R. v. Biniaris, [2000] 1 S.C.R. 381
Her Majesty The Queen Appellant
v.
John Biniaris Respondent
and
The Attorney General of Canada,
the Attorney General for Ontario,
the Attorney General of Quebec,
the Criminal Lawyers’ Association (Ontario),
the Innocence Project, the Association in Defence
of the Wrongly Convicted and
the Criminal Trial Lawyers
Association of Alberta Interveners
Indexed as: R. v. Biniaris
Neutral citation: 2000 SCC 15.
File No.: 26570.
1999: October 5, 6; 2000: April 13.
Present: Lamer C.J. and L’Heureux‑Dubé,
Gonthier, McLachlin, Iacobucci, Major, Bastarache, Binnie and Arbour JJ.
on appeal from the court of appeal for british columbia
Criminal law -- Appeals -- Supreme Court -- Rights
of appeal from substituted verdict -- Accused convicted of second degree murder
-- Court of Appeal dismissing accused’s appeal but substituting conviction for
manslaughter -- Whether Court of Appeal set aside conviction thereby providing
Crown with right of appeal under s. 693(1) of Criminal Code -- Whether Court
of Appeal affirmed conviction thereby providing accused with right of appeal
from conviction on substituted offence under s. 691(1) of Criminal Code --
Whether there are co-existing rights of appeal for both accused and Crown from
court of appeal order for substituted verdict -- Criminal Code, R.S.C., 1985,
c. C-46, ss. 691(1) , 693(1) .
Criminal law -- Appeals -- Supreme Court --
Question of law -- Whether reasonableness of verdict involves question of law
within meaning of ss. 691(1) and 693(1) of Criminal Code -- Criminal Code,
R.S.C., 1985, c. C-46, ss. 691(1) , 693(1) .
Criminal law -- Reasonableness of verdict --
Standard of review -- Standard of review applicable by reviewing court in
examining reasonableness of verdict -- Whether Yebes should be reaffirmed --
Whether verdict was unreasonable -- Criminal Code, R.S.C., 1985, c. C-46,
s. 686(1) (a)(i).
The accused was charged with second degree murder.
The accused and S, a young offender, participated in a senseless and violent
beating which left a man dead. S threw the deceased against a plate glass
window, then propelled him to the ground, causing the deceased to strike the
back of his head on the pavement. Once the deceased was on the ground, S
straddled the deceased’s thighs and began to punch the deceased in the
stomach. The accused entered into the fray, ran up to the deceased and stomped
on his forehead a number of times with sufficient force to leave tread marks
from his shoes on the deceased’s forehead. The Crown’s expert testified that
the fatal injuries to the deceased’s brain resulted from the accused’s
actions. The defence expert was of the opinion that the deceased had sustained
lethal brain injuries when S caused him to strike his head on the pavement,
fracturing the thickest bone in the skull. During the course of the trial,
after consulting with the defence expert and another expert, the Crown’s expert
also came to share the view that the fatal injuries were attributable to the
actions of S. The Crown’s expert was recalled and testified to this effect.
In its closing submissions to the jury, the Crown maintained its original theory
and invited the jury to rely on its common sense and to convict the accused of
second degree murder as the perpetrator of the fatal injuries, notwithstanding
the medical evidence to the contrary. The Crown also suggested to the jury
that it could find the accused guilty of second degree murder as S’s co‑perpetrator
or accomplice. The trial judge charged the jury that they should proceed
carefully before rejecting the ultimately unanimous expert evidence regarding
causation. The accused was convicted of second degree murder. The majority of
the Court of Appeal dismissed the accused’s appeal but substituted a conviction
for manslaughter on the basis that the jury’s verdict was unreasonable and
unsupported by the evidence. The dissenting judge concluded that it was not
unreasonable for the jury to convict the accused of second degree murder.
Held: The appeal should be allowed.
While the language of s. 686(1) (b)(i) and
(3) of the Criminal Code does not contain an explicit direction to a
court of appeal to set aside a conviction, when a court of appeal dismisses the
accused’s appeal from the original conviction by substituting a verdict on
another count or part of the indictment, the court of appeal implicitly sets
aside the conviction by the trial court and also implicitly affirms the new
conviction on the included offence. Thus, there are co‑existing rights of
appeal for both the accused, under s. 691 , and the Crown, under
s. 693 , to this Court from a court of appeal order for a substituted verdict.
This Court, in Yebes, decided unequivocally
that the reasonableness of a verdict, within the meaning of s. 686(1) (a)(i)
of the Criminal Code , involves a decision on a question of law, and as
such gives rise to a further appeal to this Court. Whether a conviction can be
said to be unreasonable, or not supported by the evidence, imports in every
case the application of a legal standard. As a jurisdictional issue of
appellate access, the application of that legal standard is enough to make the
question a question of law. The conclusion that a finding by an appeal court
that a verdict is unreasonable or cannot be supported by the evidence raises a
question of law is in harmony with the overall intent and spirit of the two‑tier
criminal appeal structure in the Criminal Code , even if there are some
statutory constructions that may lend support to a different conclusion.
The test set out in Yebes continues to be the
binding test that appellate courts must apply in determining whether the
verdict of the jury is unreasonable or cannot be supported by the evidence. A
dissent on the issue of whether the verdict was reasonable is a dissent on a
question of law, whether the dissent is based on the articulation of the
applicable test or on its actual application to the particular circumstances of
the case. The proper test is “whether the verdict is one that a properly
instructed jury acting judicially could reasonably have rendered”. In
embarking on the exercise mandated by s. 686(1) (a)(i), the
reviewing court must engage in a thorough re‑examination of the evidence
and bring to bear the weight of its judicial experience to decide whether, on
all the evidence, the verdict was a reasonable one. It is not sufficient for
the reviewing court to simply take a different view of the evidence than the
trier of fact. Nor is it sufficient for the court of appeal to refer to a
vague unease, or a lingering or lurking doubt based on its own review of the
evidence. While a “lurking doubt” may be a powerful trigger for thorough
appellate scrutiny of the evidence, it is not, without further articulation of
the basis for such doubt, a proper basis upon which to interfere with the
findings of the trier of fact. Rather, the appeal court, if it is to overturn
the verdict, must articulate the basis upon which it concludes that the verdict
is inconsistent with the requirements of a judicial appreciation of the
evidence.
In the present case, the “real question to be faced by
the jury” was whether the accused intended to cause the victim’s death or to
cause bodily harm which he knew was likely to cause death and was reckless as
to whether death ensued or not. The reasons of the majority of the Court of
Appeal focused principally on the issue of causation and did not contain a
thorough review and re‑examination of the evidence as it relates to
intent. The determination of the intent or foresight of a person at the time
of his participation in a homicide is often a difficult question of fact. The
trial judge thoroughly canvassed all the evidence adduced on the issue of
intent in her charge to the jury. There is nothing in the compendium of
accumulated judicial experience that should cause concern that the jury went
astray in its review and assessment of the evidence. Even though it might have
been reasonable for the jury to conclude otherwise, it was perfectly reasonable
for the jury to be satisfied beyond a reasonable doubt that the accused had
acted with the requisite intent for murder. In light of his responsibility as
a party, the fact that the specific blows inflicted by the accused were not the
ones which were the immediate cause of death was of no significance. In
overturning the verdict of the jury as unreasonable, the majority of the Court
of Appeal was also concerned about the change in the Crown’s theory of the case
and the jury’s ability to appreciate the nuances of all of this, as well as
about the fact that the case was “highly emotional by reason of these
outrageous assaults”. The concerns of the majority of the Court of Appeal were
insufficient to set aside the verdict of the jury as unreasonable. They were
more than adequately addressed by the trial judge, whose charge to the jury was
instructive and fair. The verdict was one that this properly instructed jury,
acting judicially, could reasonably have rendered, and it should be restored.
Cases Cited
Followed: R. v.
