Date: 20100628
Docket: T-986-09
Citation: 2010 FC 704
Ottawa, Ontario, June 28, 2010
PRESENT: The Honourable Mr. Justice O'Keefe
BETWEEN:
DUANE
WILLIAMS
Applicant
and
THE
ATTORNEY GENERAL OF CANADA
Respondent
REASONS FOR JUDGMENT AND JUDGMENT
O’KEEFE J.
[1]
This
is an application for judicial review of a decision by the Commissioner of
Corrections (the Commissioner), dated May 11, 2009, which upheld the
involuntary transfer of the applicant from medium security Warkworth
Institution in Ontario to maximum security Port-Cartier Institution in Quebec.
[2]
The
applicant requests an order quashing the decision of the Commissioner and an
order quashing the underlying Correctional Services Canada (CSC) decision to
transfer the applicant.
Background
[3]
The
applicant was sentenced in 2004 to ten years for robbery. With additional
convictions in 2005 and 2006, an additional 41 days has been added to his ten
year sentence. After his initial conviction, the applicant cooperated with
Toronto Police in their investigations of other individuals and cooperated with
the Crown in at least one subsequent prosecution. This put the applicant at
risk of being targeted for physical harm by other inmates. Even though the offences
he had committed and the security reclassification score (SRS) indicated that
the applicant was a maximum security inmate, CSC placed him at medium security
Warkworth for his own protection.
[4]
By
January 19, 2009 when CSC made the decision to transfer him to Port-Cartier,
the applicant was in segregation without the possibility of release to the
general population in the near future and had been in segregation for 12 of the
last 17 months. The applicant was segregated in October 2007 for being
suspected of introducing drugs into the institution, in June 2008 for being
confrontational and aggressive with a CSC officer and finally in September 2008
following an alleged altercation with another offender. The applicant did not
grieve any of his segregations but now denies any wrongdoing and by
implication, challenges those segregations.
[5]
In
September and October 2008, the applicant was scored as maximum security on the
SRS. He was recommended for transfer to Port-Cartier. The applicant contested
the recommendation on the grounds that his three administrative segregations
did not warrant transfer and on the grounds that he would be unable to
integrate at Port-Cartier due to the language barrier. His submission was
unsuccessful and CSC made the decision to transfer him. The applicant’s appeal
of the decision went directly to the third and final level of grievance. On May
11, 2009, the Senior Deputy Commissioner, on behalf of the Commissioner, denied
the third level grievance concluding:
You were properly reassessed as being a
Maximum security offender based on your requirement for a high degree of
supervision and control within the penitentiary. As such, you were to be
transferred to a Maximum security institution, and none of the Maximum security
institutions in Ontario were suitable. Therefore, you
were transferred to Port-Cartier Institution in order to provide you with an
opportunity to reintegrate with the general population in a protective custody
environment. As such, this grievance is denied. You are encouraged to begin
working with your Case Management Team to pursue a Voluntarily Inter-Regional
Transfer to an institution outside the Ontario region.
[Emphasis
in original]
[6]
The
applicant commenced this application for judicial review of the Commissioner’s
decision on the grounds that the CSC failed to observe a principle of natural
justice by acting contrary to or ignoring certain provisions contained in
sections 24 and 28 of the Corrections and Conditional Release Act, S.C.
1992, c. 20 (the Act).
[7]
For
ease of reference, the relevant statutory provisions are included with these
reasons in the Annex.
Issues
[8]
The issues are as follows:
1.
What is the scope of this judicial review?
2. Did
the Commissioner breach his duty of fairness to the applicant by failing to comply
with the provisions of subsection 24(1) of Act?
3. Did
the Commissioner fail to comply with subsection 24(1) by failing to distinguish
between facts and allegations in the applicant’s record?
4. Did
the Commissioner breach his duty of fairness to the applicant by failing to
comply with the provisions of section 28 of the Act?
5. Was
the Commissioner’s decision upholding the transfer reasonable?
Applicant’s Written Submissions
[9]
The
applicant submits that using information that does not comply with the
provisions of section 24 of the Act or is speculative, amounts to a breach of
the duty of fairness. The information used to determine the applicant’s
transfer did not comply because it failed to include or mention:
-
that
the police and the CSC had recommended that the applicant continue to reside at
Warkworth;
-
the
deficiencies in the allegation that the applicant had introduced drugs,
including the fact that no drugs were found and that others had access to his
cell;
-
that
his “refuse a direct order” infringement was resolved informally with an
apology;
-
the
incompleteness of the allegation that the applicant was in a fight; and
-
the
lack of factual evidence to support the contention that the applicant muscled
other inmates.
