Date: 20120117
Docket: T-572-11
Citation:
2012 FC 64
Ottawa, Ontario, January 17,
2012
PRESENT: The
Honourable Mr. Justice Scott
BETWEEN:
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ANTHONY ROBERT PAUL
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Applicant
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and
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ATTORNEY GENERAL OF CANADA
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Respondent
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REASONS FOR
JUDGMENT AND JUDGMENT
I. Introduction
[1]
This
is an application for judicial review of a decision of the Correctional Service
of Canada [CSC], dated March 8, 2011, that imposed on Mr. Anthony Robert Paul (Mr.
Paul), an involuntary transfer from the Ste-Anne-des-Plaines penitentiary to
the Cowansville penitentiary, for the purpose of satisfying new security
requirements, following a reclassification of his security level.
[2]
The
Court notes that the originating motion was confusing because the applicant was
listed as Paul Anthony Robert when the applicant’s name is in fact Mr. Anthony
Robert Paul.
[3]
For
the foregoing reasons, the application for judicial review will be allowed.
II. Facts
[4]
Mr.
Paul, a 43-year-old Métis, was an inmate at the Ste-Anne-des-Plaines minimum
security penitentiary. In 1987, he was sentenced to thirty months imprisonment
for robbery, assault, fraud, breaking and entering and failing to comply with
the conditions of an undertaking. In 1989, he was once again convicted for
several robberies committed while he was on day parole and was sentenced to
seven years in prison. Since 1992, Mr. Paul has been serving a life sentence
after having been found guilty of the second-degree murder of a fellow inmate. In
1994, an additional 60 days was added to his sentence after he was found to be
in possession narcotics in a penal institution.
[5]
Since
the start of his sentence, the CSC noted that Mr. Paul’s criminality was linked
to his drug problem. Narcotics smuggling was one the significant circumstances surrounding
the homicide committed by Mr. Paul, for which he is now serving a life sentence.
[6]
In
October 2008, he tested positive for tetrahydrocannabinol following a series of
blood tests. In July 2009, Mr. Paul was subject to disciplinary action after
attempting to smuggle tobacco into the prison.
[7]
On
January 9, 2011, an investigative report by the security service revealed to
the CSC that Mr. Paul was apparently the organizer of a scheme involving a
member of the staff at Ste-Anne-des-Plaines to smuggle tobacco into the
institution. Mr. Paul also allegedly orchestrated two deliveries of cannabis for
his own personal consumption.
III. Legislation
[8]
Sections
4 and 27 of the Corrections and Conditional Release Act, RS, 1992, c 20
as well as sections 11 and 12 of the Corrections and Conditional Release
Regulations, SOR/92-620 (the Regulations) are reproduced in the Appendix to
these reasons.
IV. Issue and
standard of review
A. Issue
[9]
There
is only one issue in this application for judicial review:
·
In
the present case, did the CSC breach its duty of procedural fairness to Mr. Paul?
B. Standard of
review
[10]
Where
an issue of procedural fairness arises, “the task for the Court is to determine
whether the process followed by the decision-maker satisfied the level of
fairness required in all of the circumstances: Canada (Citizenship and Immigration) v Khosa,
2009 SCC 12, [2009] 1 S.C.R. 339, at para
43. In addition to Mr. Spidel’s common law procedural fairness rights, consideration
must be given in this case to the procedural rights afforded to inmates through
the relevant legislative provisions” (see Spidel v Canada (Attorney
General), 2011 FC 999 at para 30). The
correctness standard applies in this case.
V. Position of
the parties
A. Mr. Paul’s
position
[11]
Mr.
Paul argues that the CSC erred in law and breached procedural fairness with
regard to disclosure of information in the process that was followed in
reaching its decision to involuntarily transfer him and raise his security
classification. That decision, in his view, was made contrary to the
requirements of the CSC’s enabling statute and its duty of procedural fairness.
