SUPREME
COURT OF CANADA
Between:
David
Beckman, in his capacity as Director, Agriculture Branch,
Department
of Energy, Mines and Resources,
Minister
of Energy, Mines and Resources,
and
Government of Yukon
Appellants
/ Respondents on cross-appeal
and
Little
Salmon/Carmacks First Nation and Johnny Sam and
Eddie
Skookum, on behalf of themselves and all other members
of
the Little Salmon/Carmacks First Nation
Respondents
/ Appellants on cross-appeal
-
and -
Attorney
General of Canada, Attorney General of Quebec,
Attorney
General of Newfoundland and Labrador,
Gwich’in
Tribal Council, Sahtu Secretariat Inc.,
Grand
Council of the Crees (Eeyou Istchee)/Cree Regional Authority,
Council
of Yukon First Nations, Kwanlin Dün First Nation,
Nunavut
Tunngavik Inc., Tlicho Government,
Te’Mexw
Nations and Assembly of First Nations
Interveners
Official
English Translation: Reasons of Deschamps J.
Coram: McLachlin C.J. and Binnie, LeBel,
Deschamps, Fish, Abella, Charron, Rothstein and Cromwell JJ.
Reasons for
Judgment:
(paras. 1 to 89)
Concurring
Reasons:
(paras. 90 to 206)
|
Binnie J. (McLachlin C.J. and Fish, Abella, Charron,
Rothstein and Cromwell JJ. concurring)
Deschamps J. (LeBel J. concurring)
|
Beckman v. Little Salmon/Carmacks First Nation, 2010 SCC 53, [2010] 3 S.C.R. 103
David Beckman, in his capacity as
Director,
Agriculture Branch, Department of
Energy,
Mines and Resources, Minister of Energy,
Mines and Resources,
and Government
of Yukon Appellants/Respondents on cross‑appeal
v.
Little Salmon/Carmacks First Nation and
Johnny Sam and Eddie Skookum,
on behalf of themselves and
all other members of the
Little
Salmon/Carmacks First Nation Respondents/Appellants on cross‑appeal
and
Attorney General of Canada,
Attorney General of Quebec,
Attorney General of Newfoundland and
Labrador,
Gwich’in Tribal Council,
Sahtu Secretariat Inc.,
Grand Council of the Crees (Eeyou
Istchee)/Cree Regional Authority,
Council of Yukon First Nations,
Kwanlin Dün First Nation,
Nunavut Tunngavik Inc.,
Tlicho Government,
Te’Mexw Nations and
Assembly of
First Nations Interveners
Indexed as: Beckman v. Little Salmon/Carmacks First Nation
2010 SCC 53
File No.: 32850.
2009: November 12;
2010: November 19.
Present: McLachlin C.J. and Binnie, LeBel,
Deschamps, Fish, Abella, Charron, Rothstein and Cromwell JJ.
on appeal from the court of appeal for the yukon territory
Constitutional
law — Aboriginal peoples — Aboriginal rights — Land claims — Duty of Crown to
consult and accommodate in the context of a modern comprehensive land claims
treaty — Treaty provides Aboriginal right of access for hunting and fishing for
subsistence in their traditional territory — Application by non‑Aboriginal
for an agricultural land grant within territory approved by Crown — Whether
Crown had duty to consult and accommodate Aboriginal peoples — If so, whether
Crown discharged its duty — Constitution Act, 1982, s. 35 .
Crown
law — Honour of the Crown — Duty to consult and accommodate Aboriginal peoples
— Whether Crown has duty to consult and accommodate prior to making decisions
that might adversely affect Aboriginal rights and title claims.
Administrative
law — Judicial review — Standard of review — Whether decision maker had duty to
consult and accommodate — If
so, whether decision maker discharged this duty — Lands Act, R.S.Y. 2002,
c. 132; Territorial Lands (Yukon) Act, S.Y. 2003, c. 17.
Little
Salmon/Carmacks entered into a land claims agreement with the governments of
Canada and the Yukon Territory in 1997, after 20 years of negotiations. Under
the treaty, Little Salmon/Carmacks members have a right of access for hunting
and fishing for subsistence in their traditional territory, which includes a
parcel of 65 hectares for which P submitted an application for an agricultural
land grant in November 2001. The land applied for by P is within the trapline
of S, who is a member of Little Salmon/Carmacks.
Little
Salmon/Carmacks disclaim any allegation that a grant to P would violate the
treaty, which itself contemplates that surrendered land may be taken up from
time to time for other purposes, including agriculture. Nevertheless, until
such taking up occurs, the members of Little Salmon/Carmacks attach importance
to their ongoing treaty interest in surrendered Crown lands (of which the 65
acres forms a small part). Little Salmon/Carmacks contend that in considering
the grant to P the territorial government proceeded without proper consultation
and without proper regard to relevant First Nation’s concerns.
The
Yukon government’s Land Application Review Committee (“LARC”) considered P’s
application at a meeting to which it invited Little Salmon/Carmacks. The
latter submitted a letter of opposition to P’s application prior to the
meeting, but did not attend. At the meeting, LARC recommended approval of the
application and, in October 2004, the Director, Agriculture Branch, Yukon
Department of Energy, Mines and Resources, approved it. Little Salmon/Carmacks
appealed the decision to the Assistant Deputy Minister, who rejected its review
request. On judicial review, however, the Director’s decision was quashed and
set aside. The chambers judge held that the Yukon failed to comply with the
duty to consult and accommodate. The Court of Appeal allowed the Yukon’s
appeal.
Held:
The appeal and cross‑appeal should be dismissed.
Per
McLachlin C.J. and Binnie, Fish, Abella, Charron, Rothstein and Cromwell
JJ.: When a modern land claim treaty has been concluded, the first step is to
look at its provisions and try to determine the parties’ respective
obligations, and whether there is some form of consultation provided for in the
treaty itself. While consultation may be shaped by agreement of the parties,
the Crown cannot contract out of its duty of honourable dealing with Aboriginal
people — it is a doctrine that applies independently of the intention of the
parties as expressed or implied in the treaty itself.
In
this case, a continuing duty to consult existed. Members of Little
Salmon/Carmacks possessed an express treaty right to hunt and fish for
subsistence on their traditional lands, now surrendered and classified as Crown
lands. While the Treaty did not prevent the government from making land grants
out of the Crown’s holdings, and indeed it contemplated such an eventuality, it
was obvious that such grants might adversely affect the traditional economic
and cultural activities of Little Salmon/Carmacks, and the Yukon was required
to consult with Little Salmon/Carmacks to determine the nature and extent of
such adverse effects.
The
treaty itself set out the elements the parties regarded as an appropriate level
of consultation (where the treaty requires consultation) including proper
notice of a matter to be decided in sufficient form and detail to allow that
party to prepare its view on the matter; a reasonable period of time in which
the party to be consulted may prepare its views on the matter, and an
opportunity to present such views to the party obliged to consult; and full and
fair consideration by the party obliged to consult of any views presented.
The
actual treaty provisions themselves did not govern the process for agricultural
grants at the time. However, given the existence of the treaty surrender and
the legislation in place to implement it, and the decision of the parties not
to incorporate a more elaborate consultation process in the Treaty itself, the
scope of the duty of consultation in this situation was at the lower end of the
spectrum.
Accordingly,
the Director was required, as a matter of compliance with the legal duty to
consult based on the honour of the Crown, to be informed about and
consider the nature and severity of any adverse impact of the proposed grant
before he made a decision to determine (amongst other things) whether
accommodation was necessary or appropriate. The purpose of consultation was
not to re‑open the Treaty or to re‑negotiate the availability of
the lands for an agricultural grant. Such availability was already established
in the Treaty. Consultation was required to help manage the important ongoing
relationship between the government and the Aboriginal community in a way that
upheld the honour of the Crown and promoted the objective of reconciliation.
In
this case, the duty of consultation was discharged. Little Salmon/Carmacks
acknowledges that it received appropriate notice and information. The Little
Salmon/Carmacks objections were made in writing and they were dealt with at a
meeting at which Little Salmon/Carmacks was entitled to be present (but failed
to attend). Both Little Salmon/Carmacks’ objections and the response of those
who attended the meeting were before the Director when, in the exercise of his
delegated authority, he approved P’s application. Neither the honour of the
Crown nor the duty to consult required more.
Nor
was there any breach of procedural fairness. While procedural fairness is a
flexible concept, and takes into account the Aboriginal dimensions of the
decision facing the Director, it is nevertheless a doctrine that applies as a
matter of administrative law to regulate relations between the government
decision makers and all residents of the Yukon, Aboriginal as well as non‑Aboriginal.
While the Yukon had a duty to consult, there
was no further duty of accommodation on the facts of this case. Nothing in the
treaty itself or in the surrounding circumstances gave rise to such a
requirement.
In
exercising his discretion in this case, as in all others, the Director was
required to respect legal and constitutional limits. The constitutional limits
included the honour of the Crown and its supporting doctrine of the duty to
consult. The standard of review in that respect, including the adequacy of the
consultation, is correctness. Within the limits established by the law and the
Constitution, however, the Director’s decision should be reviewed on a standard
of reasonableness.
In
this case, the Director did not err in law in concluding that the level of
consultation that had taken place was adequate. The advice the Director
received from his officials after consultation is that the impact of the grant
of 65 hectares would not be significant. There is no evidence that he
failed to give full and fair consideration to the concerns of Little
Salmon/Carmacks. The material filed by the parties on the judicial review
application does not demonstrate any palpable error of fact in his conclusion.
Whether or not a court would have reached a different conclusion is not
relevant. The decision to approve or not to approve the grant was given by the
legislature to the Minister who, in the usual way, delegated the authority to
the Director. His disposition was reasonable in the circumstances.
Per
LeBel and Deschamps JJ.: Whereas past
cases have concerned unilateral actions by the Crown that triggered a duty to
consult for which the terms had not been negotiated, in the case at bar, the
parties have moved on to another stage. Formal consultation processes are now
a permanent feature of treaty law, and the Little Salmon/Carmacks Final
Agreement affords just one example of this. To give full effect to the
provisions of a treaty such as the Final Agreement is to renounce a
paternalistic approach to relations with Aboriginal peoples. It is a way to
recognize that Aboriginal peoples have full legal capacity. To disregard the
provisions of such a treaty can only encourage litigation, hinder future
negotiations and threaten the ultimate objective of reconciliation.
To
allow one party to renege unilaterally on its constitutional undertaking by
superimposing further rights and obligations relating to matters already
provided for in the treaty could result in a paternalistic legal contempt,
compromise the national treaty negotiation process and frustrate the ultimate
objective of reconciliation. This is the danger of what seems to be an
unfortunate attempt to take the constitutional principle of the honour of the
Crown hostage together with the principle of the duty to consult Aboriginal
peoples that flows from it.
In
concluding a treaty, the Crown does not act dishonourably in agreeing with an
Aboriginal community on an elaborate framework involving various forms of
consultation with respect to the exercise of that community’s rights. Nor does
the Crown act dishonourably if it requires the Aboriginal party to agree that
no parallel mechanism relating to a matter covered by the treaty will enable
that party to renege on its undertakings. Legal certainty is the primary
objective of all parties to a comprehensive land claim agreement.
Legal
certainty cannot be attained if one of the parties to a treaty can unilaterally
renege on its undertakings with respect to a matter provided for in the treaty
where there is no provision for its doing so in the treaty. This does not rule
out the possibility of there being matters not covered by a treaty with respect
to which the Aboriginal party has not surrendered possible Aboriginal rights.
Nor does legal certainty imply that an equitable review mechanism cannot be
provided for in a treaty.
Thus,
it should be obvious that the best way for a court to contribute to ensuring
that a treaty fosters a positive long relationship between Aboriginal and non‑Aboriginal
communities consists in ensuring that the parties cannot unilaterally renege on
their undertakings. And once legal certainty has been pursued as a common
objective at the negotiation stage, it cannot become a one‑way
proposition at the stage of implementation of the treaty. On the contrary,
certainty with respect to one party’s rights implies that the party in question
must discharge its obligations and respect the other party’s rights. Having
laboured so hard, in their common interest, to substitute a well‑defined
legal system for an uncertain normative system, both the Aboriginal party and
the Crown party have an interest in seeing their efforts bear fruit.
It
is in fact because the agreement in issue does provide that the Aboriginal
party has a right to various forms of consultation with respect to the rights
the Crown wishes to exercise in this case that rights and obligations foreign
to the mechanism provided for in the treaty must not be superimposed on it, and
not simply because this is a “modern” treaty constituting a land claims agreement.
Even
when the treaty in issue is a land claims agreement, the Court must first
identify the common intention of the parties and then decide whether the common
law constitutional duty to consult applies to the Aboriginal party. Therefore,
where there is a treaty, the common law duty to consult will apply only if the
parties to the treaty have failed to address the issue of consultation.
The
consultation that must take place if a right of the Aboriginal party is
impaired will consist in either: (1) the measures provided for in the
treaty in this regard; or (2) if no such measures are provided for in the
treaty, the consultation required under the common law framework.
Where
a treaty provides for a mechanism for consultation, what it does is to override
the common law duty to consult Aboriginal peoples; it does not affect the
general administrative law principle of procedural fairness, which may give
rise to a duty to consult rights holders individually.
The
courts are not blind to omissions, or gaps left in the treaty, by the parties
with respect to consultation, and the common law duty to consult could always
be applied to fill such a gap. But no such gap can be found in this case.
These
general considerations alone would form a sufficient basis for dismissing the
appeal.
But
the provisions of the Final Agreement also confirm this conclusion. The Final
Agreement includes general and interpretive provisions that are reproduced from
the Umbrella Agreement. More precisely, this framework was first developed by
the parties to the Umbrella Agreement, and was then incorporated by the parties
into the various final agreements concluded under the Umbrella Agreement.
Where there is any inconsistency or conflict, the rules of this framework
prevail over the common law principles on the interpretation of treaties
between governments and Aboriginal peoples.
These
general and interpretive provisions also establish certain rules with respect
to the relationships of the Umbrella Agreement and any final agreement
concluded under it, not only the relationship between them, but also that with
the law in general. These rules can be summarized in the principle that the
Final Agreement prevails over any other non‑constitutional legal rule,
subject to the requirement that its provisions not be so construed as to affect
the rights of “Yukon Indian people” as Canadian citizens and their entitlement
to all the rights, benefits and protections of other citizens. In short,
therefore, with certain exceptions, the treaty overrides Aboriginal rights
related to the matters to which it applies, and in cases of conflict or
inconsistency, it prevails over all other non‑constitutional law.
Regarding
the relationship between the treaty in issue and the rest of our constitutional
law other than the case law on Aboriginal rights, such a treaty clearly cannot
on its own amend the Constitution of Canada. In other words, the Final
Agreement contains no provisions that affect the general principle that the common
law duty to consult will apply only where the parties have failed to address
the issue of consultation. This will depend on whether the parties have come
to an agreement on this issue, and if they have, the treaty will — unless, of
course, the treaty itself provides otherwise — override the application to the
parties of any parallel framework, including the common law framework.
In
this case, the parties included provisions in the treaty that deal with
consultation on the very question of the Crown’s right to transfer Crown land
upon an application like the one made by P.
P’s
application constituted a project to which the assessment process provided for
in Chapter 12 of the Final Agreement applied. Although that process had
not yet been implemented, Chapter 12, including the transitional legal
rules it contains, had been. Under those rules, any existing development
assessment process would remain applicable. The requirements of the processes
in question included not only consultation with the First Nation concerned, but
also its participation in the assessment of the project. Any such
participation would involve a more extensive consultation than would be
required by the common law duty in that regard. Therefore, nothing in this
case can justify resorting to a duty other than the one provided for in the
Final Agreement.
Moreover,
the provisions of Chapter 16 on fish and wildlife management establish a
framework under which the First Nations are generally invited to participate in
the management of those resources at the pre‑decision stage. In
particular, the invitation they receive to propose fish and wildlife management
plans can be regarded as consultation.
The
territorial government’s conduct raises questions in some respects. In
particular, there is the fact that the Director did not notify the First Nation
of his decision of October 18, 2004 until July 27, 2005. Under
s. 81(1) of the Yukon Environmental and Socio‑economic Assessment
Act, S.C. 2003, c. 7 (“YESAA ”), the “designated office” and, if
applicable, the executive committee of the Yukon Development Assessment Board
would have been entitled to receive copies of that decision and, one can only
assume, to receive them within a reasonable time. Here, the functional
equivalent of the designated office is the Land Application Review Committee (“LARC”).
Even if representatives of the First Nation did not attend the August 13,
2004 meeting, it would be expected that the Director would inform that First
Nation of his decision within a reasonable time. Nonetheless, the time elapsed
after the decision did not affect the quality of the prior consultation.
The
territorial government’s decision to proceed with P’s application at the “prescreening”
stage despite the requirement of consultation in the context of the First
Nation’s fish and wildlife management plan was not an exemplary practice
either. However, the First Nation did not express concern about this in its
letter of July 27, 2004 to Yukon’s Lands Branch. And as can be seen from
the minutes of the August 13, 2004 meeting, the concerns of the First
Nation with respect to resource conservation were taken into consideration.
Also, the required consultation in the context of the fish and wildlife
management plan was far more limited than the consultation to which the First
Nation was entitled in participating in LARC, which was responsible for
assessing the specific project in issue in this appeal. Finally, the First
Nation, the renewable resources council and the Minister had not agreed on a
provisional suspension of the processing of applications for land in the area
in question.
Despite
these aspects of the handling of P’s application that are open to criticism, it
can be seen from the facts as a whole that the respondents received what they
were entitled to receive from the appellants where consultation as a First
Nation is concerned. In fact, in some respects they were consulted to an even
greater extent than they would have been under the YESAA .
The
only right the First Nation would have had under the YESAA was to be
heard by the assessment district office as a stakeholder. That consultation
would have been minimal, whereas the First Nation was invited to participate
directly in the assessment of P’s application as a member of LARC.
It
is true that the First Nation’s representatives did not attend the
August 13, 2004 meeting. They did not notify the other members of LARC
that they would be absent and did not request that the meeting be adjourned,
but they had already submitted comments in a letter.
Thus,
the process that led to the October 18, 2004 decision on P’s application
was consistent with the transitional law provisions of Chapter 12 of the
Final Agreement. There is no legal basis for finding that the Crown breached
its duty to consult.
Cases Cited
By Binnie J.
Considered: R.
v. Marshall, [1999] 3
S.C.R. 456; R. v. Badger, [1996] 1 S.C.R. 771; applied: Mikisew
Cree First Nation v. Canada (Minister of Canadian Heritage), 2005 SCC 69,
[2005] 3 S.C.R. 388; Haida Nation v. British Columbia (Minister of Forests),
2004 SCC 73, [2004] 3 S.C.R. 511; R. v. Van der Peet, [1996] 2 S.C.R.
507; Dunsmuir v. New Brunswick, 2008 SCC 9, [2008] 1 S.C.R. 190; Canada
(Citizenship and Immigration) v. Khosa, 2009 SCC 12, [2009] 1 S.C.R. 339; Quebec
(Attorney General) v. Moses, 2010 SCC 17, [2010] 1 S.C.R. 557; referred
to: Taku River Tlingit First Nation v. British Columbia (Project
Assessment Director), 2004 SCC 74, [2004] 3 S.C.R. 550; R. v. Kapp,
2008 SCC 41, [2008] 2 S.C.R. 483; R. v. Taylor (1981), 62 C.C.C. (2d)
227, leave to appeal refused, [1981] 2 S.C.R. xi; R. v. Sparrow, [1990]
1 S.C.R. 1075; R. v. Nikal, [1996] 1 S.C.R. 1013; Delgamuukw v.
British Columbia, [1997] 3 S.C.R. 1010; Rio Tinto Alcan Inc. v. Carrier
Sekani Tribal Council, 2010 SCC 43, [2010] 2 S.C.R. 650; Slaight
Communications Inc. v. Davidson, [1989] 1 S.C.R. 1038; Little Sisters
Book and Art Emporium v. Canada (Minister of Justice), 2000 SCC 69, [2000]
2 S.C.R. 1120; Suresh v. Canada (Minister of Citizenship and Immigration),
2002 SCC 1, [2002] 1 S.C.R. 3; Multani v. Commission scolaire Marguerite‑Bourgeoys,
2006 SCC 6, [2006] 1 S.C.R. 256.
By
Deschamps J.
Considered: Mikisew
Cree First Nation v. Canada (Minister of Canadian Heritage), 2005 SCC 69,
[2005] 3 S.C.R. 388; referred to: Guerin v. The Queen, [1984] 2
S.C.R. 335; R. v. Sparrow, [1990] 1 S.C.R. 1075; Haida Nation v. British
Columbia (Minister of Forests), 2004 SCC 73, [2004] 3 S.C.R. 511; Taku
River Tlingit First Nation v. British Columbia (Project Assessment Director),
2004 SCC 74, [2004] 3 S.C.R. 550; Reference re Secession of Quebec,
[1998] 2 S.C.R. 217; R. v. Van der Peet, [1996] 2 S.C.R. 507; R. v.
Kapp, 2008 SCC 41, [2008] 2 S.C.R. 483; St. Ann’s Island Shooting and
Fishing Club Ltd. v. The King, [1950] S.C.R. 211; Quebec (Attorney
General) v. Canada (National Energy Board), [1994] 1 S.C.R. 159;
Delgamuukw v. British Columbia, [1997] 3 S.C.R. 1010; Mitchell v. M.N.R.,
2001 SCC 33, [2001] 1 S.C.R. 911; R. v. White (1964), 50 D.L.R. (2d)
613, aff’d (1965), 52 D.L.R. (2d) 481; R. v. Sioui, [1990] 1 S.C.R.
