SUPREME
COURT OF CANADA
Between:
Donald
Jerry Barabash
Appellant
and
Her
Majesty The Queen
Respondent
And Between:
Shane
Gordon Rollison
Appellant
and
Her
Majesty The Queen
Respondent
- and -
Attorney
General of Canada, Attorney General of Ontario, Canadian Civil Liberties
Association, Beyond Borders and Canadian Centre for Child Protection Inc.
Interveners
Coram: McLachlin C.J. and Abella, Rothstein, Cromwell, Moldaver,
Karakatsanis, Wagner, Gascon and Côté JJ.
Reasons
for Judgment:
(paras. 1 to 63)
|
Karakatsanis J. (McLachlin C.J. and
Abella, Rothstein, Cromwell, Moldaver, Wagner, Gascon and Côté JJ.
concurring)
|
R.
v. Barabash,
2015 SCC 29, [2015] 2 S.C.R. 522
Donald Jerry Barabash Appellant
v.
Her Majesty The Queen Respondent
- and -
Shane Gordon Rollison Appellant
v.
Her Majesty The Queen Respondent
and
Attorney General of Canada,
Attorney General of Ontario,
Canadian Civil Liberties Association,
Beyond Borders and
Canadian Centre for Child
Protection Inc. Interveners
Indexed as: R. v. Barabash
2015 SCC 29
File Nos.: 35977, 36064.
2015: January 16; 2015: May 22.
Present: McLachlin C.J. and Abella, Rothstein, Cromwell, Moldaver,
Karakatsanis, Wagner, Gascon and Côté JJ.
on appeal from the court of appeal for alberta
Criminal
law — Child pornography — Defences — Private use exception — Accused charged
with child pornography offences — Accused arguing in defence
that sexual activity lawful and consensual and that recordings held for private
use — Crown challenging lawfulness of sexual activity on basis of girls’
exploitation — Whether private use exception
requires separate and additional exploitation inquiry or whether exploitation
included under lawfulness inquiry — In acquitting accused, whether trial judge
properly interpreted exception — Criminal Code, R.S.C. 1985, c. C-46, s.
163.1 .
Two
girls, age 14, were runaways from a treatment centre. They stayed with the
accused B, age 60, whereas the other accused, R, age 41, was a regular visitor.
The girls were involved in sexual activity, which was depicted on video and in
photographs, with each other and with R. At the time the videos and photographs
were made, 14-year-olds could legally consent to sexual acts with adults. Both
B and R were charged with making child pornography, contrary to s. 163.1(2) of
the Criminal Code . B was also charged with one count of possessing child
pornography, contrary to s. 163.1(4) . B and R were tried together. The trial
judge found that all of the elements of the offences were established; however,
the accused raised in defence the private use exception outlined in R. v. Sharpe, 2001 SCC 2, [2001] 1 S.C.R. 45. The judge concluded that the Crown
had failed to disprove the exception beyond a reasonable doubt. The Court of
Appeal allowed the appeals, substituted guilty verdicts and remitted the case
for sentencing.
Held: The appeals should be allowed and a new trial ordered.
The
private use exception outlined in Sharpe serves as a defence to the
offence of making or possessing child pornography, contrary to s. 163.1 of the Criminal
Code . This private use exception requires a determination that the sexual
activity depicted in recordings is lawful, that the recording of the sexual
activity is also consensual and that the recordings are held exclusively for
private use. In Sharpe, the Court did not mandate a separate and
additional exploitation inquiry. Adding such a step would be unnecessary, as
exploitation is already captured under the lawfulness inquiry. Section 153 of
the Criminal Code makes sexual exploitation of a young person a
crime. Thus, where the Crown seeks to rely on s. 153 to negate the legality of
the sexual activity depicted, the judge must consider whether it occurred in
the context of an exploitative relationship. If so, the sexual activity is not
lawful, and the private use exception does not apply.
Where
s. 153 is engaged, the consent of the young person to the sexual activity
cannot render it lawful. Thus, where an accused raises the private use
exception and the Crown seeks to challenge the lawfulness of the sexual
activity on the basis of exploitation, a trial judge must look beyond whether
or not consent was given and holistically examine the nature and circumstances
of the relationship between the young person and the accused. Section 153(1.2)
provides a non-exhaustive list of indicia from which a trial judge may infer
that the relationship between the accused and a young person is exploitative: “(a)
the age of the young person; (b) the age difference between the person
and the young person; (c) the evolution of the relationship; and (d)
the degree of control or influence by the person over the young person”. It is
not necessary that the person accused of making or possessing child pornography
be charged separately under s. 153(1) in order for a judge to undertake this
inquiry. The lawfulness of the sexual activity is independently assessed as
part of the defence.
In
this case, the trial judge did not consider whether the relationship between
the girls and the accused was exploitative within the meaning of s. 153,
despite the fact that, at the time, s. 153 applied to young persons between the
ages of 14 and 17. Where the trial judge did consider evidence that would be
relevant to exploitation, he did so in isolation, looking at the factors one at
a time. For example, he identified the girls’ age and the substantial
difference in age between them and the accused, but found this was an
insufficient basis for concluding that this difference was exploitative.
