Date: 20120528
Docket: T-1255-11
Citation: 2012 FC 646
Ottawa, Ontario, May 28, 2012
PRESENT: The Honourable Mr. Justice Simon Noël
BETWEEN:
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NACHHATTAR KAUR
KALKAT
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Applicant
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and
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THE MINISTER OF CITIZENSHIP
AND IMMIGRATION
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Respondent
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REASONS FOR JUDGMENT
AND JUDGMENT
[1]
This
is an appeal under subsection 14(5) of the Citizenship Act, RSC 1985, c
C-29 [the Act] contesting a citizenship judge’s decision to deny the applicant Canadian
citizenship.
[2]
As
the tribunal’s record contained important redactions in order to protect the
linguistic test and answers administered by the citizenship judge (pursuant to
rules 317 and 318(2) of the Federal Courts Rules, SOR/98-106), the Court
requested that counsel for the respondent ensure that these redactions did not
contain any notes taken by the judge which could prove relevant and should form
part of the record. Counsel undertook to verify the redactions and report back
to the Court, a task which has now been completed. The review of the redactions
revealed a reference made by the judge to the fact that the applicant did not
have sufficient schooling in her country and that she could not learn new
languages since her arrival. The review also revealed important information
related to the issue of procedural fairness that will be included in the record
and commented on further later in these reasons.
I. Facts
and Decision Under Appeal
[3]
Ms.
Nachhattar Kaur Kalkat [the applicant] is a 51 year-old citizen of India who arrived in Canada in 2005. She became a permanent resident on February 3, 2007 and
applied for Canadian citizenship on May 20, 2009.
[4]
In
a letter dated August 10, 2010, Ms. Kalkat received a notice to appear to
complete a citizenship test to evaluate her knowledge of Canada, of the responsibilities and privileges of citizenship, and of one of Canada’s official languages.
[5]
In
a letter dated August 30, 2010, Ms. Kalkat’s lawyer – Ms. Gamliel – requested
that Citizenship and Immigration Canada [CIC] postpone the test. She indicated
that Ms. Kalkat was unable to learn the required information to pass the test
because of learning disabilities and asked for a “Request for Medical Opinion”
form in order to proceed with a waiver request.
[6]
Receiving
no response to the request, Ms. Kalkat took the citizenship test on September
7, 2010 and, unable to understand any of the questions, failed it. The
citizenship agent wrote: “Madame ne comprend pas et me dit: “No English – No
French.” Madame
comprend aucune de mes questions et ne peut y répondre -- même pour les
instructions” (Respondent’s Record at 64). The agent then
submitted the citizenship review to a citizenship judge.
[7]
CIC
acknowledged receipt of Ms. Gamliel’s request of August 30th on
September 15, 2010, sending her a copy of the “Request for Medical Opinion.”
Then in a letter dated October 7, 2010, Ms. Kalkat received a notice to appear
before a citizenship judge on October 26, 2010.
[8]
On
October 20, 2010, Ms. Gamliel sent CIC a medical opinion from a Dr.
Colavincenzo and requested that the interview scheduled for October 26, 2010 be
cancelled. Although CIC did not cancel the interview, Ms. Kalkat decided not to
attend. The following day, CIC acknowledged receipt of the medical opinion and
confirmed that it would be included in Ms. Kalkat’s file.
[9]
On
February 2, 2011, CIC sent Ms. Kalkat a final notice to appear before a
citizenship judge on March 8, 2011. In response, Ms. Gamliel sent a letter
dated February 17, 2011 to CIC manager Bonilla arguing that the medical opinion
had been completely ignored, asking for her intervention in the file, and indicating
that if the hearing was maintained, Ms. Gamliel would accompany her client to
the hearing.
[10]
On
that same day, CIC informed Ms. Gamliel by telephone that Ms. Kalkat was still
required to attend the hearing and that the judge would “[…] détermine s’il fera
ou non une recommendation de dispense au Ministre” (Respondent’s
Record
at 31).
[11]
Ms.
Kalkat appeared before citizenship judge Gilles Duguay [the citizenship judge
or judge] on March 8, 2011, accompanied by Ms. Gamliel and Ms. Kaur, the latter
acting as Ms. Kalkat’s interpreter.
[12]
In
her affidavit, Ms. Kalkat provides the following account of what occurred
during the interview (Applicant’s affidavit from para 20):
20. Citizenship
judge Gilles Dugay started the hearing by telling me that "somebody who
does not speak English or French will never be a Canadian”; [...]