[12]
He
claims that section 27 of the Act is unequivocal as to the CSC’s duty to
disclose information to inmates. Under this section “[w]here an offender is
entitled by this Part or the regulations to make representations in relation to
a decision to be taken by the Service about the offender, the person…that is to
take the decision shall, …give the offender a reasonable period before the
decision is to be taken, all the information to be considered in the taking of
the decision or a summary of that information”.
[13]
Given
the Act and the Regulations, Mr. Paul argues that, in this case, he was
entitled to all the information that was considered in the CSC’s taking of the
decision. He further claims that the CSC did not rely on even one of the
exceptions set out in subsection 27(3) of the Act to exempt itself from its
duty to disclose to him all the information that was considered in the taking
of its decision.
[14]
Mr.
Paul notes that Demaria v Regional Classification Board, [1987] 1
FC 74 [Demaria], applies in this case and reinforces his position that the
CSC did not provide adequate reasons for its decision because no significant
details were cited (see paragraph 18 of the applicant’s memorandum). He cites
the Federal Court of Appeal when it remarked that “the appellant was reduced to
a simple denial, by itself almost always less convincing than a positive affirmation,
and futile speculation as to what the case against him really was” (see Demaria
at para 9) and claims that this is what occurred in the present case.
[15]
Mr.
Paul also relies on the decision of the Supreme Court of Canada in May v
Ferndale Institution, [2005] 3 S.C.R. 809 [May], in which it
established that “[a] duty of procedural fairness rests on every public
authority making administrative decisions affecting the rights, privileges or
interests of an individual” (para 94). Furthermore, “[i]n order to assure the
fairness of decisions concerning prison inmates, s. 27(1) of the [Act] imposes
an onerous disclosure obligation on CSC. It requires that CSC give the offender,
at a reasonable period before the decision is to be taken, all information to
be considered in the taking of the decision or a summary of that information”
(see May at para 95). The Supreme Court also indicated that Parliament
“has specifically identified the circumstances in which CSC can refuse to
disclose information” (see May at para 96). That decision sets out the
parameters of the duty of fairness of CSC.
[16]
Mr.
Paul also notes that the Federal Court recently ruled on the National Parole
Board’s duty to disclose protected reports provided by CSC in Mymryk v
Canada (Attorney General), 2010 FC 632 [Mymryk]. He argues that
there are a number of similarities between Mymryk and the way his case
was conducted.
[17]
In
fact, Mr. Paul claims he received no information to date other than the
allegation that, on two occasions, he supposedly organized the smuggling of
tobacco into the Sainte-Anne-des-Plaines institution, with the help of a CSC
employee. He was not subject to any disciplinary action or any police
investigation following these alleged events. Mr. Paul also maintains that he
never received the preventive security investigation report or any precise
details about the allegations made against him.
[18]
He
argues that he was unable to defend himself against the CSC’s allegations, which
is a breach of the very principle of procedural fairness.
[19]
In
addition, he claims that the CSC failed to take into account his statements in
response to his involuntary transfer. The CSC is also alleged to have disregarded
the positive findings in the report by Mr. Kingsley, the parole officer (Exhibit
ARP-03, page 33 of the applicant’s memorandum), as well as positive findings in
the report by the escorting officer dated December 16, 2010 (Exhibit ARP-04,
page 47 of the applicant’s memorandum). The CSC is further alleged to have
ignored the offender’s pay review document (Exhibit ARP-07, page 58 of the
applicant’s memorandum).
[20]
Mr.
Paul also emphasizes the fact that he was never searched. Lastly, he claims
that the parole officer completed his transfer assessment without even having
received the preventive security report or the findings of the investigation.
[21]
As
well, he notes that the transfer measure used must be the least restrictive,
pursuant to paragraph 4(d) of the Act. He argues that the respondent
breached this duty because there were other, less restrictive alternatives he
could have been subject to. Moreover, he complains that the respondent failed
to explain how its involuntary transfer decision on March 8 was truly the least
restrictive option. Thus, the transfer was unreasonable, contrary to the Act and
a breach of procedural fairness.
