Date:
20120717
Docket:
T-110-12
Citation:
2012 FC 893
Ottawa, Ontario,
July 17, 2012
PRESENT: The
Honourable Mr. Justice Simon Noël
BETWEEN:
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DANIEL TURP
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Applicant
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and
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MINISTER OF JUSTICE AND
ATTORNEY GENERAL OF CANADA
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Respondent
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REASONS
FOR JUDGMENT AND JUDGMENT
[1]
This
is an application for judicial review of a decision by the Government of Canada
to withdraw from the Kyoto Protocol to the United Nations Framework
Convention on Climate Change [the Protocol], which was communicated to the
Secretary General of the United Nations [UN] on December 15, 2011.
I. Background
[2]
The
United Nations Framework Convention on Climate Change [the Convention],
adopted at the Earth Summit in Rio de Janeiro on May 9, 1992, was intended to
be a first step toward an international action plan to deal with the challenges
of climate change. The Convention set as an objective “the stabilization of
greenhouse gas concentrations in the atmosphere at a level that would prevent
dangerous anthropogenic interference with the climate system […] within a
time-frame sufficient to allow ecosystems to adapt naturally to climate change,
to ensure that food production is not threatened and to enable economic
development to proceed in a sustainable manner” (article 2 of the Convention).
The first principle of the Convention asked that developed country parties to
the Convention, including Canada, “[…] take the lead in combating climate
change and the adverse effects thereof” (paragraph 3(1) of the Convention).
[3]
However,
the Convention did not have specific targets or binding measures, hence the reason
for the Protocol’s
existence. Adopted on December 11, 1997 after two and a half years of
negotiations, the Protocol set out the first official targets for reducing
greenhouse gas emissions at an international level. During the commitment
period of 2008 to 2012, industrialized countries were supposed to reduce their
overall emissions of such gases by at least 5% below 1990 levels (article 3 of
the Protocol).
[4]
The
Government of Canada signed the Protocol on April 29, 1998, with a commitment
to reduce its emissions by 6% below 1990 levels (Annex B of the Protocol).
Before ratifying the Protocol, the government chose to present the following
non-binding motion to the House of Commons: “That this House call upon the
government to ratify the Kyoto Protocol on climate change.” On December 10,
2002, by a vote of 196 in favour and 77 opposed (the Canadian Alliance and
Progressive Conservative Party being the parties opposed), the House voted in
favour of the motion. Backed by this political support, the Canadian Government
ratified the Protocol on December 17, 2002.
[5]
Nonetheless,
the Protocol only came into effect on February 16, 2005, after it was ratified
by the Russian Federation. In 2006, the Conservative Party took power as a
minority government. Having earlier stated that Canada would not comply with
the Protocol targets, the government published a plan in 2007 that established
a new target to reduce greenhouse gas emissions that was 34% higher than the
target established by the Protocol.
[6]
In
an attempt to force the government’s hand, Liberal MP Pablo Rodriguez, a member
of the Standing Committee on the Environment and Sustainable Development,
introduced private-member’s Bill C-288: “An Act to ensure Canada meets its global climate change obligations under the Kyoto Protocol.” Without the support
of the government, however, the Bill could not authorize the expenditure of
public funds, as set out in section 54 of the Constitution Act, 1867, 30
& 31 Victoria, c 3 [Constitution Act, 1867]. Nevertheless, with the
support of the opposition parties, the Bill was passed by the House of Commons
on February 14, 2007 and the Kyoto Protocol Implementation Act, SC 2007,
c 30 [KPIA] entered into force on June 22, 2007.
