SUPREME
COURT OF CANADA
Between:
Alain Beaudry
Appellant
and
Her Majesty The
Queen
Respondent
‑ and ‑
Attorney
General of Canada and
Canadian
Professional Police Association
Interveners
Official English
Translation: Reasons of Charron J.
Coram:
McLachlin C.J. and Bastarache, Binnie, LeBel, Deschamps, Fish, Abella, Charron
and Rothstein JJ.
Reasons for Judgment:
(paras. 1 to 75)
Concurring
Reasons:
(paras. 76 to 80)
Dissenting
Reasons:
(paras. 81 to 116)
|
Charron J. (LeBel, Abella and Rothstein JJ. concurring)
Binnie J.
Fish J. (McLachlin C.J. and Bastarache and Deschamps JJ.
concurring)
|
______________________________
R. v. Beaudry, [2007] 1 S.C.R. 190, 2007 SCC 5
Alain Beaudry Appellant
v.
Her Majesty The Queen Respondent
and
Attorney General of Canada and
Canadian Professional Police Association Interveners
Indexed as: R. v. Beaudry
Neutral citation: 2007 SCC 5.
File No.: 31195.
2006: May 12; 2007: January 31.
Present: McLachlin C.J. and Bastarache, Binnie,
LeBel, Deschamps, Fish, Abella, Charron and Rothstein JJ.
on appeal from the court of appeal for quebec
Criminal law — Appeals — Power of appellate court —
Unreasonable verdict — Police discretion — Police officer convicted of
obstructing justice for deliberately failing to take breath samples needed to
lay impaired driving charge against fellow officer — Whether verdict
unreasonable — Criminal Code, R.S.C. 1985, c. C‑46, s. 686(1) (a)(i).
Criminal law — Obstructing justice — Elements of
offence — Police officer convicted of obstructing justice for deliberately
failing to take breath samples needed to lay impaired driving charge against
fellow officer — Relationship between offence of obstructing justice and police
discretion — Criminal Code, R.S.C. 1985, c. C‑46, s. 139(2) .
The accused, a police officer, was charged with
obstructing justice under s. 139(2) of the Criminal Code for
deliberately failing to gather the evidence needed to lay criminal charges
against P, another police officer, who he had reasonable grounds to believe had
been operating a motor vehicle while intoxicated. At trial, the accused
contended that his decision was a proper exercise of police discretion, while
the Crown argued that the decision was founded on preferential treatment. The
trial judge concluded that the accused had not exercised his discretion when he
had deliberately failed to take breath samples, but that he had instead granted
preferential treatment to P. The judge accordingly convicted him. The
majority of the Court of Appeal upheld the conviction. This is an appeal as of
right, and the issue is whether the verdict was unreasonable within the meaning
of s. 686(1) (a)(i) of the Criminal Code .
Held
(McLachlin C.J. and Bastarache, Deschamps and Fish JJ.
dissenting): The appeal should be dismissed and the conviction
upheld.
Per LeBel, Abella,
Charron and Rothstein JJ.: A police officer who has
reasonable grounds to believe that an offence has been committed, or that a
more thorough investigation might produce evidence that could form the basis of
a criminal charge, may exercise his or her discretion to decide not to engage
the judicial process. But this discretion is not absolute. The exercise of
the discretion must be justified subjectively, that is, the discretion must
have been exercised honestly and transparently, and on the basis of valid and
reasonable grounds; it must also be justified on the basis of objective
factors. In determining whether a decision resulting from an exercise of
police discretion is proper, it is therefore important to consider the material
circumstances in which the discretion was exercised. The justification offered
must be proportionate to the seriousness of the conduct and it must be clear
that the discretion was exercised in the public interest. In the case at bar,
it is clear from the evidence that, while the events that led to the police
action did not represent the gravest of all possible situations, they were
nonetheless serious. P, who was driving at high speed with a flat tire, went
through a stop sign, almost hit the median, and continued to drive for some
distance even though the patrol car’s lights were flashing. Once the accused
suspected that P had been drinking, he had to be even more circumspect in
deciding how to act. [37‑41]
While the administrative directives that apply to the
situation in issue can shed light on the circumstances of the exercise of the
discretion, they cannot be determinative. These directives do not have the
force of law and cannot alter the scope of a discretion that is founded in the
common law or a statute. Section 254(2) of the Criminal Code
is the only legislative provision that applies in the instant case and it gives
peace officers the power, but does not impose on them a duty, to take breath
samples. Thus, the municipality’s police practices manual cannot transform the
discretion to decide whether or not samples should be taken into a binding
legal rule. Finally, although in Quebec it is a Crown prosecutor who
authorizes the laying of criminal charges, the police officer’s discretion is
not limited by the discretion of the Crown prosecutor. In discharging their
respective duties, both the police officer and the prosecutor have a
discretion that must be exercised independently of any outside influence. [44‑48]
The accused cannot be convicted of the offence
provided for in s. 139(2) of the Criminal Code solely because he
has exercised his discretion improperly. Where the discretionary power is
relied upon, the analysis of the actus reus of the offence of
obstructing justice must be carried out in two stages. It must first be
determined whether the conduct in issue can be regarded as a proper exercise of
police discretion. If so, there is no need to go any further, since it would be
paradoxical to say that conduct that tends to defeat the course of justice can
at the same time be justified as an exercise of police discretion. If, beyond
a reasonable doubt, the answer is no, it must then be determined whether the
offence of obstructing justice has been committed. The actus reus of
the offence will thus be established only if the act tended to defeat or
obstruct the course of justice. Regarding mens rea, this is a specific
intent offence. The prosecution must prove beyond a reasonable doubt that the
accused did in fact intend to act in a way tending to obstruct, pervert or
defeat the course of justice. A simple error of judgment will not be enough.
An accused who acted in good faith, but whose conduct cannot be characterized
as a legitimate exercise of the discretion, has not committed the criminal
offence of obstructing justice. [49‑52]
In the instant case, the guilty verdict is reasonable
and is supported by a perfectly plausible interpretation of the evidence. The
trial judge made no error of law, and it is apparent from the record that there
was evidence to support each element of the offence. The resolution of the
determinative issue turned on the credibility of the accused, and the trial
judge was in the best position to assess the credibility of the witnesses and
to determine whether the evidence left room for a reasonable doubt. His
findings of fact provide ample support for his conclusion that the accused had,
beyond a reasonable doubt, breached his duty by giving preferential treatment
to P because P was a peace officer, and that he had had the specific intent to
obstruct, pervert or defeat the course of justice by not taking the breath
samples that would have been needed to lay a charge against P. [4] [55] [74]
The analysis of the evidence made by the dissenting
judge in the Court of Appeal is incompatible with the role of an appellate
court in reviewing whether a verdict is unreasonable. He exceeded the limits
of his role in reinterpreting the evidence presented at trial and interfering
with the assessment of the credibility of certain witnesses without showing
appropriate deference to the trial judge’s findings. His analysis should have
focussed on the question whether the verdict was reasonable. [4] [27]
Per
Binnie J.: Where the findings of facts essential to the verdict
are “demonstrably incompatible” with evidence that is neither contradicted by
other evidence nor rejected by the trial judge, such a verdict would lack
legitimacy and would properly be treated as “unreasonable” under s. 686(1) (a)(i)
of the Criminal Code . However, the circumstances of this case do not
meet the test proposed by the minority. The key issue at trial was credibility
and the faults identified by the minority in the trial judge’s reasons have
neither the centrality to the verdict nor the incompatibility with the record
sufficient to justify a reversal. [79‑80]
Per McLachlin C.J.
and Bastarache, Deschamps and Fish JJ. (dissenting): At least
in non‑jury cases, appellate courts may find a verdict to be unreasonable
under s. 686(1) (a)(i) of the Criminal Code even where the
verdict was available on the record. No one should stand convicted on the
strength of manifestly bad reasons. A verdict that was reached illogically or
irrationally is hardly made reasonable by the fact that another judge could
reasonably have convicted or acquitted the accused. While an appellate court,
in determining whether a trial judge’s verdict is unreasonable, cannot
substitute its own view of the facts for that of the judge, a verdict cannot be
reasonable within the meaning of s. 686(1) (a)(i) if it is made to
rest on findings of fact that are demonstrably incompatible with evidence that
is neither contradicted by other evidence nor rejected by the judge. [96‑98]
This is a case where the trial judge’s reasons suffer,
in the language of Biniaris, from flaws in the evaluation and analysis
of the evidence that justify reversal. This is particularly true with regard
to the only real issue in the case: whether the accused had acted
corruptly or dishonestly, with the requisite intent to obstruct justice. The
accused’s conduct in this affair has been marked throughout by transparency,
not concealment, and none of the evidence relied upon by the trial judge
provides a reasonable foundation for the findings of fact upon which he caused
his verdict to rest. More particularly, none of it can reasonably be said to
establish that the accused failed to obtain breath samples from P because he
wished, for an improper motive, to hinder or foreclose P’s prosecution.
Therefore, the trial judge’s verdict is “unreasonable” within the meaning of
s. 686(1) (a)(i). Although there was evidence upon which a trier of
fact could reasonably find the accused guilty as charged, the accused was
nonetheless entitled to a decision that was supported by the reasons upon which
it was said to be founded. In the circumstances, a new trial would be more
appropriate than an acquittal. [83] [101] [110‑111] [115]
Cases Cited
By Charron J.
Referred to: R. v.
W. (D.), [1991] 1 S.C.R. 742; R. v. Metropolitan Police
Commissioner, [1968] 1 All E.R. 763; Hill v. Chief
Constable of West Yorkshire, [1988] 2 All E.R. 238; R. v.
Beare, [1988] 2 S.C.R. 387; R. v. Bernshaw, [1995]
1 S.C.R. 254; Maple Lodge Farms Ltd. v. Government of Canada,
[1982] 2 S.C.R. 2; R. v. Jageshur (2002), 169 C.C.C.
(3d) 225; R. v. Campbell, [1999] 1 S.C.R. 565; R. v.
Regan, [2002] 1 S.C.R. 297, 2002 SCC 12; Krieger v.
Law Society of Alberta, [2002] 3 S.C.R. 372,
2002 SCC 65; R. v. May (1984), 13 C.C.C. (3d) 257; R.
v. Hearn (1989), 48 C.C.C. (3d) 376, aff’d [1989]
2 S.C.R. 1180; R. v. Charbonneau (1992), 13 C.R.
(4th) 191; R. v. Yebes, [1987] 2 S.C.R. 168; R. v.
Biniaris, [2000] 1 S.C.R. 381, 2000 SCC 15; R. v.