22. Mrs.
Gamliel tried to intervene but was not allowed to do so;
23. She
started to take notes of everything that was said;
24. Citizenship
judge Gilles Dugay, then, stated that: “Tomorrow, I will grant citizenship
to 800 people who all speak French or English; they all passed the test! Your
lawyer has written to us that you cannot be able to learn about our country and
language. Unfortunately, we receive this argument from hundreds and thousands of
people”;
25. He
further explained that for my request of waiver to be considered, I would have
to prove that I am intellectually disabled and cannot have a bank account and
cannot sign anything;
26. As
he read the medical opinion, he concluded that it does not state any complete
intellectual disability but only states that back in India I did not receive
much Education, that I have trouble to learn and have a grade 2 level in my
mother tongue;
27. He
then smiled at me and stated that many other people have trouble learning; some
work harder at learning and some don’t and I should have learnt with the help
of my husband and children;
28. When
Mrs. Gamliel intervened to mention that I was a widow before I even came to Canada, his answer was that he did not care;
29. He
showed [the medical opinion] and stated that this was just “an opinion of a
person not as a Doctor because doctors are not linguistic experts”;
30. Pausing
he looked at all of us and said: “I am a judge and I apply the law, my first
wife was Russian and my second wife was Romanian; they came as immigrants and
learned”;
31. I
am not sure why but he also showed us pictures of his daughter married to the
son of ex-prime minister Paul Martin;
32. He
went on explaining that I was not mentally deficient and that this meant that
he had to treat me normally;
33. Throughout
this long monologue translated by Mrs. Kaur and noted by Mrs. Gamliel, I
remained silent, unable to understand what it all meant;
34. He,
then, asked everyone in the room to leave except me in order to have me pass a
verbal Citizenship test;
35. After
the test which I could only have failed completely because I did not understand
a word he said to me, he asked Mrs. Kaur and Mrs. Gamliel to enter the room
again;
36. He
stated to me that if he renders a negative judgment and I am not
satisfied, I can go to the Federal Court of Appeal and get an audition;
37. At
this point, my lawyer tried to intervene and the Citizenship judge became very
angry at her: he advised her that she could continue to take all the notes she
was taking and could only intervene at the end of the hearing;
38. He
smiled at me and said that I had done better at the test with him then [sic]
at the written test because I had scored 5/20!
39. When
this was translated to me I looked at him very puzzled given the fact that I
had given him no answer whatsoever;
40. When
he announced the end of the hearing, my lawyer asked to speak but he denied her
request because it was already 4:45 pm.
[13]
By
comparison, the citizenship judge provides the following account of the
interview in a “Notice to the Minister of the Decision of the Citizenship
Judge” (Trial Record [TR] at 11-12):
The
applicant failed both the language and the knowledge tests. The papers are on
file. I authorized an interprete [illegible] the start, who refused to sign the
required form, on the advi [illegible] a lawyer, [illegible] Gamliel. Because
the applicant did not meet the requirements of 5(1), I cannot authorize or
approve her demand for citizenship from Canada.
I
did spend some time with the applicant and her interpreter to explain that the
medical report, signed by Dr. Colavincenzo, a family doctor, was clear about
the fact “that this lady is not mentally deficient.” I thereby explained that
it was my duty to ask her to pass both the language and the knowledge test, as
foreseen by the law. Her lawyer then intervened to declare that her client
could be granted Canadian citizenship without having to pass those tests. I told
the lawyer to observe the audition, without interrupting the proceedings to
offer her own conclusion. I told her that I had 60 days to make/take my
decision, that she was entitled to have her own opinion, but that I had to do
my job and to proceed.
[14]
In
his decision dated June 1, 2011, the citizenship judge confirmed that Ms.
Kalkat’s application was not approved as she had not met the knowledge
requirements set out in paragraphs 5(1)(d) and 5(1)(e) of the Act
and that no recommendation for a waiver pursuant to subsections 5(3) or 5(4) of
the Act would be made:
Citizenship
Act, RSC 1985,
c C-29
Grant
of citizenship
5. (1)
The Minister shall grant citizenship to any person who
[...]
(d)
has an adequate knowledge of one of the official languages of Canada;
(e)
has an adequate knowledge of Canada and of the responsibilities and
privileges of citizenship; [...]
[...]