Yebes, [1987] 2 S.C.R. 168; referred to: R. v. Molodowic,
[2000] 1 S.C.R. 420, 2000 SCC 16; R. v. A.G., [2000] 1 S.C.R. 439, 2000
SCC 17; R. v. Nantais, [1966] 2 O.R. 246; R. v. McGloan, [1976]
2 S.C.R. 842; Mahoney v. The Queen, [1982] 1 S.C.R. 834; Rizzo &
Rizzo Shoes Ltd. (Re), [1998] 1 S.C.R. 27; Sunbeam Corporation (Canada)
Ltd. v. The Queen, [1969] S.C.R. 221; Lampard v. The Queen, [1969]
S.C.R. 373; Ciglen v. The Queen, [1970] S.C.R. 804; R. v. B. (G.),
[1990] 2 S.C.R. 57; R. v. H. (D.S.) and N. (J.D.), [1994] 2 S.C.R. 392,
rev’g (1994), 90 C.C.C. (3d) 564; R. v. Blundon (1993), 84 C.C.C.
(3d) 249; Schuldt v. The Queen, [1985] 2 S.C.R. 592; R. v. Jensen
(1996), 106 C.C.C. (3d) 430, appeal quashed, [1997] 1 S.C.R. 304; R. v.
Osvath (1996), 87 O.A.C. 274, appeal quashed, [1997] 1 S.C.R. 7; R. v.
Hamilton, [1997] Q.J. No. 67 (QL), appeal quashed, [1997] S.C.C.A. No. 105
(QL); Corbett v. The Queen, [1975] 2 S.C.R. 275; R. v. Burke,
[1996] 1 S.C.R. 474; R. v. Reitsma, [1998] 1 S.C.R. 769, rev’g (1997),
97 B.C.A.C. 303; R. v. O’Connor (1998), 123 C.C.C. (3d) 487; R. v.
Keeper (1993), 88 Man. R. (2d) 156; R. v. Malcolm (1993), 81 C.C.C.
(3d) 196; R. v. Tat (1997), 117 C.C.C. (3d) 481; R. v. N.D.,
[1993] O.J. No. 2139 (QL); R. v. C.V., [1993] O.J. No. 1512 (QL); R.
v. L. (J.H.H.P.) (1992), 75 C.C.C. (3d) 165; R. v. Vaillancourt
(1999), 136 C.C.C. (3d) 530.
Statutes and Regulations Cited
Criminal Code, R.S.C., 1985, c. C‑46, ss. 21(1) , 675(1) (a),
676(1) (a) [am. 1997, c. 18, s. 93], 677 [repl. 1994,
c. 44, s. 67], 686(1) [am. c. 27 (1st Supp.), s. 145; am.
1991, c. 43, s. 9 (Sch., item 8)], (3) [rep. & sub. c. 27
(1st Supp.), s. 145], (4) [am. idem; am. 1999, c. 5, s. 26], 691(1)
[am. c. 34 (3rd Supp.), s. 10], 693(1) [rep. & sub. c. 27
(1st Supp.), s. 146; c. 34 (3rd Supp.), s. 12].
APPEAL from a judgment of the British Columbia Court
of Appeal (1998), 104 B.C.A.C. 203, 170 W.A.C. 203, 124 C.C.C. (3d) 58, [1998]
B.C.J. No. 576 (QL), dismissing the accused’s appeal from his conviction
on a charge of second degree murder and substituting a verdict of
manslaughter. Appeal allowed.
William F. Ehrcke, Q.C.,
and Kate Ker, for the appellant.
Gil D. McKinnon, Q.C.,
and Peter J. Wilson, for the respondent.
Robert J. Frater and Morris
Pistyner, for the intervener the Attorney General of Canada.
Robert Kelly, for the
intervener the Attorney General for Ontario.
Carole Lebeuf and Maurice
Galarneau, for the intervener the Attorney General of Quebec.
Frank R. Addario, for
the intervener the Criminal Lawyers’ Association (Ontario).
Marlys A. Edwardh, for
the intervener the Innocence Project.
Melvyn Green, for the
intervener the Association in Defence of the Wrongly Convicted.
Written submissions only by Marvin R. Bloos,
for the intervener the Criminal Trial Lawyers Association of Alberta.
The judgment of the Court was delivered by
Arbour J. --
I. Introduction
1
This appeal was heard together with R. v. Molodowic, [2000] 1
S.C.R. 420, 2000 SCC 16, and R. v. A.G., [2000] 1 S.C.R. 439, 2000 SCC
17. In this trilogy, the Court was asked to reconsider its decision in R.
v. Yebes, [1987] 2 S.C.R. 168, and, in particular, to decide two
issues of general application. First, whether the reasonableness of a verdict
involves a question of law, within the meaning of ss. 691 and 693 of the Criminal
Code, R.S.C., 1985, c. C-46 , so as to permit a further appeal to this Court
from a decision by a provincial appellate court, and, second, what standard of
review must be applied by the reviewing court in examining the reasonableness
of a verdict. Each case involved, of course, an application of that standard
to the facts of that case.
II. Factual
Background
2
The respondent John Biniaris was 15 years old at the time of the events
that gave rise to his conviction for second degree murder. He was tried in
adult court, separately from his co-perpetrator, Stephen Stark, who was tried
first and also convicted of second degree murder. The two had been involved in
a brutal assault on the victim, Graham Niven, whom they had encountered by
chance in the early morning hours of August 13, 1994.
3
Graham Niven was coming out of a Coquitlam, B.C., convenience store
with 14-year-old Kaven Valin, when they came across a group of four youths,
which included the respondent Biniaris and Stephen Stark. The events that
followed were described at trial by Kaven Valin, and by Peter Lehtonen, one of
the two other boys who were with Biniaris and Stark that night. While Niven
and Valin were waiting for a taxi, Niven became involved in a conversation with
the boys, and the subject of drugs came up.
4
Niven asked if anyone “did heroin”. Stark stood up and responded that
he did. Niven said not to do heroin because “it fucked up your head”. Stark
became angry and tensions mounted as Stark and Niven stood facing each other
near the entrance to the store. According to Kaven Valin, shortly after the
initial exchange between Stark and Niven, the respondent Biniaris, who was now
standing beside Niven, told him to “make a move”. Stark threatened Niven,
saying things such as “I’ll fuckin cut a hole in your head” and “Go in. Save
yourself”. At that point, Stark and Niven grabbed each other. The events
which followed lasted only 20 to 30 seconds. According to Kaven Valin, Stark
threw Niven into the store’s plate glass window, causing Niven to hit his head
against the window. Stark then spun Niven around quickly and forcefully pushed
him to the ground, causing Niven to strike the back of his head on the
pavement. Once Niven was on the ground, Stark straddled Niven’s thighs and
started punching him in the stomach with a closed right fist while holding down
Niven’s right arm with his left hand. At this point, and for the next five to
ten seconds, the respondent Biniaris entered the fray. Peter Lehtonen
testified that he thought he saw the respondent inflict a “medium strength”
kick to the middle of Niven’s back just as he was attempting to raise his head
and upper body off the ground by holding onto Stark’s jacket sleeves. He said
the kick startled Niven and caused him to fall back to the ground. Lehtonen
also testified that he thought he saw the respondent kick Niven on the top part
of the head with “medium” force. Kaven Valin did not testify to any kicks. He
saw the respondent run toward Niven and jump “hard” on the latter’s forehead
roughly five times using his right foot, taking two or three steps back and
forth in between jumps. The respondent stomped or jumped with sufficient force
to leave tread marks from his shoes on Niven’s forehead. Lehtonen saw only two
stationary up and down stomps, but he left the scene prior to the end of the
attack. After the attack, the respondent Biniaris and Stark fled together.
5
Niven was deeply unconscious when emergency personnel arrived at the
convenience store. He was brain dead at the time of his arrival at Royal
Columbian Hospital and was pronounced dead some 10 hours later. Biniaris and
Stark were arrested shortly before 11:00 p.m. on August 13, 1994. The
arresting officers testified that the respondent expressed surprise when
informed that he was under arrest for second degree murder.
6
The respondent’s trial before Boyd J. and a jury took an unusual
course. The Crown’s theory was that the respondent Biniaris had caused Niven’s
death and was guilty of second degree murder as a principal. As a result, much
of the focus at trial was on the issue of causation. In turn, that issue
rested largely on the medical evidence, which was both lengthy and complex, as
it dealt with the causes of fatal brain injuries. Dr. Sheila Carlyle, the
pathologist who performed the autopsy on the deceased, was called by the
Crown. She and the pathologist called by the defence, Dr. Jennifer Rice,
agreed on a number of points. For example, they agreed that there was medical
evidence of only five head injuries -- three stomps to the face, a glancing
blow or kick near the left eye and a fracture to the back of the skull -- and
that to the extent that there may have been additional blows, they were not of
sufficient force to produce bruising or broken bones. Further, they agreed
that two of the three stomps were attributable to the shoes worn by the
respondent. The source of the third stomp could not be identified while the
source of the glancing blow or kick was not explained by either Dr. Carlyle or
Dr. Rice.
