant
été approuvée par la délivrance d'un avis de conformité à l'égard du
supplément;
c) dans le cas d'une modification d'utilisation de l'ingrédient
médicinal, une revendication de l'utilisation modifiée de l'ingrédient
médicinal, l'utilisation ayant été approuvée par la délivrance d'un avis de conformité
à l'égard du supplément.
4.1 (1) Au présent article, « supplément à une présentation de
drogue nouvelle » s'entend au sens du titre 8 de la partie C du Règlement
sur les aliments et drogues.
(2)
La première personne qui présente une liste de brevets se rattachant à la
présentation de drogue nouvelle visée au paragraphe 4(2) peut, si cette liste
est ajoutée au registre, la présenter de nouveau à l'égard de tout supplément
à cette présentation de drogue nouvelle; elle ne peut toutefois présenter de
nouvelle liste se rattachant à un supplément donné qu'en conformité avec le
paragraphe 4(3).
|
[15]
Drug
manufacturers are subject to strict timing deadlines for the listing of a
patent. The 2006 Amendments did not change the timing requirement with respect
to the submission of a patent for listing as found in ss. 4(5) and 4(6)
(previously in ss. 4(3) and 4(4)):
4. (5) Subject to subsection (6), a
first person who submits a patent list must do so at the time the person
files the new drug submission or the supplement to a new drug submission to
which the patent list relates.
(6) A first
person may, after the date of filing of a new drug submission or supplement
to a new drug submission, and within 30 days after the issuance of a patent
that was issued on the basis of an application that has a filing date in
Canada that precedes the date of filing of the submission or supplement,
submit a patent list, including the information referred to in subsection
(4), in relation to the submission or supplement.
|
4. (5) Sous réserve du paragraphe (6), la première personne qui
présente une liste de brevets doit le faire au moment du dépôt de la
présentation de drogue nouvelle ou du supplément à une présentation de drogue
nouvelle qui s'y rattachent.
(6)
La première personne peut, après la date de dépôt de la présentation de
drogue nouvelle ou du supplément à une présentation de drogue nouvelle et
dans les trente jours suivant la délivrance d'un brevet faite au titre d'une
demande de brevet dont la date de dépôt au Canada est antérieure à celle de
la présentation ou du supplément, présenter une liste de brevets, à l'égard
de cette présentation ou de ce supplément, qui contient les renseignements
visés au paragraphe (4)
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V. Analysis
[16]
Immunex’s
key arguments may be summarized as follows:
1.
On a
“plain” reading of s. 4.1(2), the '593 Patent is eligible for listing;
2.
The
Minister erred by requiring that the DIN of the drug product of the SNDS (the
liquid formulation) be the same as that of the drug product;
3.
The
“name change” or “timing” jurisprudence relating to the NOC Regulations existing
prior to the 2006 Amendments is not applicable to an interpretation of s. 4.1;
and
4.
If
Immunex is not permitted to list the '593 Patent with respect to the liquid product,
it will have been unjustly denied an opportunity to do so.
[17]
In
the analysis that follows, I will consider each of these arguments. However, I
will first discuss the applicable standard of review, and the modern rule of
statutory interpretation.
A. Standard of Review
[18]
This
application involves the interpretation of s. 4.1 of the NOC Regulations.
I accept, as was found by the Court of Appeal in Abbott Laboratories Limited
v. Canada (Attorney General), 2008 FCA 354 at para. 33
and acknowledged by the parties, that the appropriate standard of review for
the question of statutory interpretation is correctness.
B. Rule of Statutory Interpretation
[19]
It
is well-established that the modern rule of statutory interpretation should be
used to interpret provisions of the NOC Regulations (Bristol-Myers
Squibb Co. v. Canada (Attorney General), 2005 SCC 26, [2005] 1 S.C.R. 533 at
para. 37, AstraZeneca Canada Inc. v. Canada (Minister of Health), 2006
SCC 49, [2006] 2 S.C.R. 560 at para. 26). This is the approach that I will use.
As was described by Elmer Driedger in Construction
of Statutes, 2nd ed. (Toronto: Butterworths, 1983) at 87, and as cited with
approval by the Supreme Court of Canada in Re Rizzo & Rizzo Shoes Ltd.,
[1998] 1 S.C.R. 27 at paragraph 21:
Today there is only one principle or
approach, namely, the words of an Act are to be read in their entire context
and in their grammatical and ordinary sense harmoniously with the scheme of the
Act, the object of the Act, and the intention of Parliament.