Pittiman, [2006] 1 S.C.R. 381, 2006 SCC 9; R. v.
A.G., [2000] 1 S.C.R. 439, 2000 SCC 17; R. v.
Morrissey (1995), 97 C.C.C. (3d) 193; R. v. G. (G.)
(1995), 97 C.C.C. (3d) 362; Housen v. Nikolaisen, [2002]
2 S.C.R. 235, 2002 SCC 33; R. v. Burke, [1996]
1 S.C.R. 474.
By Binnie J.
Referred to: R.
v. Sheppard, [2002] 1 S.C.R. 869, 2002 SCC 26.
By Fish J. (dissenting)
R. v. Gagnon, [2006]
1 S.C.R. 621, 2006 SCC 17; R. v. Yebes, [1987]
2 S.C.R. 168; R. v. Sheppard, [2002] 1 S.C.R. 869,
2002 SCC 26; R. v. Biniaris, [2000] 1 S.C.R. 381,
2000 SCC 15; R. v. Burns, [1994] 1 S.C.R. 656; R.
v. Burke, [1996] 1 S.C.R. 474; R. v. W. (R.), [1992]
2 S.C.R. 122; H.L. v. Canada (Attorney General), [2005]
1 S.C.R. 401, 2005 SCC 25; R. v. Kerr (2004),
48 M.V.R. (4th) 201, 2004 MBCA 30.
Statutes and Regulations Cited
Criminal
Code, R.S.C. 1985, c. C‑46,
ss. 139(2) , 253 , 254(2) , 649 , 686(1) (a).
Police Act, R.S.Q., c. P-13.1,
s. 48.
Authors
Cited
Ceyssens, Paul. Legal Aspects
of Policing, vol. 1. Toronto: Earlscourt Legal Press, 1994
(loose‑leaf updated January 2003, release 16).
APPEAL from a judgment of the Quebec Court of Appeal
(Chamberland, Doyon and Giroux JJ.A.), [2005] R.J.Q. 2536, [2005]
Q.J. No. 15282 (QL), 2005 QCCA 966, upholding the accused’s
conviction on a charge of obstructing justice. Appeal dismissed,
McLachlin C.J. and Bastarache, Deschamps and Fish JJ. dissenting.
Gérald Soulière
and Tristan Desjardins, for the appellant.
Charles Levasseur and Daniel Grégoire,
for the respondent.
François Lacasse,
for the intervener the Attorney General of Canada.
Ronald Picard, for
the intervener the Canadian Professional Police Association.
English version of the judgment of LeBel, Abella,
Charron and Rothstein JJ. delivered by
1
Charron J. — The
appellant police officer, Alain Beaudry, is charged with obstructing
justice under s. 139(2) of the Criminal Code,
R.S.C. 1985, c. C‑46 . It is alleged that he deliberately
failed to gather the evidence needed to lay criminal charges against a suspect
who he had reasonable grounds to believe had been operating a motor vehicle
while intoxicated. In answer to the charge, Mr. Beaudry contended that
his decision was a proper exercise of police discretion. The Crown argued that
the decision was founded not on police discretion, but on preferential
treatment of a fellow police officer. Mr. Beaudry was tried by a judge
sitting alone and was convicted. The decision of Judge Beaulieu of the
Court of Québec was upheld by the Quebec Court of Appeal, Chamberland J.A.
dissenting: [2005] R.J.Q. 2536, 2005 QCCA 966.
Chamberland J.A. considered it unreasonable to [translation] “reject the appellant’s explanations, or at
least to find that they did not raise a reasonable doubt as to whether he had
honestly exercised his discretion as a police officer not to involve the courts
in the case” (para. 65). Mr. Beaudry has appealed to this Court as
of right.
2
The issue is therefore whether the trial judge’s verdict was
unreasonable within the meaning of s. 686(1) (a)(i). This issue
cannot be settled properly without first discussing police discretion generally
and, more specifically, its relationship to the offence of obstructing
justice. Once the applicable legal principles have been established, it will
be possible to consider how the trial judge applied them to the evidence.
3
The fact that police discretion is an essential component of both our
criminal justice system and the work of a police officer is not in issue. This
discretion makes it possible to apply the law more fairly in real‑life
situations faced by the police. On this subject, I cannot agree completely
with the reasons of the majority of the Court of Appeal, which were written by
Doyon J.A. Rather, I agree with the legal analysis of
Chamberland J.A., in dissent. With respect, I believe that
Doyon J.A. has unduly limited the scope of the discretionary power by
considering extrinsic factors such as internal directives, which do not have
the force of law, and the discretion of Crown prosecutors. However, this aspect
of his analysis has no impact on the question before us: whether the verdict
was unreasonable. On this point, I agree with the majority.
4
As I will explain, the verdict of the Court of Québec judge is
reasonable and it is supported by a perfectly plausible interpretation of the
evidence. With respect, I believe that Chamberland J.A.’s analysis of the
evidence is incompatible with the role of an appellate court in reviewing
whether a verdict is unreasonable. In the instant case, the trial judge made
no error of law. It is apparent from the record that there was evidence to
support each element of the offence. The resolution of the determinative issue
turned on the credibility of the accused. The trial judge was in the best
position to assess the credibility of the witnesses and to determine whether
the evidence left room for a reasonable doubt. I would therefore dismiss the
appeal.
1. Facts
5
At the time of the events that led to this appeal, Alain Beaudry
was an officer — a sergent chargé de la relève (shift
supervisor) — of the police service of the city of Repentigny. On
September 22, 2000, at about 3:30 a.m., Sergeant Beaudry
was assisting Constable Martin Boucher and Constable Hugo Bélisle
in a routine operation when they heard a vehicle coming toward them making an
unusual noise, as if it was running on a flat tire. Taking the lead,
Sergeant Beaudry returned to his patrol car and set off in pursuit of the
vehicle, followed closely by his two colleagues. At that point,
Sergeant Beaudry estimated that the vehicle, a minivan, was travelling at
between 60 and 70 km/h, which was over the speed limit. He also had
the impression that it was a stolen vehicle. Constable Boucher testified that,
during the pursuit, the driver of the minivan drove through a stop sign and
almost hit the median. Sergeant Beaudry communicated with the dispatcher
at the police station, who told him that the vehicle had not been reported
stolen and that it belonged to a resident of Repentigny named
Patrick Plourde.
6
When the minivan finally stopped, Sergeant Beaudry was the first officer
to approach the vehicle. The driver of the vehicle did not seem to pay much
attention to Sergeant Beaudry, as he was trying to restrain a
German shepherd inside the vehicle. Sergeant Beaudry ordered him,
several times, to keep his hands on the steering wheel. The driver did not
respond, but began to bang his head on the wheel. Sergeant Beaudry approached
the vehicle and tried to speak with the driver, who was crying and talking in a
confused manner. He also asked the driver whether he wanted to be taken to the
hospital and to have someone look after his dog. This elicited no response
either. After a few minutes, the driver got out of the vehicle and threw
himself on the ground. While the police were helping him up, Mr. Plourde said,
[translation] “I do the same job
as you do”, and showed them his police badge.
7
At that point, Sergeant Beaudry remembered that he had met
Constable Patrick Plourde about ten days earlier, when a colleague
had asked him to act as a witness to a conversation he was having with a woman
and Mr. Plourde. Although the woman did not want to file a complaint
against Mr. Plourde, she wanted to warn him that she was not going to put
up any more with his incessant telephone calls and threats to have his fellow
police officers give her tickets if she kept refusing to date him. According
to Sergeant Beaudry, she also said that she knew Mr. Plourde was depressed
and was being treated by a physician. According to Mr. Plourde, however,
the matter had not been raised. The occurrence report prepared by
Constable Simard and countersigned by Sergeant Beaudry notes that the
woman claimed that Mr. Plourde was [translation]
“mentally disturbed”.
8
After Mr. Plourde was back on his feet, the officers took him to
the patrol car of Constable Boucher and Constable Bélisle.
Mr. Plourde then banged his head several times on the hood of the vehicle,
and the officers decided to handcuff him. He resisted, and it was while trying
to get him under control that Sergeant Beaudry and his two colleagues
first smelled alcohol. On cross‑examination, Sergeant Beaudry
expressly acknowledged that this was when he suspected Mr. Plourde of
driving while impaired. Mr. Plourde was then taken to the Repentigny
police station in the vehicle of Constable Bélisle and
Constable Boucher.
9
While Sergeant Beaudry was en route to the station, the dispatcher
asked him how to classify the occurrence. He told her: [translation] “Enter it as ‘Assistance
to the public’ for now.” He testified that when he arrived at the station, he
went to see Mr. Plourde, who was still sitting in the back seat of the
patrol car. He offered once again to take him to the hospital, but
Mr. Plourde refused. Mr. Plourde did not want anyone to be asked to
come and pick him up either. Sergeant Beaudry decided to put him in the
youth detention room to let him calm down. He testified that it was at this
moment, when he saw Mr. Plourde staggering, that he had reasonable and
probable grounds to believe that Mr. Plourde had in fact committed the
offence of driving while impaired.
10
This was also when he decided not to demand that Mr. Plourde take a
breathalyzer test. He felt that Mr. Plourde was depressed and that he
needed treatment. I would note in passing that it is uncontested that a
qualified breathalyzer technician — Constable Boucher — was
present and that samples could accordingly have been taken within the time
provided for by law.
11
Later, Constable Boucher asked Sergeant Beaudry whether he
should prepare an occurrence report. Sergeant Beaudry said yes. After
looking at the list of occurrence codes, he told Constable Boucher to use
the code for [translation]
“unclassified activity”. Constable Boucher’s report, which
Sergeant Beaudry later countersigned, mentions, among other things, that
Mr. Plourde was in an advanced state of intoxication. Sergeant Beaudry
attached to his report a memorandum to Assistant Director Rocheleau
stating that Patrick Plourde was an officer of the Sûreté du Québec and
that his immediate superior might have to be contacted.
12
After being informed of the incident,
Assistant Director Rocheleau called Sergeant Beaudry into his
office. He asked him where the impaired driving report and breathalyzer
results were. Sergeant Beaudry replied that he had exercised his discretion
and decided neither to arrest Mr. Plourde nor to have him take a
breathalyzer test. He explained that in his opinion Mr. Plourde was more
in need of a helping hand than a blow to the head.
Assistant Director Rocheleau did not accept this explanation and
ordered Sergeant Beaudry to prepare an impaired driving report. About a half
hour later, the assistant director asked him if the report was ready.