7
However, the doctors disagreed about whether the fatal injuries suffered
by Niven resulted from the fall or from the stomping. Dr. Carlyle testified
that the respondent’s actions had caused Niven’s death. Dr. Rice was of the
opinion that Niven’s fatal brain injuries were attributable to the actions of
Stark, although she could not exclude the unlikely possibility that the
stomping aggravated the already injured brain. Specifically, she was of
the opinion that Niven had sustained lethal brain injuries when Stark caused
him to strike his head on the pavement, fracturing the thickest bone in the
skull.
8
Dr. Carlyle maintained her position on causation throughout her
testimony in chief and under cross-examination. However, during the course of
the trial, after consulting with Dr. Rice and with Dr. Charles Hirsch, an
eminent American pathologist, she came to share Dr. Rice’s opinion. Dr.
Carlyle was recalled and testified to this effect, conceding that the
respondent’s stomping was distinctly unlikely to have caused Niven’s fatal
injuries and that while she could not exclude the possibility that the stomping
had enhanced the pre-existing brain injuries suffered by Niven as a result of
Stark’s actions, this latter opinion was not something she felt “comfortable
advancing with any scientific basis”.
9
Despite this dramatic change in the evidence, at the close of the trial
the Crown maintained its original theory and suggested that, notwithstanding
the consensus in the medical evidence, it was still open to the jury, as a
matter of common sense, to conclude that the respondent had caused Niven’s
death and that, if they found that he had the intent necessary for murder, then
he was guilty of second degree murder as a principal. However, the jury was
also offered two alternative routes to a conviction for second degree murder,
each of which, like the primary route urged by the Crown, required proof of an
intent to cause bodily harm that the respondent knew was likely to cause death
and was reckless as to whether death ensued or not. First, even if the
respondent had not caused Niven’s death, the Crown argued that the respondent
was guilty as a co-perpetrator, having acted in concert with Stark with the
necessary intent to sustain a conviction for murder. Second, it was suggested
that the respondent could be found guilty of murder because he aided or abetted
Stark and did so with the knowledge and intent for murder. In her charge, the
trial judge warned the jury to be slow to reject the ultimately unanimous
expert evidence regarding causation in favour of common sense.
10
The respondent was convicted of second degree murder and sentenced by
Boyd J. to life imprisonment without eligibility for parole for five
years.
III. Relevant
Statutory Provisions
11
Criminal Code, R.S.C., 1985, c. C-46
675. (1) A person who is convicted by a
trial court in proceedings by indictment may appeal to the court of appeal
(a) against his conviction
(i) on any ground of appeal that involves a question of law alone,
(ii) on any ground of appeal that involves a question of fact or a
question of mixed law and fact, with leave of the court of appeal or a judge
thereof or on the certificate of the trial judge that the case is a proper case
for appeal, or
(iii) on any ground of appeal not mentioned in subparagraph (i) or (ii)
that appears to the court of appeal to be a sufficient ground of appeal, with
leave of the court of appeal;
.
. .
676. (1) The Attorney General or counsel
instructed by him for the purpose may appeal to the court of appeal
(a) against a judgment or verdict of acquittal or a verdict of
not criminally responsible on account of mental disorder of a trial court in
proceedings by indictment on any ground of appeal that involves a question of
law alone;
.
. .
686. (1) On the hearing of an appeal
against a conviction or against a verdict that the appellant is unfit to stand
trial or not criminally responsible on account of mental disorder, the court of
appeal
(a) may allow the appeal where it is of the opinion that
(i) the verdict should be set aside on the ground that it is
unreasonable or cannot be supported by the evidence,
(ii) the judgment of the trial court should be set aside on the ground
of a wrong decision on a question of law, or
(iii) on any ground there was a miscarriage of justice;
(b) may dismiss the appeal where
(i) the court is of the opinion that the appellant, although he was not
properly convicted on a count or part of the indictment, was properly convicted
on another count or part of the indictment,
(ii) the appeal is not decided in favour of the appellant on any ground
mentioned in paragraph (a),
(iii) notwithstanding that the court is of the opinion that on any
ground mentioned in subparagraph (a)(ii) the appeal might be decided in
favour of the appellant, it is of the opinion that no substantial wrong or
miscarriage of justice has occurred; or
(iv) notwithstanding any procedural irregularity at trial, the trial
court had jurisdiction over the class of offence of which the appellant was
convicted and the court of appeal is of the opinion that the appellant suffered
no prejudice thereby;
.
. .
691. (1) A person who is convicted of an
indictable offence and whose conviction is affirmed by the court of appeal may
appeal to the Supreme Court of Canada
(a) on any question of law on which a judge of the court of
appeal dissents; or
(b) on any question of law, if leave to appeal is granted by the
Supreme Court of Canada.
.
. .
693. (1) Where a judgment of a court of
appeal sets aside a conviction pursuant to an appeal taken under section 675 or
dismisses an appeal taken pursuant to paragraph 676(1) (a), (b) or
(c) or subsection 676(3), the Attorney General may appeal to the Supreme
Court of Canada
(a) on any question of law on which a judge of the court of
appeal dissents; or
(b) on any question of law, if leave to
appeal is granted by the Supreme Court of Canada.
IV. Judgments
Below
British
Columbia Court of Appeal (1998), 124 C.C.C. (3d) 58
(i) Hall J.A., Braidwood J.A. concurring
12
Hall J.A. held that the respondent’s conviction for second degree murder
was unreasonable and not supported by the evidence. Relying on s. 686(1) (b)(i)
of the Criminal Code , he dismissed the appeal but substituted a verdict
of manslaughter and remanded the matter to the trial court for sentencing. The
conclusions of Hall J.A. are summarized in his reasons as follows (at p. 73):
By the end of the evidence, the case for a murder conviction against
this accused was frankly a thin case. This case was also highly emotional by
reason of these outrageous assaults. If one analyzes the activities of the two
assailants, it seems to me to be an inescapable conclusion that the assaultive
activity attributed to this [accused] all occurred after the infliction of the
fatal harm and in circumstances where Biniaris’ intention to assist in a murder
is unclear. Nor, as I observed, is this a joint venture case of the sort where
one or more of the parties may possess a deadly weapon like a gun or a knife.
Biniaris very briefly participated as a party in an affray that had a fatal
consequence. To found a conviction for murder against this [accused], I
believe that the trier of fact would be required to find that Biniaris aided or
abetted Stark with a murderous intent of the sort set out in s. 229(a)(ii);
R. v. Kirkness, [1990] 3 S.C.R. 74, 60 C.C.C. (3d) 97. On the facts
here that was perhaps an open verdict one that was but very thinly supported by
the evidence. The case for murder was sufficiently tenuous against Biniaris
that I believe the murder verdict returned by the jury against this [accused]
was not supported by the evidence.
13
Hall J.A. was very concerned about the shift in the
underlying theory of culpability and, in particular, about the fact the Crown
maintained its original position that the respondent Biniaris was the principal
offender when, in Hall J.A.’s view, there was no longer any evidentiary basis
to treat him as such.
(ii) Ryan J.A., dissenting
14
Ryan J.A. was of the opinion that the jury was entitled to conclude that
the attack on Niven was a joint endeavor carried out by the respondent and
Stark, and that the nature of the combined attack manifested the requisite
intent to support a conviction for murder. She noted that the respondent had
been the first to verbally challenge Niven and that he had entered the fray
almost immediately after Stark had thrown Niven to the ground and begun
punching him in the stomach. While there was evidence which could have been
accepted by the jury as supporting the respondent’s position that he lacked the
necessary intent, Ryan J.A. was of the opinion that “[a]ll of these facts were
for the jury to assess” (p. 77). In this light, she concluded that it was not
unreasonable for the jury to convict the respondent of second degree murder.
She would have dismissed the appeal.