[7]
This
Court first reviewed the KPIA in 2008, in three applications for judicial
review filed by the non-profit organization: Friends of the Earth—Les Ami(e)s
de la Terre. The organization alleged that the Minister of the Environment and
the Governor in Council failed to comply with the duties imposed upon them
under sections 5, 7, 8, and 9 of the KPIA. At the time, the Court looked at
whether these sections imposed justiciable duties (Friends
of the Earth v Canada (Governor in Council), 2008 FC 1183 at paras 27, 28
and 31, [2008] FCJ 1464 [Friends of the Earth]):
27 The question
presented by FOTE’s first application is whether, under s. 5 of the KPIA, the
Minister is permitted as a matter of law to tender a Climate Change Plan that,
on its face, is non-compliant with Canada’s Kyoto obligations. In other words, does
the KPIA contemplate judicial review in a situation like this where the
government declares to Parliament and to Canadians that it will not, for
reasons of public policy, meet or attempt to meet the emissions targets
established by the Kyoto Protocol.
28 The question
posed by FOTE’s second and third applications concerns the right of the Court
to involve itself in the regulatory business of the executive branch of
government.
[…]
31 The
justiciability of all of these issues is a matter of statutory interpretation
directed at identifying Parliamentary intent: in particular, whether Parliament
intended that the statutory duties imposed upon the Minister and upon the GIC
by the KPIA be subjected to judicial scrutiny and remediation?
[Emphasis
added.]
[8]
My
colleague Justice Robert Barnes reviewed the relevant sections of the KPIA
before making the following determination (Friends of the Earth, above,
at paras 42, 44 and 46):
42 The issue of
justiciability must also be assessed in the context of the other mechanisms
adopted by the Act for ensuring Kyoto compliance. In this case, the Act
creates rather elaborate reporting and review mechanisms within the Parliamentary
sphere. On this point I agree with the counsel for the Respondents that, with
respect to matters of substantive compliance with Kyoto, the Act clearly
contemplates Parliamentary and public accountability. While such a
scheme will not always displace an enforcement role for the Court, in the
overall context of this case, I think it does. If Parliament had intended to
impose a justiciable duty upon the government to comply with Canada’s Kyoto commitments, it could easily have said so in clear and simple language.
[…]
44 Considering
the scope of the review mechanisms established by the Act alongside of the
statutory construction issues noted above, the statutory scheme must be
interpreted as excluding judicial review over issues of substantive Kyoto compliance including the regulatory function. Parliament has, with the KPIA,
created a comprehensive system of public and Parliamentary accountability as a
substitute for judicial review. The practical significance of
Parliamentary oversight and political accountability should not, however, be
underestimated, particularly in the context of a minority government: see Canada (Auditor General) v. Canada (Minister of Energy, Mines and Resources), above,
at para. 71.
[…]
46 I have
concluded that the Court has no role to play reviewing the reasonableness of
the government’s response to Canada’s Kyoto commitments within the four corners
of the KPIA. While there may be a limited role for the Court in the
enforcement of the clearly mandatory elements of the Act such as those
requiring the preparation and publication of Climate Change Plans, statements
and reports, those are not matters which are at issue in these applications.
[9]
In
a unanimous judgment delivered from the bench, the Federal Court of Appeal
upheld Justice Barnes’ decision (Friends of the Earth v Canada (Governor in
Council), 2009 FCA 297, [2009] FCJ 1307) and an application for leave to
appeal to the Supreme Court was dismissed with costs (Friends of the Earth v
Canada (Minister of the Environment), [2009] SCCA 497).
[10]
On
December 6, 2011, while the United Nations Conference on climate change was
being held in Durban, South Africa, pursuant to article 27 of the Protocol (see
paragraph 11 below for the text of the article), the Governor in Council
enacted Order In Council PC 2011-1524 (Applicant’s Record at 101-102):
His
Excellency the Governor General in Council, on the recommendation of the
Minister of Foreign Affairs, hereby authorizes the Minister of Foreign Affairs
to take actions necessary to withdraw, on behalf of Canada, from the Kyoto
Protocol to the United Nations Framework Convention on Climate Change.
[11]
On
December 15, 2011, the Minister of Foreign Affairs wrote to the UN
Secretary-General, as the Depositary of the Protocol, to give notice of the
decision of the Canadian government to withdraw from the Protocol (Applicant’s
Record at 105). In a reply dated December 16, 2011 (Applicant’s Record at 108),
the UN Secretary-General acknowledged receipt of the notice and indicated that
Canada’s withdrawal would take effect on December 15, 2012, in accordance with
article 27 of the Protocol:
Kyoto Protocol to the United Nations
Framework Convention on Climate Change
Article 27
1.
