Date:
20120605
Docket:
IMM-8792-11
Citation:
2012 FC 689
[UNREVISED
ENGLISH CERTIFIED TRANSLATION]
Ottawa, Ontario, June 5, 2012
PRESENT: The
Honourable Mr. Justice Shore
BETWEEN:
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JULIENNE UMUHOZA
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Applicant
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and
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THE MINISTER OF
CITIZENSHIP
AND IMMIGRATION
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Respondent
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REASONS FOR
JUDGMENT AND JUDGMENT
I. Introduction
[1]
The
alternative to international protection that is protection from a country of
nationality must not also be an alternative to the analysis of alleged fears of
persecution. It is important to remember, on this issue, the Supreme Court’s
remarks in Canada (Attorney General) v Ward, [1993] 2 S.C.R. 689. In
such a case, there is no way to avoid a necessary analysis of the file:
The right to apply for the status of permanent
resident is but one of several consequences flowing from the characterization
of a claimant as a Convention refugee. The Convention refugee also benefits
from the right to remain in Canada (s. 4(2.1)), the right not to be deported
to the country where the refugee has a well‑founded fear of persecution
(s. 53(1)) and the right to work while in Canada (s. 19(4)(j) of
the Immigration Regulations, 1978, SOR/78-172). None of these
provisions requires assurance that the claimant has exhausted his or her search
for protection in every country of nationality. The exercise of assessing
the claimant's fear in each country of citizenship at the stage of
determination of "Convention refugee" status, before conferring these
rights on the claimant, accords with the principles underlying international
refugee protection. Otherwise, the claimant would benefit from rights granted
by a foreign state while home state protection had still been available. The
reference to other countries of nationality in s. 46.04(1)(c) is
probably intended as a double-check on the refugee's lack of access to national
protection, in case of changed circumstances or new revelations, before the
significant status of permanent resident is bestowed. [Emphasis added.]
[2]
In
this case, the finding regarding fear of persecution in the country considered
as an alternative to international protection by the panel warrants the
intervention of this Court. In fact, the documentary evidence, an objective
reflection of the fear of persecution, does not support the analysis of the
Refugee Protection Division (RPD).
II. Judicial procedure
[3]
This
is an application for judicial review in accordance with subsection 72(1) of
the Immigration and Refugee Protection Act, SC 2001, c 27 (IRPA), of a
decision by the RPD of the Immigration and Refugee Board (IRB), dated November
16, 2011, that the applicant is neither a Convention refugee as defined in
section 96 of the IRPA nor a person in need of protection under section 97 of
the IRPA.
III. Facts
[4]
The
applicant, Julienne Umuhoza, was born in Goma, in the Democratic Republic of
the Congo (DRC). She is a Congolese citizen by birth.
[5]
When
she was 15 years old, during the war in North Kivu, she and her family members
were displaced to Rwanda, where they acquired Rwandan citizenship.
[6]
After
her university studies, the applicant got a job as a journalist for the New
Times in Kigali. In the course of her employment, she interviewed important
people from the Rwandan body politic. Consequently, she alleges that she was
approached by the Rwandan intelligence services, who accused her of sowing
dissent. She was arrested but was able to escape after her family bribed her
guard.
[7]
The
applicant, after obtaining a visa for the United States, sought protection in Canada,
alleging a fear of persecution in Rwanda by reason of her political opinion,
and in the DRC by reason of her Rwandan ethnicity.
IV. Decision under review
[8]
The
RPD, relying on Loi nº 04/024, du 12 novembre 2004, relative à la
nationalité congolaise (Congolese law), found that the applicant could reinstate
her Congolese nationality by complying with certain formalities. Consequently,
the RPD analyzed only the applicant’s alleged risk of persecution in the DRC concerning
her ethnicity.
[9]
On
the basis of this finding, the RPD did not analyze the situation in Rwanda.
[10]
Referring
to the documentary evidence, the RPD was of the opinion that there is no “serious
possibility of persecution in the DRC by reason of the claimant’s Rwandan
ethnicity” (RPD’s decision at paragraph 18).
[11]
Regarding
subsection 97(1) of the IRPA, even though it stated that the human rights
situation in the DRC is “dreadful” (RPD’s decision at paragraph 21), the RPD was
of the opinion that the situation gives rise to only a generalized risk faced
by all Congolese.
V. Issues
[12]
(1)
Did the RPD err by finding that the applicant has Congolese nationality?
(2)
If not, did the RPD err by finding that the applicant did not have a
well-founded fear of persecution in the DRC?