1025; Province of Ontario v. Dominion of Canada (1895), 25 S.C.R. 434; R.
v. Badger, [1996] 1 S.C.R. 771; R. v. Sundown, [1999] 1 S.C.R. 393;
R. v. Marshall, [1999] 3 S.C.R. 456; Quebec (Attorney General) v. Moses,
2010 SCC 17, [2010] 1 S.C.R. 557; Rio Tinto Alcan Inc. v. Carrier Sekani
Tribal Council, 2010 SCC 43, [2010] 2 S.C.R. 650; Osoyoos Indian Band v.
Oliver (Town), 2001 SCC 85, [2001] 3 S.C.R. 746.
Statutes and Regulations Cited
Assessable
Activities, Exceptions and Executive Committee Projects Regulations, SOR/2005‑379, ss. 2, 5, Sch. 1, Part 13, item 27.
Canadian
Charter of Rights and Freedoms .
Canadian
Environmental Assessment Act, S.C. 1992,
c. 37 .
Constitution
Act, 1867 , Part VI.
Constitution
Act, 1982, ss. 25 , 35 , 52 , Part V.
Environmental
Assessment Act, S.Y. 2003, c. 2 [rep. O.I.C.
2005/202, (2006) 25 Y. Gaz. II, 32].
Indian
Act, R.S.C. 1985, c. I‑5 .
Lands
Act, R.S.Y. 2002, c. 132, s. 7(1)(a).
Royal
Proclamation (1763), R.S.C. 1985, App. II, No. 1.
Territorial
Lands (Yukon) Act, S.Y. 2003, c. 17.
Wildlife
Act, R.S.Y. 2002, c. 229, ss. 13(1), 82, 187.
Yukon
Environmental and Socio‑economic Assessment Act, S.C. 2003, c. 7, ss. 2(1) “territory”, 5, 8, 20(1),
23(1), 47(2), 50(1), 55(1)(b), 55(4), 60, 63, 81(1), 82(1), 83(1),
84(1), 122(c), 134.
Yukon First Nations Land Claims Settlement
Act, S.C. 1994, c. 34,
ss. 5 , 6(2) , 13 .
Treaties and Agreements
James
Bay and Northern Québec Agreement (1975).
Little
Salmon/Carmacks First Nation Final Agreement, July 1, 1997 (online:
http://www.eco.gov.yk.ca/pdf/little_salmon_carmacks_fa.pdf).
Treaty
No. 8 (1899).
Treaty
No. 11 (1921).
Umbrella
Final Agreement between the Government of Canada, the Council for Yukon Indians
and the Government of the Yukon (1993).
Authors Cited
Canada. Indian and Northern Affairs. Federal Policy for the
Settlement of Native Claims. Ottawa: Indian and Northern
Affairs Canada, 1993.
Grammond,
Sébastien. Aménager la coexistence: Les peuples autochtones et le droit
canadien. Cowansville, Qué.: Yvon Blais, 2003.
Newman,
Dwight G. The Duty to Consult: New Relationships with Aboriginal
Peoples. Saskatoon: Purich Publishing, 2009.
Saint‑Hilaire,
Maxime. “La proposition d’entente de principe avec les Innus: vers une
nouvelle génération de traités?” (2003), 44 C. de D. 395.
Stevenson,
Mark L. “Visions of Certainty: Challenging Assumptions”, in Law
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Ottawa: Minister of Public Works and Government Services Canada, 2001, 113.
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Robert A. Linking Arms Together: American Indian Treaty Visions of Law
and Peace, 1600‑1800. New York: Oxford University Press, 1997.
Yukon.
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1991.
APPEAL and CROSS‑APPEAL from a judgment of the Yukon
Court of Appeal (Newbury, Kirkpatrick and Tysoe JJ.A.), 2008 YKCA 13, 296
D.L.R. (4th) 99, 258 B.C.A.C. 160, 434 W.A.C. 160, [2008] 4 C.N.L.R. 25, 71
R.P.R. (4th) 162, [2008] Y.J. No. 55 (QL), 2008 CarswellYukon 62, setting
aside the decision of Veale J., 2007 YKSC 28, [2007] 3 C.N.L.R. 42, [2007]
Y.J. No. 24 (QL), 2007 CarswellYukon 18, quashing the approval of
application for land grant. Appeal and cross‑appeal dismissed.
Brad Armstrong,
Q.C., Keith Bergner, Penelope Gawn and Lesley
McCullough, for the appellants/respondents on cross‑appeal.
Jean Teillet,
Arthur Pape and Richard B. Salter, for the respondents/appellants
on cross‑appeal.
Mitchell R.
Taylor, Q.C., for the intervener the Attorney General of Canada.
Hugues Melançon
and Natacha Lavoie, for the intervener the Attorney General of Quebec.
Rolf Pritchard
and Justin S. C. Mellor, for the intervener the Attorney
General of Newfoundland and Labrador.
Brian A.
Crane, Q.C., for the interveners the Gwich’in Tribal Council and
Sahtu Secretariat Inc.
Jean‑Sébastien
Clément and François Dandonneau, for the intervener the Grand
Council of the Crees (Eeyou Istchee)/Cree Regional Authority.
James M.
Coady, Dave Joe and Daryn R. Leas, for the intervener
the Council of Yukon First Nations.
Joseph J.
Arvay, Q.C., and Bruce Elwood, for the intervener the
Kwanlin Dün First Nation.
James R.
Aldridge, Q.C., and Dominique Nouvet, for the intervener
Nunavut Tunngavik Inc.
John Donihee,
for the intervener the Tlicho Government.
Robert J. M.
Janes and Karey M. Brooks, for the intervener the Te’Mexw Nations.
Peter W.
Hutchins and Julie Corry, for the intervener the Assembly of
First Nations.
The judgment of McLachlin C.J. and Binnie, Fish,
Abella, Charron, Rothstein and Cromwell JJ. was delivered by
[1]
Binnie J. — This appeal raises important questions about the interpretation
and implementation of modern comprehensive land claims treaties between the
Crown and First Nations and other levels of government.
[2]
The treaty at issue here is the Little
Salmon/Carmacks First Nation Final Agreement (the “LSCFN Treaty”), which was
finalized in 1996 and ratified by members of the First Nation in 1997. The
LSCFN Treaty is one of 11 that arose out of and implement an umbrella agreement
signed in 1993 after 20 years of negotiations between representatives of all of
the Yukon First Nations and the federal and territorial governments. It was a
monumental achievement. These treaties fall within the protection of s. 35 of
the Constitution Act, 1982 , which gives constitutional protection to
existing Aboriginal and treaty rights.
[3]
The present dispute relates to an application
for judicial review of a decision by the Yukon territorial government dated
October 18, 2004, to approve the grant of 65 hectares of surrendered land to a
Yukon resident named Larry Paulsen. The plot borders on the settlement lands
of the Little Salmon/Carmacks First Nation, and forms part of its traditional
territory, to which its members have a treaty right of access for hunting and
fishing for subsistence. In the result, Mr. Paulsen still awaits the outcome
of the grant application he submitted on November 5, 2001.
[4]
The First Nation disclaims any allegation that
the Paulsen grant would violate the LSCFN Treaty, which itself contemplates
that surrendered land may be taken up from time to time for other purposes,
including agriculture. Nevertheless, until such taking up occurs, the members
of the LSCFN have an ongoing treaty interest in surrendered Crown lands (of
which the 65 hectares form a small part), to which they have a treaty right of
access for hunting and fishing for subsistence. The LSCFN contends that the
territorial government proceeded without proper consultation and without proper
regard to relevant First Nation’s concerns. They say the decision of October
18, 2004, to approve the Paulsen grant should be quashed.
[5]
The territorial government responds that no
consultation was required. The LSCFN Treaty, it says, is a complete code. The
treaty refers to consultation in over 60 different places but a land grant
application is not one of them. Where not specifically included, the duty to
consult, the government says, is excluded.
[6]
The important context of this appeal, therefore,
is an application for judicial review of a decision that was required to be
made by the territorial government having regard to relevant constitutional as
well as administrative law constraints. The Yukon Court of Appeal held, as had
the trial judge, that the LSCFN Treaty did not exclude the duty of
consultation, although in this case the content of that duty was at the lower
end of the spectrum (2007 YKSC 28; 2008 YKCA 13). The Court of Appeal went on
to hold, disagreeing in this respect with the trial judge, that on the facts
the government’s duty of consultation had been fulfilled.
[7]
I agree that the duty of consultation was not
excluded by the LSCFN Treaty, although its terms were relevant to the exercise of
the territorial government discretion, as were other principles of
administrative and Aboriginal law, as will be discussed. On the facts of the
Paulsen application, however, I agree with the conclusion of the Court of
Appeal that the First Nation did not make out its case. The First Nation
received ample notice of the Paulsen application, an adequate information
package, and the means to make known its concerns to the decision maker. The
LSCFN’s objections were made in writing and they were dealt with at a meeting
at which the First Nation was entitled to be present (but failed to show up).
Both the First Nation’s objections and the response of those who attended the
meeting were before the appellant when, in the exercise of his delegated
authority, he approved the Paulsen application. In light of the consultation
provisions contained in the treaty, neither the honour of the Crown nor the
duty to consult were breached. Nor was there any breach of procedural
fairness. Nor can it be said that the appellant acted unreasonably in making
the decision that he did. I would dismiss the appeal and cross-appeal.
I. Overview
[8]
Historically, treaties were the means by which
the Crown sought to reconcile the Aboriginal inhabitants of what is now Canada
to the assertion of European sovereignty over the territories traditionally
occupied by First Nations. The objective was not only to build alliances with
First Nations but to keep the peace and to open up the major part of those
territories to colonization and settlement. No treaties were signed with the
Yukon First Nations until modern times.
[9]
Unlike their historical counterparts, the modern
comprehensive treaty is the product of lengthy negotiations between
well-resourced and sophisticated parties. The negotiation costs to Yukon First
Nations of their various treaties, financed by the federal government through
reimbursable loans, were enormous. The LSCFN share alone exceeded seven
million dollars. Under the Yukon treaties, the Yukon First Nations surrendered
their Aboriginal rights in almost 484,000 square kilometres, roughly the size
of Spain, in exchange for defined treaty rights in respect of land tenure and a
quantum of settlement land (41,595 square kilometres), access to Crown lands,
fish and wildlife harvesting, heritage resources, financial compensation, and
participation in the management of public resources. To this end, the LSCFN
Treaty creates important institutions of self-government and authorities such
as the Yukon Environmental and Socio-economic Assessment Board and the Carmacks
Renewable Resources Council, whose members are jointly nominated by the First
Nation and the territorial government.
[10]
The reconciliation of Aboriginal and
non-Aboriginal Canadians in a mutually respectful long-term relationship is the
grand purpose of s. 35 of the Constitution Act, 1982 . The modern
treaties, including those at issue here, attempt to further the objective of
reconciliation not only by addressing grievances over the land claims but by
creating the legal basis to foster a positive long-term relationship between
Aboriginal and non-Aboriginal communities. Thoughtful administration of the
treaty will help manage, even if it fails to eliminate, some of the
misunderstandings and grievances that have characterized the past. Still, as
the facts of this case show, the treaty will not accomplish its purpose if it
is interpreted by territorial officials in an ungenerous manner or as if it
were an everyday commercial contract. The treaty is as much about building
relationships as it is about the settlement of ancient grievances. The future
is more important than the past. A canoeist who hopes to make progress faces
forwards, not backwards.
[11]
Equally, however, the LSCFN is bound to
recognize that the $34 million and other treaty benefits it received in
exchange for the surrender has earned the territorial government a measure of
flexibility in taking up surrendered lands for other purposes.
[12]
The increased detail and sophistication of
modern treaties represents a quantum leap beyond the pre-Confederation
historical treaties such as the 1760-61 Treaty at issue in R. v. Marshall,
[1999] 3 S.C.R. 456, and post-Confederation treaties such as Treaty No. 8
(1899) at issue in R. v. Badger, [1996] 1 S.C.R. 771, and Mikisew
Cree First Nation v. Canada (Minister of Canadian Heritage), 2005 SCC 69,
[2005] 3 S.C.R. 388. The historical treaties were typically expressed in lofty
terms of high generality and were often ambiguous. The courts were obliged to
resort to general principles (such as the honour of the Crown) to fill the gaps
and achieve a fair outcome. Modern comprehensive land claim agreements, on the
other hand, starting perhaps with the James Bay and Northern Québec
Agreement (1975), while still to be interpreted and applied in a manner
that upholds the honour of the Crown, were nevertheless intended to create some
precision around property and governance rights and obligations. Instead of ad
hoc remedies to smooth the way to reconciliation, the modern treaties are
designed to place Aboriginal and non-Aboriginal relations in the mainstream
legal system with its advantages of continuity, transparency, and
predictability. It is up to the parties, when treaty issues arise, to act
diligently to advance their respective interests. Good government requires
that decisions be taken in a timely way. To the extent the Yukon territorial
government argues that the Yukon treaties represent a new departure and not
just an elaboration of the status quo, I think it is correct. However,
as the trial judge Veale J. aptly remarked, the new departure represents but a
step — albeit a very important step — in the long journey of reconciliation
(para. 69).
[13]
There was in this case, as mentioned, an express
treaty right of members of the First Nation to hunt and fish for subsistence on
their traditional lands, now surrendered and classified as Crown lands. While
the LSCFN Treaty did not prevent the government from making land grants out of
the Crown’s land holdings, and indeed it contemplated such an eventuality, it
was obvious that such grants might adversely affect the traditional economic
activities of the LSCFN, and the territorial government was required to consult
with the LSCFN to determine the nature and extent of such adverse effects.
[14]
The delegated statutory decision maker was the
appellant David Beckman, the Director of the Agriculture Branch of the
territorial Department of Energy, Mines and Resources. He was authorized,
subject to the treaty provisions, to issue land grants to non-settlement lands
under the Lands Act, R.S.Y. 2002, c. 132, and the Territorial Lands
(Yukon) Act, S.Y. 2003, c. 17. The First Nation argues that in exercising
his discretion to approve the grant the Director was required to have regard to
First Nation’s concerns and to engage in consultation. This is true. The
First Nation goes too far, however, in seeking to impose on the territorial
government not only the procedural protection of consultation but also a
substantive right of accommodation. The First Nation protests that its
concerns were not taken seriously — if they had been, it contends, the Paulsen
application would have been denied. This overstates the scope of the duty to
consult in this case. The First Nation does not have a veto over the approval
process. No such substantive right is found in the treaty or in the general
law, constitutional or otherwise. The Paulsen application had been pending
almost three years before it was eventually approved. It was a relatively
minor parcel of 65 hectares whose agricultural use, according to the advice
received by the Director (and which he was entitled to accept), would not have
any significant adverse effect on First Nation’s interests.
[15]
Unlike Mikisew Cree where some
accommodation was possible through a rerouting of the proposed winter road, in
this case, the stark decision before the appellant Director was to grant or
refuse the modified Paulsen application. He had before him the relevant
information. Face-to-face consultation between the First Nation and the
Director (as decision maker) was not required. In my view, the decision was
reasonable having regard to the terms of the treaty, and in reaching it the
Director did not breach the requirements of the duty to consult, natural
justice, or procedural fairness. There was no constitutional impediment
to approval of the Paulsen application and from an administrative law
perspective the outcome fell within a range of reasonable outcomes.
II. Facts
[16]
On November 5, 2001, Larry Paulsen submitted his
application for an agricultural land grant of 65 hectares. He planned to grow
hay, put up some buildings and raise livestock. The procedure governing such
grant applications was set out in a pre-treaty territorial government policy, Agriculture
for the 90s: A Yukon Policy (1991) (the “1991 Agriculture Policy”).
[17]
The Paulsen application (eventually in the form
of a “Farm Development Plan”) was pre-screened by the Agriculture Branch and
the Lands Branch as well as the Land Claims and Implementation Secretariat (all
staffed by territorial civil servants) for completeness and compliance with
current government policies.
[18]
The Paulsen application was then sent to the
Agriculture Land Application Review Committee (“ALARC”) for a more in-depth
technical review by various Yukon government officials. ALARC was established
under the 1991 Agriculture Policy. It predates and is completely independent
from the treaty. The civil servants on ALARC recommended that Mr. Paulsen
reconfigure his parcel to include only the “bench” of land set back from the
Yukon River for reasons related to the suitability of the soil and unspecified
environmental, wildlife, and trapping concerns. Mr. Paulsen complied.
[19]
On February 24, 2004, ALARC recommended that the
Paulsen application for the parcel, as reconfigured, proceed to the next level
of review, namely, the Land Application Review Committee (“LARC”), which
includes First Nation’s representatives. LARC also functioned under the 1991
Agriculture Policy and, as well, existed entirely independently of the
treaties.
[20]
Reference should also be made at this point to
the Fish and Wildlife Management Board — a treaty body composed of persons
nominated by the First Nation and Yukon government — which in August 2004 (i.e.
while the Paulsen application was pending) adopted a Fish and Wildlife
Management Plan (“FWMP”) that identified a need to protect wildlife and habitat
in the area of the Yukon River, which includes the Paulsen lands. It proposed
that an area in the order of some 10,000 hectares be designated as a Habitat
Protection Area under the Wildlife Act, R.S.Y. 2002, c. 229. The FWMP
also recognized the need to preserve the First Nation’s ability to transfer its
culture and traditions to its youth through opportunities to participate in
traditional activities. The FWMP did not, however, call for a freeze on
approval of agricultural land grants in the area pending action on the FWMP
proposals.
[21]
Trapline #143 was registered to Johnny Sam, a
member of the LSCFN. His trapline is in a category administered by the Yukon
government, not the First Nation. It helps him to earn a livelihood as well as
to provide a training ground for his grandchildren and other First Nation youth
in the ways of trapping and living off the land. The trapline covers an area of
approximately 21,435 hectares. As noted by the Court of Appeal, the 65
hectares applied for by Mr. Paulsen is approximately one-third of one percent
of the trapline. A portion of the trapline had already been damaged by forest
fire, which, in the LSCFN view, added to the significance of the loss of a
further 65 hectares. The severity of the impact of land grants, whether taken
individually or cumulatively, properly constituted an important element of the
consultation with LARC and, ultimately, a relevant consideration to be taken
into account by the Director in reaching his decision.
[22]
The LARC meeting to discuss the Paulsen
application was scheduled for August 13, 2004. The First Nation received
notice and was invited to provide comments prior to the meeting and to
participate in the discussion as a member of LARC.
[23]
On July 27, 2004, the First Nation submitted a
letter of opposition to the Paulsen application. The letter identified
concerns about impacts on Trapline #143, nearby timber harvesting, the loss of
animals to hunt in the area, and adjacent cultural and heritage sites. No
reference was made in the First Nation’s letter to Johnny Sam’s concerns about
cultural transfer or to the FWMP. The letter simply states that “[t]he
combination of agricultural and timber harvesting impacts on this
already-damaged trapline would certainly be a significant deterrent to the
ability of the trapper to continue his traditional pursuits” (A.R., vol. II, at
p. 22).
[24]
Nobody from the LSCFN attended the August 13,
2004 meeting. Susan Davis, its usual representative, was unable to attend for
undisclosed reasons. The meeting went on as planned.
[25]
The members of LARC who were present (mainly
territorial government officials) considered the Paulsen application and
recommended approval in principle. The minutes of the August 13 meeting show
that LARC did consider the concerns voiced by the LSCFN in its July 27,
2004 letter. Those present at the meeting concluded that the impact of the
loss of 65 hectares on Trapline #143 would be minimal as the Paulsen
application covered a very small portion of the trapline’s overall area and
noted that Johnny Sam could apply under Chapter 16 of the LSCFN Treaty for
compensation for any diminution in its value. LARC recommended an archaeological
survey to address potential heritage and cultural sites. (An archaeological
assessment was later conducted and reported on September 2, 2004, that it was
unable to identify any sites that would be impacted adversely by the grant.)
[26]
On September 8, 2004, the First Nation
representatives met with Agriculture Branch staff who were conducting an
agricultural policy review. The meeting did not focus specifically on the
Paulsen application. Nevertheless, the First Nation made the general point
that its concerns were not being taken seriously. Agriculture Branch officials
replied that they consult on such matters through LARC but they were not
required by the Final Agreement to consult on such issues. Meetings and
discussions with the First Nation had been conducted, they said, only as a
courtesy.
[27]
On October 18, 2004, the Director approved the
Paulsen application and sent a letter to Larry Paulsen, informing him of that
fact. He did not notify the LSCFN of his decision, as he ought to have done.
[28]
Apparently unaware that the Paulsen application
had been approved, the First Nation continued to express its opposition by way
of a series of letters from Chief Eddie Skookum to the Yukon government.
Johnny Sam also wrote letters expressing his opposition. It seems the
government officials failed to disclose that the Director’s decision to approve
the grant had already been made. This had the unfortunate effect of
undermining appropriate communication between the parties.
[29]
In the summer of 2005, Susan Davis, representing
the First Nation, made enquiries of the Agriculture Branch and obtained
confirmation that the Paulsen application had already been approved. She was
sent a copy of the October 18, 2004 approval letter.