Waiver
by Minister on compassionate grounds
5. (3) The
Minister may, in his discretion, waive on compassionate grounds,
(a) in
the case of any person, the requirements of paragraph (1)(d) or (e);
(b) in
the case of a minor, the requirement respecting age set out in paragraph (1)(b),
the requirement respecting length of residence in Canada set out in paragraph
(1)(c) or the requirement to take the oath of citizenship; and
(c) in
the case of any person who is prevented from understanding the significance
of taking the oath of citizenship by reason of a mental disability, the
requirement to take the oath.
Special
cases
5.
(4) In order to alleviate cases of special and unusual hardship or to
reward services of an exceptional value to Canada, and notwithstanding any
other provision of this Act, the Governor in Council may, in his discretion,
direct the Minister to grant citizenship to any person and, where such a
direction is made, the Minister shall forthwith grant citizenship to the
person named in the direction.
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Loi
sur la citoyenneté,
LRC 1985, ch C-29
Attribution
de la citoyenneté
5.
(1) Le ministre attribue la citoyenneté à toute personne qui, à la fois :
[…]
d) a une
connaissance suffisante de l’une des langues officielles du Canada;
e) a une connaissance suffisante
du Canada et des responsabilités et avantages conférés par la citoyenneté;
[…]
[...]
Dispenses
5.
(3) Pour des raisons d’ordre humanitaire, le ministre a le pouvoir
discrétionnaire d’exempter :
a) dans tous les
cas, des conditions prévues aux alinéas (1)d) ou e);
b) dans
le cas d’un mineur, des conditions relatives soit à l’âge ou à la durée de
résidence au Canada respectivement énoncées aux alinéas (1)b) et c),
soit à la prestation du serment de citoyenneté;
c) dans
le cas d’une personne incapable de saisir la portée du serment de citoyenneté
en raison d’une déficience mentale, de l’exigence de prêter ce serment.
Cas
particuliers
5.
(4) Afin de remédier à une situation particulière et inhabituelle de
détresse ou de récompenser des services exceptionnels rendus au Canada, le
gouverneur en conseil a le pouvoir discrétionnaire, malgré les autres
dispositions de la présente loi, d’ordonner au ministre d’attribuer la
citoyenneté à toute personne qu’il désigne; le ministre procède alors sans
délai à l’attribution.
|
[15]
As
mentioned, Ms. Kalkat had submitted a medical opinion. In it, Dr. Colavincenzo
indicated that in his opinion, while Ms. Kalkat was able to appreciate the
significance of the oath of citizenship and the consequences of acquiring
Canadian citizenship, she was unable to meet the requirements set out in
paragraphs 5(1)(d) and 5(1)(e) of the Act. Dr. Colavincenzo
describes Ms. Kalkat’s situation as follows (TR at 45):
The
major problem concerning the lady is that she has little scolarity in India. She finished only 2nd elementary school. Hence her education and learning method and
capacity is significantly limited. She has difficulty in her own language to
read or write adequately. Consequently, she is not capable of learning any
other language like English or French.
This
lady is not mentally deficient or depressed. For the reasons mentioned above
she is not capable of acquiring sufficient knowledge about issues or subject
matter that is foreign to her.
[16]
In
his June 1, 2011 decision, the citizenship judge addresses Dr. Colavincenzo’s
medical opinion and the possibility of waiving the knowledge requirements (TR
at 10):
Pursuant
to subsection 15(1) of the Citizenship Act, I have considered whether or
not to make a recommendation for an exercise of discretion under subsections
5(3) or 5(4) of the Act. Subsection 5(3) of the Act confers discretion to the
Minister to, among other things, waive on compassionate grounds the
requirements you failed to meet. As to subsection 5(4) of the Act, it empowers
the Governor in Council to direct the Minister to grant citizenship to any
person in cases of special and unusual hardship or to reward services of an
exceptional value to Canada.
I
examined at the hearing whether there were any circumstances that could justify
such a recommendation. I have decided not to make a recommendation for a waiver
to the Minister.
In
the Request for a medical opinion, provided by Doctor Vincenzo Colavincenzo,
signed on October 19, 2010, and whom you were visiting for the first time, Dr.
Colavincenzo explains the difficulty experienced by you, Mrs. N. Kalkat, to
master your own language and also the English language: “She is not capable of
acquiring sufficient knowledge about issues or subject matter that is foreign
to her.” However, during the hearing, I observed that you seem to understand
all my questions and that you were able to converse fluently with your
interpretor [sic].
