Docket: T-463-13
Citation:
2014 FC 809
[UNREVISED
ENGLISH CERTIFIED TRANSLATION]
Ottawa, Ontario, August 19, 2014
PRESENT: The Honourable Mr. Justice Roy
|
BETWEEN:
|
|
GUY VEILLETTE
|
|
Applicant
|
|
and
|
|
CANADA REVENUE AGENCY
|
|
Respondent
|
JUDGMENT AND REASONS
[1]
This is an application for judicial review
pursuant to section 18.1 of the Federal Courts Act, RSC, 1985, c F-7,
relating to a staffing process conducted by the Canada Revenue Agency [CRA]. The
applicant is challenging the decision dated February 18, 2013, by which an
assistant commissioner of the CRA concluded that the applicant had not been
treated arbitrarily, even though the applicant was not given access to relevant
feedback information because, by his own choice, he did not make use of the
available mechanism for accessing that information, finding that mechanism too
inconvenient.
I.
Facts
[2]
Guy Veillette applied for a Team Leader position
classified at the MG-05 level. Mr. Veillette was an employee of the CRA at
the time of the staffing process and was acting as an auditor in a position
classified as AU-03.
[3]
The applicant submitted his application on
October 14, 2010. As part of the assessment process, he completed a
“Supervisor Simulation 428” exercise, hereafter referred to as the “Simulation
Test” in these reasons. This sort of test is also known as an “in-basket test”.
[4]
The Simulation Test is a standardized test
developed by the Public Service Commission of Canada [PSC] and consists of a
collection of memoranda, letters, reports and other documents that the
candidate must process within a specified time. The CRA uses the Simulation
Test with the permission of the PSC. Candidates must present, in writing, the
decisions they made and the solutions they propose. This phase of the exam is
followed by an oral presentation during which the candidate can further explain
his or her decisions. If the jury—in this case, three CRA managers—concludes
that the candidate does not meet the required level with regard to the
qualifications assessed by the Simulation Test, the selection process ends
there for that candidate. In the present case, Mr. Veillette was informed
in a letter dated June 9, 2011, and signed by the selection board
chairperson that he had not passed the Simulation Test.
[5]
On June 16, 2011, Mr. Veillette asked
for individual feedback on his performance in the staffing exercise he took
part in. Such feedback is provided for under the CRA’s staffing program. To
this end, Mr. Veillette requested [translation]
“a copy of my exam, the notes that the assessors and markers took, the answer grid and any other relevant documents so that
I can fully exercise my right to recourse”. (The decision under review
spoke in terms of [translation] “access
to my exam, my detailed results, the markers’ notes, or the answer grid, either
before or during the feedback”. This difference is not significant for the
purposes of this analysis.) This request was made in an email dated
September 7. A meeting was then scheduled for September 12, 2011, so
that Mr. Veillette could receive feedback.
[6]
The answer that the applicant received was that
he would not be provided with the information he sought. At the suggestion of a
CRA representative, on September 27, 2011, he made a request to have these
documents disclosed under the Privacy Act, RSC, 1985, c P-21.
[7]
The feedback exercise took place as scheduled,
on September 12, 2011, even though Mr. Veillette did not have in his possession
the information that he claimed to need to further discuss his Simulation Test
results. He filed a grievance regarding this feedback and requested a review of
the decision, again under the CRA’s staffing program. The grievance regarding
the individual feedback is apparently still in progress, according the
information given to the Court. At any rate, this is not the decision at issue
in this application for judicial review.
[8]
It is the feedback review decision, dated
February 18, 2013, which is now before this Court. The request made under
the Privacy Act did not yield any concrete results. Indeed, all that was
sent to the applicant was the first page of the integration booklet for the
simulation and a statement that more than 60 pages had been redacted but
could be made available for consultation under paragraph 17(1)(a) of
the Privacy Act. Mr. Veillette did not avail himself of this
option, as he considered the conditions imposed on such a consultation to be
even more stringent than another offer that the CRA was to make.
[9]
It was the Assistant Commissioner, CRA – Quebec
Region, who acted as reviewer in this request. On February 8, 2012,
Mr. Veillette notified the Assistant Commissioner of his frustration in
not being able to gain access [translation]
“to my exam, my detailed results, the markers’ notes, or the answer grid,
either before or during the feedback” (email dated February 8, 2011). As a
result, the CRA offered Mr. Veillette the opportunity to take part in what
is called a selective disclosure process so that he could have access to some
of the documents he said he needed.