However, he did not assess this age difference in light of other aspects of the
relationship, such as the impact of the girls’ addictions, their need for
shelter, or their past and ongoing experiences with homelessness and
prostitution. In short, he did not consider the specific factors in light of
the broader context or whether they cumulatively resulted in an exploitative
relationship.
In
other words, the trial judge’s analysis focused primarily on the voluntariness
of the sexual activities, instead of on the nature of the relationship between
the parties. While the voluntariness of sexual activities is an important
aspect of lawfulness, it does not end the inquiry. The trial judge was also
required to holistically assess the nature and circumstances of the
relationship to determine whether the sexual activity was rendered unlawful
under s. 153. By failing to consider whether the underlying relationship
between the girls and the accused was exploitative, the trial judge erred in
law. This error had a material bearing on the accused’s acquittals and requires
a new trial.
Cases Cited
Applied:
R. v. Sharpe, 2001 SCC 2, [2001] 1 S.C.R. 45; referred to: R.
v. Cockell, 2013 ABCA 112, 553 A.R. 91, leave to appeal refused,
[2013] 3 S.C.R. x; R. v. L.W. (2006), 208 O.A.C. 42; R. v. Pickton,
2010 SCC 32, [2010] 2 S.C.R. 198; R. v. Sappier, 2006 SCC 54, [2006] 2
S.C.R. 686; M. v. H., [1999] 2 S.C.R. 3; R. v. Graveline, 2006
SCC 16, [2006] 1 S.C.R. 609; R. v. Morin, [1988] 2 S.C.R. 345.
Statutes and Regulations Cited
Canadian Charter of Rights and Freedoms,
ss. 1 , 2 (b).
Criminal Code, R.S.C. 1985, c. C-46, ss.
150.1 , 151 , 152 , 153 , 155 , 160(3) , 163.1 , 173(2) , 265(3) , 271 to 273 , 273.1 , 686(4) (b)(ii).
Tackling Violent Crime Act, S.C. 2008,
c. 6 .
APPEALS
from a judgment of the Alberta Court of Appeal (Berger, Watson and Slatter JJ.A.),
2014 ABCA 126, 572 A.R. 289, 98 Alta. L.R. (5th) 125, 10 C.R. (7th) 350, [2014]
8 W.W.R. 69, 310 C.C.C. (3d) 360, 306 C.R.R. (2d) 299, 609 W.A.C. 289, [2014]
A.J. No. 322 (QL), 2014 CarswellAlta 489 (WL Can.), setting aside the
acquittals entered by Thomas J., 2012 ABQB 99, 532 A.R. 364, 59 Alta. L.R.
(5th) 369, 284 C.C.C. (3d) 62, [2012] 10 W.W.R. 104, [2012] A.J. No. 191 (QL),
2012 CarswellAlta 434 (WL Can.). Appeals allowed and new trial ordered.
Peter J. Royal, Q.C., for the appellant Donald Jerry Barabash.
Diana C. Goldie and Thomas
Slade, for
the appellant Shane Gordon Rollison.
Jolaine Antonio and Julie
Morgan, for
the respondent.
Jeffrey G. Johnston, for the intervener the
Attorney General of Canada.
Christine Bartlett-Hughes and Lisa Henderson, for the intervener the Attorney
General of Ontario.
Alexi N. Wood and Kate
Southwell,
for the intervener the Canadian Civil Liberties Association.
David Matas and Monique St. Germain, for the interveners Beyond Borders
and the Canadian Centre for Child Protection Inc.
The judgment of the Court was delivered by
[1]
Karakatsanis J. — These appeals concern what happens
when teenagers participate in sexual recordings as part of relationships that
may involve exploitation. They examine the “private use exception” outlined in
this Court’s decision of R. v. Sharpe, 2001 SCC 2, [2001] 1 S.C.R. 45.
The private use exception acts as a defence to the offences of making and
possessing child pornography, contrary to s. 163.1 of the Criminal Code,
R.S.C. 1985, c. C-46 . The exception covers visual recordings that do not
depict unlawful sexual activity, were created with the consent of the persons
depicted, and are held exclusively for private use (Sharpe, at
para. 128).
[2]
In this case, the Court is asked to clarify the
elements of the exception, and in particular where the concept of exploitation
fits in the analysis.
[3]
I conclude that the test articulated in Sharpe
requires a determination that the sexual activity depicted is lawful ―
and thus did not arise in the context of an exploitative relationship. As the
trial judge did not consider this specific question, I would allow the appeals
and order a new trial.
I.
Facts
[4]
In early 2008, two 14-year-old females, K and D,
ran away from an adolescent treatment centre in High Prairie, Alberta. The two
teenagers had difficult pasts, with experiences of drug addiction, criminal history,
family issues, and, in K’s case, a history of prostitution. K described
herself as a “street child” with ongoing troubles with drug abuse.