Doctor
Colavincenzo explains that you can appreciate the significance of the oath of
Citizenship and of appreciating the consequences of acquiring Canadian
Citizenship.
Doctor
Colavincenzo finally declares: “The lady is not mentally deficient or
depressed.”
I
share this opinion, since I was able to observe you and to assess your ability
to understand your situation and to converse with me through the services of
the interpreter authorized to assist you.
I
therefore believe that with the help of family members, friends, or community
groups, you could be able to comply with the requirements of the Citizenship
Act with respect to language and knowledge.
[17]
As
outlined at the beginning of these reasons, while reviewing the redactions made
to the tribunal’s record, counsel for the respondent identified documentation
which postdates the decision dated March 8, 2011, but that was not included
pursuant to CIC’s policy manual. Counsel for the applicant has objected to the
filing of these documents. The bias issue was not specifically raised by the
applicant in her written submissions, but if it had been, these documents certainly
would have been important. This new information is relevant to the issue of an
alleged breach of the principles of natural justice and the allegation of bias.
In fairness to all concerned, it will be included as part of the record. The
pertinent information is as follows:
1.
A
letter from counsel for the applicant to, among others, the judge, dated April
6, 2011, which raises a complaint about the way the hearing was conducted. In
essence, it relates in less detail the content of the affidavit of the applicant
filed in this proceeding and includes additional information.
2.
A
letter dated April 18, 2011 from the senior citizenship judge addressed to the
judge, in which he is asked to comment on the complaint.
3.
A
handwritten response from the judge dated April 28, 2011, in which he responds
to the allegations made against him pertaining to his presiding over the
applicant’s hearing. It presents the hearing in a somewhat different light:
§
The
presiding judge states that counsel for the applicant had the opportunity to
express her opinion and to make observations, that he respected her opinion,
but had to continue with the hearing to administer the tests, and that it was
his discretion to make a recommendation to the Minister to waive the
requirements.
§
The
judge writes that counsel for the applicant interrupted him repeatedly to say
that her client did not need to pass the tests and that a waiver should be
granted.
§
Regarding
the allegation that the judge did not care that the applicant’s husband was
murdered (described differently in the affidavit), the citizenship judge states
that this is pure invention.
§
The
judge indicates that when he heard the applicant was a widow, his response was
that the question to be answered was whether she had the capacity to learn or
not.
§
The
citizenship judge specifies that he never said that he would render a negative
decision, but rather that he explained that he would render a decision within
60 days.
§
According
to the judge, the chronology of the hearing does not accurately reflect reality
and that counsel’s interventions were much longer and that he did not speak as
long as it was alleged (65 minutes). He adds that counsel at no time informed
him that she would be filing submissions.
§
Regarding
the allegation that he had said nobody will obtain citizenship unless they
speak English or French, the citizenship judge explains that all he did was
explain one of the requirements of the Act.
II. Parties’ Positions
[18]
The
applicant argues that it was unreasonable for the citizenship judge to prefer
his judgment of Ms. Kalkat’s ability to learn over that of Dr. Colavincenzo.
She also criticizes the citizenship judge’s evaluation of Ms. Kalkat’s
abilities given her very limited knowledge of even her own mother tongue,
Punjabi, in which she is unable to read and write beyond recognizing and
writing her own name. The applicant highlights that this Court has in the past
referred a matter back for reconsideration when in similar circumstance, in
considering the exercise of the discretion as to whether to recommend a waiver
of the knowledge requirements, the Court found that relevant factors had not
been taken into account or medical evidence had been misapprehended (Khat
(Re) (1991), 49 FTR 252, [1991] FCJ 949 and Hassan v Canada (Minister of
Citizenship and Immigration), 2002 FCT 755, [2002] FCJ 1049).