At any
time after three years from the date on which this Protocol has entered into
force for a Party, that Party may withdraw from this Protocol by giving written
notification to the Depositary.
2.
Any
such withdrawal shall take effect upon expiry of one year from the date of
receipt by the Depositary of the notification of withdrawal, or on such later
date as may be specified in the notification of withdrawal.
3.
Any
Party that withdraws from the Convention shall be considered as also having
withdrawn from this Protocol.
[12]
Opposed
to the Government of Canada’s decision to withdraw from the Protocol, the
applicant filed this application for judicial review on January 13, 2012 and a
hearing was held in Montréal on June 6, 2012. The KPIA has since been repealed with
Bill C‑38 receiving royal assent on June 29, 2012,
II. Position
of the Parties
[13]
The
applicant states that the withdrawal from the Protocol is illegal, null, and
void as it is in violation of the KPIA, the principle of the rule of law, the
principle of the separation of powers, and the democratic principle. With
regard to the last two principles, the applicant is of the opinion that they
obliged the government to consult the House of Commons and the provinces before
withdrawing from the Protocol.
[14]
In
reply, the Attorney General of Canada [the Attorney General] argues that the
conduct of foreign affairs, including the decision to conclude or withdraw from
an international treaty, is a matter falling within the royal prerogative and
thus the executive branch of the government. The Attorney General rejects the
idea that the KPIA removed the executive power to withdraw from the Protocol, a
power set out in article 27 of the Protocol. The Attorney General also
challenges the idea that unwritten constitutional principles could force the
executive branch to consult the House of Commons and the provinces before
sending the notice of withdrawal to the UN Secretary-General. The Attorney
General recalls that the conduct of foreign affairs and the Constitution
Act, 1867 have coexisted for about 135 years and that there has never
before been a question as to whether the exercise of the royal prerogative is
subject to a duty to consult Parliament or the provinces.
III. Issues
and Standard of Review
[15]
The
issues raised by the applicant may be summarized as follows:
1. Does
the withdrawal from the Protocol violate the KPIA and thus the rule of law?
2. Does
the withdrawal from the Protocol violate the principle of separation of powers?
3. Does
the withdrawal from the Protocol violate the democratic principle?
[16]
When
determining whether the government acted in accordance with a law, the standard
of review is correctness (Friends of the Canadian Wheat Board v Canada
(Attorney General), 2012 FCA 183, [2012] FCJ 706) and that same standard
applies to the constitutional questions raised by the applicant (Smith v
Alliance Pipeline Ltd, 2011 SCC 7 at para 26, [2011] 1 S.C.R. 160).
IV. Analysis
[17]
On
a preliminary point, the respondent argues that this Court does not have jurisdiction
to declare the withdrawal from the Protocol to be of no force and effect. As a
consequence, he says that it must refuse to rule on this case as the only order
it could issue – a statement of illegality – would not have any useful effect.
This Court does not share the Attorney General’s opinion and is of the view that
where there is evidence the government has broken a law, a declaration of
illegality is not useless, but on the contrary meets the public interest that
the law be respected by all.
A.
Does the withdrawal from the Protocol violate the KPIA and thus the rule of
law?
[18]
Under
the royal prerogative, the conduct of foreign affairs and international
relations, including the decision to conclude or withdraw from a treaty, falls
exclusively under the executive branch of government (A. E. Gotlieb, Canadian
Treaty-Making, Toronto: Butterworths, 1968 at 4 and 14; John H. Currie,
Craig Forcese and Valerie Oosterveld, International Law: Doctrine, Practice,
and Theory, Toronto: Irwin Law, 2007 at 54 to 56 [International Law:
Doctrine, Practice, and Theory]). In the absence of a Charter
challenge, it appears that a decision made in the exercise of prerogative
powers would not be justiciable (Operation Dismantle Inc v Canada,
[1985] 1 S.C.R. 441 [Operation Dismantle]; Blanco v Canada, 2003 FCT
263 at para 15, [2003] FCJ 355 [Blanco]; Turp v Canada (Prime
Minister), 2003 FCT 301 at paras 19-21, [2003] FCJ 423 [Turp]; Turp
v Chrétien, [2003] JQ 7019 at para 11 [Chrétien]).
