Date: 20110531
Docket: T-80-10
Citation: 2011 FC 629
Ottawa, Ontario, May 31,
2011
PRESENT: The Honourable Mr. Justice Mandamin
BETWEEN:
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ATTORNEY GENERAL OF CANADA
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Applicant
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and
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JENNIFER BEYAK
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Respondent
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REASONS FOR JUDGMENT AND
JUDGMENT
[1]
The
Applicant, the Attorney General of Canada, applies for judicial review of the
December 18, 2009 decision by Mr. Guy Giguère, Chairperson of the Public
Service Staffing Tribunal (the Tribunal).
[2]
The
Tribunal had previously found two staffing appointments to be an abuse of
authority and ordered revocation of those appointments. It further ordered that
corrective action be taken by National Resources Canada (NRCan) including
withholding staffing delegation until the managers involved received training,
review of their other appointments and assessment of the NRCan human resources
section’s capability to provide appropriate staffing advice.
[3]
The
Tribunal’s orders for corrective action, but not its finding of abuse of
authority or its order of revocation of appointments, were set aside by the
Federal Court on judicial review and returned to the Tribunal. The Tribunal
amended its corrective action orders by turning them into recommendations.
[4]
The
Applicant now applies to the Court to set aside the recommendations made in the
amended Tribunal decision on the basis the Tribunal has no authority to make
such recommendations.
[5]
I have
come to the conclusion the Tribunal may make non-binding recommendations and I
dismiss this application for judicial review for reasons that follow.
Background
[6]
The
Respondent, Ms. Beyak, filed two complaints of abuse of authority regarding the
appointment of Ms. Monique Delorme as a Business Development Officer
(classified as CO-01) with NRCan, by the director, Mr. Tom Hynes and the
manager, Mr. John MacMillan.
[7]
On March
3, 2009, the Tribunal found that the two complaints of abuse of authority were
substantiated. The Tribunal also concluded that Mr. Hynes and Mr. MacMillan
had abused their authority under the Public Service Employment Act, S.C.
2003, c.22 (PSEA) by acting in bad faith and conducting themselves in an
irrational and unreasonable way which led to the unfair appointment of Ms.
Delorme as Business Development Officer.
[8]
The
Tribunal ordered the appointments revoked and further ordered corrective
actions as follows:
[200] The Tribunal orders the respondent
to immediately rescind Mr. Hynes’ delegation of authority under the PSEA.
The respondent can determine whether it will work toward reinstating that
delegation, but must not do so unless proper training is provided and Mr. Hynes
can demonstrate that he meets appropriate, pre-determined requirements to
exercise delegated authority.
[201] The Tribunal orders the respondent
not to reinstate Mr. Hynes’ delegation, until it reviews all appointments made
under the new PSEA involving Messrs. Hynes and MacMillan, proceeds with
desk audits where appropriate, and determines that this was an isolated
incident.
[202] The Tribunal orders the respondent
to assess, within 90 days, the capability of its human resources organization
to provide proper support and advice to management concerning non-advertised
appointment processes, and to correct within six months any shortcomings arising
from the assessment.
[9]
The
Applicant applied for judicial review of the March 9 decision contesting the
above orders for corrective action. It did not challenge the Tribunal’s
findings or the order that the impugned appointments be revoked.
[10]
On June 10,
2009, Deputy Justice Lagacé considered that very issue in Canada (Attorney
General) v Cameron and Maheux, 2009 FC 618 (Cameron and Maheux) and
ruled at para 33 that:
[33] By means of its decision, the
Tribunal can very well make the deputy head aware of an incident, but it cannot
with an order take the place of the PSC, the deputy head or the employer in
determining whether corrective action must be taken outside of the specific
context of the complaint before it.
(emphasis added)
[11]
On the
consent of the parties, Madame Prothonotary Roza Aronovitch granted a judicial
review application on September 17, 2009, setting aside the above corrective
action orders and remitted the matter back to the Tribunal “to provide it with
an opportunity, if necessary, to deal with the matter in a manner not
inconsistent with paragraph 33 of the Court’s decision [in Cameron and
Maheux].”
[12]
On
December 18, 2009 the Tribunal revisited its earlier decision and determined
that it had the power to make recommendations for corrective actions. The
Tribunal amended its March 3, 2009 decision essentially by changing its
corrective action orders to recommendations.
[13]
The
Applicant now brings this application for judicial review, submitting that the
Tribunal is trying to achieve indirectly what it has no power to order under
the PSEA. The Applicant submits the Tribunal erred in law by acting
without jurisdiction or exceeded its jurisdiction contrary to paragraphs
18.1(4) (a) and (c) of the Federal Courts Act and subsection 81 (1) of
the PSEA.