[10]
This process offered by the CRA entailed
appointing a representative for the applicant. This representative would be the
only person given privileged access to certain documents. This representative
could thus be authorized to examine the assessor’s guide for the exam and the
notes prepared by the members of the selection board, which would refer to
protected information. However, this representative had to consult these
documents on the employer’s premises and return all of them without making any
copies. As for the notes that could be taken, it appears that they could be
kept by the representative so long as they were not a transcript of the
documents consulted, which are protected. In addition, these notes would be
examined by the supervisor at the end of the meeting.
[11]
It was made very clear that this information,
and the notes taken, could be used only for the purpose of resolving the
complaint. Furthermore, the representative had to agree to and sign a
non-disclosure agreement providing that the information must be kept strictly
confidential and cannot be disclosed except as required by law. Finally, that
agreement contains the following clause:
[translation]
In the event of a breach of the undertaking
made in this agreement, I acknowledge and agree that the Crown may exercise its
right to sue for damages.
[12]
Selective disclosure, as summarized here, is the
mechanism that the PSC uses in cases where standardized tools, such as the Simulation
Test, have been used. It appears that the offer of selective disclosure made to
the applicant in this case was the first of its kind ever made by the CRA.
[13]
At any rate, what happened next indicates that
Mr. Veillette tried to convince two people to agree to be his
representative. These two people, his spouse and a union representative,
declined, and after granting him extensions several times, the CRA concluded
that the meeting with the Assistant Commissioner should go ahead. This meeting
was held on January 17, 2013.
[14]
On February 18, 2013, the Assistant
Commissioner rendered his decision in a document over seven pages in
length. In his decision, the Assistance Commissioner reviewed the applicant’s
various complaints and declared that he would have to determine whether the
applicant had been treated arbitrarily. The Assistant Commissioner had to
reject the various arguments presented, and these aspects of the case are not
included in the application for judicial review here.
[15]
The Assistant Commissioner reviewed the
applicant’s complaint with respect to the lack of access to the documents
related to his assessment for the staffing process. He noted that the applicant
had not used the selective disclosure process, nor had he availed himself of
the option of a consultation further to an access request under the Privacy Act.
II.
Arguments
[16]
Before this Court, the applicant raises three
arguments against the Assistant Commissioner’s decision. First, it is argued
that the refusal to disclose documents relevant to a staffing recourse is a
breach of procedural fairness. Similarly, it is submitted that the
non-disclosure agreement requiring that the representative agree to a
confidentiality clause stating that a breach of said clause could result in
legal proceedings is also a breach of procedural fairness. Finally, should the
Court not be satisfied that there was a breach of procedural fairness in this
case, the applicant argues that the Assistant Commissioner’s decision to reject
his request for review is unreasonable and should therefore attract judicial
review.
III.
Standard of review
[17]
The parties agree, as does the Court, that the
allegations regarding breach of procedural fairness are subject to judicial
review on the correctness standard. As for whether the decision to reject the
request for review may be the subject of judicial review, it is the
reasonableness standard, within the meaning of Dunsmuir v New Brunswick,
2008 SCC 9, [2008] 1 S.C.R. 190 [Dunsmuir], that applies.
IV.
Analysis
[18]
To begin with, it is helpful to recall what is
not being pleaded and debated in this case. The applicant did not bring a
constitutional challenge, nor did he argue that the staffing program, including
the recourses available under it, is ultra vires the CRA’s authority.
[19]
His main argument is more along the lines that the
non-disclosure of documents relevant to his recourse in the staffing of a
position he applied for is a breach of procedural fairness. However, the
applicant also made a more refined argument to the effect that the breach of
procedural fairness in this case could be limited to the fact that the CRA
required that the disclosure take place through a representative named by the
applicant. He argues that the conditions imposed are too onerous, particularly
the clause recognizing that legal proceedings may be brought in case of a
breach of confidentiality, which would deprive him of procedural fairness.