B. Respondent’s
position
[22]
The
respondent first points out that the content of section 27 of the Act reflects the
importance Parliament attached to the CSC’s duty to uphold the principles of
procedural fairness when making decisions affecting inmates. It then noted that
sections 11 and 12 of the Regulations set out the terms and conditions that
apply to the disclosure of information to inmates in cases of involuntary
transfer.
[23]
In
this case, Mr. Paul received a copy of the documents prepared for his transfer
within the time frames set out in the Act and its Regulations. The respondent
noted that Mr. Paul had received the following documents: the "Involuntary
Segregation Placement” (see page 51 of the applicant’s record), the “Sharing of
Information Fifth Working Day Review” (see page 56 of the applicant’s record), the
Offender’s Segregated Status Institutional Review from January 13, 2011 (see
page 61 of the applicant’s record), the “Assessment for Decision” (see page 79 of
the applicant’s record), the “Security Reclassification Scale” (see page 97 of
the applicant’s record) and the “Notice of Involuntary Transfer Recommendation
/ Purpose: respond/reassess sec. req.” (see page 101 of the applicant’s record).
[24]
The
respondent acknowledged from the outset that the principles of procedural fairness
apply to every public authority making an administrative decision which affects
the rights or privileges of an individual (see Canada (Attorney
General) v
Mavi, 2011 SCC 30 at para 38). However, the respondent asserts that the
decision impugned in this application for judicial review must be placed in
context.
[25]
The
respondent argues that the extent of the duty of procedural fairness must be
tempered by taking into account the legislative context applicable to the
decision maker. He argues that procedural fairness in not applied the same way
in every case.
[26]
The
respondent maintains that one must be prudent when analyzing matters of
procedural fairness in a prison setting. The Supreme Court stated that the courts
should only intervene in instances of substantial injustice, given the very particular
context of a prison setting, in order that the process of prison administration
is not unduly burdened or obstructed (see Cardinal v Kent Institution, [1985] 2
SCR 643 at para 15).
[27]
According
to the respondent, the nature of the decisions calls for variances in the application
of the principles procedural fairness. For example, the rights, privileges and
interests referred to, and the rationale for decisions taken in cases of revocation
of parole, disciplinary offences or transfers, will influence the extent of the
duty of procedural fairness.
[28]
In
Gallant v Canada (Deputy Commissioner,
Correctional Service Canada), [1989] FCJ
No 70 at para 28, Justice Marceau wrote:
… In the case of a decision aimed at
imposing a sanction or a punishment for the commission of an offence, fairness
dictates that the person charged be given all available particulars of the
offence. Not so in the case of a decision to transfer made for the sake of the
orderly and proper administration of the institution and based on a belief that
the inmate should, because of concerns raised as to his behaviour, not remain
where he is. In such a case, there would be no basis for requiring that the
inmate be given as many particulars of all the wrong doings of which he may be
suspected.…
[29]
The
respondent argues that a decision by CSC to reclassify and transfer an inmate
to a penitentiary with another level of supervision is an administrative decision
made for the purpose of maintaining a safe and orderly institution. The authorities
simply have to demonstrate that the information they have in their possession raises
sufficiently substantial concerns to warrant a transfer.
[30]
The
respondent also notes that under section 27 of the Act, the disclosure of a
summary of the information is sufficient to meet this legal requirement.
[31]
The
summary of information must be sufficiently detailed so as to permit the inmate
to respond to the allegations of the CSC (see Athwal v Ferndale Institution, [2006] BCJ
No 2083, 2006 BCSC 1386 at paras 32-51 [Athwal]).
[32]
In
the present case, the respondent claims that Mr. Paul received the relevant
information. On December 16, 2010, the CSC informed him of his transfer to
administrative segregation during the investigation into his involvement in
tobacco smuggling (see the document: Involuntary Segregation Placement, at page
51 of the applicant’s record).