Decision under Review
[14]
In its
amended decision on December 18, 2009, the Tribunal set out its rationale for
being able to make non-binding recommendations:
[12] Parliament’s intention as expressed
in the preamble of the PSEA is to have recourse aimed at resolving appointment
issues. In examining the evidence in a complaint, the Tribunal may note
problems that go beyond the appointment process at issue in the complaint. The
Tribunal may want to make the respondent aware of recommended measures that would
address these problems. In such cases, the recommendations of the Tribunal are
non-binding since they are not made under the provisions of the PSEA
which grant the Tribunal the power to order corrective action. The Tribunal’s
recommendations are provided for guidance purposes only.
[15]
The
Tribunal modified its previous corrective action orders into non-binding
recommendations. The Tribunal’s specific changes to its earlier reasons are
underlined in the following excerpts:
Concerns outside the context of the
complaint
[190] The Tribunal has broad corrective
powers under subsection 81(1) and section 82 of the PSEA when it finds
that a complaint under section 77 is substantiated. The Tribunal may order the
respondent to revoke the appointment or not make the proposed appointment. The
Tribunal can order the respondent to take any corrective action that it
considers appropriate with the exception of an order that an appointment be
made or that a new appointment be conducted. As the Federal Court stated in A.G.
(Canada) v. Cameron and Maheux, 2009 FC 618, the Tribunal’s
order for corrective measures must relate only to the appointment process at
issue in the complaint. Where the Tribunal has concerns outside of the context
of the complaint it can, however, make the respondent aware of its concerns. It should be noted that the
corrective measures are directed at the respondent in the form of an order and
not to the individuals involved in a finding of abuse of authority.
…
[191] Parliament has directed in the
Preamble that the discretion given in staffing matters under the PSEA to
the PSC and deputy heads be delegated at the lowest level to provide the
necessary flexibility in staffing It is important therefore to ensure that this
discretion be exercised in a reasonably way as intended by Parliament. When the
Tribunal determines that it is not the case and that there has been an abuse of
authority, the Tribunal can order corrective action specific to the
complaint. Where the Tribunal’s concerns are more of a systemic nature, such as
ensuring that this direction is exercised as Parliament intended in other
appointment processes, it can make the deputy head and the PSC aware of these
concerns.
…
[195] The evidence put before the
Tribunal clearly establishes that Mr. Hynes should not continue to act
as a sub-delegate of the respondent unless appropriate corrective measures are
taken by the respondent. The evidence also demonstrates that measures put in
place by the respondent have failed to ensure that these appointments were
based on merit and that the PSEA, the PSER and policy requirements were met and
not circumvented. These considerations direct the Tribunal in making the
following recommendations that should provide guidance in addressing the
Tribunal’s concerns.
[196] Mr. Hynes has testified that he had
limited training in the PSEA and relied on the advice of Human Resource
Advisors. At a minimum, he should receive training that is appropriate for
someone delegated to exercise staffing authority under the PSEA. The
Tribunal recommends that, unless such training is completed and an
assessment of Mr. Hynes’s ability to make appropriate decisions and conduct
proper appointment-related processes is done, he should not be delegated any
staffing authority under the PSEA.
[197] The Tribunal has found that Mr.
Hynes demonstrated disregard for the PSEA and other staffing requirements. Mr.
Hynes’s direction clearly led to the abuses of authority in the appointments at
issue in these complaints. In light of these findings, the respondent should
ensure that this is an isolated incident and that Mr. Hynes could exercise the
discretion in accordance with the PSEA and other staffing requirements. The
Tribunal recommends that the respondent review all internal appointments involving
Messrs. Hynes and MacMillan and proceed with desk audits where appropriate, before
Mr. Hynes is delegated any staffing authority under PSEA.
[198] In addition, the respondent
provides advisory and some oversight functions through its human resources
personnel and has put in place measures such as an established criteria for
non-advertised appointments. However these had proven to be ineffective in the
circumstances of these complaints. Therefore, the Tribunal recommends that an
assessment should be made within 90 days of the capability of the human
resources organization in NRCAN to provide proper advice to management,
particularly with respect to non-advertised appointment processes and to
correct within six months any shortcomings arising from the assessment.
[16]
The
Tribunal made no other changes to its earlier decision.
Legislation
[17]
The Federal
Courts Act, R.S.C. 1985, c. F-7 as am. (FCA) provides:
18.