[5]
After leaving the treatment centre, K and D
travelled to Edmonton, where they went to stay at the appellant Donald
Barabash’s residence. D had known Mr. Barabash for about a year, as a drug
dealer and a friend of her father’s. The other appellant, Shane Rollison, was
a friend of Mr. Barabash’s who was regularly at the residence and was also
involved in drugs. At trial, K described the place as a stereotypic “crack
house” with a wide variety of people visiting to sell, buy, and use various
illegal drugs.
[6]
During the time K and D stayed at the Barabash
residence (K two to three weeks, D one week), they were involved in the
creation of video recordings and still images with the appellants, using a
computer webcam in the basement. In the recordings and images, K and D appear
nude and engage in explicit sexual activity.
[7]
The police began investigating the appellants
after receiving complaints about a still photograph posted to Nexopia, a social
networking site. The photograph depicted two young women, one of them
topless. The police identified K and D as the two women depicted in the image
and searched the Barabash residence. There they located a number of video
recordings and still photographs that they identified as child pornography.
The videos and photographs depicted K and D engaged in various explicit sexual
activities, both with each other and with Mr. Rollison. Mr. Barabash generally
operated the camera, although K and D did so at times. At the time the videos
and photographs were made, 14-year-olds were able to consent to sexual acts
with adults. (This has since been raised to 16.) K and D were both 14 at the
time, while Mr. Barabash was 60, and Mr. Rollison was 41.
[8]
The appellants were both charged with making
child pornography contrary to s. 163.1(2) of the Criminal Code . Mr.
Barabash was also charged with one count of possessing child pornography
contrary to s. 163.1(4) .
II.
Decisions Below
A.
Alberta Court of Queen’s Bench, 2012 ABQB 99,
532 A.R. 364
[9]
The appellants were tried together before Thomas
J., sitting alone. The trial judge found the Crown had proven beyond a
reasonable doubt that both appellants made child pornography contrary to s.
163.1(2) of the Criminal Code . He also found the Crown had proven
beyond a reasonable doubt that Mr. Barabash was in possession of child
pornography contrary to s. 163.1(4) . The core issue, however, was the
availability of the private use exception from Sharpe as a defence to
the charges.
[10]
The trial judge reviewed the private use
exception and concluded that, according to Sharpe, three requirements
must be met for the exception to be made out: (1) the sexual activity must be
legal; (2) the recording must be made with the consent of the persons depicted;
and (3) the recording must be held for private use. He rejected the Crown’s submission
that, in addition to these three requirements, private use material must
possess aspects of “self-fulfilment and self-actualization” and must not result
in the “exploitation or abuse of children” (para. 163, citing Sharpe, at
paras. 120 and 116). The trial judge found that all three requirements set out
in Sharpe were met on the facts of this case and entered acquittals.
B.
Alberta Court of Appeal, 2014 ABCA 126, 572 A.R.
289
[11]
The Crown appealed the acquittals on the ground
that the trial judge erred in his interpretation of the private use exception.
The majority of the Court of Appeal agreed and allowed the appeals, relying on
that court’s decision in R. v. Cockell, 2013 ABCA 112, 553 A.R.
91, leave to appeal refused, [2013] 3 S.C.R. x. Cockell held that the
private use exception also contained a standalone requirement that there be no
exploitation or abuse involved in the creation of the recording, and a
requirement that the parties intended the pornographic material to be for the
private use of all those involved in its creation.
[12]
Applying Cockell to the present case, the
majority found that, for the purposes of the exception, the sexual activity
must not involve “child exploitation or abuse as cognizable in law generally,
not just crimes under the Code”, and that “it was not outside the scope
of judicial notice to find that considerably more than a ‘nominal risk of harm’
was inflicted on these two damaged kids” (para. 36). The majority therefore found
that, with the correct law applied to the trial judge’s findings of fact,
convictions of the appellants were inevitable. It accordingly substituted
guilty verdicts and remitted the case for sentencing.
[13]
Berger J.A., writing in dissent, would have
dismissed the appeals. While he agreed with the majority that the trial judge
erred, he disagreed with the majority’s view of the private use exception test
and found that exploitation is properly subsumed within the lawfulness
analysis. That is, he did not believe that Sharpe created a separate
and distinct requirement related to factual exploitation. He found that the
private use exception was made out on the facts as found by the trial judge.
III.
Analysis
A.
R. v. Sharpe and the Criminal Prohibition on
Child Pornography
[14]
Section 163.1 of the Criminal Code establishes
a number of prohibitions related to the making, possession, distribution and
accessing of child pornography. The child pornography in this case is defined
in s. 163.1(1) (a):
163.1 (1) In this section, “child pornography” means
(a)
a photographic, film, video or other visual representation, whether or not it
was made by electronic or mechanical means,
(i)
that shows a person who is or is depicted as being under the age of eighteen
years and is engaged in or is depicted as engaged in explicit sexual activity,
or
(ii)
the dominant characteristic of which is the depiction, for a sexual purpose, of
a sexual organ or the anal region of a person under the age of eighteen years;
[15]
In Sharpe, McLachlin C.J., writing for
the majority of this Court, concluded that while s. 163.1 infringed the
constitutional right to freedom of expression protected by s. 2 (b) of
the Canadian Charter of Rights and Freedoms , this infringement was, for
the most part, justified under s. 1 of the Charter because of the
important government objective of protecting children from harm. However, the
majority found that two categories of privately held material captured by the
criminal prohibition did not strike the proper balance between preventing harm
to children and protecting freedom of expression. The two categories are (1)
self-created expressive material, and (2) private recordings of lawful sexual
activity. These types of private material engage values related to the
development of thought, belief, opinion and expression, while posing “no
reasoned risk of harm to children” (para. 100).