[33]
The
respondent further notes that Mr. Paul also had a meeting with the authorities
on December 21, 2010, in order to discuss the reasons why he was held in
segregation (see the document: Sharing of information Fifth Working day Review,
at page 56 of the applicant’s record).
[34]
In
addition, at the hearing on January 13, 2011, before the Segregation Review
Board, Mr. Paul denied any involvement in tobacco smuggling. However, he
admitted to being an active smoker (see document: Offender’s Segregated Status
Institutional Review, at page 66 of the applicant’s record).
[35]
The
respondent recalls that on February 11, 2011, Mr. Paul once again met with
authorities following his placement in segregation. On March 4, 2011, Mr. Paul
received the Notice of Involuntary Transfer Recommendation. The notice included
the results of the investigation and CSC findings concerning the risk posed by
tobacco smuggling within a minimum security institution.
[36]
The
respondent notes that a parole officer met with Mr. Paul about his transfer.
However, he declined to make representations against that decision.
[37]
The
respondent argues that Mr. Paul was able to read the CSC’s findings and that he
had an opportunity to discuss them with various prison officials and make representations.
[38]
The
respondent asserts that Mr. Paul has not shown that he truly believes that his
case was compromised due to a breach of procedural fairness. The respondent
further argues that Mr. Paul did not raise the issue of a breach of procedural
fairness at the earliest opportunity (Hudon c Canada (Procureur
Général), [2001] FCJ No 1836 [Hudon]).
[39]
The
respondent argues that the CSC’s decision was reasonable because Mr. Paul had
violated his supervision conditions on a number of occasions. The warden bases
his or her decision on reports of an expert in risk management (see Athwal
at para 49). Thus, the warden is not obliged to explain the reasons for which a
less restrictive reason should apply. The respondent maintains that it is
implicit that the resources at the Ste-Anne-des-Plaines institution are
insufficient to provide proper supervision of Mr. Paul. According to these
arguments, the application for judicial review must be dismissed.
VI. Analysis
·
In
the present case, did CSC meet its duty of procedural fairness to M. Paul?
[40]
Under
section 27 of the Act, the person or body that is to take the decision must
disclose all the information that was considered in the taking of the decision
within a reasonable period, in order to allow the inmate to make submissions in
opposition to the decision to proceed with his or her transfer.
[41]
In
addition, as the respondent noted in his memorandum, Mr. Paul received all of
the relevant documents regarding his transfer from the Ste-Anne-des-Plaines
institution to the Cowansville institution.
[42]
At
no time did Mr. Paul claim that he opposed the transfer. He instead mentioned
that he did not want to make representations to refute the decision to proceed
with his transfer to the Cowansville penitentiary.
[43]
In
its decision, the CSC writes that “you have received, on March 4, 2011, an
Involuntary Transfer Notice, at which time you refused to acknowledge receipt
of the document and refused to indicate if you wished to submit representations
in this regard” (see the CSC’s decision, at page 7 of the applicant’s record). The
CSC further adds that “a parole officer met with you in the segregation area,
at which time you indicated that you did not wish to submit a rebuttal
pertaining to your transfer” (see the CSC’s decision, at page 7 of the
applicant’s record).
[44]
According
to the respondent, Mr. Paul cannot argue that he was unable to make representations
opposing the CSC’s decision because, on reading his statements, it was Mr. Paul
himself who declined to make any representations.
[45]
The
Court believes that a distinction must be made between the case law cited by
the respondent and the case at bar. In Demaria, the Federal Court of Appeal
stated that the question “is to know whether the appellant was given adequate
notice of what was being alleged against him and a fair opportunity to answer
those allegations” (see Demaria at para 5). In this case, the
institution refused, among other things, to provide the information to both the
inmate and to the inmate’s counsel, on the pretext that information pertaining
to security was confidential.