[20]
The applicant sought to show that the CRA should
have its own staffing rules since having changed its status. Sections 53 and
54 of the Canada Revenue Agency Act, SC 1999, c 17, give the CRA
the exclusive right and authority to appoint its employees; to this end, it
must develop (in French, “élabore”) its own staffing program covering both
appointments and recourses. These provisions read as follows:
|
Appointment of
employees
|
Pouvoir
d’embauche de l’Agence
|
|
53. (1) The Agency
has the exclusive right and authority to appoint any employees that it
considers necessary for the proper conduct of its business.
|
53. (1) L’Agence a
compétence exclusive pour nommer le personnel qu’elle estime nécessaire à
l’exercice de ses activités.
|
|
Commissioner’s
responsibility
|
Nominations par
le commissaire
|
|
(2) The
Commissioner must exercise the appointment authority under subsection (1) on
behalf of the Agency.
|
(2) Les
attributions prévues au paragraphe (1) sont exercées par le commissaire pour
le compte de l’Agence.
|
|
Staffing program
|
Programme de
dotation
|
|
54. (1) The Agency
must develop a program governing staffing, including the appointment of, and
recourse for, employees.
|
54. (1) L’Agence
élabore un programme de dotation en personnel régissant notamment les
nominations et les recours offerts aux employés.
|
|
Collective
agreements
|
Exclusion
|
|
(2) No collective
agreement may deal with matters governed by the staffing program.
|
(2) Sont exclues du
champ des conventions collectives toutes les matières régies par le programme
de dotation en personnel.
|
[21]
According to the applicant, this means that the
mechanisms in other acts or regulations for deciding staffing issues are not
applicable. In staffing recourses, questions related to access to the necessary
documentation for such recourses must therefore be handled exclusively in
accordance the CRA’s regime under sections 53 and 54 of its home
legislation. The CRA cannot rely on acts and regulations affecting employees
other than CRA employees. The applicant submits that the CRA’s existing
staffing regime does not allow access to be limited solely to the applicant’s
representatives. Based on case law considering a regime in place in the federal
public service, it may be concluded [translation]
“that there is no reason to distinguish between disclosure that must be
made to the applicant and disclosure that must be made to his representative”.
[22]
A helpful starting point could well be to
consider what procedural fairness entails in such matters. It appears that
procedural fairness does not require unlimited, unconditional access to the
tools used to assess applicants for positions in the public service. The
applicant does not deny this. In Barton v Canada (Attorney General),
[1993] FCJ 746, 66 FTR 54 [Barton], Justice Rothstein, then of this
Court, recognized the inherent limits to the requested disclosure:
[10] In the proceedings before me there
was no dispute between counsel as to the importance of maintaining
confidentiality of the information at issue. There could be serious prejudice
to the employer if the information sought was publicly disclosed because of the
expense involved in the preparation and use of standardized tests. Indeed,
counsel for the applicants stated that it was important to the applicants and
to the Public Service Alliance of Canada that public servants be selected on
the basis of merit and the efficacy and therefore the confidentiality of such
tests is an important aspect of this objective.
Moreover, the duty to disclose, in the
absence of legislation or regulation, was of course supposed to be handled in
such a way as to protect the legitimate interest in maintaining the
effectiveness of selection tools, which is not possible if the tools are
disseminated without adequately protecting their confidentiality. The Court
proposed a sort of analytical framework, in the absence of legislative or
regulatory rules:
[16] A difficulty that arises in
proceedings in which confidential information is to be disclosed on a limited
basis, is the accountability of the recipients of the information to ensure
adherence to the requirement that the information they receive remains
confidential. For example, are there sanctions that can be imposed upon
recipients of confidential information for unauthorized disclosure of the
information? Does the tribunal conducting the proceedings have the power to
cite for contempt? Are the persons to whom disclosure is made members of a
professional society which may discipline members for breach of ethics?
[17] These considerations are not, of
course, exhaustive. However, they are some of the issues that a tribunal will
consider when exercising its discretion as to who may receive disclosure of
confidential information. Moreover, it must be remembered that in labour-management
proceedings, representatives are not always lawyers. That fact alone cannot
automatically disqualify them from receiving confidential information.
[18] In my view, it would be an unusual
case in which counsel or a representative would be denied disclosure of
confidential information. Some special reason would have to be apparent that
would lead to such an extraordinary result. In the ordinary case, unauthorized
disclosure should be addressed by the conditions under which counsel or
representative receives the confidential information, such as the duty not to
copy it or perhaps the use of it only at specified locations.