Sergeant Beaudry replied that he had not started to write it, because he
had asked his union if he had to obey the order, and was waiting for the
union’s answer. In response to pressure from the assistant director, an
occurrence report entitled [translation]
“Impaired Driving” was filed. The report was signed by all the members of
Sergeant Beaudry’s team. As the report was only a few lines long, the
senior officers of the Repentigny police were not satisfied with it, and they
required that a proper report be written. A detailed report was not submitted
until later that night.
2. Court of Québec
13
After setting out the evidence introduced by the parties in great
detail, Judge Beaulieu reviewed the applicable law. He began by
discussing the burden of proof, and correctly pointed out that the Crown had
the onus of proving the guilt of the accused beyond a reasonable doubt.
Because the accused had testified at trial, and because it was necessary to
assess the credibility of his testimony, Judge Beaulieu instructed himself
in accordance with the principles set out by this Court in R. v.
W. (D.), [1991] 1 S.C.R. 742. He observed that to find
the accused guilty requires more than just disbelief of his version of the
facts. It must also be determined whether that version raises a reasonable
doubt, or whether it is possible, based on the evidence as a whole, to find beyond
a reasonable doubt that the accused is guilty.
14
Judge Beaulieu then considered the offence of obstructing justice
and noted that the Crown had to prove beyond a reasonable doubt that the
accused had the specific intent to obstruct, pervert or defeat the course of
justice when he chose not to have Patrick Plourde take a breathalyzer test
even though he had reasonable grounds to believe that Mr. Plourde had been
driving while impaired. Judge Beaulieu added that more than a breach of
ethics, inappropriate or unprofessional conduct, or an error in judgment was needed
for the accused to be found guilty.
15
The main argument advanced by the defence was that Sergeant Beaudry’s
decision not to gather the evidence needed to lay criminal charges against
Patrick Plourde was, as he had explained to
Assistant Director Rocheleau at the first interview, a proper
exercise of his discretionary power. Judge Beaulieu therefore considered
this question first. He observed that no directions can be found in the Criminal
Code concerning the exercise of police discretion. Nonetheless, he noted
that law enforcement and the proper functioning of the criminal justice system
require that it be exercised on a daily basis.
16
According to Judge Beaulieu, when a peace officer claims to have
exercised his or her discretion as in the present case, the court must
determine the underlying intention of the exercise of the discretion in order
to ascertain whether the peace officer exercised it honestly, and not
arbitrarily, out of favouritism or with any other dishonest intention. He
therefore concluded that the outcome of the trial turned entirely on whether
the court was satisfied beyond a reasonable doubt that Alain Beaudry had
decided not to have Mr. Plourde take a breathalyzer test because
Mr. Plourde was a Sûreté du Québec officer. In short, if
Sergeant Beaudry was lenient because Mr. Plourde was a peace officer,
the exercise of his discretion was unacceptable.
17
Then, in reviewing the evidence, Judge Beaulieu did not call into
question the description given by the accused and his colleagues of
Mr. Plourde’s behaviour during the police intervention. However, he was
of the opinion that the justifications offered by the three police
officers who were at the scene were lies and were designed to explain, after
the fact, the decision not to pursue the investigation. As for
Constable Boucher, Judge Beaulieu characterized as a lie his
statement that he had not taken the initiative to have Mr. Plourde take a
breathalyzer test because he had only a suspicion of impaired driving.
Constable Boucher’s testimony was inconsistent with his incident report,
in which he had stated that [translation]
“[w]e quickly observed that the individual was in an advanced state of
intoxication.” Judge Beaulieu also rejected the explanation given by
Constable Bélisle. Even though Constable Bélisle had signed the
report prepared by Constable Boucher, he testified that it had been
difficult for him to determine that night whether the case was one of impaired
driving, whereas it had seemed obvious to him that Mr. Plourde was in a
crisis situation.
18
Judge Beaulieu also rejected the justification offered by
the accused, Alain Beaudry, characterizing it as [translation] “an argument thought of after the fact to try to
explain why he acted as he did on September 22”. In the
judge’s opinion, it was not until his actions were questioned that
Sergeant Beaudry invoked Mr. Plourde’s health to justify his decision.
19
Judge Beaulieu first observed that Sergeant Beaudry had tried
to conceal the true nature of the intervention by originally describing it as
assistance to the public and then opting to call it an “unclassified activity”
even though he knew that it was an impaired driving case.
20
Judge Beaulieu then turned to the allegation that Mr. Plourde was in a
depressive state. In his opinion, if Mr. Plourde was so depressed that it was
inappropriate either to arrest him or to detain him in a cell for fear that he
would do something unfortunate, the accused should have disregarded his refusal
and taken him to the hospital. Likewise, Judge Beaulieu found no explanation
for the failure to mention this consideration in the documents prepared that
night — namely the occurrence report countersigned by the accused and
his own activity log — even though Sergeant Beaudry had said at trial
that it was what had convinced him to make his decision. In Judge Beaulieu’s
opinion, Sergeant Beaudry’s explanation, that he had been thinking of the case
of a police officer who had committed suicide at home after undergoing a
breathalyzer test, did not make sense, because Mr. Plourde was safe in a
room under camera surveillance.
21
Judge Beaulieu also questioned Sergeant Beaudry’s statement
that he had had the interview of September 12 in mind that night.
According to Sergeant Beaudry, the woman had advised Mr. Plourde to
go back to see his doctor because he was in a state of depression. The judge
noted that Mr. Plourde himself did not remember that his sick leave had
been mentioned. Furthermore, the occurrence report written after that
interview and countersigned by the accused made no mention of a depressive
state. Rather, it said that the woman was complaining about being harassed and
that she believed Mr. Plourde to be mentally disturbed.
22
Judge Beaulieu also accepted Constable Raymond Dagenais’s
testimony that, when he had asked Sergeant Beaudry what Mr. Plourde
was doing in the detention room for minors, Sergeant Beaudry had replied
that Mr. Plourde was under arrest for impaired driving. In addition, he
believed Constable Dagenais’s statement that Sergeant Beaudry had told him
to wait before photographing Mr. Plourde, because he had to make a
decision about him. Again, Judge Beaulieu found these answers to be
inconsistent with Sergeant Beaudry’s explanation. Why would he have told
Constable Dagenais that Mr. Plourde was under arrest if
Mr. Plourde was in the room for minors for humanitarian reasons? And why
would he have told Constable Dagenais to wait before
photographing Mr. Plourde if it had already been decided to
characterize the case as an “unclassified activity”? In Judge Beaulieu’s
view, the sole purpose of the occurrence report and the memorandum addressed to
Assistant Director Rocheleau was to divert attention from the fact
that Sergeant Beaudry had already decided at the scene of the traffic stop
not to make the investigation that was called for under the circumstances.
23
This is what led the judge to conclude that on September 22, 2000,
Alain Beaudry had deliberately failed to perform his duty, instead giving
[translation] “a chance,
preferential treatment, a privilege” to Patrick Plourde, a
peace officer of the Sûreté du Québec. Sergeant Beaudry could not
have been unaware that breath samples were necessary items of evidence for
laying a charge against Mr. Plourde under s. 253 of the Criminal
Code . The judge therefore found him guilty.
3. Quebec Court of
Appeal, [2005] R.J.Q. 2536, 2005 QCCA 966
3.1 Chamberland J.A.
(dissenting)
24
Chamberland J.A. began his analysis by noting that the trial judge
had regarded the failure to gather evidence as the actus reus of the
offence. In his opinion, however, this was the case only if
Sergeant Beaudry had a legal obligation to gather that evidence. Since
the officer had exercised his discretion, he did not have an obligation to
gather evidence that could be used to lay criminal charges.
25
According to Chamberland J.A., police discretion exists in matters
of criminal justice and is a response to, among other things, the community’s
wish that not all those who commit minor offences should be arrested by the
police or prosecuted. He added that the police may exercise this discretion in
respect of anyone, including a fellow police officer, as long as they do so
honestly, transparently, and on valid and reasonable grounds.
26
Referring to Sergeant Beaudry’s testimony concerning the
instruction he had received at the Institut de police and to the police
practices manual (Guide de pratiques policières) of Repentigny’s public
safety service, Chamberland J.A. concluded that Sergeant Beaudry was right
to believe that he had the discretionary power to deal with
Patrick Plourde’s case otherwise than through prosecution. In his view,
whether Sergeant Beaudry had a duty to gather evidence depends, in short, on
whether the discretion was exercised honestly.
27
I agree with the essence of Chamberland J.A.’s analysis regarding
the nature and scope of the discretion. However, I feel that he exceeded the
limits of his role in reinterpreting the evidence presented at trial and
interfering with the assessment of the credibility of certain witnesses without
showing appropriate deference to the trial judge’s findings. His analysis
should have focussed on the question whether the trial judge’s verdict was
reasonable.
28
Chamberland J.A. cited a number of facts in respect of which he
disagreed with the trial judge’s interpretation:
· Sergeant Beaudry explained
that he was motivated to do what he did by Mr. Plourde’s depressive state.
· That explanation was not
contradicted either by the fact that Sergeant Beaudry decided at the scene
of the traffic stop not to involve the criminal courts or by the use of the R‑400
code for “unclassified activity”.
· Sergeant Beaudry did not at any
time conceal anything. The occurrence report he countersigned stated that the
individual was in an advanced state of intoxication and smelled strongly of
alcohol. He also mentioned in his log book that the appellant was [translation] “sleeping it off”.
· Sergeant Beaudry took
Mr. Plourde to the police station and put him in a room equipped with a
surveillance camera.
· If Sergeant Beaudry had
decided to help Mr. Plourde because he was a police officer, he could
simply have driven him home.
· The fact that the word
“depression” does not appear anywhere in the accused’s report cannot be
determinative in the instant case. The report also contains an objective
description of what some would associate with depressed behaviour: crying fits,
and the need to protect Mr. Plourde by putting him in the room reserved
for young offenders.
· Sergeant Beaudry suggested
that his superior officer contact Mr. Plourde’s superior officer at the
Sûreté du Québec, which is not indicative of an intent to cover the case up.
· Although the trial judge saw
Assistant Director Rocheleau’s testimony that Sergeant Beaudry
had exercised his discretion [translation]
“to give [Mr. Plourde] a chance” as an indication that the accused was
lying about his intention, this comment by the accused was in fact neutral.
· The record contains no evidence
of falsification or alteration of documents or of an intention to mislead
anyone regarding Mr. Plourde’s condition at the time of the events.
Chamberland J.A.
accordingly concluded that it was unreasonable to reject the appellant’s
explanation, or at least to decide that the explanation did not raise a reasonable
doubt as to whether he had decided honestly to exercise his discretion not to
set the judicial process in motion. The dissenting judge would therefore have
substituted an acquittal for the guilty verdict.