[46]
The
issue raised in this application for judicial review regards the adequacy of
the information disclosed to Mr. Paul and his decision not to make representations
in opposition to the transfer.
[47]
The
CSC notice was not sufficiently detailed so as to allow M. Paul to make submissions
challenging the reasons behind the involuntary transfer decision. Contrary to
what the respondent argues by referring us to Gallant, we are not faced
with a case where “the failure to give proper notice to the inmate was not
justified by any valid reason”, or for a reason set out in subsection 27(3) of
the Act (see Gallant at para 10). The CSC would also have been required
to seek an exemption from the Commissioner, pursuant to subsection (3) of
section 27.
[48]
The
Court is of the view that there was a breach of procedural fairness because the
CSC’s notice was not sufficiently detailed. Thus, even if Mr. Paul had wanted
to make submissions, the notice provided him with none of the details that
would have allowed him to challenge the findings of the investigation. The Demaria
decision is clear: a notice of transfer must be based on more than mere random
suspicion about the inmate. The Court of Appeal writes, at paragraphs 8 and 9
of its decision:
[8]
… He is given no hint of what those grounds are. The allegations against him
are devoid of every significant detail. When? Where? How? Whence came the
poison? How was it obtained? For what purpose? How much? The allegation is said
to be based on information obtained by the Millhaven staff and the Ontario
Provincial Police. What information comes from which source? Is there an
informer involved? If so, how much of the substance of his statement can be
revealed while protecting his identity? Have the police pursued their
enquiries? Have they made any arrests? The list of questions is almost endless.
[9] In
the absence of anything more than the bald allegation that there were grounds
to believe that he had brought in cyanide, the appellant was reduced to a
simple denial, by itself almost always less convincing than a positive affirmation,
and futile speculation as to what the case against him really was.
[49]
This
excerpt is unequivocal as to the contents of a notice of involuntary transfer.
In this case, the Court has uncovered a major deficiency. Counsel for the
respondent points out that subsection 27(1) allows for a summary to be provided.
The Court agrees; however, this summary must also provide the inmate with
details about the allegations levelled against him. In the present case, Mr.
Paul is suspected of organizing a tobacco-smuggling ring at Ste-Anne-des-Plaines
institution, with the help of a staff member, except that no further details
are provided; there is only a reference to two incidents, with no indication as
to dates, places or circumstances. The Court could pose the same questions as
in Demaria. Where? When? How? With which accomplice? Under what circumstances?
[50]
The
inadequacy of a notice may constitute, on certain occasions, a breach of the
maxim Audi Alterem Partem, which is one of the cornerstones of natural
justice and procedural fairness. Such is the case here.
[51]
At
the hearing, the respondent was insistent that there was no doubt that concerns
about security explained why a summary was provided to Mr. Paul. If such were
the case, subsection 27(3) provides a process that would have remedied the
deficiency.
[52]
Could
Mr. Paul have validly waived his right to challenge the inadequacy of the
notice? Contrary to what counsel for the respondent claims, the Court believes
it would have been difficult for Mr. Paul to waive his right to challenge the
transfer decision if he was unaware of the facts on which his alleged offences
were based.
[53]
As
to the proposition that Mr. Paul had an obligation to raise the breach of
procedural fairness at the earliest opportunity, the Court is aware of Hudon,
but this principle cannot be applied in the present case because Mr. Paul never
participated in the process which led to the impugned decision.
[54]
Lastly,
given our findings on the first issue, it is not necessary for the Court to
consider Mr. Paul’s alternative arguments concerning the Warden’s duty to
explain how his decision meets the criterion of the least restrictive measure.
VII. Conclusion
[55]
The
Court allows the application for judicial review and refers the decision back
to CSC for reconsideration, with costs.
JUDGMENT
THE COURT
ORDERS AND ADJUDGES that
1.
the
application for judicial review is allowed; and
2.
the
Court refers the decision back to CSC for reconsideration.
With costs.
“André
F.J. Scott”