[19] The extent of the conditions will be
dictated by the sensitivity of the information and the nature of the harm that
could flow from unauthorized disclosure. Counsel should be asked for
submissions on the conditions they think are appropriate and the tribunal
should order such conditions as it, in the exercise of its discretion,
considers reasonable in the circumstances of a particular case.
[23]
In the case at bar, the subject of access to
information in the case of a staffing recourse is addressed in the Directive on
Recourse for Assessment and Staffing, which is Annex L to the Staffing
Program ostensibly created pursuant to section 54 of the CRA’s home
legislation. The applicant did not challenge the validity of the creation of
such a program. He argues, rather, that the Program did not provide that access
to certain information can be given only through a designated representative.
[24]
The Staffing Program and its annexes set out in
precise detail the elements of a full staffing program for the CRA, including
recourses for candidates eliminated at the various stages of the selection
processes used by the Agency.
[25]
Annex L to the Staffing Program, which is
the Directive on Recourse for Assessment and Staffing, includes a provision
regarding disclosure. Section 6.3 reads as follows:
6.3 It is
mandatory that Authorized Persons disclose, upon request, prior to the
Individual Feedback, all information relevant to the candidate/employee who is
exercising recourse (including the employee’s own results). The exception to
this is any information that could compromise security or the integrity of any standardized
assessment tool or any information that would contravene the Privacy Act.
Further details on the responsibilities of Authorized Persons for
provision of recourse is described in sections 8, 9 and 10 of this Directive.
Section 10.11.4 of the Directive on the
Selection Process, which is Annex E to the Staffing Program, conveys the
same message as section 6.3 of Annex L by stating that tests must be
protected for future use and that, in any event, test material must be excluded
from disclosure, even in the case of a recourse. Section 10.11.4 reads as
follows:
10.11.4 The maintenance of the integrity and validity of the standardized
assessment tools requires that Authorized Persons, Competency
Consultants and other designated experts ensure that any disclosure does
not jeopardize the ongoing use of the standardized assessment tool
and/or selection process. In particular, test material, including the
scoring guide, cannot be disclosed for any reason, including recourse.
As we can see, individuals who administer
standardized assessment tools have a clear duty not to disclose any test materials,
especially not the scoring guide.
[26]
Nevertheless, section 6.3 of Annex L
makes it possible to disclose to disappointed candidates “all information [that
is] relevant . . . [except] any information that could
compromise security or the integrity of any standardized assessment tool
or any information that would contravene the Privacy Act”.
[27]
The respondent submits that this rules out the
disclosure of anything that the CRA considers to be likely to compromise security
or the integrity of the Simulation Test. Annex F to the Staffing Program, Guidelines
on Assessment Methods, specifically provides that the CRA may use standardized
assessment tools from the PSC’s Personnel Psychology Centre, and
section 6.3 of Annex L ensures that these tools are protected as
required by the agreement between the CRA and the PSC.
[28]
The applicant argues that section 6.3 does
not allow the CRA to deny disclosure as it did because, he says, Hasan v
Canada (Attorney General), [1996] FCJ 491, 111 FTR 217 [Hasan], applies
squarely to this case. Hasan was affirmed on appeal ([1996] FCJ 1588,
206 NR 175 and Canada (Attorney General) v Kam, [1996] FCJ 1589,
206 NR 173), which means that the outcome in this case has already been decided
for this Court.
[29]
To succeed, the applicant therefore had to
establish the equivalency between the text in issue in Hasan and the
wording of section 6.3 of Annex L (and of its companion,
section 10.11.4 of Annex E). Unfortunately for the applicant, the
texts are not even similar, let alone equivalent. The text in issue in Hasan
is reproduced at paragraph 15 of that decision. It reads as follows:
24.(1) An appellant or the appellant’s
representative shall be provided access, on request, to any document that
contains information that pertains to the appellant or to the successful
candidate and that may be disclosed before the appeal board.
(2) The appropriate deputy head may
provide, on request, to the appellant or to the appellant’s representative a
copy of any document referred to in subsection (1).
(3) Where the appropriate deputy head
refuses to provide a copy of a document, the appellant or the appellant’s
representative may request that the appeal board order that a copy of the
document be provided to the appellant or the appellant’s representative.