3.2 Doyon J.A.
29
Doyon J.A., writing for the majority of the Court of Appeal, did
not dispute the existence of police discretion. However, it was his opinion
that an assessment of the exercise of that discretion requires consideration of
both the facts in issue and the legal context.
30
He began by stating that the circumstances giving rise to the police
action led by Sergeant Beaudry were sufficiently serious that the trial
judge had to be circumspect in considering the appellant’s version of the
facts. As I will explain below, I agree with Doyon J.A. on this point.
31
Where we disagree, however, is on the weight to be attached in the
analysis to the legal context. On this point, Doyon J.A. noted that in
Quebec, criminal charges are generally authorized and laid by a Crown
prosecutor. Sergeant Beaudry’s decision to exercise his discretion by not
arresting Mr. Plourde and not requiring him to take a breathalyzer test
must be assessed in that light. The consequence of the failure to take breath
samples despite the existence of reasonable grounds to believe that an offence
had been committed was to prevent the prosecutor from performing his or her
functions. Doyon J.A. was accordingly of the opinion that, in determining
whether a discretionary power has been properly exercised, the impact of the
decision on the administration of justice, and in particular on the Attorney
General’s ability to discharge his or her duties based on all the useful and
relevant information, must not be overlooked.
32
Further, still on the subject of the legal context, Doyon J.A.
noted that the police practices manual of Repentigny’s public safety service
contained, in addition to the passage quoted by Chamberland J.A., detailed
instructions regarding the procedure to be followed in impaired driving cases,
and that those instructions showed that the authorities clearly intended such
offences to be investigated thoroughly from the outset. He therefore felt that
it was open to the trial judge to find that Sergeant Beaudry had not
exercised his discretion honestly.
33
Doyon J.A. then rejected Chamberland J.A.’s interpretation of
the evidence. In so doing, he too indulged in a reinterpretation of the
evidence rather than analysing the basis for the verdict. Unlike the
dissenting judge, however, Doyon J.A. came to the conclusion that there
was no fatal error in the trial judgment.
4. Analysis
34
Before considering the main issue in the appeal — whether the
trial judge’s verdict was unreasonable — I would like to make a few
comments regarding police discretion and its relationship to the offence of
obstructing justice.
4.1 Police Discretion
35
There is no question that police officers have a duty to enforce the law
and investigate crimes. The principle that the police have a duty to enforce
the criminal law is well established at common law: R. v. Metropolitan
Police Commissioner, [1968] 1 All E.R. 763 (C.A.),
per Lord Denning, M.R., at p. 769; Hill v. Chief
Constable of West Yorkshire, [1988] 2 All E.R. 238
(H.L.), per Lord Keith of Kinkel; P. Ceyssens, Legal
Aspects of Policing (loose‑leaf ed.), vol. 1, at pp. 2‑22 et
seq.
36
Moreover, this principle is codified in s. 48 of the Police Act,
R.S.Q., c. P‑13.1:
48. The mission of police forces and of each police
force member is to maintain peace, order and public security, to prevent and
repress crime and, according to their respective jurisdiction as set out in
sections 50 and 69, offences under the law and municipal by‑laws,
and to apprehend offenders.
In pursuing their mission, police forces and police
force members shall ensure the safety of persons and property, safeguard rights
and freedoms, respect and remain attentive to the needs of victims, and
cooperate with the community in a manner consistent with cultural pluralism.
Police forces shall target an adequate representation, among their members, of
the communities they serve.
37
Nevertheless, it should not be concluded automatically, or without
distinction, that this duty is applicable in every situation. Applying the
letter of the law to the practical, real‑life situations faced by police
officers in performing their everyday duties requires that certain adjustments
be made. Although these adjustments may sometimes appear to deviate from the
letter of the law, they are crucial and are part of the very essence of the
proper administration of the criminal justice system, or to use the words of
s. 139(2) , are perfectly consistent with the “course of justice”. The
ability — indeed the duty — to use one’s judgment to adapt
the process of law enforcement to individual circumstances and to the real‑life
demands of justice is in fact the basis of police discretion. What
La Forest J. said in R. v. Beare, [1988] 2 S.C.R. 387,
at p. 410, is directly on point here:
Discretion is an essential feature of the criminal justice system. A
system that attempted to eliminate discretion would be unworkably complex and
rigid.
Thus, a police
officer who has reasonable grounds to believe that an offence has been
committed, or that a more thorough investigation might produce evidence that
could form the basis of a criminal charge, may exercise his or her discretion
to decide not to engage the judicial process. But this discretion is not
absolute. Far from having carte blanche, police officers must
justify their decisions rationally.
38
The required justification is essentially twofold. First, the
exercise of the discretion must be justified subjectively, that is, the
discretion must have been exercised honestly and transparently, and on the
basis of valid and reasonable grounds (reasons of Chamberland J.A., at
para. 41). Thus, a decision based on favouritism, or on cultural, social
or racial stereotypes, cannot constitute a proper exercise of police
discretion. However, the officer’s sincere belief that he properly exercised
his discretion is not sufficient to justify his decision.
39
Hence, the exercise of police discretion must also be justified on the
basis of objective factors. I agree with Doyon J.A. that in determining
whether a decision resulting from an exercise of police discretion is proper,
it is important to consider the material circumstances in which the discretion
was exercised. However, I do not agree with him on the importance of the
factors he regarded as part of the legal context, that is, the administrative
directives and the administration of justice in the province.
4.1.1 Material
Circumstances
40
First, it is self‑evident that the material circumstances are an
important factor in the assessment of a police officer’s decision: the
discretion will certainly not be exercised in the same way in a case of
shoplifting by a teenager as one involving a robbery. In the first case, the
interests of justice may very well be served if the officer gives the young
offender a stern warning and alerts his or her parents. However, this does not
mean that the police have no discretion left when the degree of seriousness
reaches a certain level. In the case of a robbery, or an even more serious
offence, the discretion can be exercised to decide not to arrest a suspect or
not to pursue an investigation. However, the justification offered must be
proportionate to the seriousness of the conduct and it must be clear that the
discretion was exercised in the public interest. Thus, while some exercises of
discretion are almost routine and are clearly justified, others are truly
exceptional and will require that the police officer explain his or her
decision in greater detail.
41
In the case at bar, it is clear from the evidence that, while the events
that led to the police action did not represent the gravest of all possible
situations, they were nonetheless serious. The officers originally intervened
because Mr. Plourde was driving at high speed with a flat tire. He also
drove through a stop sign, almost hit the median, and continued to drive for
some distance even though the patrol car’s lights were flashing. Once
Sergeant Beaudry suspected that the individual had been drinking, he had
to be even more circumspect in deciding how to act. To re‑emphasize the
seriousness of offences associated with drunk driving, and as a caveat against
trivializing them, I reproduce without reservation the comment made by
Cory J. in R. v. Bernshaw, [1995] 1 S.C.R.
254:
Every year, drunk driving leaves a terrible trail
of death, injury, heartbreak and destruction. From the point of view of
numbers alone, it has a far greater impact on Canadian society than any other
crime. In terms of the deaths and serious injuries resulting in
hospitalization, drunk driving is clearly the crime which causes the most
significant social loss to the country. [para. 16]
42
The situation in Canada has improved since Cory J. made this
damning observation, but only because both the authorities and society itself
have made extensive efforts to raise public awareness and crack down on
impaired driving. The vigilance and diligence of police forces have played a
crucial role in this process. Both Assistant Director Rocheleau and
retired officer Lapointe testified eloquently on this subject. It is
clear from their testimony that Repentigny’s police force considers drunk
driving offences to be very serious. Both these experienced police officers
asserted that the attitude of the police has changed considerably over the
years and that the days of tolerating and trivializing these offences are
indeed over. This is also clear from the administrative directives set out in
the police practices manual of Repentigny’s public safety service, which I will
discuss below.
4.1.2 Legal Context
43
There are two points regarding the impact of the legal context on police
discretion on which I am not in complete agreement with Doyon J.A. I will
discuss, first, the administrative directives and, second, the distribution of
responsibilities between the police and Crown prosecutors.
4.1.2.1 Administrative
directives are not conclusive in determining intent to commit an offence
44
While the existence of administrative directives that apply to the
situation in issue is far from being totally irrelevant, it cannot be as
conclusive a factor as Doyon J.A. suggests. After quoting the passages
from the police practices manual of Repentigny’s public safety service on the
procedure to follow in impaired driving cases, he concluded as
follows:
[translation] In
my opinion, these passages demonstrate the authorities’ clear intention that
impaired driving offences should first be thoroughly investigated, although
this does not preclude a subsequent decision not to prosecute. It must be
noted that the period of time for taking breath samples is relatively short,
which means that the investigation must be completed diligently and that this directive
should be followed.
A police officer who is familiar with such a
directive and who has solemnly affirmed, under the Police Act
(R.S.Q., c. P‑13.1), that he or she will perform the duties of
his or her office honestly cannot be unaware of how serious the state considers
this type of offence to be. In fact, the appellant’s superior officer himself
concluded, after being informed of the events, that breath samples should have
been taken. [paras. 78‑79]
45
Doyon J.A. seems to be attributing to the administrative directives
set out in the police practices manual a normative value that they do not
have. It should be pointed out that these directives do not have the force of
law. They therefore cannot alter the scope of a discretion that is founded in
the common law or a statute. Section 254(2) of the Criminal Code
is the only legislative provision that applies in the instant case and it gives
peace officers the power, but does not impose on them a duty, to take breath
samples. Thus, the police practices manual cannot transform the discretion to
decide whether or not samples should be taken into a binding legal rule: Maple
Lodge Farms Ltd. v. Government of Canada, [1982] 2 S.C.R. 2.
46
In R. v. Jageshur (2002), 169 C.C.C. (3d) 225, the
Ontario Court of Appeal addressed this question in a context that was very
similar to the one now before us. That case concerned the legality of a police
operation carried out in compliance with the applicable law but not with the
applicable administrative directives. Doherty J.A. wrote the following
for a unanimous court:
An officer’s duties and hence his or her
responsibilities cannot be equated with instructions as to how those duties and
responsibilities should be carried out. Police policies speak to the manner in
which police should carry out their responsibilities, but do not define or
limit those responsibilities.
. . .