[30]
In response, by letter dated August 24, 2005,
the First Nation launched an administrative appeal of the Paulsen grant to the
Assistant Deputy Minister.
[31]
On December 12, 2005, the request to review the
decision was rejected on the basis that the First Nation had no right of appeal
because it was a member of LARC, and not just an intervener under the LARC
Terms of Reference. The Terms of Reference specify that only applicants or
interveners may initiate an appeal. The Terms of Reference had no legislative
or treaty basis whatsoever, but the Yukon government nevertheless treated them
as binding both on the government and on the First Nation.
[32]
Frustrated by the territorial government’s
approach, which it believed broadly misconceived and undermined relations
between the territorial government and the LSCFN, the First Nation initiated
the present application for judicial review.
III. Analysis
[33]
The decision to entrench in s. 35 of the Constitution
Act, 1982 the recognition and affirmation of existing Aboriginal and treaty
rights, signalled a commitment by Canada’s political leaders to protect and
preserve constitutional space for Aboriginal peoples to be Aboriginal. At the
same time, Aboriginal people do not, by reason of their Aboriginal heritage,
cease to be citizens who fully participate with other Canadians in their
collective governance. This duality is particularly striking in the Yukon,
where about 25 percent of the population identify themselves as Aboriginal.
The territorial government, elected in part by Aboriginal people, represents
Aboriginal people as much as it does non-Aboriginal people, even though
Aboriginal culture and tradition are and will remain distinctive.
[34]
Underlying the present appeal is not only the
need to respect the rights and reasonable expectations of Johnny Sam and other
members of his community, but the rights and expectations of other Yukon
residents, including both Aboriginal people and Larry Paulsen, to good
government. The Yukon treaties are intended, in part, to replace expensive and
time-consuming ad hoc procedures with mutually agreed upon legal
mechanisms that are efficient but fair.
[35]
I believe the existence of Larry Paulsen’s stake
in this situation is of considerable importance. Unlike Mikisew Cree,
which involved a dispute between the Federal government and the Mikisew Cree
First Nation over the route of a winter road, Mr. Paulsen made his application
as an ordinary citizen who was entitled to a government decision reached with
procedural fairness within a reasonable time. On the other hand, the
entitlement of the trapper Johnny Sam was a derivative benefit based on the
collective interest of the First Nation of which he was a member. I agree with
the Court of Appeal that he was not, as an individual, a necessary party to the
consultation.
A. The
LSCFN Treaty Reflects a Balance of Interests
[36]
Under the treaty, the LSCFN surrendered all
undefined Aboriginal rights, title, and interests in its traditional territory
in return for which it received:
• title to 2,589
square kilometres of “settlement land” [Chapters 9 and 15];
• financial
compensation of $34,179,210 [Chapter 19];
• potential for
royalty sharing [Chapter 23];
• economic
development measures [Chapter 22];
• rights of
access to Crown land (except that disposed of by agreement for sale, surface
licence, or lease) [Chapter 6];
• special
management areas [Chapter 10];
• protection of
access to settlement land [s. 6.2.7];
• rights to
harvest fish and wildlife [Chapter 16];
• rights to
harvest forest resources [Chapter 17];
• rights to
representation and involvement in land use planning [Chapter 11] and resource
management [Chapters 14, 16-18].
(C.A. reasons, para.
41)
These
are substantial benefits, especially when compared to the sparse offerings of
earlier treaties such as those provided to the Mikisew Cree in Treaty No. 8.
With the substantive benefits, however, came not only rights but duties and
obligations. It is obvious that the long-term interdependent relationship thus
created will require work and good will on both sides for its success.
[37]
The reason for the government’s tight-lipped
reaction to the unfolding Paulsen situation, as explained to us at the hearing
by its counsel, was the fear that if the duty of consultation applies, “these
parties will be in court like parties are in areas where there are no treaties,
and there will be litigation over whether the consultation applies; what is the
appropriate level of the consultation? Is accommodation required? It is all
under court supervision” (transcript, at p. 18). The history of this appeal
shows, however, that taking a hard line does not necessarily speed matters up
or make litigation go away.
[38]
The denial by the Yukon territorial government
of any duty to consult except as specifically listed in the LSCFN Treaty
complicated the Paulsen situation because at the time the Director dealt with
the application the treaty implementation provision contemplated in Chapter 12
had itself not yet been implemented. I do not believe the Yukon Treaty was
intended to be a “complete code”. Be that as it may, the duty to consult is
derived from the honour of the Crown which applies independently of the
expressed or implied intention of the parties (see below, at para. 61). In any
event, the procedural gap created by the failure to implement Chapter 12 had to
be addressed, and the First Nation, in my view, was quite correct in calling in
aid the duty of consultation in putting together an appropriate procedural
framework.
[39]
Nevertheless, consultation was made
available and did take place through the LARC process under the 1991
Agriculture Policy, and the ultimate question is whether what happened in this
case (even though it was mischaracterized by the territorial government as a
courtesy rather than as the fulfilment of a legal obligation) was sufficient.
In Taku River Tlingit First Nation v. British Columbia (Project Assessment
Director), 2004 SCC 74, [2004] 3 S.C.R. 550, the Court held that
participation in a forum created for other purposes may nevertheless satisfy
the duty to consult if in substance an appropriate level of consultation
is provided.
B. The Relationship Between Section 35 and the
Duty to Consult
[40]
The First Nation relies in particular on the
following statements in Haida Nation v. British Columbia (Minister of
Forests), 2004 SCC 73, [2004] 3 S.C.R. 511, at para. 20:
It is a corollary of s. 35 that the Crown
act honourably in defining the rights it guarantees and in reconciling them
with other rights and interests. This, in turn, implies a duty to consult and,
if appropriate, accommodate.
Further,
at para. 32:
The jurisprudence
of this Court supports the view that the duty to consult and accommodate is
part of a process of fair dealing and reconciliation that begins with the
assertion of sovereignty and continues beyond formal claims resolution.
Reconciliation is not a final legal remedy in the usual sense. Rather, it is a
process flowing from rights guaranteed by s. 35(1) of the Constitution Act,
1982 . [Emphasis added.]
[41]
Reference should also be made to R. v. Kapp,
2008 SCC 41, [2008] 2 S.C.R. 483, at para. 6, where the Court said:
The decision to enhance aboriginal
participation in the commercial fishery may also be seen as a response to the
directive of this Court in Sparrow, at p. 1119, that the government
consult with aboriginal groups in the implementation of fishery regulation in
order to honour its fiduciary duty to aboriginal communities. Subsequent
decisions have affirmed the duty to consult and accommodate aboriginal
communities with respect to resource development and conservation; it is a
constitutional duty, the fulfilment of which is consistent with the honour of
the Crown: see e.g. Delgamuukw v. British Columbia, [1997] 3 S.C.R.
1010. [Emphasis added.]
[42]
The obligation of honourable dealing was
recognized from the outset by the Crown itself in the Royal Proclamation of
1763 (reproduced in R.S.C. 1985, App. II, No. 1), in which the British Crown
pledged its honour to the protection of Aboriginal peoples from exploitation by
non-Aboriginal peoples. The honour of the Crown has since become an important
anchor in this area of the law: see R. v. Taylor (1981), 62 C.C.C. (2d)
227 (Ont. C.A.), leave to appeal refused, [1981] 2 S.C.R. xi; R. v. Sparrow,
[1990] 1 S.C.R. 1075; R. v. Nikal, [1996] 1 S.C.R. 1013; Delgamuukw
v. British Columbia, [1997] 3 S.C.R. 1010; as well as Badger,
Marshall and Mikisew Cree, previously referred to. The honour of
the Crown has thus been confirmed in its status as a constitutional principle.
[43]
However, this is not to say that every policy
and procedure of the law adopted to uphold the honour of the Crown is itself to
be treated as if inscribed in s. 35. As the Chief Justice noted in Haida
Nation, “[t]he honour of the Crown gives rise to different duties in
different circumstances” (para. 18). This appeal considers its application in
the modern treaty context; its application where no treaty has yet been signed
was recently the subject of this Court’s decision in Rio Tinto Alcan
Inc. v. Carrier Sekani Tribal Council, 2010 SCC 43, [2010] 2 S.C.R. 650.
[44]
The respondents’ submission, if I may put it
broadly, is that because the duty to consult is “constitutional”,
therefore there must be a reciprocal constitutional right of the First
Nation to be consulted, and constitutional rights of Aboriginal peoples are not
subject to abrogation or derogation except as can be justified under the high
test set out in Sparrow. On this view, more or less every case dealing
with consultation in the interpretation and implementation of treaties becomes
a constitutional case. The trouble with this argument is that the content of
the duty to consult varies with the circumstances. In relation to what Haida
Nation called a “spectrum” of consultation (para. 43), it cannot be said
that consultation at the lower end of the spectrum instead of at the higher end
must be justified under the Sparrow doctrine. The minimal content of
the consultation imposed in Mikisew Cree (para. 64), for example, did
not have to be “justified” as a limitation on what would otherwise be a right
to “deep” consultation. The circumstances in Mikisew Cree never gave
rise to anything more than minimal consultation. The concept of the duty to
consult is a valuable adjunct to the honour of the Crown, but it plays a
supporting role, and should not be viewed independently from its purpose.
[45]
The LSCFN invited us to draw a bright line
between the duty to consult (which it labelled constitutional) and
administrative law principles such as procedural fairness (which it labelled
unsuitable). At the hearing, counsel for the LSCFN was dismissive of resort in
this context to administrative law principles:
[A]dministrative law principles are not
designed to address the very unique circumstance of the Crown-Aboriginal
history, the Crown-Aboriginal relationship. Administrative law principles, for
all their tremendous value, are not tools toward reconciliation of Aboriginal
people and other Canadians. They are not instruments to reflect the honour of
the Crown principles. [transcript, at p. 62]
However,
as Lamer C.J. observed in R. v. Van der Peet, [1996] 2 S.C.R. 507, “aboriginal
rights exist within the general legal system of Canada” (para. 49).
Administrative decision makers regularly have to confine their decisions within
constitutional limits: Slaight Communications Inc. v. Davidson, [1989]
1 S.C.R. 1038; Little Sisters Book and Art Emporium v. Canada (Minister
of Justice), 2000 SCC 69, [2000] 2 S.C.R. 1120; Suresh v. Canada
(Minister of Citizenship and Immigration), 2002 SCC 1, [2002] 1 S.C.R. 3;
and Multani v. Commission scolaire Marguerite-Bourgeoys, 2006 SCC 6,
[2006] 1 S.C.R. 256. In this case, the constitutional limits include the
honour of the Crown and its supporting doctrine of the duty to consult.
[46]
The link between constitutional doctrine and
administrative law remedies was already noted in Haida Nation, at the
outset of our Court’s duty to consult jurisprudence:
In all cases, the honour of the Crown
requires that the Crown act with good faith to provide meaningful consultation
appropriate to the circumstances. In discharging this duty, regard may be had
to the procedural safeguards of natural justice mandated by administrative
law. [Emphasis added; para. 41.]
The
relevant “procedural safeguards” mandated by administrative law include not
only natural justice but the broader notion of procedural fairness. And the
content of meaningful consultation “appropriate to the circumstances” will be
shaped, and in some cases determined, by the terms of the modern land claims
agreement. Indeed, the parties themselves may decide therein to exclude
consultation altogether in defined situations and the decision to do so would
be upheld by the courts where this outcome would be consistent with the
maintenance of the honour of the Crown.
[47]
The parties in this case proceeded by way of an
ordinary application for judicial review. Such a procedure was perfectly capable
of taking into account the constitutional dimension of the rights asserted by
the First Nation. There is no need to invent a new “constitutional remedy”.
Administrative law is flexible enough to give full weight to the constitutional
interests of the First Nation. Moreover, the impact of an administrative
decision on the interest of an Aboriginal community, whether or not that
interest is entrenched in a s. 35 right, would be relevant as a matter of
procedural fairness, just as the impact of a decision on any other community or
individual (including Larry Paulsen) may be relevant.
C. Standard of Review
[48]
In exercising his discretion under the Yukon Lands
Act and the Territorial Lands (Yukon) Act, the Director was required
to respect legal and constitutional limits. In establishing those limits no
deference is owed to the Director. The standard of review in that respect,
including the adequacy of the consultation, is correctness. A decision maker
who proceeds on the basis of inadequate consultation errs in law. Within the
limits established by the law and the Constitution, however, the Director’s
decision should be reviewed on a standard of reasonableness: Dunsmuir v. New
Brunswick, 2008 SCC 9, [2008] 1 S.C.R. 190, and Canada (Citizenship and
Immigration) v. Khosa, 2009 SCC 12, [2009] 1 S.C.R. 339. In other words,
if there was adequate consultation, did the Director’s decision to approve the
Paulsen grant, having regard to all the relevant considerations, fall within
the range of reasonable outcomes?
D. The Role and Function of the LSCFN Treaty
[49]
The territorial government and the LSCFN have
very different views on this point. This difference lies at the heart of their
opposing arguments on the appeal.
[50]
The territorial government regards the role of
the LSCFN Treaty as having nailed down and forever settled the rights and
obligations of the First Nation community as Aboriginal people. The treaty
recognized and affirmed the Aboriginal rights surrendered in the land claim.
From 1997 onwards, the rights of the Aboriginal communities of the LSCFN, in
the government’s view, were limited to the treaty. To put the government’s
position simplistically, what the First Nations negotiated as terms of the
treaty is what they get. Period.
[51]
The LSCFN, on the other hand, considers as
applicable to the Yukon what was said by the Court in Mikisew Cree, at
para. 54:
Treaty making is an important stage in the
long process of reconciliation, but it is only a stage. What occurred at Fort
Chipewyan in 1899 was not the complete discharge of the duty arising from the
honour of the Crown, but a rededication of it.
And
so it is, according to the First Nation, with the treaty-making process in the
Yukon that led in 1997 to the ratification of the LSCFN Treaty.
[52]
I agree with the territorial government that the
LSCFN Treaty is a major advance over what happened in Fort Chipewyan in 1899,
both in the modern treaty’s scope and comprehensiveness, and in the fairness of
the procedure that led up to it. The eight pages of generalities in Treaty No.
8 in 1899 is not the equivalent of the 435 pages of the LSCFN Treaty almost a
century later. The LSCFN Treaty provides a solid foundation for
reconciliation, and the territorial government is quite correct that the LSCFN
Treaty should not simply set the stage for further negotiations from ground
zero. Nor is that the First Nation’s position. It simply relies on the
principle noted in Haida Nation that “[t]he honour of the Crown is always
at stake in its dealings with Aboriginal peoples” (para. 16 (emphasis added)).
Reconciliation in the Yukon, as elsewhere, is not an accomplished fact. It is
a work in progress. The “complete code” position advocated by the territorial
government is, with respect, misconceived. As the Court noted in Mikisew
Cree: “The duty to consult is grounded in the honour of the Crown . . . .
The honour of the Crown exists as a source of obligation independently of
treaties as well, of course” (para. 51).
[53]
On this point, Haida Nation represented
a shift in focus from Sparrow. Whereas the Court in Sparrow had
been concerned about sorting out the consequences of infringement, Haida
Nation attempted to head off such confrontations by imposing on the parties
a duty to consult and (if appropriate) accommodate in circumstances where
development might have a significant impact on Aboriginal rights when and if
established. In Mikisew Cree, the duty to consult was applied to the
management of an 1899 treaty process to “take up” (as in the present case)
ceded Crown lands for “other purposes”. The treaty itself was silent on the
process. The Court held that on the facts of that case the content of the duty
to consult was at “the lower end of the spectrum” (para. 64), but that
nevertheless the Crown was wrong to act unilaterally.
[54]
The difference between the LSCFN Treaty and
Treaty No. 8 is not simply that the former is a “modern comprehensive treaty”
and the latter is more than a century old. Today’s modern treaty will become
tomorrow’s historic treaty. The distinction lies in the relative precision and
sophistication of the modern document. Where adequately resourced and
professionally represented parties have sought to order their own affairs, and
have given shape to the duty to consult by incorporating consultation procedures
into a treaty, their efforts should be encouraged and, subject to such
constitutional limitations as the honour of the Crown, the Court should strive
to respect their handiwork: Quebec (Attorney General) v. Moses,
2010 SCC 17, [2010] 1 S.C.R. 557.
[55]
However, the territorial government presses this
position too far when it asserts that unless consultation is specifically
required by the Treaty it is excluded by negative inference. Consultation in
some meaningful form is the necessary foundation of a successful relationship
with Aboriginal people. As the trial judge observed, consultation works “to
avoid the indifference and lack of respect that can be destructive of the
process of reconciliation that the Final Agreement is meant to address” (para.
82).
[56]
The territorial government would have been wrong
to act unilaterally. The LSCFN had existing treaty rights in relation to the
land Paulsen applied for, as set out in s. 16.4.2 of the LSCFN Treaty:
Yukon Indian
People shall have the right to harvest for Subsistence within their Traditional
Territory . . . all species of Fish and Wildlife for themselves and their
families at all seasons of the year and in any numbers on Settlement Land and
on Crown Land to which they have a right of access pursuant to 6.2.0, subject
only to limitations prescribed pursuant to Settlement Agreements.
The
Crown land was subject to being taken up for other purposes (as in Mikisew
Cree), including agriculture, but in the meantime the First Nation had a
continuing treaty interest in Crown lands to which their members continued to
have a treaty right of access (including but not limited to the Paulsen plot).
It was no less a treaty interest because it was defeasible.
[57]
The decision maker was required to take into
account the impact of allowing the Paulsen application on the concerns and
interests of members of the First Nation. He could not take these into account
unless the First Nation was consulted as to the nature and extent of its
concerns. Added to the ordinary administrative law duties, of course, was the
added legal burden on the territorial government to uphold the honour of the
Crown in its dealings with the First Nation. Nevertheless, given the existence
of the treaty surrender and the legislation in place to implement it, and the
decision of the parties not to incorporate a more general consultation process
in the LSCFN Treaty itself, the content of the duty of consultation (as found
by the Court of Appeal) was at the lower end of the spectrum. It was not
burdensome. But nor was it a mere courtesy.
E. The Source of the Duty to Consult Is
External to the LSCFN Treaty
[58]
The LSCFN Treaty dated July 21, 1997, is a
comprehensive lawyerly document. The territorial government argues that the
document refers to the duty to consult in over 60 different places but points
out that none of them is applicable here (although the implementation of
Chapter 12, which was left to subsequent legislative action, did not foreclose
the possibility of such a requirement).
[59]
There was considerable discussion at the bar
about whether the duty to consult, if it applies at all, should be considered
an implied term of the LSCFN Treaty or a duty externally imposed as a matter of
law.
[60]
The territorial government takes the view that
terms cannot be implied where the intention of the parties is plainly
inconsistent with such an outcome. In this case, it says, the implied term is
negated by the parties’ treatment of consultation throughout the treaty and its
significant absence in the case of land grants. The necessary “negative
inference”, argues the territorial government, is that failure to include it
was intentional.
[61]
I think this argument is unpersuasive. The duty
to consult is treated in the jurisprudence as a means (in appropriate
circumstances) of upholding the honour of the Crown. Consultation can be
shaped by agreement of the parties, but the Crown cannot contract out of its
duty of honourable dealing with Aboriginal people. As held in Haida Nation and
affirmed in Mikisew Cree, it is a doctrine that applies independently of
the expressed or implied intention of the parties.
[62]
The argument that the LSCFN Treaty is a “complete
code” is untenable. For one thing, as the territorial government acknowledges,
nothing in the text of the LSCFN Treaty authorizes the making of land grants on
Crown lands to which the First Nation continues to have treaty access for
subsistence hunting and fishing. The territorial government points out that
authority to alienate Crown land exists in the general law. This is true, but
the general law exists outside the treaty. The territorial government cannot
select from the general law only those elements that suit its purpose. The
treaty sets out rights and obligations of the parties, but the treaty is part
of a special relationship: “In all its dealings with Aboriginal peoples, from
the assertion of sovereignty to the resolution of claims and the
implementation of treaties, the Crown must act honourably” (Haida Nation,
at para. 17 (emphasis added)). As the text of s. 35(3) makes clear, a modern
comprehensive land claims agreement is as much a treaty in the eyes of the
Constitution as are the earlier pre- and post-Confederation treaties.
[63]
At the time the Paulsen application was pending,
the implementation of the LSCFN Treaty was in transition. It contemplates in
Chapter 12 the enactment of a “development assessment process” to implement the
treaty provisions. This was ultimately carried into effect in the Yukon Environmental
and Socio-economic Assessment Act, S.C. 2003, c. 7 (“YESAA ”). The
territorial government acknowledges that the YESAA would have applied to
the Paulsen application. Part 2 of the Act (regarding the assessment process)
did not come into force until after the Paulsen application was approved (s.
134 ). The treaty required the government to introduce the law within two years
of the date of the settlement legislation (s. 12.3.4 ). This was not done. The
subsequent legislative delay did not empower the territorial government to
proceed without consultation.
[64]
The purpose of the YESAA is broadly
stated to “[give] effect to the provisions of Umbrella Final Agreement
respecting assessment of environmental and socio-economic effects” by way of a “comprehensive,
neutrally conducted assessment process” (s. 5 ) where “an authorization or the
grant of an interest in land” would be required (s. 47(2) (c)). The
neutral assessor is the Yukon Environmental and Socio-economic Assessment
Board, to which (excluding the chair) the Council for Yukon Indians would
nominate half the members and the territorial government the other half. The
Minister, after consultation, would appoint the chair.