[30]
As can be seen, the language in itself does not
in any way limit access to a representative. Contrary to section 6.3, it
provides for broad disclosure. It therefore comes as no surprise that
Justice Richard, then of this Court, refused to interpret the regulation’s
language as restricting access to information concerning the appellant. He
nevertheless declared that there was an inherent limit in the language of the
regulation because access is given only to documents containing information
about the appellant and the successful candidate. This is why the “manual for
assessors” was excluded. It should be noted that the Court specified that
“[t]he Commission is entitled to control the circumstances
under which the material is viewed, including an undertaking of non-disclosure
and control over any notes taken”.
[31]
The Federal Court of Appeal rejected the
Attorney General’s argument that disclosure could be made either
to the appellant or to his representative at the option of the employer, given
that disclosure must be made “on request”, which according to the Court Appeal
indicated that that the option, assuming one to exist, belongs to the appellant
or his representative.
[32]
I do not think that these decisions go any
further than that. They depend on the language of section 24 of what was
then the Public Service Employment Regulations,
SOR/2005-334. Stare decisis would apply only if the language of
section 6.3 of Annex L were equivalent. The decisions are of no
assistance to the applicant in his argument.
[33]
The two texts are very different. Section 6.3
speaks of a disclosure to an employee, including the employee’s results, but
excludes among other things information that could compromise security or
integrity. This was neither the purpose nor within the scope of section 24
at that time.
[34]
Here, the applicant based his argument on Hasan
to demand access to [translation] “a
copy of my exam, the notes that the assessors and markers took, the answer grid and any other relevant documents so that
I can fully exercise my right to recourse”. Clearly, the CRA concluded
that some of these documents, presumably apart from the applicant’s own
results, fell under the provision in section 6.3 that allows the CRA to
exclude information likely to compromise security or the integrity of a
standardized assessment tool. Section 10.11.4 states that test material,
including the scoring guide, shall not in any way be disclosed, so as to ensure
continued use of the standardized tool. Unless sections 6.3 and 10.11.4 themselves
are challenged, which is not the case here, they must be considered to be fully
applicable.
[35]
The applicant tried to find some relevance in
case law from after Hasan (Murphy v Canada (Attorney General),
[1999] 2 FC 326; Jain v Canada (Attorney General), 1999 CanLII 8510; Canada
(Attorney General) v Gill, 2001 FCT 814). These cases pose the same problem
as Hasan. They are based on a regulatory scheme that is different from
the one that applies in this case.
[36]
Similarly, the applicant did not dispute that the
documents he wanted disclosed are covered by the exclusion clause in
section 6.3. In fact, his argument seems to acknowledge that he is seeking
access [translation] “to
privileged materials”. He argues, however, that he should be given access
without having to go through a representative. The problem is that
section 6.3 does not appear to give him access to these protected
materials. Since he has not argued, let alone proved, that the desired
information could not compromise security or the integrity of an assessment
tool, and since he has not argued that section 6.3 is deficient in any
way, it must be concluded that the applicant’s argument can succeed only if he
could show, first of all, that he himself was entitled to the protected
information. He did not do so. The language of section 6.3 is definitely restrictive,
but it is all we have to go on to evaluate the right to access. In my view,
access to what the applicant himself called [translation]
“protected materials” is clearly excluded, and the applicant did not try
to draw any distinctions with regard to the status of the documents.
[37]
The applicant spent some time arguing that the
disclosure regime under the Public Service Staffing Tribunal Regulations,
SOR/2006-6, cannot apply in this case. He cites some case law on this point.
However, the respondent never said that it does (Johal v Canada (Revenue Agency), 2008 FC 1397). It is the language of section 6.3 of
Annex L that is relied on, and if it is valid, it must be given full
effect. The Public Service Staffing Tribunal Regulations are quite
simply irrelevant for the purposes of this case. The respondent is not relying
on them, as they apply in staffing processes other than the one in issue here.
[38]
If it is true that the CRA offered the applicant
selective disclosure through a representative of the applicant, it is because
the CRA overstepped the disclosure ban found in section 6.3. The offer
made to the applicant was obviously inspired by the conditional disclosure
permitted by the PSC when it administers its own tests. However, the respondent
could not raise this process if the applicant was entitled to access because
neither the Public Service Staffing Tribunal Regulations nor the
agreement between the PSC and the CRA (with regard to the use and disclosure of
the Simulation Test) could be enforced against applicant. They could only be
used as inspiration in managing the disclosure that the CRA chose to offer.