(1) Subject to section 28, the Federal Court has exclusive original
jurisdiction
(a)
to issue an injunction, writ of certiorari, writ of prohibition, writ of
mandamus or writ of quo warranto, or grant declaratory relief, against any
federal board, commission or other tribunal; and
(b)
to hear and determine any application or other proceeding for relief in the
nature of relief contemplated by paragraph (a), including any proceeding
brought against the Attorney General of Canada, to obtain relief against a
federal board, commission or other tribunal.
18.1(4)
The Federal Court may grant relief under subsection (3) if it is satisfied
that the federal board, commission or other tribunal
(a) acted
without jurisdiction, acted beyond its jurisdiction or refused to exercise
its jurisdiction;
…
(c) erred
in law in making a decision or an order, whether or not the error appears on
the face of the record;
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18.
(1) Sous réserve de l’article 28, la Cour fédérale a compétence exclusive, en
première instance, pour :
a)
décerner une injonction, un bref de certiorari, de mandamus, de prohibition
ou de quo warranto, ou pour rendre un jugement déclaratoire contre tout
office fédéral;
b)
connaître de toute demande de réparation de la nature visée par l’alinéa a),
et notamment de toute procédure engagée contre le procureur général du Canada afin d’obtenir réparation
de la part d’un office fédéral
18.1(4)
Les mesures prévues au paragraphe (3) sont prises si la Cour fédérale est
convaincue que l’office fédéral, selon le
cas
:
a)
a agi sans compétence, outrepassé celle-ci ou refusé de l’exercer;
…
c)
a rendu une décision ou une ordonnance entachée d’une erreur de droit, que
celle-ci soit
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[18]
The
Public Service Employment Act, S.C. 2003, c. 22 (PSEA) provides:
Preamble
Recognizing
that
the
public service has contributed to the building of Canada, and will continue to do so in the
future while delivering services of highest quality to the public;
Canada will continue to benefit
from a public service that is based on merit and non-partisanship and in
which these values are independently safeguarded;
…
authority
to make appointments to and within the public service has been vested in the
Public Service Commission, which can delegate this authority to deputy heads;
…
delegation
of staffing authority should be to as low a level as possible within the
public service, and should afford public service managers the flexibility
necessary to staff, to manage and to lead their personnel to achieve results
for Canadians;
…
77.
(1) When the Commission has made or proposed an appointment in an internal
appointment process, a person in the area of recourse referred to in
subsection (2) may — in the manner and within the period provided by
the Tribunal’s regulations — make a complaint to the Tribunal that he or
she was not appointed or proposed for appointment by reason of
(a)
an abuse of authority by the Commission or the deputy head in the exercise
of its or his or her authority under subsection 30(2);
(b)
an abuse of authority by the Commission in choosing between an advertised and
a non-advertised internal appointment process;
…
81.
(1) If the Tribunal finds a complaint under section 77 to be
substantiated, the Tribunal may order the Commission or the deputy head to
revoke the appointment or not to make the appointment, as the case may be,
and to take any corrective action that the Tribunal considers appropriate.
82.
The Tribunal may not order the Commission to make an appointment or to
conduct a new appointment process.
88.(2)
The mandate of the Tribunal is to consider and dispose of complaints made
under subsection 65(1) and sections 74, 77 and 83.
102.
(1) Every decision of the Tribunal is final and may not be questioned or
reviewed in any court.
(2)
No order may be made, process entered or proceeding taken in any court,
whether by way of injunction, certiorari, prohibition, quo warranto or
otherwise, to question, review, prohibit or restrain the Tribunal in relation
to a complaint.
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Préambule
Attendu
:
que
la fonction publique a contribué à bâtir le Canada et continuera de le faire dans
l’avenir tout en rendant des services de haute qualité à sa population;
qu’il
demeure avantageux pour le Canada de pouvoir compter sur une fonction
publique non partisane et axée sur le mérite et que ces valeurs doivent être
protégées de façon indépendante;
…
que
le pouvoir de faire des nominations à la fonction publique et au sein de
celle-ci est conféré à la Commission de la fonction publique et que ce
pouvoir peut être délégué aux administrateurs généraux;
…
que
le pouvoir de dotation devrait être délégué à l’échelon le plus bas possible
dans la fonction publique pour que les gestionnaires disposent de la marge de
manoeuvre dont ils ont besoin pour effectuer la dotation, et pour gérer et
diriger leur personnel de manière à obtenir des résultats pour les Canadiens;
…
77.