[19]
That
said, the applicant asserts that the passing of the KPIA had the effect of
limiting the royal prerogative and preventing the government from unilaterally
withdrawing from the Protocol. The applicant relies here on Attorney General
(on behalf of His Majesty) v De Keyser’s Royal Hotel Ltd, [1920] AC 580
(HL), in which the court recognized that the royal prerogative power could be
abolished or limited by a legislative provision. Having considered the case law
submitted by the parties, the Court acknowledges the possibility that the KPIA
could abolish or limit the executive power to withdraw from the Protocol, but
it remains to be determined whether this was the case.
[20]
In
his written submissions, the applicant suggested that the royal prerogative was
limited by necessary implication (Applicant’s Memorandum at para 27). At the
hearing, the applicant was invited to explain in what way or under which
provisions the KPIA has limited the royal prerogative. He essentially argued
that the KPIA occupied the entire field of the Protocol and that, as a result,
it implicitly withdrew royal prerogative. First, he raised sections 3 and 4,
the first setting out the purpose of the KPIA and the other confirming that the
Act is binding on the government:
Kyoto Protocol
Implementation Act,
SC 2007, c 30
PURPOSE
Purpose
3. The purpose of this Act is to ensure that Canada takes effective and
timely action to meet its obligations under the Kyoto Protocol and help
address the problem of global climate change.
HER MAJESTY
Binding on Her Majesty
4. This Act is binding on Her Majesty in Right of Canada.
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Loi de mise en œuvre du
Protocole de Kyoto,
LC 2007, c 30
OBJET
Objet
3. La présente loi a pour objet d’assurer la prise de mesures efficaces et
rapides par le Canada afin qu’il honore ses engagements dans le
cadre du Protocole de Kyoto et aide à combattre le problème des changements
climatiques mondiaux.
SA MAJESTÉ
Obligation de Sa Majesté
4. La présente loi lie Sa Majesté du chef du Canada.
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[21]
The
relevant obligations imposed on the government under the KPIA can be found in
sections 5, 7, and 9. The government must prepare and publish a climate change
plan (section 5 of the KPIA), make, amend or repeal
the necessary regulations to ensure that Canada fully meets its obligations
under Article 3, paragraph 1, of the Protocol, i.e. the 6 %
reduction target (section 7 of the KPIA), and the government shall prepare a statement setting out the greenhouse gas
emission reductions that are reasonably expected to result for each year up to
and including 2012 (section 9 of the KPIA).
[22]
However,
as we have seen, it has been determined that the KPIA must be interpreted “as excluding judicial review over issues of substantive
Kyoto compliance” and that this Court “has no
role to play reviewing the reasonableness of the government’s response to
Canada’s Kyoto commitments within the four corners of the KPIA” (Friends
of the Earth, above, at paras 44 and 46). At the most, the Court
acknowledged that there may be a limited role for the
Court in the enforcement of a clearly mandatory provision, but the
applicant in this case did not submit that the royal prerogative was expressly
limited or withdrawn and the Court cannot identify any mandatory provision that
would have withdrawn or limited the royal prerogative or otherwise prevented
the government from withdrawing from the Protocol.
[23]
Turning
back to the possibility of an implied limit on the royal prerogative, as an
example of the analysis required, the Supreme Court discussed whether a
legislative provision restricted the royal prerogative to create reserves in Ross
River Dena Council Band v Canada, 2002 SCC 54, [2002] 2 S.C.R. 816 [Ross
River]. Justice LeBel stated the following regarding this possibility (Ross River at para 54):
54 […] The extent of its
authority can be abolished or limited by statute: “once a statute has occupied
the ground formerly occupied by the prerogative, the Crown [has to] comply with
the terms of the statute”. (See P. W. Hogg and P. J. Monahan, Liability of
the Crown (3rd ed. 2000), at p. 17; see also, Hogg, supra, at pp.