V. Analysis
A. Rights
of Appeal from a Substituted Verdict
15
Shortly before the hearing of this appeal, the Court invited the parties
and the interveners to address a preliminary legal issue, which is unique to
this appeal. Of the three cases before us, Biniaris is the only one
where the appeal is by the Crown, from a judgment of the Court of Appeal
dismissing an appeal by the accused from his conviction for murder, but
substituting a conviction for manslaughter. The question arises, therefore, as
to whether a substituted verdict gives rise to a right of appeal by the Crown,
whether with leave, or as of right on the strength of a dissent in the Court of
Appeal, within the language of s. 693(1) of the Criminal Code .
16
In this case, the Court of Appeal, acting under s. 686(1) (b)(i)
and (3) , dismissed the accused’s appeal of his second degree murder conviction
and substituted a conviction for manslaughter. This was clearly the correct
procedure to follow in the case of a substituted verdict. See R. v. Nantais,
[1966] 2 O.R. 246 (C.A.). The issue was raised by this Court as to whether in
substituting a verdict, a court of appeal “sets aside a conviction”, and
consequently provides the Crown with a right of appeal under s. 693(1) , or
whether, in substituting a verdict, a court of appeal “affirms a conviction” so
as to give the accused an appeal from the conviction on the substituted offence
under s. 691(1) , or, possibly, both.
17
In R. v. McGloan, [1976] 2 S.C.R. 842, at p. 848, Ritchie J.,
writing for the majority, considered the argument that the Crown had no right
of appeal under s. 621(1) (now s. 693(1) ), on the grounds that a substituted
verdict did not set aside a conviction. Ritchie J. rejected this argument,
pointing to the order of the Supreme Court of Alberta (Appellate Division),
which clearly stated that the original conviction was quashed and a new
conviction substituted. It is frequently the practice of courts of appeal, in
similar cases, to state in their orders that the original conviction is set
aside and a new conviction is substituted.
18
While the language of s. 686(1) (b)(i) and (3) does not contain an
explicit direction to a court of appeal to set aside a conviction, when a court
of appeal dismisses the accused’s appeal from the original conviction by
substituting a verdict on another count or part of the indictment, the court of
appeal implicitly sets aside the conviction by the trial court and also
implicitly affirms the new conviction on the included offence. Thus, there are
co-existing rights of appeal for both the accused, under s. 691 , and the Crown,
under s. 693 , to this Court from a court of appeal order for a substituted
verdict.
B. Whether
the Reasonableness of a Verdict Is a Question of Law
19
This Court, in Yebes, supra, decided unequivocally that
the reasonableness of a verdict, within the meaning of s. 686(1) (a)(i)
of the Criminal Code , involves a decision on a question of law,
and as such gives rise to a further appeal to this Court. McIntyre J., speaking
for a unanimous six-member panel of the Court, indicated that although the
respondent Crown had raised that jurisdictional issue, it was not “strongly
pressed” at the hearing of the appeal (p. 181). McIntyre J. recognized that
although the proper qualification of the issue as either one of law, fact, or
mixed fact and law was far from self-evident, there was no reason to treat it
differently from the similar issue of whether a substantial wrong or
miscarriage of justice had occurred, within the meaning of s. 686(1) (b)(iii).
That having been interpreted as a question of law in Mahoney v. The Queen,
[1982] 1 S.C.R. 834, McIntyre J. concluded that whether a verdict was
unreasonable or not supportable by the evidence also amounted to a question of
law.
20
The revisiting of this issue in the current trilogy is based, in part,
on an argument that the decision in Yebes was an unjustified departure
from the previous state of the law, and that it has not been consistently
followed by this Court since.
21
The terminology “question of fact”, “question of law”, “question of
mixed fact and law”, “question of law alone”, as used in the Criminal Code
and in the case law in relation to rights of appeal has created serious
difficulties of interpretation that are best resolved by a broad, purposive
interpretative approach, adopted by Iacobucci J. in Rizzo & Rizzo Shoes
Ltd. (Re), [1998] 1 S.C.R. 27, at para. 21 (quoting E. Driedger, Construction
of Statutes (2nd ed. 1983), at p. 87):
Today there is only one principle or approach [to
statutory interpretation], namely, the words of an Act are to be read in their
entire context and in their grammatical and ordinary sense harmoniously with
the scheme of the Act, the object of the Act, and the intention of Parliament.
22
The sole purpose of the exercise here, in identifying the reasonableness
of a verdict as a question of fact, law or both, is to determine access to
appellate review. One can plausibly maintain, on close scrutiny of any
decision under review, that the conclusion that a verdict was unreasonable was
reached sometimes mostly as a matter of law, in other cases predominantly as a
matter of factual assessment. But when that exercise is undertaken as a
jurisdictional threshold exercise, little is gained by embarking on such a
case-by-case analysis. Rather, it is vastly preferable to look at the overall
nature of these kinds of decisions, and of their implications. Ideally,
threshold jurisdictional issues should be as straightforward and free of
ambiguity as possible. Otherwise, as these and many similar cases illustrate,
courts spend an inordinate amount of time and effort attempting to ascertain
their jurisdiction, while their resources would be better employed dealing with
the issues on their merits.
23
Whether a conviction can be said to be unreasonable, or not supported by
the evidence, imports in every case the application of a legal standard. The
process by which this standard is applied inevitably entails a review of the
facts of the case. I will say more about the review process below. As a
jurisdictional issue of appellate access, the application of that legal
standard is enough to make the question a question of law. It is of no import
to suggest that it is not a “pure question of law”, or that it is not a
“question of law alone”.
24
Triers of fact, whether juries or judges, have considerable leeway in
their appreciation of the evidence and the proper inferences to be drawn
therefrom, in their assessment of the credibility of witnesses, and in their
ultimate assessment of whether the Crown’s case is made out, overall, beyond a
reasonable doubt. Any judicial system must tolerate reasonable differences of
opinion on factual issues. Consequently, all factual findings are open to the
trier of fact, except unreasonable ones embodied in a legally binding
conviction. Although reasonable people may disagree about their appreciation
of the facts, a conviction, which conveys legality, authority and finality, is
not something about which reasonable people may disagree. A conviction cannot
be unreasonable, except as a matter of law, in which case it must be
overturned.
25
Very little additional insight is gained by elaborate exercises in
statutory interpretation. The intention of Parliament is better ascertained in
broad terms than by microscopic examination of the relevant provisions of the Criminal
Code . Although the cases before us today come as of right, on the basis of
a dissent in the Court of Appeal, I think that the fact that they are appeals
as of right obscures the true nature of the debate on the question of
reviewability of alleged unreasonable convictions. Access to the Supreme Court
is generally reserved for important cases that have legal significance.
Inevitably, not all appeals as of right have great legal importance, although
the assumption is that, as a category, they do. As with all other questions of
law, not all dissents in an appeal court on the issue of unreasonable verdict
rest on a question of great importance. However, if the reasonableness of a
conviction is not a question of law, no right of appeal will exist from a
decision on that issue, not even with leave of the Court. This result would,
in my view, be incompatible with the intention of Parliament expressed, overall,
in the totality of the scheme for appellate review.
26
Criminal appeals on questions of law are based in part on the desire to
ensure that criminal convictions are the product of error-free trials.
Error-free trials are desirable as such, but even more so as a safeguard
against wrongful convictions. It is inconceivable that Parliament would have
permitted access, by leave or as of right, to this Court, in the case of trials
or appeals affected by legal error, but would have granted no access whatsoever
in the case of possibly the gravest error of all: an unreasonable conviction,
or one that cannot be supported by the evidence.
27
The conclusion that a finding by an appeal court that a verdict is
unreasonable or cannot be supported by the evidence raises a question of law is
in harmony with the overall intent and spirit of the two-tier criminal appeal
structure in the Criminal Code , even if there are some statutory
constructions that may lend support to a different conclusion. Several of these
constructions were advanced, none of which, in my view, is conclusive.
(i) Sections 686(1) (a)(i) and 686(1) (a)(ii)
28
For instance, the contrast between s. 686(1) (a)(i) and s. 686(1) (a)(ii)
has been relied upon to suggest that the opinion of a court of appeal that the
verdict is unreasonable is merely an opinion on a question of fact. For
convenience, I will set these subsections out again:
686. (1) On the hearing of an appeal
against a conviction or against a verdict that the appellant is unfit to stand
trial or not criminally responsible on account of mental disorder, the court of
appeal
(a) may allow the appeal where it is of the opinion that
(i) the verdict should be set aside on the ground that it is
unreasonable or cannot be supported by the evidence,
(ii) the judgment of the trial court should be set aside on the ground
of a wrong decision on a question of law. . . .
