Principal Issues: Is a mortgage investment corporation, as defined in subsection 130.1(6), an “investment entity” and a “listed financial institution” for the purposes of Part XVIII and Part XIX?
Position: General comments provided.
Reasons: The determination of whether a mortgage investment corporation, as defined in subsection 130.1(6), is an “investment entity” and a “listed financial institution” for the purposes of Part XVIII and XIX can only be made on a case-by-case basis as it requires an analysis of all of the facts and circumstances relating to a particular situation including, but not limited to, the legal structure, the investment portfolio and activities of the MIC, as well as any fund management services agreements with third parties and related provincial regulation requirements.