[19]
The
applicant also reiterates the Federal Court of Appeal’s statement that when a
claimant swears the truth of certain allegations, a presumption exists that
those allegations are true unless there is a reason to doubt their truthfulness
(Pedro Enrique Juarez Maldonado v Minister of Employment and Immigration,
[1980] 2 FC 302 at para 5). In such circumstances, the applicant contends that
while the citizenship judge is not compelled to make a recommendation for a
waiver based on the medical opinion submitted, he must nevertheless assess the
evidence, which the applicant resumes as follows (Applicant’s Memorandum of
Facts and Arguments at paras 50-53):
50. […]
[A] person whose level of education is grade 2 primary school, who can hardly
read/write in her mother tongue and whose life has mainly been as a farmer’s
housewife, cannot be expected to “make more efforts” or “study harder” to
successfully learn English/French and/or retain the necessary information on
the three founders of Canada, which province is the leading producer of oil or
even come to the knowledge that the Charter of Rights is an important component
of our Constitution;
51. It
is common knowledge that learning disabilities cannot be corrected after
adulthood and this is what the medical opinion that the Citizenship judge
dismissed reported;
52. There
is no reason to doubt [the] truthfulness of the Applicant’s disability to learn
a new language in this case;
53. Therefore,
it was not open to Mr. Gilles Duguay to base his decision on nothing but a
personal assessment of the Applicant’s ability to learn and understand a new
language as well as his [wives’] experiences of immigrating to Canada and
learning (“They came as immigrants and learned.”), while completely
disregarding Doctor Vincenzo Colavincenzo’s medical opinion.
[20]
The
applicant further alleges that her right to procedural fairness, as set out by
the Supreme Court of Canada in Cardinal v Kent Institution, [1985] 2 SCR
643, was not respected when the citizenship judge denied Ms. Gamliel’s requests
to intervene and present observations. During her oral submissions, counsel for
the applicant argued explicitly for the first time that the citizenship judge,
as a result of his comments made during the hearing, displayed a closed mind
and biased attitude. Counsel for the respondent objected on the basis that this
was a new argument not dealt with in her written submissions. Following a
discussion, it was decided that the objection had some basis and that some of
the facts contained in the motion records indicated this issue had been
implicitly raised, but that counsel for the respondent would be given time to
submit further submissions and counsel for the applicant could then submit a reply.
In this reply, aside from objecting to the filing of new information (which has
already been addressed in these reasons), counsel for the applicant submitted
that the new notes written by the citizenship judge concerning the applicant’s
lack of schooling and inability to learn a new language should have been
included originally. I agree. In addition, counsel again dealt with the
allegations of bias and the issue of costs.
[21]
For
its part, counsel for the Minister submits that the onus was on the applicant
to demonstrate that the citizenship judge should have exercised his discretion
to recommend a waiver (Maharatnam v Canada (Minister of Citizenship and
Immigration) (2000), 96 ACWS (3d) 198, [2000] FCJ 405). The Minister also
takes the view that the medical opinion did not prove the facts that it stated
and that before any weight is given to it, the citizenship judge must believe
the facts it is based on (R v Abbey, [1982] 2 S.C.R. 24). The Minister
argues that the citizenship judge considered the medical opinion, but that he
was entitled not to give it a high probative value since it did not prove the
facts that it was based on and that it lacked important information: Dr.
Colavincenzo is not a specialist in language and learning disabilities; this
was his first meeting with Ms. Kalkat and he did not know her medical history;
there is no trace of the basis and reasoning on which Dr. Colavincenzo drew his
conclusions; and Dr. Colavincenzo does not speak Punjabi and could not evaluate
her knowledge of that language.
[22]
With
regard to the procedural fairness issue, the Minister argues that the right to
a counsel during an administrative proceeding is not absolute and depends on
the circumstances. Since evaluating the applicant’s knowledge of Canada and the official languages is not legal or a complex question, Ms. Gamliel’s
observations and interventions “were not necessary and were only interrupting
the interview” (Respondent’s memorandum of fact and law at para 40). Thus on
the one hand the Minister argues that the applicant did not meet her onus of
convincing the citizenship judge that a waiver should be recommended, while on
the other hand the Minister argues that Ms. Gamliel’s attempts to meet this
onus were unnecessary and interruptive. In the additional submissions, counsel
for the respondent submitted that there was no convincing evidence that the
citizenship judge had shown bias or a close-minded attitude. The applicant’s
affidavit was the only evidence to support such an allegation and counsel
argued that this evidence was insufficient to reverse the presumption of
impartiality.
III. Issues
and Standard of Review
[23]
The
following issues were raised before this Court:
1.
Did
the citizenship judge fail to make his decision in accordance with the
principles of procedural fairness?
2.
While
evaluating whether to recommend a waiver of the knowledge and language
requirements, did the citizenship judge reasonably consider the evidence before
him?