[65]
The territorial government contends that this
new arrangement is intended to satisfy the requirement of consultation on land
grants in a way that is fair both to First Nations and to the other people of
the Yukon. Assuming (without deciding) this to be so, the fact remains that no
such arrangement was in place at the relevant time.
[66]
In the absence of the agreed arrangement,
consultation was necessary in this case to uphold the honour of the Crown. It
was therefore imposed as a matter of law.
F. The LSCFN Treaty Does Not
Exclude the Duty to Consult and, if Appropriate, Accommodate
[67]
When a modern treaty has been concluded, the
first step is to look at its provisions and try to determine the parties’
respective obligations, and whether there is some form of consultation provided
for in the treaty itself. If a process of consultation has been established in
the treaty, the scope of the duty to consult will be shaped by its provisions.
[68]
The territorial government argues that a mutual
objective of the parties to the LSCFN Treaty was to achieve certainty, as is
set out in the preamble:
. . . the parties to this Agreement
wish to achieve certainty with respect to the ownership and use of lands and
other resources of the Little Salmon/Carmacks First Nation Traditional
Territory;
the parties wish to achieve
certainty with respect to their relationships to each other . . . .
Moreover
the treaty contains an “entire agreement” clause. Section 2.2.15 provides that
Settlement Agreements shall be the entire
agreement between the parties thereto and there shall be no representation,
warranty, collateral agreement or condition affecting those Agreements except
as expressed in them.
[69]
However, as stated, the duty to consult is not a
“collateral agreement or condition”. The LSCFN Treaty is the “entire
agreement”, but it does not exist in isolation. The duty to consult is imposed
as a matter of law, irrespective of the parties’ “agreement”. It does not “affect”
the agreement itself. It is simply part of the essential legal framework
within which the treaty is to be interpreted and performed.
[70]
The First Nation points out that there is an
express exception to the “entire agreement” clause in the case of “existing or
future constitutional rights”, at s. 2.2.4:
Subject to 2.5.0, 5.9.0, 5.10.1 and 25.2.0,
Settlement Agreements shall not affect the ability of aboriginal people of the
Yukon to exercise, or benefit from, any existing or future constitutional
rights for aboriginal people that may be applicable to them.
Section
2.2.4 applies, the LSCFN argues, because the duty of consultation is a new
constitutional duty and should therefore be considered a “future”
constitutional right within the scope of the section.
[71]
As discussed, the applicable “existing or future
constitutional right” is the right of the Aboriginal parties to have the
treaty performed in a way that upholds the honour of the Crown. That principle
is readily conceded by the territorial government. However, the honour of the
Crown may not always require consultation. The parties may, in
their treaty, negotiate a different mechanism which, nevertheless, in the
result, upholds the honour of the Crown. In this case, the duty applies, the
content of which will now be discussed.
G. The Content of the Duty to Consult
[72]
The adequacy of the consultation was the subject
of the First Nation’s cross-appeal. The adequacy of what passed (or failed to
pass) between the parties must be assessed in light of the role and function to
be served by consultation on the facts of the case and whether that purpose
was, on the facts, satisfied.
[73]
The Yukon Lands Act and the Territorial
Lands (Yukon) Act created a discretionary authority to make grants but do
not specify the basis on which the discretion is to be exercised. It was clear
that the Paulsen application might potentially have an adverse impact on
the LSCFN Treaty right to have access to the 65 hectares for subsistence “harvesting”
of fish and wildlife, and that such impact would include the First Nation’s
beneficial use of the surrounding Crown lands to which its members have a
continuing treaty right of access. There was at least the possibility that the
impact would be significant in economic and cultural terms. The Director was then
required, as a matter of both compliance with the legal duty to consult based
on the honour of the Crown and procedural fairness to be informed about
the nature and severity of such impacts before he made a decision to determine
(amongst other things) whether accommodation was necessary or appropriate. The
purpose of consultation was not to reopen the LSCFN Treaty or to renegotiate
the availability of the lands for an agricultural grant. Such availability was
already established in the Treaty. Consultation was required to help manage
the important ongoing relationship between the government and the Aboriginal
community in a way that upheld the honour of the Crown.
[74]
This “lower end of the spectrum” approach is
consistent with the LSCFN Treaty itself which sets out the elements the parties
themselves regarded as appropriate regarding consultation (where consultation
is required) as follows:
“Consult” or “Consultation”
means to provide:
(a)
to the party to be consulted, notice of a matter
to be decided in sufficient form and detail to allow that party to prepare its
views on the matter;
(b)
a reasonable period of time in which the party
to be consulted may prepare its views on the matter, and an opportunity to
present such views to the party obliged to consult; and
(c)
full and fair consideration by the party obliged
to consult of any views presented.
(LSCFN Treaty, Chapter 1)
At
the hearing of this appeal, counsel for the First Nation contended that the
territorial government has “to work with the Aboriginal people to understand
what the effect will be, and then they have to try and minimize it” (transcript,
at p. 48 (emphasis added)). It is true that these treaties were negotiated
prior to Haida Nation and Mikisew Cree, but it must have been
obvious to the negotiators that there is a substantial difference between
imposing on a decision maker a duty to provide “full and fair consideration” of
the First Nation’s “views” and (on the other hand) an obligation to try “to
understand what the effect will be, and then . . . to try and minimize it”.
It is the former formulation which the parties considered sufficient and
appropriate. Even in the absence of treaty language, the application of Haida
Nation and Mikisew Cree would have produced a similar result.
[75]
In my view, the negotiated definition is a
reasonable statement of the content of consultation “at the lower end of the
spectrum”. The treaty does not apply directly to the land grant approval
process, which is not a treaty process, but it is a useful indication of what
the parties themselves considered fair, and is consistent with the
jurisprudence from Haida Nation to Mikisew Cree.
H. There Was Adequate Consultation in This Case
[76]
The First Nation acknowledges that it received
appropriate notice and information. Its letter of objection dated July 27,
2004, set out its concerns about the impact on Trapline #143, a cabin belonging
to Roger Rondeau (who was said in the letter to have “no concerns with the
application”) as well as Johnny Sam’s cabin, and “potential areas of heritage
and cultural interest” that had not however “been researched or identified”.
The letter recommended an archaeological survey for this purpose (this was
subsequently performed before the Paulsen application was considered and
approved by the Director). Nothing was said in the First Nation’s letter of
objection about possible inconsistency with the FWMP, or the need to preserve
the 65 hectares for educational purposes.
[77]
The concerns raised in the First Nation’s letter
of objection dated July 27, 2004, were put before the August 13, 2004 meeting
of LARC (which the First Nation did not attend) and, for the benefit of those
not attending, were essentially reproduced in the minutes of that meeting. The
minutes noted that “[t]here will be some loss of wildlife habitat in the area,
but it is not significant.” The minutes pointed out that Johnny Sam was
entitled to compensation under the LSCFN Treaty to the extent the value of
Trapline #143 was diminished. The minutes were available to the LSCFN as a
member of LARC.
[78]
The First Nation complains that its concerns
were not taken seriously. It says, for example, the fact that Johnny Sam is
eligible for compensation ignores the cultural and educational importance of
Trapline #143. He wants the undiminished trapline, not compensation. However,
Larry Paulsen also had an important stake in the outcome. The Director had a discretion
to approve or not to approve and he was not obliged to decide this issue in
favour of the position of the First Nation. Nor was he obliged as a matter of
law to await the outcome of the FWMP. The Director had before him the First
Nation’s concerns and the response of other members of LARC. He was entitled
to conclude that the impact of the Paulsen grant on First Nation’s interests
was not significant.
[79]
It is important to stress that the First Nation
does not deny that it had full notice of the Paulsen application, and an
opportunity to state its concerns through the LARC process to the ultimate
decision maker in whatever scope and detail it considered appropriate.
Moreover, unlike the situation in Mikisew Cree, the First Nation here
was consulted as a First Nation through LARC and not as members of the
general public. While procedural fairness is a flexible concept and takes into
account the Aboriginal dimensions of the decision facing the Director, it is
nevertheless a doctrine that applies as a matter of administrative law to
regulate relations between the government decision makers and all residents of
the Yukon, Aboriginal as well as non-Aboriginal, Mr. Paulsen as well as the
First Nation. On the record, and for the reasons already stated, the
requirements of procedural fairness were met, as were the requirements of the
duty to consult.
[80]
It is impossible to read the record in this case
without concluding that the Paulsen application was simply a flashpoint for the
pent-up frustration of the First Nation with the territorial government
bureaucracy. However, the result of disallowing the application would simply
be to let the weight of this cumulative problem fall on the head of the hapless
Larry Paulsen (who still awaits the outcome of an application filed more than
eight years ago). This would be unfair.
I. The Duty to Accommodate
[81]
The First Nation’s argument is that in this case
the legal requirement was not only procedural consultation but substantive
accommodation. Haida Nation and Mikisew Cree affirm that the
duty to consult may require, in an appropriate case, accommodation. The
test is not, as sometimes seemed to be suggested in argument, a duty to
accommodate to the point of undue hardship for the non-Aboriginal population.
Adequate consultation having occurred, the task of the Court is to review the
exercise of the Director’s discretion taking into account all of the relevant
interests and circumstances, including the First Nation entitlement and the
nature and seriousness of the impact on that entitlement of the proposed measure
which the First Nation opposes.
[82]
The 65-hectare plot had already been
reconfigured at government insistence to accommodate various concerns. The
First Nation did not suggest any alternative configuration that would be more
acceptable (although it suggested at one point that any farming should be
organic in nature). In this case, in its view, accommodation must inevitably
lead to rejection of the Paulsen application. However, with respect, nothing
in the treaty itself or in the surrounding circumstances gave rise to a
requirement of accommodation. The government was “taking up” surrendered Crown
land for agricultural purposes as contemplated in the treaty.
[83]
The concerns raised by the First Nation were
important, but the question before the Director was in some measure a policy
decision related to the 1991 Agricultural Policy as well as to whether, on the
facts, the impact on the First Nation interests were as serious as claimed. He
then had to weigh those concerns against the interest of Larry Paulsen in light
of the government’s treaty and other legal obligations to Aboriginal people.
It is likely that many, if not most, applications for grants of remote land
suitable for raising livestock will raise issues of wildlife habitat, and many
grants that interfere with traplines and traditional economic activities will
also have a cultural and educational dimension. The First Nation points out
that the Paulsen proposed building would trigger a “no-shooting zone” that
would affect Johnny Sam’s use of his cabin (as well as his trapline). However,
where development occurs, shooting is necessarily restricted, and the LSCFN
Treaty is not an anti-development document.
[84]
Somebody has to
bring consultation to an end and to weigh up the respective interests, having in
mind the Yukon public policy favouring agricultural development where the
rigorous climate of the Yukon permits. The Director is the person with the
delegated authority to make the decision whether to approve a grant of land
already surrendered by the First Nation. The purpose of the consultation was
to ensure that the Director’s decision was properly informed.
[85]
The Director did not err in law in concluding
that the consultation in this case with the First Nation was adequate.
[86]
The advice the Director received from his
officials after consultation is that the impact would not be significant.
There is no evidence that he failed to give the concerns of the First Nation “full
and fair consideration”. The material filed by the parties on the judicial
review application does not demonstrate any palpable error of fact in his
conclusion.
[87]
It seems the Director was simply not content to
put Mr. Paulsen’s interest on the back burner while the government and the
First Nation attempted to work out some transitional rough spots in their
relationship. He was entitled to proceed as he did.
[88]
Whether or not a court would have reached a
different conclusion on the facts is not relevant. The decision to approve or
not to approve the grant was given by the Legislature to the Minister who, in
the usual way, delegated the authority to the Director. His disposition was
not unreasonable.
IV. Conclusion
[89]
I would dismiss the appeal and cross-appeal,
with costs.
English version of the reasons of
LeBel and Deschamps JJ. delivered by
[90]
Deschamps J. — The Court has on numerous occasions invited governments and
Aboriginal peoples to negotiate the precise definitions of Aboriginal rights
and the means of exercising them. To protect the integrity of the negotiation
process, the Court developed, on the basis of what was originally just one step
in the test for determining whether infringements of Aboriginal rights are
justifiable, a duty to consult that must be discharged before taking any action
that might infringe as-yet-undefined rights. It later expanded the minimum obligational
content of a treaty that is silent regarding how the Crown might exercise those
of its rights under the treaty that affect rights granted to the Aboriginal
party in the same treaty.
[91]
In Yukon, the parties sat down to negotiate. An
umbrella agreement and 11 specific agreements were reached between certain
First Nations, the Yukon government and the Government of Canada. Through
these agreements, the First Nations concerned have taken control of their
destiny. The agreements, which deal in particular with land and resources, are
of course not exhaustive, but they are binding on the parties with respect to
the matters they cover. The Crown’s exercise of its rights under the treaty is
subject to provisions on consultation. To add a further duty to consult to
these provisions would be to defeat the very purpose of negotiating a treaty.
Such an approach would be a step backward that would undermine both the
parties’ mutual undertakings and the objective of reconciliation through
negotiation. This would jeopardize the negotiation processes currently under
way across the country. Although I agree with Binnie J. that the appeal
and cross-appeal should be dismissed, my reasons for doing so are very
different.
[92]
Mr. Paulsen’s application constituted a project
to which the assessment process provided for in Chapter 12 of the Little
Salmon/Carmacks First Nation Final Agreement (“Final Agreement”) applied.
Although that process had not yet been implemented, Chapter 12, including
the transitional legal rules it contains, had been. Under those rules, any
existing development assessment process would remain applicable. The
requirements of the processes in question included not only consultation with
the First Nation concerned, but also its participation in the assessment of the
project. Any such participation would involve a more extensive consultation
than would be required by the common law duty in that regard. Therefore,
nothing in this case can justify resorting to a duty other than the one
provided for in the Final Agreement.
[93]
The Crown’s constitutional duty to specifically
consult Aboriginal peoples was initially recognized as a factor going to the
determination of whether an Aboriginal right was infringed (Guerin v. The
Queen, [1984] 2 S.C.R. 335), and was later established as one component of
the test for determining whether infringements of Aboriginal rights by the
Crown were justified: R. v. Sparrow, [1990] 1 S.C.R. 1075. The Court
was subsequently asked in Haida Nation v. British Columbia (Minister of
Forests), 2004 SCC 73, [2004] 3 S.C.R. 511, and Taku River Tlingit First
Nation v. British Columbia (Project Assessment Director), 2004 SCC 74,
[2004] 3 S.C.R. 550, whether such a duty to consult could apply even before an
Aboriginal or treaty right is proven to exist. The Court’s affirmative answer
was based on a desire to encourage the Crown and Aboriginal peoples to
negotiate treaties rather than resorting to litigation.
[94]
I disagree with Binnie J.’s view that the
common law constitutional duty to consult applies in every case, regardless of
the terms of the treaty in question. And I also disagree with the appellants’
assertion that an external duty to consult can never apply to parties to modern
comprehensive land claims agreements and that the Final Agreement constitutes a
complete code. In my view, Mikisew Cree First Nation v. Canada (Minister of
Canadian Heritage), 2005 SCC 69, [2005] 3 S.C.R. 388, stands for the
proposition that the common law constitutional duty to consult Aboriginal
peoples applies to the parties to a treaty only if they have said nothing about
consultation in respect of the right the Crown seeks to exercise under the
treaty. Moreover, it is essential to understand that in this context, the
signature of the treaty entails a change in the nature of the consultation.
When consultation is provided for in a treaty, it ceases to be a measure to
prevent the infringement of one or more rights, as in Haida Nation, and
becomes a duty that applies to the Crown’s exercise of rights granted to it in
the treaty by the Aboriginal party. This means that where, as in Mikisew,
the common law duty to consult applies to treaty rights despite the existence
of the treaty — because the parties to the treaty included no provisions in
this regard — it represents the minimum obligational content.
[95]
Binnie J. has set out the facts. I will
return to them only to make some clarifications I consider necessary. For now,
I will simply mention that the appellants’ position is based on the fact that
this case concerns a modern treaty. The appellants argue that in a case
involving a modern treaty, the duty to consult is strictly limited to the terms
expressly agreed on by the parties and there is no such duty if none has been
provided for. In their view, a duty to consult can be found to exist only if
the parties have expressly provided for one. The appellants seek not a
reversal of the Court of Appeal’s ultimate conclusion, but a declaration on the
scope of the duty to consult. The respondents, who are also cross-appellants,
are asking us to overturn the Court of Appeal’s decision and affirm the
judgment of the Supreme Court of the Yukon Territory quashing the decision to
approve the grant of land to Mr. Paulsen. The respondents submit that the
source of the Crown’s duty to consult them lies outside the treaty, that is,
that the duty derives exclusively from constitutional values and common law
principles. According to the respondents, the treaty does not purport to
define their constitutional relationship with the Crown, nor does the
constitutional duty apply in order to fill a gap in the treaty (R.F., at
para. 11). They submit that the common law duty to consult applies
because Mr. Paulsen’s application would affect their interests. They
invoke three interests: a right of access for subsistence harvesting purposes
to the land in question in the application, their interest under the treaty in
fish and wildlife management, and the reduced value of the trapline of the
respondent Johnny Sam.
[96]
In my view, the answers to the questions before
the Court can be found first in the general principles of Aboriginal law and
then in the terms of the treaty. To explain my conclusion, I must review the
origin, the nature, the function and the specific purpose of the duty being
relied on, after which I will discuss what can be learned from a careful review
of the treaty.
I. General Principles
[97]
In Reference re Secession of Quebec,
[1998] 2 S.C.R. 217, at paras. 48‑82, this Court identified four
principles that underlie the whole of our constitution and of its evolution:
(1) constitutionalism and the rule of law; (2) democracy;
(3) respect for minority rights; and (4) federalism. These four
organizing principles are interwoven in three basic compacts: (1) one
between the Crown and individuals with respect to the individual’s fundamental
rights and freedoms; (2) one between the non-Aboriginal population and
Aboriginal peoples with respect to Aboriginal rights and treaties with
Aboriginal peoples; and (3) a “federal compact” between the provinces.
The compact that is of particular interest in the instant case is the second
one, which, as we will see, actually incorporates a fifth principle underlying
our Constitution: the honour of the Crown.
[98]
The Aboriginal and treaty rights of the
Aboriginal peoples of Canada are recognized and affirmed in s. 35(1) of
the Constitution Act, 1982 . The framers of the Constitution also
considered it advisable to specify in s. 25 of that same Act that the
guarantee of fundamental rights and freedoms to persons and citizens must not
be considered to be inherently incompatible with the recognition of special
rights for Aboriginal peoples. In other words, the first and second compacts
should be interpreted not in a way that brings them into conflict with one
another, but rather as being complementary. Finally, s. 35(4) provides
that, notwithstanding any other provision of the Constitution Act, 1982 ,
the Aboriginal and treaty rights recognized and affirmed in s. 35(1) “are
guaranteed equally to male and female persons”. The compact relating to the
special rights of Aboriginal peoples is therefore in harmony with the other two
basic compacts and with the four organizing principles of our constitutional
system.
[99]
In the case at bar, all the parties are, in one
way or another, bound by the Final Agreement, which settles the comprehensive
land claim of the Little Salmon/Carmacks First Nation. Section 35(3) of
the Constitution Act, 1982 provides that “in subsection (1)” the
expression “treaty rights” includes “rights that now exist by way of land
claims agreements or may be so acquired”. The appellants’ position is based on
one such agreement.
[100]
The respondents, intending to rely on Mikisew,
invoke only the Crown’s common law duty to consult Aboriginal peoples, and not
the agreement, which, as can be seen from the transcript of the hearing (at
p. 46), they do not allege has been breached; they submit that the purpose
of the agreement in the instant case was not to define the parties’
constitutional duties.
[101]
Prior consultation was used originally as a
criterion to be applied in determining whether an Aboriginal right had been
infringed (Guerin, at p. 389), and then as one factor in favour of
finding that a limit on a constitutional right — whether an Aboriginal or a
treaty right — of the Aboriginal peoples in question was justified (Sparrow,
at p. 1119). The Crown failed to consult Aboriginal peoples at its own
risk, so to speak, if it took measures that, should Aboriginal title or an
Aboriginal or treaty right be proven to exist, infringed that right.
[102]
Then, in Haida Nation and Taku River,
it was asked whether such a duty to consult exists even though the existence of
an Aboriginal right has not been fully and definitively established in a court
proceeding or the framework for exercising such a right has not been
established in a treaty. Had the answer to this question been no, this would
have amounted, in particular, to denying that under s. 35 of the Constitution
Act, 1982 , the rights of Aboriginal peoples are protected by the
Constitution even if no court has yet declared that those rights exist and no
undertaking has yet been given to exercise them only in accordance with a
treaty. A negative answer would also have had the effect of increasing the
recourse to litigation rather than to negotiation, and the interlocutory
injunction would have been left as the only remedy against threats to
Aboriginal rights where the framework for exercising those rights has yet to be
formally defined. It was just such a scenario that the Court strove to avoid
in Haida Nation and Taku River, as the Chief Justice made clear
in her reasons in Haida Nation (paras. 14 and 26).