29
The reasoning is that if it were a question of law, there would be no
need for both s. 686(1) (a)(i) and s. 686(1) (a)(ii). See Sunbeam
Corporation (Canada) Ltd. v. The Queen, [1969] S.C.R. 221, at pp. 237-38; Lampard
v. The Queen, [1969] S.C.R. 373, at pp. 380-81. This inference from the
wording of the two subsections is far from inescapable. True, the remedial
power contained in s. 686(1) (a)(i) may be linked to the jurisdiction of
the court of appeal to entertain, with leave, questions of mixed fact and law
or indeed questions of fact (see s. 675(1) (a)(ii)). However, it may
also be viewed as a question of law that needed to be specifically identified
as a basis for appellate intervention, since it would not fit well under the
terminology used in s. 686(1) (a)(ii): an unreasonable verdict is not a
“wrong decision on a question of law”. It is also arguable that the two
subsections may coexist without creating a redundancy or in any way doing
violence to the idea that an unreasonable verdict is a question of law, by
contrasting the word “verdict” in s. 686(1) (a)(i) with the phrase
“judgment of the trial court” in s. 686(1) (a)(ii). The “verdict” could
be seen as referring to the wrong legal conclusion of the trial judge or the
jury on the ultimate issue of guilt or innocence, as opposed to the wrong legal
conclusions of the trial judge on a myriad of issues of substantive law,
procedure and evidence.
(ii) “Question of Law Alone” and Unreasonable Acquittals
30
Various arguments have been advanced, based on the implications that
should flow from the use of the expression “question of law alone” in s.
676(1) (a), which provides for appeals by the Crown to the court of
appeal. These arguments are of little assistance or consequence in determining
the scope of access to this Court under ss. 691 or 693 . The use of that
expression can be taken to mean either that the Crown has a right of appeal
from an acquittal only on a question of law, or that there is such a thing as a
“question of law alone”, which is distinct from a “question of law”. I think
it means the former. It is used in contrast to the right of the accused to
appeal both on questions of law, questions of fact, and questions of mixed fact
and law (see s. 675(1) (a)(i) and (ii)), and it is of no assistance in
further defining the scope of the expression “question of law” in ss. 691 and
693 .
31
The fact that a “question of law alone” is nothing different than a
“question of law”, and that the reasonableness of a verdict is a “question of
law” within the meaning of s. 686(1) (a)(i), raises the question of
whether the Crown will have a right of appeal against an “unreasonable
acquittal”. Although this question does not squarely arise on the facts of any
of the three cases before us, it arises unavoidably since the interpretation
given to “question of law” in s. 693(1) must equally apply to the phrase
“question of law alone” in ss. 675(1) and 676(1) . The conclusion that the
reasonableness of a verdict always raises a question of law has a single,
inevitable, consequence for these two sections: an accused person does not
require leave to appeal under s. 675(1) where he or she challenges the
reasonableness of the verdict. On the other hand, it will not affect the Crown’s
rights of appeal from an acquittal in any way.
32
In their written submissions, both the Attorney General for Ontario and
the Attorney General of Manitoba (who participated in the companion cases)
recognized that the law, as it stood at the time of the appeal, is clear that
the Crown has no right of appeal from an acquittal on the ground that it was
unreasonable, because the reasonableness of a verdict is a question of fact (or
one of mixed fact and law). See, e.g., Sunbeam, supra, at p.
233; Lampard, supra, at pp. 380-81; Ciglen v. The Queen,
[1970] S.C.R. 804, at pp. 814-15, per Cartwright C.J., dissenting; R.
v. B. (G.), [1990] 2 S.C.R. 57, at pp. 70-71; R. v. H. (D.S.) and N.
(J.D.), [1994] 2 S.C.R. 392, rev’g (1994), 90 C.C.C. (3d) 564 (B.C.C.A.); R.
v. Blundon (1993), 84 C.C.C. (3d) 249 (Nfld. C.A.), at pp. 279-80. There
can be no suggestion that the Crown’s right of appeal at first instance is
being enlarged or expanded to include “unreasonable acquittals” as a result of
the determination that the reasonableness of a verdict is a “question of law”
as well as a “question of law alone”. As before, the Crown is barred from
appealing an acquittal on the sole basis that it is unreasonable, without
asserting any other error of law leading to it.
33
There is no anomaly in this result. The powers of the court of appeal
in the case of Crown appeals on a question of law are contained in s. 686(4) of
the Code. There is no reference in that section to an unreasonable
verdict. This is consistent with the limited rights of appeal conferred on the
Crown by s. 676(1) . The absence of language granting a remedial power
corresponding to s. 686(1) (a)(i), suggests that Parliament did not
intend “unreasonable acquittals” to be appealable by the Crown at first
instance. Further, and more importantly, as a matter of law, the concept of
“unreasonable acquittal” is incompatible with the presumption of innocence and
the burden which rests on the prosecution to prove its case beyond a reasonable
doubt. See Lampard, supra, at pp. 380-81; Schuldt v. The
Queen, [1985] 2 S.C.R. 592, at p. 610; B. (G.), supra, at pp.
70-71. Since, different policy considerations apply in providing the Crown
with a right of appeal against acquittals, it seems to me that there is no
principle of parity of appellate access in the criminal process that must
inform our interpretation of this issue.
(iii) Redundancy
34
Finally, there is little merit in the argument, which is more one of
policy than of statutory interpretation, that a second level of assessment of
the reasonableness of a verdict is unnecessary since this Court is in no better
position than courts of appeal to arrive at a correct answer, and that the
exercise is merely repetitious. The review by the Supreme Court of a decision
by a court of appeal that a verdict is unreasonable or cannot be supported by
the evidence is in reality the first level of appellate review of that
conclusion. The court of appeal, in examining the issue, obviously does not
have the benefit of the analysis of the question by the trial court, as it
would, or should, on legal issues such as the admissibility of evidence or the
availability of a defence. The determination of the reasonableness of the
verdict is therefore an original decision by the court of appeal, and there is
no reason to bar the possibility of a review of that important decision.
35
In the end, there is no statutory interpretation principle that
precludes the conclusion reached in Yebes, which is in accordance with
the overriding principle expressed in Rizzo Shoes, supra. To the
extent that decisions subsequent to Yebes may have suggested that the
reasonableness of a verdict does not raise a question of law so as to give rise
to a right of appeal, either as of right or by leave, under ss. 691 or 693 of
the Criminal Code , these decisions in my view are in error, and Yebes
must be reaffirmed. Three cases were brought to our attention which are said
to cast doubt on whether the reasonableness of a verdict involves a question of
law. In all three cases, two of which were appeals by the Crown and one by the
defence, this Court quashed the appeal which was launched as of right on the
basis of a dissent in the court of appeal on the question of whether the
verdict was reasonable. See R. v. Jensen (1996), 106 C.C.C. (3d) 430
(Ont. C.A.), appeal quashed, [1997] 1 S.C.R. 304; R. v. Osvath (1996),
87 O.A.C. 274 (C.A.), appeal quashed, [1997] 1 S.C.R. 7; R. v. Hamilton,
[1997] Q.J. No. 67 (QL) (C.A.), appeal quashed June 2, 1997, [1997] S.C.C.A.
No. 105 (QL). The quashing of these appeals, which implies an absence of
jurisdiction rather than a disposition of the appeal on the merits, could be
viewed as a proper application of Yebes. Arguably, Yebes left
open the possibility that some dissents in appellate courts on the
unreasonableness of a verdict may not amount to dissents on a question of law.
After referring to the difficulty in drawing a clear line between a question of
fact and one of law, and in response to the argument advanced by the Crown in
that case that there was no point of law dividing the majority and the dissenting
judge in the Court of Appeal, McIntyre J. said, at p. 181:
Therefore, whether or not an appeal raises a question of law can only
be determined after an examination of both the statements of law and the
application of the law to the facts in the courts below.
This may be
taken to suggest that some, but not all differences of opinion about the
reasonableness of a verdict will give rise to a question of law. Others,
presumably, would at best involve a mixed question of fact and law, or a simple
disagreement on the facts. With respect, I do not agree that such a
distinction was intended by Yebes. It is both unsound and undesirable.