[24]
A
citizenship judge’s weighing of evidence and decision of whether to make a
recommendation for waiver on compassionate grounds are questions of fact and
subject to review under the reasonableness standard, which calls for deference,
while issues of procedural fairness are reviewable on a standard of correctness
and no deference is shown (Dunsmuir v New Brunswick, 2008 SCC 9 at paras
47, 51, and 54, [2008] 1 S.C.R. 190 and Canada (Citizenship and
Immigration) v Khosa, 2009 SCC 12 at paras 42-46, [2009] 1 S.C.R. 339).
IV. Analysis
A. Did the
citizenship judge fail to make his decision in accordance with the principles
of
procedural fairness?
(1)
The Legal Concept of Judicial Impartiality
[25]
In
order to show, reflect, and radiate public confidence, it is of utmost
importance that our legal system ensures that its decision makers perform their
duties free of bias, prejudice, or any perception of it. It is fundamental that
any decision rendered call for respect and confidence and that the parties and
the public must know and feel that justice has been served without bias or
outside influence.
[26]
In
Wewaykum
Indian Band v Canada,
2003 SCC 45, [2003] 2 S.C.R. 259, the Supreme Court of Canada stated at para 58
that “[t]he essence of impartiality lies in the requirement of the judge to
approach the case to be adjudicated with an open mind.” and at para 59, quotes
with approval the Canadian Judicial Council’s Ethical Principles for Judges
(1998), at 30: “[i]mpartiality is the fundamental qualification of a judge and
the core attribute of the judiciary.”
[27]
As
noted in the same decision, again at para 59, impartiality is a presumption
that carries considerable weight. This fundamental component of our judicial
system is otherwise not easy to prove and this is why our Canadian courts have
developed through the years the concept of apprehension of bias.
[28]
In
Committee for Justice and Liberty v Canada (National Energy Board),
[1978] 1 S.C.R. 369 at 394, Justice de Grandpré described apprehension of bias as
follows:
[…] the apprehension of bias must be a reasonable one held by
reasonable and right minded persons, applying themselves to the question and
obtaining thereon the required information. In the words of the Court of
Appeal, that test is “what would an informed person, viewing the matter
realistically and practically--and having thought the matter through--conclude.
Would he think that it is [more] likely than not that Mr. Crowe, whether
consciously or unconsciously, would not decide fairly.”
[29]
Since
there is a strong presumption of judicial impartiality, in order to find an
apprehension of bias there must be serious grounds on which to base such a
finding. This is why in the same decision, at 395, Justice de Grandpré makes it
clear that “[t]he grounds for this apprehension must,
however, be substantial and I entirely agree with the Federal Court of Appeal
which refused to accept the suggestion that the test be related to the “very
sensitive or scrupulous conscience.”
[30]
This delicate
exercise is in essence a fact finding search for a true account of the events
that occurred and a determination of the view a reasonable and right minded
person would hold in such a situation. Were the events such that this person,
viewing them realistically and practically, could conclude that it is more
likely than not that the citizenship judge, whether consciously or
unconsciously, would not decide fairly?
[31]
If the answer
is affirmative and the judge’s words or conduct have shown an apprehension of
bias, then the judge has exceeded his or her jurisdiction. Such a conclusion
tints the proceedings and the interests of justice call for a new hearing.
(2) The Legal Concept and the
Facts of the Case
[32]
Complicating
matters, there is no transcript of the hearing. The applicant’s affidavit filed
with this Court reflects in reality the views of her counsel and what the
latter perceived since the applicant was unable to understand the verbal
exchanges at the hearing except through an unofficial interpreter. In addition,
following the review of the tribunal’s record conducted by counsel for the
minister, we have the point of view of the citizenship judge through his
response to the complaint filed against him by the applicant’s counsel.
However, as observed earlier, the events described in the affidavit are more
extensive than those found in the complaint and so the judge’s response does
not address all allegations. This is not an ideal situation for an appellate
judge to find him or herself in and a delicate assessment of the facts must be
conducted in order to be fair to all parties concerned. Finally, I am mindful
that the burden of proof is on the applicant to show that there was an actual
bias or an apprehension of bias.
[33]
The events,
as described by the applicant in her affidavit, portray a hearing where the
judge played an active role. Playing an active role in citizenship court
hearings is not forbidden. On the contrary, the citizenship judge must inform
the applicant of the requirements of the Act, the procedure to be followed, the
tests to be applied, and the options to consider at the time of the decision.
This calls for an exchange between the applicant and the judge. In general,
lawyers are not always present, but they do appear occasionally. As the tribunal’s
record shows, counsel for the applicant had to provide her Barreau du Québec
card for photocopying and identification purposes. In such cases, counsels for
the applicant are there to represent the interest of their client as is
normally the role of counsel before any other court or tribunal.