[103]
Thus, the constitutional duty to consult
Aboriginal peoples involves three objectives: in the short term, to provide “interim”
or “interlocutory” protection for the constitutional rights of those peoples;
in the medium term, to favour negotiation of the framework for exercising such
rights over having that framework defined by the courts; and, in the longer
term, to assist in reconciling the interests of Aboriginal peoples with those of
other stakeholders. As one author recently noted, the raison d’être of
the constitutional duty to consult Aboriginal peoples is to some extent, if not
primarily, to contribute to attaining the ultimate objective of reconciliation
through the negotiation of treaties, and in particular of comprehensive land
claims agreements (D. G. Newman, The Duty to Consult: New
Relationships with Aboriginal Peoples (2009), at pp. 18 and 41). This
objective of reconciliation of course presupposes active participation by
Aboriginal peoples in the negotiation of treaties, as opposed to a necessarily
more passive role and an antagonistic attitude in the context of constitutional
litigation (Haida Nation, at para. 14;
S. Grammond, Aménager la coexistence: Les peuples autochtones et le
droit canadien (2003), at p. 247). The duty
to consult can be enforced in different ways. However, the courts must ensure
that this duty is not distorted and invoked in a way that compromises rather
than fostering negotiation. That, in my view, would be the outcome if we were
to accept the respondents’ argument that the treaties, and the Final Agreement
in particular, do not purport to define the parties’ constitutional duties,
including what the Crown party must do to consult the Aboriginal party before
exercising its rights under the treaty.
[104]
The short-, medium- and long-term objectives of
the constitutional duty to consult Aboriginal peoples are all rooted in the
same fundamental principle with respect to the rights of Aboriginal peoples, namely
the honour of the Crown, which is always at stake in relations between the
Crown and Aboriginal peoples (R. v. Van der Peet, [1996] 2 S.C.R. 507,
at para. 24). Obviously, when these relations involve the special
constitutional rights of Aboriginal peoples, the honour of the Crown becomes a
source of constitutional duties and rights, such as the Crown’s duty to consult
Aboriginal peoples with respect to their Aboriginal or treaty rights (R. v.
Kapp, 2008 SCC 41, [2008] 2 S.C.R. 483, at para. 6).
[105]
This Court has, over time, substituted the
principle of the honour of the Crown for a concept — the fiduciary duty — that,
in addition to being limited to certain types of relations that did not always
concern the constitutional rights of Aboriginal peoples, had paternalistic
overtones (St. Ann’s Island Shooting and Fishing Club Ltd. v. The King,
[1950] S.C.R. 211, at p. 219; Guerin; Sparrow; Quebec
(Attorney General) v. Canada (National Energy Board), [1994] 1 S.C.R. 159,
at p. 183; Delgamuukw v. British Columbia, [1997] 3 S.C.R. 1010;
Haida Nation; Taku River Tlingit First Nation; Mitchell v.
M.N.R., 2001 SCC 33, [2001] 1 S.C.R. 911, at para. 9, per
McLachlin C.J.; Mikisew, at para. 51). Before being raised
to the status of a constitutional principle, the honour of the Crown was
originally referred to as the “sanctity” of the “word of the white man” (R.
v. White (1964), 50 D.L.R. (2d) 613 (B.C.C.A.), at p. 649, aff’d
(1965), 52 D.L.R. (2d) 481 (S.C.C.); see also R. v. Sioui, [1990] 1
S.C.R. 1025, at p. 1041, and Province of Ontario v. Dominion of Canada (1895),
25 S.C.R. 434, at pp. 511-12, per Gwynne J. (dissenting)).
The honour of the Crown thus became a key principle for the interpretation of
treaties with Aboriginal peoples (R. v. Badger, [1996] 1 S.C.R. 771, at
para. 41; R. v. Sundown, [1999] 1 S.C.R. 393, at paras. 24 and
46; R. v. Marshall, [1999] 3 S.C.R. 456, at para. 78, per McLachlin J.
(as she then was), dissenting, but not on this issue; Mikisew, at
para. 51).
[106]
Associating the honour of the Crown with the
observance of duly negotiated treaties implies that some value is placed on the
treaty negotiation process. But for the treaty to have legal value, its force
must be such that neither of the parties can disregard it. The principle of
the honour of the Crown does not exempt the Aboriginal party from honouring its
own undertakings. What is in question here is respect for the ability of
Aboriginal peoples to participate actively in defining their special constitutional
rights, and for their autonomy of judgment.
[107]
To allow one party to renege unilaterally on its
constitutional undertaking by superimposing further rights and obligations
relating to matters already provided for in the treaty could result in a
paternalistic legal contempt, compromise the national treaty negotiation
process and frustrate the ultimate objective of reconciliation. This is the
danger of what seems to me to be an unfortunate attempt to take the
constitutional principle of the honour of the Crown hostage together with the
principle of the duty to consult Aboriginal peoples that flows from it.
[108]
The Crown does indeed act honourably when it
negotiates in good faith with an Aboriginal nation to conclude a treaty
establishing how that nation is to exercise its special rights in its
traditional territory. Adhering to the principle of the honour of the Crown
also requires that in the course of negotiations the Crown consult the
Aboriginal party, to an extent that can vary, and in some cases find ways to “accommodate”
it, before taking steps or making decisions that could infringe special
constitutional rights in respect of which the Crown has already agreed to
negotiate a framework for exercising them (Haida Nation; Taku River).
Since the honour of the Crown is more a normative legal concept than a
description of the Crown’s actual conduct, it implies a duty on the part of the
Crown to consult Aboriginal peoples not only with respect to the Aboriginal
rights to which the negotiations actually relate, but also with respect to any
Aboriginal right the potential existence of which the Crown can be found to
have constructive knowledge, provided, of course, that what it plans to do
might adversely affect such rights (Haida Nation, at para. 35). As
we have seen, this principle also requires that the Crown keep its word and
honour its undertakings after a treaty has been signed.
[109]
In concluding a treaty, the Crown does not act
dishonourably in agreeing with an Aboriginal community on an elaborate
framework involving various forms of consultation with respect to the exercise
of that community’s rights: consultation in the strict sense, participation in
environmental and socio-economic assessments, co-management, etc. Nor, in such
cases — which are the norm since the signing of the James Bay and Northern
Québec Agreement in 1975 — does the Crown act dishonourably in concluding a
land claim agreement based on Aboriginal rights if it requires the Aboriginal
party to agree that no parallel mechanism relating to a matter covered by the
treaty will enable that party to renege on its undertakings. Legal certainty
is the primary objective of all parties to a comprehensive land claim
agreement.
[110]
It has sometimes been asserted, incorrectly in
my opinion, that in treaty negotiations, the Crown and Aboriginal parties have
deeply divergent points of view respecting this objective of legal certainty,
which only the Crown is really interested in pursuing. Excessive weight should
not be given to the arguments of the parties to this case, as their positions
have clearly become polarized as a result of the adversarial context of this
proceeding.
[111]
In fact, according to studies commissioned by
the United Nations, (1) lack of precision with respect to their special
rights continues to be the most serious problem faced by Aboriginal peoples,
and (2) Aboriginal peoples attach capital importance to the conclusion of
treaties with the Crown (M. Saint‑Hilaire, “La proposition d’entente
de principe avec les Innus: vers une nouvelle génération de traités?” (2003),
44 C. de D. 395, at pp. 397‑98). It is also wrong, in my
opinion, to say that Aboriginal peoples’ relational understanding of the treaty
is incompatible with the pursuit of the objective of legal certainty. On this
understanding, that of “treaty making”, the primary purpose of these
instruments is to establish a relationship that will have to evolve
(M. L. Stevenson, “Visions of Certainty: Challenging Assumptions”,
in Law Commission of Canada, ed., Speaking Truth to Power: A Treaty
Forum (2001), 113, at p. 121; R. A. Williams, Linking Arms
Together (1997)). The concept of an agreement that provides certainty is
not synonymous with that of a “final agreement”, or even with that of an “entire
agreement”. Legal certainty cannot be attained if one of the parties to a
treaty can unilaterally renege on its undertakings with respect to a matter
provided for in the treaty where there is no provision for its doing so in the
treaty. This does not rule out the possibility of there being matters not
covered by a treaty with respect to which the Aboriginal party has not
surrendered possible Aboriginal rights. Nor does legal certainty imply that an
equitable review mechanism cannot be provided for in a treaty.
[112]
Thus, it should be obvious that the best way for
a court to contribute to ensuring that a treaty fosters, in the words of
Binnie J., “a positive long-term relationship between Aboriginal and
non-Aboriginal communities” (at para. 10) consists first and foremost in
ensuring that the parties cannot unilaterally renege on their undertakings.
And once legal certainty has been pursued as a common objective at the
negotiation stage, it cannot become a one-way proposition at the stage of
implementation of the treaty. On the contrary, certainty with respect to one
party’s rights implies that the party in question must discharge its
obligations and respect the other party’s rights. Having laboured so hard, in
their common interest, to substitute a well-defined legal system for an
uncertain normative system, both the Aboriginal party and the Crown party have
an interest in seeing their efforts bear fruit.
[113]
Except where actions are taken that are likely
to unilaterally infringe treaty rights of an Aboriginal people, it is
counterproductive to assert, as the respondents do, that the common law duty to
consult continues to apply in all cases, even where a treaty exists. However,
the appellants’ argument goes much too far. As I explain more fully below, the
fact that a treaty has been signed and that it is the entire agreement on some
aspects of the relationship between an Aboriginal people and the non-Aboriginal
population does not imply that it is a complete code that covers every aspect
of that relationship. It is in fact because the agreement in issue does
provide that the Aboriginal party has a right to various forms of consultation
with respect to the rights the Crown wishes to exercise in this case that
rights and obligations foreign to the mechanism provided for in the treaty must
not be superimposed on it, and not simply, as the appellants submit, because
this is a “modern” treaty constituting a land claims agreement.
[114]
It is true that s. 35(3) of the Constitution
Act, 1982 recognizes the existence of a category of treaties, called “land
claims agreements”, which, in constitutional law, create “treaty” rights within
the meaning of s. 35(1) . Thus, although the courts will certainly take
the context of the negotiation of each treaty into consideration, they will
avoid, for example, developing rules specific to each category of treaty
identified in the legal literature or by the government (e.g., “peace and
friendship” treaties, “pre-Confederation” treaties, “numbered” treaties and “modern”
treaties).
[115]
In Quebec (Attorney General) v. Moses,
2010 SCC 17, [2010] 1 S.C.R. 557, LeBel J. and I rejected the date of
signature as the criterion for determining the rules of interpretation
applicable to treaties entered into with Aboriginal peoples: “. . . the
issue relates to the context in which an agreement was negotiated and signed,
not to the date of its signature” (para. 114). We arrived at that
conclusion because we did not believe that distinct legal meanings flowed from
the identification in the legal literature and by the government of various
categories of treaties on the basis of the historical periods in which the treaties
were signed. This approach was also taken by McLachlin J., dissenting on
a different issue, in Marshall, as she said that “each treaty must be
considered in its unique historical and cultural context”, which “suggests”
that the practice of “slot[ting] treaties into different categories, each with
its own rules of interpretation . . . should be avoided”
(para. 80).
[116]
If, in a given case, a court feels freer to
maintain a certain critical distance from the words of a treaty and can as a
result interpret them in a manner favourable to the Aboriginal party, this will
be because it has been established on the evidence, including historical and
oral evidence, that the written version of the exchange of promises probably
does not constitute an accurate record of all the rights of the Aboriginal
party and all the duties of the Crown that were created in that exchange. It
is true that, where certain time periods are concerned, the context in which
the agreements were reached will more readily suggest that the words are not
faithful. But this is a question that relates more to the facts than to the
applicable law, which is, in the final analysis, concerned with the common
intention of the parties. From a legal standpoint, a comprehensive land claim
agreement is still a treaty, and nothing, not even the fact that the treaty
belongs to a given “category”, exempts the court from reading and interpreting
the treaty in light of the context in which it was concluded in order to
identify the parties’ common intention. This Court has had occasion to mention
that, even where the oldest of treaties are involved, the interpretation “must
be realistic and reflect the intention of both parties, not just that of the
[First Nation]” (Sioui, at p. 1069). I would even say that it
would be wrong to think that the negotiating power of Aboriginal peoples is
directly related to the time period in which the treaty was concluded, as
certain Aboriginal nations were very powerful in the early years of
colonization, and the European newcomers had no choice but to enter into
alliances with them.
[117]
My finding with regard to the interpretation of
treaties is equally applicable to the relationship between treaties and the law
external to them or, in other words, to the application to treaties of the
rules relating to conflicting legislation: the mere fact that a treaty belongs
to one “category” or another cannot mean that a different set of rules applies
to it in this regard. The appellants’ invitation must therefore be declined:
even when the treaty in issue is a land claims agreement, the Court must first
identify the common intention of the parties and then decide whether the common
law constitutional duty to consult applies to the Aboriginal party.
[118]
Thus, the basis for distinguishing this case
from Mikisew is not the mere fact that the treaty in issue belongs to
the category of modern land claims agreements. As Binnie J. mentions in
the case at bar (at para. 53), the treaty in issue in Mikisew was
silent on how the Crown was to exercise its right under the treaty to require
or take up tracts “from time to time for settlement, mining, lumbering, trading
or other purposes”. This constituted an omission, as, without guidance, the
exercise of such a right by the Crown might have the effect of nullifying the
right of the Mikisew under the same treaty “to pursue their usual vocations of
hunting, trapping and fishing”. Therefore, where there is a treaty, the common
law duty to consult will apply only if the parties to the treaty have failed to
address the issue of consultation.
[119]
Moreover, where, as in Mikisew, the
common law duty to consult must be discharged to remedy a gap in the treaty,
the duty undergoes a transformation. Where there is a treaty, the function of
the common law duty to consult is so different from that of the duty to consult
in issue in Haida Nation and Taku River that it would be
misleading to consider these two duties to be one and the same. It is true
that both of them are constitutional duties based on the principle of the
honour of the Crown that applies to relations between the Crown and Aboriginal
peoples whose constitutional — Aboriginal or treaty — rights are at stake.
However, it is important to make a clear distinction between, on the one hand,
the Crown’s duty to consult before taking actions or making decisions that
might infringe Aboriginal rights and, on the other hand, the minimum duty to
consult the Aboriginal party that necessarily applies to the Crown with regard
to its exercise of rights granted to it by the Aboriginal party in a treaty.
This, in my opinion, is the exact and real meaning of the comment in Mikisew
that the “honour of the Crown exists as a source of obligation independently of
treaties as well” (para. 51). This is also the exact meaning of the
comment in Haida Nation that the “jurisprudence of this Court supports
the view that the duty to consult and accommodate is part of a process of fair
dealing and reconciliation that begins with the assertion of sovereignty and
continues beyond formal claims resolution” (para. 32).
[120]
Where the Crown unilaterally limits a right
granted to an Aboriginal people in a treaty in taking an action that does not
amount to an exercise of one of its own rights under that treaty, the
infringement is necessarily a serious one, and the Crown’s duty is one of
reasonable accommodation. This principle is very similar to that of minimal
impairment, with respect to which a duty to consult was held to exist in Sparrow.
[121]
The consultation that must take place if the
Crown’s exercise of its own rights under a treaty impairs a right of the
Aboriginal party will consist in either: (1) the measures provided for in
the treaty in this regard; or (2) if no such measures are provided for in
the treaty, the consultation required under the common law framework, which
varies with the circumstances, and in particular with the seriousness of any
potential effects on the Aboriginal party’s rights under the treaty (Haida
Nation, at para. 39; Mikisew).
[122]
One thing must be made clear at this point, however.
Where a treaty provides for a mechanism for consulting the Aboriginal party
when the Crown exercises its rights under the treaty — one example would be the
participation of the Aboriginal party in environmental and socio-economic
assessments with respect to development projects — what the treaty does is to
override the common law duty to consult the Aboriginal people; it does not
affect the general administrative law principle of procedural fairness, which
may give rise to a duty to consult rights holders individually. The
constitutional duty to consult Aboriginal peoples is rooted in the principle of
the honour of the Crown, which concerns the special relationship between the
Crown and Aboriginal peoples as peoples (Rio Tinto Alcan Inc. v. Carrier
Sekani Tribal Council, 2010 SCC 43, [2010] 2 S.C.R. 650, at
paras. 59-60). It is as a result of this special relationship, originally
based on the recognition of Aboriginal institutions that existed before the
Crown asserted its sovereignty, that Aboriginal peoples, as peoples, can enter
into treaties with the Crown. The general rules of administrative law do not
normally form part of the matters provided for in comprehensive land claims
agreements.
[123]
When all is said and done, the fatal flaw in the
appellants’ argument that the duty to consult can never apply in the case of a
modern treaty is that they confuse the concept of an agreement that provides
certainty with that of an “entire agreement”. The imperative of legal
certainty that is central to the negotiation of a modern treaty and that
requires a court to defer to the will of the parties must not blind the courts
to omissions by the parties. That an agreement is complete cannot be presumed;
it must be found to be complete.
[124]
The Court obviously cannot bind itself in future
cases by assuming that every modern treaty is free of omissions or other gaps
with respect to consultation. The possibility of so important a matter being
omitted from a modern treaty may at first blush seem unlikely, but as can be seen
from the instant case, it is very real. Were it not for the transitional law
provisions in Chapter 12, there would probably have been a gap in this
case and, on an exceptional basis, in the legal context of the modern treaty,
the common law duty to consult could duly have been applied to fill that gap.
But no such gap can be found in this case. Yet it is in fact just such a “procedural
gap” that Binnie J. finds (at para. 38) to be confirmed here, but he
reaches this conclusion without considering the treaty’s transitional law
provisions, which, in my view, contain the answers to the questions raised in
this case. I disagree with the argument that such a procedural gap exists in
this case, and I also disagree with superimposing the common law duty to
consult on the treaty. These, therefore, are the basic differences between us.
[125]
Yukon also submits that the existence of a duty
to consult may be inferred from a treaty only in accordance with its express
terms. Once again, this is an argument that goes too far and is in no way
consistent with the general principles of interpretation of treaties with
Aboriginal peoples, even when those principles are applied to modern treaties.
As we will see, the treaty itself contains interpretive provisions to the effect
that an interpretation should not be limited to the express terms of the
treaty, and in particular that its provisions must be read together and that
any ambiguities should be resolved in light of the objectives set out at the
beginning of each chapter.
[126]
These general considerations alone would form a
sufficient basis for dismissing the appeal. But the provisions of the Final
Agreement also confirm this conclusion, and they must, in any event, be
reviewed in order to assess the respondents’ argument.
II. Treaty in Issue
[127]
The analysis of the treaty that must be
conducted in this case has three steps. To begin, it will be necessary to
review the general framework of the treaty and highlight its key concepts. The
next step will be to identify the substantive treaty rights that are in issue
here, namely, on the one hand, the Crown’s right the exercise of which raises
the issue of consultation and, on the other hand, the right or rights of the
Aboriginal party, which could be limited by the exercise of the Crown’s right.
Finally, and this is the determining factor, it will be necessary to discuss
the formal rights and duties that result from the consultation process provided
for in the treaty.
A. General Framework
[128]
“Comprehensive” Aboriginal land claims
agreements form part of the corpus of our constitutional law. And the effect
of the implementing legislation of such agreements is that they are usually
binding on third parties. The agreements are most often the fruit of many
years of intense negotiations. The documents in which they are set out
therefore command the utmost respect.
[129]
This Court was recently asked to interpret the James
Bay and Northern Québec Agreement for the first time, some 35 years after
it was signed in 1975. Since that year, 19 other similar agreements have been
concluded across the country. Subsequently, to take the most striking example,
although only one comprehensive claim in British Columbia has resulted in a
final settlement and only seven others in that province are currently at
relatively advanced stages of negotiation, no fewer than 52 other claims there
have been accepted for negotiation by the Treaty Commission.
[130]
It was after 20 years of negotiations that
the Umbrella Final Agreement between the Government of Canada, the Council for
Yukon Indians and the Government of the Yukon (“Umbrella Agreement”) was signed
on May 29, 1993. At that time, the Little Salmon/Carmacks First Nation
was a member of the Council for Yukon Indians, and it still is today, along
with nine other First Nations. The Umbrella Agreement provided for the
conclusion, in accordance with its terms, of specific agreements with the
various Yukon First Nations (s. 2.1.1).
[131]
Although the Umbrella Agreement “does not create
or affect any legal rights” (s. 2.1.2), it provides that “Settlement
Agreements shall be land claims agreements within the meaning of
section 35 of the Constitution Act, 1982 ” (s. 2.2.1 ).
Moreover, according to the Umbrella Agreement, “[a] Yukon First Nation Final
Agreement shall include the provisions of the Umbrella Final Agreement and the
specific provisions applicable to that Yukon First Nation” (s. 2.1.3 ). It
can be seen from the final agreements in question that the parties have given
effect to this undertaking. Even the numbering of the Umbrella Agreement’s
provisions has been reproduced in the 11 final agreements that have been
concluded under it so far. These 11 final agreements represent over half
of all the “comprehensive” land claims agreements (that is, agreements resulting
from claims that Aboriginal rights exist) signed across the country. The Final
Agreement in issue here was signed near Carmacks on July 21, 1997 and was
subsequently ratified and implemented by enacting legislation; this last step
was a condition of validity (ss. 2.2.11 and 2.2.12 ).
[132]
The Umbrella Agreement, as a whole, is founded
on a few basic concepts. It should be noted from the outset that this
agreement applies to a larger territory than the land claims settlement
concluded under it actually does. The agreement refers to “Settlement Land”,
which is defined as “Category A Settlement Land, Category B
Settlement Land or Fee Simple Settlement Land”, and to “Non‑Settlement
Land”, which is defined as “all land and water in the Yukon other than Settlement
Land” and as including “Mines and Minerals in Category B Settlement Land
and Fee Simple Settlement Land, other than Specified Substances” (Chapter 1).