(1) Lorsque la Commission a fait une proposition de nomination ou une
nomination dans le cadre d’un processus de nomination interne, la personne
qui est dans la zone de recours visée au paragraphe (2) peut, selon les
modalités et dans le délai fixés par règlement du Tribunal, présenter à
celui-ci une plainte selon laquelle elle n’a pas été nommée ou fait l’objet
d’une proposition de nomination pour l’une ou l’autre des raisons suivantes :
a)
abus de pouvoir de la part de la Commission ou de l’administrateur général dans
l’exercice de leurs attributions respectives au titre du paragraphe 30(2);
b) abus de pouvoir de la part de la
Commission du fait
qu’elle a
choisi un processus de nomination interne annoncé ou non annoncé, selon le
cas
…
81.
(1) S’il juge la plainte fondée, le Tribunal peut ordonner à la Commission ou
à l’administrateur général de révoquer la nomination ou de ne pas faire la
nomination, selon le cas, et de prendre les mesures correctives qu’il estime
indiquées.
82.
Le Tribunal ne peut ordonner à la Commission de faire une nomination ou
d’entreprendre un nouveau processus de nomination.
88.(2)
Le Tribunal a pour mission d’instruire les plaintes présentées en vertu du
paragraphe 65(1) ou des articles 74, 77 ou 83 et de statuer sur elles.
102.
(1) La décision du Tribunal est définitive et n’est pas susceptible d’examen
ou de révision devant un autre tribunal.
(2)
Il n’est admis aucun recours ni aucune décision judiciaire — notamment par
voie d’injonction, de certiorari, de prohibition ou de quo warranto — visant
à contester, réviser, empêcher ou limiter l’action du Tribunal en ce qui
touche une plainte.
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(emphasis added)
Issues
[19]
The
Parties differ on the issues arising in this judicial review. The Applicant
submits the standard of review is correctness while the Respondent submits the
standard is reasonableness.
[20]
The
Applicant frames the issues from a jurisdictional viewpoint, submitting the
issue is:
·
Whether
the Tribunal erred in law or acted without jurisdiction or exceeded that
jurisdiction in making recommendations as to what constituted the appropriate
corrective measures required in the circumstances?
[21]
The
Respondent approaches the questions differently setting out the issues as:
·
Did the
Tribunal err in making non-binding recommendations in relation to its systemic
concerns involving the appointment process?
·
Does this
Court have jurisdiction to review non-binding recommendations made without
express statutory and obiter dicta comments made by the Tribunal?
[22]
I consider
the issues to be:
·
Does the
Tribunal have the jurisdiction to make recommendations?
·
Does the
Court have the jurisdiction to review recommendations made by the Tribunal?
Standard of Review
[23]
Given the
very differing approaches of the Parties to these issues, I consider it
necessary to first assess the standard of review on the question of whether the
Tribunal has the jurisdiction to make recommendations.
[24]
The
Supreme Court of Canada’s decision in Dunsmuir v New Brunswick, 2008 SCC
9, at para 34 (Dunsmuir) held there are only two standards of review,
correctness and reasonableness. The Supreme Court stated that a reviewing court
must first examine whether the standard of review for the question has already
been determined: Dunsmuir at para 62.
[25]
The
Applicant argues that the Court has previously found the correctness standard
applied in two similar cases involving the Tribunal, Lavigne v Canada
(Deputy Minister of Justice), 2009 FC 684 (Lavigne) and Cameron
and Maheux.
[26]
In Lavigne,
Justice Shore conducted a standard of
review analysis where an applicant was challenging the Tribunal’s decision to
dismiss his complaint on a variety of grounds. Justice Shore considered the question of whether
the Tribunal correctly interpreted the term “abuse of authority” to be a pure
question of law. However, he went on to note that the Tribunal’s decision that
the assessment board acted wrongfully and abused its authority involved
questions of mixed fact and law, assessed against a standard of reasonableness.
After considering the factors, Justice
Shore assessed the question before
him on the standard of reasonableness.
[27]
In Cameron
and Maheux, Deputy Justice Lagacé considered the Tribunal’s orders for
corrective actions much as ordered previously by the Tribunal in this case. He
conducted a contextual analysis focusing on the question of the Tribunal’s
jurisdiction, finding that the standard of review involved correctness with
regard to the question of jurisdiction and reasonableness with respect to the
Tribunal’s finding of mixed fact and law.
[28]
Deputy Justice
Lagacé determined that the combined reading of sections 77, 81 and 82 of the PSEA
required that "any corrective action ordered by the Tribunal must address
only the appointment process that is the subject of the complaints before it”:
Cameron and Maheux at para 18.