When a conviction is said to be unreasonable, or unsupported by the evidence,
it is that conclusion itself that raises a question of law, not merely the
process by which the conclusion was reached. Therefore, there is no need to
determine whether that conclusion was arrived at by the application of the
wrong legal test, or otherwise tainted by a legal irregularity, since even when
it applies the right test, in an error-free process, the court of appeal must
be right, as a matter of law, on the legal appreciation of the verdict as a
reasonable one. This approach is also consistent with the need for clarity in jurisdictional
matters. There certainly would be little judicial economy in embarking upon a
characterization of the appellate exercise as one of fact, rather than law, as
a threshold determination of jurisdiction. Rather than streamlining or
reducing appeals, it would add to their litigiousness, but on the wrong
question.
C. Whether
the Standard of Review Under Section 686(1)(a)(i) Should Be Modified
36
The test for an appellate court determining
whether the verdict of a jury or the judgment of a trial judge is unreasonable
or cannot be supported by the evidence has been unequivocally expressed in Yebes
as follows:
[C]urial review is invited whenever a jury goes beyond
a reasonable standard. . . . [T]he test is ‘whether the verdict
is one that a properly instructed jury acting judicially, could reasonably have
rendered’.
(Yebes, supra, at p. 185 (quoting Corbett
v. The Queen, [1975] 2 S.C.R. 275, at p. 282, per Pigeon J.).)
That formulation of the test imports both an objective assessment
and, to some extent, a subjective one. It requires the appeal court to
determine what verdict a reasonable jury, properly instructed, could judicially
have arrived at, and, in doing so, to review, analyse and, within the limits of
appellate disadvantage, weigh the evidence. This latter process is usually
understood as referring to a subjective exercise, requiring the appeal court to
examine the weight of the evidence, rather than its bare sufficiency. The
test is therefore mixed, and it is more helpful to articulate what the
application of that test entails, than to characterize it as either an
objective or a subjective test.
37
The Yebes test is expressed in terms of a verdict reached by a
jury. It is, however, equally applicable to the judgment of a judge sitting at
trial without a jury.
The review for
unreasonableness on appeal is different, however, and somewhat easier when the
judgment under attack is that of a single judge, at least when reasons for
judgment of some substance are provided. In those cases, the reviewing
appellate court may be able to identify a flaw in the evaluation of the
evidence, or in the analysis, that will serve to explain the unreasonable
conclusion reached, and justify the reversal. For example, in R. v. Burke,
[1996] 1 S.C.R. 474, this Court was in a position to identify the deficiencies
in the trial judge’s analysis of the evidence which led to her unreasonable
conclusions in respect of the three counts of indecent assault facing the
accused. In that case, Sopinka J. found that the trial judge had ignored the
possibility of collusion or corroboration between witnesses before accepting
their “strikingly similar” evidence, had not been alive to circumstances (i.e.,
the absence of physical traces of an alleged indecent assault which, if true,
should have left observable marks) which caused great concern about the
reliability of evidence adduced in support of allegations of a bizarre nature,
and had relied uncritically on unorthodox identification evidence. Similarly,
in R. v. Reitsma, [1998] 1 S.C.R. 769, rev’g (1997), 97 B.C.A.C. 303,
this Court agreed with Rowles J.A., dissenting, that the trial judge had failed
to advert to deficiencies in the pre-trial identification procedure and the
shortcoming of “in-dock” identification. Finally, in R. v. O’Connor
(1998), 123 C.C.C. (3d) 487 (B.C.C.A.), at pp. 492-93 and 518-20, the trial
judge accepted the accused’s evidence that he was not present at the place
where the offence was alleged to have been committed, and yet convicted the
accused. This logical inconsistency was relied upon by the Court of Appeal to
explain the unreasonableness of the verdict. These examples demonstrate that
in trials by judge alone, the court of appeal often can and should identify the
defects in the analysis that led the trier of fact to an unreasonable
conclusion. The court of appeal will therefore be justified to intervene and
set aside a verdict as unreasonable when the reasons of the trial judge reveal
that he or she was not alive to an applicable legal principle, or entered a
verdict inconsistent with the factual conclusions reached. These discernable
defects are themselves sometimes akin to a separate error of law, and therefore
easily sustain the conclusion that the unreasonable verdict which rests upon
them also raises a question of law.
38
The exercise of appellate review is considerably more difficult when the
court of appeal is required to determine the alleged unreasonableness of a verdict
reached by a jury. If there are no errors in the charge, as must be assumed,
there is no way of determining the basis upon which the jury reached its
conclusion. But this does not dispense the reviewing court from the need to
articulate the basis upon which it finds that the conclusion reached by the
jury was unreasonable. It is insufficient for the court of appeal to refer to a
vague unease, or a lingering or lurking doubt based on its own review of the
evidence. This “lurking doubt” may be a powerful trigger for thorough appellate
scrutiny of the evidence, but it is not, without further articulation of the
basis for such doubt, a proper basis upon which to interfere with the findings
of a jury. In other words, if, after reviewing the evidence at the end of an
error-free trial which led to a conviction, the appeal court judge is left with
a lurking doubt or feeling of unease, that doubt, which is not in itself
sufficient to justify interfering with the conviction, may be a useful signal
that the verdict was indeed reached in a non-judicial manner. In that case, the
court of appeal must proceed further with its analysis.
39
When a jury which was admittedly properly instructed returns what the
appeal court perceives to be an unreasonable conviction, the only rational
inference, if the test in Yebes is followed, is that the jury, in
arriving at that guilty verdict, was not acting judicially. This conclusion
does not imply an impeachment of the integrity of the jury. It may be that the
jury reached its verdict pursuant to an analytical flaw similar to the errors
occasionally incurred in the analysis of trial judges and revealed in their
reasons for judgment. Such error would of course not be apparent on the face
of the verdict by a jury. But the unreasonableness itself of the verdict would
be apparent to the legally trained reviewer when, in all the circumstances of a
given case, judicial fact-finding precludes the conclusion reached by the
jury. Judicial appreciation of the evidence is governed by rules that dictate
the required content of the charge to the jury. These rules are sometimes
expressed in terms of warnings, mandatory or discretionary sets of
instructions by which a trial judge will convey the product of accumulated
judicial experience to the jury, who, by definition, is new to the exercise.
For instance, a judge may need to warn the jury about the frailties of
eye-witness identification evidence. Similarly, years of judicial experience
has revealed the possible need for special caution in evaluating the evidence
of certain witnesses, such as accomplices, who may, to the uninitiated, seem
particularly knowledgeable and therefore credible. Finally, judicial warnings
may be required when the jury has heard about the criminal record of the
accused, or about similar fact evidence. But these rules of caution cannot be
exhaustive, they cannot capture every situation, and cannot be formulated in
every case as a requirement of the charge. Rather, after the jury has been
adequately charged as to the applicable law, and warned, if necessary, about
drawing possibly unwarranted conclusions, it remains that in some cases, the
totality of the evidence and the peculiar factual circumstances of a given case
will lead an experienced jurist to conclude that the fact-finding exercise
applied at trial was flawed in light of the unreasonable result that it
produced.
40
When an appellate court arrives at that conclusion, it does not act as a
“thirteenth juror”, nor is it “usurping the function of the jury”. In
concluding that no properly instructed jury acting judicially could have
convicted, the reviewing court inevitably is concluding that these particular
jurors who convicted must not have been acting judicially. In that context, acting
judicially means not only acting dispassionately, applying the law and
adjudicating on the basis of the record and nothing else. It means, in
addition, arriving at a conclusion that does not conflict with the bulk of
judicial experience. This, in my view, is the assessment that must be made by
the reviewing court. It requires not merely asking whether twelve properly
instructed jurors, acting judicially, could reasonably have come to the same
result, but doing so through the lens of judicial experience which serves as an
additional protection against an unwarranted conviction.