[10]
The
CSC is also under a legislated obligation to take all reasonable steps to
ensure that an inmate is kept in the least restrictive environment. Pursuant to
section 28 of the Act, the CSC must also take into account accessibility to a
person’s home community and family, the compatibility of the culture and
linguistic environment and the availability of appropriate programs.
[11]
The
applicant submits that this obligation was breached. He was moved much farther
away from his family and now rarely receives any visits. Furthermore, the only
programs offered at Port-Cartier are in French, which the applicant does not
speak.
Respondent’s Written Submissions
[12]
The
respondent submits that while the only subject of review is the Commissioner’s
decision upholding the applicant’s transfer, the applicant is attempting to
collaterally attack the CSC’s decision to increase the applicant’s security
classification. Because Federal Court Rules dictate that judicial review
is limited to a single order in respect of which relief is sought, the decision
regarding the applicant’s security classification is beyond the scope of this
judicial review. If the applicant wished to challenge the decision to increase
his security classification, he could have filed a grievance. Similarly, if he
wished to challenge the information relied on when he was placed in
segregation, he could have filed a complaint.
[13]
The
applicable standard of review is reasonableness says the respondent. On the
spectrum of reasonableness, a large degree of deference is due to the CSC as it
is charged with maintaining the safety and security of penitentiaries and the
surrounding community.
[14]
The
decision was complicated because the nearest available maximum security
institution was in Quebec. The Commissioner understood this would move
him farther from family and would pose language difficulties, but had a solid
set of reasons on which to base the decision. The decision followed and complied
with section 28 of the Act and discussed and answered all of the applicant’s
grounds for grieving.
[15]
Finally,
the respondent submits that there was no breach of procedural fairness. The
applicant was provided the reasons for the decision to transfer him and was
given an opportunity to rebut the decision with the assistance of counsel
Analysis and Decision
[16]
Issue
1
What is the
scope of this judicial review?
Rule 302 of the Federal
Court Rules generally limits applications for judicial review to a single
administrative decision in respect of which relief is sought.
[17]
The
only decision that the applicant has sought to review is the decision of the
Commissioner to uphold his transfer to Port-Cartier. I would then agree with
the respondent that the decision increasing the applicant’s security
classification and the various decisions placing the applicant in
administrative segregation are beyond the scope of this review.
[18]
The
respondent also contends that the information CSC relied on in making those
underlying decisions is similarly beyond the scope of this review. I would
disagree.
[19]
The
reviewing Court is bound by and limited to the record that was before the judge
or the Board (see Bekker v. Canada, 2004 FCA 186, [2004] F.C.J. No. 819
(QL) at paragraph 11). Fairness to the parties and the court or tribunal under
review dictates such a limitation. However, in this case, the Commissioner did
review some aspects of the information which was relied on by CSC in making
those underlying decisions. To the extent that that information was relied on
by the Commissioner and formed part of the tribunal’s record, it is within the
scope of this judicial review.
[20]
To
summarize, while I can and will consider to some degree the evidence before the
Commissioner which related to the applicant’s reclassification and segregation
decisions, the only decision in respect of which relief is possible, is the
decision of the Commissioner to uphold his transfer.
[21]
Issue
2
Did the
Commissioner breach his duty of fairness to the applicant by failing to comply
with the provisions of subsection 24(1) of Act?
In Tehrankari v. Canada
(Correctional Service), [2000] F.C.J. No. 495, 188 F.T.R. 206 (T.D.)
(QL), Mr. Justice Lemieux considered the regime in section 24 to be part of an
offender’s “rights package” and described it as follows:
39 The particular provision
involved is section 24 which mandates the Service to take all reasonable steps
to ensure that any information about an offender that it uses is as accurate,
up-to-date and complete as possible conditioned by a provision which says that
where an offender believes there is an error or omission in the information,
the offender may request the Service to correct that information and, if the
request is refused, the Service must attach to the information a notation
indicating the offender has requested a correction and setting out the
correction requested.
[22]
Mr.
Justice Lemieux concluded in Tehrankar above, at paragraph 44,
that the correctness standard should apply to the interpretation of section 24
and reasonableness for the application of the law to the facts resulting in the
decision.