C. The “Plain”
Meaning and the Rule of Statutory Interpretation
[20]
One
step in the analysis required for statutory interpretation is to review the “ordinary
sense” of the words of a provision in question. Immunex argues that there is a legal
presumption that legislation is accurate and drafted to reflect the author’s
intention (Sullivan, Ruth, Sullivan and Driedger on the Construction of
Statutes, 4th ed., (Markham: Butterworths Canada Ltd., 2002) at 130; Morguard
Properties Ltd. v. City of Winnipeg, [1983] 2 S.C.R. 493 at 509). On this
basis, Immunex submits that the ordinary meaning of the words in s. 4.1 is
clear and that, under the ordinary or defined (within the NOC Regulations)
meaning, the '593 Patent is eligible for listing.
[21]
For
ease of reference, s. 4.1(2) broken down into its components is as follows:
A first person:
·
who
submits a patent list in relation to a new drug submission referred to in
subsection 4(2) may,
·
if
the list is added to the register,
·
resubmit
the same list in relation to a supplement to the new drug submission,
·
but
may not submit a new patent list in relation to a supplement except in
accordance with subsection 4(3).
[22]
Immunex
points to the following sequence of reasoning:
·
Immunex
submitted a patent list of the '593 Patent in relation to an NDS (that is, NDS
059168, filed November 25, 1998);
·
The patent
list was added to the Patent Register;
·
SNDS
110292 constitutes a “supplement to the new drug submission”, within the
meaning of that term in s. 4.1(1);
·
The
exception that the first person “may not submit a new patent list in relation
to a supplement except in accordance with subsection 4(3)”, is inapplicable. The
reference to a “new patent list” must refer to a list relating to a new patent,
and Immunex is not seeking to submit a new patent in relation to an SNDS.
Rather, they are seeking to relist the same ‘593 Patent in relation to SNDS
110292.
[23]
Thus,
Immunex asserts, its patent list for the '593 Patent submitted as part of SNDS
110292 meets the explicit requirements of s. 4.1(2) and does not fall within
the exception.
[24]
It
appears that the words of s. 4.1(2) could bear the meaning asserted by Immunex.
However, this is not the end of the interpretation analysis. The problem with
Immunex’s argument is that it fails to have regard to the modern principle or
approach to matters of statutory interpretation. While the “plain” meaning must
be considered, the words of the provision in issue must be considered in their
entire context, in a manner which harmonizes their ordinary meaning with the
scheme, object and intention of the legislation. For this reason, I turn to a
broader review of the context of the provision. This, in turn necessitates an
understanding of the operation of the NOC Regulations and, in
particular, requirements for listing.
[25]
For
the purposes of this application, it is relevant to review the requirements for
listing under s. 4 of the NOC Regulations as they existed both before
and after the enactment of the 2006 Amendments. A review of the pre-2006 Regulations
highlights the intended purpose of the timing requirements for patent listing.
It also provides the basis upon which we can understand the applicable case
law.
[26]
Under
s. 4 of the pre-2006 Regulations, an innovator who filed a submission or
had been issued an NOC in respect of a drug that contained a medicine could
submit a patent list for listing. Patents could only be added to the Register
if they met the timing requirements found in s. 4(3) and s. 4(4). Essentially,
a first person was required to submit a patent list for filing at the time that
they file a submission for an NOC. The only exception was when an innovator
made the submission but the patent had not yet been issued. In that scenario,
the innovator could apply to list the patent within 30 days of the granting of
the patent.
[27]
The
broad wording of s. 4 led to unintended results, one of which was that, when
read in its plain wording, it potentially allowed drug companies to circumvent
the timing requirements for filing. Even if the deadline for listing a patent
in respect of a drug submission had passed, innovators could nonetheless get
the patent list added to the Register by simply making an additional SNDS,
which would form the basis for another opportunity to submit the patent list.
Since an SNDS could be filed in relation to a wide range of changes, from the
substantive (for example, change in formulation) to the administrative (for
example, change in brand name, manufacturing site), innovators could extend the
relevant deadline for patent list filing whenever they made a submission for an
inconsequential administrative change.