41
It is not particularly significant to describe this judicial
oversight as either objective or subjective. It is exercised by an appeal
court and therefore it will invariably draw on a collection of judicial
experiences. Because of its judicial character, and because it purports to
identify features of a case that will give experienced jurists cause for
concern, it is imperative that the reviewing court articulate as precisely as
possible what features of the case suggest that the verdict reached by the jury
was unreasonable, despite the fact that it was not tainted by any erroneous
instructions as to the applicable law. In some cases, the articulation of the
grounds upon which an appellate court concludes that a conviction was
unreasonable may elucidate previously unidentified dangers in evidence and
give rise to additional warnings to the jury in subsequent cases. Most of the
time, it will simply point to a case that presented itself with several causes
for concern, none of which, in isolation, might have required that the jury be
warned in any particular way. There are many illustrations from the case law
of verdicts having been found unreasonable essentially on the strength of
accumulated judicial experience. Concerns about various aspects of the frailty
of identification evidence have been a recurrent basis, by itself or together
with other considerations, for overturning verdicts as unreasonable. See,
e.g., Burke, supra; Reitsma, supra; R. v. Keeper
(1993), 88 Man. R. (2d) 156 (C.A.); R. v. Malcolm (1993), 81 C.C.C.
(3d) 196 (Ont. C.A.); R. v. Tat (1997), 117 C.C.C. (3d) 481 (Ont. C.A.);
R. v. N.D., [1993] O.J. No. 2139 (QL) (C.A.). Judicial experience has
also been relied upon to question the reasonableness of verdicts in cases of
sexual misconduct presenting troubling features such as allegations of sexual
touching of a bizarre nature (see, e.g., Burke, supra; R. v.
C.V., [1993] O.J. No. 1512 (QL) (C.A.); R. v. L. (J.H.H.P.) (1992),
75 C.C.C. (3d) 165 (Man. C.A.)), or the possibility of collusion between
witnesses (see, e.g., Burke, supra). Finally, the experience of
the courts has occasionally been brought to bear, although not always
explicitly, on the assessment of verdicts rejecting a defence with respect to
which there may be unjustified skepticism or even prejudice because those relying
on such justifications or excuses may be viewed as simply trying to avoid
responsibility for their actions. See, e.g., R. v. Vaillancourt
(1999), 136 C.C.C. (3d) 530 (Que. C.A.); Molodowic, supra.
42
It follows from the above that the test in Yebes continues to be
the binding test that appellate courts must apply in determining whether the
verdict of the jury is unreasonable or cannot be supported by the evidence. To
the extent that it has a subjective component, it is the subjective assessment
of an assessor with judicial training and experience that must be brought to
bear on the exercise of reviewing the evidence upon which an allegedly
unreasonable conviction rests. That, in turn, requires the reviewing judge to
import his or her knowledge of the law and the expertise of the courts, gained
through the judicial process over the years, not simply his or her own personal
experience and insight. It also requires that the reviewing court articulate
as explicitly and as precisely as possible the grounds for its intervention. I
wish to stress the importance of explicitness in the articulation of the
reasons that support a finding that a verdict is unreasonable or cannot be
supported by the evidence. Particularly since this amounts to a question of law
that may give rise to an appeal, either as of right or by leave, the judicial
process requires clarity and transparency as well as accessibility to the legal
reasoning of the court of appeal. When there is a dissent in the court of
appeal on the issue of the reasonableness of the verdict, both the spirit and
the letter of s. 677 of the Criminal Code should be complied with. This
Court should be supplied with the grounds upon which the verdict was found to
be, or not to be, unreasonable.
D. Application
to this Appeal
43
The appellant raised three issues before this Court:
1. Did the majority of the British Columbia
Court of Appeal err in law in failing to consider that the verdict was
reasonable and supported by the evidence on the basis of co-perpetrator
liability as outlined in Regina v. McMaster, [1996] 1 S.C.R. 740?
2. Did the majority of the British Columbia
Court of Appeal err in law by applying the wrong test to determine whether the
verdict was unreasonable or could not be supported by the evidence?
3. Did the majority of the British Columbia
Court of Appeal err in law in failing to review, and to some extent re-examine
and re-weigh, all of the evidence in the instant case when it concluded that
the verdict was unreasonable and unsupported by the evidence?
44
These three issues can conveniently be addressed together. At the
outset of the respondent Biniaris’ trial and until the change in Dr. Carlyle’s
opinion, the Crown’s position was that Biniaris alone had caused the fatal
injuries suffered by Niven and was guilty of second degree murder as a
principal. The shift in Dr. Carlyle’s evidence led Crown counsel, at the end
of the trial, to advance a modified, three-part theory of liability --
liability as a principal, liability as a co-perpetrator or liability as an
aider or abettor. Boyd J. dealt adequately with the implications of the
reversal of Dr. Carlyle’s position and the Crown’s modified theory in her
charge to the jury. The trial judge explained the Crown’s position that it was
open to the jury to reject the medical evidence offered by Drs. Rice and
Carlyle on the issue of causation in favour of their own common sense and, if
they were satisfied beyond a reasonable doubt that Biniaris had acted with the
requisite intent, to conclude that Biniaris was guilty of second degree murder
as the perpetrator of Niven’s fatal injuries. However, Boyd J. quite properly
urged the jury to be very careful, characterizing the choice to ignore the
unanimous expert evidence on causation as a “dangerous venture”. The trial
judge then explained the circumstances under which it was open to the jury,
applying the relevant principles of party liability set out in s. 21(1) of the Criminal
Code , to convict the accused of second degree murder:
The matter now to consider is under what
circumstances one or more persons can be responsible for the death of the
deceased and one actus reus.
.
. .
[I]f you should find after a consideration of all of the evidence that
it has been shown beyond a reasonable doubt that the accused, Mr. Biniaris,
together with Mr. Stark, participated in a chain of events which were all
interrelated and interconnected from the time the altercation began until they
left the scene, then you will have concluded that the actus reus has been
committed.
.
. .
Assuming . . . that you conclude there was such a
chain of events, if you should find beyond a reasonable doubt that Mr.
Biniaris, during the course of that chain of events, struck Mr. Niven in the
manner which has been described in the evidence, and if you find again beyond a
reasonable doubt that these blows were delivered by Mr. Biniaris either with
the intent to cause his death or with the intent to cause Mr. Niven bodily harm
which he knew was likely to cause his death and was reckless whether death
ensued or not, then he is guilty of second degree murder [as a co-perpetrator]
no matter which of the blows during that series of events, including the
initial fall to the ground, caused Mr. Niven’s death.
Assuming again that you conclude there was a chain
of events, an interrelated chain of events constituting the actus reus, if you
find it was Mr. Stark who intended to kill Mr. Niven and that Mr. Biniaris,
knowing of Stark’s intention to cause bodily harm to Niven that was likely to
cause death, aided or abetted Stark by either encouraging Niven to fight or by
actually participating in the beating in order to carry out that purpose, then
you will have found that Mr. Biniaris was an accomplice and is a party to the
offence of second degree murder and is equally guilty regardless of whether or
not Mr. Biniaris’ actions, the stomping, the kicking, regardless [of] whether
any of that actually caused Mr. Niven’s death.
What I am really saying to you is there are two
routes to a second degree murder conviction. One is if you find that Mr.
Biniaris was the principal offender, and that other is if you find that Mr. Biniaris
was a party [either as a co-perpetrator or as an accomplice] to a single
transaction, an interrelated series of events that led to and ultimately
resulted in Mr. Niven’s death.
45
The unusual course of the respondent’s trial caused grave concern to the
majority of the Court of Appeal and ultimately, in my respectful view, led Hall
J.A.’s reasonableness analysis astray. Despite the availability of two
alternative routes to a second degree murder conviction, neither of which was
dependent on proof that the respondent actually caused Niven’s fatal injuries,
Hall J.A.’s reasons for judgment indicate that he remained unduly concerned
about causation. In light of the state of the medical evidence at the end of
the trial, Hall J.A. correctly concluded that, “the only safe route for a
conviction of the appellant Biniaris for murder lay through the application of
s. 21 of the Criminal Code ” (p. 71). This was also clearly the view of
the trial judge who directed the jury accordingly. However, Hall J.A.’s
analysis remained focused on the issue of causation, despite its minor
significance to the respondent’s liability as a party. He wrote (at pp.