My conclusion that the officers’ responsibilities
were not circumscribed by the RCMP policy concerning major drug operations and
reverse stings is fortified by a consideration of the nature of these
policies. Section 21(1) (b) of the Royal Canadian Mounted Police
Act authorizes the Governor in Council to make regulations for the conduct
and performance of duties by members of the RCMP. Section 21(2) (b)
authorizes the Commissioner of the RCMP to make rules (standing orders) for the
conduct and performance of duties by members of the RCMP. Section 38 of
the same Act authorizes the Governor in Council to make regulations
governing the conduct of members (Code of Conduct). The policies in issue
on this appeal did not spring from any of these statutory sources. . . . [Emphasis
added; paras. 50 and 52.]
In short,
evidence of the existence of directives of this nature and evidence that the
accused was, or is presumed to have been, aware of them at the time of the
conduct in issue can shed light on the circumstances of the alleged exercise of
his discretion. The same is true of evidence about the police service’s usual
procedures, such as the testimony of Assistant Director Rocheleau and
retired officer Lapointe in the case at bar. However, such evidence
cannot be conclusive.
4.1.2.2 The
distribution of responsibilities between Crown prosecutors and the police does
not eliminate police discretion
47
Doyon J.A. also seems to suggest that, in Quebec, where it is a
Crown prosecutor who authorizes the laying of criminal charges,
Sergeant Beaudry’s discretionary power did not allow him to deal with
Patrick Plourde’s case otherwise than by taking breath samples and
arresting him.
48
With respect, I do not believe it is necessary to go that far. In my
opinion, the proper functioning of the criminal justice system requires that
all actors involved be able to exercise their judgment in performing their
respective duties, even though one person’s discretion may overlap with that of
another person. The police have a particular role to play in the criminal
justice system, one that was initially founded in the common law, and it is
important that they remain independent of the executive branch: R. v.
Campbell, [1999] 1 S.C.R. 565, at paras. 27 to 36,
and R. v. Regan,
[2002] 1 S.C.R. 297, 2002 SCC 12.
Doyon J.A.’s hierarchical vision according to which a police officer’s
discretion is limited by the discretion of the Crown prosecutor should
therefore be rejected. In discharging their respective duties, both the police officer
and the prosecutor have a discretion that must be exercised independently of
any outside influence: Krieger v. Law Society of Alberta,
[2002] 3 S.C.R. 372, 2002 SCC 65. The limits of
each official’s discretion are inherent in that person’s role and duties.
However, the responsibilities of Crown prosecutors do not serve to limit the
scope of police discretion.
4.2 Relationship
Between the Offence of Obstructing Justice and Police Discretion
49
As the trial judge aptly noted, the accused cannot be convicted of the
offence provided for in s. 139(2) solely because he has exercised his
discretion improperly. Therefore, it seems worth noting at the outset that,
although they have some points in common, the review of the exercise of police
discretion and the determination whether the offence of obstructing justice has
been committed must not be confused. Although, in most cases, the evidence
relied upon to establish that a course of conduct was not a proper exercise of
the discretion can also be relied upon to establish the offence of obstructing
justice, two separate analyses must perforce be conducted.
50
In his dissenting reasons, Chamberland J.A. noted that, in the case
at bar, the analyses of the actus reus and of the mens rea
intersect, because both require that the honesty of the exercise of the
discretion be considered. However, the mere fact that there was no dishonest
intention does not prove that the discretion has been exercised properly. The
exercise of the discretion must also be justified on the basis of objective
factors. In every case, it must be determined what a police officer acting
reasonably would do in the same situation. It is necessary to identify those
factors that in the eyes of an objective observer would justify the exercise of
the discretion. Although one may assume that in most cases the underlying
intention will be the decisive factor both for reviewing the exercise of the
discretion and for determining whether there has been an obstruction of
justice, it seems preferable to me to link the analysis of the exercise of the
discretion with that of the actus reus.
51
Where the discretionary power is relied upon, the analysis of the actus
reus of the offence must therefore be carried out in two stages. First, it
must be determined whether the conduct in issue can be regarded as a
proper exercise of police discretion. If so, there is no need to go any
further, since, as I have already mentioned, police discretion is an essential
component of our criminal justice system. It would therefore be paradoxical to
say that conduct that tends to defeat the course of justice can at the same
time be justified as an exercise of police discretion. If, beyond a reasonable
doubt, the conduct in issue cannot constitute a proper exercise of police
discretion, the analysis must be pursued further.
52
Second, it must be determined whether the offence of obstructing
justice, the parameters of which are well established, has been committed. To
sum up, the actus reus of the offence will be established only if the
act tended to defeat or obstruct the course of justice (R. v. May
(1984), 13 C.C.C. (3d) 257 (Ont. C.A.), per
Martin J.A.; see also R. v. Hearn (1989), 48 C.C.C. (3d) 376 (Nfld.
C.A.), per Goodridge C.J.N., aff’d
[1989] 2 S.C.R. 1180). With respect to mens rea, it is
not in dispute that this is a specific intent offence (R. v. Charbonneau (1992), 13 C.R. (4th) 191 (Que. C.A.)).
The prosecution must prove beyond a reasonable doubt that the accused did in
fact intend to act in a way tending to obstruct, pervert or defeat the course
of justice. A simple error of judgment will not be enough. An accused who
acted in good faith, but whose conduct cannot be characterized as a legitimate
exercise of the discretion, has not committed the criminal offence of
obstructing justice.
53
As I said in my introductory comments, the purpose of the foregoing
remarks is to clarify the legal concept of police discretion and the
relationship between the improper exercise of police discretion and the offence
of obstructing justice. However, this appeal raises only one question of law:
whether the verdict of Judge Beaulieu of the Court of Québec was
unreasonable. I will now address this question.
4.3 Findings of Judge
Beaulieu
54
It should first be noted that the trial judge made no error of law.
Judge Beaulieu began by clearly and unambiguously stating the principles
applicable to the burden of proof and to his assessment of the credibility of
the accused’s testimony. He then correctly described police discretion and its
importance. He also correctly delimited the scope of application of the
criminal law and that of disciplinary law, by recognizing that an unjustified
exercise of the discretion does not necessarily mean that the offence provided
for in s. 139(2) has been committed. Likewise, he correctly identified
the constituent elements of the offence, including the need for the Crown to
prove a specific intent to obstruct the course of justice. In short,
Judge Beaulieu accurately stated the issue before him:
[translation] In
the case at bar, if the Court is satisfied beyond a reasonable doubt that the
accused decided not to have Plourde take a breathalyzer test because he was a
Sûreté du Québec officer, a peace officer, and to give him a chance, that
exercise of the discretion was unacceptable.
55
I agree with the majority of the Court of Appeal that it was reasonable
for the trial judge to find that the accused had breached his duty by giving
preferential treatment to Mr. Plourde because he was a peace officer. The
standard to be applied in reviewing a verdict was established in R. v. Yebes,
[1987] 2 S.C.R. 168, and R. v. Biniaris,
[2000] 1 S.C.R. 381, 2000 SCC 15, and it is not
in issue in this appeal. In Biniaris, Arbour J. summarized it as
follows:
The test for an appellate court determining whether
the verdict of a jury or the judgment of a trial judge is unreasonable or
cannot be supported by the evidence has been unequivocally expressed in Yebes
as follows:
[C]urial review is invited whenever a jury goes beyond a reasonable
standard. . . . [T]he test is “whether the verdict is
one that a properly instructed jury acting judicially, could reasonably have
rendered”.
(Yebes, supra, at p. 185 (quoting Corbett v. The
Queen, [1975] 2 S.C.R. 275, at p. 282, per
Pigeon J.).)
That formulation of the test imports both an objective assessment and,
to some extent, a subjective one. It requires the appeal court to determine
what verdict a reasonable jury, properly instructed, could judicially have
arrived at, and, in doing so, to review, analyse and, within the limits of
appellate disadvantage, weigh the evidence. [Emphasis added;
para. 36.]
56
I respectfully disagree with my colleague’s analysis. Fish J.
relies on the following passage from Biniaris to assert that there is a
“fundamental distinction between jury verdicts and verdicts rendered by trial
judges” where the application of s. 686(1) (a)(i) is concerned:
The Yebes test is expressed in terms of a
verdict reached by a jury. It is, however, equally applicable to the
judgment of a judge sitting at trial without a jury. The review for
unreasonableness on appeal is different, however, and somewhat easier when the
judgment under attack is that of a single judge, at least when reasons for
judgment of some substance are provided. In those cases, the reviewing
appellate court may be able to identify a flaw in the evaluation of the
evidence, or in the analysis, that will serve to explain the unreasonable
conclusion reached, and justify the reversal. [Emphasis added; para. 37.]
57
Fish J. is correct in saying that a verdict can be unreasonable
even if it can be supported by the evidence and that, in such a case, the court
should order a new trial rather than entering an acquittal. This Court
addressed this question as follows in R. v. Pittiman, [2006] 1
S.C.R. 381, 2006 SCC 9, at para. 14:
Where a conviction is set aside on the ground that the verdict is
unsupported by the evidence, the court of appeal, absent legal errors in
respect of the admissibility of evidence, will usually enter an acquittal. As
noted by Doherty J.A. in R. v. Harvey (2001), 160 C.C.C. (3d) 52
(Ont. C.A.), at para. 30, “[a]n acquittal is the appropriate order because
it would be unfair to order a new trial and give the Crown a second opportunity
to present a case on which a reasonable trier of fact could convict.” However,
where the verdict is found to be unreasonable on the basis of inconsistency of
verdicts, but the evidence against the appellant supported the conviction, the
appropriate remedy will usually be a new trial.
58
However, it must not be forgotten that, as Arbour J. clearly
indicated, the Yebes test does not vary depending on whether the trial
is a jury or a non-jury trial. The test to be applied is “whether the verdict
is one that a properly instructed jury acting judicially, could reasonably have
rendered”. In every case, it is the conclusion that is reviewed, not
the process followed to reach it. I agree that, as Arbour J. explained in
the passage quoted above, errors or a faulty thought process in a judge’s
reasons can sometimes explain an unreasonable conclusion reached by the judge.