[28]
This
issue and the proper interpretation of s. 4 sparked much litigation between
1999 and 2006. I shall refer to these cases as the “timing cases”. In very
clear terms, courts declined to adopt a reading of s. 4 which would have led to
the circumvention of the timing requirements. (See Bristol-Myers Squibb Canada Inc.
v. Canada (Attorney General), (2001) 199 F.T.R. 142, [2001] F.C.J. No. 51
(QL), aff’d 2002 FCA 32, 288 N.R. 24, Ferring Inc. v. Canada (Attorney General),
2003 FCA 274, 310 N.R. 186, Toba Pharma Inc. v. Canada, 2002 FCT 927, 227
F.T.R. 261, Hoffmann‑La Roche Ltd. v. Canada (Minister of Health),
2005 FCA 140, [2006] 1 F.C.R. 141 (the Herceptin case); AstraZeneca
Canada Inc. v. Canada (Minister of Health), 2005 FCA 175, 335 N.R. 6.)
[29]
The
listing requirements of the NOC Regulations received a substantial
facelift by the enactment of the 2006 Amendments. Section 4(3) now states that
a patent list may be added to the patent register in relation to a supplement
to a new drug submission only where the supplement is for a change in
formulation, a chance in dosage form or a change in use of the medicinal
ingredient (i.e. substantive changes to the drug). The timing requirements
previously found in ss. 4(3) and 4(4) have been kept intact and are contained
in ss. 4(5) and 4(6). Section 4.1 was also added. To assist in understanding
the 2006 Amendments, it is helpful to turn to the Regulatory Impact Analysis
Statement (RIAS) which accompanied those Amendments.
[30]
A general
statement of the overall objective of the Patent Listing Requirements of the NOC
Regulations is contained in the RIAS which accompanied the 2006 Amendments.
At p. 1511-1512 of the RIAS, the following statement is made:
Considering
the societal imperative of encouraging new and better medical therapies, and
the difficulties associated with protecting pharmaceutical patent rights by
way of conventional infringement litigation, the PM(NOC) Regulations are
intended to operate as a very potent patent enforcement mechanism. The
24-month stay under the regulations serves that purpose by providing
innovator companies with the means to pre-empt the market entry of suspected
patent infringers. At the same time, it is this very potency which calls for
moderation in the application of the PM(NOC) Regulations, lest their effect
dominate that of early-working and defeat the overall purpose of the policy.
As has been observed by the courts on numerous occasions, the PM(NOC)
Regulations are a special enforcement remedy which exists in addition to, not
in lieu of, the right to pursue an action for patent infringement
Consistent
with this understanding of the PM(NOC) Regulations is the fact that not every
patent pertaining to an approved drug qualifies for enforcement under the
scheme. Only those patents which meet the current timing, subject matter and
relevance requirements set out in section 4 of the regulations are entitled
to be added to Health Canada’s patent register and to
the concurrent protection of the 24‑month stay. . . .
By
stipulating that the application filing date of the patent precede the date
of the corresponding drug submission, the timing requirement promotes a
temporal connection between the invention sought to be protected and the
product sought to be approved. This ensures that patents for inventions
discovered after the existence of a product do not pre-empt generic
competition on that product. . . .
|
En considérant
le besoin vital de la société d'encourager la création de nouveaux traitements
médicaux améliorés, sans oublier les problèmes associés à la protection des
droits conférés par les brevets pharmaceutiques au moyen d'une action en
contrefaçon ordinaire, le règlement de liaison se veut un mécanisme très
puissant dans l'application des droits conférés par un brevet. La suspension
de 24 mois prévue par le règlement atteint cet objectif en permettant aux
innovateurs d'empêcher l'entrée sur le marché des produits génériques
concurrents dont ils soupçonnent de contrefaçon. En revanche, c'est ce même
pouvoir qui doit être modéré dans l'application du règlement de
liaison, faute de quoi les effets de celui-ci l'emporteraient sur ceux de la
fabrication anticipée et empêcheraient l'atteinte du but général de la
politique. Comme l'ont observé les tribunaux à maintes reprises, le règlement
de liaison constitue un mécanisme d'application spécial supplétif et non
substitut au droit d'intenter une action en contrefaçon.
Il s'ensuit que
ce ne sont pas tous les brevets protégeant une drogue approuvée qui peuvent
se prévaloir du mécanisme d'application prévu par le règlement de liaison.
Seuls les brevets respectant les exigences énoncées à l'article 4 du
règlement relatives au délai, à l'objet et à la pertinence, peuvent être
inscrits au registre des brevets de Santé Canada et bénéficier de la
protection correspondante de la suspension de 24 mois. . . .