VI. Relevant statutory provisions
[13]
The
following provisions of the IRPA apply in this case:
Convention
refugee
96. A Convention
refugee is a person who, by reason of a well-founded fear of persecution for
reasons of race, religion, nationality, membership in a particular social
group or political opinion,
(a) is outside each of
their countries of nationality and is unable or, by reason of that fear,
unwilling to avail themself of the protection of each of those countries; or
(b) not having a country
of nationality, is outside the country of their former habitual residence and
is unable or, by reason of that fear, unwilling to return to that country.
Person
in need of protection
97. (1) A person
in need of protection is a person in Canada whose removal to their country or
countries of nationality or, if they do not have a country of nationality,
their country of former habitual residence, would subject them personally
(a) to a danger,
believed on substantial grounds to exist, of torture within the meaning of
Article 1 of the Convention Against Torture; or
(b) to a risk to their
life or to a risk of cruel and unusual treatment or punishment if
(i) the person is unable or,
because of that risk, unwilling to avail themself of the protection of that
country,
(ii) the risk would be faced by
the person in every part of that country and is not faced generally by other
individuals in or from that country,
(iii) the risk is not inherent
or incidental to lawful sanctions, unless imposed in disregard of accepted
international standards, and
(iv) the risk is not caused by
the inability of that country to provide adequate health or medical care.
Person
in need of protection
(2) A person in Canada who is a
member of a class of persons prescribed by the regulations as being in need
of protection is also a person in need of protection.
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Définition
de « réfugié »
96. A qualité de
réfugié au sens de la Convention — le réfugié — la personne qui, craignant
avec raison d’être persécutée du fait de sa race, de sa religion, de sa
nationalité, de son appartenance à un groupe social ou de ses opinions
politiques :
a) soit se trouve hors de tout
pays dont elle a la nationalité et ne peut ou, du fait de cette crainte, ne
veut se réclamer de la protection de chacun de ces pays;
b) soit, si elle n’a pas de
nationalité et se trouve hors du pays dans lequel elle avait sa résidence
habituelle, ne peut ni, du fait de cette crainte, ne veut y retourner.
Personne
à protéger
97. (1) A qualité
de personne à protéger la personne qui se trouve au Canada et serait
personnellement, par son renvoi vers tout pays dont elle a la nationalité ou,
si elle n’a pas de nationalité, dans lequel elle avait sa résidence
habituelle, exposée :
a) soit au risque, s’il y a des
motifs sérieux de le croire, d’être soumise à la torture au sens de l’article
premier de la Convention contre la torture;
b) soit à une menace à sa vie ou
au risque de traitements ou peines cruels et inusités dans le cas suivant :
(i) elle ne peut ou, de ce
fait, ne veut se réclamer de la protection de ce pays,
(ii) elle y est exposée en tout
lieu de ce pays alors que d’autres personnes originaires de ce pays ou qui
s’y trouvent ne le sont généralement pas,
(iii) la menace ou le risque ne
résulte pas de sanctions légitimes — sauf celles infligées au mépris des
normes internationales — et inhérents à celles-ci ou occasionnés par elles,
(iv) la menace ou le risque ne
résulte pas de l’incapacité du pays de fournir des soins médicaux ou de santé
adéquats.
Personne
à protéger
(2) A également qualité de
personne à protéger la personne qui se trouve au Canada et fait partie d’une
catégorie de personnes auxquelles est reconnu par règlement le besoin de
protection.
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VII. Position of the parties
[14]
The
applicant maintains that the RPD erred by not considering the basic conditions
necessary for the reinstatement of Congolese nationality. Thus, in addition to complying
with formalities, the applicant, who lost her Congolese nationality to acquire
Rwandan nationality, must meet the basic conditions set by Congolese law, such
as establishing ties to the DRC.
[15]
In
the alternative, she submits that the RPD erred by applying 96 and by refusing
to apply section 97 of the IRPA. Relying on the documentary evidence, she
submits that there is no internal flight alternative in Kinshasa.
[16]
The
respondent argues that the RPD’s finding regarding the reinstatement of the applicant’s
Congolese nationality is supported by the documentary evidence. He specifies
that the applicant failed to support her interpretation of Congolese law with
expert evidence.
[17]
Regarding
fear of persecution in the DRC, he argues that the RPD adequately analyzed the
documentary evidence to conclude that the applicant did not face a risk of persecution
by reason of her ethnicity.
VIII. Analysis
a. Did
the RPD err by finding that the applicant has Congolese nationality?
[18]
This
issue involves a factual assessment subject to a high degree of deference. The
standard of review is therefore reasonableness (Dunsmuir v New Brunswick,
2008 SCC 9, [2008] 1 S.C.R. 190; Williams v Canada (Minister of Citizenship and
Immigration), 2005 FCA 126, [2005] 3 FCR 429 (QL/Lexis) (Williams)
at paragraph 17).