[29]
Deputy
Justice Lagacé reviewed the three corrective orders made by the Tribunal at
para 22, namely:
(a) review all
appointments made by the manager since the Act came into force;
(b) suspend
the staffing authority delegated to the manager during this review; and
(c) provide
training to the manager to ensure she correctly understands her
responsibilities and obligations under the new provisions under to Act.
Deputy Justice Lagacé held that these corrective action
orders infringed on the Public Service Commission’s (PSC) exclusive authority
under sections 15(1) and 24(2) of the PSEA to delegate and supervise
appointment authority, displaced the deputy head’s authority to sub-delegate
this authority and interfered with the deputy head’s discretion to conduct a
review and to require employees to take training. He also took note of the Financial
Administration Act (FAA) which provided that deputy heads in public
administration may determine the learning, training and development requirement
of persons employed in their respective sectors of the public service.
[30]
Deputy
Justice Lagacé stated:
[33] The authority given to the Tribunal
by the Act to hear complaints of abuse of authority related to the appointment
process as is the case here does not give it the right to interfere in the
authority conferred by the FAA as stated above.
…
[35] However, even admitting that there
was an abuse of authority in the appointment process that was the subject of
the two complaints, for reasons already given, the Court must find that the
three corrective actions ordered are not entitled to deference by this Court;
not only are they ill-founded in fact and law, and therefore unreasonable, but
they also considerably exceed the jurisdiction of the Tribunal.
[31]
In my view,
a significant consideration in the above analysis was that the tribunal had
made orders that intruded upon the jurisdiction of the PSC and the deputy
heads. This necessarily involves a question of jurisdictional boundaries and
review on the standard of correctness.
[32]
The
Federal Court of Appeal carefully analyzed the subject of jurisdictional
boundaries in Canadian Federal Pilots Association v Canada (Attorney General), 2009 FCA 223. In that case
Justice Evans stated at para 39:
I well appreciate why correctness is the
appropriate standard of review for interpretation of a statutory provision
which demarcates the authority of competing different administrative regimes: Dunsmuir
at para. 61. However, I can see no justification in contemporary approaches to
the roles of specialized tribunals and generalist courts in administrative law
for characterizing as an “jurisdictional issue", and thus reviewable on a
standard of correctness, the interpretation of other provisions in a tribunal’s
enabling statute that do not rise a "question of law that is of ‘central
importance to the legal system... and outside the... specialized area of
expertise of the administrative decision-maker (Dunsmuir at paragraph.
55).
[33]
Justice
Evans summed up as follows:
[50] To conclude, in order to establish
that the board has exceeded its jurisdiction by misinterpreting a provision in
its enabling statute, which neither raises a question of law of central
importance to the legal system nor demarcates its authority vis-à-vis another tribunal,
an applicant must demonstrate that the board's interpretation was unreasonable.
[51] The only qualification I would add
is that the tribunal must have legal authority to interpret and apply the
disputed provision of its enabling legislation. However, administrative
tribunals performing adjudicative functions, such as the Board, normally have
explicit or implied authority to decide all questions of law, including
interpretation of its enabling statute, necessary for disposing the matter
before it: Nova Scotia (Workers Compensation Board) v Martin, 2003 SCC 54,
[2003] 2 S.C.R. 504 at paras 40-41.
[52] In my view, it is too late in the
development of administrative law in Canada
for an applicant to invoke the ghost of jurisdiction passed to inveigle the Court
into reviewing for correctness a tribunal's interpretation of a provision in
its enabling statute, without subjecting it to a standard of review analysis.
It would, in my view, make no sense to apply correctness standard when the
tribunal has the authority to interpret and apply the provisions to the facts,
and a standard review analysis indicates legislature intended the tribunal's
interpretation to be reviewed only for unreasonableness.
[34]
Keeping
the foregoing in mind, I conclude a standard of review analysis is to be conducted
to determine the appropriate standard of review.
[35]
The
Supreme Court in Dunsmuir at para 64 dictated that this analysis is
contextual, dependent on relevant factors including:
1. presence or absence of a
privative clause;
2. purpose of the tribunal as
determined by interpretation of enabling legislation;
3. nature of the question at
issue; and
4. expertise of the tribunal.
I will address each in turn.
The presence of a privative clause
[36]
The
decisions of the Tribunal are buttressed by a strongly worded privative clause
in the PSEA which reads as follows:
102. (1) Every decision of the Tribunal
is final and may not be questioned or reviewed in any court.
(2) No order may be made, process entered
or proceeding taken in any court, whether by way of injunction, certiorari,
prohibition, quo warranto or otherwise, to question, review, prohibit or
restrain the Tribunal in relation to a complaint.