En stipulant que
la date de dépôt de la demande de brevet doit précéder celle de la demande
d'avis de conformité correspondante, l'exigence relative au délai procure un
lien temporel entre l'invention que l'on cherche à protéger et le produit
visé par la demande d'approbation. Ceci permet de faire en sorte que les
brevets protégeant des inventions dont la découverte est postérieure à
l'existence d'une drogue n'empêchent pas l'arrivée sur le marché de versions
génériques de cette même drogue. . . .
|
[31]
As
reflected in the RIAS, the changes embodied in the 2006 Amendments were
intended to reaffirm “the requirements innovators must meet to list patents” (RIAS,
p. 1515) and to “further [entrench] the concept of product specificity as the
key consideration required of the Minister in
applying the listing requirements under
section 4 of the PM(NOC) Regulations” (RIAS, p. 1516). The purpose of both the
s. 4 amendments and s. 4.1 are described in the RIAS, at p. 1518:
The
amendments to section 4 also formally confirm the right to list new patents
on the basis of SNDS filings and introduce listing requirements governing
that right. Under these requirements, a patent which has been applied for
prior to the filing of an SNDS may be submitted in relation to that SNDS
provided the purpose of the latter is to obtain approval for a change in use
of the medicinal ingredient (i.e. a new method or use or new indication), a
change in formulation or a change in dosage form and the patent contains a
claim to the formulation, dosage form or use so changed. . . .
In
keeping with existing practice, the amendments to section 4 include a
provision expressly allowing innovators to carry forward patent lists
submitted in relation to a NDS by resubmitting them in relation to a
supplement to that NDS. A finding of ineligibility in respect of one patent
on a patent list should not prevent the carrying forward of the remaining patents
on that list.
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De plus, les
modifications relatives à l'article 4 confirment formellement le droit
d'inscrire de nouveaux brevets en se fondant sur des dépôts de SPDN et
instaurent des exigences régissant ce droit. Selon ces exigences, un brevet
ayant une date de dépôt antérieure au dépôt d'un SPDN peut être soumis à
l'égard de ce SPDN à condition que ce dernier ait pour objet l'approbation
d'un changement relatif à l'utilisation de l'ingrédient médicinal (c.-à-d. un
nouveau mode d'utilisation ou une nouvelle indication), d'un changement
relatif à la formulation ou d'un changement relatif à la forme posologique et
que le brevet comporte une revendication relative à la formulation, à la
forme posologique ou à l'utilisation ainsi modifiée. . . .
Conformément
à la pratique établie, les modifications relatives à l'article 4 comportent
une disposition autorisant expressément les innovateurs à reporter les listes
de brevets soumises se rattachant à une PDN en les soumettant à nouveau en
relation avec un supplément à cette PDN. Une conclusion de non-admissibilité
d'un brevet apparaissant sur une liste de brevets ne doit pas empêcher le
report des autres brevets sur cette liste.
|
[32]
The issue of timing has always been important to
the proper functioning of the NOC regime. Although one of the key objectives of
the NOC Regulations is to give additional patent protection to innovator
drug companies, this protection is only obtainable if innovators adhere to
certain time deadlines. Specifically, a patent can only be added to the
Register and obtain NOC protection if the application for listing is made
within the applicable time deadlines.
[33]
The
RIAS and the overall wording of s. 4 and s. 4.1 make it clear there was no
intent to eliminate the timing requirements. Indeed, the statement that “Only
those patents which meet the current timing, subject matter and relevance
requirements set out in section 4 of the regulations are entitled to be added
to Health Canada’s patent register and to the concurrent protection of the 24‑month
stay” (RIAS, p. 1511) is a clear statement that the timing requirements would
remain as a key concept.
[34]
I
also observe that the RIAS refers to s. 4 and s. 4.1 collectively, expressing
the intent that the listing requirements of s. 4.1 should be read together with
s. 4.
[35]
Accordingly,
an interpretation of s. 4.1(2) that would permit a circumvention of the timing
requirements would be at odds with the scheme of the NOC Regulations and
should not be accepted.
D. The DIN Requirement
[36]
Immunex
submits that the Minster erred by adopting an interpretation of s. 4.1, which
allowed the patent list to be carried-forward only if the DIN of the drug
product of the SNDS (the liquid formulation) is the same as that of the drug
product approved in the original NDS.