[16]
To remedy this constitutional defect, the Court read
in two exceptions to the prohibition. Each of these exceptions operates as a
defence to prosecution under s. 163.1(2) , which prohibits making child
pornography, and s. 163.1(4), which prohibits its possession. The first
exception addresses expressive material created and held by a single person and
protects “deeply private expression, such as personal journals and drawings,
intended solely for the eyes of their creator” (Sharpe, at para. 128).
The second exception, termed the “private use exception”, protects a narrow
category of recordings:
The second
exception protects a person’s possession of visual recordings created by or
depicting that person, but only where these recordings do not depict
unlawful sexual activity, are held only for private use, and were created with
the consent of those persons depicted. [Emphasis in original; ibid.]
Only this latter
exception is relevant for the purposes of the present appeals.
[17]
The majority in Sharpe reasoned that
private recordings may be of significance to adolescent self-fulfilment,
self-actualization and sexual exploration and identity. It noted that “two
adolescents might arguably deepen a loving and respectful relationship through
erotic pictures of themselves engaged in sexual activity”, thus concluding that
the cost of criminalizing such materials on the right of free expression
outweighs any tenuous benefit it might confer in preventing harm to children
(para. 109).
B.
Elements of the Private Use Exception
[18]
As this Court explained in Sharpe, there
are three elements to the private use exception, all of which must have a basis
in the evidence for the exception to apply: (1) the recording must depict
lawful sexual activity; (2) the persons depicted must consent to the recording;
and (3) the recording must be held for private use.
[19]
In order for this defence to go to a jury, the
accused must raise an air of reality with respect to all three elements of the
defence (Sharpe, at para. 116). Once this evidential burden is met, the
Crown then bears the persuasive burden to disprove the defence beyond a reasonable
doubt. Since all three elements are necessary for the defence to succeed, the
Crown need only disprove one element beyond a reasonable doubt.
(1)
Lawfulness
[20]
First, the recorded sexual activity must be
lawful. That is, the sexual activity cannot itself be a crime. Consent is a
prerequisite to the lawfulness of the sexual activity. Children under the age
of 12 cannot validly consent to sexual activity. At the time the offences are
alleged to have been committed in this case, the circumstances under which
young persons under the age of 14 could validly consent to sexual activity were
restricted, depending upon the age of the other participants (Criminal Code,
s. 150.1(1) and (2) ). A young person under the age of 14 could not consent
to sexual activity with another person unless that person was less than two
years older. In addition, consent of young persons under 14 to sexual activity
would not apply where the other participant was in a position of trust or
authority towards them, where the relationship was one of dependency or where
the relationship was exploitative (s. 150.1(2) (c) and (3) ). These
limits on consent had, and still have, broad application, including sexual
touching and invitation, incitement or counselling to sexual touching, as well
as other sexual offences.
[21]
Young persons aged 14 to 17, inclusively, could
at that time validly consent to sexual activity with partners of any age.
However, as with younger children, the sexual activity would be unlawful where
the relationship is based on exploitation, dependency, trust or authority (s. 153(1)).
At any age, consent remains invalid if obtained by means of fraud, duress, or
abuse of authority, among other things (Criminal Code, ss. 265(3) and
273.1 ).
[22]
In 2008, Parliament amended the Criminal Code
to effectively raise the age of consent from 14 to 16 years (S.C. 2008, c. 6 ).
Young persons aged 14 and 15 may now only consent to sexual activity with
another person where they are either close in age to that person or married to
that person (s. 150.1(2.1) ).
[23]
In the context of a child pornography
prosecution, these legislative limits on minors’ consent restrict the
circumstances in which the underlying sexual activity will be lawful. In so
doing, they restrict the circumstances in which a person charged under s. 163.1
can rely on the private use exception as a defence. Thus, subject to those
exceptions explicitly permitted in the Code, the consent of a person
under the age of 14 (now 16) would not be valid and the defence would not be
available. Nor will the private use exception apply where the Crown proves
beyond a reasonable doubt that the relationship between those involved is
tainted by exploitation, dependency, or abuse of authority or of a position of
trust, as those offences are described in s. 153(1). Of course, the exception
does not apply to any activities that are themselves offences, regardless of
consent, such as incest (s. 155 ).
[24]
In summary, the private use exception can never
be available as a defence to child pornography involving children under the age
of 12. For young persons aged 12 or 13, the circumstances where the exception
may be available are defined narrowly by the Criminal Code . Otherwise,
at the time of the alleged offences in this case, the private use exception was
only available where the young person involved in the sexual activity was
between 14 and 17 years of age, inclusively; today, this is restricted to those
aged 16 or 17 years.