Indeed, the CRA’s staffing process is independent of staffing processes in the
rest of the public service, and a process stemming from other legislation
cannot be binding on the CRA.
[39]
As a result, the provisions enacted under the Canada
Revenue Agency Act should fully apply. Barton certainly does favour
disclosure, except with regard to so-called standardized tests, which have to
remain protected. The effect of section 6.3 is to exclude “information
that could compromise security or the integrity of any standardized assessment
tool”. The employer is not required to disclose.
Whereas there is no obligation to in any way disclose documents that could
compromise security and the integrity of a standardized tool, I do not see how
the applicant could validly complain about more generous access and argue that
the disclosure should be to him, not his representative. Yet this is what he is
requesting. The applicant has not shown why the conditions should not be
imposed, since the starting point is that no disclosure need be made. His
argument must fail.
[40]
In the alternative, in his second argument, the
applicant submits that the conditions imposed are not needed to maintain
security and the integrity of a standardized tool. He writes at
paragraph 56 of his Memorandum of Fact and Law that
[translation]
. . . it
is precisely this that is recognized in the CRA’s Directive on Recourse for
Assessment and Staffing, which requires the disclosure of relevant
documents unless disclosure “could compromise security or the integrity
of any standardized assessment tool”.
[41]
With respect, this argument stems from a reading
of section 6.3 that is, in my view, inappropriate. The language of the
section does not speak of a disclosure that could compromise security or
integrity, as the applicant says, but it does state that information that could
compromise security or the integrity of any standardized assessment tool is
excluded. There is no reference to conditions to be imposed where a disclosure
of such information could be considered. As I explained above, section 6.3
excludes the disclosure of information that could compromise security or
integrity. It does not give access to such information. As I read it, the
language of section 6.3 is plain. It creates a duty to disclose
information that is relevant to the employee who is seeking recourse but
excludes information that could compromise security or the integrity of any standardized
assessment tool. This means that the disclosure of such information is not
contemplated by this section. If we assume that the information sought in this
case could compromise security or the integrity of a tool, the analysis of
section 6.3 could end here.
[42]
The applicant relies on D'Urzo v Canada (Revenue Agency), 2011 FC 951 [D’Urzo], a decision of Justice Near, then
of this Court. Contrary to what the applicant argues, the Court in D’Urzo
did not conclude that it was the policy itself that allowed access to the “Assessment
Worksheets” in that case. Rather, the Court applied the administrative law
doctrine of legitimate expectations to order access. Justice Near stated as
follows at paragraph 39:
[39] Although not argued by the
Applicants, the doctrine of legitimate expectations essentially provides that
if an administrative body makes promises regarding the procedure it follows, it
will be unfair if the body does not follow that expected procedure in a given
case (Baker, above, at
para 26). In the present matter, the Applicants should have been able to
review the Assessment Worksheets during Individual Feedback and prior to
Decision Review. It would be important for the Applicants to access the
information contained therein in order to establish arbitrary treatment.
Justice O’Keefe stated in Ng, above, that the CRA’s recourse program vests the decision-maker
with “the discretion to ensure that disclosure is provided where necessary to
ensure that procedural fairness is not violated,” (at para 35).
No attempt was made to raise this doctrine
in the case at bar.
[43]
In fact, as the applicant himself noted, the situation
in the case at hand was a first, and the employer could not have created a
legitimate expectation. Rather, the applicant’s argument, once refined, is that
some of the disclosure conditions went too far. Objections were raised to the
confidentiality clause, which states that an action in damages could be
instituted if the clause is breached. As I have explained, section 6.3 does
not permit, as of right, disclosure of information that could compromise
security or the integrity of any standardized assessment tool. However, should
access be granted, could there be a valid objection to a condition that provides
a remedy where the duty of confidentiality is breached by the recipient of the information
that could compromise security or integrity? The applicant specifically
objected to the clause providing as follows:
[translation]
In the event of a breach of the undertaking
made in this agreement, I acknowledge and agree that the Crown may exercise its
right to sue for damages.