The nature of this distinction will be helpful in our analysis of the
provisions relating to legal certainty (Division 2.5.0). But one point
that should be made here is that the framework provided for in the agreement
varies considerably depending on which of these two broad categories the land
in question belongs to. It should also be pointed out that, under the
agreement, “Crown land” — such as the land in issue here that was transferred
to Mr. Paulsen on October 18, 2004 — is land that, as defined, is not
settlement land. Another concept used in the Umbrella Agreement is that of “traditional
territory”, which transcends the distinction between settlement land and non‑settlement
land (Chapter 1 and Division 2.9.0). This concept of “traditional
territory” is relevant not only to the possibility of overlapping claims of
various Yukon First Nations, but also to the extension of claims beyond the
limits of Yukon and to the negotiation of transboundary agreements
(Division 2.9.0). As we will see, it is also central to the fish and
wildlife co-management system established in Chapter 16 of the Final Agreement.
The land that was in question in the decision of the Director of Agriculture
dated October 18, 2004 in respect of Mr. Paulsen’s application is
located within the traditional territory of the Little Salmon/Carmacks First
Nation, and more specifically in the northern part of that territory, in a
portion that overlaps with the traditional territory of the Selkirk First
Nation.
[133]
The appellants’ argument is based entirely on
the principle that the agreement provides certainty. More precisely, it is
based on an interpretation according to which that principle is
indistinguishable from the principle of the “entire agreement”. As a result,
they have detached a key general provision of the Final Agreement from its
context and interpreted it in a way that I do not find convincing. The “entire
agreement” clause (s. 2.2.15), the actual source of which is the Umbrella
Agreement and on which the appellants rely, provides that “Settlement
Agreements shall be the entire agreement between the parties thereto and [that]
there shall be no representation, warranty, collateral agreement or condition
affecting those Agreements except as expressed in them.” This clause is
consistent with the “out-of-court settlement” aspect of comprehensive land
claims agreements. But it is not the only one, which means that such clauses
must be considered in the broader context of the Final Agreement, and in
particular of the provisions respecting legal certainty, which are set out
under the heading “Certainty” (Division 2.5.0).
[134]
On this key issue of legal certainty, the
Umbrella Agreement and, later, all the final agreements negotiated under it
were entered into in accordance with the 1986 federal policy on comprehensive
claims (Saint-Hilaire, at pp. 407‑8, note 45). It is actually
possible to refer to the 1993 policy, as the 1986 policy was not modified on
this point. Since 1986, the official federal policy has stated in this respect
that rights with respect to land that are consistent with the agreement and “Aboriginal
rights which are not related to land and resources or to other subjects under
negotiation will not be affected by the exchange” (Indian and Northern Affairs
Canada, Federal Policy for the Settlement of Native Claims (1993), at
p. 9). In short, in the 1986 policy, the government announced that its
conduct would be honourable in that it would aim for equitable, or [translation] “orthodox”, exchanges (Saint-Hilaire,
at p. 407). In other words, the principle endorsed in the federal policy
since 1986 has involved a distinction between the agreement that provides
certainty and the “entire agreement”. So much for the general principle behind
the division of the agreement in issue entitled “Certainty”. Let us now
consider in greater detail the specific provisions applicable to the exchange
of rights established in the Final Agreement.
[135]
The Umbrella Agreement provides (in
s. 2.5.1) that, in consideration of the promises, terms, conditions and
provisos in a Yukon First Nation’s final agreement,
2.5.1.1 subject
to 5.14.0 [which sets out a procedure for designating “Site Specific Settlement
Land” to which s. 2.5.0 will not apply], that Yukon First Nation and all
persons who are eligible to be Yukon Indian People it represents, as of the
Effective Date of that Yukon First Nation’s Final Agreement, cede, release and
surrender to Her Majesty the Queen in Right of Canada, all their aboriginal
claims, rights, titles, and interests, in and to,
(a) Non-Settlement
Land and all other land and water including the Mines and Minerals within the
sovereignty or jurisdiction of Canada, except the Northwest Territories,
British Columbia and Settlement Land,
(b) the Mines
and Minerals within all Settlement Land, and
(c) Fee Simple
Settlement Land; [and]
2.5.1.2 that
Yukon First Nation and all persons eligible to be Yukon Indian People it
represents, as of the Effective Date of that Yukon First Nation’s Final
Agreement, cede, release and surrender to Her Majesty the Queen in Right of
Canada all their aboriginal claims, rights, titles and interests in and to
Category A and Category B Settlement Land and waters therein, to the
extent that those claims, rights, titles and interests are inconsistent or in
conflict with any provision of a Settlement Agreement . . .
According
to the agreement settling its comprehensive land claim, the Little
Salmon/Carmacks First Nation therefore “surrender[ed]” any Aboriginal rights it
might have in respect of land, water, mines and minerals,
(1) subject to the procedure for designating “site specific settlement
land” (of which two parcels were located near the land in question in
Mr. Paulsen’s application), (2) except insofar as those rights
extended into the Northwest Territories or British Columbia, and
(3) except for those relating to settlement land and waters therein, but
only to the extent that the rights in question were not inconsistent with the
settlement and provided that they extended neither to land held in fee simple
nor to mines and minerals — as is specified in the definition of non-settlement
lands. For greater certainty, the Final Agreement accordingly adds that
2.5.1.4 neither
that Yukon First Nation nor any person eligible to be a Yukon Indian Person it
represents, their heirs, descendants and successors, shall, after the Effective
Date of that Yukon First Nation’s Final Agreement, assert any cause of action,
action for declaration, claim or demand of whatever kind or nature, which they
ever had, now have, or may hereafter have against Her Majesty the Queen in
Right of Canada, the Government of any Territory or Province, or any person
based on,
(a) any
aboriginal claim, right, title or interest ceded, released or surrendered
pursuant to 2.5.1.1 and 2.5.1.2; [or]
(b) any
aboriginal claim, right, title or interest in and to Settlement Land, lost or
surrendered in the past, present or future . . .
[136]
It is also important to consider general
provision 2.2.4, which reflects the new orthodox exchange principle
introduced by the 1986 federal policy that applied to the negotiation of the
Umbrella Agreement:
Subject to 2.5.0, 5.9.0 [effects of the
registration, granting, declaration or expropriation of any interest in a
Parcel of Settlement Land less than the entire interest], 5.10.1 [effects of
the registration, granting or expropriation of the fee simple title in a Parcel
of Settlement Land] and 25.2.0 [negotiation of the transboundary aspect of
claims], Settlement Agreements shall not affect the ability of aboriginal
people of the Yukon to exercise, or benefit from, any existing or future
constitutional rights for aboriginal people that may be applicable to them.
[137]
The spirit of the Final Agreement is apparent on
the very face of these provisions respecting legal certainty: except where
otherwise provided in the agreement itself, the agreement replaces the common
law Aboriginal rights framework with the one it establishes for the matters
it covers. But that is not all.
[138]
The Final Agreement also includes general and
interpretive provisions, such as general provision 2.2.5, which, like so
many others, is reproduced from the Umbrella Agreement. This provision states
that “Settlement Agreements shall not affect the rights of Yukon Indian People
as Canadian citizens and their entitlement to all of the rights, benefits and
protection of other citizens applicable from time to time.” There are also
relevant provisions in Division 2.6.0 of the Umbrella Agreement:
2.6.1 The provisions
of the Umbrella Final Agreement, the specific provisions of the Yukon First
Nation Final Agreement and Transboundary Agreement applicable to each Yukon
First Nation shall be read together.
2.6.2 Settlement
Legislation shall provide that:
2.6.2.1 subject
to 2.6.2.2 to 2.6.2.5, all federal, territorial and municipal Law shall apply
to Yukon Indian People, Yukon First Nations and Settlement Land;
2.6.2.2 where
there is any inconsistency or conflict between any federal, territorial or
municipal Law and a Settlement Agreement, the Settlement Agreement shall
prevail to the extent of the inconsistency or conflict;
2.6.2.3 where
there is any inconsistency or conflict between the provisions of the Umbrella
Final Agreement and the specific provisions applicable to a Yukon First Nation,
the provisions of the Umbrella Final Agreement shall prevail to the extent of
the inconsistency or conflict; [and]
2.6.2.4 where
there is any inconsistency or conflict between Settlement Legislation and any
other Legislation, the Settlement Legislation shall prevail to the extent of
the inconsistency or conflict;
. . .
2.6.3 There shall
not be any presumption that doubtful expressions in a Settlement Agreement be
resolved in favour of any party to a Settlement Agreement or any beneficiary of
a Settlement Agreement.
. . .
2.6.5 Nothing in a
Settlement Agreement shall be construed to preclude any party from advocating
before the courts any position on the existence, nature or scope of any
fiduciary or other relationship between the Crown and the Yukon First Nations.
2.6.6 Settlement
Agreements shall be interpreted according to the Interpretation Act,
R.S.C. 1985, c. I-21 , with such modifications as the circumstances
require.
2.6.7 Objectives in
Settlement Agreements are statements of the intentions of the parties to a
Settlement Agreement and shall be used to assist in the interpretation of
doubtful or ambiguous expressions.
2.6.8 Capitalized words or phrases shall have the meaning assigned
in the Umbrella Final Agreement.
These
interpretive provisions establish, inter alia, a principle of equality
between the parties (s. 2.6.3) and a principle of contextual
interpretation based on the general scheme of the provisions, divisions and
chapters and of the treaty as a whole in accordance with its systematic nature
(s. 2.6.1). The latter principle is confirmed by the rule that in the
event of ambiguity, the provisions of the treaty are to be interpreted in light
of the objectives stated at the beginning of certain chapters of the treaty
(s. 2.6.7). The systematic nature of the treaty is also confirmed by the
rule that when defined words and phrases are used, they have the meanings assigned
to them in the definitions (s. 2.6.8). In other cases, the rules set out
in the federal Interpretation Act apply (s. 2.6.6 ). This, then, is
the framework for interpretation agreed on by the parties to the treaty. More
precisely, this framework was first developed by the parties to the Umbrella
Agreement, and was then incorporated by the parties into the various final
agreements concluded under the Umbrella Agreement. Where there is any
inconsistency or conflict, the rules of this framework prevail over the common
law principles on the interpretation of treaties between governments and
Aboriginal peoples.
[139]
These general and interpretive provisions also
establish certain rules with respect to the relationships of the Umbrella
Agreement and any final agreement concluded under it, not only the relationship
between them, but also that with the law in general. One of these rules is
that in the event of inconsistency or conflict, the Umbrella Agreement prevails
over the agreements concluded under it (s. 2.6.2.3). At first glance,
this rule is surprising, since the parties to the Umbrella Agreement were very
careful to specify that, on its own, that agreement “does not create or affect
any legal rights” (s. 2.1.2). Section 2.6.2.3 is therefore somewhat
imprecise. It can only refer to the provisions of the final agreement whose
substance (and not form) derives from the Umbrella Agreement, and which prevail
over the “specific” provisions. The implementing legislation, the Yukon
First Nations Land Claims Settlement Act, S.C. 1994, c. 34 , provides
that “[i]n the event of a conflict or inconsistency between provisions of the
Umbrella Final Agreement incorporated in a final agreement that is in effect
and provisions of the final agreement that are specific to the first nation,
the provisions of the Umbrella Final Agreement prevail to the extent of the
conflict or inconsistency” (s. 13(4) ). The other provisions of the treaty
that relate to this issue of conflicting legislation have also been drawn from
the federal implementing legislation (s. 13 ) and from its territorial
equivalent (s. 5 ). The rules can therefore be summarized in the principle
that the Final Agreement prevails over any other non‑constitutional legal
rule, subject to the requirement that its provisions not be so construed as to
affect the rights of “Yukon Indian people” as Canadian citizens and their
entitlement to all the rights, benefits and protections of other citizens
(s. 2.2.5 ). In short, therefore, with certain exceptions, the treaty
overrides Aboriginal rights related to the matters to which it applies, and in
cases of conflict or inconsistency, it prevails over all other non‑constitutional
law.
[140]
It should be noted that in certain
circumstances, the principle applied in the treaty with respect to particular
non‑constitutional legislation — the Indian Act, R.S.C. 1985,
c. I‑5 , where reserves are concerned — is that the treaty replaces
that legislation rather than prevailing over it (s. 4.1.2 ).
[141]
Regarding the relationship between the treaty in
issue and the rest of our constitutional law other than the case law on
Aboriginal rights, such a treaty clearly cannot on its own amend the “Constitution
of Canada” within the meaning of s. 52 and Part V of the Constitution
Act, 1982 . Thus, to give one example, it cannot on its own alter either
the protections of rights and freedoms provided for in Part I of that Act,
the Canadian Charter of Rights and Freedoms (support for this can be
found in s. 2.2.5 of the Final Agreement, which was discussed above), or
the constitutional division of powers established in Part VI of the Constitution
Act, 1867 . Next, on the specific issue before us in the instant case,
since the right to be consulted that corresponds to the common law duty to consult
(1) transcends the distinction between Aboriginal rights and treaty
rights, (2) is therefore not an Aboriginal right and even less so an
Aboriginal right related to land and resources, and (3) accordingly cannot
be surrendered under Division 2.5.0, it must be asked whether there is
anything explicit in the treaty in issue about how the parties intended to deal
with this duty. In other words, does the Final Agreement contain provisions
that affect the general principle discussed above that the common law duty to
consult will apply only where the parties have failed to address this issue? I
see none.
[142]
It should be borne in mind that an Aboriginal
people cannot, by treaty, surrender its constitutional right to be consulted
before the Crown takes measures in a manner not provided for in the treaty that
might violate, infringe or limit a right that Aboriginal people is recognized
as having in the same treaty. By analogy, in contract law, such a surrender
would constitute an unconscionable term. But it is not this rule that is in
issue here so much as the minimum required content of the duty in the context
of treaties with Aboriginal peoples. As set out above, s. 2.6.5 of the
Final Agreement, which was reproduced from the Umbrella Agreement, provides that
“[n]othing in a Settlement Agreement shall be construed to preclude any party
from advocating before the courts any position on the existence, nature or
scope of any fiduciary or other relationship between the Crown and the Yukon
First Nations”. However, the fiduciary duty is not always constitutional in
nature. Nor is it equivalent to the duty to consult implied by the principle
of the honour of the Crown that the Crown must maintain in its relations with
Aboriginal peoples as holders of special constitutional rights. The fiduciary
duty may arise, for example, from relations the Crown maintains with Indians in
managing reserve lands and, more generally, in administering the Indian Act (Guerin;
Osoyoos Indian Band v. Oliver (Town), 2001 SCC 85, [2001] 3 S.C.R. 746).
[143]
In actual fact, two points are made in
s. 2.6.5. First, the settlement of an Aboriginal nation’s comprehensive
claim does not automatically entail the settlement of any specific claim —
based not on Aboriginal rights but rather on the Indian Act — that this
nation might have, generally on the strength of the Crown’s fiduciary duty. A
specific claim could also be based on a “historical” treaty. In the instant
case, however, the Little Salmon/Carmacks First Nation expressly ceded,
released and surrendered, in the agreement to settle its comprehensive land
claim, namely the Final Agreement, any “claims, rights or causes of action
which they may ever have had, may now have or may have hereafter” as a result
of Treaty 11 (ss. 2.5.1.3 , 2.5.1.4 (c) and 2.5.2 ). Finally, unlike a
comprehensive claim, a specific claim is not necessarily limited to land or
resources. It was therefore quite natural to specify that the mere existence
of a settlement of a Yukon First Nation’s comprehensive land claim did not,
without further verification, support a conclusion that any specific claim the
First Nation might have had been settled.
[144]
Second, s. 2.6.5 also evokes a more general
principle. It provides that a final agreement does not preclude any party from
advocating before the courts the existence of not only fiduciary, but also “other”,
relationships between the Crown and the Yukon First Nations. This, in reality,
is but one manifestation of the equitable principle involving a higher standard
for exchanges of rights between Aboriginal peoples and the Crown — which the
Crown aimed to make more orthodox — that was first mentioned in the federal
policy of 1986.
[145]
Thus, s. 2.6.5 of the Final Agreement is
not at all inconsistent with the general principle discussed above that the
common law duty to consult, in its minimum required obligational form, will
apply — despite the existence of a treaty — only if the parties to the treaty
have clearly failed to provide for it. This will depend on whether the parties
have come to an agreement on the issue, and if they have, the treaty will —
unless, of course, the treaty itself provides otherwise — override the
application to the parties of any parallel framework, including the common law
framework.
[146]
In short, in providing in s. 2.2.4 that,
subject to certain restrictions, “Settlement Agreements shall not affect the
ability of aboriginal people of the Yukon to exercise, or benefit from, any
existing or future constitutional rights for aboriginal people that may be
applicable to them”, the parties could only have had an orthodox exchange of
rights in mind. They most certainly did not intend that a consultation
framework would apply in parallel with the one they were in the process of
establishing in the treaty. If the treaty in issue establishes how the Crown
is to exercise its rights under the treaty by providing for a given form of
consultation with the Aboriginal party, then the effect of the entire agreement
clause in s. 2.2.15 will be to override any parallel framework, including the
one developed by this Court.
B. Substantive Rights in Issue
(1) Right to Transfer and
Right of Access to Crown Land
[147]
In the case at bar, it is Chapter 6 on
rights of access that must be considered first in respect of the right of the
Crown the exercise of which could affect the exercise of rights of the
Aboriginal party. As I mentioned above, the agreement in issue establishes two
broad categories of land: settlement land and non-settlement land. The
category of non-settlement land includes Crown land, and the land in question
in Mr. Paulsen’s application was Crown land. Chapter 6 is structured
on the basis of the principle that the Aboriginal party and third parties have
rights of access to unoccupied Crown land, on the one hand, and that the Crown
and third parties have rights of access to undeveloped settlement land, on the
other. This is a general principle to which there may, of course, be
exceptions.
[148]
It is in Division 6.2.0 that the parties to the
Umbrella Agreement — Canada, Yukon and
the Council for Yukon Indians —
provided for the right of access to Crown land — to be confirmed
in the final agreements — of every Yukon Indian person and Yukon First Nation. The effect of
the reproduction of that provision in the various final agreements was to grant
every Yukon Indian person and Yukon First Nation to which those agreements
applied a right of access for non-commercial purposes (s. 6.2.1), which is
the right being relied on in this case. However, a review of that right leads
to the right of the Crown the exercise of which is in issue here and which
constitutes an exception to the right of access.
[149]
The right of access of First Nations to Crown
land for non-commercial purposes is subject to strict limits, and also to conditions
and exceptions. It is limited in that the access in question is only “casual
and insignificant” (s. 6.2.1.1), or “is for the purpose of Harvesting Fish
and Wildlife in accordance with Chapter 16 — Fish and Wildlife”
(s. 6.2.1.2), which is a chapter I will discuss below. The applicable
conditions are set out in s. 6.2.4 — one example is a prohibition against
significant interference with the use and peaceful enjoyment of the land by
other persons. Finally, regarding the exceptions that are relevant here, the
right of access in issue does not apply to Crown land “where access or use by
the public is limited or prohibited” (s. 6.2.3.2), or “which is subject
to an agreement for sale or a surface licence or lease”, except “to the
extent the surface licence or lease permits public access” or “where the holder
of the interest allows access” (s. 6.2.3.1 (emphasis added)).
[150]
This last provision is the very one on which the
decision on Mr. Paulsen’s application was based. It must therefore be
determined whether the treaty requires the Crown to consult the Aboriginal
party before exercising its right to transfer land belonging to it in a way
that could limit one or more rights granted to the Aboriginal party in the
treaty. As I explain below, there are provisions in the treaty in question
that govern this very issue.
[151]
The Crown’s right is clear, however. This
exception to the right of access of First Nations to Crown land obviously
implies that the Crown’s general right to transfer land belonging to it
continues to exist. Crown land, in respect of which Yukon’s Aboriginal peoples
have surrendered all Aboriginal rights and all rights arising out of Treaty
No. 11, and which is not included in the land covered by the settlement of
their comprehensive land claims, is defined in the agreement itself as land “vested
from time to time in Her Majesty in Right of Canada, whether the administration
and control thereof is appropriated to the Commissioner of the Yukon or not” (Chapter 1).
Ownership of property implies, with some exceptions, the right to dispose of
the property. The Crown’s right to transfer land belonging to it is confirmed
not only by s. 6.2.3.1 of the treaty, but also by s. 6.2.7, which
limits that right by indicating that “Government shall not alienate Crown Land
abutting any block of Settlement Land so as to deprive that block of Settlement
Land of access from adjacent Crown Land or from a highway or public road.” The
treaty right being specifically invoked by the Little Salmon/Carmacks First
Nation in respect of access to Crown land clearly ends where the Crown’s right
to transfer such land begins.
[152]
Moreover, in invoking the right granted in
s. 6.2.1.2 to every Yukon Indian person and Yukon First Nation, that of
access to Crown land for the purpose of “Harvesting Fish and Wildlife in
accordance with Chapter 16”, the respondents are also engaging that
chapter on fish and wildlife management. They further submit that the transfer
of the land in question would reduce the value of the trapline held by one of
them, Johnny Sam, under the Wildlife Act, R.S.Y. 2002, c. 229, and
— in a more direct, but certainly no less significant, manner — under the same
Chapter 16 of the Final Agreement. Chapter 16 is accordingly in
issue in this case and will have to be considered in greater detail.