(2)
Consent to Recording
[25]
Second, all participants must consent to the recording
of the lawful sexual activity. Particularly in the digital age, the recording
itself can create a risk of harm, quite separate from the underlying sexual
activity. The consent requirement protects an individual’s privacy by
ensuring only consensual sexual expression falls within the exception to the
prohibition on making or possessing child pornography.
(3)
Privacy
[26]
Third, as this Court held in Sharpe,
“[t]he recording must be kept in strict privacy by the person in possession,
and intended exclusively for private use by the creator and the persons
depicted therein” (para. 116; see also para. 118). The moment such privacy is
breached, the recording falls outside the ambit of the private use exception.
This ensures that cases such as R. v. L.W. (2006), 208 O.A.C. 42, where
the accused distributed consensually made images of himself and his 15-year-old
girlfriend after their relationship ended, would not fall under the private use
exception.
[27]
Although it does not
arise on the facts of this case, the trial judge and two interveners addressed
the question of what happens when a participant in a recording under the
private use exception demands that the recording be returned or destroyed. The
trial judge concluded that once a recording is created, a participant retains
the ability to demand its return or destruction, on the basis that effective
control by each participant is a necessary element that must be established for
a recording to be privately held. In his view, effective control is lost
“where the owners of private use materials are unable to demand the return of
the private use materials or their destruction” (para. 186; see also paras. 187
and 271-74).
[28]
The intervener the Attorney General of Ontario
argued that Sharpe implicitly requires that a child must have either
ongoing access or de facto control over the material, so as to destroy
or direct the destruction of the material in circumstances where the child
comes to regret his or her participation in its creation (factum, at paras.
20-25). The intervener the Canadian Civil Liberties Association submitted that
the privacy branch “implicitly enables an owner to unilaterally demand that a
recording be destroyed” (factum, at para. 18).
[29]
Sharpe did not
include any reference to ongoing control, or to the right to the return or
destruction of the recording, in the exception that the Court “read in” so that
the legislation would strike an acceptable constitutional balance. This Court
recognized an exception only for recordings of lawful sexual activity that are
“privately created” and “kept in strict privacy . . . and intended . . . for private
use by the creator and the persons depicted therein” (paras. 76 and 116).
However, the exception relates not only to consent to the creation of the
recording, but also to the ongoing nature of the possession. This imports
notions of privacy and control in the creation, use, and ongoing possession of
the recording.
[30]
It may well be that the right of a young person
who participates in the recording to demand the return or destruction of the
recording is also implicit in Sharpe’s weighing of the harm of child
pornography against the values of self-expression and self-actualization
(paras. 102-10). In my view, the balance struck between the right of
free expression and preventing harm to children in Sharpe suggests that
young persons who participate in a sexual recording caught by the private use
exception retain the ability to ensure its return or destruction. This understanding of the exception would provide protection for
young persons who may suffer anxiety or distress from the knowledge that
another person possesses such material and could unlawfully share it. It would
serve to address circumstances in which the risk of harm outweighs the
expressive value of the recording, contrary to the principles articulated in Sharpe.
However, since the question of a right to access or destruction is not relevant
on the facts of these appeals, I would not make any final pronouncement about
it.
C.
What Is the Role of Exploitation in the Private
Use Exception?
[31]
In the present case, the Court of Appeal found
that Sharpe mandates an additional element to the private use exception:
the absence of factual exploitation. With respect, this interpretation of Sharpe
is incorrect. While alleged exploitation plays an important role in
determining whether the private use exception is an available defence to child
pornography charges, this consideration is already captured as a part of the Sharpe
analysis. As I explain below, there is no need to add another layer of
exploitation inquiry to the existing test.
[32]
The Crown advanced a modified version of this
argument in oral submissions before this Court. In its view, exploitation must
be considered directly when assessing whether there was consent to the
recording. As I will explain, this issue may arise in another case; however,
it does not arise in this case, and the common law of consent was not fully
argued in the courts below or in written submissions to this Court.
(1)
Exploitation Would Render the Consensual Sexual
Activity Unlawful
[33]
As noted above, sexual activity is unlawful in
the absence of consent. Where an accused faces prosecution for making or
possessing child pornography, the absence of consent precludes the availability
of the private use exception as a defence. However, even if the young person
consents to the sexual activity, it may nonetheless be unlawful in certain
circumstances. As noted above, a child under 12 can never validly consent, and
the validity of the consent of a young person between the ages of 12 and 15,
inclusively, is now limited to those close in age or to spouses.
[34]
Section 153 of the Code addresses sexual
exploitation of a young person 16 or 17 years of age. (Today, 14- and 15-year-olds
are similarly protected under s. 150.1(2.1)(a).) At the time of the
alleged offences in this case, s. 153 covered persons between the ages of 14
and 17, inclusively. Section 153 would thus have applied to K and D. This section
criminalizes a broad range of sexual activities and communications arising from
certain types of relationships with young persons:
153.