[44]
This clause is found in the agreement to which a
representative of the applicant must agree to act on his behalf. It is just one
clause among many others whose purpose is to ensure security and the integrity
of an assessment tool should the employer give access to information of this
sort despite section 6.3.
[45]
The applicant claims that he asked two people,
including his spouse, to represent him and that they refused because of this
clause.
[46]
In my opinion, the evidence in the record would
not meet the burden of proving that the conditions imposed constitute a
constructive refusal to provide the protected information that the applicant
would have. Anyone who contracts an obligation may expect to be penalized for
not honouring it. Mr. Veillette claims a “chilling effect”. It also stands
to reason that it is worth reminding someone who contracts an obligation of the
importance of their undertaking and of the consequences that may flow from not
honouring it. Such reminders are not unusual. Even if section 6.3 did not
exist, I would not have concluded that the clause in question breaches
procedural fairness because it has not been proven that, owing to its severity,
it indirectly prevents the already limited access to confidential information. This
clause is merely the natural consequence of the representative’s undertaking to
keep the information confidential.
[47]
The applicant made no attempt to explain how
someone who agrees to become his representative and to keep the information
received confidential could object to such a clause, which is only of
incidental significance. As noted at paragraph 30 of these reasons,
Justice Richard stated in Hasan, a case upon which the applicant relied
heavily, that the non-disclosure undertaking is one possible means of
controlling the circumstances of a disclosure.
[48]
Needless to say, this was a key concern in Barton,
above, where the Court appeared to recognize outright that the use of
representatives could permit access to confidential information. The Court
noted the need to avoid violations of confidentiality and to penalize them. The
Court concluded that the condition of using a representative who would be compelled
to uphold confidentiality is not a mechanism that would render procedural
fairness illusory. The Court foresaw the difficulties that disclosure in common
law could cause. In my view, the use of representatives is explicitly accepted
in that case, but the Court is clearly troubled by the possibility that
confidential information might be disclosed. The Court thus outright accepted
the imposition of conditions and considered what penalties could be stipulated
and, presumably, imposed. The Court went so far as to consider the power to
cite for contempt of court or, if the individual is a member of a professional
corporation, the ability to refer the case for disciplinary action.
[49]
Finally, should the Court find that there was no
breach of procedural fairness, it is submitted that it was unreasonable to
reject the request for review.
[50]
In my opinion, the decision of the Assistant
Commissioner meets the reasonableness standard (Dunsmuir, para 47).
It falls within a range of possible, acceptable outcomes which are defensible in respect of the facts and law. He considered the
applicant’s arguments, apart from the one concerning access to protected
materials, and I do not see any grounds for criticizing him. Moreover, the
applicant did not attack the decision in this regard.
[51]
As for access to protected materials, to the
extent that the applicant refuses to submit to the conditions for disclosure,
it is hard to see how the decision maker can be criticized on the basis of the
reasonableness of the decision, a much lower standard than correctness. Insofar
as the guidelines provided that non-disclosure of protected information was the
rule, a disclosure under conditions—reasonable ones, at that, if we refer to Barton,
and even Hasan—does not sit well with an attack based on a lack of reasonableness.
It is strictly speaking the applicant’s choice not to accept the conditions,
which are consistent with Barton.
V.
Conclusion
[52]
The applicant in this case went to great lengths
in trying to evade section 6.3 of Annex L. He instead wanted to rely
on case law relating to other regulatory texts. However, if section 6.3 was
validly adopted, which is not in dispute, it must be taken into consideration,
as the section constitutes the text defining the scope of the duty to disclose.
This duty is limited to information that could not compromise security or the
integrity of a standardized assessment tool, and there is no disputing that the
information in issue here could compromise the integrity of the tool.
[53]
The authorized persons are therefore not
required to disclose. The disclosure proposed by the CRA, which in my view was
desirable, was designed to offer more information than what the CRA was
required to disclose. The CRA cannot be faulted for that. In the circumstances,
the applicant cannot complain about the conditions imposed on him, especially
since these conditions are largely based on the conditions imposed elsewhere to
protect the same type of standardized assessment tools.
[54]
The application for judicial review must
therefore be dismissed. The parties agreed that, in any event of the cause,
costs in the amount of $3,000 could be awarded. The Court therefore awards
costs in the amount of $3,000 in favour of the respondent, the Canada Revenue
Agency.