[37]
The same
statutory wording was considered to be a ‘watertight’ privative clause in the Canada
Labour Code in Maritime Employers Association v Canadian Union of Public
Employees, Local 375, 2006 FC 66 at para 26. The privative clause
expresses Parliament's intention that the Tribunal should be accorded deference
on matters within its expertise.
The purpose of the tribunal
[38]
The
mandated purpose of the Tribunal under s.88(2) of the PSEA is simply but
broadly defined in the preamble to "consider and dispose of
complaints".
[39]
The
Tribunal is an independent body that serves a central role in maintaining the
values set out in the preamble of the PSEA which includes a "public
service based on merit and non-partisanship and in which these values are
independently safeguarded.”
[40]
The broad
mandate of the Tribunal, coupled with its role as the independent guardian of
merit and non-partisanship, point to deference for its rulings: Kane v
Canada (Attorney General), 2009 FC 740 at para 16, rev’d on
other grounds 2011 FCA 19.
Nature of the question
[41]
The
Tribunal had to consider both a question of law on whether it could make
recommendations in relation to the matter before it and of fact to form the
basis for making recommendations. Accordingly, in formulating its
recommendations, the Tribunal had to consider mixed questions of law and fact,
which points to a standard of reasonableness.
Expertise
[42]
The
Tribunal necessarily has special expertise in matters of public service
staffing. Its members must have knowledge of and experience in employment
matters relating to employment practices in the public sector: Lavigne at
paras 41-42.
[43]
I conclude
that the thrust of the Dunsmuir standard of review factors for Tribunal
rulings not involving jurisdictional questions strongly weighs towards the
standard of review of reasonableness. This would include questions involving
interpretation of the Tribunal’s home statute.
Analysis
Does the Tribunal have the
jurisdiction to make recommendations?
[44]
The basic
conflict between the parties’ stances lies in the perception of the Tribunal’s
purpose versus the Tribunal’s powers. The Applicant argues that the powers of
the Tribunal are limited and it cannot encroach on powers that have been
expressly granted to the PSC and deputy heads. The Respondent submits the
Tribunal’s role is an independent safeguard of the principles of merit and
non-partisanship in the public service.
[45]
The
Applicant argues that the Tribunal cannot exercise authority in matters for
which it has not been given the authority to do so. The Applicant points out
that Parliament has given the authority to appoint and delegate to the PSC, not
the Tribunal. The Applicant went on at length to demonstrate how the
legislation reflects that the Tribunal does not have the power to conduct an
investigation, a review, or an audit, and therefore cannot make orders in these
areas. I do not see this as a relevant point, as the issue at hand focuses on
the Tribunal’s non-binding recommendations and not whether the Tribunal had the
power to make binding orders in these areas.
[46]
The
Applicant emphasizes that the Tribunal’s powers are limited to ensuring that
the appointment or process is corrected by providing a remedy for the
consequences of the breach as the Court ruled in Cameron and Maheux. The
Applicant argues that the Tribunal’s recommendations to review all appointments
made involving Mr. Hynes and Mr. MacMillan was inappropriate because the other
appointment processes were not the subject of the complaint before the
Tribunal. It was possible, after all, that while they abused their
discretionary authority during the appointment process in dispute, they fully
understood their responsibilities and obligations during the process followed
for other appointments.
[47]
The
Applicant argues that the Tribunal “ought not, through strongly worded
recommendations, be permitted to achieve indirectly what this Court has
determined it could not achieve directly.” The Applicant explains that such
recommendations, which may in themselves not involve immediate legal
consequences, “may only lead to acts or orders which do so”, as they may create
expectations from the complainants as to how the Public Service Commission
should exercise its discretion. This, the Applicant argues, would interfere
with its discretionary power.
[48]
The
Applicant also submits that the power to make such recommendations is not
expressly provided by the PSEA to the Tribunal. While other Acts of Parliament
have provided such an authority, such as the Privacy Commissioner’s authority
to do so under the Privacy Act, and while within the PSEA itself some
powers of recommendation was expressly provided to the PSC under section 17, no
such power to recommend was outlined for the Tribunal.
[49]
I am not
persuaded by the Applicant’s suggestion that recommendations, though not
legally binding, may create harmful “expectations” about how the PSC should act
regarding matters under its authority. Non-binding recommendations are just
that: not binding. The employer, PSC or deputy head is free to accept or reject
such recommendations.
[50]
The
Tribunal directed its attention to the principles stated in the preamble of the
PSEA, and the Court’s decision in Cameron and Maheux, which
stated it could draw the employer’s attention to the matter.