1:15-1:16; P. Lordon, Q.C., Crown Law (1991), at pp. 66-67.) In Attorney-General
v. De Keyser’s Royal Hotel, Ltd., [1920] A.C. 508 (H.L.), Lord Dunedin
described the interplay of royal prerogative and statute, at p. 526:
Inasmuch
as the Crown is a party to every Act of Parliament it is logical enough to
consider that when the Act deals with something which before the Act could be
effected by the prerogative, and specially empowers the Crown to do the same
thing, but subject to conditions, the Crown assents to that, and by that
Act, to the prerogative being curtailed.
Lord
Parmoor added, at p. 568: “The Royal Prerogative has of necessity been
gradually curtailed, as a settled rule of law has taken the place of an
uncertain and arbitrary administrative discretion”. In summary, then, as
statute law expands and encroaches upon the purview of the royal prerogative,
to that extent the royal prerogative contracts. However, this displacement
occurs only to the extent that the statute does so explicitly or by necessary
implication: see Interpretation Act, R.S.C. 1985, c. I-21,
s. 17; Hogg and Monahan, supra, at p. 17; Lordon, supra, at
p. 66.
[Emphasis
added.]
[24]
However,
the Supreme Court was not unanimous regarding the concept of necessary
implication (Ross River, above, at para 4):
4 There is no doubt that
a royal prerogative can be abolished or limited by clear and express statutory
provision: see R. v. Operation Dismantle Inc., [1983] 1 F.C. 745,
at p. 780, aff’d [1985] 1 S.C.R. 441, at p. 464. It is less certain whether
in Canada the prerogative may be abolished or limited by necessary implication.
Although this doctrine seems well established in the English courts (see Attorney-General
v. De Keyser’s Royal Hotel, Ltd., [1920] A.C. 508
(H.L.)), this Court has questioned its application as an exception to Crown
immunity (see R. v. Eldorado Nuclear Ltd., [1983] 2 S.C.R. 551, at p.
558; Sparling v. Quebec (Caisse de dépôt et placement du Québec), [1988]
2 S.C.R. 1015, at pp. 1022-23). Assuming that prerogative powers may be removed
or curtailed by necessary implication, what is meant by “necessary
implication”? H. V. Evatt explains the doctrine as follows:
Where
Parliament provides by statute for powers previously within the Prerogative
being exercised subject to conditions and limitations contained in the statute,
there is an implied intention on the part of Parliament that those powers can
only be exercised in accordance with the statute. “Otherwise,” says
Swinfen-Eady M.R., “what use would there be in imposing limitations if the
Crown could at its pleasure disregard them and fall back on Prerogative?”
(H.
V. Evatt, The Royal Prerogative (1987), at p. 44)
[Emphasis
added.]
Using the wording of H.V. Evatt,
Justices Bastarache, McLachlin, and L’Heureux-Dubé were not of the view that
Parliament had specified that powers previously within the prerogative being
exercised were now subject to conditions and limitations contained in the
statute at issue. However, Justices Gonthier, Iacobucci, Major, Binnie, Arbour,
and LeBel found otherwise, a disagreement that reflects the difficulties that
can stem from this type of analysis.
[25]
Nevertheless,
in applying the analysis to the case at bar, this Court is of the opinion that
the KPIA contains no provision, condition or restriction that would limit the
royal prerogative of the government to withdraw from the Protocol. The
applicant relied in particular on the title and purpose of the KPIA: “An Act to ensure Canada meets its global climate change
obligations under the Kyoto Protocol [Emphasis added]” and
“to ensure that Canada takes effective and timely
action to meet its obligations under the Kyoto Protocol [Emphasis
added].” However, the government’s decision to withdraw from the Protocol is
clearly provided by article 27 of that Protocol and thus the government was in
compliance with it.