71-73):
At the outset, the jury had, in the Crown opening, been advised of the
theory that the fatal injuries were caused by actions of the [accused]
Biniaris. By the end of the case there had been a complete reversal of this
theory. He was now said to be liable to be found culpable of murder on the
ground of being a party to the activity of Stark. It must be observed that the
activity of Stark causative of the injuries had terminated almost entirely by
the time Biniaris became involved in the affray. Blows struck by Stark after
Niven was on the pavement were to his abdomen area and if, as was less than
clear from the evidence, Stark did, near the termination of the incident,
direct a kick at the chin of Niven, that again seems unlikely to have had any
causal relationship to the serious brain injury. Thus in this case, we have
the situation that anything done by Biniaris, the [accused], by his stomping
activity, while no doubt manifesting an intention to assist Stark in his
general assault of Niven, seems most unlikely to have been causative of the
fatal brain injuries suffered by Niven. The nature of the brain injuries
testified to by the experts makes the temporal sequence of events important
here. This [accused] came into the fray at a point in time when, as I
interpret the medical testimony, the damage to the brain of the deceased was
irreversible.
.
. .
If one analyzes the activities of the two assailants, it seems to me to
be an inescapable conclusion that the assaultive activity attributed to the [accused]
all occurred after the infliction of the fatal harm and in circumstances where
Biniaris’ intention to assist in a murder is unclear.
46
In my opinion, Hall J.A. properly identified mens rea as a
critical issue but erred in interfering with the conclusion reached by the jury
on that question, which was fully open to them on the evidence. He said (at pp.
72-73):
In order to be found guilty of murder as a party,
the jury would have to conclude that the [accused] had the same intent as the
killer [i.e., the intent to cause death or the intention to cause bodily harm
that he knew was likely to cause death, being reckless whether death ensued or
not] and was carrying out these acts of stomping for the purpose of aiding and
abetting in the murder of the deceased. The intention is probably less easy to
attribute in the case of a sudden affray of this sort than might be the case
where a deadly weapon is anticipated to be used.
I see the position of the [accused] in this case as
rather different from that of Stark. Stark, the initial aggressor outside the
store, decided to attack Niven and carried out that attack with great violence
and with disastrous results. Biniaris was by no means the prime mover in the
event.
.
. .
Nor, as I observed, is this a joint venture case of the sort where one
or more of the parties may possess a deadly weapon like a gun or a knife.
Whether Stark
was the initial aggressor, the degree and the intensity of the respondent’s
participation in the attack and his intention or foresight at the time of his
participation in the attack were all matters raised by the evidence and
commented upon by the parties and by the trial judge. Although a conviction
for manslaughter was a given, as was conceded by the respondent before this
Court, and although reasonable people may disagree about whether they would
have found, on the evidence, that the respondent had the requisite intent for
murder, there is nothing to qualify that conclusion, which is really the only
one in issue in this case, as an unreasonable one.
47
On the evidence adduced by the Crown, it was reasonable for the jury to
conclude that the respondent and Stark had aided and abetted one another in a
joint attack on Niven. There was evidence on the basis of which the jury could
reasonably find that the respondent was no less a “prime mover” or “initial
aggressor” than Stark. The evidence establishes that Biniaris stood up and
moved close to Niven soon after the initial exchange of words between Stark and
Niven, suggesting, not unreasonably, that the respondent was readying himself
for a fight. The evidence also suggests that the respondent, as Ryan J.A.
noted, “was the first to verbally challenge Niven to a fight” (p. 75) and that he
entered the fray moments after Stark began to punch Niven, at a point where
Niven was trying to raise himself, holding onto Stark’s jacket sleeves.
Finally, the evidence establishes that the respondent and Stark fled the scene
together. It was clearly reasonable for the jury to conclude that the
respondent had, through words and actions which encouraged and assisted Stark,
participated in an interrelated chain of events which ultimately led to Niven’s
death. The respondent does not dispute the reasonableness of this conclusion
as is reflected in his submission that he was properly convicted of
manslaughter.
48
Both Boyd J., in her instructions to the jury, and Hall J.A. recognized
that intent, namely whether Biniaris intended to cause Niven’s death or to
cause bodily harm which he knew was likely to cause death and was reckless as
to whether death ensued or not, was the “real question to be faced by the jury”
(p. 72). However, Hall J.A.’s reasons do not contain a thorough review and
re-examination of the evidence as it relates to intent. In light of the
respondent’s brief involvement in the sudden affray, Hall J.A. opined that the
respondent’s “intention to assist in a murder [was] unclear” (p. 73). In
contrast, Boyd J. thoroughly canvassed all the evidence adduced on the issue of
intent in her charge to the jury, including the evidence of Valin and Lehtonen
in relation to the number and strength of the kicks and stomps allegedly
administered by the respondent, the evidence of these same witnesses regarding
the short duration of the attack on Niven and of the respondent’s participation
therein, the evidence of Dr. Rice which, defence counsel suggested,
contradicted Kaven Valin’s testimony that the stomps administered by the
respondent involved a substantial amount of force, the evidence of Dr. Carlyle
that the effects of “lividity” enhanced and emphasized the tread mark patterns
and related bruising on Niven’s forehead, and the testimony of the arresting
officers concerning the respondent’s surprised reaction upon being informed
that he was being charged with second degree murder.
49
I agree with Ryan J.A.’s conclusion that “[a]ll of these facts
were for the jury to assess” (p. 77). There is nothing in the compendium of
accumulated judicial experience that should cause concern that the jury went
astray in its review and assessment of the evidence. Even though it might have
been reasonable for the jury to conclude otherwise, it was perfectly reasonable
for the jury to be satisfied beyond a reasonable doubt that Biniaris had acted
with the requisite intent for murder. There was evidence upon
which the jury could reasonably find that the respondent had administered one
or more kicks to Niven, including the glancing blow to the face; and to accept
the Crown’s contention that the respondent had “changed gears” when he moved
from kicking to stomping and that, in so doing, he “obviously intended deadly
harm”. In the same way, it was not unreasonable for the jury to conclude that
in deciding to stomp, not once but twice, on Niven’s head, the respondent’s
purposive, deliberate and intentional conduct, which involved the repeated use
of violence against a defenceless man, established that he intended to cause
Niven bodily harm which he must have known was likely to cause death, being
reckless as to whether or not death ensued. As
indicated earlier, in light of his responsibility as a party, the fact that the
specific blows inflicted by the respondent were not the ones which were the
immediate cause of death was of no significance.
50
In overturning the verdict of the jury as unreasonable, Hall J.A.
was troubled by the unusual course of the trial, resulting from Dr. Carlyle’s
abandonment of the opinion upon which the Crown’s case had originally been
cast. He viewed this as a “dramatic” change in the
composition of the Crown’s case and was concerned that “the nuances of all this
might not have been that easy for a jury to appreciate” (p. 72). Moreover,
Hall J.A. considered this case to have been “highly emotional by reason of
these outrageous assaults” (p. 73). These concerns, in my respectful opinion,
were insufficient to set aside the verdict of the jury as unreasonable. They
were more than adequately addressed by the trial judge, whose charge to the
jury was instructive and fair.
51
The determination of the intent or foresight of a person at the time of
his participation in a homicide is often a difficult question of fact. It
certainly was so in this case where a very young man was involved in a brief,
senseless and violent beating which left an innocent man dead. Despite the
unusual turn of events at trial, and the fact that many similar incidents in
the past have led to convictions for manslaughter only, the law required this
jury to answer this difficult question on the facts of this case, and it did.
In my view, the verdict was one that this properly instructed jury, acting
judicially, could reasonably have rendered, and it should be restored.
VI. Conclusion
and Disposition
52
For these reasons, I would allow the appeal, set aside the judgment of
the Court of Appeal and restore the conviction for second degree murder and the
sentence imposed by Boyd J.
Appeal allowed.
Solicitor for the appellant: The Ministry of the Attorney
General, Vancouver.
Solicitors for the respondent: Wilson & Buck,
Vancouver.
Solicitor for the intervener the Attorney General of Canada: The
Attorney General of Canada, Ottawa.
Solicitor for the intervener the Attorney General for Ontario: The
Ministry of the Attorney General, Toronto.
Solicitor for the intervener the Attorney General of Quebec: The
Attorney General’s Prosecutor, Montréal.
Solicitors for the intervener the Criminal Lawyers’ Association
(Ontario): Gold & Fuerst, Toronto.
Solicitors for the intervener the Innocence Project: Ruby &
Edwardh, Toronto.
Solicitors for the intervener the Association in Defence of the
Wrongly Convicted: Sack Goldblatt Mitchell, Toronto.
Solicitors for the intervener the Criminal Trial Lawyers Association
of Alberta: Beresh DePoe Cunningham, Edmonton.
Lamer C.J.
took no part in the judgment.