[34]
The exchanges
between the judge and counsel appear to have been substantial in this case,
direct, and conducted with an air of contention. Comments were made, at a
minimum the appearance of opinions were expressed, and counsel for the
applicant intervened either often (in the judge’s view) or rarely (in counsel’s
opinion) because the judge did not permit it.
[35]
As the
evidence indicates, three issues related to the principles of natural justice,
bias or apprehension of bias, and the role of counsel must be addressed. A
further concern related to the same issues is the question of the appropriate
test to be applied to assess the recommendation for a waiver of requirements to
the Minister. In the judge’s opinion, this test appeared to be whether or not
the applicant had a mental incapacity sufficient to justify such a
recommendation. The application of such a test may indicate a close-minded
attitude to the remedy sought by the applicant.
[36]
The
evidence shows that the applicant could not meet the requirements of the Act
because of her lack of education and inability to learn languages, including
Punjabi, her first language. In such circumstances, the citizenship judge’s
principal task was to consider whether there was, based on the evidence,
sufficient circumstances to consider whether or not to recommend to the
Minister an exercise of discretion under section 5(3) or 5(4) of the Act. In
order to complete this task, the citizenship judge had to administer the
necessary tests pursuant to section 5 of the Act and then assess the
circumstances and determine whether or not a recommendation for a waiver of the
requirements of the Act could be made.
[37]
Therefore,
the determinative issue to be canvassed is whether or not the citizenship
judge, in commenting as he did during the hearing, had the necessary open mind
to assess objectively whether or not a recommendation for an exercise of
discretion pursuant to subsections 5(3) and 5(4) of the Act could be made.
These discretionary remedies can be granted if there are justifiable
circumstances that could waive the legislative requirements (ss 5(3)) or if
there is evidence of special or unusual hardship or to reward services of an
exceptional value to Canada (ss 5(4)).
[38]
The
evidence on file reveals that the citizenship judge made the following comments
during the hearing:
- Somebody who does not speak
English or French will never be Canadian.
- Tomorrow, I will grant
citizenship to 800 people who all speak French or English; they all passed the
test! Your lawyer has written to us that you cannot be able to learn about our
country and language. Unfortunately, we receive this argument from hundreds and
thousands of people.
- The medical opinion on
record was just an opinion of a person not as a doctor because doctors are not
linguistic experts.
- I am a judge and I apply the
law, my first wife was Russian and my second wife was Romanian; they came as
immigrants and learned.
- During the hearing, I
observed that you seem to understand all my questions and that you were able to
converse fluently with your interpreter.
- Many other people have trouble learning; some
work harder at learning and some don’t and you should have learnt with the help
of your husband and children.
- If a negative decision is rendered, you can go
to the Federal Court of Appeal and get an audition.
During the hearing, the citizenship
judge also showed pictures of his daughter, married to the son of former Prime
Minister Paul Martin.
[39]
When
counsel for the applicant tried to intervene, she was refused. The citizenship
judge, faced with interventions from counsel, had to explain what his
obligations were under the Act when presiding over such a hearing. As it
appears from the record, the citizenship judge wrote a handwritten comment on
the back of the Notice to the Minister of the Decision of the Citizenship Judge
which made it clear that he did not want counsel for the applicant to
intervene:
Her lawyer then intervened to declare that her
client could be granted Canadian citizenship without having to pass these
tests. I told the lawyer to observe the audition, without interrupting the
proceeding to offer her own conclusion. I told her that I had 60 days to
make/take my decision, that she was entitled to have her own opinion, but that
I had to do my job and to proceed. [Emphasis added.]
[40]
The
citizenship judge, in refusing to recommend to the Minister a waiver of the
requirements, found that the applicant was able during the hearing to
understand the questions and that she was able to converse with the
interpreter. In addition, she understood the situation she was in. In order to
come to that conclusion, the citizenship judge explained according to the affidavit
that the test to be applied was whether or not the applicant could prove that
she is intellectually disabled and cannot have a bank account and cannot sign
anything. His reading of the medical opinion was that it did not state
“complete intellectual disability” and that she was therefore mentally capable
and no recommendation would be made to the Minister.