[26]
As
for determining whether this decision complies with the KPIA, to reiterate the
words of Justice Barnes in Friends of the Earth, above, at para 42, if Parliament had intended to impose a justiciable duty upon
the government to comply with Canada’s Kyoto commitments, it could easily have
said so in clear and simple language. It did not do so. This Court is of
the opinion that the KPIA does not expressly alter the royal prerogative and
that no provision or condition of the Act does so by necessary
implication. For this reason, the government’s decision to withdraw from
the Kyoto Protocol did not violate the KPIA nor the principle of the rule of
law.
B. Does the withdrawal from the
Protocol violate the principle of separation of powers?
[27]
The
applicant submits that the government violated the principle of separation of
powers by withdrawing of its own initiative from the Protocol without regard
for the KPIA. He accuses the executive branch of interfering in matters of
Parliament’s jurisdiction and unilaterally taking over the power to implicitly
repeal the KPIA.
[28]
Having
concluded that the government’s decision to withdraw from the Protocol was not
limited by the KPIA, the Court must reject this argument. The executive branch maintains
the prerogative to withdraw from the Protocol, this application of the
prerogative is not justiciable (Operation Dismantle, above; Blanco,
above, at para 15; Turp, above, at paras 19-21; Chrétien, above,
at para 11) nor are issues regarding compliance with the Protocol (Friends
of the Earth, above, at para 44). Furthermore, it should be noted that the
KPIA has since been repealed by Parliament on June 29, 2012.
C. Does the withdrawal from the
Protocol violate the democratic principle?
[29]
The
applicant relies on the democratic principle identified by the Supreme Court in
Reference re Secession of Quebec, [1998] 2 S.C.R. 217 at paragraphs 61 to
69, [1998] SCJ 61, [1998] SCJ 61. He believes that this principle includes [Translation] “an obligation to encourage
public discussion on all issues of public interest and consult the House of
Commons as it is an essential element of our system of representative
government” (Applicant’s Memorandum at para 48) and states that the withdrawal
from the Protocol is illegal because of the lack of consultation of the House
of Commons and the provinces.
[30]
On
the issue of the need to consult the House of Commons, the applicant notes that
the ratification of the Protocol led to a public discussion in the House of
Commons, which ended with the passing of a motion in favour of the
ratification. He argues that in such circumstances, the government had to
consult the House of Commons again before doing the contrary.
[31]
The
motion passed by the House of Commons was not binding and acknowledged in its
content that the power to conclude or withdraw from this treaty still lay with
the executive branch. The motion only asked the government to ratify the
Protocol and this vote could not oblige it to ratify the Protocol nor bind it
in any way (see the comments regarding parliamentary resolutions by Henri Brun,
Guy Tremblay, and Eugénie Brouillet, Droit constitutionnel, 5th ed,
Cowansville: Yvon Blais, 2008 at 36). It follows that the government did
not have to consult the House of Commons before withdrawing from this Protocol.
As noted by Currie, Forcese, and Oosterveld, it is up to Parliament to pass a
law that would force the House of Commons to be consulted before a treaty is
ratified or withdrawn from, but that was never done (International Law:
Doctrine, Practice, and Theory, above, at 55-56).
[32]
Regarding
the need to consult the provinces, this Court agrees
with the respondent that the provinces would have been in a better
position to submit this argument and that the applicant thus cannot do this for
them in this public interest case.
[33]
Since
the issue is in the public interest, raised significant questions of law, and
given the discretion conferred to the hearing judge under Rule 400 of the Federal
Courts Rules, SOR/98-106, costs will not be awarded.
[34]
Consequently,
the application for judicial review is dismissed, without costs.
JUDGMENT
THIS
COURT ORDERS AND ADJUDGES that the application for judicial
review of the government's decision to withdraw from the Kyoto Protocol is
dismissed without costs.
“Simon Noël”
__________________________
Judge