[23]
The
applicant did not engage the section 24 procedure nor did the Commissioner
expressly interpret or even refer to section 24 in his reasons. Instead, the
applicant suggests that the duty of fairness was breached when the Commissioner
relied on information which did not comply with subsection 24(1) which states:
|
24.(1) The
Service shall take all reasonable steps to ensure that any information about
an offender that it uses is as accurate, up to date and complete as possible.
|
24.(1)
Le Service est tenu de veiller, dans la mesure du possible, à ce que les
renseignements qu’il utilise concernant les délinquants soient à jour, exacts
et complets.
|
[24]
Of
course, CSC can never know with absolute certainty that the information it uses
will be completely accurate. Subsection 24(1) requires the CSC to take all
reasonable steps. Subsection 24(2) provides for a procedure whereby inmates can
seek to correct information they believe is in error.
[25]
There
is no evidence that the applicant engaged that process and in all other respects
was given adequate due process and treated fairly. Consequently, he cannot now
assert non-compliance with subsection 24(1) as grounds for his claim that the
duty of fairness was breached.
[26]
Issue
3
Did the Commissioner fail to
comply with subsection 24(1) by failing to understand the difference between
facts and allegations in the applicant’s record?
The substance of a decision may
fail to meet the reasonableness standard if it is clear that the decision maker
based his or her decision on an allegation which was misconstrued as a fact. In
light of subsection 24(1) of the Act, such a misconstruction by the CSC will
always result in an unreasonable decision.
[27]
In
Brown v. Canada (Attorney General), 2006 FC
463, 290 F.T.R. 143, this Court granted relief to an inmate who had challenged
the information on his record for accuracy. An allegation stated as a fact was
ordered removed. As noted in the present case, the applicant has not directly
challenged the information in his record. The accuracy of the information on
his record is not within the scope of this review per se. Instead, the
inquiry here is into whether the Commissioner misunderstood any of the
allegations against the applicant and accepted them for their truth instead of
merely as allegations made.
[28]
As
noted in Brown above by Madam Justice Mactavish, there are good and
valid reasons for recording and keeping on file allegations made against an
inmate, even if the allegations turn out to be completely false (paragraphs 29 and
30).
[29]
The
applicant does not point to any such misunderstanding in the decision. Upon
review, each instance cited by the Commissioner was properly qualified as not
having been proven or was simply a recitation of the documented allegation
resulting in administrative segregation.
[30]
In
the section dealing with the applicant’s claim that he could be managed
successfully at Warkworth, the Commissioner stated:
There were a number of other portions of
the A4D: OSL which the complainant contends are either not accurate or taken
out of context, such as indication that a drug dog indicated on the
complainant’s cell, a package of drugs being found near a visitor of the
complainant, reports of the complainant muscling other offenders for their
canteen items and a positive THC urinalysis in May 2008. While none of these
indicate on their own that the complainant’s Institutional Adjustment rating
should be amended to High, together they indicate that the complainant has
frequent or major difficulties causing serious institutional adjustment problems,
requiring significant/constant management intervention and would benefit from a
highly structured environment in which individual or group interaction is
subject to constant and direct supervision pursuant to CD 710-6, Annex A
(please see policy section above). As such, the complainant meets the criteria
for requiring a high degree of supervision and control within the penitentiary,
and best fits the description of a Maximum security offender, which is [sic]accordance
with his SRS score or [sic] 29.
[31]
It
is clear that the Commissioner did not base his opinion on the truth of the
allegations made against the applicant and did not draw any unfair inferences.
In any event, as noted above, the decision increasing his security classification
had already been made and was a decision that the applicant did not challenge.
There were various methods available to the applicant to challenge or have
stricken information in his record. He chose not to. Nor did he challenge any
of the allegations resulting in segregation.
[32]
The
applicant’s claim that he was being called on to prove a negative with respect
to the mentioned allegations lacks any basis.. I would not allow judicial
review on this ground.
[33]
Issue
4
Did the Commissioner breach
its duty of fairness to the applicant by failing to comply with the provisions
of section 28 of the Act?
Section 28 of the Act informs
the substantive decisions surrounding the placement of prisoners. It does not
relate directly to the procedure involved in those decisions. Demonstrated
failure to observe the considerations in section 28 of the Act is a factor the
Court will consider in assessing the reasonableness of a placement or transfer
decision.
[34]
Applicants
to this Court cannot avoid the doctrine of substantive review by claiming that
misinterpretation or ignorance of a substantive legislative provision amounts
to a breach of procedural fairness.