[19]
In
Williams, the Federal Court of Appeal set out the applicable test for
this:
22 I fully endorse the reasons for judgment of
Rothstein J., and in particular the following passage at paragraph 12 [[1993]
FCJ No 576 (QL)]:
The condition of not having a country of nationality
must be one that is beyond the power of the applicant to control.
The true test, in my view, is the following: if it
is within the control of the applicant to acquire the citizenship of a country
with respect to which he has no well-founded fear of persecution, the claim for
refugee status will be denied. While words such as "acquisition of
citizenship in a non-discretionary manner" or "by mere
formalities" have been used, the test is better phrased in terms of
"power within the control of the applicant" for it encompasses all
sorts of situations, it prevents the introduction of a practice of
"country shopping" which is incompatible with the
"surrogate" dimension of international refugee protection recognized
in Ward and it is not restricted, contrary to what counsel for the
respondent has suggested, to mere technicalities such as filing appropriate
documents. This "control" test also reflects the notion which is
transparent in the definition of a refugee that the "unwillingness"
of an applicant to take steps required from him to gain state protection is
fatal to his refugee claim unless that unwillingness results from the very fear
of persecution itself. Paragraph 106 of the Handbook on Procedures and
Criteria for Determining Refugee Status under the 1951 Convention an the 1967
Protocol relating to the Status of Refugees [Geneva, 1992] emphasizes the
point that whenever "available, national protection takes precedence over
international protection," and the Supreme Court of Canada, in Ward,
observed, at page 752, that "[w]hen available, home state protection is a
claimant's sole option." [Emphasis added.]
[20]
In
this case, the RPD, referring to Williams, found, in light of the
relevant sections of the Congolese law and the documentary evidence, that the
applicant could reinstate her nationality by complying with formalities.
[21]
The
RPD referred primarily to tab 3.8 of the National Documentation Package for the
DRC dated April 29, 2011, entitled Democratic Republic of Congo (DRC): Procedure
and conditions for Congolese nationals of Rwandan origin to reinstate their
nationality, dated January 24, 2006, (tab 3.1), which states the
following:
A Doctor of History and researcher at the Centre for
the Study of the African Great Lakes Region (Centre d'étude de la région des
Grands lacs d'Afrique de l'Université d'Anvers) at the University of Antwerp in
Belgium, who is also an expert in Central Africa and the Kivu region in
particular (Centre d'étude de la région des Grands lacs d'Afrique n.d.),
provided the information in this and the next paragraph during an 8 December
2005 telephone interview. With the passing of Law No. 04/024 of 12 November
2004, Congolese nationals of Rwandan origin automatically regained Congolese
nationality. To the researcher's knowledge, no nationality reinstatement
procedure has been planned and no conditions have been imposed; Congolese
nationals of Rwandan origin are not required to report to the government
authorities in order to reinstate their Congolese nationality. In cases of
doubt, the person concerned must go to his or her chieftaincy of origin to
obtain documentary evidence that he or she is a Congolese national, or the
person must find five people to attest to his or her nationality if residing
far from his or her place of origin. The same is true for all other Congolese.
[22]
It
also seems that the same document should have attracted the RPD’s attention to the
DRC’s ethnic background, which will be addressed more fully in the analysis of
the fear of persecution:
The Kivu region expert also stated that the problem
does not reside in Congolese nationals of Rwandan origin reinstating their
nationality, but in the prevailing mistrust between them and members of
other ethnic groups, particularly in Kivu. That mistrust has also been
exacerbated by many years of war in DRC since 1996 (8 Dec. 2005). [Emphasis
added.]
[23]
Upon
reading the RPD’s reasons, this Court is convinced that the approach set out in
Williams with respect to the power to reinstate nationality was followed.
[24]
Thus,
it is open to the applicant to reinstate her Congolese nationality in that she
has, as described in Williams, the power to reinstate it if she wishes. In
recognition of the above, the basic conditions of section 32 of the Congolese
law, to which the RPD explicitly referred, do not constitute an obstacle to the
reinstatement of Congolese nationality despite the fact that they are outside the
scope of the term “formalities” in the applicant’s mind.
[25]
This
Court cannot agree with the applicant regarding her interpretation of the Congolese
law supported by the new documents submitted in evidence, namely an excerpt
from the Rwandan Constitution, the primary reason being the nature of this
application. In this case, this Court is acting on judicial review and cannot
go beyond its role of reviewing the evidence to which the RPD had access.