(1) Every person commits an offence who is in a
position of trust or authority towards a young person, who is a person with
whom the young person is in a relationship of dependency or who is in a
relationship with a young person that is exploitative of the young person, and
who
(a)
for a sexual purpose, touches, directly or indirectly, with a part of the body
or with an object, any part of the body of the young person; or
(b)
for a sexual purpose, invites, counsels or incites a young person to touch,
directly or indirectly, with a part of the body or with an object, the body of
any person, including the body of the person who so invites, counsels or
incites and the body of the young person.
[35]
Thus, the private use exception will not be
available where the Crown can prove beyond a reasonable doubt that the sexual
conduct depicted (even if consensual) occurred in the course of one of the
relationships described in this provision. Where this section is engaged, the
consent of the young person to the sexual activity cannot render it lawful.
[36]
Where an accused raises the private use
exception and the Crown seeks to challenge the lawfulness of the sexual
activity on the basis of exploitation, a trial judge must look beyond whether
or not consent was given and holistically examine the nature and circumstances
of the relationship between the young person and the accused. Section 153(1.2)
provides a non-exhaustive list of indicia from which a trial judge may infer
that the relationship between the accused and a young person is exploitative:
(a)
the age of the young person;
(b)
the age difference between the person and the young person;
(c)
the evolution of the relationship; and
(d) the degree of control or influence by the person over the
young person.
It is not necessary that
the person accused of making or possessing child pornography be charged
separately under s. 153(1) in order for a judge to undertake this inquiry. The
lawfulness of the sexual activity is independently assessed as part of the
defence.
(2)
Is There a Separate and Additional Requirement That
the Judge Find the Absence of Exploitation?
[37]
The parties agree that exploitation must be
considered in order to determine whether or not the recorded sexual activity is
lawful. However, throughout these proceedings the Crown argued that, in
addition to the three elements identified above, Sharpe requires a
further inquiry into whether factual exploitation occurred as a prerequisite to
the availability of the private use exception. The trial judge rejected this
argument, finding that this Court did not mandate an additional exploitation
analysis in Sharpe.
[38]
At the Court of Appeal, the majority and dissent
diverged on whether or not an additional exploitation analysis is required,
with the majority concluding that the private use exception was only available
where the absence of factual exploitation or abuse is established, separately
from the inquiries into lawfulness and consent to recording. The Court of
Appeal had based this conclusion on this Court’s statement, at para. 116 of Sharpe,
that the sexual activity “must not be unlawful, thus ensuring the consent of
all parties, and precluding the exploitation or abuse of children”.
[39]
To the extent they relied upon para. 116 of Sharpe
to suggest that factual exploitation is an additional requirement of the
private use exception, the Court of Appeal majority misreads Sharpe.
The Supreme Court’s summary of the exception, at para. 128 of Sharpe, contains
no such separate requirement. The relevant part of para. 116 reads as follows:
The second
category would protect auto-depictions, such as photographs taken by a child or
adolescent of him- or herself alone, kept in strict privacy and intended for
personal use only. It would also extend to protect the recording of lawful
sexual activity, provided certain conditions were met. The person possessing
the recording must have personally recorded or participated in the sexual
activity in question. That activity must not be unlawful, thus ensuring the
consent of all parties, and precluding the exploitation or abuse of children.
All parties must also have consented to the creation of the record. The
recording must be kept in strict privacy by the person in possession, and
intended exclusively for private use by the creator and the persons depicted
therein. [Emphasis added.]
[40]
Paragraph 116 situates exploitation firmly
within the lawfulness analysis, which is one of the three elements required for
the defence to succeed.
[41]
This does not mean that exploitation is not an
important part of the inquiry. Indeed, where there are indicia of
exploitation, the Crown will likely raise these facts in order to prove, on the
basis of s. 153 , that the activity was unlawful beyond a reasonable doubt.
[42]
Faced with such evidence, a trial judge must be
alive to Parliament’s direction in s. 153 that consent not be taken merely at
face value where a young person is concerned. Properly interpreted and
applied, exploitation must be determined by looking at the relationship between
the complainant and the accused, and the entire context of their interactions.
[43]
This does not mean that “factual exploitation”,
divorced from any of the three prongs set out in Sharpe, is a separate
part of the private use exception. I agree with the appellants that this
proposed additional step is redundant. It is not required by this Court’s
decision in Sharpe, nor is it required to ensure that those who exploit
young people do not benefit from the private use exception. The inquiry into
lawfulness of the underlying sexual activity already permits a robust analysis
of exploitation.
(3)
Is There a Requirement to Assess Exploitation in
Relation to Consent to Recording?
[44]
In oral submissions before this Court, the Crown
modified the position it took before the courts below. The Crown argued that
exploitation must also be considered when determining whether or not the
complainant consented to the recording. In other words, the court should
examine how exploitation may influence a young person’s consent to being
recorded, separately and apart from the question of consent to the underlying
sexual activity. Although the Criminal Code restricts consent to sexual
activity in circumstances such as incapacity, coercion and abuse of authority,
no such protections apply to the consent to record.