[35]
The
applicant was given a fair process generally and does not raise any legitimate
issues of procedural fairness.
[36]
Issue
5
Was the Commissioner’s
decision upholding the transfer reasonable?
The parties agree that the
ultimate decisions of the CSC or the Commissioner regarding prisoner transfers
are to be afforded deference and are subject to review against the
reasonableness standard.
[37]
Though
the transfer resulted in moving the applicant farther away from his family and
into an environment where he would face language difficulties, it was a
reasonable decision which easily falls within the range of possible acceptable
outcomes outlined by the Supreme Court of Canada in Dunsmuir v. New
Brunswick,
2008 SCC 9, [2008] 1 S.C.R. 190, [2008] S.C.J. No. 9 (QL).
[38]
The
factors in section 28 of the Act were listed and considered by the
Commissioner. It was a tough decision. No other Ontario maximum
security prisons were available due to safety and security concerns; a fact the
applicant understood and accepted. The applicant was a maximum security
offender and had been classified as requiring a maximum security setting. This
combined with his continuing segregation at Warkworth indicates that a maximum
security institution outside Ontario where the applicant could re-integrate
into the general population, would put the applicant in the least restrictive
environment required by section 28 of the Act. Port-Cartier was the closest
institution matching that description.
[39]
The
applicant also pointed out that representations had been made to him that he
would be placed in medium security at Warkworth despite his SRS score
indicating that he was a maximum security inmate. However, any such
representations were made prior to the occurrence of the incidents that led to
his transfer to Port-Cartier Institution. As such, they do not assist the
applicant.
[40]
It
remains open to the applicant to pursue a voluntary transfer to another maximum
security institution outside Ontario.
[41]
The
Commissioner’s decision upholding the transfer was reasonable as it was within
the range of possible acceptable outcomes. I would not allow judicial review on
this ground.
[42]
The
application for judicial review is therefore dismissed.
[43]
There
shall be no order for costs.
JUDGMENT
[44]
IT
IS ORDERED that:
1. The judicial review
application is dismissed.
2. There shall be no
order for costs.
“John
A. O’Keefe”
ANNEX
Relevant
Statutory Provisions
Corrections
and Conditional Release Act,
S.C. 1992, c. 20
|
24.(1) The Service shall take all
reasonable steps to ensure that any information about an offender that it
uses is as accurate, up to date and complete as possible.
(2) Where an offender
who has been given access to information by the Service pursuant to
subsection 23(2) believes that there is an error or omission therein,
(a) the
offender may request the Service to correct that information; and
(b) where the
request is refused, the Service shall attach to the information a notation
indicating that the offender has requested a correction and setting out the
correction requested.
. . .
28. Where a
person is, or is to be, confined in a penitentiary, the Service shall take
all reasonable steps to ensure that the penitentiary in which the person is
confined is one that provides the least restrictive environment for that
person, taking into account
(a) the degree
and kind of custody and control necessary for
(i) the safety
of the public,
(ii) the
safety of that person and other persons in the penitentiary, and
(iii) the
security of the penitentiary;
(b)
accessibility to
(i) the
person’s home community and family,
(ii) a
compatible cultural environment, and
(iii) a
compatible linguistic environment; and
(c) the
availability of appropriate programs and services and the person’s
willingness to participate in those programs.
|
24.(1)
Le Service est tenu de veiller, dans la mesure du possible, à ce que les
renseignements qu’il utilise concernant les délinquants soient à jour, exacts
et complets.
(2)
Le délinquant qui croit que les renseignements auxquels il a eu accès en
vertu du paragraphe 23(2) sont erronés ou incomplets peut demander que le
Service en effectue la correction; lorsque la demande est refusée, le Service
doit faire mention des corrections qui ont été demandées mais non effectuées.
. . .
28.
Le Service doit s’assurer, dans la mesure du possible, que le pénitencier
dans lequel est incarcéré le détenu constitue le milieu le moins restrictif
possible, compte tenu des éléments suivants :
a)
le degré de garde et de surveillance nécessaire à la sécurité du public, à
celle du pénitencier, des personnes qui s’y trouvent et du détenu;
b)
la facilité d’accès à la collectivité à laquelle il appartient, à sa famille
et à un milieu culturel et linguistique compatible;
c)
l’existence de programmes et services qui lui conviennent et sa volonté d’y
participer.
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