[37]
In
various letters to Immunex, the Minister presented their position by
referencing portions of Health Canada’s Guidance Document: Patented Medicines (Notice of Compliance)
Regulations
(December 13, 2007- File Number: 07-128353-235), which stated:
Therefore, in
the narrow circumstances of subsection 4.1(2), a patent on a patent list
that has been added to the Patent Register in respect of a new drug
submission under subsection 4(2) will be "carried forward" only in
respect of a supplement for the same drug product - in most cases, a product
with the same identification number ("DIN"). If the supplement
is for a change in formulation, a change in dosage form or a change in use of
the medicinal ingredient, patents claiming the formulation, dosage form or
use of the medicinal ingredient will not be "carried forward"
unless they meet the requirements of drug product specificity. [Emphasis
added]
|
Par
conséquent, dans les rares circonstances du paragraphe 4.1(2), un brevet
inscrit à une liste qui a été ajoutée au registre en ce qui a trait à une
présentation de drogue nouvelle aux termes du paragraphe 4(2) sera
« reporté » seulement à l’égard d’un supplément pour la même drogue
– la plupart du temps, un produit avec la même identification numérique (DIN).
Si le supplément vise une modification de la formulation, de la forme
posologique éléments ne seront pas « reportés » à moins qu’ils ne
répondent aux exigences de la spécificité d’une drogue.
[Non
souligné dans l’original.]
|
[38]
As a
result of the Minister’s use of the phrase, “in most cases, a product with the
same identification number”, Immunex assumes that the Minister has read-in a
requirement for DIN-equivalence, such that a patent may only be listed in
respect of an SNDS if the drug product of that SNDS had the same DIN as that of
the drug product approved by the NDS. Based on its understanding of the
Minister’s position, Immunex submits that this leads to an absurd result
because it means that patents could only be resubmitted to the Register for the
same drug product. Immunex made further submissions to the effect that the
Minister’s insistence on DIN-equivalence was tied to the issue of “relevance”.
Since the '593
Patent was “relevant” to the drug submission for both the powder and the
solution products, the requirement for drug product specificity had been met,
without the need the achieve DIN-equivalence.
[39]
In
my opinion, Immunex’s submissions on this point are based on a
mischaracterization of the Minister’s reasoning for refusing to list the
patent. As is clear from the Minister’s June 25, 2008 letter, the OPML did not
apply a DIN-specific analysis; the assignment of a DIN was only one factor used
in determining if a patent list was eligible to be carried-forward.
[40]
I do
not read the Guidance Document as requiring the same DIN in all circumstances.
As noted in the document and emphasized by the Minister’s counsel in oral
submissions, the DIN will often be the same, making it obvious that s. 4.1(2)
applies. However, the guiding factor is not the DIN; rather, under the
Minister’s interpretation of s. 4.1(2), there must be a link between the
subject matter of the patent and the submission in respect of the drug for
which listing is sought.
[41]
I
would therefore reject the Applicant’s arguments to the extent that they claim
that the Minister’s position is wrong because it relied on a DIN-specific
analysis. The Minister refused the application for listing in 2006 on the basis
that doing so would allow the Applicant to circumvent the timing requirements
for listing, and not on the basis that the liquid product had a different DIN.
E. Applicability of the Timing Cases
[42]
Immunex
submits that the pre-2006 Amendments jurisprudence, as reflected in the timing
cases, is not applicable to the present case for two reasons. First, unlike the
provisions that were dealt with in the timing cases, the ordinary meaning of
the words used in s. 4.1 is clear and, therefore, the provision should be given
its plain meaning. Second, those cases dealt with refusals to list patents due
to the administrative nature of the SNDS. Since the current NOC Regulations
now specify that patents can only be listed against SNDSs in respect of certain
changes (specifically, dosage form, formulation, use of the medicinal
ingredient), the old jurisprudence is no longer applicable.
[43]
In
my opinion, Immunex is reading the timing cases too narrowly. The overarching
principle enunciated in the timing cases is that the NOC Regulations
should not be interpreted so as permit innovators to list an otherwise
time-barred patent on the basis of submissions for administrative changes such
as changes to the brand name or drug manufacturing site. Otherwise, drug
companies would be given infinite numbers of extensions of the filing deadline
because they would be able to make up for missed listing opportunities by
simply filing an SNDS for something like a name change or – as here – a new
manufacturing site. In effect, it would permit patent holders to enhance the
advantage they obtained under the Regulations, by allowing the circumvention
of timing requirements. In the timing cases, this was found to be inconsistent
with the statutory scheme. As stated by Justice Sharlow in the Herceptin
case, above, at para. 25:
A
change in the name of drug or a drug manufacturer, or a change of a
manufacturing site, cannot possibly be relevant to any potential claim for
infringement of a patent for a medicine found in the drug. There is no
justification for permitting patent holders to use such a change to enhance the
advantage they obtain under the Patented Medicines (Notice of Compliance)
Regulations.