[45]
The Crown anchored this view in what it sees as
the limited scope of s. 153 , which it argues may not cover situations where no
sexual touching occurs or where the touching is not invited, counselled or
incited. The only example the Crown could suggest was that of nude posing by a
young person aged 16 or 17, which could occur in the context of an exploitative
relationship but nonetheless fall outside the ambit of s. 153 . In the Crown’s view,
only an additional exploitation analysis with respect to consent to the recording
itself could properly capture recordings that are beyond the scope of s. 153 .
[46]
The concerns raised by the Crown’s example can
only arise where the subject of the recording does not involve any touching or
invitation to touching that would be caught by s. 153 . As the Attorney General
of Ontario submitted in these proceedings, it is quite possible that s. 153
could apply to the example of the still photos of nude posing. The language in
s. 153 is broad and captures any invitation to sexual touching of others or oneself.
It is not clear that there would be many instances where a still photograph is
taken by the dominant person in the context of an exploitative relationship
that did not involve any invitation to sexual touching. In such circumstances,
consent to the sexual activity and to the act of recording will often be
intertwined, and thus captured by s. 153 .
[47]
This is not to say that where the recording is
concerned the young person’s consent is necessarily a simple question of yes or
no. Should a case arise in which no underlying sexual activity exists that
could be caught by the Criminal Code ’s provisions related to sexual
exploitation, it may be that an exploitative relationship would be relevant to
the common law rules of consent in the context of consent to recording.
[48]
However, this is not the case to decide whether
an exploitative relationship can vitiate consent to the recording.
Circumstances where the exploitation is not captured in the lawfulness analysis
are not likely to arise frequently ― and they do not arise in this case.
The extent to which an exploitative relationship may vitiate consent generally
under the common law was not clearly developed in the courts below or in the
factum of the Crown. I think it best to leave this question about the common
law principles of consent to a case with a proper record and argument. The
implications may be far reaching.
[49]
In short, any exploitation in the relationship
between K and D and the appellants in this case is properly considered in the
lawfulness analysis with respect to s. 153 of the Criminal Code .
(4)
Is Mutuality of Benefit a Prerequisite to
Availability of the Private Use Exception?
[50]
The Crown argues that Sharpe also
requires that there be a “mutuality of benefit” among all individuals captured
by the recording (transcript, at p. 53). In support of this argument, the
Crown cites this Court’s discussion in Sharpe of the significance that
recordings of sexual activity may have for “adolescent self-fulfilment,
self-actualization and sexual exploration and identity” (para. 109). In the
Crown’s view, such expressive values can only be achieved where all individuals
depicted, including any minors, actually derive a proven benefit from the
recording. Such a requirement is characterized as a necessary bulwark against
exploitation.
[51]
The Alberta Court of Appeal agreed, concluding
that a “[p]rerequisite to the availability of the private use defence is
evidence that the parties intended the pornographic material for the private
use of [the complainant] as well as that of the appellant, sometimes called a
mutuality of benefit” (para. 13, citing Cockell, at para. 36).
[52]
I cannot accede to this interpretation of this
Court’s decision in Sharpe. Sharpe does not refer to mutuality
of benefit as a standalone requirement for the private use exception. Rather, Sharpe
says that the material must be “intended exclusively for private use by the
creator and the persons depicted” (para. 116). I do not read this as
establishing “mutuality of benefit” as a requirement for the private use
exception. It simply establishes that private use is limited to use by the
creator and the persons depicted, and nobody else. This requirement leaves the
determination regarding possible benefits to the consenting individuals.
Adding a “mutuality of benefit” requirement to the analysis would unnecessarily
complicate the private use exception test while providing little benefit.
[53]
To conclude, the private use exception
established in Sharpe is available only where (1) the sexual activity is
lawful, (2) all participants consented to the recording, and (3) the recording is
created and retained strictly for the private use of those involved. In
determining the lawfulness of the sexual activity, the sexual activity recorded
cannot be considered in isolation. Where the Crown seeks to rely on s. 153 to
negate the legality of the sexual activity depicted, the judge must also
determine whether it occurred in the context of an exploitative relationship.
If so, the sexual activity is not lawful, and the private use exception does
not apply.
IV.
Application to This Case
[54]
The trial judge found that the sexual activity
in this case was lawful. In so doing, he relied on an apparent concession by
the Crown regarding lawfulness. This concession arose in the context of the
Crown advancing an erroneous legal framework for analyzing the private use
exception, both at trial and on appeal. Of course, a trial judge is not bound
by concessions of law if those concessions are erroneous (R. v. Pickton,
2010 SCC 32, [2010] 2 S.C.R. 198, at para. 27; R. v. Sappier, 2006 SCC
54, [2006] 2 S.C.R. 686, at paras. 62-64; M. v. H., [1999] 2 S.C.R. 3,
at para. 45). However, while
the Crown’s position was wrong in law, the fact that exploitation was advanced
for consideration at trial (albeit as a separate
element in the Sharpe test) overcomes any prejudice to the appellants resulting from the erroneous
legal position taken by the Crown. That is, despite
how the Crown framed the legal test in this case, it is clear the Crown took
the position that the private use exception was not available because of an
exploitative relationship between the two appellants and K and D. In
determining whether the private use exception was available as a defence, the
trial judge was required, in these circumstances, to consider whether that
relationship was exploitative within the meaning of s. 153 .