[26]
In
addition, the applicant’s testimony during the hearing pointed out the
following elements:
(a) the
applicant is of Congolese nationality by birth;
(b) the
applicant’s parents, who live in Rwanda, are of Congolese nationality;
(c) she
did not request a Congolese passport because she did not express any need to do
so.
(Tribunal Record (TR) at page 261)
[27]
Even
if this Court does not share the RPD’s opinion, sufficient reasons justify it. It
is also supported by the documentary evidence and therefore stands up to the
analysis carried out under the reasonableness standard of review. The RPD did
not err by finding that the DRC is a country of nationality to be considered in
the refugee claim.
[28]
Making
a finding of nationality is not, however, decisive in this case; the country
proposed as an alternative to international protection must also be able to
offer protection (Williams at paragraph 22).
[29]
In
this case, it is important to note that the RPD did not pursue the reasoning
put forward in Williams and did not analyze the protection that the DRC
could offer to the applicant. The RPD was compelled to analyze the fear of
persecution in the DRC that was alleged by the applicant.
(2) Did
the RPD err by finding that the applicant did not have a well-founded fear of
persecution in the DRC?
[30]
A
level of deference is required for this issue, but this Court “may, if [it]
find[s] it necessary, look to the record for the purpose of assessing the
reasonableness of the outcome” (Newfoundland and Labrador Nurses’ Union v Newfoundland
and Labrador (Treasury Board), 2011 SCC 62, [2011] 3 S.C.R. 708 at paragraph
15).
[31]
Contrary
to Williams, the applicant expressed, during the hearing, a well-founded
fear of ethnic persecution in the DRC because she is a Congolese national of
Rwandan origin. To that end, it is important to note that the RPD did not challenge
the subjective aspect of the fear of persecution. The RPD’s finding regarding
the fear of persecution is as follows:
[18] In light of the available documentary
evidence, the panel is of the opinion that there is no serious possibility
of persecution in the DRC by reason of the claimant’s Rwandan ethnicity.
She alleged no other nexus to the Convention. Consequently, she is not a
Convention refugee. [Emphasis added.]
[32]
It
is settled law that it is in the interest of a tribunal to consider relevant
evidence that is contrary to its findings or risk committing a reviewable error
(Cepeda-Gutierrez v Canada (Minister of Citizenship and Immigration)
(1998), 157 FTR 35).
[33]
In
this case, it should be remembered that the RPD’s analysis of the objective
aspect of the fear of persecution was hasty. To support its finding, the RPD
cited two excerpts from tab 13.1 of the National Documentation Package for the
DRC dated April 29, 2011, entitled Democratic Republic of the Congo: The
treatment of the Banyamulenge, or Congolese Tutsis, living in Kinshasa and in
the provinces of North Kivu and South Kivu, No COD103417.FE, dated March 31,
2010. That document addresses the following situation:
However, in correspondence sent to the Research
Directorate on 22 February 2010, the manager of Le Phare stated that the
Banyamulenge are bothered in the Kivu region by the presence of the Democratic
Forces for the Liberation of Rwanda (Forces démocratiques de libération du
Rwanda, FDLR), a Rwandan Hutu rebel group (GlobalSecurity.org n.d.), that
creates suspicion, particularly in South Kivu (Le Phare 22 Feb. 2010).
Moreover, according to the Hj Representative, during sporadic attacks, Hutu
rebels with the FDLR-who target mainly the Banyamulenge-commit [translation]
“exactions, such as rape, massacres, theft and veritable manhunts, forcing
civilians to flee their homes, which are subsequently burned” (Hj 22 Feb.
2010). [Emphasis added.]
[34]
Furthermore,
tab 2.5 of the National Documentation Package for the DRC dated
April 29, 2011, entitled Country of Origin Information Report:
Democratic Republic of the Congo, of the United Kingdom, dated June 30,
2009, provides the following clarifications on risk of persecution based on
ethnicity:
21.03 Freedom House’s Freedom in the World Survey
2008 reported:
“Societal discrimination based on ethnicity is
practiced widely among the country’s 200 ethnic groups, particularly against
the various indigenous Pygmy tribes and the Congolese Banyamulenge Tutsis. The
ongoing fighting in the eastern Kivu region is driven in part by ethnic
rivalries. The ubiquity of firearms and deep mutual resentment over land
security has helped to harden ethnic identities.” [14a] (Political
Rights and Civil Liberties)
21.05 In a similar vein, Human Rights Watch’s
(HRW) November 2008 report, ‘We will crush you’ recorded:
“During a bitter [2006 Presidential] campaign both
candidates tried to mobilize ethnic and regional loyalties to win votes. Bemba,
member of a well-known business and political family from the northwestern
province of Equateur, portrayed himself as ‘One Hundred Percent Congolese,’
implying that Kabila was a foreigner. Bemba supporters stressed that Kabila was
unable to speak Lingala (the main language of western Congo) and raised
questions about his parentage, alleging that his mother was a Rwandan Tutsi.”