[41]
While
it is well known that a citizenship judge’s decision to make a waiver
recommendation to the Minister on the basis of special circumstances is highly
discretionary, it does not relieve the judge from his duty to act with absolute
objectivity, without any indication of bias or close-mindedness to the relief
sought.
[42]
Some
of the language used during the hearing by the citizenship judge creates an impression
of an individual that has no intention of objectively considering whether to
make a recommendation to waive the requirements of the Act. Based on the
applicant’s affidavit, the judge believed that nobody would become a Canadian
citizen if they were unable to speak one of the two official languages unless
they had a complete intellectual disability. As mentioned, his ex-wives’
personal experiences showed that it was possible to learn another language and
so the applicant could learn another language.
[43]
In
that context, even if the decision remains highly discretionary, how can the
decision maker appear to assess the facts of the case with an open mind? The
citizenship judge, by expressing himself in such a way, exhibited an attitude
of having already come to the conclusion that he would not recommend a waiver
to the Minister based on special circumstances. More is expected of citizenship
judges in such cases. It is of utmost importance that, prior to taking any
decision in relation to citizenship matters, judges do not exhibit orally or
otherwise an attitude which demonstrates they will not objectively assess the
facts of the case. Sadly, this is precisely the impression given by the judge
in this case.
[44]
While
this does not necessarily confirm partiality, it certainly gives a reasonable
and right minded person the impression that the waiver requirements
recommendation would not be dealt with fairly. After all, the objective of
considering whether to recommend a waiver of requirements is to see if there are
any special circumstances that could warrant such a recommendation. In order to
assess this possibility, a judge has to analyze the personal circumstances at
play before deciding.
[45]
In
the present case, the citizenship judge made it clear that no citizenship will
be granted unless the applicant spoke one of Canada’s official languages, as
his ex-wives were able to do. By expressing such a statement, the citizenship
judge was giving the impression that a recommendation for a waiver of the
requirements would not be made. Sadly, this can only appear to an informed
person to be a clear indication of at least an apprehension of bias. In
addition, although not determinative of the bias issue or its apprehension, the
personal references made to his ex-wives and his daughter’s marriage do not
represent the proper conduct of a judge when presiding over a hearing. It is
after all an unwritten code of conduct that judges should not personalize their
judicial role.
[46]
Furthermore,
other concerns raised by the evidence are also in themselves determinative of
the appeal. The judge’s refusal to hear counsel for the applicant is directly
related to issue of procedural fairness. Due to her inability to express
herself in one of the official languages of Canada, the applicant was
represented by counsel. In effect, counsel was her mouth and ears during the
hearing in addition to the unofficial interpreter by her side.
[47]
It
is true that the right to counsel is not absolute in administrative proceedings
and that it depends on the circumstances of each case. However, as seen
earlier, the facts of this case made it clear that the possible recommendation
of the waiver of requirements was the determinative issue to be addressed by
the judge. The applicant understood that and took the means to be adequately
represented. Counsel sought to properly explain the applicant’s position prior
to any determination being made on the issue, but does not appear to have been
afforded the opportunity to do so. In addition, the test of mental disability put
forward by the judge in considering whether to recommend a waiver of the
requirements was surely worthy of debate with counsel. This was certainly an
important subject matter that should have been addressed before any decision
was made.
[48]
The
citizenship judge however refused the intervention of counsel since, as he
wrote (TR at 12): “[…] she was entitled to have her own opinion, but […] I had
to do my job and to proceed.” By refusing at least in part some of the
interventions of counsel, if only to hear the applicant’s point of view on the
waiver issue, the citizenship judge breached a principle of natural justice.
The right to representation was fundamental to the applicant in this situation
and that right was not respected. This was a sufficient error in itself to
grant the appeal of the citizenship judge. For all these reasons, the appeal of
the citizenship judge is granted and it will not be necessary to deal with the
second issue raised before this Court.
[49]
Counsel
for the applicant asked the Court if an oral amendment could be made so as to
claim costs. Counsel for the respondent objected on the basis that it was not
claimed in the initial written submission. Having reviewed the facts of this
case, the submissions of counsel on this matter, and having read the
supplementary submissions and found in favour of the applicant, I authorize the
amendment and conclude that costs are to be in favour of the applicant.
JUDGMENT
THEREFORE,
THIS COURT ORDERS AND ADJUGES that the
appeal of the citizenship judge’s decision is granted. This citizenship
application is to be assigned to another citizenship judge. Costs are in favour
of the applicant.
“Simon
Noël”
_________________________
Judge