But a verdict is not necessarily unreasonable because the judge has made errors
in his or her analysis. The review must go further than that. In every case,
the court must determine whether the verdict is unreasonable and, to do
so, it must consider all the evidence. Arbour J. explained this as
follows in R. v. A.G., [2000] 1 S.C.R. 439, 2000 SCC 17:
In embarking on the exercise mandated by s. 686(1) (a)(i) of
the Criminal Code , the reviewing court must engage in a thorough
re-examination of the evidence and bring to bear the weight of its judicial
experience to decide whether, on all the evidence, the verdict was a reasonable
one. [para. 6]
59
In his analysis, Fish J. criticizes the trial judge for errors made
in interpreting the evidence. He then finds that these errors were serious
enough to require a new trial. I do not agree that the trial judge made such
errors. Moreover, it is important to note that that is not the issue before
this Court. This is an appeal as of right concerning the question of law
whether the verdict is unreasonable within the meaning of
s. 686(1) (a)(i). Although there may be a connection between an
error made in interpreting evidence and an unreasonable verdict, the two issues
must not be confused. Doherty J.A. of the Ontario Court of Appeal
explained this well in R. v. Morrissey (1995), 97 C.C.C. (3d) 193, as
follows:
A misapprehension of the evidence does not render a verdict
unreasonable. Nor is a finding that the judge misapprehended the evidence
a condition precedent to a finding that a verdict is unreasonable. In cases
tried without juries, a finding that the trial judge did misapprehend the
evidence can, however, figure prominently in an argument that the resulting
verdict was unreasonable. An appellant will be in a much better position
to demonstrate the unreasonableness of a verdict if the appellant can
demonstrate that the trial judge misapprehended significant
evidence . . . . [Emphasis added; p. 220.]
60
Thus, it is not enough to determine that the trial judge made errors.
The analysis must be taken further. Laskin J.A. of the Ontario Court of Appeal
summarized the analysis as follows in R. v. G. (G.) (1995), 97
C.C.C. (3d) 362:
When an appellate court finds error, it has a duty
to consider the nature of the error, its effect on the verdict, and when the
verdict is rendered by a judge alone, on the reasoning process by which the
verdict was reached. Obviously, not every error in the apprehension or
appreciation of evidence or in the drawing of a conclusion from the evidence
warrants quashing a conviction. But s. 686(1)(a) of the Criminal
Code requires this court to intervene if the error leads to an unreasonable
verdict, or if the error is an error of law which cannot be cured by
s. 686(1) (b)(iii), or if the error results in a miscarriage of
justice.
The appellant submitted that once all the evidence
is fairly assessed, no properly instructed trier of fact could reasonably have
convicted him. I do not think this is a tenable submission. A.G.’s evidence
did not legally require corroboration. Her evidence, even in the context of
the other evidence in this case, was evidence which could reasonably support
the appellant’s conviction. Therefore, I cannot say the verdict was
unreasonable. [p. 377]
61
In his analysis, Fish J. does not consider all the evidence in
determining whether the verdict is unreasonable. Hence, the reasoning that
leads him to an order for a new trial seems to me rather to involve a finding
under s. 686(1)(a)(iii) “that . . . on any ground there
was a miscarriage of justice”. That is not the question before the Court.
Moreover, the question whether the judge misapprehended the evidence to such an
extent that there was a miscarriage of justice is a mixed question of fact and
law. An appellate court that considers a question such as this must bear in
mind the privileged position of the trial judge.
62
I readily appreciate that the deference owed to a trial court’s findings
of fact must not become a pretext for an appellate court to evade its
responsibility to set aside an unreasonable verdict. This is why no finding of
fact is entirely exempt from appellate court scrutiny. Nonetheless, as this
Court has consistently said, the integrity of our judicial system requires that
the trial judge’s privileged position in assessing the facts be respected. It
should also be borne in mind that the question whether a verdict is
unreasonable is not the same as the question whether a different verdict would
have been reasonable had the evidence presented at trial been interpreted
differently. With respect, it is my view that Chamberland J.A. considered
the latter question in his dissenting reasons. Moreover, his analysis does not
take into account the trial judge’s privileged position in assessing the
evidence. With respect, Fish J. does not take it into account either.
The comments of Iacobucci and Major JJ. for the majority of the Court in Housen v.
Nikolaisen, [2002] 2 S.C.R. 235, 2002 SCC 33,
are worth repeating:
While the theory has acceptance, consistency in its
application is missing. The foundation of the principle is as sound today as
100 years ago. It is premised on the notion that finality is an important
aim of litigation. There is no suggestion that appellate court judges are
somehow smarter and thus capable of reaching a better result. Their role is
not to write better judgments but to review the reasons in light of the
arguments of the parties and the relevant evidence, and then to uphold the
decision unless a palpable error leading to a wrong result has been made by the
trial judge. [para. 4]
63
In my view, the need to adhere to this fundamental principle is even
more acute when, as in the instant case, what is in issue is the trial judge’s
assessment of the credibility of the witnesses. That is why in R. v. Burke,
[1996] 1 S.C.R. 474, Sopinka J. stated that the appellate
courts’ power of review must be exercised sparingly when the verdict rests on a
question of credibility (paras. 5-6). He added that instances where a
trial court’s assessment of credibility cannot be supported on any reasonable
view of the evidence were “rare” (para. 7). It is therefore with this
caveat in mind that I will now consider Judge Beaulieu’s interpretation of
the evidence.
64
There is no doubt that Mr. Plourde was operating his vehicle while
intoxicated, and indeed in an advanced state of intoxication. It has also been
clearly established that Sergeant Beaudry decided not to gather the
evidence that would have been needed in order to lay criminal charges. The
charge against Sergeant Beaudry is in fact based on his decision not to
obtain breath samples. The Crown submits that in deciding not to do so, he
was obstructing justice, since he knew that this evidence was necessary to
prove the offence alleged against Mr. Plourde under s. 253 of the Criminal Code .
It is important to note that the charge is not based on an allegation that
Sergeant Beaudry attempted to conceal the commission of an offence by
Mr. Plourde. If I understand Fish J.’s reasons correctly, he
concludes that the verdict is unreasonable, at least in part, because, in his
view, there is no evidence capable of supporting a finding that
Sergeant Beaudry attempted to conceal the fact that Mr. Plourde had
committed an offence (see, inter alia, para. 111 of Fish J.’s
reasons). But that is not the issue. What is in fact in issue is
Sergeant Beaudry’s decision not to obtain breath samples. In the present
case, was this an acceptable exercise of police discretion? If not, did it
constitute an obstruction of the course of justice?
65
In his analysis, Judge Beaulieu first described the facts that were
relevant to the question whether Sergeant Beaudry’s decision constituted a
proper exercise of his discretion. On this point, the evidence as a whole was
such that it was reasonable to find that the circumstances were very serious.
Admittedly, there were no accidents or injuries on the night in question.
Nonetheless, there is no doubt that what took place before
Sergeant Beaudry intervened was serious. Patrick Plourde was
speeding and was driving on a public roadway with a flat tire, and he failed to
make a stop and just missed the median. Then, when the police gave chase, he
continued along his way for some distance before bringing his vehicle to a
stop. After pulling over, he ignored Sergeant Beaudry for several
minutes, sat with his head down on the wheel, cried, spoke in a confused
manner, and fell down when he got out of his vehicle.
66
Furthermore, although I do not agree completely with the weight Doyon J.A.
gave to the administrative directives set out in the police practices manual,
the fact remains that the directives, as well as the testimony of
Assistant Director Rocheleau and retired officer Lapointe
regarding the procedure normally followed in impaired driving cases,
justifiably prompted the trial judge to require more convincing evidence in
support of the claim that the discretion had been exercised for a humanitarian
reason. As Doyon J.A., writing for the majority of the Court of Appeal,
pointed out, [translation] “[i]n
light of the seriousness of these circumstances, it was open to the judge to be
circumspect, as he was, in considering [Sergeant Beaudry’s] version”
(para. 71).
67
The trial judge was also careful in weighing the testimony of the
two officers, Constable Boucher and Constable Bélisle, who were
with the accused on the night of September 22, 2000.
Constable Boucher said that he had not taken the initiative to have
Mr. Plourde take a breathalyzer test because he only suspected him of
impaired driving. The appellant concedes that the judge correctly
characterized that statement as a lie. Constable Bélisle stated that it
was hard for him to say whether this was an impaired driving case. Once again,
the judge made no error in finding that this was a lie. It was certainly open
to the trial judge, in deciding whether the exercise of police discretion was
appropriate in this case, to consider the testimony of the other officers who
had also been in a position to assess the circumstances of the case. While
only Sergeant Beaudry’s decision was in issue, the testimony of the other
two officers was nonetheless important contextual evidence. That
testimony was quite likely to enlighten the trial judge in his assessment of
the situation the police had been dealing with that night. The fact that
Sergeant Beaudry’s colleagues lied to the court cannot help but raise
doubts about what really happened at the roadside, and subsequently at the
police station.
68
Moreover, the trial judge noted that the evidence established beyond a
reasonable doubt that, even while at the roadside, the accused had remembered
meeting the individual a little over a week earlier, on
September 12, 2000. As of that point, therefore, he knew that he was
dealing with a Sûreté du Québec officer. This finding is crucial, because it
is the cornerstone of Judge Beaulieu’s verdict. Moreover, the evidence
establishes that it was also at the roadside that Sergeant Beaudry decided
not to follow the usual procedure. There are thus two possibilities:
Sergeant Beaudry decided not to pursue the investigation either out of
favouritism because Mr. Plourde was a peace officer, or because he knew
that Mr. Plourde was depressed and needed help. The parties agree that if
Sergeant Beaudry acted out of favouritism he is guilty of the offence with
which he is charged.
69
This, then, is the question on which the case turns, and
Judge Beaulieu devoted the largest portion of his reasons to it. He
believed the version of Sergeant Beaudry and his colleagues with respect
to the description of Mr. Plourde himself and of Mr. Plourde’s
conduct, but he was of the opinion that the [translation]
“climate of distress” was raised after the fact to try to justify
Sergeant Beaudry’s actions. The logic behind Judge Beaulieu’s
finding that Alain Beaudry was guilty is clear. The main points of his
reasoning are as follows.
70
Judge Beaulieu examined in detail Sergeant Beaudry’s claim that he
had decided not to take breath samples because he wanted to help
Mr. Plourde, knowing him to be depressed. However, the judge expressed
scepticism regarding that explanation. To justify the decision he had made at
the very scene of the incident, Sergeant Beaudry claimed to have recalled
that Mr. Plourde’s depressive state had been discussed in the course of
the interview on September 12, ten days earlier. Mr. Plourde,
however, did not, in testifying, remember any discussion about this. Nor did
the incident report written at the time mention it. In any event, the trial
judge asked why Sergeant Beaudry had not taken Mr. Plourde to the
hospital if he was so depressed that he posed a danger to himself. In the
judge’s opinion, if the accused had been so worried about Mr. Plourde’s
health, he should have ignored his refusal to go to the hospital, particularly
when the accused expressly admitted in his testimony that it would have been
preferable to take Mr. Plourde to the hospital. Judge Beaulieu also
rightly observed that detaining Mr. Plourde in a room under video
surveillance would have obviated the risk of a suicide attempt even if breath
samples had been taken.
71
The trial judge also could not understand why Mr. Plourde’s
depressive state was not mentioned anywhere in the file if that fact was so striking.