[51]
The
preamble of the PSEA establishes as fundamental the importance of merit
and non-partisanship in the public service. The PSEA establishes the Tribunal
as an independent tribunal and assigns to it under s.88(2) a broad statutory
mandate “to consider and dispose of complaints”. In my view, this open-ended
language suggests Parliament chose to give the Tribunal considerable
flexibility.
[52]
The only
express restriction placed on the Tribunal’s remedial authority is under s.82
of the PSEA which specifies that the Tribunal may not order the PSC to make an
appointment or conduct a new appointment process. The PSEA does not expressly
prohibit the Tribunal from making recommendations.
[53]
At the
heart of the issue is whether the Tribunal has a broad flexibility to fulfill
its mandate (as suggested in the statute) or whether the Tribunal is restricted
to correcting the particular problem brought to its attention (as suggested by
the jurisprudence in Cameron and Maheux). The Court in Cameron and
Maheux does note that the Tribunal may make the deputy head aware of the
incident. I would think that the Tribunal may not only make a deputy head (or
the PSC) aware of an incident but also its concerns arising from the incident.
One way of doing so would be in the form of recommendations grounded in the
facts surrounding the incident that led to the successful complaint.
[54]
As such, I
find that the Tribunal’s interpretation of its home statue as allowing it to
make recommendations where it identified matters of concern arising from
matters before it to be reasonable.
Does the Court have
jurisdiction to review recommendations made by the Tribunal?
[55]
The
Respondent submits that the Court does not have the jurisdiction to intervene
in a challenge to either non-binding recommendations or to obiter views by
the Tribunal because they are part of reasons for a decision, not the decision
itself. It submits that the main issue of a judicial review application should
be a Tribunal decision, rather than its reasoning.
[56]
The
Respondent lists a number of cases to support this assertion, including GKO
Engineering v. Canada, 2001 FCA 73 at para 3 where
the Court noted: “…the respondent may not agree with all the reasons of the
lower Court or tribunal. Unless the respondent seeks a different disposition,
however, the respondent has no basis to bring its own judicial review
application.”
[57]
The Respondent
likens the non-binding recommendations as akin to obiter dicta comments,
which have not been found to justify the Court’s intervention on a judicial
review as was the case in Air Canada Pilots Association v Air Line Pilots
Association, 2007 FCA 241 where the Federal Court of Appeal stated at para
27:
Finally, ACPA blames the Board for having
given a declaratory opinion in obiter. However, precisely because the views
expressed by the Board were obiter dicta, they have no precedential value…and
would not justify the intervention of this Court on a judicial review
application.
[58]
However, in
response to this obiter dicta submission, I would note that after the
Court set aside parts of the original order and then sent the matter back, the
Tribunal conducted a short analysis before concluding that it could make
non-binding recommendations. The Tribunal’s recommendations form the essence
of the amendment and therefore are not mere obiter dicta
commentary.
[59]
In terms
of the reviewability of recommendations, the Respondent also points to Jada
Fishing Co. v Canada (Minister of Fisheries and
Oceans), 2002
FCA 103 (Jada Fishing Co.), where the Court found at para 12:
It is clear that the Minister is
empowered under section 7 of the Fisheries Act, R.S.C. 1985, c. F-14, with
absolute discretion to make decisions with regard to fishing licences. The
Panel, on the other hand, was without statutory authority and merely made
recommendations which the Minister was entitled to accept or reject.
Accordingly, the Panel's recommendations are not in themselves prima facie
reviewable. In this case, due to the breadth of the Notice of Application
for Judicial Review before Pelletier J., I am well satisfied that this Court
can review a discretionary decision of the Minister based, in part, upon the
Panel's recommendation.
(emphasis added)
[60]
Although
most subsequent cases citing Jada Fishing Co deal with the relationship
between a decision and the recommendation on which the decision was based, it
is generally accepted that the non-binding recommendations themselves are not
reviewable: see Chauvin v Canada, 2009 FC 1202, [2009] FTR 200 (Chauvin)
at paras 72, where Prothonotary Aalto cites Jada Fishing Co. to conclude
that the Governor General’s Advisory Council in providing its non-binding
advice is not subject to review.