[13c] (p13)
21.10 An October 2007 Human Rights Watch (HRW)
report, ‘Renewed Crisis in North Kivu’ recorded:
“Congolese who speak Kinyarwanda (Rwandophones)
represent less than five percent of the population of Congo and live largely in
the two eastern provinces of North and South Kivu. Congolese Tutsi are a small
part of the larger group of Rwandophones, numbering several hundred thousand
and constituting between one and two percent of the total Congolese population
of some 60 million. In South Kivu, Tutsi are known locally as Banyamulenge, but
this term does not apply to Tutsi living in North Kivu. The rapid rise of
Tutsi to national political prominence in the 1990s followed by a sharp decline
in their power, as well as the anti-Tutsi hostilities accompanying the process,
form the essential context of the current political and military crisis in
eastern Congo.” [13b] (p9) [Emphasis added.]
[35]
The
document also addresses the potential hardship that individuals of Rwandan origin
could encounter in the course of their steps to acquire nationality:
21.11 The August 2007
concluding observations of the UN Committee on the Elimination of Racial
Discrimination stated: “While welcoming the adoption of the Act of 12 November
2004, granting the Banyarwanda Congolese nationality, the Committee is
concerned to note that in practice Congolese nationality is particularly
difficult to acquire by members of this group.” [15f] (p4) A March 2009
Refugees International report, ‘Nationality Rights for All: A Progress Report
and Global Survey on Statelessness’, concurred; “Despite a 2004 citizenship law
granting citizenship to the Banyamulenge community, it is unclear whether the
300,000 to 400,000 of them living in Congo can obtain nationality documents or
their rights as citizens in the ongoing conflict in eastern Congo.” [31b]
(p29)
21.12 The October 2007 HRW
report noted: “The struggle over North Kivu was embittered by ethnic
hostilities, with Nkunda and his movement identified with Tutsi, while many
other North Kivu residents, as well as most FDLR [he Democratic Forces for the
Liberation of Rwanda] combatants, were Hutu. Both Tutsi and Hutu remembered
past discrimination and violence against people of their ethnic group in Congo,
and in neighboring Rwanda and Burundi. Both groups asserted the need to
protect themselves from the other.” [13b] (p4)
21.13 Refugees International’s
March 2009 report, provided a brief history of the Banyamulenge in the
Democratic Republic of Congo, which concluded by noting: “In the name of
defending Tutsis against oppression in North Kivu, a rebel army consisting
primarily of Banyamulenge and commanded by General Laurent Nkunda has been
fighting the government. Violence from this conflict has displaced hundreds
of thousands of people. In early 2009, General Nkunda was arrested, a
development with uncertain implications for conflict in the region.” [31b]
(p29). [Emphasis added.]
[36]
In
light of these reports, the RPD’s finding that the applicant was not
objectively subject to persecution by reason of her ethnicity is unreasonable.
In fact, these excerpts cannot support the RPD’s finding that there is not a “serious
possibility of persecution” (RPD’s decision at paragraph 18). As a result,
the RPD’s decision as a whole is flawed.
[37]
Moreover,
the Court must point out that the RPD’s reasoning is inappropriate with respect
to the specific circumstances of this case. In fact, the RPD disregarded the
factual importance of the displacement of the applicant’s family from the DRC
to Rwanda, fleeing ethnic persecution. On this point, the RPD found that this
displacement did not constitute compelling reasons under subsection 108(4) of
the IRPA without putting it into context in its analysis of section 96 of the
IRPA.
IX. Conclusion
[38]
If
the RPD had the opportunity to study the ethnic context of the situation in the
neighbouring countries of the DRC and Rwanda, it should have perhaps paid
attention, in a comprehensive manner, to the documentary evidence that was
available; that evidence could not be ignored in the specific context of the
examination of an alternative to international protection that the RPD had intended
to be objective.
[39]
For
all of these reasons, the RPD’s decision is unreasonable further to the
analysis of the evidence considered in its entirety by this Court; therefore,
the application for judicial review is allowed and the matter is referred back
to a differently constituted panel for redetermination.
JUDGMENT
THE
COURT ORDERS that the application
for judicial review be allowed and the matter be referred back to a differently
constituted panel for redetermination. No question of general importance arises
for certification.
“Michel
M.J. Shore”
Certified
true translation
Janine
Anderson, Translator