For example, in his own activity log, the accused described Mr. Plourde as
being in an advanced state of intoxication and noted that he had to “sleep it
off”. It therefore seems that Sergeant Beaudry had inferred from the
signs of distress exhibited by Mr. Plourde when he was stopped that he was
drunk, not that he was depressed. The conclusion noted by
Sergeant Beaudry, that Mr. Plourde was in an advanced state of
intoxication, was perfectly reasonable, given the difficulty, to say the least,
in distinguishing an abnormal mental state from a state of intoxication
combined with the stress inherent in this kind of interaction with the police.
The trial judge also could not have failed to notice that the handwritten
memorandum stapled to the report prepared for
Assistant Director Rocheleau did not mention depression or any other
humanitarian reason, but referred only to the fact that Patrick Plourde
was a police officer. This leads to the inexorable conclusion that more would
be needed before a clinical diagnosis of severe depression or suicidal
tendencies could be considered likely.
72
In addition to rejecting Sergeant Beaudry’s justifications based on
humanitarian reasons, the trial judge also concluded, beyond a reasonable
doubt, that the accused had acted knowingly and out of favouritism when he had
failed to take timely breath samples. On this point, Chamberland J.A. was
of the opinion (at para. 55) that Sergeant Beaudry had acted
transparently and that he had never attempted to conceal anything.
Judge Beaulieu, however, was of a very different opinion, and in my view
his conclusion was perfectly reasonable.
73
First, the trial judge believed Constable Dagenais’s testimony that
when he had asked the accused whether he should obtain biometric information
(photograph and fingerprints) from Mr. Plourde, the accused had replied
that Mr. Plourde was under arrest for impaired driving. Here again, the
trial judge was justified in wondering why the accused had not instead seen fit
to explain to his colleague that Mr. Plourde had been brought to the
police station for his own safety, because he was depressed and needed help more
than anything else. The judge also believed Constable Dagenais when he
added that Sergeant Beaudry had told him to wait because he had to make a
decision. But Sergeant Beaudry had already decided to characterize the
incident as an “unclassified” one. It was certainly open to the trial judge to
conclude, unlike Chamberland J.A., that in acting in this way, the accused
had not been candid.
74
Accordingly, these findings of fact, particularly with respect to
Sergeant Beaudry’s credibility, provide ample support for the judge’s
conclusion that on September 22, 2000, Sergeant Beaudry acted
out of favouritism and had the specific intent to obstruct, pervert or defeat
the course of justice by not taking the breath samples that would have been
needed to lay a charge against Patrick Plourde under s. 253 of the Criminal Code .
5. Conclusion
75
For these reasons, I find that Judge Beaulieu’s verdict was not
unreasonable and I would dismiss the appeal.
The following are the reasons delivered by
76
Binnie J. — I agree with my colleague Justice Charron that the appeal should be
dismissed. As she notes, the verdict turned on issues of credibility and
“[t]he trial judge was in the best position to assess the credibility of the
witnesses and to determine whether the evidence left room for a reasonable
doubt” (para. 4).
77
Quite apart from the merits of the appeal, however, Justice Fish urges
the Court to reconsider the traditional scope of s. 686 (l)(a)(i) of the Criminal
Code, R.S.C. 1985, c. C-46 . In particular, Fish J. contends that an
appellate court’s finding that a verdict is “unreasonable or cannot be
supported by the evidence” should be available in a case where the verdict is
dependent on findings of fact made by the trial judge “that are demonstrably
incompatible . . . with evidence that is neither contradicted by other evidence
nor rejected by the judge” (para. 98); in other words, in cases where on
examination the substratum of findings on which the verdict rests disappears.
78
As Charron J. points out, the law has traditionally focussed on the
reasonableness of the verdict, not on the quality of the reasons given for
reaching it. Nevertheless, Charron J. accepts that “there may be a connection
between an error made in interpreting evidence and an unreasonable verdict”
(para. 59).
79
In R. v. Sheppard, [2002] 1 S.C.R. 869, 2002 SCC 26, we held that
a trial judge’s failure to deliver reasons sufficient to permit meaningful
appellate review was an “error of law” within the scope of s. 686(1)(a)(ii).
The dissent in this case of Chamberland J.A. was not based on an “error of
law” ([2005] R.J.Q. 2536, 2005 QCCA 966); accordingly, s. 686(1)(a)(ii),
is not available to the appellant/accused here, even if it was thought to be
applicable. However, it is useful to recall that in Sheppard we
observed more broadly that:
. . . the requirement of reasons is tied to their purpose and the
purpose varies with the context. At the trial level, the reasons justify and
explain the result. The losing party knows why he or she has lost. . . .
Interested members of the public can satisfy themselves that justice has been
done, or not, as the case may be. [para. 24]
As a practical
matter, these functional concerns are equally applicable to an appellate
court’s consideration of an appeal based on the allegations of unreasonable
verdict or a verdict that cannot be supported by the evidence. In the eyes of
the litigants and the public, where the findings of facts essential to the
verdict are “demonstrably incompatible” with evidence that is neither
contradicted by other evidence nor rejected by the trial judge, such a verdict
would lack legitimacy and would properly, I think, be treated as
“unreasonable”.
80
My disagreement with Fish J., therefore, is with his conclusion that the
circumstances of this case meet the test he has proposed. The key issue, as
stated, is credibility. In my view, with respect, the faults he has identified
in the trial judge’s reasons have neither the centrality to the verdict nor the
incompatibility with the record sufficient to justify a reversal. For that
reason, I concur with Charron J. in the dismissal of the appeal.
The reasons of McLachlin C.J. and Bastarache, Deschamps and Fish JJ.
were delivered by
Fish J. (dissenting) —
I
81
A police officer is entitled, like any other accused, to be presumed
innocent until reasonably and properly convicted — even when another officer is
the beneficiary of the alleged offence.
82
In this case, Alain Beaudry, an experienced municipal police officer
with an impeccable record, stands convicted of obstruction of justice for
having failed to perform his duties upon the arrest of Patrick Plourde, a
member of the Quebec police force (the “Sûreté du Québec”). The uncontradicted
evidence is that Mr. Plourde was in an advanced state of intoxication when
arrested at the wheel of his car. He was taken to the station, but was not
asked to provide the breath or blood sample necessary to determine the
concentration of alcohol in his blood.
83
The decisive question at trial was whether Mr. Beaudry had refrained
from asking for that sample because Mr. Plourde was a police officer. The
trial judge answered that question in the affirmative and the issue on this
appeal is whether the judge’s decision is “unreasonable”, within the meaning of
s. 686(1) (a)(i) of the Criminal Code, R.S.C. 1985, c. C-46 . In
my respectful view it is, because the judge’s conclusions are not supported by
the reasons upon which he caused them to rest — and because his reasons are
fundamentally incompatible with the uncontradicted evidence at trial.
84
I would therefore allow the appeal and set aside Mr. Beaudry’s
conviction. In the circumstances, however, I would order a new trial and not
substitute an acquittal.
II
85
I agree with Justice Charron’s analysis of s. 139(2) of the Criminal
Code . More particularly, I agree that the actus reus and the mens
rea for obstruction of justice should not be conflated. An improper
exercise of discretion will amount to an obstruction of justice only when it is
accompanied by an intent to “obstruct, pervert or defeat the course of
justice”. Mr. Beaudry must thus be shown to have acted corruptly or
dishonestly — that is, beyond the scope of what he believed to be within his lawful
discretion as a police officer.
86
Like Justice Charron, I believe that police discretion is an essential
element of the justice system in Quebec, as in other provinces. It is neither
narrowed by the attorney general’s authority to press charges independently of
a police recommendation, nor displaced by the provisions of internal police
directives.
III
87
In R. v. Gagnon, [2006] 1 S.C.R. 621, 2006 SCC 17, Justice
Deschamps and I, dissenting in the result, held that “[t]he duty of an
appellate court is not limited to ensuring that ‘the verdict was available on
the record’” (para. 36). This is because s. 686(1) (a)(i) of the Criminal
Code specifically provides that a verdict may be set aside on appeal if it
is “unreasonable or cannot be supported by the evidence”.
88
The majority in Gagnon did not address this issue and I find it
necessary and appropriate to revisit it here before proceeding to apply what I
believe to be the appropriate test.
89
Section 686(1) (a)(i) empowers a court of appeal to allow the
appeal “where it is of the opinion that . . . the verdict should be set aside
on the ground that it is unreasonable or cannot be supported by the evidence”.
In my view, the disjunctive “or” indicates a clear Parliamentary intention to
differentiate between verdicts that cannot be supported by the evidence and
verdicts that may properly be characterized as unreasonable on some other
ground. To construe the test otherwise would be to permit for appeals, including
appeals as of right, a narrower scope of curial review than for
intervention by way of prerogative writ — where no appeal lies, with or without
leave.
90
It is important to remember that the unreasonable verdict test has more
often than not been described and explained in cases involving jury trials,
where particular considerations govern: See, for example, R. v. Yebes,
[1987] 2 S.C.R. 168.
91
Unlike judges, juries are neither required nor even permitted to give
reasons. Their reasons, in this country at least, are forever shrouded in the
compelled secrecy of their deliberations: Section 649 of the Criminal Code
prohibits the disclosure, subject only to narrow exceptions, of any
information relating to the proceedings of a jury. Why the jury concluded as
it did is thus beyond the ken of the court, both at trial and on appeal.
92
Appellate courts are no more entitled to speculate about than to know
how or why the jury reached its verdict. The jury is presumed to have been
composed of reasonable people acting reasonably. It follows that its verdict
must be deemed to be reasonable unless no properly instructed jury could
reasonably have reached that verdict or, in the words of s. 686(1) (a)(i),
it “cannot be supported by the evidence”.
93
The same, however, cannot be said for the verdict of a judge. The
delivery of reasoned decisions is inherent in the judge’s role: R. v.
Sheppard, [2002] 1 S.C.R. 869, 2002 SCC 26. And evaluating the
reasonableness of those reasons is not a matter of speculation. Moreover,
while the necessary degree of detail will vary according to the circumstances
of the case, the reasons must be sufficient to permit meaningful review on
appeal. There would be no need for this requirement if the sole test of
unreasonableness under s. 686(1) (a)(i) is whether there is any evidence
capable of supporting the verdict.