(2) Fish and Wildlife Management
[153]
Chapter 16 of the Final Agreement
establishes a co-management framework with respect to fish and wildlife. It
generally confirms the right of Yukon Indian people
to harvest for Subsistence within their
Traditional Territory, and with the consent of another Yukon First Nation in
that Yukon First Nation’s Traditional Territory, all species of Fish and
Wildlife for themselves and their families at all seasons of the year and in
any numbers on Settlement Land and on Crown Land to which they have a right of
access pursuant to 6.2.0 . . . . [s. 16.4.2]
However,
the actual scope of this general principle is limited in that the same
provision concludes with the following words: “. . . subject only to
limitations prescribed pursuant to Settlement Agreements” (s. 16.4.2).
Those limitations are significant and they go beyond the exception to the right
of access granted in Division 6.2.0, namely the Crown’s exercise of its
right to transfer land belonging to it. The exercise of the rights granted to
the Aboriginal party in Chapter 16 is subject to limitations provided for
not only in the final agreements, but also in “Legislation enacted for purposes
of Conservation, public health or public safety” (s. 16.3.3); limitations
provided for in legislation “must be consistent with this chapter, reasonably
required to achieve those purposes and may only limit those rights to the
extent necessary to achieve those purposes” (s. 16.3.3.1).
[154]
There are other provisions in Chapter 16 of
the Final Agreement, aside from s. 16.3.3, that regulate, in various ways,
the right of Yukon Indian people to harvest fish and wildlife by, in
particular, authorizing the fixing of quotas — referred to as “total allowable
harvest[s]” — “[w]hen opportunities to harvest Freshwater Fish or Wildlife are
limited for Conservation, public health or public safety” (s. 16.9.1.1).
Chapter 16 also establishes principles for sharing such harvests “between
Yukon Indian People and other harvesters” (s. 16.9.1). Overall, the logic
behind the principles used to allocate quotas is to “give priority to the
Subsistence needs of Yukon Indian People while providing for the reasonable
needs of other harvesters” (s. 16.9.1.1).
[155]
Another goal of Chapter 16 of each of the
final agreements, in addition to the simple fixing and allocation of quotas, is
to regulate the exercise by Yukon Indian people of their rights to harvest fish
and wildlife by setting up a multi-level management framework that combines the
principle of participation of the First Nations in question and that of
decentralization. Those with responsibilities in the context of that framework
are, in each case, the First Nation in question, the renewable resources
council (“council”), which has jurisdiction in respect of that First Nation’s
traditional territory, the Fish and Wildlife Management Board (“Board”) (and
its Salmon Sub-Committee), which has jurisdiction throughout the Yukon
Territory, and, finally, the Minister responsible for the matter in issue.
There is equal representation on the councils and the Board: thus, “[s]ubject
to Transboundary Agreements and Yukon First Nation Final Agreements, each
Council shall be comprised of six members consisting of three nominees of the
Yukon First Nation and three nominees of the Minister” (s. 16.6.2), and “[t]he
Board shall be comprised of six nominees of Yukon First Nations and six
nominees of Government” (s. 16.7.2). Regarding the composition of the
councils, the specific provisions of the final agreements add only that the
First Nation and the Minister may each nominate one additional member as an
alternate member (ss. 16.6.2.1 to 16.6.2.3). The chairperson of each
council, and of the Board, is selected from the membership of the body in
question in accordance with procedures it has established for itself
(ss. 16.6.3 and 16.7.3). If no chairperson is selected within 30 days in
the case of a council, or 60 days in the case of the Board, the Minister must,
after consulting the council or the Board, as the case may be, appoint one from
its membership (ss. 16.6.3.1 and 16.7.3.1).
[156]
There are very few instances in which the organs
referred to in Chapter 16, other than the Minister, are given decision-making
powers. In one of the rare cases, the First Nation is given, “for
Category 1 Traplines, the final allocation authority” (ss. 16.11.10.6
and 16.5.1.2) — I should mention that this is not the category to which Johnny
Sam’s trapline belongs. The First Nation also has sole authority to “align,
realign or group Category 1 Traplines where such alignments, realignments
or groupings do not affect Category 2 Traplines” (s. 16.5.1.3).
[157]
More generally, the First Nation also has the
following decision-making powers:
. . .
[to] manage, administer, allocate or otherwise regulate the exercise of the
rights of Yukon Indian People under 16.4.0 [concerning the harvesting of fish
and wildlife] within the geographical jurisdiction of the Council established
for that Yukon First Nation’s Traditional Territory by,
(a) Yukon Indian
People enrolled pursuant to that Yukon First Nation Final Agreement,
(b) other Yukon
Indian People who are exercising rights pursuant to 16.4.2, and
(c) except as otherwise provided in a Transboundary Agreement,
members of a transboundary claimant group who are Harvesting pursuant to that
Transboundary Agreement in that Yukon First Nation’s Traditional
Territory . . . [s. 16.5.1.1]
However,
the final paragraph of this provision contains the following clarification: “. . .
where not inconsistent with the regulation of those rights by Government in
accordance with 16.3.3 and other provisions of this chapter” (s. 16.5.1.1,
final portion). The reality is that, aside from the allocation of individual
rights from a group harvesting allocation, Chapter 16 mainly concerns
management activities that ultimately fall under the Minister’s authority. The
organs mentioned in Chapter 16 other than the Minister have in most cases
— with some exceptions where they are given a form of decision-making authority
— a power limited to holding consultations before a decision is made.
[158]
It is in this context that the respondents’
argument regarding the Community-based Fish and Wildlife Management Plan:
Little Salmon/Carmacks First Nation Traditional Territory, 2004-2009 (2004)
must be considered. Management plans such as this one are referred to in
Chapter 16 of the various final agreements and more specifically, for our
purposes, in ss. 16.6.10 and 16.6.10.1, which read as follows:
Subject to
Yukon First Nation Final Agreements, and without restricting 16.6.9 [on the
Councils’ general powers], each Council:
16.6.10.1 may make recommendations to the Minister on the
need for and the content and timing of Freshwater Fish and Wildlife management
plans, including Harvesting plans, Total Allowable Harvests and the allocation
of the remaining Total Allowable Harvest [under 16.9.4], for species other than
the species referred to in 16.7.12.2 [species included in international
agreements, threatened species declared by the Minister as being of
territorial, national or international interest, and Transplanted Populations
and Exotic Species] . . .
[159]
A management plan such as the one relied on by
the respondents is a policy statement regarding proposed legal acts, in
particular decision making and the making of regulations under statutory
authority. As its title indicates, therefore, this plan only sets out an
administrative agreement on how the partners plan to exercise their legal
powers.
[160]
The passage from the management plan to which
the respondents refer reads as follows:
Concern: There is a need to protect the Yukon River from Tatchun
Creek to Minto as important habitat for moose, salmon, and other wildlife.
This section of
the Yukon River contains a number of sloughs and islands, and was identified as
important habitat for moose during calving, summer and winter. Moose were
commonly seen in this area back in the 1960s, but fewer have been seen in
recent years. “Dog Salmon Slough” was one area noted in particular as an
important habitat area. Bears use Dog Salmon Slough for fishing. Moose
might be staying away from river corridors now with the increased river travel
traffic during summer. The review process for land applications in this area
needs to consider the importance of these habitat areas to fish and wildlife.
Solution:
Conserve the important moose and salmon habitat along the Yukon River from
Tatchun Creek to Minto.
Pursue designating the area between Tatchun Creek and Minto along
the Yukon River as a Habitat Protection Area under the Wildlife Act.
The community and governments need to get
together to decide what kind of activities should happen in this important
wildlife habitat. This is an overlap area with Selkirk First Nation, and the
CRRC [Carmacks Renewable Resource Council] needs to consult with them. A
[Little Salmon/Carmacks First Nation] Game Guardian could also assist in
evaluating the area for designation and providing management guidelines.
[pp. 32‑33]
[161]
Two concerns can therefore be identified: the
protection of fish and wildlife and the designation of areas. As I will
explain below, the protection of fish and wildlife could be, and in fact was,
taken into consideration in the process leading to the transfer of land. As
for the designation of a protected area, which could have prevented any
transfer of the land in question in Mr. Paulsen’s application from
occurring, it was a complex process. Such a designation would have required
that three steps be completed successfully: (1) the Little
Salmon/Carmacks First Nation would have to recommend the designation after
consulting the Selkirk First Nation and the renewable resources council, in
accordance with the relevant provisions of the management plan; (2) the
Commissioner in Executive Council would have to designate the area by making a
regulation under s. 187 of the Wildlife Act, the effect of which
would simply be to make it possible to withdraw the lands in question from
disposition; and (3) the Commissioner in Executive Council would have to
actually withdraw the lands from disposition by making an order under
s. 7(1)(a) of the Yukon Lands Act, R.S.Y. 2002, c. 132, which would
be done if the Commissioner in Executive Council considered it advisable to do
so in the public interest. These steps had not yet been taken, and in the
meantime no provisional suspension of the processing of applications for land
in the area in question had been agreed upon, despite the fact that such a
suspension had been suggested in September 2004, a few weeks before the
decision on Mr. Paulsen’s application, at a meeting concerning an
agricultural policy review that was attended by representatives from the First
Nation and the Agriculture Branch.
[162]
In sum, the provisions of Chapter 16 on
fish and wildlife management establish a framework under which the First
Nations are generally invited to participate in fish and wildlife management at
the pre-decision stage. In particular, the invitation they receive to propose
fish and wildlife management plans can be regarded as consultation.
(3) Trapline
[163]
The respondents submit that the land transfer in
issue will reduce the value of the trapline held by Johnny Sam under the Wildlife
Act, to which Division 16.11.0 of the Final Agreement on trapline
management and use applies. In addition to the principles on the allocation of
possible quotas between the First Nations and other harvesters, Chapter 16
of the Yukon final agreements includes specific rules for the trapping of
furbearers. Division 16.11.0 incorporates, with necessary changes, the framework
for granting individual traplines, or “concessions”, established in the Wildlife
Act. The changes made to that general framework in the final agreements
relate primarily to the allocation of traplines in the First Nations’
traditional territory.
[164]
Section 16.11.2 of the final agreements
concluded with the Yukon First Nations under the Umbrella Agreement reads as
follows:
In establishing
local criteria for the management and Use of Furbearers in accordance with
16.6.10.6 [which delegates the authority to adopt bylaws under the Wildlife
Act] and 16.6.10.7 [which grants the authority to make recommendations to
the Minister and the First Nation], the Councils shall provide for:
16.11.2.1 the
maintenance and enhancement of the Yukon’s wild fur industry and the Conservation
of the fur resource; and
16.11.2.2 the maintenance of the integrity of the management
system based upon individual trapline identity, including individual traplines
within group trapping areas.
[165]
The Final Agreement contains a specific
provision concerning the allocation of traplines between Aboriginal and
non-Aboriginal people in the traditional territory of the Little
Salmon/Carmacks First Nation, namely s. 16.11.4.1, which provides that “[t]he
overall allocation of traplines which have more than 50 percent of their area
in that portion of the Traditional Territory of the Little Salmon/Carmacks
First Nation which is not overlapped by another Yukon First Nation’s
Traditional Territory is 11 traplines held by Yukon Indian People and three
traplines held by other Yukon residents.” This allocation does not apply to
Johnny Sam’s trapline, since it is located entirely within the portion of the
traditional territory of the Little Salmon/Carmacks First Nation that overlaps
the traditional territory of the Selkirk First Nation.
[166]
Furthermore, as I mentioned above, the Final
Agreement establishes two categories of traplines. After being granted to an
individual, a trapline located in the traditional territory of a First Nation
may, with the written consent of its registered holder, be designated a
Category 1 trapline (s. 16.11.8). Otherwise, it will be a
Category 2 trapline. Such a designation gives the First Nation the
authority — particularly if the trapline is vacant or underused — to reallocate
it (ss. 16.5.1.2 and 16.11.10.6), or to align it, realign it or group it
with another line “where such alignments, realignments or groupings do not
affect Category 2 Traplines” (s. 16.5.1.3). Authority over
Category 2 lines rests not with the First Nation, but with the Minister
(ss. 16.3.1 and 16.11.10.7 and Division 16.8.0). In their decisions, the
courts below indicated that Johnny Sam’s trapline is a Category 2
trapline.
[167]
Section 16.11.13 establishes the right of “Yukon
Indian People holding traplines whose Furbearer Harvesting opportunities will
be diminished due to other resource development activities [to] be compensated”.
This right is broader than the right to compensation the holder of a trapline
has under s. 82 of the Wildlife Act, which is limited to situations
in which a concession is revoked or the re‑issuance of a concession is
refused for purposes related to the conservation of wildlife or to protection
of the public interest, but without giving two years’ notice. Regarding the
consequences the transfer of land to one person might have on another person’s
right to trap, I would point out that the Wildlife Act (s. 13(1))
provides that “[a] person shall not hunt or trap wildlife within one kilometre
of a building which is a residence, whether or not the occupants are present in
the building at the time, unless the person has the permission of the occupants
to do so.”
[168]
Having discussed the granting of rights and
establishment of duties in Chapter 16 of the Final Agreement, on which the
respondents are relying, I must now ask whether this chapter establishes a
specific procedure to be followed by the Yukon government to consult the
signatory First Nation before exercising its right to transfer Crown land under
the (Yukon) territory’s jurisdiction. The answer is no. The consultation
provided for in ss. 16.3.3.2, 16.5.4 and 16.7.16 relates to the management
of fish and wildlife, not to the impact an action might have in relation to
fish and wildlife. However, ss. 16.5.3, 16.6.11 and 16.7.13 provide that
the First Nation, the renewable resources council and the Fish and Wildlife
Management Board, respectively, have standing as interested parties to
participate in the public proceedings of any agency, board or commission on
matters that affect the management and conservation of fish and wildlife and
their habitats in the particular traditional territory. But the terms “agency”,
“board” or “commission” refer, in particular, to the bodies in question in
Chapter 12 of the Final Agreement, which establishes a procedure for
consulting the First Nations signatories by ensuring their participation in the
environmental and socio-economic assessment of development activities such as
the one that resulted from the approval of Mr. Paulsen’s application.
[169]
I would nevertheless like to point out that
Johnny Sam had rights as the holder of the trapline. He had the same rights as
anyone else where procedural fairness is concerned. He also had the right to
be compensated in accordance with s. 16.11.13. But the respondents are
neither arguing that there has been a breach of procedural fairness nor
asserting their right to compensation. What they are seeking is to have the
decision on Mr. Paulsen’s application quashed on the ground that the Crown
had a common law duty to consult them (R.F. on cross-appeal, at
para. 86). It is my view, therefore, that a review of the rights granted
in the Final Agreement with respect to consultation prior to a decision
such as the one in issue in this case is indispensable.
C. Formal Rights and Duties in Issue
[170]
The appellants argue that Chapter 12 is not
applicable on the ground that it had not yet been implemented at the relevant
time. According to the respondents, the process provided for in
Chapter 12 would have been applicable had it been implemented, but it is
only one form of consultation among all those that would be applicable — in
their view, the common law duty is not excluded. Binnie J. also proposes
that the common law duty to consult should apply where the Crown exercises a
right granted to it in the treaty, even if the treaty provides for consultation
in relation to that right. I disagree with him on this point. As I mentioned
above, respect for the autonomy of the parties implies that effect must be
given to the provisions they have agreed on in finalizing the relationship
between them on a given matter. I cannot therefore agree with disregarding
provisions adopted by the parties with respect to the transitional law.
[171]
The Umbrella Agreement and the Final Agreement
in issue here state that the settlement legislation must provide that a
settlement agreement is binding on third parties (s. 2.4.2.3), and the Yukon
First Nations Land Claims Settlement Act provides that “[a final agreement
or transboundary agreement that is in effect] is binding on all persons and
bodies that are not parties to it” (s. 6(2) ). Both these agreements are
binding not only on the parties, but also on third parties. Therefore, in my
opinion, it is necessary for this Court to review the provisions of
Chapter 12.
[172]
Chapter 12 of the Umbrella Agreement, which
can also be found in the final agreements, did not simply lay the foundations
for an environmental and socio‑economic assessment process that was to be
implemented by means of a statute other than the general implementing
legislation for those agreements — which was done by enacting the Yukon
Environmental and Socio-economic Assessment Act, S.C. 2003, c. 7
(“YESAA ”) — it also contains transitional law provisions regarding the
duties of the parties to the Umbrella Agreement and the final agreements that
would apply even before the enactment of that statute implementing the process
in question.
[173]
In reality, the Yukon final agreements provided
that they would be implemented and would come into effect by way of legislation
or of an order‑in‑council, as the case may be, and that their
coming into effect was a condition precedent to their validity (ss. 2.2.11
and 2.2.12). This could be understood to mean that, since Chapter 12
required the enactment of specific implementing legislation, it constituted an
exception to the general implementation of a final agreement and created no
legal rights or duties until that legislation was enacted. But that is not
what the Final Agreement says.
[174]
In Division 12.2.0 of the Final Agreement,
the expression “Development Assessment Legislation” is defined as “Legislation
enacted to implement the development assessment process set out in this
chapter” (emphasis added). This definition therefore does not concern special
implementing legislation for Chapter 12 as a whole, but legislation to
implement the process provided for in that chapter. This is confirmed
by s. 12.3.1, which provides that “Government shall implement a
development assessment process consistent with this chapter by Legislation”.
Logically, therefore, when a final agreement concluded under the Umbrella
Agreement with the Yukon First Nations comes into effect, the result, even if
the assessment process has not yet been implemented, is to give effect to
several provisions of Chapter 12 that are common to all the final
agreements, including those that establish the applicable transitional law.
[175]
Section 12.19.5 provides that “[n]othing in
[Chapter 12] shall be construed to affect any existing development
assessment process in the Yukon prior to the Development Assessment Legislation
coming into effect.” This provision sets out the transitional law that would
apply until the YESAA came into force, establishing that until then,
existing statutes and regulations with respect to development assessment would
constitute the minimum to which Yukon First Nations were entitled, which meant
that those statutes and regulations could not be amended so as to reduce the
level of protection enjoyed by the First Nations. Chapter 12 does not
require that any amendments be made to that existing law in the meantime.
[176]
In addition, s. 12.3.4 provides that “Government
shall recommend to Parliament or the Legislative Assembly, as the case may be,
the Development Assessment Legislation consistent with this chapter as soon as
practicable and in any event no later than two years after the effective date
of Settlement Legislation.” The “settlement legislation” referred to here is
clearly not the implementing legislation for the process contemplated in
Chapter 12, but the “settlement legislation” provided for in
Division 2.4.0 — the legislation to implement the particular final
agreement. Both the territorial settlement legislation and the corresponding
federal legislation came into force in 1995. As for the specific process
contemplated in Chapter 12, it was ultimately implemented by Parliament by
means of the YESAA .
[177]
The transitional law, that is, the law that
applied before the YESAA came into force, included, in addition to
s. 12.19.5 , which was discussed above, s. 12.3.6 of the Final
Agreement, which read as follows:
Prior to the enactment of Development
Assessment Legislation, the parties to the Umbrella Final Agreement shall make
best efforts to develop and incorporate in the implementation plan provided for
in 12.19.1, interim measures for assessing a Project which shall be
consistent with the spirit of this chapter and within the existing framework of
Law and regulatory agencies. [Emphasis added.]
No
implementation plan of the type provided for in s. 12.19.1 was produced in
this case. Moreover, s. 12.19.4 provided that Chapter 12 was not to “be
construed to prevent Government, in Consultation with Yukon First Nations, from
acting to improve or enhance socio-economic or environmental procedures in the
Yukon in the absence of any approved detailed design of the development
assessment process”. No evidence of any such action was adduced in the case at
bar. By virtue of s. 12.19.5, therefore, the applicable interim framework
corresponded to the “existing development assessment process in the Yukon prior
to the Development Assessment Legislation coming into effect”.
[178]
However, it should be mentioned that the interim
framework, which was intended to apply for only a relatively short period, was
ultimately in effect longer than planned. This is because the bill that became
the implementing legislation for the process contemplated in Chapter 12
was not introduced until October 3, 2002, that is, over five and a half
years after the February 14, 1997 deadline provided for in s. 12.3.4
of the Final Agreement. In fact, that deadline had already passed when the Final
Agreement was signed in 1997. Since it is clear from the provisions of
Chapter 12 that before the YESAA came into force, the parties to
the Umbrella Agreement were required to make best efforts to ensure that the
Yukon First Nations received the benefit of the spirit of that chapter as soon
as was practicable, it is important to begin — not in order to apply the letter
of the YESAA , but in order to clearly understand the spirit of
Chapter 12, of which certain other provisions that were applicable
expressly stated that, in the interim, best efforts were to be made to honour
that spirit — by determining what the Little Salmon/Carmacks First Nation would
have been entitled to under the YESAA if the process implemented in that
Act had applied to Mr. Paulsen’s application.