[44]
The
2006 Amendments did not change this principle. The timing cases remain relevant
to the present case. Immunex sought, in December 2006, to list the '593 Patent in respect
of the liquid product even though the liquid product had been approved for use
in December 2005. In effect, Immunex used the change of a manufacturing site as
an excuse to bring forward the liquid product in spite of the fact that the
liquid product had already been approved for use in 2005. Immunex’s motivation
in doing so is obvious; in oral submissions, Immunex admitted that, as of 2003,
the solution formulation of etanercept was “exposed” and more vulnerable to
patent infringement because it was not listed on the Patent Register.
F. Opportunity to List
[45]
As
described above, in 2003, Amgen, on behalf of Immunex, filed SNDS 085746 for
approval of a new indication. The application was part of a backlog in the
OPML. Some time before December 2005 (the exact timing is not known), Amgen was
“invited” to update its application. In response to this invitation, Amgen
added the request to obtain approval for the 50 mg/mL product. Thus, a new DIN
was assigned to the liquid product and the NOC, when it finally issued on
December 20, 2005, included the liquid product. The '593 Patent was not
submitted on a patent list with respect to the liquid product as included in
the updated SNDS 085746. The question arises as to whether the liquid product
could have been listed at that time.
[46]
Much
of Immunex’s argument rests on its assertion that it could not have listed the
liquid product at the time of the SNDS 085746. Since the new formulation was
filed by way of an update, there was no opportunity to list the patent in
respect of the solution formulation. To support this argument, the Applicant
relies on the cross-examination of Ms. Anne Bowes, the Acting Director of the
OPML, on her affidavit. Accordingly, it argues, if not permitted to list the
patent in respect of the liquid product as part of SNDS 110292, it would never
be able to list this innovative new product.
[47]
In
my view, this argument fails. A key distinction must be made here between an
opportunity that was not available and one that was simply missed by Immunex.
In Ms. Bowes’ cross-examination, she stated that Immunex could have sought to
list the patent at the time that the update was made to the SNDS for the change
in formulation. To do so, Immunex (or Amgen) would have had to submit a Form 4
patent list for the solution product in addition to submitting a new
SNDS for the change in formulation. Immunex’s position appears to be that they
were somehow misled by the OPML staff; Immunex accepted the offer to file an
update without being informed that doing so would deprive it of the opportunity
to file any patent list in connection with the update.
[48]
This
constitutes a missed, as opposed to an unavailable or non-existent,
opportunity. There were procedures available to the Applicant to submit an SNDS
for the new formulation and to file a patent list at that time. However, these
procedures were not complied with. Immunex had an opportunity to list the '593 Patent in respect
of the solution product; it missed this opportunity.
[49]
Even
if I accept Immunex’s argument that it could not list the '593 Patent in respect
of the liquid product before its SNDS 110292, it seems to me that the question
is not highly relevant to the interpretation of s. 4.1(2). Whether Immunex
could or could not list the '593 Patent under the pre-2006 Regulations does not
assist in the interpretation of the current NOC Regulations and, in
particular, the “carry forward” provision – a brand new concept introduced by
the 2006 Amendments. There was no intent that the 2006 Amendments would provide
an opportunity for a patentee to gain protection for every missed or
unavailable listing opportunity.
V. Conclusion
[50]
In
summary, Immunex’s interpretation would lead to an absurd result. Specifically,
it would permit some patent lists to be added to the Register based on
supplemental submissions related to administrative changes. This, in spite of
the fact that the patent holder had failed to apply for listing when it made
the first drug submission in respect of a new formulation, dosage form or use
of the medicinal ingredient (i.e. characteristics which are relevant to a
potential claim in infringement).
[51]
While
the “plain” meaning of s. 4.1(2) of the NOC Regulations may support the
listing of the '593 Patent in respect of the liquid product, such
interpretation fails to have regard to the entire context of s. 4.1(2). The
better interpretation of the provision is that in which the words are read to
prevent the listing of a patent that would circumvent the timing requirements.
[52]
In
this case, I conclude that the Minister properly required drug product
specificity in order to give effect to the timing requirement. This ensured
that the only time that the '593 Patent could be listed in respect of the new
formulation would be at the time of the first submission related to that
formulation. In my view, this was the correct approach.
[53]
In
conclusion, the application will be dismissed, with costs to the Minister
JUDGMENT
THIS COURT
ORDERS AND ADJUDGES that:
1. The application for
judicial review is dismissed with costs to the Minister.
“Judith
A. Snider”