94
This fundamental distinction between jury verdicts and verdicts rendered
by trial judges was explicitly recognized in R. v. Biniaris, [2000] 1
S.C.R. 381, 2000 SCC 15, where Arbour J., speaking for the Court, explained the
matter this way:
The review for unreasonableness on appeal is different, however, and
somewhat easier when the judgment under attack is that of a single judge, at
least when reasons for judgment of some substance are provided. In those
cases, the reviewing appellate court may be able to identify a flaw in the
evaluation of the evidence, or in the analysis, that will serve to explain the
unreasonable conclusion reached, and justify the reversal. [Emphasis added;
para. 37.]
95
See also R. v. Burns, [1994] 1 S.C.R. 656, particularly at p.
665, and R. v. Burke, [1996] 1 S.C.R. 474.
96
In short, the text of the governing provision of the Criminal Code
and its recent application by the Court suggest that, at least in non-jury
cases, appellate courts may find a verdict to be unreasonable even where the
verdict was available on the record.
97
In Justice Charron’s view, a verdict based on unreasonable reasons is
not unreasonable if there is evidence upon which another trier of fact could
have reached the same conclusion by a different and proper route. With
respect, I do not share that view. No one should stand convicted on the
strength of manifestly bad reasons — reasons that are illogical on their face,
or contrary to the evidence — on the ground that another judge (who never did
and never will try the case) could but might not necessarily have
reached the same conclusion for other reasons. A verdict that was
reached illogically or irrationally is hardly made reasonable by the fact that
another judge could reasonably have convicted or acquitted the accused.
I think it preferable by far, where there is evidence capable of supporting a
conviction, to order a new trial so that a fresh and proper determination can
be made by a real and not hypothetical “other judge”.
98
I hasten to add that appellate courts, in determining whether a trial
judge’s verdict is unreasonable, cannot substitute their own view of the facts
for that of the judge or intervene on the ground that the judge’s reasons
ought to have been more fully or more clearly expressed. That is beyond the
purview of an appellate court: R. v. W. (R.), [1992] 2 S.C.R. 122; Burke;
Biniaris; H.L. v. Canada (Attorney General), [2005] 1 S.C.R. 401,
2005 SCC 25; R. v. Kerr (2004), 48 M.V.R. (4th) 201, 2004 MBCA 30. But
where reasons do exist, a verdict cannot be reasonable within the meaning of s.
686(1) (a)(i) if it is made to rest on findings of fact that are
demonstrably incompatible, as in this case, with evidence that is neither
contradicted by other evidence nor rejected by the judge.
IV
99
The trial judge’s findings of fact can be fairly summarized this way:
(1) Neither of the officers who were with
the appellant at the time of the incident are credible witnesses because they
both denied having anything more than a suspicion that Mr. Plourde was
intoxicated when he was first pulled over;
(2) The appellant’s decision to classify
the incident as [translation]
“assistance to the public” and “unclassified activity”, though he knew that Mr.
Plourde was driving while intoxicated, indicates that he was trying to hide
that fact;
(3) The appellant’s contention that he
believed Mr. Plourde was depressed and in need of help is not true. Had the
appellant really believed that Mr. Plourde was depressed, he would have taken
him to the hospital and not to the police station. Moreover, the police report
did not indicate that Mr. Plourde was depressed; rather, the woman who accused
Mr. Plourde of harassment in the incident ten days prior referred to Mr.
Plourde as being [translation]
“mentally disturbed” (not “depressed”) and the report on that incident used the
same words. Finally, Mr. Plourde himself testified that he did not recall the
issue being raised with the appellant; and
(4) The testimony of Raymond Dagenais and
Marc Rocheleau carried much weight. Dagenais testified that the appellant told
him that Mr. Plourde was under arrest but that Dagenais should not photograph
him yet because [translation]
“he had a decision to make”. Rocheleau testified that the appellant told him
that [translation] “[w]e’ve
exercised our discretion to give a chance.”
100
On this basis, the trial judge concluded that the appellant attempted to
conceal that Mr. Plourde had driven a motor vehicle while intoxicated and thus
to preclude the laying of charges against him. The judge found as well that
the appellant had improperly exercised his discretion in failing to subject Mr.
Plourde to a breathalyzer test and in declining to recommend that he be
prosecuted (whether to prosecute was not for the appellant to decide). In the
judge’s view, the appellant had acted out of favouritism for a fellow police
officer and not because he believed that Mr. Plourde was depressed and in need
of help.
101
In my respectful view, this is a case where the trial judge’s reasons
suffer, in the language of Biniaris, from flaws in the evaluation and analysis
of the evidence that justify reversal (para. 37). This is particularly true
with regard to the only real issue in the case — whether the appellant had
acted corruptly or dishonestly, with the requisite intent to obstruct justice.
102
I defer to the trial judge’s adverse conclusion as to the credibility of
officers Boucher and Bélisle. In any event, their testimony is hardly
decisive. Whether or not they immediately had reasonable grounds to suspect
that Mr. Plourde was drunk does not bear on the critical issues: Did the
appellant exercise his discretion in good faith or with intent to obstruct
justice? Did the appellant refrain from arresting Mr. Plourde and
administering the alcohol test because he believed Mr. Plourde was depressed
and in need of help or because he wanted to shield a fellow police officer from
criminal proceedings?
103
I now turn to the trial judge’s other findings which are more relevant
to this issue.
104
With respect to the police reports, the trial judge stated:
[translation] The Court
has taken into consideration the writing of the incident report and the
memorandum prepared by the accused and stapled to the report, which was left in
Rocheleau’s pigeonhole. The only purpose of these documents was to divert
attention from the events that had occurred during the night.
105
With respect, the appellant’s explicit disclosure in these documents
that Mr. Plourde was in an advanced state of intoxication could only have
attracted attention to — not diverted attention from — that very fact. The
judge’s inference in this regard is plainly contradicted by the very evidence
from which it was drawn.
106
Similarly, the trial judge’s characterization of the “depression excuse”
as a subsequently concocted justification is inconsistent with the undisputed
evidence. Even the Crown conceded that the appellant did in fact offer to
take Mr. Plourde to the hospital but to no avail: Mr. Plourde refused to
go.
107
Moreover, the distinction between the words “depressed” and “mentally
disturbed” is more semantic than significant. And the absence of the word
“depressed” in the police report is also of limited importance. Rather than
undermining the appellant’s assertion, this evidence aptly demonstrates the
tenuous foundation of the Crown’s case. As Chamberland J.A. stated:
[translation]
The fact that the word “depression” does not appear in the incident report is
not, in my opinion, determinative, or at any rate it is not sufficient to
support a finding that the appellant’s explanations are unreliable or do not,
at the very least, raise a reasonable doubt. I refuse to believe that the
guilt or innocence of an accused can depend on whether or not a given word
appears in a report. The purpose of the document is to report on an incident
and the ensuing police action; it is not not a medical report, even though the
words used describe what some would naturally associate with a depressive
state:
. . . Mr. Plourde had crying fits throughout the action, so we put him,
for his protection, in the room for minors so that he would be better
. . . .
([2005] R.J.Q. 2536, 2005 QCCA 966, at para. 59)
108
Finally, the trial judge’s reliance on Marc Rocheleau’s testimony is
inconclusive at best. The judge stated:
[translation] Marc
Rocheleau, the assistant director, is a very credible witness. The Court
believes his account of the comments the accused made to him, including the
following:
“We’ve exercised our discretion to give a chance.”
109
Assuming this evidence to be true, as indeed we must, the only inference
to which it reasonably gives rise is as consistent with innocence as with
guilt. There is no dispute that the appellant had made a conscious decision to
help rather than charge Mr. Plourde. The question was whether he was motivated
by a sense of camaraderie or by compassion, misguided or not. Mr. Rocheleau’s
evidence is of little assistance in that regard, either on its own or in the
context of the evidence as a whole.
110
In short, the appellant’s conduct in this affair has been marked by
transparency and not concealment throughout. In his contemporaneous and signed
report, he stated that Mr. Plourde was apprehended in an [translation] “advanced state of
intoxication”. He again disclosed this fact in his activity log, which was
available for inspection by his superiors. And when the appellant brought Mr.
Plourde to the police station, he placed him in a cell under video surveillance
rendering it virtually impossible for anyone to deny that Mr. Plourde was
intoxicated. Finally, lest any of this might otherwise have gone unnoticed,
the appellant left a note for his superior officer suggesting that Mr.
Plourde’s superiors be informed of the incident.
111
None of this evidence is disputed. None of it depends for its veracity
on the credibility of any witness. None of it supports the inference that the
appellant sought to conceal Mr. Plourde’s offence. None of it provides a
reasonable foundation for the findings of fact upon which the trial judge
caused his verdict to rest. More particularly, none of it can reasonably be
said to establish that the appellant failed to obtain breath samples from Mr.
Plourde because he wished, for an improper motive, to hinder or foreclose the
prosecution of Mr. Plourde. And that, as mentioned earlier (at para. 101), is
the critical issue in this case.
112
With respect, I therefore feel bound to conclude that the trial judge’s
decision is unreasonable within the meaning of s. 686(1) (a)(i) of the Criminal
Code . Accordingly, I would allow the appeal and order a new trial.
V
113
The integrity of our legal system depends in large measure on the
integrity of those charged with its administration and enforcement. This
assumes, so far as criminal justice is concerned, that police officers will act
without fear or favour in the apprehension and prosecution of offenders. It is
therefore essential, and not just understandable, for concerns to arise
whenever there are grounds to suspect a police “cover-up” to protect one of
their own or to please someone to whom they might feel otherwise beholden.
114
Neither bad judgment nor an inappropriate — or even suspect — exercise
of discretion by police officers in the execution of their duties are in
themselves conclusive evidence of an attempt to obstruct justice. We must be
no less zealous in avoiding injustice to police officers than in scrutinizing
their dubious failures to investigate offences or to prosecute offenders.
115
In this case, there was evidence upon which a trier of fact could
reasonably find the appellant guilty as charged. But the appellant was
nonetheless entitled to a decision that was supported by the reasons upon which
it was said to be founded.
116
For the reasons given by Chamberland J.A. in the Court of Appeal, and
for those set out above, I am satisfied that the verdict cannot stand. In my
respectful view, however, a new trial would be more appropriate than an
acquittal since the record contains evidence that, properly weighed and
considered, could reasonably have supported a conviction.
Appeal dismissed, McLachlin C.J.
and Bastarache, Deschamps and Fish JJ. dissenting.
Solicitors for the appellant: Hébert, Downs, Lepage,
Soulière & Carette, Montréal.
Solicitors for the respondent: Attorney General’s
Prosecutors, Trois‑Rivières.
Solicitor for the intervener the Attorney General of
Canada: Attorney General of Canada, Ottawa.
Solicitors for the intervener the Canadian Professional Police
Association: Trudel, Nadeau, Montréal.