(1) Permanent Process: YESAA
[179]
One objective of Chapter 12 of the final
agreements concluded with the Yukon First Nations is to ensure the
implementation of a development assessment process that “provides for
guaranteed participation by Yukon Indian People and utilizes the knowledge and
experience of Yukon Indian People in the development assessment process”
(s. 12.1.1.2). This framework was designed to incorporate both the
participation of the First Nations and a certain degree, if not of
decentralization, at least of administrative deconcentration. These objectives
are achieved through the membership of the bodies established in
Chapter 12 of the final agreements and the YESAA , and through the
oversight by those bodies of development activities planned for the territory
in question. This integrated mechanism was intended, with some exceptions, to
become Yukon’s default assessment procedure. The relationship between the
process established in Chapter 12 and the Canadian Environmental
Assessment Act, S.C. 1992, c. 37 , is made clear in s. 63
of the YESAA . In addition to the principle of a single assessment,
Chapter 12 (ss. 12.14.1.2 and 12.14.3.2 ) and its implementing
legislation (ss. 82(1) , 83(1) and 84(1) ) confirm the principle of prior
assessment (prior to the authorization of any project).
[180]
The process for which Chapter 12 lays the
foundations involves two main organs: the Yukon Development Assessment Board
and all the “designated offices” at the local level. The YESAA also
refers to them as the “Board” and the “designated offices”. The membership of
the Board is established in s. 8 of the YESAA . The basis for its
membership is equal representation. The Board’s Executive Committee consists
of one member nominated by the Council for Yukon Indians, one member nominated
by the government and a chairperson appointed by the Minister after
consultation with the first two members. The Minister then appoints additional
members such that, excluding the chairperson, half the members are nominees of
the Council for Yukon Indians and the other half are nominees of the
government. As for the designated offices, they are, pursuant to the YESAA ,
outposts of the Board. Their staff “shall be composed of employees of the
Board assigned to that office by the Board” (s. 23(1) ).
[181]
Chapter 12 establishes two broad categories
of assessments — mandatory assessments and optional assessments — which are
conducted upon request by the government or by a First Nation, but when the
request is made by a First Nation, the government’s consent is required, with
some exceptions that are subject to specific conditions (ss. 12.8.1.4, 12.8.1.5,
12.8.1.8, 12.8.1.9 and 12.8.1.10 of the Final Agreement, and s. 60 of the YESAA ).
The Board is responsible for optional assessments. It is possible to simply
except a project from assessment (s. 47(2) YESAA ). As for
mandatory assessments, they are the responsibility of the designated office for
the assessment district in which the project is to be undertaken, or of the
Board if the assessment district office refers the assessment to it
(s. 50(1) YESAA ) or if such projects have been classified by way of
regulations as requiring submission to the Board (s. 122(c) YESAA ).
In short, if a project (1) is not excepted from assessment, (2) is not the
subject of an accepted optional assessment, or (3) is not one that is
required by regulations to be assessed by the Board or that has been referred
to the Board by the office for the project’s assessment district, it will be
assessed by the assessment district office.
[182]
If the environmental and socio-economic
assessment process provided for in Chapter 12 — and in fact in the YESAA ,
which implements the process — had applied at the time of the events in this
case, Mr. Paulsen’s application would have had to be assessed by the
designated office for the Mayo assessment district, which was established along
with five others (for a total of six) by order of the Minister under
s. 20(1) of the YESAA . Projects like the one in question in
Mr. Paulsen’s application were neither excepted by regulations nor
required to be assessed by the Board. Section 2 of the Assessable
Activities, Exceptions and Executive Committee Projects Regulations,
SOR/2005-379, refers to Schedule 1 to those regulations concerning “activities
that may . . . be made subject to assessment” within the meaning of
s. 47 of the YESAA . The following activity is listed as
Item 27 of Part 13 — entitled “Miscellaneous” — of Schedule 1:
On land under the administration and control
of the Commissioner of Yukon or on settlement land, the construction,
establishment, modification, decommissioning or abandonment of a structure,
facility or installation for the purpose of agriculture, commercial
recreation, public recreation, tourist accommodation, telecommunications,
trapping or guiding persons hunting members of a species prescribed as a
species of big game animal by a regulation made under the Wildlife Act,
R.S.Y. 2002, c. 229.
[183]
Finally, s. 5 of the Assessable
Activities, Exceptions and Executive Committee Projects Regulations
provides that “[p]rojects for which proposals are to be submitted to the
executive committee under paragraph 50(1)(a) of the [YESAA ] are
specified in Schedule 3.” Since nothing in that schedule corresponds to
Mr. Paulsen’s application, it must be concluded that the assessment would
have been the responsibility of the Mayo designated office, although that
office could have referred the project to the Board.
[184]
Since Mr. Paulsen’s project falls into the
category of projects for which an assessment by an assessment district office
is mandatory, it is possible to give a precise answer to the question of what
measures the respondents would have been entitled to had the letter of the
process provided for in Chapter 12 of the Final Agreement applied in the
case of Mr. Paulsen’s application.
[185]
It should first be observed that neither the
Final Agreement nor the YESAA provides for direct participation by the
First Nation in the assessment itself. It is only through the Council for
Yukon Indians, or more precisely through those of the Board’s members assigned
to the Mayo office who were appointed after being nominated by the Council,
that the First Nation would have participated in the assessment of
Mr. Paulsen’s application. Furthermore, no provisions regarding the
proportion of Aboriginal assessors required for assessments by the designated
offices can be found either in the final agreements or in the YESAA .
All that we know in this respect is that the Final Agreement and the YESAA
require equal representation in the Board’s overall membership.
[186]
Regarding the right of interested parties, not
to actively take part in the assessment itself, but to be heard, the Final
Agreement provides that “[i]n accordance with the Development Assessment
Legislation, a Designated Office . . . shall ensure that interested
parties have the opportunity to participate in the assessment process”
(s. 12.6.1.3). Moreover, as I mentioned above, the organs — the First
Nations, the renewable resources council and the Fish and Wildlife Management
Board — that make up the co‑management framework for fish and wildlife
established in Chapter 16 of the Final Agreement have standing as
interested parties to participate in public proceedings of any agency, board or
commission on matters that affect the management and conservation of fish and
wildlife and their habitats in the traditional territory in question
(ss. 16.5.3, 16.6.11 and 16.7.13). Also, s. 55(1)(b) of the YESAA
provides that “[w]here a proposal for a project is submitted to a designated
office under paragraph 50(1) (b), the designated office shall
. . . determine whether the project will be located, or might have
significant environmental or socio-economic effects, in the territory of a
first nation.” The word “territory” is defined as follows in s. 2(1) of
the YESAA : “in relation to a first nation for which a final agreement
is in effect, that first nation’s traditional territory and any of its
settlement lands within Yukon that are not part of that traditional territory”.
After it has been determined under s. 55(1) (b) that the project
will be so located or that it might have such effects, s. 55(4) of the YESAA
applies. It reads as follows:
Before making a recommendation
. . . a designated office shall seek views about the project, and
information that it believes relevant to the evaluation, from any first nation
identified under paragraph (1)(b) and from any government agency,
independent regulatory agency or first nation that has notified the designated
office of its interest in the project or in projects of that kind.
Therefore,
under the process provided for in Chapter 12 of the Final Agreement and in
the YESAA , the Little Salmon/Carmacks First Nation would have had the
right only to be heard in the assessment of Mr. Paulsen’s application, and
not to actively take part in it by delegating assessors.
[187]
This, therefore, is the collective consultation
measure to which the respondents would have been entitled in the case of
Mr. Paulsen’s application had the process provided for in Chapter 12
of the Final Agreement and implemented by the YESAA applied to it. This
should enable us now to answer the ultimate question in the case at bar:
whether, given that the letter of that process does not apply, the respondents
could receive the benefit of the spirit of the process, as was their right
under the transitional provisions of Chapter 12 of the Final Agreement.
For this purpose, we must reiterate that although those transitional provisions
did impose a particular responsibility on the Crown party, they were
nevertheless not silent with respect to the participation of the Aboriginal
party. Thus, s. 12.3.6 refers in this regard to efforts on the part not
only of “government”, but of the parties to the Umbrella Agreement.
(2) Transitional Law: Any “Existing
Process” Before the Coming Into Force of the YESAA
[188]
As far as Mr. Paulsen’s application is
concerned, the “existing process” within the meaning of the transitional law
provisions, that is, of ss. 12.3.6 and 12.19.5 of the Final Agreement, was
the process provided for in the Environmental Assessment Act, S.Y. 2003,
c. 2, and Yukon’s 1991 agriculture policy, which, moreover, also referred
to the environmental legislation (Agriculture for the 90s: A Yukon Policy (1991)
(the “agriculture policy”), Section II, at para. 6(1)). Since the
parties did not rely on that Act, I will merely mention that the assessment
provided for in it was completed, but more than five months after the date of
the decision on Mr. Paulsen’s application, despite the fact that it was a
mandatory prior assessment.
[189]
Under the 1991 agriculture policy,
Mr. Paulsen’s application first had to undergo a “prescreening” by the
Land Claims and Implementation Secretariat, the Lands Branch and the
Agriculture Branch. The prescreening process involved determining whether the
application was eligible for consideration, and in particular whether the
application was complete, whether the land in question was available, whether
that land was under territorial jurisdiction, whether there was a possibility
that the land would be subject to Aboriginal land claims, whether the land had
agronomic capability and, more specifically, whether the application was, at
first glance, consistent with the policy then in effect.
[190]
Mr. Paulsen’s application then had to
undergo a more technical review by the Agriculture Land Application Review
Committee (“ALARC”). ALARC is a cross‑sector, interdepartmental
committee that, among other things, reviews the farm development plan that
every applicant for agricultural land must submit (agriculture policy,
Section II, at subpara. 9(1)(c)). ALARC’s review of
Mr. Paulsen’s application was originally scheduled for June 26, 2002,
but it could not proceed on that date because the applicant had not yet
submitted a farm development plan.
[191]
On June 10, 2002, an analysis by the
Agriculture Branch showed that if Mr. Paulsen’s application were accepted
as configured, it would not represent the most efficient use of the land. On
October 20, 2003, Mr. Paulsen reconfigured the parcel in question in
his application. On February 24, 2004, ALARC recommended that his
application proceed to an assessment by the Land Application Review Committee (“LARC”).
[192]
LARC is a body whose membership consists of
representatives of the Yukon government and, depending on the case, of Yukon
First Nations, Yukon municipalities and/or the federal Department of Fisheries
and Oceans (Land Application Review Committee (LARC): Terms of Reference,
Section 4.0: Membership/Public Participation, A.R., vol. II, at
p. 29). It is chaired by a territorial government official. A First
Nation will be represented on LARC if, as was the case here, the application to
be reviewed has potential consequences for the management of its “traditional
territory”.
[193]
LARC’s mandate is, in particular, to “review
matters concerning land applications from a technical land-management
perspective, in accordance with legislation, First Nation Final & Self
Government Agreements and criteria in specific land application policies” (Land
Application Review Committee (LARC): Terms of Reference,
Section 6.0: Land Application & Policy Development Procedures —
Mandate, A.R., vol. II, at p. 32).
[194]
A notice concerning Mr. Paulsen’s
application was published on March 26, 2004, and the public were invited
to submit written comments within 20 days. On April 28, 2004, the
Agriculture Branch sent a summarized version of the application to the Little
Salmon/Carmacks First Nation (A.R., vol. II, at p. 6) together with a
letter notifying the First Nation that the application was to be reviewed by
LARC and asking it to submit its written comments within 30 days. The First
Nation was also sent an information package, which included notice that the
LARC meeting was scheduled for August 13, 2004.
[195]
On July 27, 2004, Susan Davis, the Director
of Land and Resources of the Little Salmon/Carmacks First Nation, sent Yukon’s
Lands Branch a letter in which she expressed the First Nations’ concerns about
Mr. Paulsen’s application (A.R., vol. II, at p. 22). Those
concerns were threefold. First of all, the First Nation was concerned about
the impact of the application on the trapline. It was also concerned about the
anticipated impact on settlement land under its comprehensive land claim
agreement, and in particular on two parcels of site specific settlement land (a
concept referred to above) as well as on the cabin of the holder of the
trapline concession, which was located on one of those parcels. Finally, the
First Nation asked the Yukon government to take into consideration the fact
that there might be sites of heritage or archaeological interest, including a
historical trail, on the land in question in the agriculture land application.
[196]
LARC met to review Mr. Paulsen’s
application on August 13, 2004. For reasons that are not explained in the
record of this case, the Little Salmon/Carmacks First Nation, without notifying
the other members in advance, did not attend the meeting and did not request an
adjournment of the August 13, 2004 review, to which it had been invited as
a member of LARC. However, it can be seen from the minutes of that meeting
that even though no representatives of the First Nation attended, its concerns
had been taken into account even before the meeting. The following passages
are relevant:
The original
rectangular parcel was reconfigured in October, 2003. The NRO [Natural
Resources Officer] inspection report in April this year recommended it be
reconfigured again to remove a portion, which is a potential timber allocation
area for point source premits [sic]. Opposition from the First Nation
has caused the abandonment of that plan.
. . .
Little Salmon
Carmacks First Nation [LSCFN] express concern that the application is within
Trapline Concession Number 143, held by an elder [Johnny Sam]. Forestfire
burns have impacted this trapline, and the only area left is a small strip of
land between the Klondike Highway and the Yukon River, which is considered to
be suitable land for farming. As a result of the report, there have been
several agriculture land applications requesting land in the area for raising
livestock and building houses. The combination of agriculture and timber
harvesting impacts on this already damaged trapline would be a significant
deterrent to the ability of the trapper to continue his traditional pursuits.
There are two site specifics, personal/traditional use areas considered to be
LSCFN settlement lands in the area in question, S‑4B and S‑127B.
Both of these locations are in close proximity to the point source timber permit
application. The impact on these sites and users would be the loss of animals
to hunt in the area. S-4B is also the site of Concession 143’s base camp and
trapper cabin.
. . .
Other LSCFN
concerns relatied [sic] to cultural sites: There are potential areas of
heritage and cultural interests which may be impacted by point source timber
harvesting. An historic First Nation trail follows the ridge in the area.
[A]t present these sites have not been researched or identified, and there
would need to be an archaeological survey carried out in order to confirm the
prescence [sic] or lack thereof of any such sites.
Environment
advised they walked the site and discovered an old trap on top of the bluff,
facing the Yukon River. The owner of Trapline #143 will have the right to seek
compensation. An appropriate 30-metre setback is recommended from the bluff.
There was evidence of bears and moose. There will be some loss of wildlife
habitat in the area, but it is not significant.
. . .
Recommendation: Approval in
principle. Setback from the bluff 30 meters . . . .
Subdivision approval will be required. Trapper, based on reduced trapping
opportunities, has opportunity to seek compensation.
[197]
On September 2, 2004, the territorial
government’s archaeologist reported that no evidence of prehistoric artifacts
had been found on the land in question in the agriculture land application, but
as a precaution he also recommended a 30‑metre buffer between the bluff
and the land that was to be transferred.
[198]
The territorial government’s conduct raises
questions in some respects. In particular, there is the fact that the
appellant David Beckman, in his capacity as Director of Agriculture, did not
notify the respondent First Nation of his decision of October 18, 2004
until July 27, 2005. Under s. 81(1) of the YESAA , the
designated office and, if applicable, the executive committee of the Board
would have been entitled to receive copies of that decision and, one can only
assume, to receive them within a reasonable time. Here, the functional
equivalent of the designated office is LARC. Even if representatives of the
respondent First Nation did not attend the August 13 meeting, it would be
expected that the Director of Agriculture would inform that First Nation of his
decision within a reasonable time. Nonetheless, the time elapsed after the
decision did not affect the quality of the prior consultation.
[199]
The territorial government’s decision to proceed
with Mr. Paulsen’s application at the prescreening stage despite the requirement
of consultation in the context of the respondent First Nation’s fish and
wildlife management plan was not an exemplary practice either. In that
respect, Yukon’s 1991 agriculture policy provided that “[a]pplications to
acquire land for agriculture will be reviewed by the Fish and Wildlife Branch
to safeguard wildlife interests”, that “[m]easures will be taken to avoid
overlap between allocation of lands for agriculture and key wildlife habitat”
and that, in particular, all “key wildlife habitat will be excluded from
agricultural disposition except where the Fish and Wildlife Branch determines
that adverse effects upon wildlife interests can be successfully mitigated”
(Section II, subpara. 6(3)(b)). As we have seen, however, Susan
Davis did not express concern about this in her letter of July 27, 2004 to
Yukon’s Lands Branch. And as can be seen from the minutes of the
August 13, 2004 meeting, the concerns of the Little Salmon/Carmacks First
Nation with respect to resource conservation were taken into consideration.
Also, the required consultation in the context of the fish and wildlife
management plan was far more limited than the consultation to which the First
Nation was entitled in participating in LARC, which was responsible for
assessing the specific project in issue in this appeal. Finally, the First
Nation, the renewable resources council and the Minister had not agreed on a
provisional suspension of the processing of applications for land in the area
in question.
[200]
Despite these aspects of the handling of
Mr. Paulsen’s application that are open to criticism, it can be seen from
the facts as a whole that the respondents received what they were entitled to
receive from the appellants where consultation as a First Nation is concerned.
In fact, in some respects they were consulted to an even greater extent than
they would have been under the YESAA . As we saw above, the only right
the First Nation would have had under the YESAA was to be heard by the
assessment district office as a stakeholder (s. 55(4) ). That consultation
would have been minimal, whereas in the context of the 1991 agriculture policy,
the First Nation was invited to participate directly in the assessment of
Mr. Paulsen’s application as a member of LARC.
[201]
It is true that the First Nation’s
representatives did not attend the August 13, 2004 meeting. They did not
notify the other members of LARC that they would be absent and did not request
that the meeting be adjourned, but they had nonetheless already submitted
comments in a letter.
[202]
Thus, the process that led to the
October 18, 2004 decision on Mr. Paulsen’s application was consistent
with the transitional law provisions of Chapter 12 of the Final
Agreement. There is no legal basis for finding that the Crown breached its
duty to consult.
III. Conclusion
[203]
Whereas past cases have concerned unilateral
actions by the Crown that triggered a duty to consult for which the terms had
not been negotiated, in the case at bar, as in the Court’s recent decision
regarding the James Bay and Northern Québec Agreement, the parties have
moved on to another stage. Formal consultation processes are now a permanent
feature of treaty law, and the Final Agreement affords just one example of
this. To give full effect to the provisions of a treaty such as the Final
Agreement is to renounce a paternalistic approach to relations with Aboriginal
peoples. It is a way to recognize that Aboriginal peoples have full legal
capacity. To disregard the provisions of such a treaty can only encourage
litigation, hinder future negotiations and threaten the ultimate objective of
reconciliation.
[204]
The appellants seek a declaration that the Crown
did not have a duty to consult under the Final Agreement with respect to
Mr. Paulsen’s application. Their interpretation of the Final Agreement is
supported neither by the applicable principles of interpretation nor by either
the context or the provisions of the Final Agreement. The cross-appellants
argue that the common law duty to consult continued to apply despite the coming
into effect of the Final Agreement. As I explained above, it is my view that
there is no gap in the Final Agreement as regards the duty to consult. Its
provisions on consultation in relation to the management of fish and wildlife were
in effect. And the Little Salmon/Carmacks First Nation had in fact submitted
comments in the process provided for in that respect. Moreover, the
administrative law rights of Johnny Sam are governed neither by the common law
duty to consult nor by the Final Agreement. Although the Little
Salmon/Carmacks First Nation’s argument that it had a right to be consulted
with respect to Mr. Paulsen’s application is valid, the source of that
right is not the common law framework. The fact is that the transfer to
Mr. Paulsen constituted an agricultural development project that was
subject to Chapter 12 of the Final Agreement and that that chapter’s
transitional provisions established the applicable framework.
[205]
In this case, given that Mr. Paulsen’s
application would have been subject to a mandatory assessment by the local
assessment district office, the fact that recourse was had to the existing
process to assess the application supports a conclusion that the actual
consultation with the respondents was more extensive than the consultation to
which they would have been entitled under the YESAA .
[206]
For these reasons, I would dismiss the appeal
and the cross-appeal, both with costs.
Appeal and cross‑appeal dismissed with
costs.
Solicitors
for the appellants/respondents on cross‑appeal: Lawson
Lundell, Vancouver.
Solicitors
for the respondents/appellants on cross‑appeal: Pape Salter
Teillet, Vancouver.
Solicitor
for the intervener the Attorney General of Canada: Attorney General
of Canada, Vancouver.
Solicitor
for the intervener the Attorney General of Quebec: Attorney General
of Quebec, Québec.
Solicitor
for the intervener the Attorney General of Newfoundland and
Labrador: Attorney General of Newfoundland and Labrador,
St. John’s.
Solicitors
for the interveners the Gwich’in Tribal Council and Sahtu Secretariat
Inc.: Gowling Lafleur Henderson, Ottawa.
Solicitors
for the intervener the Grand Council of the Crees (Eeyou Istchee)/Cree Regional
Authority: Gowling Lafleur Henderson, Montréal.
Solicitors
for the intervener the Council of Yukon First Nations: Boughton Law
Corporation, Vancouver.
Solicitors
for the intervener the Kwanlin Dün First Nation: Arvay Finlay,
Vancouver.
Solicitors
for the intervener Nunavut Tunngavik Inc.: Rosenbloom Aldridge
Bartley & Rosling, Vancouver.
Solicitor
for the intervener the Tlicho Government: John Donihee, Calgary.
Solicitors
for the intervener the Te’Mexw Nations: Janes Freedman Kyle Law
Corporation, Victoria.
Solicitors for the intervener the
Assembly of First Nations: Hutchins Caron & Associés, Montréal.