[61]
In Lingley
v New
Brunswick
(Board of
Review), [1976] 1 F.C. 98 (CA), the Court of Appeal stated that expressions
of opinion did not constitute decisions “if they do not, in law, settle a
matter and have no binding effect.” It found that the recommendation in
question did not have these characteristics:
It does not determine or purport to
determine whether the person in custody is to be discharged; under the statute
such a determination is to be made by the Lieutenant Governor. Moreover the
recommendation of the Board, being the mere expression of an opinion, is not
binding on anyone; it does not bind the Lieutenant Governor, who may choose to
ignore it, and it is not even binding on the Board itself since the Board could
certainly modify the views expressed in its report. (para 10)
This approach is still valid today, as can be seen in Chauvin,
where the Court granted the respondent’s motion to strike the applicant’s
application to either set aside the recommendation of Advisory Council of the
Order of Canada or send it back for
reconsideration.
[62]
Notwithstanding
the foregoing, in certain situations, the Court has found recommendations may
be considered reviewable, when a decision relies solely on the recommendation or
when the recommendation affects the legal rights or interests of a party.
[63]
Jada
Fishing Co.
suggests that when the recommendation is “inexorably connected” to the
Minister’s decision, the Court will review the recommendations in the sense
that it will review the Minister’s decision adopting those recommendations. In
Waterman v. Canada (Attorney General), 2009 FC 844, the
AFLAB's recommendations were found to be "inexorably connected" to
the Minister's decision but without legal effect unless "adopted" by
the Minister as a basis for his decision. On that basis, the Court found that
these recommendations can be challenged in an application for judicial review,
even if it is the Minister's decision that should formally be the subject of
the review.
[64]
In the case
at hand, the PSEA provides that the PSC and deputy head may consider a varied
number of sources in exercising their respective authorities. Where the PSC or
the deputy head may rely on a number of sources, it does not appear that they are
compelled nor would rely solely on the recommendations made by the Tribunal,
given that by statute they may consider a variety of sources. Nor can it be
assumed that the Tribunal’s recommendations will necessarily be followed. I
find the Tribunal’s recommendations in this case are not reviewable as
inexorably connected to any decision.
[65]
In Morneault
it had been argued that the findings of a report made by the Commission of
Inquiry did not constitute “decisions” that could be judicially reviewed. The
Court of Appeal, however, found that the findings was a matter that could be
reviewed, given that the respondent was directly affected by the findings, as
the findings were exceptionally important to the respondent because of the
impact on his reputation.
[66]
I consider
this to be an important exception. Do the Tribunal’s recommendations possibly
affect the legal rights or interests of a party? If they could, the
recommendations may be reviewable.
[67]
The
Tribunal explicitly specified that it intended its recommendations to be for guidance
purpose only. However, intention is not necessarily a determinative factor, as
the Court has emphasized the need to probe deeper as to whether a
recommendation would affect the legal rights or interests of a party: Morneault
at para 42.
[68]
Here, in the
case at hand, the Tribunal employs strong language concerning the actions of
the director and manager involved, and its recommendations may be interpreted as
implying other possible misconduct. However, the Applicant has accepted the
Tribunal’s finding of abuse of authority and has not made any submissions
concerning impact on reputations involved. Nor have the individuals in question
joined as a party to challenge the original orders or the subsequent
recommendations. I do not see evidence of any other legal rights or interests
of a party that may be affected. Accordingly, I would not consider granting
judicial review on this basis.
Conclusion
[69]
In result,
I find the Tribunal’s interpretation of its home statute, the PSEA, that it had
jurisdiction to make recommendations, to be reasonable and I further find its
non-binding recommendations are not reviewable as being inexorably connected
with a decision or of having an impact on the reputation of a party.
[70]
I find the
Tribunal’s wording of its recommendations to be somewhat awkward because the
recommendations were simply substituted for the previous corrective action
orders. Such substitution is not always prudent. I consider the awkwardness in
the Tribunal recommendations to be the result from the history of this
proceeding as well as the fact that the judicial review referring the matter back
to the Tribunal provided minimal guidance on the subject of recommendations.
[71]
The
parties have directed my attention to a subsequent decision of the Tribunal, Susan
Ayotte et al v The Deputy Minister of National Defence and Other Parties,
2010 PSST 0016 where the Tribunal also made recommendations. In that ruling,
the Tribunal’s reasoning and recommendations appear to be better considered and
do not transgress into the above discussed areas that might result in a
judicial review of the recommendations.
[72]
In this
circumstance, if I am wrong in my analysis that these particular Tribunal
recommendations are not reviewable, I would exercise my discretion not to grant
judicial review because the development of Tribunal recommendations is just
beginning, and judicial review of Tribunal recommendations should await a more
appropriate case.
[73]
For these
reasons, I dismiss this application for judicial review.
[74]
I make no
order for costs.
JUDGMENT
THIS
COURT’S JUDGMENT is that:
1. The application for judicial
review is dismissed.
2. I make no order for costs.
“Leonard
S. Mandamin”