[55]
Reviewing the trial judge’s findings, it is
apparent that he did not turn his mind to whether or not the broader
relationship was one of exploitation within the meaning of s. 153 . Where the
trial judge did consider evidence that would be relevant to exploitation, he
did so in isolation, looking at the factors one at a time. For example, he
identified the age of the complainants and the substantial difference in age
between them and the appellants, but found this was an insufficient basis for
concluding that this difference was “intrinsically exploitive or abusive”
(para. 226). However, he did not assess this age difference in light of other
aspects of the relationship, such as the impact of the complainants’
addictions, their need for shelter, or their past and ongoing experiences with
homelessness and prostitution. In short, he did not consider the specific
factors in light of the broader context or whether they cumulatively resulted
in an exploitative relationship.
[56]
The trial judge’s analysis focused primarily on
the voluntariness of particular activities, instead of on the nature of
the relationship between the parties. While the voluntariness of sexual
activities is an important aspect of lawfulness, it does not end the inquiry.
The trial judge was also required to holistically assess the nature and
circumstances of the relationship to determine whether the sexual activity was
rendered unlawful under s. 153 . By failing to consider whether the underlying
relationship between the complainants and the appellants was exploitative, the
trial judge erred in law.
[57]
Thus, while the Court of Appeal erred in law in
its approach to the case, I am nonetheless of the view that the trial judge
erred by failing to consider whether the sexual activity was unlawful by virtue
of s. 153 of the Code. Given the trial judge’s findings of fact,
however, I am not persuaded that Mr. Barabash and Mr. Rollison would have been
found guilty but for the trial judge’s error in law (Criminal Code, s.
686(4) (b)(ii)). I therefore would not uphold the Court of Appeal’s
decision to enter convictions. This is especially true since the trial judge’s
legal error was induced in part by an erroneous Crown concession at trial.
[58]
The acquittals should be restored unless the
Crown shows that the trial judge’s legal error has a material bearing on the
acquittals (R. v. Graveline, 2006 SCC 16, [2006] 1 S.C.R. 609, at para.
14; R. v. Morin, [1988] 2 S.C.R. 345, at p. 374). The appellants
submit that regardless of this legal error the trial judge’s factual findings
would inevitably have led him to find no exploitation in this case and that
therefore the acquittals should be restored. With respect, I cannot agree.
[59]
For example, the trial
judge found that both K and D may have been under the influence of drugs and
alcohol at the time the recorded sexual activities occurred, but that they were
nevertheless aware of and consented to their nudity, the sexual activities in
which they engaged, and the recording of those activities. He found that the
complainants were not coerced and that they did not exchange sex or nude posing
for drugs. On the contrary, he found that they “initiate[d] and direct[ed] many
of the activities” and “willingly consented to and participated in the making
of the recordings” (para. 100).
[60]
The judge also accepted
that K believed she would have a better prospect of sharing drugs if she
engaged in sexual activities with Mr. Barabash and Mr. Rollison. Indeed, he
referred to K’s testimony that while “no formal exchange arrangement existed”,
drugs would be provided and used “[w]hen she engaged in sex with Barabash and
Rollison” (para. 37). K further indicated she may have engaged in sexual
activities with the intention of obtaining drugs. However, the judge did not
consider the implications of this conclusion on the question of whether the
relationships between the complainants and the appellants were exploitative.
He also did not consider whether the complainants’ willingness to participate
in sexual activities was influenced by any dependence on Mr. Barabash for shelter
or drugs. Fundamentally, the trial judge failed to consider the extent to
which the appellants ― two older men ― may have exercised control
over two vulnerable, deeply troubled and runaway girls.
[61]
Thus, the trial judge’s factual findings do not
adequately establish whether the appellants were in positions of trust or
authority towards the complainants, whether the complainants were dependent
upon them, or whether the relationships were exploitative of K and D, as
required by s. 153 .
[62]
As a result, I am satisfied that the trial
judge’s error had a material bearing on the acquittals. The trial judge’s
failure to properly address whether the sexual activity was lawful within the
meaning of s. 153 as part of the private use exception analysis requires a new
trial.
V.
Remedy
[63]
I would allow the appeals and direct that a new
trial be held.
Appeals
allowed and new trial ordered.
Solicitors for the
appellant Donald Jerry Barabash: Royal Teskey, Edmonton.
Solicitors for the
appellant Shane Gordon Rollison: Legal Aid Alberta, Edmonton; Supreme Advocacy,
Ottawa.
Solicitor for the
respondent: Attorney General of Alberta, Calgary.
Solicitor for the
intervener the Attorney General of Canada: Attorney General of Canada, Ottawa.
Solicitor for the
intervener the Attorney General of Ontario: Attorney General of Ontario,
Toronto.
Solicitors for the
intervener the Canadian Civil Liberties Association: Davis, Toronto.
Solicitors for the interveners
Beyond Borders and the Canadian Centre for Child Protection Inc.: David Matas,
Winnipeg; Canadian Centre for Child
Protection Inc., Winnipeg.